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| LEI | 549300Z58VWYRMOUS305 |
| CIK | 1085621 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Actua Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 14, 2023 |
ACTA / Actua Corporation / ArrowMark Colorado Holdings LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 25, 2022 |
Exhibit 10.1 FOR IMMEDIATE RELEASE Inquiries R. Kirk Morgan Actua 267-778-4042 [email protected] Actua Announces Total Liquidating Distributions of $17.82 per share Original guidance was between $15.69 - $16.96 per share Wayne, PA ? (October 24, 2022 ) ? Actua Corporation made a final liquidating distribution of $0.201 per share on October 21, 2022 bringing the total liquidating distributions to $17.82 |
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| October 25, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 24, 2022 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| October 11, 2022 |
Exhibit 10.1 FOR IMMEDIATE RELEASE Investor inquiries: R. Kirk Morgan Actua 267-778-4042 [email protected] Actua Announces Final Liquidating Distribution Company will distribute $0.201 per share to stockholders Wayne, PA ? (October 11, 2022 ) ? Actua Corporation announced today that it will make a final liquidating distribution of $0.201 per share to its stockholders of record as of October 18, 2022; p |
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| October 11, 2022 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 11, 2022 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| February 14, 2022 |
ACTA / Actua Corporation / ArrowMark Colorado Holdings LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 1, 2021 |
Actua Announces Liquidating Distribution Company will distribute $0.04 per share to stockholders EX-99.1 2 d214775dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: R. Kirk Morgan Actua 610.727.6900 [email protected] Actua Announces Liquidating Distribution Company will distribute $0.04 per share to stockholders Wayne, PA – (September 1, 2021) – Actua Corporation announced today that it will make a liquidating distribution of $0.04 per share to its stockholders of record as |
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| September 1, 2021 |
8-K 1 d214775d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: August 26, 2021 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identific |
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| February 3, 2020 |
Financial Statements and Exhibits, Other Events Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 29, 2020 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| February 3, 2020 |
Actua Announces Liquidating Distribution Company will distribute $0.75 per share to stockholders EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: R. Kirk Morgan Actua 610.727.6900 [email protected] Actua Announces Liquidating Distribution Company will distribute $0.75 per share to stockholders Berwyn, PA – (February 3, 2020) – Actua Corporation announced today that it will make a liquidating distribution of $0.75 per share to its stockholders of record as of February 4, 2020; payment |
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| July 25, 2019 |
Actua Announces Liquidating Distribution Company will distribute $1.36 per share to stockholders EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: R. Kirk Morgan Actua 610.727.6900 [email protected] Actua Announces Liquidating Distribution Company will distribute $1.36 per share to stockholders Radnor, PA – (July 25, 2019) – Actua Corporation announced today that it will make a liquidating distribution of $1.36 per share to its stockholders of record as of July 29, 2019; payment of th |
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| July 25, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 d780400d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: July 23, 2019 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identi |
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| May 17, 2019 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: May 17, 2019 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| February 15, 2019 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment actuacorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Actua Corp Title of Class of Securities: Common Stock CUSIP Number: 005094107 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate th |
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| February 14, 2019 |
ACTA / Actua Corporation / Indaba Capital Management, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Actua Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 005094107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 8, 2019 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs674.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* ACTUA CORP (Name of Issuer) Common Stock (Title of Class of Securities) 005094107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| October 4, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 2, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| October 4, 2018 |
Actua Announces Liquidating Distribution Company will distribute $0.15 per share to stockholders EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: R. Kirk Morgan Actua 610.727.6900 [email protected] Actua Announces Liquidating Distribution Company will distribute $0.15 per share to stockholders Radnor, PA – (October 4, 2018) – Actua Corporation announced today that it will make a liquidating distribution of $0.15 per share to its stockholders of record as of October 15, 2018; payment |
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| June 21, 2018 |
Actua Corporation Wind-Down Incentive Plan EX-10.1 Exhibit 10.1 Actua Corporation Wind-Down Incentive Plan Actua Corporation (the “Company”) hereby adopts the Actua Corporation Wind-Down Incentive Plan (the “Plan”) effective as of June 18, 2018 to retain certain employees and incent those employees to maximize value in connection with the monetization of its minority holdings. Pursuant to the Plan, to the extent that the aggregate cash pro |
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| June 21, 2018 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 18, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| June 21, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Liquidating Distribution Following Receipt of Proceeds from FolioDynamix Sale Company will distribute $0.43 per share to stockholders Radnor, PA – (June 21, 2018) – Actua Corporation announced today that it received additional cash proceeds of approximately |
