All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
|
|
|
|
|
|
| UTG / Reaves Utility Income Fund
|
|
|
|
|
|
|
|
| BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Put
|
|
|
|
|
|
|
|
| SWN / Southwestern Energy Company
|
|
|
|
|
|
|
|
| / Matlin & Partners Acquisition Corporation Warrants
|
|
|
|
|
|
|
|
| UAM / Universal American Corp.
|
|
|
|
|
|
|
|
| BRCD / Brocade Communications Systems, Inc.
|
|
|
|
|
|
|
|
| OMAM / OM Asset Management Plc
|
|
|
|
|
|
|
|
| CNAC / Constellation Alpha Capital Corp.
|
|
|
|
|
|
|
|
| US90187BAA98 / Two Harbors Investment Corp. Fixed Income
|
|
|
|
|
|
|
|
| FELCOR LODGING TR INC
/ PFD CV A $1.95 (31430F200) |
|
|
|
|
|
|
|
| EACQ / Easterly Acquisition Corp.
|
|
|
|
|
|
|
|
| XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Put
|
|
|
|
|
|
|
|
| CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
|
|
|
|
|
| 038923AA6 / Arbor Realty Trust Inc Bond
|
|
|
|
|
|
|
|
| GPM / Guggenheim Enhanced Equity Income Fund
|
|
|
|
|
|
|
|
| NRCG / NRC GROUP HOLDINGS CORP.
|
|
|
|
|
|
|
|
| DHY / Credit Suisse High Yield Bond Fund, Inc.
|
|
|
|
|
|
|
|
| US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
|
|
|
|
|
|
|
|
| GCI / Gannett Co., Inc.
|
|
|
|
|
|
|
|
| EVHC / Envision Healthcare Holdings, Inc.
|
|
|
|
|
|
|
|
| 212485AE6 / Convergys Corp. Bond
|
|
|
|
|
|
|
|
| STK / Columbia Seligman Premium Technology Growth Fund
|
|
|
|
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|
|
| 34985B103 / Forum Merger Corporation
|
|
|
|
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|
|
| CYH / Community Health Systems, Inc.
|
|
|
|
|
|
|
|
| CSQ / Calamos Strategic Total Return Fund
|
|
|
|
|
|
|
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| BOE / BlackRock Enhanced Global Dividend Trust
|
|
|
|
|
|
|
|
| BRQS / Borqs Technologies Inc
|
|
|
|
|
|
|
|
| WPG / Washington Prime Group Inc
|
|
|
|
|
|
|
|
| 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1
|
|
|
|
|
|
|
|
| 49877M207 / Rosehill Resources
|
|
|
|
|
|
|
|
| 512807AL2 / Lam Research Corp. Bond
|
|
|
|
|
|
|
|
| JMF / Nuveen Energy MLP Total Return Fund
|
|
|
|
|
|
|
|
| 67066GAC8 / NVIDIA Corp. Bond 1.000%12/0
|
|
|
|
|
|
|
|
| 01449J105 / Alere Inc.
|
|
|
|
|
|
|
|
| TKF / Turkish Investment Fund, Inc.
|
|
|
|
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|
|
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| 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
|
|
|
|
|
|
|
|
| PNRA / Panera Bread Co.
|
|
|
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|
|
|
|
| DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units
|
|
|
|
|
|
|
|
| US584688AE55 / Medicines Company 2.500% Bond
|
|
|
|
|
|
|
|
| TWO / Two Harbors Investment Corp.
|
|
|
|
|
|
|
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| DENN / Denny's Corporation
|
|
|
|
|
|
|
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| 165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
|
|
|
|
|
|
|
|
| JSYNU / Jensyn Acquistion Corp.
|
|
|
|
|
|
|
|
| MMDM / Modern Media Acquisition Corp.
|
|
|
|
|
|
|
|
| 896522AF6 / Trinity Industries, Inc. Bond
|
|
|
|
|
|
|
|
| CHW / Calamos Global Dynamic Income Fund
|
|
|
|
|
|
|
|
| MGY / Magnolia Oil & Gas Corporation
|
|
|
|
|
|
|
|
| TMUSP / T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A
|
|
|
|
|
|
|
|
| 48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
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|
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| 48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
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| 48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
|
|
|
| CMO / Capstead Mortgage Corp.
|
|
|
|
|
|
|
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| JFC / JPMorgan China Region Fund, Inc.
|
|
|
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| RRD / R.R. Donnelley & Sons Co.
|
|
|
|
|
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|
|
| IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
|
|
|
|
|
|
|
|
| BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
|
|
|
|
|
|
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| SNR / New Senior Investment Group Inc
|
|
|
|
|
|
|
|
| MIII / M III Acquisition Corp.
|
|
|
|
|
|
|
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| FF / FutureFuel Corp.
|
|
|
|
|
|
|
|
| AXARW / Axar Acquisition Corp. Warrants
|
|
|
|
|
|
|
|
| ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
|
|
|
|
|
|
|
|
| HLF / Herbalife Ltd.
