| GER / GE Capital Global Holdings, LLC - Preferred Security
|
|
|
|
|
|
|
|
| HALO / Halozyme Therapeutics, Inc.
|
|
|
|
|
|
|
|
| ENPH / Enphase Energy, Inc.
|
|
|
|
|
|
|
|
| TJX / The TJX Companies, Inc.
|
|
|
|
|
|
|
|
| BCS / Barclays PLC - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| BCS / Barclays PLC - Depositary Receipt (Common Stock) Put
|
|
|
|
|
|
|
|
| MNKKQ / Mallinckrodt Plc
|
|
|
|
|
|
|
|
| 420031106 / Hawaiian Telcom Holdco, Inc.
|
|
|
|
|
|
|
|
| RWGE / Regalwood Global Energy Ltd.
|
|
|
|
|
|
|
|
| INCY / Incyte Corporation
|
|
|
|
|
|
|
|
| TUEM / Tuesday Morning Corp. - New
|
|
|
|
|
|
|
|
| PLATINUM EAGLE ACQUISITIN CO
/ UNIT 01/09/2023 (G7126L126) |
|
|
|
|
|
|
|
| 81762PAB8 / ServiceNow, Inc. Bond
|
|
|
|
|
|
|
|
| NRE / NorthStar Realty Europe Corp.
|
|
|
|
|
|
|
|
| MTEM / Molecular Templates, Inc.
|
|
|
|
|
|
|
|
| CLI / Mack-Cali Realty Corp.
|
|
|
|
|
|
|
|
| IMO / Imperial Oil Limited
|
|
|
|
|
|
|
|
| AESE / Allied Esports Entertainment Inc
|
|
|
|
|
|
|
|
| RVPH / Reviva Pharmaceuticals Holdings, Inc.
|
|
|
|
|
|
|
|
| STNL / Sentinel Energy Services Inc.
|
|
|
|
|
|
|
|
| STNL / Sentinel Energy Services Inc.
|
|
|
|
|
|
|
|
| IHD / Voya Emerging Markets High Dividend Equity Fund
|
|
|
|
|
|
|
|
| MTEC / MTech Acquisition Corp.
|
|
|
|
|
|
|
|
| US756577AD47 / Red Hat, Inc. Bond
|
|
|
|
|
|
|
|
| US0044461004 / Aceto Corp.
|
|
|
|
|
|
|
|
| SPLK / Splunk Inc.
|
|
|
|
|
|
|
|
| ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred
|
|
|
|
|
|
|
|
| SWZ / Total Return Securities, Inc.
|
|
|
|
|
|
|
|
| TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Call
|
|
|
|
|
|
|
|
| 171779AK7 / Ciena Corp. 4% Bond
|
|
|
|
|
|
|
|
| MMDM / Modern Media Acquisition Corp.
|
|
|
|
|
|
|
|
| 92240MAY4 / Vector Group, Ltd. 2.5% Bond Due 1/15/2019
|
|
|
|
|
|
|
|
| TTI / TETRA Technologies, Inc.
|
|
|
|
|
|
|
|
| 26433F207 / Duff & Phelps Select MLP and M Common Stock
|
|
|
|
|
|
|
|
| IVR / Invesco Mortgage Capital Inc.
|
|
|
|
|
|
|
|
| KED / Kayne Anderson Energy Development Company
|
|
|
|
|
|
|
|
| 048206106 / Atlantic Acquisition Corp.
|
|
|
|
|
|
|
|
| IPI / Intrepid Potash, Inc.
|
|
|
|
|
|
|
|
| NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
|
|
|
|
|
|
|
|
| EMF / Templeton Emerging Markets Fund
|
|
|
|
|
|
|
|
| TWO / Two Harbors Investment Corp.
|
|
|
|
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|
|
|
| CYS / CYS Investments, Inc.
|
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|
|
|
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|
|
| AXAS / Abraxas Petroleum Corp.
|
|
|
|
|
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|
|
| T / AT&T Inc.
|
|
|
|
|
|
|
|
| CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
|
|
|
|
|
|
|
| MUB / iShares Trust - iShares National Muni Bond ETF
|
|
|
|
|
|
|
|
| MDLM / Medley Management Inc.
|
|
|
|
|
|
|
|
| ADVM / Adverum Biotechnologies, Inc.