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| April 30, 2018 |
8-K 1 d577963d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 24, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identifica |
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| April 30, 2018 |
EX-10.2 Exhibit 10.2 CHANGE IN EMPLOYMENT ARRANGEMENT AGREEMENT AND GENERAL RELEASE WHEREAS R. Kirk Morgan (hereinafter “Employee”) has been employed by Actua USA Corporation (hereinafter “Employer”), a subsidiary of Actua Corporation (hereinafter “Actua”); and WHEREAS the parties mutually and amicably desire to change Employee’s employment arrangement with Employer in connection with the wind-dow |
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| April 30, 2018 |
EX-10.1 Exhibit 10.1 CHANGE IN EMPLOYMENT ARRANGEMENT AGREEMENT AND GENERAL RELEASE WHEREAS Walter B. Buckley, III (hereinafter “Employee”) has been employed by Actua USA Corporation (hereinafter “Employer”), a subsidiary of Actua Corporation (hereinafter “Actua”); and WHEREAS the parties mutually and amicably desire to change Employee’s employment arrangement with Employer in connection with the |
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| April 30, 2018 |
Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 19, 2018 |
Certificate of Dissolution of Actua Corporation EX-4.1 Exhibit 4.1 CERTIFICATE OF DISSOLUTION OF ACTUA CORPORATION Actua Corporation, a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY AS FOLLOWS: The dissolution of said Actua Corporation has been duly authorized by the stockholders of the corporation entitled to vote on a dissolution in accordance with subsectio |
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| April 19, 2018 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 18, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| April 19, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Files Certificate of Dissolution After Receiving Stockholder Approval Company’s common stock will cease trading on the OTCQB Market and the Company’s transfer books will be closed as of the close of business on April 19, 2018 Radnor, PA – (April 19, 2018) – On April |
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| March 30, 2018 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 30, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| March 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua Corporation (Exact Nam |
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| March 30, 2018 |
Exhibit 21.1 Subsidiaries of Actua Corporation Name Jurisdiction of Incorporation Actua USA Corporation Delaware Actua Holdings, Inc. Delaware Actua Holdings II, LLC Delaware Actua Relay Holdings, Inc. Delaware 2008 Actua LP Delaware 2009 Actua LP Delaware InstaMed Holdings, Inc. Delaware InstaMed Communications, LLC Pennsylvania Parchment, Inc. Delaware Unless otherwise provided, each of the subs |
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| March 23, 2018 |
Agreement to Extend Bolt Sale Deadline, dated March 22, 2018 EX-10.1 Exhibit 10.1 VELOCITY HOLDCO III INC. BOLT HOLDINGS LLC c/o CVC Capital Partners Advisory (U.S.), Inc. 712 Fifth Avenue, 43rd Floor New York, NY 10019 March 22, 2018 Actua Corporation Actua Holdings, Inc. 555 E. Lancaster Avenue, Suite 640 Radnor, PA 19087 Attn: Suzanne Niemeyer Scott Powers Email: [email protected] [email protected] Via Electronic Mail Dear Suzanne and Scott: Reference is m |
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| March 23, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 22, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| March 16, 2018 |
ACTA / Actua Corporation NT 10-K NT 10-K OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response 2. |
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| March 16, 2018 |
ACTA / Actua Corporation DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2018 |
ACTA / Actua Corporation PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 9, 2018 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: February 8, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| February 9, 2018 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs656.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* ACTUA CORP (Name of Issuer) Common Stock (Title of Class of Securities) 005094107 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2018 |
ACTA / Actua Corporation / Arrowpoint Asset Management, LLC - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2018 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment actuacorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Actua Corp Title of Class of Securities: Common Stock CUSIP Number: 005094107 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate th |
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| January 29, 2018 |
ACTA / Actua Corporation FORM 25 Form 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-16249 Actua Corporation The NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| January 24, 2018 |
Actua Announces Intention to Voluntarily Delist from NASDAQ EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Intention to Voluntarily Delist from NASDAQ Radnor, PA ? (January 24, 2018) ? Actua Corporation (NASDAQ: ACTA) today announced that it has notified The NASDAQ Stock Market LLC of its intention to voluntarily delist its common stock from the exchange. Actua |
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| January 24, 2018 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 18, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| January 19, 2018 |
Actua Corporation Fourth Amended and Restated Non-Management Director Compensation Plan EX-10.1 Exhibit 10.1 ACTUA CORPORATION Fourth Amended and Restated Non-Management Director Compensation Plan Effective as of January 1, 2018, the Board of Directors (?Board?) of Actua Corporation (the ?Company?) hereby adopts this Fourth Amended and Restated Non-Management Director Compensation Plan (this ?Plan?). This Plan amends and restates in its entirety the text of the Company?s Third Amende |
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| January 19, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 d523559d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 18, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Ide |
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| January 2, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Completion of Sale of FolioDynamix Company intends to set record date and make January distribution Radnor, PA ? (January 2, 2018) ? Actua Corporation (Nasdaq: ACTA) today announced the successful completion of its previously announced sale of FolioDynamix |
