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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Associated Capital Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB NUMBER: 3235-0167 Expires: August 31, 2027 Estimated average burden Hours per response………...................................................1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER |
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| August 25, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 OMB Number: Expires: Estimated average burden hours per response 3235-0080 May 31, 2027 1.00 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37387 Associated Capital Group, Inc. (Exact name of Issuer as specifi |
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| August 15, 2025 |
Associated Capital Group, Inc. Announces Voluntary NYSE Delisting and SEC Deregistration Exhibit 99.1 For Immediate Release: Contact: Peter D. Goldstein Chief Legal Officer (914) 921-7774 For further information please visit www.Associated-Capital-Group.com Associated Capital Group, Inc. Announces Voluntary NYSE Delisting and SEC Deregistration GREENWICH, Connecticut, August 15, 2025 — Associated Capital Group, Inc. (NYSE: AC) (“AC” or the “Company”) announced today that it has given |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 15, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| August 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSO |
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| August 6, 2025 |
ASSOCIATED CAPITAL GROUP, INC. Reports Excellent Second Quarter Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Excellent Second Quarter Results - Our merger arbitrage strategy returned +5.5% before expenses (+4.2% net) in the second quarter and +9.4% before expenses (+7.1% net) for the first half of the year, marking our strongest first-half performan |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| July 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 7, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| July 8, 2025 |
AC Reports Preliminary June 30 Book Value of $43.20 to $43.40 Per Share Exhibit 99.1 For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary June 30 Book Value of $43.20 to $43.40 Per Share GREENWICH, Connecticut, July 7, 2025 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced today a preliminary range for its second quarter book value of $43.20 to $43.40 per s |
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| June 5, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| May 9, 2025 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results - Performance for our Merger Arbitrage strategy in the first quarter was 3.8% before expenses and 2.8% after expenses - Assets Under Management ("AUM"): $1.27 billion at March 31, 2025 compared to $1.25 billion at December 31, 2024 - Book Value per share ended the quarter at $42.51 per share vs $42.14 |
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| May 9, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASS |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Stat |
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| April 7, 2025 |
AC Reports Preliminary March 31 Book Value of $42.42 to $42.62 Per Share Exhibit 99.1 For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary March 31 Book Value of $42.42 to $42.62 Per Share GREENWICH, Connecticut, April 4, 2025 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced today a preliminary range for its first quarter book value of $42.42 to $42.62 per |
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| April 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 4, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| March 19, 2025 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those subsidiaries when considered in the aggregate would not constitute a “significant subsidiary” as defined in the rules promulgated under the Securities Act. In accordance with Item 601 (21) of Regulation S-K, the o |
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| March 19, 2025 |
Exhibit 19.1 Associated Capital Group, Inc., GAMCO Investors, Inc. & Affiliates Insider Trading (This section pertains to all affiliated entities) I. Introduction These supervisory procedures are intended to detect and prevent the misuse of material nonpublic information by the Company and its employees. The roles of the Compliance Committee and the Legal/Compliance Department are critical to the |
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| March 19, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associat |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| February 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| February 5, 2025 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921 5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results - Year-end AUM: $1.25 billion at December 31, 2024 - Book Value was $42.14 per share at year-end 2024 which reflects $2.20 per share of dividends paid vs. Book Value of $42.11 a year ago - Sold 1.15 millio |
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| January 15, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2025 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| January 15, 2025 |
AC Reports Estimated Fourth Quarter and Full Year Results Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Estimated Fourth Quarter and Full Year Results GREENWICH, Connecticut, January 10, 2025 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced toda |
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| November 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 |
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| November 8, 2024 |
Associated Capital Reports Results for the Third Quarter 2024 Exhibit 99.1 For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com Associated Capital Reports Results for the Third Quarter 2024 - AUM: $1.34 billion at September 30, 2024 - Book Value per share ended the quarter at $42.02 - Returned $45.9 million to shareholders through dividends declared and share repurchases in the third quarter - App |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| October 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 7, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| October 7, 2024 |
AC Reports Preliminary September 30 Book Value of $41.85 to $42.05 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary September 30 Book Value of $41.85 to $42.05 Per Share GREENWICH, Connecticut, October 7, 2024 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:A |
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| September 19, 2024 |
Associated Capital Group, Inc. Announces Special Dividend of $2 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 [email protected] Associated Capital Group, Inc. Announces Special Dividend of $2 Per Share GREENWICH, Connecticut, September 19, 2024 – Associated Capital Group, Inc. (“AC” or the “Company”) (N |