|
|
|
|
|
|
|
|
| CYH / Community Health Systems, Inc.
|
|
|
|
|
|
|
|
| MA / Mastercard Incorporated
|
|
|
|
|
|
|
|
| / Tattooed Chef, Inc. Warrant
|
|
|
|
|
|
|
|
| NBIX / Neurocrine Biosciences, Inc.
|
|
|
|
|
|
|
|
| 00B65Z9D7 / Noble Corporation plc
|
|
|
|
|
|
|
|
| / Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
|
|
|
|
|
|
|
|
| CELG / Celgene Corp.
|
|
|
|
|
|
|
|
| MGY / Magnolia Oil & Gas Corporation
|
|
|
|
|
|
|
|
| DFBHW / DFB Healthcare Acquisitions Corp. Warrant
|
|
|
|
|
|
|
|
| AXU / Alexco Resource Corp.
|
|
|
|
|
|
|
|
| REGN / Regeneron Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| FPAC / Far Peak Acquisition Corp - Class A
|
|
|
|
|
|
|
|
| AVYA / Avaya Holdings Corp.
|
|
|
|
|
|
|
|
| US58518F1093 / Megalith Financial Acquisition Corp.
|
|
|
|
|
|
|
|
| INDU / Industrea Acquisition Corp.
|
|
|
|
|
|
|
|
| GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
|
|
|
|
|
|
|
|
| GSMG / Glory Star New Media Group Holdings Limited
|
|
|
|
|
|
|
|
| QTS.PRB / QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
|
|
|
|
|
|
|
|
| RLJ.PRA / RLJ Lodging Trust - Preferred Stock
|
|
|
|
|
|
|
|
| 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1
|
|
|
|
|
|
|
|
| 165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
|
|
|
|
|
|
|
|
| 00912XAK0 / Air Lease Corporation Bond
|
|
|
|
|
|
|
|
| CHURCHILL CAP CORP
/ UNIT 99/99/9999 (17142R202) |
|
|
|
|
|
|
|
| XGCVX / Gabelli Convertible and Income
|
|
|
|
|
|
|
|
| NEBU / Nebula Acquisition Corporation
|
|
|
|
|
|
|
|
| US595112AV56 / Micron Technology, Inc. Bond
|
|
|
|
|
|
|
|
| 697435AB1 / Palo Alto Networks, Inc. Bond
|
|
|
|
|
|
|
|
| PRFT / Perficient, Inc.
|
|
|
|
|
|
|
|
| GDX / VanEck ETF Trust - VanEck Gold Miners ETF
|
|
|
|
|
|
|
|
| OMAD.U / One Madison Corporation
|
|
|
|
|
|
|
|
| US210226AB26 / Consolidated-Tomoka Land Co. Bond
|
|
|
|
|
|
|
|
| BBDC / Barings BDC, Inc.
|
|
|
|
|
|
|
|
| GTYH / GTY Technology Holdings Inc
|
|
|
|
|
|
|
|
| VEAC / Vantage Energy Acquisition Corp
|
|
|
|
|
|
|
|
| DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
|
|
|
|
|
| SCACU / Serendipity Capital Acquisition Corp - Units (1 Ord Share Class A & 1/3 War)
|
|
|
|
|
|
|
|
| AMLP / ALPS ETF Trust - Alerian MLP ETF
|
|
|
|
|
|
|
|
| ACSF / American Capital Senior Floating, Ltd.
|
|
|
|
|
|
|
|
| AABA / Altaba Inc
|
|
|
|
|
|
|
|
| TIBR / Tiberius Acquisition Corp
|
|
|
|
|
|
|
|
| TIBR / Tiberius Acquisition Corp
|
|
|
|
|
|
|
|
| AVCT / American Virtual Cloud Technologies Inc
|
|
|
|
|
|
|
|
| XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| 48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
|
|
|
| MGY / Magnolia Oil & Gas Corporation
|
|
|
|
|
|
|
|
| TMCX / Trinity Merger Corp.
|
|
|
|
|
|
|
|
| IMUX / Immunic, Inc.
|
|
|
|
|
|
|
|
| LDF / Latin American Discovery Fund, Inc. (The)
|
|
|
|
|
|
|
|
| ALDR / Alder BioPharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| CNSL / Consolidated Communications Holdings, Inc.