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| January 2, 2018 |
8-K 1 d500510d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: January 2, 2018 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identific |
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| December 12, 2017 |
Actua Announces Successful Completion of Sale of VelocityEHS and Bolt Solutions EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Successful Completion of Sale of VelocityEHS and Bolt Solutions Radnor, PA ? (December 12, 2017) ? Actua Corporation (Nasdaq: ACTA) (?Actua?) today announced the successful completion of its previously announced transaction with CVC Growth Fund (?CVC Growth |
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| December 12, 2017 |
8-K 1 d448124d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 12, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Id |
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| December 7, 2017 |
Submission of Matters to a Vote of Security Holders Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 7, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| December 6, 2017 |
8-K 1 d483813d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 5, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Ide |
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| December 4, 2017 |
8-K 1 d477236d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 1, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Ide |
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| November 22, 2017 |
EX-10.1 Exhibit 10.1 November 22, 2017 Mr. Douglas Alexander P.O. Box 98 Merion Station, PA 19066 Re: Equity Awards Under Restricted Share Agreements Dear Mr. Alexander: Reference is made to (i) that certain Employment Agreement, dated as of April 17, 2007 (as amended on December 18, 2008, June 18, 2010 and February 28, 2014), by and between Actua USA Corporation (f/k/a Internet Capital Group Oper |
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| November 22, 2017 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 20, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| November 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2017 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 9, 2017 |
EdgarFiling EXHIBIT 99.1 Actua Reports Third Quarter Financial Results Financial Results and Positions of Bolt, FolioDynamix and VelocityEHS to be Presented as Discontinued Operations RADNOR, Pa., Nov. 09, 2017 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the third quarter ended September 30, 2017. Based on the execution of definitive agreements for t |
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| November 9, 2017 |
ACTA / Actua Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Act |
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| November 9, 2017 |
ACTUA CORPORATION FOURTH AMENDED AND RESTATED Adopted on September 23, 2017 EX-3.2 2 exhibit32q32017.htm EXHIBIT 3.2 Exhibit 3.2 ACTUA CORPORATION FOURTH AMENDED AND RESTATED BY-LAWS Adopted on September 23, 2017 TABLE OF CONTENTS Page ARTICLE I. STOCKHOLDERS 1 Section 1.1. Annual Meetings 1 Section 1.2. Special Meetings 1 Section 1.3. Notice of Meetings; Waiver. 1 Section 1.4. Quorum 2 Section 1.5. Voting 2 Section 1.6. Voting by Ballot 2 Section 1.7. Adjournment 2 Secti |
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| November 7, 2017 |
ACTA / Actua Corporation DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| November 7, 2017 |
ACTA / Actua Corporation DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 17, 2017 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2017 |
Amended Portion of Fourth Amended and Restated By-laws of Actua, effective September 23, 2017 EX-3.2 Exhibit 3.2 Amended By-Laws Provision The Third Amended and Restated By-Laws of Actua Corporation were amended to include the following new provision as Section 8.11: Venue. Unless the Corporation consents in writing to the selection of an alternate forum, the state courts of the State of Delaware in and for New Castle County (or, if no state court located within the State of Delaware has j |
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| September 25, 2017 |
EX-10.1 Exhibit 10.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among ACTUA CORPORATION, ACTUA HOLDINGS, INC. ARSENAL BUYER INC., and ARSENAL ACQUISITION HOLDINGS, LLC SEPTEMBER 23, 2017 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01. Definitions 2 Section 1.02. Other Definitional and Interpretative Provisions 15 ARTICLE 2 THE CLOSING 15 Section 2.01. The Closing 15 Section 2.02. S |
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| September 25, 2017 |
Exhibit 99.1 NOT FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Definitive Agreements to Sell Three Majority-Owned Businesses for an Aggregate of $549 Million in Cash ? CVC Growth Fund to Acquire VelocityEHS and Controlling Stake in Bolt Solutions; Envestnet to Acquire FolioDynamix ? Company Intends to Distribute Substantia |
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| September 25, 2017 |
EX-10.2 Exhibit 10.2 Execution Version AGREEMENT AND PLAN OF MERGER dated as of September 25, 2017 among ENVESTNET, INC., FCD MERGER SUB, INC., FOLIO DYNAMICS HOLDINGS, INC. and ACTUA USA CORPORATION (as the Representative) TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 15 ARTICLE 2 THE MERGER 16 Section 2.0 |
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| September 25, 2017 |
8-K 1 d427810d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: September 23, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer I |
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| August 9, 2017 |
Actua Announces Second Quarter 2017 Financial Results EdgarFiling EXHIBIT 99.1 Actua Announces Second Quarter 2017 Financial Results RADNOR, Pa., Aug. 09, 2017 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the second quarter ended June 30, 2017. ?We are pleased with the results we achieved in the second quarter,? said Walter Buckley, CEO of Actua. ?Our performance in the first half of 2017 was in line wit |
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| August 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 9, 2017 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 9, 2017 |
ACTA / Actua Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua Co |
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| June 20, 2017 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 16, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| May 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua C |
