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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Gabelli Utility Trust - Equity Right
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 15, 2024 |
Exhibit (b)(2) AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED BY-LAWS OF THE GABELLI UTILITY TRUST Effective: November 13, 2024 On November 13, 2024, the Board of Trustees of The Gabelli Utility Trust (the “Fund”), in accordance with the Fund’s Second Amended and Restated By-Laws (the “By-Laws”) and Third Amended and Restated Agreement and Declaration of Trust, approved and adopted the following a |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 As filed with the Securities and Exchange Commission on November 15, 2024 Securities Act File No. |
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| September 9, 2024 |
Exhibit (k)(6) Subscription Agent Agreement Between Gabelli Utility Trust and Computershare Trust Company, N. |
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| September 9, 2024 |
EX-99.(K)(7) 6 gutex99-k7.htm EXHIBIT (K)(7) Exhibit (k)(7) Master Engagement Agreement This engagement agreement (“Agreement”) confirms our understanding that The Gabelli Utility Trust (the “Company” or “you”) has engaged Sodali & Co (“Sodali” or “we” or “us”) (each a “Party” and collectively the “Parties”) to provide the services described below. This Agreement is effective on August 26, 2024 an |
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| September 9, 2024 |
Exhibit (s)(3) Calculation of Filing Fee Tables FORM N-2 (Form Type) THE GABELLI UTILITY TRUST (Exact Name of Registrant as Specified in its Charter) The maximum aggregate offering price being offered pursuant to the Prospectus Supplement dated September 9, 2024 (the “Prospectus Supplement”) and the accompanying Base Prospectus dated December 28, 2023 (together with the Prospectus Supplement, the “Prospectus”) is $75,981,965 (the “Offering”). |
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| September 9, 2024 |
Exhibit (d)(5) Notice of Guaranteed Delivery For Common Shares of The Gabelli Utility Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated September 9, 2024, and the accompanying Prospectus, dated December 28, 2023 (collectively, the “Prospectus”), for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund’s common shares, par value $0. |
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| September 9, 2024 |
As filed with the Securities and Exchange Commission on September 9, 2024 As filed with the Securities and Exchange Commission on September 9, 2024 Securities Act File No. |
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| September 9, 2024 |
75,981,964 Rights for 15,196,393 Common Shares Subscription Rights to Acquire Common Shares Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-275448 THE GABELLI UTILITY TRUST PROSPECTUS SUPPLEMENT (To Prospectus dated December 28, 2023) 75,981,964 Rights for 15,196,393 Common Shares Subscription Rights to Acquire Common Shares The Gabelli Utility Trust (the “Fund,” “we,” “us” or “our”) is issuing subscription rights (the “Rights”) to our common shareholders to purchase addi |
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| September 9, 2024 |
EX-99.(L)(2) 7 gutex99-l2.htm EXHIBIT (L)(2) Exhibit (l)(2) Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. Box 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX September 9, 2024 The Gabelli Utility Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Utility Trust Ladies and Gentlemen: We have acted as special Delaware counsel to The Gabelli |
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| September 9, 2024 |
THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS Exhibit (d)(6) THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Utility Trust, a Delaware statutory trust (the “Trust”), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 75,981,965 transferrable subscription rights (each a “Right” and collectively the “Rights”). |
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| September 9, 2024 |
EX-99.(D)(4) 2 gutex99-d4.htm EXHIBIT (D)(4) Exhibit (d)(4) NNNNNNNNN NNNNNNNNNNNN + THE GABELLI UTILITY TRUST 150 Royall Street Suite V Canton Massachusetts 02021 For information call the Fund 1 800 GABELLI (422 3554) MR A SAMPLE DESIGNATION (IF ANY) ADD 1NNNNNN ADD 2 ADD 3 ADD 4 ADD 5 ADD 6C 1234567890J N T NNNNNN Account:12345678901234 Subscription Rights: 12345678901234 THE GABELLI UTILITY TRU |
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| April 3, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 9, 2023 |
EX-99.02 3 banajfa.txt JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (i |
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| November 9, 2023 |
GUT.PRC / Gabelli Utility Trust / BANK OF AMERICA CORP /DE/ Passive Investment SC 13G/A 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 02)* The Gabelli Utility Trust (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36240A (CUSIP Number) October 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 9, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.01 2 bacpoa.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Szabina Biro, Hannah Chae, Andres Ortiz Custodio, Kamil Dziedzic, Krishnan Harihanran, Kelvin Kwok, Frank Lui, James Todd, Michelle Wong, and Monica Yako as an attorney-in-fact for the Corporation acti |
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| October 12, 2023 |
As filed with the Securities and Exchange Commission on October 12, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 12, 2023 |
EX-FILING FEES Calculation of Filing Fee Table SC TO-I/A (Form Type) THE GABELLI UTILITY TRUST (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid — 0. |
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| September 6, 2023 |
As filed with the Securities and Exchange Commission on September 6, 2023 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 6, 2023 |
Twenty-second Amendment to Transfer Agency and Service Agreement Exhibit (d)(5)(xxiii) Twenty-second Amendment to Transfer Agency and Service Agreement This Twenty-second Amendment (“Amendment’’), effective as of December 9, 2021 (“Effective Date’’),is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc. |
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| September 6, 2023 |
Exhibit (a)(1)(i) OFFER TO EXCHANGE THE GABELLI UTILITY TRUST One Corporate Center Rye, New York 10580-1422 OFFER TO EXCHANGE ALL OUTSTANDING SERIES B AUCTION MARKET PREFERRED SHARES, PAR VALUE $0. |
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| September 6, 2023 |
GABELLI UTILITY TRUST TO COMMENCE EXCHANGE OFFER FOR SERIES B AUCTION MARKET PREFERRED SHARES Exhibit (a)(5)(i) THE GABELLI UTILITY TRUST Investor Relations Contact: David Schachter (914) 921-5057 dschachter@gabelli. |
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| September 6, 2023 |
EX-FILING FEES Calculation of Filing Fee Table SC TO-I (Form Type) THE GABELLI UTILITY TRUST (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $20,522,700(1) 0. |