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| September 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Com |
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| September 9, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 9, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| September 9, 2024 |
Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 [email protected] Associated Capital Group Sets Registration Date for 2024 Shareholder Designated Charitable Contribution GREENWICH, Connecticut, September 9, 2024 – Associated Capital Group, In |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSO |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 8, 2024 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results - AUM: $1.36 billion at June 30, 2024 compared to $1.55 billion at March 31, 2024 - Book Value per share ended the quarter at $42.87 per share vs $42.80 at March 31, 2024 - Returned $4.4 million to shareholders through |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 8, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| July 9, 2024 |
AC Reports Preliminary June 30 Book Value of $42.75 to $42.95 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary June 30 Book Value of $42.75 to $42.95 Per Share Greenwich, CT, July 8, 2024 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced tod |
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| June 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASS |
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| May 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 14, 2024 |
ASSOCIATED CAPITAL GROUP, INC. Reports Increased First Quarter Book Value Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921 5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Increased First Quarter Book Value - AUM: $1.55 billion at March 31, 2024 compared to $1.59 billion at December 31, 2023 - Book Value per share ended the quarter at $42.80 per share vs $42.11 at December 31, 2023 Greenwich, CT, May 9, 2024 – |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Stat |
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| April 5, 2024 |
AC Reports Preliminary March 31 Book Value of $42.67 to $42.87 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary March 31 Book Value of $42.67 to $42.87 Per Share Greenwich, CT, April 5, 2024 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced t |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| March 21, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associat |
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| March 21, 2024 |
Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those subsidiaries when considered in the aggregate would not constitute a “significant subsidiary” as defined in the rules promulgated under the Securities Act. In accordance with Item 601 (21) of Regulation S-K, the o |
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| March 21, 2024 |
Exhibit 97.1 ASSOCIATED CAPITAL GROUP, INC. CLAWBACK POLICY Introduction The Board of Directors (the "Board") of Associated Capital Group, Inc. (the “Company”) has adopted this clawback policy (the “Policy”), in accordance with Section 303A.14 of the New York Stock Exchange Listed Company Manual (the “NYSE Rules”), and Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended. |
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| February 13, 2024 |
AC / Associated Capital Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0348-associatedcapitalgrou.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Associated Capital Group, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the app |
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| February 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| February 9, 2024 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921 5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results - Book Value was $42.11 per share at year-end 2023 vs. $40.48 a year ago - Year-end AUM: $1.59 billion at December 31, 2023 vs. $1.84 billion at December 31, 2022 - $4.0 million of donations completed in J |
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| February 6, 2024 |
AC / Associated Capital Group, Inc. / HORIZON KINETICS ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 schedule13g-associatedcap.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Associated Capital Group, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 045528106 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appro |
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| January 11, 2024 |
Associated Capital Reports Estimated Fourth Quarter and Full Year Results Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com Associated Capital Reports Estimated Fourth Quarter and Full Year Results Greenwich, CT, January 10, 2024 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announc |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2024 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 |
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| November 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 13, 2023 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Chief Financial Officer (914) 921 5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results - Book Value per share ended the quarter at $41.43 per share vs $39.96 at September 30, 2022 - AUM: $1.59 billion at September 30, 2023 compared to $1.75 billion at September 30, 2022 - Approved $4.3 million shareholder |
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| November 13, 2023 |
Associated Capital Group, Inc. Announces Changes to Management Team Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 [email protected] Associated Capital Group, Inc. Announces Changes to Management Team Greenwich, CT, November 8, 2023 – Associated Capital Group, Inc. (NYSE: AC, "Associated Capital" or the |
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| October 12, 2023 |
AC Reports Preliminary September 30 Book Value of $41.35 to $41.55 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Interim Co-Chief Financial Officer (914) 921-5078 Associated-Capital-Group.com AC Reports Preliminary September 30 Book Value of $41.35 to $41.55 Per Share Greenwich, CT, October 9, 2023 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE |
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| October 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 9, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| August 25, 2023 |
Associated Capital Group Sets Record Date for 2023 Shareholder Designated Charitable Contribution Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Ian J. McAdams Interim Co-Chief Financial Officer (914) 921-5078 [email protected] Associated Capital Group Sets Record Date for 2023 Shareholder Designated Charitable Contribution Greenwich, CT, August 22, 2023 – Associated Capital Group, Inc. (NY |