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| May 4, 2017 |
Actua Announces First Quarter 2017 Financial Results EdgarFiling Exhibit 99.1 Actua Announces First Quarter 2017 Financial Results RADNOR, Pa., May 04, 2017 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the first quarter ended March 31, 2017. "2017 is off to a good start," said Walter Buckley, CEO of Actua. ?As we anticipated, the strong bookings we saw in the second half of last year resulted in acceler |
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| May 4, 2017 |
Actua FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 4, 2017 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 28, 2017 |
Actua DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2017 |
Actua DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua Corporation (Exact Nam |
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| March 31, 2017 |
Exhibit 21.1 Subsidiaries of Actua Corporation Name Jurisdiction of Incorporation Actua USA Corporation Delaware Actua Holdings, Inc. Delaware Actua Relay Holdings, Inc. Delaware 2008 Actua, LP Delaware 2009 Actua, LP Delaware Anthem Ventures Annex Fund, LP Delaware Anthem Ventures Fund, LP Delaware Anthem Venture Investors, LLC Delaware BOLT Solutions, Inc. Delaware BOLT Finance, LLC Connecticut |
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| March 16, 2017 |
NT 10-K 1 d344938dnt10k.htm NT 10-K OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response 2.50 SEC FILE NUMBER 001-16249 CUSIP NUMBER 005094 10 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form |
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| March 10, 2017 |
EX-10.4 Exhibit 10.4 ACTUA CORPORATION SEVENTH AMENDED AND RESTATED 2005 OMNIBUS EQUITY COMPENSATION PLAN (as amended and restated, effective March 10, 2017) 1. Purpose The purpose of the Plan is to provide designated (i) Employees of Actua and its Subsidiaries, (ii) Non-Management Directors of Actua and its Subsidiaries and (iii) Consultants who perform services for Actua and its Subsidiaries, wi |
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| March 10, 2017 |
EX-10.2 Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the 10th day of March 2017 (the ?Grant Date?), Actua Corporation (?Actua,? and together with its wholly-owned subsidiary, Actua USA Corporation, the ?Company?) hereby grants to [?] (?Grantee?) a restricted share award (the ?Award?) of [?] shares (the ?Shares?) of the common stock of Actua, subject to the restrictions below and pursuant to an |
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| March 10, 2017 |
Actua Corporation 2017 Performance Plan EX-10.1 Exhibit 10.1 Actua Corporation 2017 Performance Plan The Board of Directors of Actua Corporation (together with its wholly-owned subsidiaries, ?Actua?) hereby establishes this 2017 Performance Plan (this ?Plan?). The principal purposes of this Plan are to: (1) advance the interests of Actua?s stockholders by providing certain officers and other employees with bonus payments and/or vesting |
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| March 10, 2017 |
EX-10.3 Exhibit 10.3 March 10, 2017 Mr. R. Kirk Morgan c/o Actua Corporation 555 E. Lancaster Avenue, Suite 640 Radnor, PA 19087 Dear Kirk: This letter agreement amends and restates the letter agreement dated December 16, 2014. I am very pleased to present the severance package that will be made available to you, subject to the terms set forth herein, should the Actua USA Corporation (the ?Company |
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| March 10, 2017 |
Actua FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 10, 2017 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| March 9, 2017 |
Actua FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 9, 2017 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 9, 2017 |
EdgarFiling EXHIBIT 99.1 Actua Announces Fourth Quarter and Full-Year 2016 Financial Results Accelerating revenue growth in the second half of 2016 serves as foundation for strong growth in 2017 RADNOR, Pa., March 09, 2017 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the fourth quarter and year ended December 31, 2016. 2016 Highlights Sold GovDelivery |
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| February 9, 2017 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* ACTUA CORP (Name of Issuer) Common Stock (Title of Class of Securities) 005094107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 9, 2017 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment SC 13G/A 1 actuacorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Actua Corp Title of Class of Securities: Common Stock CUSIP Number: 005094107 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate the rule pursuant to which this Sch |
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| December 13, 2016 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Actua Corporation (Name of Subject Company (issuer) and Filing Person (offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 005094107 (CUSIP Number of Class of Se |
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| December 13, 2016 |
Actua FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 13, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| December 13, 2016 |
Actua Announces Final Results of Tender Offer Company acquires 4,588,094 shares at $14.00 per share EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Corporation Investor Relations 610.727.6900 [email protected] Actua Announces Final Results of Tender Offer Company acquires 4,588,094 shares at $14.00 per share RADNOR, PA ? (December 13, 2016) ? Actua Corporation (Nasdaq: ACTA) today announced the final results of its modified ?Dutch auction? tender offer, which expired |
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| December 8, 2016 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Actua Corporation (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 005094107 (CUSIP Number of Class of Se |
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| December 8, 2016 |
EX-99.1 2 d310168dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Corporation Investor Relations 610.727.6900 [email protected] Actua Announces Preliminary Results of Tender Offer Company expects to acquire 4,605,898 shares at $14.00 per share RADNOR, PA – (December 8, 2016) – Actua Corporation (Nasdaq: ACTA) today announced the preliminary results of its mod |
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| December 8, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d310168d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 8, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Ide |