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| September 6, 2023 |
Twenty-first Amendment to Transfer Agency and Service Agreement Exhibit (d)(5)(xxii) Twenty-first Amendment to Transfer Agency and Service Agreement This Twenty-first Amendment (“Amendment’’), effective as of November 1, 2021 (“Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc. |
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| September 6, 2023 |
Twenty-fourth Amendment to Transfer Agency and Service Agreement Exhibit (d)(5)(xxv) Twenty-fourth Amendment to Transfer Agency and Service Agreement This Twenty-fourth Amendment (“Amendment’’), effective as of January 18, 2023 (“Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011,by and among Computershare Inc. |
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| September 6, 2023 |
Exhibit (a)(1)(ii) Letter of Transmittal To Tender Preferred Shares Pursuant to the Offer to Exchange Dated September 6, 2023 by THE GABELLI UTILITY TRUST Of ALL OUTSTANDING SERIES B AUCTION MARKET PREFERRED SHARES, PAR VALUE $0. |
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| September 6, 2023 |
Twenty-third Amendment to Transfer Agency and Service Agreement Exhibit (d)(5)(xxiv) Twenty-third Amendment to Transfer Agency and Service Agreement This Twenty-third Amendment (“Amendment’’), effective as of December 27, 2022 (“Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011,by and among Computershare Inc. |
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| September 6, 2023 |
Exhibit (a)(1)(iv) OFFER BY THE GABELLI UTILITY TRUST TO EXCHANGE ALL OUTSTANDING SERIES B AUCTION MARKET PREFERRED SHARES, PAR VALUE $0. |
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| September 6, 2023 |
Exhibit (a)(1)(iii) OFFER BY THE GABELLI UTILITY TRUST TO EXCHANGE ALL OUTSTANDING SERIES B AUCTION MARKET PREFERRED SHARES, PAR VALUE $0. |
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| September 6, 2023 |
FORM OF [GLOBAL] [DEFINITIVE] NOTE Exhibit (d)(1)(iv) FORM OF [GLOBAL] [DEFINITIVE] NOTE THIS NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED OR QUALIFIED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), IN RELIANCE ON SECTION 3(A)(9) OF THE SECURITIES ACT, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. |
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| September 6, 2023 |
Exhibit (d)(6) SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT is made and entered into as of September 5, 2023 (this “Agreement”), by and between THE GABELLI UTILITY TRUST, a closed-end fund organized as a Delaware statutory trust, as issuer (the “Fund”), and Bank of America, N. |
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| September 6, 2023 |
Twentieth Amendment to Transfer Agency and Service Agreement Exhibit (d)(5)(xxi) Twentieth Amendment to Transfer Agency and Service Agreement This Twentieth Amendment (“Amendment’’), effective as of October 15, 2021 (“Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc. |
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| September 6, 2023 |
Notice of Guaranteed Delivery For Tender of Series B Preferred Shares of The Gabelli Utility Trust Exhibit (a)(1)(v) Notice of Guaranteed Delivery For Tender of Series B Preferred Shares of The Gabelli Utility Trust THE EXCHANGE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2022 |
1 The Gabelli Utility Trust Schedule of Investments — September 30, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 80. |
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| August 25, 2022 |
* * * * * * * Comments and Responses August 25, 2022 VIA EDGAR Mindy Rotter, Esq., CPA Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission New York Regional Office 100 Pearl Street, Suite 20-100 New York, NY 10004-2616 RE: Gabelli Funds Dear Ms. Rotter: Thank you for your oral comments on July 27, 2022 regarding your Sarbanes-Oxley review of the funds listed on Appendix A. |
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| May 31, 2022 |
1 The Gabelli Utility Trust Schedule of Investments — March 31, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 90. |
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| March 24, 2022 |
DEF 14A 1 app10030979x1def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Sta |
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| March 24, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 14, 2022 |
Form of Subscription Certificate is filed herewith Gabelli Utility Trust POS EX Exhibit 99.(d)(4) |
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| March 14, 2022 |
Form of Notice of Guaranteed Delivery is filed herewith Gabelli Utility Trust POS EX Exhibit 99.(d)(5) Notice of Guaranteed Delivery For Common Shares of The Gabelli Utility Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated March 10, 2022, and the accompanying Prospectus, dated November 17, 2020 (collectively, the ?Prospectus?), for this offering, this form or one substant |
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| March 14, 2022 |
Instrument of Designation of Rights is filed herewith Gabelli Utility Trust POS EX Exhibit (d)(6) THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Utility Trust, a Delaware statutory trust (the ?Trust?), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 63,934,698 transferrable subscription rights (each a ?Right? and collectively the ?Rights?). |
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| March 14, 2022 |
Gabelli Utility Trust POS EX Exhibit (k)(6) Subscription Agent Agreement Between The Gabelli Utility Trust and Computershare Trust Company, N. |
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| March 14, 2022 |
As filed with the Securities and Exchange Commission on March 11, 2022 As filed with the Securities and Exchange Commission on March 11, 2022 Securities Act File No. |
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| March 14, 2022 |
Form of Administrative Agent Agreement between Registrant and Morrow Sodali LLC is filed herewith. Gabelli Utility Trust POS EX Exhibit 99.(k)(7) March 3, 2022 The Gabelli Utility Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (?Morrow? or ?us?) to perform search and distribution services in connection with the Rights Offering by The Gabelli Utility Trust to holders of the Fund?s existing Common Shares (?the Of |
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| March 14, 2022 |
Calculation of Filing Fee Tables (Final Prospectus Dated March 10, 2022) is filed herewith. Gabelli Utility Trust POS EX Exhibit (s) Calculation of Filing Fee Tables FORM N-2 (Form Type) THE GABELLI UTILITY TRUST (Exact Name of Registrant as Specified in its Charter) The maximum aggregate offering price being offered pursuant to the Prospectus Supplement dated March 10, 2022 (the ?Prospectus Supplement?) and the accompanying Base Prospectus dated November 17, 2020 (together with the Prospectus Supplement, the ?Prospectus?) is $50,234,410 (the ?Offering?). |
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| March 14, 2022 |
