DSS, Inc.
US ˙ NYSEAM

SecurityDSS / DSS, Inc.
InsiderHeng Fai Ambrose Chan
This page shows the track record and history of Chan Heng Fai Ambrose insider trades in DSS, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Heng Fai Ambrose Chan in DSS / DSS, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2024-12-10 820,597 0.9749 820,597 0.9749 800,000 260 1.7300 619,633 77.45
2024-12-10 205,149 0.9749 205,149 0.9749 200,000
2023-12-28 672,173 0.1460 33,609 2.9200 98,137
2022-12-13 334,921 0.2266 16,746 4.5320 75,893
2022-12-09 51,385 0.1931 2,569 3.8620 9,922
2022-07-07 17,570,948 878,547
2022-03-09 3,986,877 0.3810 199,344 7.6200 1,519,000
2021-09-08 12,155,591 1.2340 607,780 24.6800 14,999,999
2021-06-16 555,000 1.7000 27,750 34.0000 943,500
2021-06-15 115,960 1.7700 5,798 35.4000 205,249
2021-06-15 884,040 1.6900 44,202 33.8000 1,494,028
2019-11-01 6,000,000 0.3037 240,000 7.5925 1,822,200
2019-06-10 2,000,000 0.5000 80,000 12.5000 1,000,000
2018-12-17 612,245 0.9800 24,490 24.5000 600,000
2018-07-03 214,286 1.4000 8,571 35.0000 300,000
2017-12-05 300 1.1500 12 28.7500 345
2017-09-08 800,000 0.7500 32,000 18.7500 600,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DSS / DSS, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Heng Fai Ambrose Chan in DSS / DSS, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2025-08-28 130,679 1.3475 130,679 1.3475 176,090 5 1.1600 -24,501 -13.91

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DSS / DSS, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-09-02 2025-08-28 4 Chan Heng Fai Ambrose DSS Common Stock S - Sale D 1.3475 130,679 176 1,053,796
2025-02-10 2025-02-06 4 Chan Heng Fai Ambrose DSS Common Stock A - Award I 1,000,000 1,002,978
2024-12-12 2024-12-10 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 0.9749 205,149 200 1,184,475
2024-12-12 2024-12-10 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 0.9749 820,597 800 3,961,211
2024-01-02 2023-12-28 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 0.1460 672,173 98 19,586,499
2022-12-14 2022-12-13 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 0.2266 334,921 76 18,914,326
2022-12-13 2022-12-09 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 0.1931 51,385 10 18,579,405
2022-07-14 2022-07-12 4 Chan Heng Fai Ambrose DSS Common Stock J - Other I 21,366,177 81,399,836
2022-07-11 2022-07-07 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 17,570,948 60,033,659
2022-05-27 2022-05-25 4 Chan Heng Fai Ambrose DSS Common Stock A - Award D 15,389,995 16,973,020
2022-04-19 2022-04-01 4 Chan Heng Fai Ambrose DSS Common Stock A - Award D 894,084 1,583,025
2022-03-10 2022-03-09 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 0.3810 3,986,877 1,519 26,178,632
2021-09-10 2021-09-08 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 1.2340 12,155,591 15,000 22,191,755
2021-06-23 2021-06-21 4 Chan Heng Fai Ambrose DSS Series A Convertible Preferred Stock C - Conversion I -7,259 0
2021-06-23 2021-06-21 4 Chan Heng Fai Ambrose DSS Common Stock C - Conversion I 1,120,170 10,036,164
2021-06-17 2021-06-16 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 1.7000 555,000 944 8,947,012
2021-06-17 2021-06-15 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 1.6900 884,040 1,494 8,392,012
2021-06-17 2021-06-15 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 1.7700 115,960 205 7,507,972
2021-05-27 2021-05-26 4 Chan Heng Fai Ambrose DSS Series A Convertible Preferred Stock C - Conversion I -35,316 7,259
2021-05-27 2021-05-26 4 Chan Heng Fai Ambrose DSS Common Stock C - Conversion I 5,450,000 6,595,834
2020-10-23 2020-10-16 4 Chan Heng Fai Ambrose DSS Series A Convertible Preferred Stock C - Conversion I -4,293 42,575
2020-10-23 2020-10-16 4 Chan Heng Fai Ambrose DSS Common Stock C - Conversion I 662,500 1,145,834
2020-08-25 2020-08-21 4 Chan Heng Fai Ambrose DSS Series A Convertible Preferred Stock J - Other I 6.48 46,868 46,868
2020-08-25 2020-08-21 4 Chan Heng Fai Ambrose DSS Common Stock J - Other I 6.4800 483,334 3,132 483,334
2020-03-05 2020-02-24 4/A Chan Heng Fai Ambrose DSS Common Stock A - Award D 0.1800 11,111,112 2,000 13,538,711
2020-02-27 2020-02-24 4 Chan Heng Fai Ambrose DSS Common Stock A - Award D 0.1800 11,111,111 2,000 13,538,710
2020-02-21 2020-02-18 4 Chan Heng Fai Ambrose DSS Common Stock A - Award D 349,917 2,427,599
2019-11-05 2019-11-01 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 0.3037 6,000,000 1,822 6,446,428
2019-07-24 2019-07-23 4 Chan Heng Fai Ambrose DSS Common Stock A - Award D 74,770 2,077,682
2019-06-10 2019-06-10 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 0.5000 2,000,000 1,000 2,002,912
2019-03-26 2019-03-25 4 Chan Heng Fai Ambrose DSS Convertible Promissory Note C - Conversion I 1.12 -446,428 0
2019-03-26 2019-03-25 4 Chan Heng Fai Ambrose DSS Common Stock C - Conversion I 1.1200 446,428 500 446,428
2019-02-20 2019-02-18 4 Chan Heng Fai Ambrose Through LiquidValue Development Pte Ltd. See Footnote DSS Convertible Promissory Note P - Purchase I 1.12 446,428 446,428
2018-12-18 2018-12-17 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 0.9800 612,245 600 1,786,531
2018-07-05 2018-07-03 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 1.4000 214,286 300 1,174,286
2017-12-15 2017-12-13 4 Chan Heng Fai Ambrose DSS Warrant to Purchase Common Stock X - Other I 1.00 -160,000 0
2017-12-15 2017-12-13 4 Chan Heng Fai Ambrose DSS Common Stock X - Other I 1.0000 160,000 160 960,000
2017-12-07 2017-12-05 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase D 1.1500 300 0 2,912
2017-09-14 2017-09-12 4 Chan Heng Fai Ambrose DSS Warrant to Purchase Common Stock F - Taxes I 0.75 0.7500 200,000 150 0
2017-09-14 2017-09-12 4 Chan Heng Fai Ambrose DSS Common Stock J - Other I 683,000 683,000
2017-09-14 2017-09-12 4 Chan Heng Fai Ambrose DSS Common Stock F - Taxes I 0.7500 200,000 150 500,000
2017-09-12 2017-09-08 4 Chan Heng Fai Ambrose DSS Warrants P - Purchase I 1.00 160,000 160,000
2017-09-12 2017-09-08 4 Chan Heng Fai Ambrose DSS Common Stock P - Purchase I 0.7500 800,000 600 1,100,000
2017-01-18 3 Chan Heng Fai Ambrose DSS Common Stock D 305,222
2017-01-18 3 Chan Heng Fai Ambrose DSS Common Stock I 602,611
2017-01-18 3 Chan Heng Fai Ambrose DSS Common Stock D 305,222
2017-01-18 3 Chan Heng Fai Ambrose DSS Common Stock I 602,611
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)