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| August 25, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| August 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSO |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 10, 2023 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Ian J. McAdams Interim Co-Chief Financial Officer (914) 921 5078 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results - Book Value per share ended the quarter at $41.41 per share vs $40.30 at June 30, 2022 - AUM: $1.55 billion at June 30, 2023 compared to $1.80 billion at June 30, 2022 - Board approves $0.20 per share Shareh |
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| July 11, 2023 |
AC Reports Preliminary June Book Value of $41.35 to $41.55 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 Associated-Capital-Group.com AC Reports Preliminary June Book Value of $41.35 to $41.55 Per Share Greenwich, CT, July 10, 2023 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), announced |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 10, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| May 12, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASS |
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| May 12, 2023 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Douglas R. Jamieson Chief Executive Officer (203) 629 9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results - Book Value per share ended the quarter at $41.30 per share vs $41.72 at March 31, 2022 - AUM: $1.80 billion at March 31, 2023 compared to $1.84 billion at March 31, 2022 - Shareholder donations of $3.0 million thi |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Stat |
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| April 11, 2023 |
AC Reports Preliminary March 31 Book Value of $41.11 to $41.36 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 Associated-Capital-Group.com AC Reports Preliminary March 31 Book Value of $41.11 to $41.36 Per Share Greenwich, CT, April 11, 2023 – Associated Capital Group, Inc. (“AC” or the “Company”) (NYSE:AC), annou |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| March 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associat |
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| March 16, 2023 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those subsidiaries when considered in the aggregate would not constitute a “significant subsidiary” as defined in the rules promulgated under the Securities Act. In accordance with Item 601 (21) of Regulation S-K, the o |
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| February 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2023 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results Exhibit 99.1 For Immediate Release: Douglas R. Jamieson Chief Executive Officer (203) 629 9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results - Book Value was $40.48 per share at year-end 2022 - Yea-end AUM: $1.84 billion at December 31, 2022 vs. $1.78 billion at December 31, 2021 - Net Inflows were $100 million for the year - Full year Mer |
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| February 9, 2023 |
AC / Associated Capital Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0324-associatedcapitalgrou.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Associated Capital Group Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appr |
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| January 18, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 18, 2023 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| January 18, 2023 |
Associated Capital Reports Estimated Fourth Quarter and Full Year Results Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 Associated-Capital-Group.com Associated Capital Reports Estimated Fourth Quarter and Full Year Results Greenwich, CT, January 18, 2023 – Associated Capital Group, Inc. (“AC” or the “Company”) announced tod |
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| December 14, 2022 |
Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 [email protected] Associated Capital Group Extends Record Date for its Shareholder Designated Charitable Contribution Program Greenwich, CT, December 13, 2022 ? Associated Capital Group, In |
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| December 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| December 2, 2022 |
Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 [email protected] Associated Capital Group's Board of Directors Approves $3.3 Million Shareholder Designated Charitable Contribution, Bringing Total to $34 million Greenwich, CT, November 2 |
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| December 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 29, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 11, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2022 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results Exhibit 99.1 For Immediate Release: Douglas R. Jamieson Chief Executive Officer (203) 629 9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results - Performance for Merger Arbitrage in the third quarter was positive, 3.1% return before expenses - Book Value per share ended the quarter at $39.96 per share vs $42.24 at September 30, 2021 - AUM: $1.75 billion at |
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| November 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 |
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| October 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 14, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| October 18, 2022 |
Associated Capital Reports Preliminary September 30 Book Value of $39.81 to $40.01 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 Associated-Capital-Group.com Associated Capital Reports Preliminary September 30 Book Value of $39.81 to $40.01 Per Share Greenwich, CT, October 14, 2022 ? Associated Capital Group, Inc. (?AC? or the ?Comp |
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| August 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSO |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 4, 2022 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Douglas R. Jamieson Chief Executive Officer (203) 629 9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results - Book Value per share ended the quarter at $40.30 per share vs $42.21 at June 30, 2021 - AUM: $1.80 billion at June 30, 2022 compared to $1.78 billion at December 31, 2021 and $1.61 billion at June 30, 2021 - Net |
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| July 21, 2022 |