Gabelli Utility Trust POS EX Exhibit 99.(l)(2) Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. Box 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX March 10, 2022 The Gabelli Utility Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Utility Trust Ladies and Gentlemen: We have acted as special Delaware counsel to The Gabelli Utility Trust, |
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| March 10, 2022 |
63,934,698 Rights for 9,133,529 Common Shares Subscription Rights to Acquire Common Shares Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236449 THE GABELLI UTILITY TRUST PROSPECTUS SUPPLEMENT (To Prospectus dated November 17, 2020) 63,934,698 Rights for 9,133,529 Common Shares Subscription Rights to Acquire Common Shares The Gabelli Utility Trust (the ?Fund,? ?we,? ?us? or ?our?) is issuing subscription rights (the ?Rights?) to our common shareholders to purchase addit |
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| January 31, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 29, 2021 |
1 The Gabelli Utility Trust Schedule of Investments — September 30, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 79. |
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| November 23, 2021 |
As filed with the Securities and Exchange Commission on November 23, 2021 As filed with the Securities and Exchange Commission on November 23, 2021 Securities Act File No. |
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| November 23, 2021 |
Power of Attorney of Leslie F. Foley is filed herewith. EX-99.(n)(2)(ii) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose name appears below nominates, constitutes and appoints Bruce N. Alpert, John C. Ball and Peter Goldstein as her true and lawful attorney-in-fact to execute and sign the Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940 of The Gabelli Utility Trust (the ? |
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| November 23, 2021 |
EX-99.(n)(1)(ii) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 26, 2021, relating to the financial statements and financial highlights, which appears in The Gabelli Utility Trust?s Annual Report on Form N-CSR for the year ended December 31, 2020. We also consent to |
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| May 28, 2021 |
The Gabelli Utility Trust Schedule of Investments — March 31, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 87. |
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| March 29, 2021 |
? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2021 |
- THE GABELLI UTILITY TRUST (GUT)_DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2021 |
55,200,877 Rights for 7,885,840 Common Shares Subscription Rights to Acquire Common Shares Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236449 THE GABELLI UTILITY TRUST PROSPECTUS SUPPLEMENT (To Prospectus dated November 17, 2020) 55,200,877 Rights for 7,885,840 Common Shares Subscription Rights to Acquire Common Shares The Gabelli Utility Trust (the “Fund,” “we,” “us” or “our”) is issuing subscription rights (the “Rights”) to our common shareholders to purchase addit |
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| March 11, 2021 |
+ As filed with the Securities and Exchange Commission on March 11, 2021 Securities Act File No. |
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| March 11, 2021 |
Form of Administrative Agent Agreement between Registrant and Morrow Sodali LLC is filed herewith. Gabelli Utility Trust POS EX Exhibit 99.(k)(7) March 10, 2021 The Gabelli Utility Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (?Morrow? or ?us?) to perform search and distribution services in connection with the Rights Offering by The Gabelli Utility Trust to holders of the Fund?s existing Common Shares (?the O |
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| March 11, 2021 |
Gabelli Utility Trust POS EX Exhibit 99.(l)(2) Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. Box 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX March 11, 2021 The Gabelli Utility Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Utility Trust Ladies and Gentlemen: We have acted as special Delaware counsel to The Gabelli Utility Trust, |
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| March 11, 2021 | ||
| March 11, 2021 |
55,200,877 Rights for 7,885,840 Common Shares Subscription Rights to Acquire Common Shares Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236449 THE GABELLI UTILITY TRUST PROSPECTUS SUPPLEMENT (To Prospectus dated November 17, 2020) 55,200,877 Rights for 7,885,840 Common Shares Subscription Rights to Acquire Common Shares The Gabelli Utility Trust (the ?Fund,? ?we,? ?us? or ?our?) is issuing subscription rights (the ?Rights?) to our common shareholders to purchase addit |
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| March 11, 2021 |
Gabelli Utility Trust POS EX Exhibit 99.(k)(6) Subscription Agent Agreement Between The Gabelli Utility Trust and Computershare Trust Company, N.A. and Computershare Inc. CS Subscription Agent Agreement ? GUT Rights Offering (March 2021) Page 1 THIS SUBSCRIPTION AGENT AGREEMENT (the ?Agreement?) is entered into as of this 11th day of March, 2021 (the ?Effective Date?) by and among The Gabelli Util |
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| March 11, 2021 |
Form of Instrument of Designation of Rights is filed herewith Gabelli Utility Trust POS EX Exhibit 99.(d)(6) THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Utility Trust, a Delaware statutory trust (the ?Trust?), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 55,200,877 transferrable subscription rights (each |
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| March 11, 2021 |
Form of Notice of Guaranteed Delivery is filed herewith Gabelli Utility Trust POS EX Exhibit 99.(d)(5) Notice of Guaranteed Delivery For Common Shares of The Gabelli Utility Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated March 11, 2021, and the accompanying Prospectus, dated November 17, 2020 (collectively, the ?Prospectus?), for this offering, this form or one substant |
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| February 1, 2021 |
BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY EXHIBIT 99.3 BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY BANK OF AMERICA, NATIONAL ASSOCIATION, a national association formed under the laws of the United States, (the “Association”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Association acting for the Association and in the Association’s name, place and stead, for the Association’s |
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| February 1, 2021 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* GABELLI UTILITY TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36240A (CUSIP Number) January 26, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 1, 2021 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.02 3 baclpoa.htm EX-99.02 EXHIBIT 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Co |