|
|
|
|
|
|
|
|
| 032359AG6 / AmTrust Financial Services, Inc. 2.75% Bond due 2044-12-15
|
|
|
|
|
|
|
|
| BBDC / Barings BDC, Inc.
|
|
|
|
|
|
|
|
| 09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018
|
|
|
|
|
|
|
|
| 298736AH2 / Euronet Worldwide, Inc. Bond
|
|
|
|
|
|
|
|
| 34385PAD0 / Fluidigm Corp Del Bond
|
|
|
|
|
|
|
|
| SRNE / Sorrento Therapeutics, Inc.
|
|
|
|
|
|
|
|
| CAPITOL INVT CORP IV
/ CL A ORD (G18920101) |
|
|
|
|
|
|
|
| DHX.A / WildBrain Ltd.
|
|
|
|
|
|
|
|
| CM SEVEN STAR ACQUISITION CO
/ SHS (G2345N102) |
|
|
|
|
|
|
|
| YHOO / Yahoo! Inc. Bond
|
|
|
|
|
|
|
|
| EARN / Ellington Credit Company
|
|
|
|
|
|
|
|
| ALGRW / Allegro Merger Corp. Warrant
|
|
|
|
|
|
|
|
| XAPBX / Asia Pacific Fund, Inc.
|
|
|
|
|
|
|
|
| FRANKLIN LTD DURATION INCM T
/ RIGHT 10/18/2018 (353793110) |
|
|
|
|
|
|
|
| IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
|
|
|
|
|
|
|
|
| NVAX / Novavax, Inc.
|
|
|
|
|
|
|
|
| US38741LAB36 / Granite Pt Mtg Tr Inc Bond
|
|
|
|
|
|
|
|
| 48666KAS8 / KB Home Bond
|
|
|
|
|
|
|
|
| 595112AY9 / Micron Technology, Inc. Bond
|
|
|
|
|
|
|
|
| SAGE / Sage Therapeutics, Inc.
|
|
|
|
|
|
|
|
| G9366W101 / Union Acquisition Corp.
|
|
|
|
|
|
|
|
| US43114K1088 / HighPoint Resources Corp
|
|
|
|
|
|
|
|
| RPAI / Retail Properties of America Inc - Class A
|
|
|
|
|
|
|
|
| US04351G1013 / Ascena Retail Group, Inc.
|
|
|
|
|
|
|
|
| PLATINUM EAGLE ACQUISITIN CO
/ SHS CL A (G7126L100) |
|
|
|
|
|
|
|
| WINR / Simplicity Esports and Gaming Company
|
|
|
|
|
|
|
|
| ROX / Castle Brands, Inc.
|
|
|
|
|
|
|
|
| RBSPF / NatWest Group plc
|
|
|
|
|
|
|
|
| EYES / Vivani Medical Inc
|
|
|
|
|
|
|
|
| NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| 171779AJ0 / Ciena Corp. Bond
|
|
|
|
|
|
|
|
| RDUS / Radius Recycling, Inc.
|
|
|
|
|
|
|
|
| APPS / Digital Turbine, Inc.
|
|
|
|
|
|
|
|
| SNR / New Senior Investment Group Inc
|
|
|
|
|
|
|
|
| MFIN / Medallion Financial Corp.
|
|
|
|
|
|
|
|
| WPG / Washington Prime Group Inc
|
|
|
|
|
|
|
|
| CMO / Capstead Mortgage Corp.
|
|
|
|
|
|
|
|
| 212485AE6 / Convergys Corp. Bond
|
|
|
|
|
|
|
|
| AGIO / Agios Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Put
|
|
|
|
|
|
|
|
| DBRG / DigitalBridge Group, Inc.
|
|
|
|
|
|
|
|
| FSAC / Foresite Life Sciences Corp - Class A
|
|
|
|
|
|
|
|
| SIMPLY GOOD FOODS CO
/ *W EXP 07/07/202 (82900L110) |
|
|
|
|
|
|
|
| BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
|
|
|
|
|
|
|
| US3798901068 / Glu Mobile Inc.
|
|
|
|
|
|
|
|
| BDSI / Biodelivery Sciences International
|
|
|
|
|
|
|
|
| DENN / Denny's Corporation
|
|
|
|
|
|
|
|
| ESPR / Esperion Therapeutics, Inc.