Associated Capital Reports Preliminary Second Quarter Book Value of $40.20 to $40.40 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson Chief Executive Officer (203) 629-9595 Associated-Capital-Group.com Associated Capital Reports Preliminary Second Quarter Book Value of $40.20 to $40.40 Per Share Greenwich, CT, July 20, 2022 ? Associated Capital Group, Inc. (?AC? or the ?Compa |
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| July 21, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 9, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 3, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissio |
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| May 9, 2022 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (203) 629-9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results - Book Value per share ended the quarter at $41.72 per share vs $41.22 at March 31, 2021 - Record level of AUM: $1.84 billion at March 31, 2022 compared to $1.78 billion at December 31, 2021 and $1.50 billion at March |
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| May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSOCIATED CAPITAL GR |
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| April 28, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| April 20, 2022 |
Associated Capital Reports Preliminary First Quarter Book Value of $41.62 to $41.82 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Timothy H. Schott Chief Financial Officer (203) 629-9595 Associated-Capital-Group.com Associated Capital Reports Preliminary First Quarter Book Value of $41.62 to $41.82 Per Share Greenwich, CT, April 19, 2022 ? Associated Capital Group, Inc. (?AC? or the ?Company |
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| April 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associated Capital Group, |
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| March 17, 2022 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the ?Company?), except those subsidiaries when considered in the aggregate would not constitute a ?significant subsidiary? as defined in the rules promulgated under the Securities Act. In accordance with Item 601 (21) of Regulation S-K, the o |
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| February 9, 2022 |
AC / Associated Capital Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Associated Capital Group Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 7, 2022 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Record1 Full Year Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (203) 629-9595 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Record1 Full Year Results - 2021 Year-end Book Value reaches a record $42.48 per share vs. $40.36 a year ago - Record level of AUM: $1.78 billion at December 31, 2021 vs. $1.35 billion at December 31, 2020 - 2021 Net AUM |
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| February 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 3, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| January 31, 2022 |
Associated Capital Reports Estimated Full Year and Fourth Quarter Results EX-99.1 2 brhc10033257ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Timothy H. Schott Chief Financial Officer (203) 629-9595 Associated-Capital-Group.com Associated Capital Reports Estimated Full Year and Fourth Quarter Results Greenwich, CT, January 26, 2022 – Associated Capital Group |
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| January 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2022 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 9, 2021 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (914) 921 8351 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results - September Quarter-end Book Value was $42.24 per share vs. $38.25 a year ago - AUM increased to $1.7 billion at September 30, 2021 vs. $1.3 billion at September 30, 2020 - Launch of a Private Equity Fund approved (ad |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSOCIATED CAPITA |
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| October 22, 2021 |
Associated Capital Reports Preliminary Third Quarter Book Value of $42.15 to $42.35 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Reports Preliminary Third Quarter Book Value of $42.15 to $42.35 Per Share Greenwich, CT, October 19, 2021 ? Associated Capital Group, Inc. (?AC? or the ?Company?), |
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| October 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 19, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| August 9, 2021 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (914) 921 8351 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results - June quarter-end Book Value was a record $42.21 per share vs. $41.22 at March 31, 2021 - AUM increased to $1.6 billion at June 30, 2021 vs. $1.5 billion at March 31, 2021 Greenwich, CT, August 4, 2021 ? Associated |
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| August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSOCIATED CAPITAL GRO |
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| July 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| July 27, 2021 |
Associated Capital Reports Preliminary Second Quarter Book Value of $42.10 to $42.30 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Reports Preliminary Second Quarter Book Value of $42.10 to $42.30 Per Share Greenwich, CT, July 23, 2021 ? Associated Capital Group, Inc. (?AC? or the ?Company?), an |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 10, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 ASSOCIATED CAPITAL GR |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2021 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (914) 921 8351 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results - March 31, 2021 Book Value reaches a record $41.22 per share vs. $40.36 at year-end 2020 - Quarter-end AUM at $1.5 billion based on performance and positive flows - Investment Income reflects $131 million positive sw |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 21, 2021 |
Associated Capital Reports Preliminary First Quarter Book Value of $41.10 to $41.30 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Reports Preliminary First Quarter Book Value of $41.10 to $41.30 Per Share Greenwich, CT, April 20, 2021 ? Associated Capital Group, Inc. (?AC? or the ?Company?), an |
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| April 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| April 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| April 12, 2021 |
Peter D. Goldstein Named Chief Legal Officer & David M. Goldman Named General Counsel Exhibit 99.1 For Immediate Release Contact: Douglas R. Jamieson President & Chief Executive Officer For further information please visit www.associated-capital-group.com Peter D. Goldstein Named Chief Legal Officer & David M. Goldman Named General Counsel Greenwich, CT, April 12, 2021 – Associated Capital Group. (NYSE:AC) appointed Peter D. Goldstein as the Chief Legal Officer and David M. Goldman |