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| February 1, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [66245.TX] The Gabelli Utility Trust Schedule of Investments — September 30, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 83.5% ENERGY AND UTILITIES — 65.1% Alternative Energy — 1.2% 700 Brookfield Renewable Corp., Cl. A $ 41,020 400 Landis+Gyr Group AG† 21,910 39,050 NextEra Energy Partners LP 2,341,438 13,000 Ormat Technologies Inc. 768,430 10,000 Siemens G |
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| November 12, 2020 |
CORRESP 1 filename1.htm One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Utility Trust November 12, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust (the “Registrant”) Registration Statement on Form N-2 (File No. 333-236449) Ladies and Gentlemen: Pursu |
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| November 10, 2020 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 10, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli Utility Trust (Securities Act File No. 333-236449, Investment Company Act File No. 811-09243) Response to Staff Comments Ladies and Gentlemen: On behalf of The Gabelli Utility Tr |
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| August 4, 2020 |
GABELLI UTILITY TRUST 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 August 4, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 22, 2020 |
HTML The Gabelli Utility Trust Schedule of Investments — March 31, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 81. |
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| May 4, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 15, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 April 15, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| March 26, 2020 |
GUT / Gabelli Utility Trust DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GUT / Gabelli Utility Trust DEFA14A - - DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 19, 2020 |
GUT / Gabelli Utility Trust DEL AM - - GABELLI UTILITY TRUST GABELLI UTILITY TRUST One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Utility Trust February 19, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: The Gabelli Utility Trust (the “Registrant”) Registration Statement on Form N-2 (File Nos. 333-236449 and 811-09243) Ladies an |
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| January 21, 2020 |
144 1 gut144012120.htm OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit |
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| December 20, 2019 |
144 1 gut144122019.htm OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit |
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| December 18, 2019 |
144 1 gut144121819.htm OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit |
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| December 16, 2019 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| December 3, 2019 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| December 2, 2019 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| November 26, 2019 |
GUT / Gabelli Utility Trust NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [823549.TX] The Gabelli Utility Trust Schedule of Investments — September 30, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 85.5% ENERGY AND UTILITIES — 69.5% Alternative Energy — 0.5% 20,000 NextEra Energy Partners LP $ 1,056,800 12,000 Ormat Technologies Inc., New York 891,480 1,948,280 Electric Integrated — 42.2% 22,000 ALLETE Inc. 1,923,020 125,000 Alliant |
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| May 24, 2019 |
GUT / Gabelli Utility Trust NPORT-EX - - The Gabelli Utility Trust Schedule of Investments — March 31, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 81. |
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| March 28, 2019 |
GUT / Gabelli Utility Trust DEFA14A DEFA14A 1 e517142defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| March 28, 2019 |
GUT / Gabelli Utility Trust DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2018 |
GUT / Gabelli Utility Trust GABELLI UTILITY TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d636931dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| November 21, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d636931dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 25, 2018 |
Gabelli Utility Trust - GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alper |
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| May 25, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 14, 2018 |
GUT / Gabelli Utility Trust 144 144 1 gutr144051418.htm OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmi |
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| March 28, 2018 |
GUT / Gabelli Utility Trust DEFA14A DEFA14A 1 e489297defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement |
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| March 28, 2018 |
GUT / Gabelli Utility Trust DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2018 |
GUT / Gabelli Utility Trust THE GABELLI UTILITY TRUST POS EX 1 d540513dposex.htm THE GABELLI UTILITY TRUST As filed with the Securities and Exchange Commission on March 28, 2018 Securities Act File No. 333-203475 Investment Company Act File No. 811-09243 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) Registration Statement under the Securities Act of 1933 ☒ Pre-Effective Amendment No. |
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| March 28, 2018 |
Form of Notice of Guaranteed Delivery Notice of Guaranteed Delivery For Common Shares of The Gabelli Utility Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated March 28, 2018, and the accompanying Prospectus, dated March 15, 2018 (collectively, the “Prospectus”), for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund’s common shares, par value $0. |
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| March 28, 2018 |
Form of Dealer Manager Agreement The Gabelli Utility Trust Common Shares of Beneficial Interest Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT March 27, 2018 G. |
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| March 28, 2018 |
Opinion and Consent of Richards, Layton & Finger, P.A. March 28, 2018 The Gabelli Utility Trust One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Re: The Gabelli Utility Trust We have acted as special Delaware counsel for The Gabelli Utility Trust, a Delaware statutory trust (the “Trust”), in connection with the matters contemplated by the Registration Statement (as defined below). At |
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| March 28, 2018 |
Form of Administrative Agent Agreement March 16, 2018 The Gabelli Utility Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow” or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Utility Trust to holders of the Fund’s existing Common Shares (“the Offer”). |
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| March 28, 2018 |
Form of Subscription Agent Agreement Subscription Agent Agreement Between The Gabelli Utility Trust and Computershare Trust Company, N. |
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| March 28, 2018 |
THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS Form of Instrument of Designation of Rights THE GABELLI UTILITY TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Utility Trust, a Delaware statutory trust (the “Trust”), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 44,156,050 transferrable subscription rights (each a “Right” and collectively the “Rights”). |
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| March 28, 2018 |
THE GABELLI UTILITY TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES EX-99.(D)(4) 2 d540513dex99d4.htm FORM OF SUBSCRIPTION CERTIFICATE THE GABELLI UTILITY TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES OFFER EXPIRES AT 5:00 P.M., EASTERN TIME, ON MAY 15, 2018 IN ORDER TO EXERCISE YOUR RIGHTS, YOU MUST COMPLETE BOTH SIDES OF THE CARD. As the registered owner of this Subscription Certificate, you or your assignee are entitled to subscribe for a number of co |
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| March 15, 2018 |
EX-99.(R)(1) 7 d551002dex99r1.htm CODE OF ETHICS OF THE INVESTMENT ADVISER AND OF THE REGISTRANT Code of Ethics Gabelli Funds, LLC GAMCO Asset Management Inc. G.research, LLC. G.distributors, LLC Teton Advisors, Inc. Gabelli & Partners, LLC Gabelli Fixed Income LLC Gabelli & Company Investment Advisers, Inc. The Code of Ethics applies to each Registered Investment Company or Private Fund Client or |
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| March 15, 2018 |
Amendment No. 11 to Transfer Agency and Service Agreement Exhibit (k)(1)(xi) Eleventh Amendment to Transfer Agency and Service Agreement This Eleventh Amendment (“Amendment”), effective as of September 26, 2017 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Comp |
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| March 15, 2018 |
GUT / Gabelli Utility Trust GABELLI UTILITY TRUST 486BPOS 1 d551002d486bpos.htm GABELLI UTILITY TRUST Table of Contents As filed with the Securities and Exchange Commission on March 15, 2018 Securities Act File No. 333-203475 Investment Company Act File No. 811-09243 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) Registration Statement under ☒ the Securities Act of 1933 ☐ Pre-Effe |
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| March 15, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of The Gabelli Utility Trust as of our report dated February 27, 2018, relating to the financial statements and financial highlights, which appears in The Gabelli Utility Trust Annual Report on Form N-CSR for the year ended December 31, 2017. |
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| March 15, 2018 |
Powers of Attorney (Messrs. M. Gabelli, Ferrantino and Melarkey POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose name appears below nominates, constitutes and appoints Bruce N. Alpert and Agnes Mullady as his true and lawful attorney-in-fact to execute and sign the Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940 of |
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| March 15, 2018 |
Amendment No. 10 to Transfer Agency and Service Agreement Exhibit (k)(1)(x) Tenth Amendment to Transfer Agency and Service Agreement This Tenth Amendment (“Amendment”), effective as of September 2, 2016 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershar |
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| March 15, 2018 |
EX-99.(K)(1)(IX) 2 d551002dex99k1ix.htm AMENDMENT NO. 9 TO TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit (k)(1)(ix) Ninth Amendment to Transfer Agency and Service Agreement This Ninth Amendment (“Amendment’’), effective as of July 1, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and |
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| November 29, 2017 |
Gabelli Utility Trust - GABELLI UTILITY TRUST N-Q 1 d450871dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| November 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d450871dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 25, 2017 |
Gabelli Utility Trust - GABELLI UTILITY TRUST Gabelli Utility Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d370815dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| April 3, 2017 |
DEFA14A 1 e463139defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| April 3, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 23, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d256929dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| November 23, 2016 |
Gabelli Utility Trust GABELLI UTILITY TRUST (Quarterly Schedule of Portfolio Holdings) Gabelli Utility Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 27, 2016 |
Gabelli Utility Trust GABELLI UTILITY TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d171672dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 27, 2016 |
Gabelli Utility Trust THE GABELLI UTILITY TRUST 8-A12B 1 d198791d8a12b.htm THE GABELLI UTILITY TRUST As filed with the Securities and Exchange Commission on May 27, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI UTILITY TRUST (Exact Name of Registrant as Specified in its D |
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| May 26, 2016 |
Statement of Preferences THE GABELLI UTILITY TRUST STATEMENT OF PREFERENCES OF 5.375% SERIES C CUMULATIVE PREFERRED SHARES The Gabelli Utility Trust, a Delaware statutory trust (hereinafter called the ?Trust?), hereby certifies that: FIRST: The Board of Trustees of the Trust, at a meeting duly convened and held on May 17, 2016, pursuant to authority expressly vested in it by Article V of the Third |
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| May 26, 2016 |
Form of Master Selected Dealers Agreement Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 1, 2011 This Master Selected Dealers Agreement (this ?Master SDA?), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors and assigns) (?we,? ?our,? ?us? or the |
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| May 26, 2016 |
Gabelli Utility Trust THE GABELLI UTILITY TRUST POS EX 1 d199101dposex.htm THE GABELLI UTILITY TRUST As filed with the Securities and Exchange Commission on May 26, 2016 Securities Act File No. 333-203475 Investment Company Act File No. 811-09243 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) x Registration Statement under the Securities Act of 1933 ¨ Pre-Effective Amendment No. |
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| May 26, 2016 |
EX-99.J 6 d199101dex99j.htm MUTUAL FUND CUSTODY AND SERVICES AGREEMENT 9/10/2001 MUTUAL FUND CUSTODY AND SERVICES AGREEMENT TABLE OF CONTENTS SECTION PAGE DEFINITIONS 1 ARTICLE I - CUSTODY 4 1. Appointment of Custodian 4 2. Custody of Cash and Securities 4 3. Settlement of Fund Transactions 8 4. Lending of Securities 9 5. Persons Having Access to Assets of the Fund 9 6. Standard of Care; Scope of |
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| May 26, 2016 |
Amendment No. 7 to Transfer Agency and Service Agreement Seventh Amendment to Transfer Agency and Service Agreement This Seventh Amendment (?Amendment??), effective as of May 10, 2016 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N |
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| May 26, 2016 |
