AAIC / Arlington Asset Investment Corp - Class A - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-193478 333-235885 ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc.,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-193478 333-235885 ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc.,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numbers: ARLINGTON ASSET INVESTMENT CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numbers: 001-34374 ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc., as successor by merger to Arlington Asset Investment Corp.) NEW YORK STOCK EXCHANGE (Exact name of Issuer as specif

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34374 ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc., as successo

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

THIRD AMENDMENT RIGHTS AGREEMENT

Exhibit 4.4 THIRD AMENDMENT TO RIGHTS AGREEMENT THIS THIRD AMENDMENT TO RIGHTS AGREEMENT (this “Third Amendment”), is made as of this 14th day of December, 2023 between ARLINGTON ASSET INVESTMENT CORP., a Virginia corporation formerly known as Friedman, Billings, Ramsey Group, Inc. (the “Company”), and EQUINITI TRUST COMPANY, LLC, a New York limited liability company formerly known as American Sto

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARLINGTON ASSET INVESTMENT CORP. (EF Merger S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc., as successor by merger to Arlington Asset Investment Corp.) (Exact name of registrant as specified in its charter) Virginia 54-1873198 (State

SECOND SUPPLEMENTAL INDENTURE ARLINGTON ASSET INVESTMENT CORP., EF MERGER SUB INC., ELLINGTON FINANCIAL INC. THE BANK OF NEW YORK MELLON, as Trustee Dated as of December 14, 2023 SECOND SUPPLEMENTAL INDENTURE

Exhibit 4.8 SECOND SUPPLEMENTAL INDENTURE among ARLINGTON ASSET INVESTMENT CORP., EF MERGER SUB INC., ELLINGTON FINANCIAL INC. and THE BANK OF NEW YORK MELLON, as Trustee Dated as of December 14, 2023 SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE dated as of December 14, 2023 (this “Second Supplemental Indenture”) is entered into among Arlington Asset Investment Corp., a Virgini

THIRD SUPPLEMENTAL INDENTURE ARLINGTON ASSET INVESTMENT CORP., EF MERGER SUB INC., ELLINGTON FINANCIAL INC., COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as successor to WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee THE BANK OF NEW YORK ME

Exhibit 4.4 THIRD SUPPLEMENTAL INDENTURE among ARLINGTON ASSET INVESTMENT CORP., EF MERGER SUB INC., ELLINGTON FINANCIAL INC., COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as successor to WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee and THE BANK OF NEW YORK MELLON, as Trustee Dated as of December 14, 2023 THIRD SUPPLEMENTAL INDENTURE THIS THIRD SUPPLEMENTAL INDENTURE dated as of Decemb

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2023 (December 14, 2023) ARLINGTON ASSET INVESTMENT CORP. (EF Merger Sub Inc., as successor by merger to Arlington Asset Investment Corp.) (Exact name of Registrant as Sp

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 26, 2023, pursuant to the provisions of Rule 12d2-2 (a).

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2023 (December 12, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdictio

Arlington Asset Investment Corp. Shareholders Approve Merger with Ellington Financial Inc.

Exhibit 99.1 Arlington Asset Investment Corp. Shareholders Approve Merger with Ellington Financial Inc. MCLEAN, Va., Dec. 12, 2023 /PRNewswire/ - Arlington Asset Investment Corp. (NYSE: AAIC) (“Arlington”) announced today that its shareholders have voted to approve the proposed merger transaction with Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”) at a special meeting of shareholders

Arlington Asset Investment Corp. Announces Intention to Delist Notes from the NYSE

Exhibit 99.2 Arlington Asset Investment Corp. Announces Intention to Delist Notes from the NYSE MCLEAN, Va., Dec. 13, 2023 /PRNewswire/ - Arlington Asset Investment Corp. (NYSE: AAIC) (“Arlington”) publicly announced today, in connection with the anticipated merger transaction with Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), that it intends to voluntarily delist from the New York

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 04, 2023 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incorporation)

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Exe

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Fin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

``` 11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Arlington Asset Investment Corp. Reports Third Quarter 2023 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Third Quarter 2023 Financial Results McLean, VA, November 13, 2023 – Arlington Asset Investment Corp. (NYSE: AAIC) (the “Company,” “Arlington,” “we,” “us” or “our”) today reported financial results for the quarter ended Septe

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 (November 13, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdictio

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Third Quarter 2023 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Second Quarter 2023 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pre

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executiv

Arlington Asset Investment Corp. Reports Second Quarter 2023 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Second Quarter 2023 Financial Results McLean, VA, August 14, 2023 – Arlington Asset Investment Corp. (NYSE: AAIC) (the “Company,” “Arlington,” “we,” “us” or “our”) today reported financial results for the quarter ended June 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

``` 11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 (August 14, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financia

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): (June 28, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incorporation) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 (May 29, 2023) ARLIN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 (May 29, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incor

Agreement and Plan of Merger, dated as of May 29, 2023, by and among Ellington Financial Inc., EF Merger Sub Inc., Arlington Asset Investment Corp. and, solely for the limited purposes set forth therein, Ellington Financial Management LLC (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on May 31, 2023).

EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF MERGER SUB INC., ARLINGTON ASSET INVESTMENT CORP. and, solely for the limited purposes set forth herein, ELLINGTON FINANCIAL MANAGEMENT LLC Dated as of May 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 (May 29, 2023) ARLIN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 (May 29, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 (May 29, 2023) ARLIN

425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 (May 29, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 (May 29, 2023) ARLIN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 (May 29, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incor

ELLINGTON FINANCIAL AND ARLINGTON ASSET INVESTMENT CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT – Transaction Provides Increased Scale and Enhanced Access to Capital Markets – – Aligned Platforms and Capital Expected to Drive Earnings Accretion and Sus

EX-99.1 Exhibit 99.1 ELLINGTON FINANCIAL AND ARLINGTON ASSET INVESTMENT CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT – Transaction Provides Increased Scale and Enhanced Access to Capital Markets – – Aligned Platforms and Capital Expected to Drive Earnings Accretion and Sustained Long-Term Growth – OLD GREENWICH, Conn. – (BUSINESS WIRE) – May 30, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellingto

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

``` 11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374

Arlington Asset Investment Corp. Reports First Quarter 2023 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports First Quarter 2023 Financial Results McLean, VA, May 15, 2023 – Arlington Asset Investment Corp. (NYSE: AAIC) (the “Company,” “Arlington,” “we,” “us” or “our”) today reported financial results for the quarter ended March 31,

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 (May 15, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incor

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation First Quarter 2023 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executi

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1)

2,289 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

List of Subsidiaries of the Registrant.†

Exhibit 21.01 List of Significant Subsidiaries of the Registrant Name State of Incorporation Arlington Asset Investment Holdings, LLC Arlington Asset TRS Holdings, LLC McLean Mortgage Investment, LLC McLean MSR Investment, LLC McLean SFR Holdings, LLC McLean Solar Investment, LLC Virginia Delaware Delaware Delaware Delaware Delaware

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 (March 31, 2023) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of I

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Fourth Quarter 2022 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pre

Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2022 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2022 Financial Results McLean, VA, March 31, 2023 – Arlington Asset Investment Corp. (NYSE: AAIC) (the “Company,” “Arlington,” “we,” “us” or “our”) today reported financial results for the quarter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON ASSE

AAIC / Arlington Asset Investment Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Arlington Asset Investment Corp. Class A Title of Class of Securities: REIT CUSIP Number: 041356205 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 05, 2022 (December 01, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdictio

Arlington Asset Investment Corp. Reports Third Quarter 2022 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Third Quarter 2022 Financial Results McLean, VA, November 14, 2022 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported financial results for the quarter ended September 30, 2022. Thir

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 (November 14, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdictio

Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and

Investor Presentation Third Quarter 2022 Exhibit 99.2 Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and expectations may change as a result of many possible events or factors, not all of which are kn

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.05 to the Company's Quarterly Report on Form 10-Q filed on November 14, 2022).

Exhibit 3.05 Amended and restated BYLAWS OF ARLINGTON ASSET INVESTMENT CORP. (as amended and restated November 11, 2022) ARTICLE I MEETINGS OF SHAREHOLDERS 1.1. Place of Meetings. Meetings of shareholders of Arlington Asset Investment Corp. (the ?Corporation?) shall be held at such place, either within or without the Commonwealth of Virginia, as may be provided in the notice of the meeting or in t

Interest Purchase Agreement dated as of November 11, 2022, by and between McLean SFR Holdings, LLC and AVHS SFR II LLC.*

Exhibit 10.01 INTEREST PURCHASE AGREEMENT between mclean sfr holdings, LLC, a Delaware limited liability company, as Seller and AVHS SFR II LLC, a Delaware limited liability company as Buyer and, solely for the purpose set forth in Section 7.8 of this Agreement, ARLINGTON ASSET INVESTMENT CORP., a Virginia corporation Dated as of November 11, 2022 Sale of the limited liability company interests in

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Fin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

``` 11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Exe

* * * * *

September 15, 2022 VIA EDGAR Eric McPhee Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.