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| March 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associated Capital Group, |
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| March 24, 2021 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the ?Company?), except those subsidiaries when considered in the aggregate would not constitute a ?significant subsidiary? as defined in the rules promulgated under the Securities Act. In accordance with Item 601 (21) of Regulation S-K, the o |
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| February 11, 2021 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results Exhibit 99.1 For Immediate Release: Timothy H. Schott Chief Financial Officer (914) 921 8351 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results - 2020 Year-end Book Value per share was $40.36 vs. $39.89 at year-end 2019 - Year-end AUM at $1.35 billion Greenwich, CT, February 10, 2021 – Associated Capital Group, Inc. (“AC” or the “Company”), a d |
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| February 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 11, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Associated Capital Group Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 6, 2021 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| January 6, 2021 |
Timothy H. Schott Named EVP – Finance & CFO Exhibit 99.1 191Mason Street Greenwich, CT 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Timothy H. Schott Named EVP – Finance & CFO Greenwich, Connecticut, January 4, 2021 – Associated Capital Group (NYSE:AC) announced today that Timothy H. Schott has been named Executive Vice Pres |
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| November 24, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| November 12, 2020 |
SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, |
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| November 10, 2020 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results - September Quarter-end Book Value per share was $38.25 vs. $38.13 at June 30, 2020 - Quarter-end AUM at $1.25 billion - All Morgan Group Shares Distributed to AC Shareholders on August 5, 2020 - PMV Consu |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| November 10, 2020 |
SEC FILE NUMBER 001-37387 CUSIP NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| October 27, 2020 |
Associated Capital Reports Preliminary Third Quarter Book Value of $38.15 to $38.35 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Reports Preliminary Third Quarter Book Value of $38.15 to $38.35 Per Share Greenwich, CT, October 27, 2020 – Associated Capital Group, Inc. (“AC” or the “Company”), |
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| September 23, 2020 |
Exhibit 99.1 191 Mason Street Greenwich, CT 06830 t203.629.9595 associated-capital-group.com For Immediate Release: Associated Capital Group Today Announces the Successful $175 million Offering of its Consumer focused PMV Consumer Acquisition Corp. Greenwich, Connecticut, September 22, 2020 - Associated Capital (NYSE:AC) announced today the $175 million initial public offering of its special purpo |
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| September 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Com |
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| September 16, 2020 |
Exhibit 99.1 191 Mason Street Greenwich, CT 06830 t203.629.9595 associated-capital-group.com For Immediate Release: Associated Capital Group Announces Formation of Special Committee to Evaluate Options for its Investment in Gabelli Value Plus+ Trust Greenwich, CT, September 15, 2020 - Associated Capital Group, Inc. (“AC” or “Associated Capital”) today announced that in response to Gabelli Value Pl |
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| September 16, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Com |
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| August 10, 2020 |
SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC. |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 6, 2020 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results - June Quarter-end Book Value per share was $38.13 vs. $36.65 at March 31, 2020 - Quarter-end AUM at $1.3 billion - Board Approves $0.20 per share Shareholder Designated Charitable Contribution - Morgan G |
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| July 23, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2020 Estimated average burden hours per response . |
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| July 21, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| July 21, 2020 |
Associated Capital Group, Inc.’s Investment in Gabelli Value Plus+ Trust Exhibit 99.1 191 Mason Street Greenwich, CT 06830 +1 203-629-9595 Associated-Capital-Group.com For Immediate Release: Associated Capital Group, Inc.’s Investment in Gabelli Value Plus+ Trust GREENWICH, CT, July 20, 2020 – Associated Capital Group, Inc. (“AC” or the “Company”) announces that its Board of Directors have deliberated on the Company’s investment in the Gabelli Value Plus+ Trust (“GVP” |
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| July 20, 2020 |
Exhibit 99.1 191 Mason Street Greenwich, CT 06830 +1 203-629-9595 For Immediate Release Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated Capital Group Announces Record and Distribution Dates for Spin-Off of Morgan Group Holding Co. Greenwich, CT, July 20, 2020 – Associated Capital Group, Inc. (NYSE: AC) (“Associated Capital” or “AC”), today announced the timing and details re |
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| July 20, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| July 17, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2020 Estimated average bur hours per response . |
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| June 15, 2020 |
Associated Capital Group, Inc.’s Investment in Gabelli Value Plus+ Trust Exhibit 99.1 191 Mason Street Greenwich, CT 06830 +1 203-629-9595 Associated-Capital-Group.com For Immediate Release: Associated Capital Group, Inc.’s Investment in Gabelli Value Plus+ Trust GREENWICH, CT, June 15, 2020 – Associated Capital Group, Inc. (“AC” or the “Company”) announces a scheduled meeting of its Board of Directors on June 29, 2020 to discuss the Company’s investment in the Gabelli |
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| June 15, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| June 9, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| June 8, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| May 12, 2020 |
SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC |
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| May 12, 2020 |
