Current Market Value 373,278
Current Holdings 202
Most Recent File Date 2023-01-26
Total Filings on Record 39
SEC Form 13F Filing History

This page shows a list of all the recent 13F filings made by Regent Investment Management LLC . Form 13F is required to be filed within 45 days of the end of a calendar quarter. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP number, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.

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File Date Reporting Period Form Amendment Holdings Reported Value
($1000)
2023-01-26 2022-12-31 13F-HR 202 373
2022-10-18 2022-09-30 13F-HR 194 342,704
2022-07-15 2022-06-30 13F-HR 194 358,394
2022-04-19 2022-03-31 13F-HR 210 432,279
2022-01-27 2021-12-31 13F-HR 220 458,826
2021-10-21 2021-09-30 13F-HR 214 417,590
2021-07-16 2021-06-30 13F-HR 210 426,619
2021-04-20 2021-03-31 13F-HR 204 397,239
2021-01-27 2020-12-31 13F-HR 194 360,589
2020-10-19 2020-09-30 13F-HR 189 323,415
2020-07-29 2020-06-30 13F-HR 186 301,022
2020-04-17 2020-03-31 13F-HR 179 242,862
2020-01-30 2019-12-31 13F-HR 210 327,180
2019-10-17 2019-09-30 13F-HR 206 305,139
2019-07-15 2019-06-30 13F-HR 206 307,406
2019-04-22 2019-03-31 13F-HR 207 300,281
2019-01-22 2018-12-31 13F-HR 196 267,009
2018-10-22 2018-09-30 13F-HR 204 319,244
2018-07-16 2018-06-30 13F-HR 201 299,443
2018-04-24 2018-03-31 13F-HR 206 295,657
2018-01-26 2017-12-31 13F-HR 206 304,822
2017-10-12 2017-09-30 13F-HR 210 296,998
2017-07-17 2017-06-30 13F-HR 211 284,177
2017-04-17 2017-03-31 13F-HR 203 264,868
2017-01-30 2016-12-31 13F-HR 185 195,443
2016-10-18 2016-09-30 13F-HR 186 192,444
2016-07-15 2016-06-30 13F-HR 182 183,966
2016-04-20 2016-03-31 13F-HR 182 179,854
2016-01-14 2015-12-31 13F-HR 181 187,107
2015-10-16 2015-09-30 13F-HR 177 181,454
2015-07-15 2015-06-30 13F-HR 186 198,677
2015-04-13 2015-03-31 13F-HR 191 197,201
2015-01-14 2014-12-31 13F-HR 195 194,801
2014-10-23 2014-09-30 13F-HR 191 195,056
2014-07-23 2014-06-30 13F-HR 198 202,879
2014-04-14 2014-03-31 13F-HR 188 189,187
2014-01-22 2013-12-31 13F-HR 185 178,254
2013-10-10 2013-09-30 13F-HR 171 151,387
2013-07-15 2013-06-30 13F-HR 163 129,718