|
|
|
|
|
|
|
|
| MNKD / MannKind Corporation
|
|
|
|
|
|
|
|
| VHC / VirnetX Holding Corporation
|
|
|
|
|
|
|
|
| HBIO / Harvard Bioscience, Inc.
|
|
|
|
|
|
|
|
| NSM / Nationstar Mortgage Holdings Inc.
|
|
|
|
|
|
|
|
| NOG / Northern Oil and Gas, Inc.
|
|
|
|
|
|
|
|
| US92854Q1067 / Vivint Solar Inc.
|
|
|
|
|
|
|
|
| NTG / Tortoise Midstream Energy Fund, Inc.
|
|
|
|
|
|
|
|
| 458118AC0 / Integrated Device Technology, Inc. Bond
|
|
|
|
|
|
|
|
| TRN / Trinity Industries, Inc.
|
|
|
|
|
|
|
|
| NXEO / Nexeo Solutions, Inc.
|
|
|
|
|
|
|
|
| INFI / Infinity Pharmaceuticals Inc.
|
|
|
|
|
|
|
|
| MOSC.U / Mosaic Acquisition Corp.
|
|
|
|
|
|
|
|
| US8583751081 / Stein Mart, Inc.
|
|
|
|
|
|
|
|
| NRCG / NRC GROUP HOLDINGS CORP.
|
|
|
|
|
|
|
|
| US68373P1003 / Opes Acquisition Corp.
|
|
|
|
|
|
|
|
| SPPP / Sprott Physical Platinum and Palladium Trust
|
|
|
|
|
|
|
|
| HOS / Hornbeck Offshore Services Inc
|
|
|
|
|
|
|
|
| GRSHU / Gores Holdings, Inc.
|
|
|
|
|
|
|
|
| CNAC / Constellation Alpha Capital Corp.
|
|
|
|
|
|
|
|
| PFSI / PennyMac Financial Services, Inc.
|
|
|
|
|
|
|
|
| TBRGU / Thunder Bridge Acquisition Ltd
|
|
|
|
|
|
|
|
| TBRGU / Thunder Bridge Acquisition Ltd
|
|
|
|
|
|
|
|
| WIX / Wix.com Ltd.
|
|
|
|
|
|
|
|
| MYOV / Myovant Sciences Ltd
|
|
|
|
|
|
|
|
| TDAC / Translational Development Acquisition Corp.
|
|
|
|
|
|
|
|
| TDACW / Translational Development Acquisition Corp. - Equity Warrant
|
|
|
|
|
|
|
|
| COOP / Mr. Cooper Group Inc.
|
|
|
|
|
|
|
|
| VGG8959N1069 / Tottenham Acquisition I Limited
|
|
|
|
|
|
|
|
| QTNT / Quotient Ltd
|
|
|
|
|
|
|
|
| DOCU / DocuSign, Inc.
|
|
|
|
|
|
|
|
| BAC / Bank of America Corporation Put
|
|
|
|
|
|
|
|
| CHTR / Charter Communications, Inc.
|
|
|
|
|
|
|
|
| NTB / The Bank of N.T. Butterfield & Son Limited
|
|
|
|
|
|
|
|
| FCEL / FuelCell Energy, Inc.
|
|
|
|
|
|
|
|
| G4603R114 / HL Acquisitions Corp.
|
|
|
|
|
|
|
|
| PZG / Paramount Gold Nevada Corp.
|
|
|
|
|
|
|
|
| US127686AA18 / Caesars Entmt Corp Bond
|
|
|
|
|
|
|
|
| US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
|
|
|
|
|
|
|
|
| US0153511094 / Alexion Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| TDF / Templeton Dragon Fund, Inc.
|
|
|
|
|
|
|
|
| US6247451130 / Mudrick Capital Acquisition Corporation
|
|
|
|
|
|
|
|
| KMI / Kinder Morgan, Inc.
|
|
|
|
|
|
|
|
| NOW / ServiceNow, Inc.
|
|
|
|
|
|
|
|
| MGA / Magna International Inc.
|
|
|
|
|
|
|
|
| AVCT / American Virtual Cloud Technologies Inc
|
|
|
|
|
|
|
|
| ID / PARTS iD, Inc.
|
|
|
|
|
|
|
|
| MFA / MFA Financial, Inc.
|
|
|
|
|
|
|
|
| GIL / Gildan Activewear Inc.
|
|
|
|
|
|
|
|
| GENN / Genesis Healthcare, Inc.