Fair Value

CORRESP 1 filename1.htm August 23, 2022 Page 1 August 23, 2022 VIA EDGAR Eric McPhee Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Arlington Asset Investment Corp. Form 10-K for fiscal year ended December 31, 2021 Filed March 10, 2022 File No. 001-34374 Dear Mr. McPhee: This letter

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2022 (August 19, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executiv

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financia

Amendment No. 1 to Purchase and Sale Agreement dated as of May 27, 2022, by and between McLean SFR I

Exhibit 10.02 FIRST Amendment to PURCHASE AND SALE AGREEMENT THIS FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (this ?First Amendment?) is made and entered into as of May 27, 2022, by and between HOMESOURCE ACQUISITIONS, LLC, a Delaware limited liability company (?Buyer?) and MCLEAN SFR INVESTMENT, LLC, a Delaware limited liability company (?Seller?). RECITALS A. Seller and Buyer entered into th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

``` 11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2022 (August 09, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of

Arlington Asset Investment Corp. Reports Second Quarter 2022 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Second Quarter 2022 Financial Results McLean, VA, August 9, 2022 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported financial results for the quarter ended June 30, 2022. Second Quar

Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and

Investor Presentation Second Quarter 2022 Exhibit 99.2 Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and expectations may change as a result of many possible events or factors, not all of which are k

MSR Financing Receivable Underlying Reference Amounts:

July 20, 2022 Page 1 July 20, 2022 VIA EDGAR Eric McPhee Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2022 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incorporation) (Com

Amendment No. 2 to Purchase and Sale Agreement dated as of June 20, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC. (incorporated by reference to Exhibit 10.01 to the Registrant’s Current Report on Form 8-K filed on June 21, 2022).

Exhibit 10.1 SECOND Amendment to PURCHASE AND SALE AGREEMENT THIS SECOND AMENDMENT TO PURCHASE AND SALE AGREEMENT (this ?Second Amendment?) is made and entered into as of June 20, 2022, by and between HOMESOURCE ACQUISITIONS, LLC, a Delaware limited liability company (?Buyer?) and MCLEAN SFR INVESTMENT, LLC, a Delaware limited liability company (?Seller?). RECITALS A. Seller and Buyer entered into

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2022 (June 16, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Inc

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Purchase and Sale Agreement dated as of May 10, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC.*

Exhibit 10.01 PORTFOLIO PURCHASE SUMMARY This Portfolio Purchase Summary contains certain key terms and is incorporated into and made a part of the Purchase and Sale Agreement (?Agreement?) between Seller and Buyer. 1. Parties: Seller: McLean SFR Investment, LLC c/o Arlington Asset Management 6862 Elm Street, Suite 320 McLean, VA 22101 Buyer: HomeSource Acquisitions, LLC 8615 Cliff Cameron Drive,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

```11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executi

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financi

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 13, 2022 (May 12, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Incor

Arlington Asset Investment Corp. Reports First Quarter 2022 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports First Quarter 2022 Financial Results McLean, VA, May 12, 2022 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported financial results for the quarter ended March 31, 2022. First Quarter

Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and

Investor Presentation First Quarter 2022 Exhibit 99.2 Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and expectations may change as a result of many possible events or factors, not all of which are kn

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

Second Amendment to Shareholder Rights Agreement, dated as of April 11, 2022 (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K filed on April 12, 2022).

Exhibit 4.3 SECOND AMENDMENT TO RIGHTS AGREEMENT THIS SECOND AMENDMENT TO RIGHTS AGREEMENT (this ?Second Amendment?) is made as of this 11th day of April, 2022 between ARLINGTON ASSET INVESTMENT CORP., Virginia Corporation formerly known as Friedman, Billings, Ramsey Group, Inc. (the ?Company?), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the ?Rights Agent?). RECITALS A.The Company and the R

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 12, 2022 (April 11, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of I

Second Amendment to Rights Agreement, dated as of April 11, 2022, between the Company and American Stock Transfer & Trust Company, LLC.

Exhibit 4.3 SECOND AMENDMENT TO RIGHTS AGREEMENT THIS SECOND AMENDMENT TO RIGHTS AGREEMENT (this ?Second Amendment?) is made as of this 11th day of April, 2022 between ARLINGTON ASSET INVESTMENT CORP., Virginia Corporation formerly known as Friedman, Billings, Ramsey Group, Inc. (the ?Company?), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the ?Rights Agent?). RECITALS A. The Company and the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARLINGTON ASSET INVESTMENT CORP. (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 (State or incorporation or organization) (I.R.S. Employer Identification No.) 6862 Elm

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Richard E. Konzmann, Chief Financial Off

Consent of PricewaterhouseCoopers LLP.

Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-104475, 333-174669, 333-197442 and 333-257110) and Form S-3 (No. 333-235885) of Arlington Asset Investment Corp. of our report dated March 10, 2022 relating to the financial statements, which appears in this Annual Report on

List of Subsidiaries of the Registrant.

Exhibit 21.01 List of Significant Subsidiaries of the Registrant Name State of Incorporation Arlington Asset Investment Holdings, LLC Arlington Asset TRS Holdings, LLC McLean Mortgage Investment, LLC McLean MSR Investment, LLC McLean SFR Equity, LLC McLean SFR Holdings, LLC McLean SFR Investment, LLC McLean Solar Investment, LLC Rock Creek Investment Advisors, LLC Virginia Delaware Delaware Delawa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON ASSE

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, J. Rock Tonkel, Jr., Chief Executive Off

Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and

Investor Presentation Fourth Quarter 2021 Exhibit 99.2 Information Related to Forward-Looking Statements Forward-looking statements are based on our beliefs, assumptions and expectations of our future performance, taking into account information currently in our possession. These beliefs, assumptions and expectations may change as a result of many possible events or factors, not all of which are k

Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2021 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2021 Financial Results McLean, VA, March 2, 2022 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported net income available to common shareholders of $3.1 m

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 3, 2022 (March 2, 2022) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of Inc

AAIC / Arlington Asset Investment Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Arlington Asset Investment Corp. Class A Title of Class of Securities: REIT CUSIP Number: 041356205 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedul

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Third Quarter 2021 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

Arlington Asset Investment Corp. Reports Third Quarter 2021 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Third Quarter 2021 Financial Results McLean, VA, November 9, 2021 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported a net loss attributable to common shareholders of $1.0 million, o

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 10, 2021 (November 9, 2021) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

```11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the ?Company?) for the period ended September 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Richard E. Konzmann, Chief Fin

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Exe

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the ?Company?) for the period ended June 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, J. Rock Tonkel, Jr., Chief Executiv

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financia

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

```11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 A

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 17, 2021, pursuant to the provisions of Rule 12d2-2 (a).

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Second Quarter 2021 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pre

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 4, 2021 (August 3, 2021) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 001-34374 54-1873198 (State or Other Jurisdiction of I

Arlington Asset Investment Corp. Reports Second Quarter 2021 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Second Quarter 2021 Financial Results McLean, VA, August 3, 2021 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported a net loss attributable to common shareholders of $7.8 million, or

Amendment No. 1 to the Amended and Restated Equity Distribution Agreement, dated as of July 21, 2021, by and among Arlington Asset Investment Corp. and JonesTrading Institutional Services LLC and Ladenburg Thalmann & Co. Inc. (incorporated by reference to Exhibit 1.2 to the Company’s Current Report on Form 8-K filed on July 21, 2021).

Exhibit 1.2 AMENDMENT NO. 1 TO AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT DATED MARCH 21, 2019 July 21, 2021 JonesTrading Institutional Services LLC 757 3rd Avenue New York, New York 10017 Ladenburg Thalmann & Co. Inc. 640 5th Avenue, 4th Floor New York, New York 10019 Ladies and Gentlemen: Arlington Asset Investment Corp., a Virginia corporation (the ?Company?), and JonesTrading Instituti

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 21, 2021 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or Or

Up to 1,645,961 Shares 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock

Filed Pursuant to 424(b)(5) File No. 333-235885 Supplement No. 1 dated July 21, 2021 (To Prospectus Supplement dated February 26, 2020 and prospectus dated February 20, 2020) Up to 1,645,961 Shares 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock This supplement supplements the prospectus supplement dated February 26, 2020 (the ?Prospectus Supplement?), relating to the issuance and s

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 15, 2021 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or Or

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARLINGTON ASSET INVESTMENT CORP. (Exact Name of Registrant as Specified in Its Charter) Virginia(State of incorporation or organization)54-1873198(I.R.S. Employer Identification No.)6862 Elm Stre

First Supplemental Indenture, dated as of July 15, 2021, between the Registrant and The Bank of New York Mellon, as Trustee.