SEC FILE NUMBER 001-37387 CUSIP NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 8, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2020 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results ● Book Value Finishes Quarter at $36.65 per share ● Quarter-end AUM at $1.5 billion ● Board authorizes Distribution of Morgan Group Shares Greenwich, CT, May 6, 2020 – Associated Capital Group, Inc. (“AC” |
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| April 20, 2020 |
AC / Associated Capital Group, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 9, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| April 9, 2020 |
Associated Capital Reports Preliminary First Quarter Book Value of $36.70 to $36.90 Per Share Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Reports Preliminary First Quarter Book Value of $36.70 to $36.90 Per Share Greenwich, CT, April 9, 2020 – Associated Capital Group, Inc. (“AC” or the “Company”), ann |
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| March 17, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| March 17, 2020 |
Associated Capital Group To Spin-off Morgan Group Holding Co. EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 191 Mason Street Greenwich, Connecticut 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group To Spin-off Morgan Group Holding Co. Greenwich, Connecticut, March 16, 2020 – Associated Capital Group, Inc. (NYSE: AC), (“Ass |
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| March 16, 2020 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Unless otherwise stated or the context otherwise requires, references in this summary to “AC,” “we,” “our,” or “us” refer to Associated Capital Group, Inc. and its direct and indirect subsidiaries, while references to “Associated Capital Group, Inc.” refer only to the hol |
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| March 16, 2020 |
AC / Associated Capital Group, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associated Capital Group, |
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| March 16, 2020 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those entities which are consolidated. In accordance with Item 601 (21) of Regulation S-K, the omitted subsidiaries considered in the aggregate as a single subsidiary would not constitute a “significant subsidiary” as d |
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| March 5, 2020 |
Associated Capital Group Acquires London Headquarters Building Exhibit 99.1 191 Mason Street Greenwich, CT 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release Associated Capital Group Acquires London Headquarters Building Rye, New York – March 3, 2020 – Associated Capital Group (NYSE: AC) announced today that its UK subsidiary, Associated Property International Limited, has completed the purchase of a townhouse in St. James, London. The b |
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| March 5, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| February 27, 2020 |
ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Fourth Quarter and Full Year Results ● Year-end AUM at $1.7 billion rose 13.4% year over year ● Book Value per share increased to $39.93 vs. $38.36 at year-end 2018 ● Completed G.research/Morgan Group (M |
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| February 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2020 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| February 12, 2020 |
AC.WD / Associated Capital Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Associated Capital Group Inc Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| December 26, 2019 |
Associated Capital Group Evaluating Morgan Group Exchange Offer Exhibit 99.1 191 Mason Street Greenwich, CT 06830 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group Evaluating Morgan Group Exchange Offer Rye, New York, December 23, 2019 – Associated Capital Group, Inc. (NYSE: AC), (the “Company”), announced today that its Board has |
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| December 26, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 26, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| December 18, 2019 |
GBL / GAMCO Investors, Inc. 144 - - OMB APPROVAL OMB Number:3235-0101 Expires: June 30, 2020 Estimated average burden hours per response 1. |
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| November 12, 2019 |
AC / Associated Capital Group, Inc. 10-Q - Quarterly Report - 10-Q SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, |
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| November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 11, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| November 12, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results • Book Value per share of $39.51 vs. $38.36 at year-end 2018 • AUM $1.7 billion vs. $1.6 billion at year end 2018 • Completed Merger of G.research, LLC with Morgan Group on October 31, 2019 • Semi-annual d |
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| October 1, 2019 |
G.research LLC Receives FINRA Approval for Morgan Group Merger Exhibit 99.1 For Immediate Release Contact: Douglas R. Jamieson President (914) 921-5020 For further information, please visit www.associated-capital-group.com G.research LLC Receives FINRA Approval for Morgan Group Merger Rye, New York, October 1, 2019 – G.research, LLC, a subsidiary of Associated Capital Group, (NYSE: AC), announced today that FINRA approved its Continuing Membership Application |
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| October 1, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 1, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commis |
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| August 9, 2019 |
AC / Associated Capital Group, Inc. 10-Q - Quarterly Report - 10-Q SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC. |
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| August 8, 2019 |
G.research LLC Announces Management Changes Exhibit 99.1 For Immediate Release Contact: Douglas R. Jamieson President (914) 921-5020 For further information, please visit www.associated-capital-group.com G.research LLC Announces Management Changes Rye, New York, August 8, 2019 – G.research, LLC, a subsidiary of Associated Capital Group, (NYSE: AC), announced today that Vincent M. Amabile, a 16 year veteran, has been named President of G.res |
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| August 8, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 8, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results • AUM $1.6 billion • Quarter-end Book Value per share was $39.21 vs. $38.36 as of year-end 2018 • G.research, LLC and Morgan Group Holding Co. Merger in Process Rye, New York, August 7, 2019 – Associated |