[Letterhead of Richards, Layton & Finger, P.A.] Opinion and Consent of Richards, Layton & Finger, P.A. [Letterhead of Richards, Layton & Finger, P.A.] May 25, 2016 The Gabelli Utility Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Utility Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Utility Trust, a Delaware statutory trust (the ?Fund?), in connection with the matters set forth herein. At |
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| May 26, 2016 |
EX-99.H(II) 4 d199101dex99hii.htm FORM OF MASTER AGREEMENT AMONG UNDERWRITERS Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) July 15, 2014 This Master Agreement Among Underwriters (this “Master AAU”), dated as of July 15, 2014, is by and between Morgan |
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| May 26, 2016 |
Form of Underwriting Agreement THE GABELLI UTILITY TRUST (a Delaware Statutory Trust) 2,000,000 Shares of 5. |
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| May 26, 2016 |
Amendment No. 8 to Transfer Agency and Service Agreement Eighth Amendment to Transfer Agency and Service Agreement This Eighth Amendment (?Amendment??), effective as of May 31, 2016 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A |
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| April 19, 2016 |
EX-99.(K)(1)(VI) 2 d168711dex99k1vi.htm AMENDMENT NO. 6 TO TRANSFER AGENCY AND SERVICE AGREEMENT Sixth Amendment to Transfer Agency and Service Agreement This Sixth Amendment (“Amendment”), effective as of March 31, 2016 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsi |
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| April 19, 2016 |
As filed with the Securities and Exchange Commission on April 19, 2016 Gabelli Utility Trust Table of Contents As filed with the Securities and Exchange Commission on April 19, 2016 Securities Act File No. |
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| April 19, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 26, 2016, relating to the financial statements and financial highlights which appear in the December 31, 2015 Annual Report to Shareholders of The Gabelli Utility Trust, which is also incorporated by reference into the Registration Statement. |
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| March 29, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 25, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d71792dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| November 25, 2015 |
Gabelli Utility Trust GABELLI UTILITY TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d71792dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal ex |
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| July 31, 2015 |
CORRESP 1 filename1.htm One Corporate Center Rye, NY 10580-1422 The Gabelli Utility Trust Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] July 31, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust (the “Registrant”) Registration Statement on Form N-2 (File No. 333-203475) Ladies and Gentlemen: Pursuant |
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| July 31, 2015 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 July 31, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 18, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d904850dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 18, 2015 |
Gabelli Utility Trust GABELLI UTILITY TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d904850dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| March 31, 2015 |
DEFA14A 1 e405767defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| March 31, 2015 |
DEF 14A 1 e405753def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| November 20, 2014 |
Gabelli Utility Trust - GABELLI UTILITY TRUST Gabelli Utility Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 20, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d809681dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 16, 2014 |
Quarterly Schedule of Portfolio Holdings - GABELLI UTILITY TRUST N-Q 1 d709152dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| May 16, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d709152dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| April 1, 2014 |
DEFA14A 1 e373139defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Sta |
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| April 1, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI UTILITY TRUST Gabelli Utility Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 20, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d516694dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI UTILITY TRUST N-Q 1 d516694dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| May 22, 2013 |
The Gabelli Utility Trust Table of Contents As filed with the Securities and Exchange Commission on May 21, 2013 Securities Act File No. |
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| May 22, 2013 |
SEC Cover Letter 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 21, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 20, 2013 |
The Gabelli Utility Trust Table of Contents As filed with the Securities and Exchange Commission on May 20, 2013 Securities Act File No. |
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| May 20, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accoutning Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2013, relating to the financial statements and financial highlights which appears in the December 31, 2012 Annual Report to Shareholders of The Gabelli Utility Trust, which is also incorporated by reference into the Registration Statement. |
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| May 20, 2013 |
The Gabelli Utility Trust 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 20, 2013 |
CORRESP 1 filename1.htm One Corporate Center The Gabelli Utility Trust Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] May 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Registration Statement on Form N-2 (File No. 333-174333) Ladies and Gentlemen: Pursuant to Rule 461 under th |
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| April 26, 2013 |
CORRESP 1 filename1.htm One Corporate Center Rye, NY 10580-1422 t 914.921.5100 GABELLI.COM April 26, 2013 Ms. Kathy Churko U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli/GAMCO Funds Dear. Ms. Churko: This letter responds to your comments communicated by telephone to participants from BNY Mellon Asset Servicing and G |
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| April 3, 2013 |
gutdefa14a.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| April 3, 2013 |
gutdefa14a.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| March 19, 2013 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 19, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| March 19, 2013 |
Amended and Restated Statement of Preferences with respect to 5.625% Series A THE GABELLI UTILITY TRUST AMENDED AND RESTATED STATEMENT OF PREFERENCES OF 5.625% SERIES A CUMULATIVE PREFERRED SHARES The Gabelli Utility Trust, a Delaware statutory trust (hereinafter called the “Trust”), hereby certifies that: FIRST: The Board of Trustees of the Trust, at a meeting duly convened and held on February 1 |