Exhibit 4.5 FIRST SUPPLEMENTAL INDENTURE between ARLINGTON ASSET INVESTMENT CORP., and THE BANK OF NEW YORK MELLON, as Trustee Dated as of July 15, 2021 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE (this ?First Supplemental Indenture?), dated as of July 15, 2021, is entered into between Arlington Asset Investment Corp., a Virginia corporation (the ?Company?), and The Bank of New

ARLINGTON ASSET INVESTMENT CORP. $33,500,000 6.00% Fixed Rate Senior Unsecured Notes due 2026 UNDERWRITING AGREEMENT July 7, 2021

Exhibit 1.1 ARLINGTON ASSET INVESTMENT CORP. $33,500,000 6.00% Fixed Rate Senior Unsecured Notes due 2026 UNDERWRITING AGREEMENT July 7, 2021 Ladenburg Thalmann & Co. Inc. As Representative of the Several Underwriters named in Schedule I attached hereto c/o Ladenburg Thalmann & Co. Inc. 640 5th Ave, 4th Floor New York, NY 10019 Ladies and Gentlemen: Arlington Asset Investment Corp., a Virginia cor

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 7, 2021 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or Org

Arlington Asset Investment Corp. Announces Redemption of All Outstanding 6.625% Senior Notes due 2023

Exhibit 99.1 Arlington Asset Investment Corp. Announces Redemption of All Outstanding 6.625% Senior Notes due 2023 McLean, Va., July 7, 2021 /PRNewsire/ - Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company?), today announced that it has issued a notice of redemption (the ?Redemption?) for all $23,821,025 aggregate principal amount of its outstanding 6.625% Senior Notes due 2023 (CUSIP No.

Arlington Asset Investment Corp. 6.000% Senior Notes due 2026 Issuer: Arlington Asset Investment Corp. Security: 6.000% Senior Notes due 2026 Principal Amount: $33,500,000 aggregate principal amount Net proceeds to issuer (before expenses): $32,453,1

Filed Pursuant to Rule 433 Dated July 7, 2021 Registration Statement No. 333-235885 Relating to Preliminary Prospectus Supplement Dated July 6, 2021 to Prospectus dated February 20, 2020 Arlington Asset Investment Corp. 6.000% Senior Notes due 2026 Issuer: Arlington Asset Investment Corp. Security: 6.000% Senior Notes due 2026 Principal Amount: $33,500,000 aggregate principal amount Net proceeds t

$33,500,000 6.000% Senior Notes due 2026

Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-235885 PROSPECTUS SUPPLEMENT (To prospectus dated February 20, 2020) $33,500,000 6.000% Senior Notes due 2026 Arlington Asset Investment Corp. is offering $33,500,000 principal amount of its 6.000% Senior Notes due 2026 (the ?Notes?) as described in this prospectus supplement and the accompanying prospectus. Interest on the Notes will

Subject to Completion, dated July 6, 2021

Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-235885 The information in this preliminary prospectus supplement is incomplete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subjec

Form of Performance Restricted Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan.

Exhibit 10.4 ARLINGTON ASSET INVESTMENT CORP. Performance Restricted Stock Unit Agreement THIS AWARD AGREEMENT (this ?Agreement?), dated as of the day of , 202, governs the Restricted Stock Unit award granted by ARLINGTON ASSET INVESTMENT CORP. (the ?Company?), to [Participant name] (the ?Participant?), in accordance with and subject to the provisions of the Company?s 2021 Long-Term Incentive Plan

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 ai-8k20210615.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 17, 2021 (June 15, 2021) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State

Form of Restricted Stock Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed on June 17, 2021).

Exhibit 10.2 [Arlington Asset Investment Corp. Letterhead] [Date] Name Street Address City, State Zip Restricted Stock Award Dear : You have been granted a Restricted Stock Award pursuant and subject to the terms of the Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (the ?Plan?). The terms and conditions of your Restricted Stock Award are set forth in this letter agreement (the ?Aw

Form of Deferred Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K filed on June 17, 2021).

Exhibit 10.3 [Arlington Asset Investment Corp. Letterhead] [Date] Name Street Address City, State Zip Deferred Stock Unit Award Agreement Dear : THIS DEFERRED STOCK UNIT AGREEMENT (the ?Agreement?), effective as of , 20 between ARLINGTON ASSET INVESTMENT CORP., a Virginia corporation (the ?Company?) and (?Participant?), is made pursuant to and subject to the provisions of the Arlington Asset Inves

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Arlington Asset Investment Corp. (Exact name of registrant as specified in its charter) Virginia 54-1873198 (State or o

As filed with the Securities and Exchange Commission on June 15, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executi