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| August 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| June 18, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commissi |
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| June 18, 2019 |
Morgan Group Holding Co. Announces Intention to Acquire G.Research, LLC Exhibit 99.1 Morgan Group Holding Co. For Immediate Release Morgan Group Holding Co. Announces Intention to Acquire G.Research, LLC RYE, New York, June 18, 2019 - Morgan Group Holding Co. (“Morgan”, OTC: MGHL) is today announcing an agreement in principle with Associated Capital Group (“AC”, NYSE:AC), to acquire a subsidiary of AC, G.Research, LLC. Under the proposed terms, Morgan will acquire G.R |
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| May 9, 2019 |
AC / Associated Capital Group, Inc. 10-Q Quarterly Report 10-Q SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results • Board Narrows Alternatives for its Institutional Research Services • AUM increased to $1.59 billion across event driven arbitrage portfolios • Quarterly net income was $23.1 million, or $1.02 per share • |
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| May 8, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 For Immediate Release: Contact: Kenneth D. Masiello Chief Accounting Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results • Quarterly net income was $23.1 million, or $1.02 per share • Quarter-end Book Value per share was $39.38 Rye, New York, May 7, 2019 – Associated Capital Group, Inc. (“AC” or the “Company”) reported finan |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2019 |
GGN / GAMCO Global Gold, Natural Resources & Income Trust 144 OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response:1. |
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| April 17, 2019 |
AC / Associated Capital Group, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 19, 2019 |
Associated Capital Group Names Kenneth Masiello Chief Accounting Officer Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group Names Kenneth Masiello Chief Accounting Officer Rye, New York, March 18, 2019 – Associated Capital Group (NYSE:AC) announced today that Kenneth D. Masiello, CPA, has been named the |
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| March 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 18, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| March 8, 2019 |
AC / Associated Capital Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associated Capital Group, |
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| March 8, 2019 |
Exhibit 21.1 - Subsidiaries of Associated Capital Group, Inc. Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those entities which are consolidated. In accordance with Item 601 (21) of Regulation S-K, the omitted subsidiaries considered in the aggregate as a single subsidiary would not constitute a “significant subsidiary” as d |
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| February 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 11, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| February 12, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports Full Year and Fourth Quarter Results Exhibit 99.1 For Immediate Release: Contact: Francis J. Conroy Interim Chief Financial Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Full Year and Fourth Quarter Results · Quarterly net loss was $40.3 million, or $1.77 per share; full year loss was $58.1 million, or $2.52 per share · Year-end Book Value per share was $38.36 Rye, New York, February 11, 2 |
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| February 11, 2019 |
AC.WD / Associated Capital Group, Inc. / VANGUARD GROUP INC Passive Investment associatedcapitalgroupinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Associated Capital Group Inc Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check t |
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| February 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| January 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| January 24, 2019 |
ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Full Year and Fourth Quarter Results Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Full Year and Fourth Quarter Results Rye, New York, January 24, 2019 – Associated Capital Group, Inc. (“AC” or the “Company”) announced today |
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| January 14, 2019 |
Associated Capital to Replace Interim CFO Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital to Replace Interim CFO RYE, New York, January 14, 2019 – Associated Capital Group, Inc. (NYSE: AC) announced today that Francis J. Conroy, CPA, our Interim Chief Financial |
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| January 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 14, 2019 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 7, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Francis J. Conroy Interim Chief Financial Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Third Quarter Results · Assets Under Management increased 5% year-over-year to $1.6 billion · Quarterly net loss was $7.4 million, or $0.32 per share |
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| November 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| November 7, 2018 |
AC / Associated Capital Group, Inc. 10-Q (Quarterly Report) SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, |
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| November 1, 2018 |
AC.WD / Associated Capital Group, Inc. / GGCP, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Associated Capital Group, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 045528106 (CUSIP Number) Associated Capital Group, Inc. One Corporate Center Rye, New York 10580-1435 (203) 629-9595 (Name, Address and Telephone Number of Person Author |
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| October 30, 2018 |
AC / Associated Capital Group, Inc. SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of C |
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| October 30, 2018 |
Associated Capital Group, Inc. Announces Results of Exchange Offer Exhibit (a)(5)(B) One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group, Inc. Announces Results of Exchange Offer Rye, New York, October 30, 2018 – Associated Capital Group, Inc. (NYSE: AC), (the “Company”), today released the preli |
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| October 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 15, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| October 15, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Third Quarter Results Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Third Quarter Results Rye, New York, October 15, 2018 – Associated Capital Group, Inc. (“AC” or the “Company”) announced today its estimated |