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| November 7, 2016 |
EX-99.(a)(1)(C) Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be Used for Signature Guarantee) To Tender Shares of Common Stock of ACTUA CORPORATION Pursuant to its Offer to Purchase Dated November 7, 2016 For Cash up to $80,000,000 of Shares of its Outstanding Common Stock At a Per Share Purchase Price Not Greater Than $14.00 Nor Less Than $12.00 Per Share THE OFFER, PRORATION PERIOD AN |
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| November 7, 2016 |
EX-99.(a)(1)(A) Table of Contents Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH BY ACTUA CORPORATION UP TO $80,000,000 OF SHARES OF ITS OUTSTANDING COMMON STOCK AT A PER SHARE PURCHASE PRICE NOT GREATER THAN $14.00 NOR LESS THAN $12.00 PER SHARE THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON WEDNESDAY, DECEMBER 7, 2016, UNLESS THE OFFER IS EXTEND |
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| November 7, 2016 |
SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Actua Corporation (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 005094107 (CUSIP Number of Class of Securities) Suzanne L. |
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| November 7, 2016 |
EX-99.(a)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER SHARES OF ACTUA CORPORATION In connection with its Offer to Purchase for Cash Shares of its Common Stock for an Aggregate Purchase Price of Not More than $80,000,000 At a Per Share Purchase Price Not Greater than $14.00 per Share Nor Less than $12.00 per Share Pursuant to the Offer to Purchase Dated November 7, 2016 THE OFFER, PRORA |
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| November 7, 2016 |
EX-99.(A)(1)(E) 6 d289235dex99a1e.htm EX-99.(A)(1)(E) Exhibit (a)(1)(E) ACTUA CORPORATION OFFER TO PURCHASE FOR CASH UP TO $80,000,000 OF SHARES OF ITS OUTSTANDING COMMON STOCK AT A PER SHARE PURCHASE PRICE NOT GREATER THAN $14.00 NOR LESS THAN $12.00 PER SHARE THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON WEDNESDAY, DECEMBER 7, 2016, UNLESS TH |
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| November 7, 2016 |
EX-99(a)(1)(D) Exhibit (a)(1)(D) ACTUA CORPORATION OFFER TO PURCHASE FOR CASH UP TO $80,000,000 OF SHARES OF ITS OUTSTANDING COMMON STOCK AT A PER SHARE PURCHASE PRICE NOT GREATER THAN $14. |
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| November 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Act |
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| November 7, 2016 |
Tenant: Actua USA Corporation Premises: 555 East Lancaster Avenue, Suite 640 LEASE THIS LEASE (?Lease?) is entered into as of the Sept. |
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| November 3, 2016 |
EX-99.2 Q3 2016 Highlights Intend to commence a modified ?Dutch auction? tender offer for up to $80 million of Actua common stock at a price per share not less than $12.00 and not greater than $14.00. Exhibit 99.2 |
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| November 3, 2016 |
EX-99.1 Exhibit 99.1 [E]arlier today we announced our intention to commence a modified ?Dutch auction? tender offer for up to $80 million of Actua common stock at a price per share not less than $12.00 and not greater than $14.00. The tender offer is expected to commence on Monday, November 7, 2016. For additional information, please see http://www.actua.com/investors/dutch-tender/. |
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| November 3, 2016 |
Prepared remarks by Walter W. Buckley, III, Chief Executive Officer of Actua: EX-99.3 Exhibit 99.3 Prepared remarks by Walter W. Buckley, III, Chief Executive Officer of Actua: Earlier today, we announced our intention to commence a modified ?Dutch? tender offer for up to $80 million of Actua common stock at a price per share not less than $12.00 and not greater than $14.00. The tender offer is expected to commence on Monday, November 7, 2016 and would remain open for at le |
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| November 3, 2016 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Actua Corporation (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 005094107 (CUSIP Number of Class of Securities) Suzanne L. |
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| November 3, 2016 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] ACTUA ANNOUNCES THIRD QUARTER 2016 FINANCIAL RESULTS Company announces increase in share repurchase program and intention to launch Dutch tender Radnor, PA - (November 3, 2016) - Actua Corporation (Nasdaq: ACTA) (Actua) today reported its results for the third quarter ended Sept |
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| November 3, 2016 |
Actua 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 3, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| November 3, 2016 |
EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Corporation Investor Relations 610.727.6900 [email protected] Actua Announces Its Intention to Commence a Modified ?Dutch Auction? Tender Offer For up to $80 Million of Its Common Stock Radnor, PA ? (November 3, 2016) ? Actua Corporation (Nasdaq: ACTA) today announced its intention to commence a modified ?Dutch auction? t |
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| November 3, 2016 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 3, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| November 3, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] ACTUA ANNOUNCES THIRD QUARTER 2016 FINANCIAL RESULTS Company announces increase in share repurchase program and intention to launch Dutch tender Radnor, PA - (November 3, 2016) - Actua Corporation (Nasdaq: ACTA) (?Actua?) today reported its results for the third quarter en |
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| November 3, 2016 |
EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Corporation Investor Relations 610.727.6900 [email protected] Actua Announces Its Intention to Commence a Modified ?Dutch Auction? Tender Offer For up to $80 Million of Its Common Stock Radnor, PA ? (November 3, 2016) ? Actua Corporation (Nasdaq: ACTA) today announced its intention to commence a modified ?Dutch auction? t |
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| October 19, 2016 |
Actua 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 18, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| October 19, 2016 |