|
|
|
|
|
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|
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| GTYH / GTY Technology Holdings Inc
|
|
|
|
|
|
|
|
| NRE / NorthStar Realty Europe Corp.
|
|
|
|
|
|
|
|
| 656844107 / North American Energy Partners Inc.
|
|
|
|
|
|
|
|
| CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
|
|
|
|
|
|
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| BRCD / Brocade Communications Systems, Inc. Put
|
|
|
|
|
|
|
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| BKH / Black Hills Corporation
|
|
|
|
|
|
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|
| RMNI / Rimini Street, Inc.
|
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| CNLM / CB Pharma Acquisition Corp.
|
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| US670008AD31 / NOVELLUS SYS INC Bond
|
|
|
|
|
|
|
|
| MACQ / MCAP Acquisition Corp - Class A
|
|
|
|
|
|
|
|
| FINL / Finish Line, Inc. (THE)
|
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| ZF / Zweig Fund, Inc.
|
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|
|
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| AMT.PRB / American Tower Corp
|
|
|
|
|
|
|
|
| AXAR ACQUISITION CORP
/ *W EXP 12/31/202 (05455L128) |
|
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|
|
|
|
| SRUNU / Silver Run Acquisition Corporation II
|
|
|
|
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|
|
|
| HUNT / Hunter Maritime Acquisition Corp.
|
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|
| WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock
|
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|
| NESR / National Energy Services Reunited Corp.
|
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| CYS / CYS Investments, Inc.
|
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| NYRT / New York REIT, Inc.
|
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| ISBC / Investors Bancorp Inc
|
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|
|
|
|
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| US0373471012 / Anworth Mortgage Asset Corp.
|
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|
|
|
|
|
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| SPPP / Sprott Physical Platinum and Palladium Trust
|
|
|
|
|
|
|
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| 50063B104 / Korea Equity Fund, Inc.
|
|
|
|
|
|
|
|
| TPGH / TPG Pace Holdings Corp.
|
|
|
|
|
|
|
|
| CBA / ClearBridge American Energy MLP Fund Inc.
|
|
|
|
|
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|
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| DHF / BNY Mellon High Yield Strategies Fund
|
|
|
|
|
|
|
|
| RA / Brookfield Real Assets Income Fund Inc.
|
|
|
|
|
|
|
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| 018490100 / Allergan plc Call
|
|
|
|
|
|
|
|
| ELEC / Electrum Special Acquisition Corporation
|
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|
|
|
|
|
|
| CRF / Cornerstone Total Return Fund, Inc.
|
|
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| EPR / EPR Properties
|
|
|
|
|
|
|
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| CVE / Cenovus Energy Inc.
|
|
|
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| AGI / Alamos Gold Inc.
|
|
|
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| NYMT / New York Mortgage Trust, Inc.
|
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| WEN / The Wendy's Company
|
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| CBLAQ / CBL& Associates Properties, Inc.
|
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| ARNC / Arconic Corporation Call
|
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|
|
|
|
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| MFA / MFA Financial, Inc.
|
|
|
|
|
|
|
|
| BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
|
|
|
|
|
|
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| NAVI / Navient Corporation
|
|
|
|
|
|
|
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| 018490100 / Allergan plc
|
|
|
|
|
|
|
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| EXC / Exelon Corporation
|
|
|
|
|
|
|
|
| TEI / Templeton Emerging Markets Income Fund
|
|
|
|
|
|
|
|
| IYR / iShares Trust - iShares U.S. Real Estate ETF Put
|
|
|
|
|
|
|
|
| ARCC / Ares Capital Corporation Put
|
|
|
|
|
|
|
|
| SA / Seabridge Gold Inc.
|
|
|
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| SA / Seabridge Gold Inc. Put
|
|
|
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|
|
|
|
| KEY / KeyCorp Put
|
|
|
|
|
|
|
|
| CEM / ClearBridge MLP and Midstream Fund Inc
|
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|
|
|
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|
| GDV / The Gabelli Dividend & Income Trust
|
|
|
|
|
|
|
|
| ASG / Liberty All-Star Growth Fund, Inc.
|
|
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|
|
|
|
|
| HIO / Western Asset High Income Opportunity Fund Inc.
|
|
|
|
|
|
|
|
| ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
|
|
|
|
|
| BXMX / Nuveen S&P 500 Buy-Write Income Fund
|
|
|
|
|
|
|
|
| AOD / Abrdn Total Dynamic Dividend Fund
|
|
|
|
|
|
|
|
| PHYS / Sprott Physical Gold Trust
|
|
|
|
|
|
|
|
| RVT / Royce Small-Cap Trust, Inc.
|
|
|
|
|
|
|
|
| QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
|
|
|
|
|
|
|
|
| RQI / Cohen & Steers Quality Income Realty Fund, Inc.
|
|
|
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|
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|
|
| USA / Liberty All-Star Equity Fund
|
|
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|
| LRCX / Lam Research Corporation
|
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|
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|
| ANIP / ANI Pharmaceuticals, Inc.
|
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|
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| ALTM / Arcadium Lithium plc
|
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|