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| September 27, 2018 |
Associated Capital Group, Inc. Commences Offer to Exchange Exhibit (a)(5)(A) One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 |
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| September 27, 2018 |
AC / Associated Capital Group, Inc. SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of Class of Securities |
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| September 17, 2018 |
AC / Associated Capital Group, Inc. SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of Class of Securities |
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| August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commiss |
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| August 8, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Francis J. Conroy Interim Chief Financial Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Second Quarter Results · Assets Under Management increased 16% year-over-year to $1.6 billion · Quarterly net income was $11.8 million, o |
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| August 8, 2018 |
AC / Associated Capital Group, Inc. 10-Q (Quarterly Report) SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC. |
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| May 9, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Francis J. Conroy Interim Chief Financial Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports First Quarter Results · Assets Under Management (AUM) increased +16% year over year to $1.6 billion · Mark-to-market of investment portfo |
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| May 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2018 |
AC / Associated Capital Group, Inc. 10-Q (Quarterly Report) SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-37387 ASSOCIATED CAPITAL GROUP, INC |
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| April 18, 2018 |
AC / Associated Capital Group, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 13, 2018 |
AC.WD / Associated Capital Group, Inc. / GGCP, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Associated Capital Group, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 045528106 (CUSIP Number) Associated Capital Group, Inc. One Corporate Center Rye, New York 10580-1435 (203) 629-9595 (Name, Address and Telephone Number of Person Author |
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| March 9, 2018 |
AC / Associated Capital Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37387 Associated Capital Group, |
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| March 9, 2018 |
Subsidiaries of Associated Capital Group, Inc. EX-21.1 2 ex211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Associated Capital Group, Inc. The following table lists the direct and indirect subsidiaries of Associated Capital Group, Inc. (the “Company”), except those investment partnerships and offshore funds which are consolidated. In accordance with Item 601 (21) of Regulation S-K, the omitted subsidiaries considered in the aggregate as a sin |
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| March 6, 2018 |
Associated Capital Group, Inc. Receives over 500,000 Shares in Exchange Offer Exhibit (a)(5)(B) One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group, Inc. Receives over 500,000 Shares in Exchange Offer Rye, New York, March 6, 2018 – Associated Capital Group, Inc. (the “Company”, NYSE: AC) today released the |
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| March 6, 2018 |
AC / Associated Capital Group, Inc. SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of C |
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| February 23, 2018 |
AC / Associated Capital Group, Inc. O-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of C |
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| February 21, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Comm |
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| February 21, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports Full Year and Fourth Quarter Results EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Francis J. Conroy Interim Chief Financial Officer (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Full Year and Fourth Quarter Results · Assets Under Management (AUM) increased +21% year over year to $1 |
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| February 21, 2018 |
AC / Associated Capital Group, Inc. CORRESP O L S H A N 1325 AVENUE OF THE AMERICAS ● NEW YORK, NEW YORK 10019 TELEPHONE: 212. |
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| February 12, 2018 |
AC.WD / Associated Capital Group, Inc. / VANGUARD GROUP INC Passive Investment associatedcapitalgroupinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Associated Capital Group Inc Title of Class of Securities: Common Stock CUSIP Number: 045528106 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check t |
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| February 2, 2018 |
Associated Capital Group, Inc. Commences Offer to Exchange Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com Associated Capital Group, Inc. Commences Offer to Exchange Rye, New York, February 1, 2018 ? Associated Capital Group, Inc. (NYSE: AC) (?AC?) announced today that it has commenced an offer t |
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| February 2, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
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| February 1, 2018 |
AC / Associated Capital Group, Inc. O-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ASSOCIATED CAPITAL GROUP, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror) Class a Common Stock, par value $0.001 Per Share (Title of Class of Securities) 045528106 (CUSIP Number of Class of Securities |
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| February 1, 2018 |
AC / Associated Capital Group, Inc. CORRESP O L S H A N 1325 AVENUE OF THE AMERICAS ● NEW YORK, NEW YORK 10019 TELEPHONE: 212. |
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| January 29, 2018 |
ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Full Year and Fourth Quarter Results Exhibit 99.1 One Corporate Center Rye, NY 10580-1422 t: 203.629.9595 Associated-Capital-Group.com For Immediate Release: Contact: Douglas R. Jamieson President & CEO (203) 629-2726 Associated-Capital-Group.com ASSOCIATED CAPITAL GROUP, INC. Reports Estimated Full Year and Fourth Quarter Results Rye, New York, January 26, 2018 ? Associated Capital Group, Inc. (?AC? or the ?Company?) announced today |
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| January 29, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2018 ASSOCIATED CAPITAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-37387 47-3965991 (State or other jurisdiction of incorporation) (Commi |