Unaudited Pro Forma Financial Information For Actua Corporation and GovDelivery Holdings, Inc. EX-99.2 Exhibit 99.2 Unaudited Pro Forma Financial Information For Actua Corporation and GovDelivery Holdings, Inc. On October 18, 2016, the acquisition of Actua Corporation?s (?Actua?s?) consolidated subsidiary, GovDelivery Holdings, Inc. (?GovDelivery?), by an affiliate of Vista Equity Partners (?Vista?) (such transaction, the ?Merger?) was consummated. As a result of the Merger, Actua is provid |
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| October 19, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] ACTUA ANNOUNCES COMPLETION OF SALE OF GOVDELIVERY TO INVESTOR GROUP LED BY VISTA EQUITY PARTNERS FOR $153 MILLION IN CASH Radnor, PA ? (October 19, 2016) ? Actua Corporation (Nasdaq: ACTA) today announced the consummation of the sale of GovDelivery, the leading provider of |
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| September 26, 2016 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among WILDEBEEST INTERMEDIATE, LLC, WILDEBEEST-2 MERGER SUB, INC., GOVDELIVERY HOLDINGS, INC., ACTUA HOLDINGS, INC., and THE EQUITYHOLDERS? REPRESENTATIVE Dated as of September 20, 2016 TABLE OF CONTENTS Page Section 1. Merger 2 (a) The Merger 2 (b) The Closing and the Effective Time 2 (c) Effect of the Merger 3 (d) Certifi |
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| September 26, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua Announces Agreement to Sell GovDelivery to an Investor Group Led by Vista Equity Partners for $153 Million in Cash Radnor, PA - (September 26, 2016) - Actua Corporation (Nasdaq: ACTA) today announced that it has entered into a definitive agreement with an investor gr |
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| September 26, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: September 20, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| August 5, 2016 |
ACTUA CORPORATION Third Amended and Restated Non-Management Director Compensation Plan Exhibit 10.1 ACTUA CORPORATION Third Amended and Restated Non-Management Director Compensation Plan Effective as of June 17, 2016, the Board of Directors (?Board?) of Actua Corporation (the ?Company?) hereby adopts this Third Amended and Restated Non-Management Director Compensation Plan (this ?Plan?). This Plan amends and restates in its entirety the text of the Company?s Second Amended and Resta |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 actuacorp63016.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission |
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| August 4, 2016 |
Actua Announces Second Quarter 2016 Financial Results Year-to-date bookings exceed expectations EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Actua Announces Second Quarter 2016 Financial Results Year-to-date bookings exceed expectations RADNOR, Pa., Aug. 04, 2016 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (“Actua”) today reported its results for the second quarter ended June 30, 2016. Revenue was $36.7 million for the second quarter of 2016, up from $33.5 million for the second qu |
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| August 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 4, 2016 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 21, 2016 |
Actua FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 17, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| May 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 . or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua |
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| May 5, 2016 |
EdgarFiling EXHIBIT 99.1 Actua Announces First Quarter 2016 Financial Results Strong bookings in quarter set foundation for accelerating long-term growth RADNOR, Pa., May 05, 2016 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the first quarter ended March 31, 2016. Revenue was $34.6 million for the first quarter of 2016, up from $30.6 million for the f |
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| May 5, 2016 |
Actua FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2016 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 28, 2016 |
Actua DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2016 |
Actua DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 19, 2016 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: April 14, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| March 15, 2016 |
Exhibit 21.1 Subsidiaries of Actua Corporation Name Jurisdiction of Incorporation Actua USA Corporation Delaware Actua Holdings, Inc. Delaware Actua Relay Holdings, Inc. Delaware 2008 Actua, LP Delaware 2009 Actua, LP Delaware Acquirgy, Inc.* Delaware Anthem Ventures Annex Fund, LP Delaware Anthem Ventures Fund, LP Delaware Anthem Venture Investors, LLC Delaware BOLT Solutions, Inc. Delaware BOLT |
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| March 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Actua Corporation (Exact Nam |
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| March 4, 2016 |
EX-10.1 Exhibit 10.1 Actua 2016 Performance Plan The Board of Directors of Actua Corporation (together with its wholly-owned subsidiaries, ?Actua?) hereby establishes this 2016 Performance Plan (this ?Plan?). The purposes of this Plan are to (1) advance the interests of Actua?s stockholders by providing certain officers and other employees with bonus payments and/or vesting of performance shares u |
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| March 4, 2016 |
EX-10.2 Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the 3rd day of March 2016 (the ?Grant Date?), Actua Corporation (?Actua,? and together with its wholly-owned subsidiary, Actua USA Corporation, the ?Company?) hereby grants to [?] (?Grantee?) a restricted share award (the ?Award?) of [?] shares (the ?Shares?) of the common stock of Actua, subject to the restrictions below and pursuant to and |
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| March 4, 2016 |
Actua FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 3, 2016 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| February 29, 2016 |
NT 10-K OMB APPROVAL OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response 2. |
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| February 29, 2016 |
EdgarFiling EXHIBIT 99.1 Actua Announces Fourth Quarter And Full-Year 2015 Financial Results Operating Cash Flow Improves More Than $13 Million, From $(14.2) Million in 2014 to $(0.6) Million in 2015 RADNOR, Pa., Feb. 29, 2016 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) (?Actua?) today reported its results for the fourth quarter and year ended December 31, 2015. 2015 Highlights Improved ope |