Quarterly Report - 10-Q

```11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financi

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2021 (May 6, 2021) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorpo

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation First Quarter 2021 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

Arlington Asset Investment Corp. Reports First Quarter 2021 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports First Quarter 2021 Financial Results McLean, VA, May 6, 2021 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported a net loss attributable to common shareholders of $6.8 million, or $0.

Definitive Proxy Statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

List of Subsidiaries of the Registrant.

Exhibit 21.01 List of Significant Subsidiaries of the Registrant Name State of Incorporation Arlington Asset Investment Holdings, LLC Arlington Asset TRS Holdings, LLC McLean Mortgage Investment, LLC McLean MSR Investment, LLC McLean Solar Investment, LLC Rock Creek Investment Advisors, LLC Virginia Delaware Delaware Delaware Delaware Delaware

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Richard E. Konzmann, Chief Financial Off

Consent of PricewaterhouseCoopers LLP.

Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-104475, 333-174669 and 333-197442) and Form S-3 (No. 333-235885) of Arlington Asset Investment Corp. of our report dated February 26, 2021 relating to the financial statements and the effectiveness of internal control over f

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON ASSE

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, J. Rock Tonkel, Jr., Chief Executive Off

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2021 (February 16, 2021) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdictio

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

EX-99.2 3 ai-ex992624.htm EX-99.2 Investor Presentation Fourth Quarter 2020 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proc

Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2020 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2020 Financial Results McLean, VA, February 16, 2021 ? Arlington Asset Investment Corp. (NYSE: AAIC) (the ?Company? or ?Arlington?) today reported net income available to common shareholders of $1

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Arlington Asset Investment Corp. Class A Title of Class of Securities: REIT CUSIP Number: 041356205 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedul

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Exe

Quarterly Report - 10-Q

```11111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Fin

Arlington Asset Investment Corp. Reports Third Quarter 2020 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Third Quarter 2020 Financial Results McLean, VA, November 3, 2020 – Arlington Asset Investment Corp. (NYSE: AAIC) (the “Company” or “Arlington”) today reported net income available to common shareholders of $4.0 million, or $

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 4, 2020 (November 3, 2020) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Third Quarter 2020 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

Arlington Asset Investment Corp. to Change NYSE Stock Ticker

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Richard Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. to Change NYSE Stock Ticker McLean, Va., October 22, 2020 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company”) announced today that the Company will change its ticker symbol for its Class A common stock on the New York St

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 22, 2020 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or

Arlington Asset Investment Corp. Reports Second Quarter 2020 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Second Quarter 2020 Financial Results McLean, VA, July 30, 2020 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company” or “Arlington”) today reported net income available to common shareholders of $9.5 million, or $0.26

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financia

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executiv

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Second Quarter 2020 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pre

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 31, 2020 (July 30, 2020) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Inc

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2020 (June 8, 2020) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incor

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executi

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended March 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financi

Arlington Asset Investment Corp. Reports First Quarter 2020 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports First Quarter 2020 Financial Results McLean, VA, May 11, 2020 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company” or “Arlington”) today reported net loss attributable to common shareholders of $94.9 million, or $2.59

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation First Quarter 2020 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election), use of equity raise proceeds and any other guidance on pres

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 11, 2020 (May 11, 2020) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incor

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2020 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi

- DEF 14A

DEF 14A 1 ai-def14a20200608.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as per

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240.

Arlington Asset Investment Corp. Announces Company Updates

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Richard Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Announces Company Updates McLean, Va., March 26, 2020 – Arlington Asset Investment Corp. (NYSE: AI) (the "Company") today announced that the Company has determined not to declare a first quarter 2020 common stock dividend in order

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 26, 2020 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or O

Opinion of Hunton Andrews Kurth LLP regarding the legality of the shares of Class A Common Stock.

Exhibit 5.1(a) February 26, 2020 HUNTON ANDREWS KURTH LLP FILE NO: 054521.0000126 Board of Directors Arlington Asset Investment Corp. 1001 Nineteenth Street North Arlington, Virginia 22209 Issuance of up to 11,302,160 Shares of Class A Common Stock Ladies and Gentlemen: We have acted as special counsel to Arlington Asset Investment Corp., a Virginia corporation (the “Company”), in connection with

Up to 1,645,961 Shares 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock

Filed Pursuant to 424(b)(5) File No. 333-235885 PROSPECTUS SUPPLEMENT (To prospectus dated February 20, 2020) Up to 1,645,961 Shares 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock We are a party to an amended and restated equity distribution agreement dated as of March 21, 2019, with JonesTrading Institutional Services LLC, B. Riley FBR, Inc. and Ladenburg Thalmann & Co. Inc., or t