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| March 19, 2013 |
Amended and Restated Statement of Preferences with respect to Series B THE GABELLI UTILITY TRUST AMENDED AND RESTATED STATEMENT OF PREFERENCES OF SERIES B AUCTION MARKET PREFERRED SHARES The Gabelli Utility Trust, a Delaware statutory trust, (the “Trust”), hereby certifies that: FIRST: The Board of Trustees of the Trust, at a meeting duly convened and held on February 19, 2003, pursuant to authority expressly vested in it by Article III of the Agreement and Declaration of Trust, adopted resolutions classifying and designating 5,000 authorized but unissued capital shares of the Trust, par value $. |
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| March 19, 2013 |
THE GABELLI UTILITY TRUST Table of Contents As filed with the Securities and Exchange Commission on March 19, 2013 Securities Act File No. |
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| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alper |
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| November 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d413416dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| November 9, 2012 |
THE SUBSCRIPTION RIGHT IS TRANSFERABLE Form of Subscription Certificate + The Gabelli Utility Trust 250 Royall Street, Suite V Canton MA 02021 Information Agent: Morrow & Co. |
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| November 9, 2012 |
EX-99.(H) 5 d435009dex99h.htm FORM OF DEALER MANAGER AGREEMENT The Gabelli Utility Trust Common Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT November 2, 2012 Gabelli & Company Inc. One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Each of The Gabelli Utility Trust, a Delaware statutory trust (the “Fund”), and Gabelli Funds, LLC, a New Y |
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| November 9, 2012 |
[LETTERHEAD OF MORROW & CO., LLC] Form of Information Agent Agreement [LETTERHEAD OF MORROW & CO., LLC] October 24, 2012 The Gabelli Utility Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow & Co., LLC (“Morrow” or “us”) to act as Information Agent in connection with the Rights Offering by The Gabelli Utility Trust to its holders of the Fund’s existing Common S |
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| November 9, 2012 |
Opinion and Consent of Richards, Layton & Finger, P.A. November 9, 2012 The Gabelli Utility Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Utility Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Utility Trust, a Delaware statutory trust (the “Trust”), in connection with the matters set forth herein. At your request, this opinion is being furnis |
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| November 9, 2012 |
EX-99.(K)(6) 6 d435009dex99k6.htm FORM OF SUBSCRIPTION AGENT AGREEMENT SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the “Agreement”) is made as of November 6, 2012 by and between The Gabelli Utility Trust, a closed-end investment company organized and existing under the laws of the State of Maryland, (the “Fund”), Computershare Inc., a Delaware corporation and its fully owned su |
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| November 9, 2012 |
THE GABELLI UTILITY TRUST DESIGNATION OF RIGHTS EX-99.(D)(6) 4 d435009dex99d6.htm FORM OF INSTRUMENT OF DESIGNATION OF RIGHTS THE GABELLI UTILITY TRUST DESIGNATION OF RIGHTS The Gabelli Utility Trust, a Delaware statutory trust (the “Trust”), acting at the direction of the Board of Trustees of the Trust does hereby execute this Designation in order to evidence the establishment and designation of 32,120,972 transferrable subscription rights (ea |
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| November 9, 2012 |
POS EX 1 d435009dposex.htm THE GABELLI UTILITY TRUST As filed with the Securities and Exchange Commission on November 9, 2012 Securities Act File No. 333-174333 Investment Company Act File No. 811-09243 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) x Registration Statement under the Securities Act of 1933 ¨ Pre-Effective Amendment |
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| November 9, 2012 |
EX-99.(D)(5) 3 d435009dex99d5.htm FORM OF NOTICE OF GUARANTEED DELIVERY Notice of Guaranteed Delivery For Payment for Common Shares The Gabelli Utility Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and pay |
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| October 18, 2012 |
EX-99.(K)(1)(I) 2 d424711dex99k1i.htm AMENDMENT NO.1 TO TRANSFER AGENCY AND SERVICE AGREEMENT First Amendment to Transfer Agency and Service Agreement This First Amendment (“Amendment”), effective as of August 1, 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Sharehol |
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| October 18, 2012 |
The Gabelli Utility Trust Table of Contents As filed with the Securities and Exchange Commission on October 18, 2012 Securities Act File No. |
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| October 18, 2012 |
Amendment No. 2 to Transfer Agency and Service Agreement Second Amendment to Transfer Agency and Service Agreement This Second Amendment (“Amendment”), effective as of September 28, 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its ful |
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| October 18, 2012 |
SEC Response Letter 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 October 18, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| October 18, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2012, relating to the financial statements and financial highlights which appears in the December 31, 2011 Annual Report to Shareholders of The Gabelli Utility Trust, which are also incorporated by reference into the Registration Statement. |
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| October 18, 2012 |
CORRESP 20 filename20.htm One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Utility Trust October 18, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Registration Statement on Form N-2 (File No. 333-174333) Ladies and Gentlemen: Pursuant to Rule 461 un |
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| October 18, 2012 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 October 18, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| August 28, 2012 |
CORRESP 16 filename16.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 August 28, 2012 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Securities Act File No. 333-174333 Investment Company Act File No. 811-09243 Ladies and Gentlemen: On behalf of The Gabelli Utility Trust (the “Fund”), pursuant t |
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| August 28, 2012 |
Power of Attorney for Kuni Nakamura Exhibit (n)(3) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that Kuni Nakamura nominates, constitutes and appoints Bruce N. |
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| August 28, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on August 28, 2012 Securities Act File No. |