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| February 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 29, 2016 Actua Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-16249 23-2996071 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 10, 2016 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment actuacorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Actua Corp Title of Class of Securities: Common Stock CUSIP Number: 005094107 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designate th |
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| February 9, 2016 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* ACTUA CORP (Name of Issuer) Common Stock (Title of Class of Securities) 005094107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Act |
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| November 5, 2015 |
Actua Announces Third Quarter 2015 Financial Results Actua Announces Third Quarter 2015 Financial Results EXHIBIT 99.1 Actua Announces Third Quarter 2015 Financial Results Continued Revenue Growth and Operating Leverage Result in Improving Full-Year Earnings and Cash Flow Guidance RADNOR, Pa., Nov. 5, 2015 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) ("Actua") today reported its results for the third quarter ended September 30, 2015. Revenue w |
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| November 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2015 Actua Corporation (formerly ICG Group, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other juris |
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| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 actuacorp6302015.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commissi |
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| August 10, 2015 |
EX-10.3 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 STOCK UNIT AWARD AGREEMENT On this, the [●] day of [●], 20[●], Actua Corporation, a Delaware corporation (the “Company”), hereby grants to [●] a Stock Unit Award (the “Award”), of [●] stock units (the “Restricted Units”) under the Actua 2005 Omnibus Equity Compensation Plan, as amended (the “Plan”). Each Restricted Unit represents your right to re |
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| August 10, 2015 |
EX-10.2 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the [●] day of [●], 20[●], Actua Corporation, a Delaware corporation (the “Company”), hereby grants to [●] a Restricted Share Award (the “Award”), of [●] shares (the “Shares”) of the common stock in the Company subject to the restrictions below and pursuant to and subject to the terms and conditions of the Actua |
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| August 10, 2015 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 RESTRICTED SHARE AGREEMENT On this, the [●] day of [●], 20[●], Actua Corporation, a Delaware corporation (the “Company”), hereby grants to [●] a Restricted Share Award (the “Award”), of [●] shares (the “Shares”) of the common stock in the Company subject to the restrictions below and pursuant to and subject to the terms and conditions of the Actua |
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| August 6, 2015 |
Actua Announces Second Quarter 2015 Financial Results Actua Announces Second Quarter 2015 Financial Results EXHIBIT 99.1 Actua Announces Second Quarter 2015 Financial Results Second Quarter Performance Reflects Strong Revenue Growth, Positive Operating Cash Flow and Improving Non-GAAP Net Loss RADNOR, Pa., Aug. 6, 2015 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) ("Actua") today reported its results for the second quarter ended June 30, 2015. R |
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| August 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2015 Actua Corporation (formerly ICG Group, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdi |
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| June 16, 2015 |
Actua FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 12, 2015 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I. |
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| May 12, 2015 |
OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| May 12, 2015 |
was UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q was UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2015. or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Act |
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| May 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2015 Actua Corporation (formerly ICG Group, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdicti |
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| May 5, 2015 |
Actua Announces First Quarter 2015 Financial Results Actua Announces First Quarter 2015 Financial Results EXHIBIT 99.1 Actua Announces First Quarter 2015 Financial Results Company Reports Strong First Quarter; Raises Cash Flow From Operations and Non-GAAP Net Income (Loss) Per Share Guidance for 2015 RADNOR, Pa., May 5, 2015 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) ("Actua") today reported its results for the first quarter ended March 31, |
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| April 29, 2015 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2015 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 10, 2015 |
CORRESP March 10, 2015 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 3, 2015 |
EX-10.2 Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the 27th day of February 2015 (the “Grant Date”), Actua Corporation (“Actua,” and together with its wholly-owned subsidiary, Actua USA Corporation, the “Company”) hereby grants to [—] (“Grantee”) a restricted share award (the “Award”) of [—] shares (the “Shares”) of the common stock of Actua, subject to the restrictions below and pursuant to |
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| March 3, 2015 |
8-K 1 d882793d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: February 27, 2015 Actua Corporation (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Id |
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| March 3, 2015 |
Subsidiaries of Actua Corporation Exhibit 21.1 Subsidiaries of Actua Corporation Name Jurisdiction of Incorporation Actua USA Corporation. Delaware Actua Holdings, Inc. Delaware Actua Relay Holdings, Inc. Delaware 2008 Actual LP Delaware 2009 Actua LP Delaware Acquirgy, Inc. Delaware Anthem Ventures Annex Fund, L.P. Delaware Anthem Ventures Fund, L.P. Delaware Anthem Venture Investors, LLC Delaware BOLT Solutions Inc. Delaware BOL |
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| March 3, 2015 |