Up to 11,302,160 Shares Class A Common Stock

Filed Pursuant to 424(b)(5) File No. 333-235885 PROSPECTUS SUPPLEMENT (To prospectus dated February 20, 2020) Up to 11,302,160 Shares Class A Common Stock We have entered into separate equity distribution agreements, each dated as of February 22, 2017, with each of JMP Securities LLC, B. Riley FBR, Inc., JonesTrading Institutional Services LLC and Ladenburg Thalmann & Co. Inc., or the Agents, each

Financial Statements and Exhibits

8-K 1 ai-8k20200226.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 26, 2020 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jur

Opinion of Hunton Andrews Kurth LLP regarding the legality of the shares of 7.00% Series B Cumulative Redeemable Preferred Stock.

Exhibit 5.1(b) February 26, 2020 HUNTON ANDREWS KURTH LLP FILE NO: 054521.0000128 Board of Directors Arlington Asset Investment Corp. 1001 Nineteenth Street North Arlington, Virginia 22209 Issuance of up to 1,645,961 Shares of 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock Ladies and Gentlemen: We have acted as special counsel to Arlington Asset Investment Corp., a Virginia corpora

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Annual Report on Form 10-K of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

AI / Arlington Asset Investment Corp. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON ASSE

List of Subsidiaries of the Registrant.

Exhibit 21.01 List of Significant Subsidiaries of the Registrant Name State of Incorporation Arlington Asset TRS Holdings, LLC Key Bridge Insurance, LLC McLean Mortgage Investment, LLC Rock Creek Investment Advisors, LLC Delaware Tennessee Delaware Delaware Rosslyn REIT Trust Maryland

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, J. Rock Tonkel, Jr., Chief Executive Off

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Arlington Asset Investment Corp. (the Company) for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Richard E. Konzmann, Chief Financial Off

Description of Registrant’s Securities (incorporated by reference to Exhibit 4.15 to the Company’s Annual Report on Form 10-K filed on February 24, 2020).

Exhibit 4.15 ARLINGTON ASSET INVESTMENT CORP. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED General In this Exhibit 4.15, “we”, “us”, “our”, or “the Company”, refers to Arlington Asset Investment Corp. As of December 31, 2019, the Company had six classes of securities registered under Section 12 of the Securities Exchange Act, as ame

Consent of PricewaterhouseCoopers LLP.

Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-104475, 333-174669 and 333-197442) and Form S-3 (No. 333-235885) of Arlington Asset Investment Corp. of our report dated February 24, 2020 relating to the financial statements and the effectiveness of internal control over f

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 18, 2020 (February 18, 2020) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdictio

Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2019 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Fourth Quarter and Full Year 2019 Financial Results McLean, VA, February 18, 2020 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company” or “Arlington”) today reported net income available to common shareholders of $26.

AI / Arlington Asset Investment Corp. CORRESP - -

CORRESP 1 filename1.htm Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 McLean, VA 22101 February 18, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Stacie Gorman RE: Arlington Asset Investment Corp. Registration Statement on Form S-3 File No. 333-235885 Filed on January 10, 2020 Ladie

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Fourth Quarter 2019 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election) and any other guidance on present or future periods constit

AI / Arlington Asset Investment Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Arlington Asset Investment Corp Title of Class of Securities: REIT CUSIP Number: 041356205 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is file

AI / Arlington Asset Investment Corp. S-3/A - - S-3/A

S-3/A 1 ai-s3a.htm S-3/A As filed with the Securities and Exchange Commission on January 31, 2020 Registration No. 333-235885 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARLINGTON ASSET INVESTMENT CORP. (Exact name of registrant as specified in its articles of incorporation) Virginia (St

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, the Trustee under the Subordinated Indenture.

Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction

AI / Arlington Asset Investment Corp. S-3 - - S-3

As filed with the Securities and Exchange Commission on January 10, 2020 Registration No.

Form of Senior Note. (incorporated by reference to Exhibit 4.6 to the Company’s Registration Statement on Form S-3 (File No. 333-235885) filed on January 10, 2020).

Exhibit 4.6 REGISTERED PRINCIPAL AMOUNT No.: $ CUSIP No.: Arlington Asset Investment Corp. [Designation of Senior Security] Arlington Asset Investment Corp., a Virginia corporation (hereinafter called the “Corporation,” which term shall include any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to, or registered assigns, upon presenta

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, the Trustee under the Senior Indenture.

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction

Form of Subordinated Note. (incorporated by reference to Exhibit 4.7 to the Company’s Registration Statement on Form S-3 (File No. 333-235885) filed on January 10, 2020).