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| May 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348879dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI UTILITY TRUST N-Q 1 d348879dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| March 30, 2012 |
- GABELLI UTILITY TRUST - DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
- GABELLI UTILITY TRUST - DEF14A DEF 14A 1 gutdef14a.htm GABELLI UTILITY TRUST - DEF14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pro |
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| November 29, 2011 |
N-Q 1 d233077dnq.htm GABELLI UTILITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal e |
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| November 29, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| July 26, 2011 |
CORRESP 1 filename1.htm One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Utility Trust July 26, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Securities Act File No. 333-174333 Investment Company Act File No. 811-09243 Ladies and Gentlemen: In accor |
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| July 25, 2011 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 July 25, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Securities Act File No. 333-174333 Investment Company Act File No. 811-09243 Ladies and Gentlemen: On behalf of The Gabelli Utility Trust (the “Fund”), pursuant to th |
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| July 25, 2011 |
One Corporate Center The Gabelli Utility Trust Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] July 25, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Registration Statement on Form N-2 (File No. 333-174333) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 193 |
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| July 25, 2011 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 July 25, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alper |
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| May 31, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| April 5, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 11, 2011 |
EX-99.2 3 dex992.htm EXHIBIT 99.2 EXHIBIT 99.2 POWER OF ATTORNEY Power of Attorney To Prepare and Execute Documents Pursuant to Sections 13 and 16 of the Securities and Exchange Act of 1934, as Amended (the “Exchange Act”) and Rules thereunder, by and on Behalf of MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED The undersigned, Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Corporatio |
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| January 11, 2011 |
EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accurac |
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| January 11, 2011 |
SC 13D 1 dsc13d.htm SCHEDULE 13D CUSIP No. 36240A SCHEDULE 13D Page 1 of 33 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Gabelli Utility Trust (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 36240A (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) 383-5191 |
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| December 9, 2010 |
AMENDED AND RESTATED BY-LAWS THE GABELLI UTILITY TRUST EX-3.II 2 y88235cexv3wii.htm EX-3.II Exhibit (3)(ii) AMENDED AND RESTATED BY-LAWS OF THE GABELLI UTILITY TRUST TABLE OF CONTENTS Page ARTICLE I Shareholder Meetings 3 Section 1.1 Chairman 3 Section 1.2 Voting 4 Section 1.3 Fixing Record Dates 4 Section 1.4 Inspectors of Election 4 Section 1.5 Special Meetings of Shareholders 5 Section 1.6 Place of Meetings 6 Section 1.7 Notice of Meetings 6 Sectio |
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| December 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 3, 2010 The Gabelli Utility Trust (Exact name of Registrant as specified in its charter) Delaware 811-09243 13-4046522 (State or other jurisdiction of (Commission File Number |
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| November 29, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| November 29, 2010 |
N-Q 1 g07019nvq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offic |
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| September 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 15, 2010 The Gabelli Utility Trust (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-09243 (Commission File |
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| August 27, 2010 |
August 27, 2010 Ms. Laura E. Hatch United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli Funds (the ?Funds?) September and December 2009 and March 2010 Annual Reports Dear. Ms. Hatch: This letter responds to your comments communicated by telephone on July 29, 2010 with respect to various Annual Reports of the Gabe |
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| August 6, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* GabelliUtility Trust (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 36240A309 See Item 2(e) (CUSIP Number) July 30, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which t |
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| June 1, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| June 1, 2010 |
N-Q 1 p17755nvq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) ( |
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| March 31, 2010 |
8-K 1 y83655e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 26, 2010 The Gabelli Utility Trust (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 8 |
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| January 22, 2010 |
WF & G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2010 The Gabelli Utility Trust (Exact name of Registrant as specified in its charter) Delaware 811-09243 13-4046522 (State or other jurisdiction of incorporation) ( |
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| January 22, 2010 |
Amendment No. 1 to Amended and Restated By-Laws of The Gabelli Utility Trust, a Delaware Trust (Dated and effective as of January 15, 2010) ARTICLE I 1.6.1 Proposals by Shareholders of Business. (a) Annual Meetings of Shareholders. (1) Proposals of business to be considered by the Fund?s shareholders may be made at an annual meeting of shareholders (i) by or at the direction of the Board of Truste |
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| November 30, 2009 |
N-Q 1 p16333nvq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) ( |
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| November 30, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Utility Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| June 1, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| June 1, 2009 |
N-Q 1 p15033nvq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09243 The Gabelli Utility Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) ( |
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| June 12, 2008 |
CORRESP 1 filename1.htm [LETTERHEAD OF THE GABELLI UTILITY TRUST] June 12, 2008 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Utility Trust Registration Statement on Form N-2 (File No. 811-09243) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, we hereby request that the effective date for the Registra |