|
|
|
|
|
|
|
|
| CEF / Sprott Physical Gold and Silver Trust
|
|
|
|
|
|
|
|
| SRC / Spirit Realty Capital, Inc.
|
|
|
|
|
|
|
|
| FTR / Frontier Communications Corp.
|
|
|
|
|
|
|
|
| 34985B103 / Forum Merger Corporation
|
|
|
|
|
|
|
|
| 50200K207 / LF Capital Acquistion Corp.
|
|
|
|
|
|
|
|
| / Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
|
|
|
|
|
|
|
|
| PGR / The Progressive Corporation
|
|
|
|
|
|
|
|
| JE / Just Energy Group Inc
|
|
|
|
|
|
|
|
| XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
|
|
|
|
|
|
|
|
| MB / MasterBeef Group
|
|
|
|
|
|
|
|
| AEF / abrdn Emerging Markets ex-China Fund, Inc.
|
|
|
|
|
|
|
|
| NFH / New Frontier Health Corporation - Class A
|
|
|
|
|
|
|
|
| STK / Columbia Seligman Premium Technology Growth Fund
|
|
|
|
|
|
|
|
| AHPAW / OmniAb Inc - Warrants (01/11/2027)
|
|
|
|
|
|
|
|
| SA / Seabridge Gold Inc.
|
|
|
|
|
|
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|
| GTEC / Greenland Technologies Holding Corporation
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| MELI / MercadoLibre, Inc.
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| PANW / Palo Alto Networks, Inc.
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| BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
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| RHT / Red Hat, Inc.
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| NAVI / Navient Corporation
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| KLR / Kaleyra Inc
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| NKLA / Nikola Corporation
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| GSAH / GS Acquisition Holdings Corp II - Class A
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| MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
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| TWNK / Hostess Brands Inc - Class A
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| KDP / Keurig Dr Pepper Inc.
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| BROGW / Brooge Energy Limited - Warrants (22/12/2024)
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| / NextGen Acquisition Corporation Units
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| MHLD / Maiden Holdings, Ltd.
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| NFH / New Frontier Health Corporation - Class A
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| LOACR / Longevity Acquisition Corp.
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| GUT / The Gabelli Utility Trust
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| SITE / SiteOne Landscape Supply, Inc.
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| SIG / Signet Jewelers Limited
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| AMRS / Amyris Inc
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| PRTY / Party City Holdco Inc
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| US531229AB89 / Liberty Media Corporation Bond
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| VRTX / Vertex Pharmaceuticals Incorporated
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| NIHD / NII Holdings, Inc.
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| FTR / Frontier Communications Corp. Put
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| DMS / Digital Media Solutions Inc - Class A
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| CAI / Caris Life Sciences, Inc.
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| ANIP / ANI Pharmaceuticals, Inc.
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| SBH / Sally Beauty Holdings, Inc.
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| ENSC / Ensysce Biosciences, Inc.
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| ALNY / Alnylam Pharmaceuticals, Inc.
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| FLDM / Standard BioTools Inc
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| BDJ / BlackRock Enhanced Equity Dividend Trust
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| BGR / BlackRock Energy and Resources Trust
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| WDAY / Workday, Inc.
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| AGO / Assured Guaranty Ltd.
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| EQC / Equity Commonwealth
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| V / Visa Inc.
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| WFC / Wells Fargo & Company Put
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| CNX / CNX Resources Corporation
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| HSY / The Hershey Company
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| FSR / Fisker Inc.
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| GILD / Gilead Sciences, Inc.
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| LRCX / Lam Research Corporation
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| JOF / Japan Smaller Capitalization Fund, Inc.
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| IONS / Ionis Pharmaceuticals, Inc.
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| CDMO / Avid Bioservices, Inc.
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| ALTM / Arcadium Lithium plc
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| SPY / SPDR S&P 500 ETF Put
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| TGNA / TEGNA Inc.
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| XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
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| CSCO / Cisco Systems, Inc.
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| MX / Magnachip Semiconductor Corporation
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| NEE / NextEra Energy, Inc.
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| EWY / iShares, Inc. - iShares MSCI South Korea ETF Put
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| Z / Zillow Group, Inc.
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| EAGLW / Double Eagle Acquisition Corp.
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| BSIG / BrightSphere Investment Group Inc.
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.