Exhibit 4.7 REGISTERED PRINCIPAL AMOUNT No.: $ CUSIP No.: Arlington Asset Investment Corp. [Designation of Subordinated Security] Arlington Asset Investment Corp., a Virginia corporation (hereinafter called the “Corporation,” which term shall include any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to, or registered assigns, upon pr

Indenture governing the Subordinated Debt Securities by and between the Company and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-3 (File No. 333-235885) filed on January 10, 2020).

Exhibit 4.2 ARLINGTON ASSET INVESTMENT CORP. TO THE BANK OF NEW YORK MELLON TRUSTEE INDENTURE Dated as of January 10, 2020 Subordinated Debt Securities TABLE OF CONTENTS ARTICLE One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 5 SECTION 101 Definitions 5 SECTION 102 Compliance Certificates and Opinions 12 SECTION 103 Form of Documents Delivered to Trustee 12 SECTION 104 Acts of Holders

Indenture governing the Senior Debt Securities by and between the Company and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-3 (File No. 333-235885) filed on January 10, 2020).

Exhibit 4.1 ARLINGTON ASSET INVESTMENT CORP. TO THE BANK OF NEW YORK MELLON TRUSTEE INDENTURE Dated as of January 10, 2020 Senior Debt Securities TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions. 2 Section 102. Compliance Certificates and Opinions. 9 Section 103. Form of Documents Delivered to Trustee. 10 Section 104. Acts of Hol

Amendment No. 4 to the Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on December 13, 2019).

Exhibit 3.1 Amendment No. 4 to the Amended and Restated Bylaws of Arlington Asset Investment Corp. Adopted on December 13, 2019 WHEREAS, Arlington Asset Investment Corp. (the “Corporation”) is governed, in part, by the Bylaws (the “Bylaws”); and WHEREAS, pursuant to and in accordance with Section 7.5 of the Bylaws, the Board of Directors of the Corporation has authorized, approved and adopted this

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 13, 2019 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation o

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Exe

AI / Arlington Asset Investment Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLIN

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended September 30, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Fin

Arlington Asset Investment Corp. Reports Third Quarter 2019 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Third Quarter 2019 Financial Results McLean, VA, November 7, 2019 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company” or “Arlington”) today reported net loss attributable to common shareholders of $8.5 million, or $0

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Third Quarter 2019 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election) and any other guidance on present or future periods constitu

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 8, 2019 (November 7, 2019) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction

AI / Arlington Asset Investment Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34374 ARLINGTON

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard E. Konzmann, Chief Financia

Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.02 CERTIFICATION I, Richard E. Konzmann, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2019 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*

Exhibit 31.01 CERTIFICATION I, J. Rock Tonkel, Jr., certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2019 of Arlington Asset Investment Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Arlington Asset Investment Corp. (the “Company”) for the period ended June 30, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, J. Rock Tonkel, Jr., Chief Executiv

Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax struc

Investor Presentation Second Quarter 2019 Exhibit 99.2 Information Related to Forward-Looking Statements Statements concerning interest rates, portfolio allocation, financing costs, portfolio hedging, prepayments, dividends, book value, utilization of loss carryforwards, any change in long-term tax structures (including any REIT election) and any other guidance on present or future periods constit

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 7, 2019 (August 6, 2019) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as Specified in Its Charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of I

Arlington Asset Investment Corp. Reports Second Quarter 2019 Financial Results

Exhibit 99.1 Contacts: Media: 703.373.0200 or [email protected] Investors: Rich Konzmann at 703.373.0200 or [email protected] Arlington Asset Investment Corp. Reports Second Quarter 2019 Financial Results ARLINGTON, VA, August 6, 2019 – Arlington Asset Investment Corp. (NYSE: AI) (the “Company” or “Arlington”) today reported net loss attributable to common shareholders of $24.3 million, or

Articles of Amendment to the Amended and Restated Articles of Incorporation of Arlington Asset Investment Corp. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 25, 2019).

Exhibit 3.1 ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF ARLINGTON ASSET INVESTMENT CORP. FIRST: The name of the Corporation is Arlington Asset Investment Corp. (the “Corporation”). SECOND: Capitalized terms used in these Articles of Amendment (the “Amendment”) and not otherwise defined shall have the meaning given to such term in the Articles of Incorporation. THIRD: This amendment i

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 25, 2019 (June 20, 2019) ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Inc

AI / Arlington Asset Investment Corp. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 10, 2019 ARLINGTON ASSET INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Virginia 54-1873198 001-34374 (State or Other Jurisdiction of Incorporation or Or