ACTA / Actua Corporation NT 10-K - - NT 10-K OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| March 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2014. or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ACTUA CORPORATIO |
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| March 3, 2015 |
EX-10.1 Exhibit 10.1 Actua 2015 Performance Plan The Board of Directors of Actua Corporation (together with its wholly-owned subsidiaries, “Actua”) hereby establishes this 2015 Performance Plan (this “Plan”). The purposes of this Plan are to (1) advance the interests of Actua’s stockholders by providing certain officers and other employees with bonus payments and/or vesting of performance shares u |
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| February 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2015 Actua Corporation (formerly ICG Group, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of inco |
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| February 26, 2015 |
Actua Announces Fourth Quarter and Full-Year 2014 Financial Results EXHIBIT 99.1 Actua Announces Fourth Quarter and Full-Year 2014 Financial Results Actua Exceeds Annual Guidance, Reporting Excellent Fourth Quarter With $4.5 Million in Cash Flow From Operations RADNOR, Pa., Feb. 26, 2015 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) ("Actua") today reported its results for the fourth quarter and full year ended December 31, 2014. Revenue was $26.6 million for |
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| February 19, 2015 |
Financial Statements and Exhibits 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| February 19, 2015 |
ACTA / Actua Corporation CORRESP - - Correspondence February 19, 2015 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| February 13, 2015 |
AREX / Approach Resources, Inc. / BANK OF MONTREAL /CAN/ - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Actua Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 44928D108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 13, 2015 |
EX-1 Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto. |
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| February 13, 2015 |
POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F EX-2 Exhibit 2 POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so and hereby constitutes and appoints Blair Morrison, Senior Vice-President, Deputy General Counsel, and Chief Compliance Officer of Bank of Montreal, Barbara Muir, |
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| February 10, 2015 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment SC 13G/A 1 actua.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Actua Corp Title of Class of Securities: Common Stock CUSIP Number: 005094107 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 9, 2015 |
ACTA / Actua Corporation / Pembroke Management, LTD Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2 )* Actua Corp. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 44928D108 (CUSIP Number) December 8, 2014 (Date of Ev |
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| February 5, 2015 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd004.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* ACTUA CORP (Name of Issuer) Common Stock (Title of Class of Securities) 005094107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 20, 2015 |
EX-99.3 Exhibit 99.3 Actua Corporation and Folio Dynamics Holdings, Inc. Unaudited Pro Forma Condensed Combined Financial Information On November 3, 2014, pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of November 3, 2014, among Folio Dynamics Inc., Folio Dynamics Holdings, Inc. (“FolioDynamix”), Folio Dynamics Acquisition Corp., ABS Capital Partners VI, L.P. and Edison |
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| January 20, 2015 |
EX-99.2 Exhibit 99.2 FOLIO DYNAMICS, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED FINANCIAL STATEMENTS SIX-MONTHS ENDED JUNE 30, 2014 FOLIO DYNAMICS, INC. AND SUBSIDIARIES Contents Page Condensed Consolidated Financial Statements Independent Auditors’ Review Report 1 Condensed Consolidated Balance Sheets as of June 30, 2014 (unaudited) and December 31, 2013 2 Condensed Consolidated Statements of O |
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| January 20, 2015 |
FOLIO DYNAMICS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS DECEMBER 31, 2013 EX-99.1 Exhibit 99.1 FOLIO DYNAMICS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS DECEMBER 31, 2013 FOLIO DYNAMICS, INC. AND SUBSIDIARIES Contents Page Consolidated Financial Statements Independent Auditors’ Report 1 Consolidated Balance Sheet as of December 31, 2013 (restated) 3 Consolidated Statement of Operations for the Year Ended December 31, 2013 (restated) 4 Consolidated Statemen |
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| January 20, 2015 |
Financial Statements and Exhibits Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| January 14, 2015 |
ACTA / Actua Corporation CORRESP - - Correspondence January 14, 2015 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 18, 2014 |
EX-10.1 Exhibit 10.1 December 16, 2014 Mr. R. Kirk Morgan 305 Buckwalter Road Phoenixville, PA 19460 Dear Kirk: This letter agreement amends and restates the letter agreement dated October 6, 2011. I am very pleased to present the severance package that will be made available to you, subject to the terms set forth herein, should the Actua USA Corporation (the “Company”) terminate you without Cause |
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| December 18, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 16, 2014 Actua Corporation (formerly ICG Group, Inc. |
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| November 10, 2014 |
SECOND RESTATED CERTIFICATE OF INCORPORATION ACTUA CORPORATION Exhibit 3.1 SECOND RESTATED CERTIFICATE OF INCORPORATION OF ACTUA CORPORATION 1. Name. The name of the Corporation is Actua Corporation. 2. Registered Office and Agent. The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle. The name of the Corporation?s registered agent at such address is The Corporation T |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014. or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 Act |
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| November 6, 2014 |
Actua Announces Third Quarter 2014 Financial Results EXHIBIT 99.1 Actua Announces Third Quarter 2014 Financial Results Actua Reports Closing of FolioDynamix Acquisition and Updates 2014 Guidance RADNOR, Pa., Nov. 6, 2014 (GLOBE NEWSWIRE) - Actua Corporation (Nasdaq:ACTA) ("Actua") today reported its results for the third quarter ended September 30, 2014. Revenue was $20.8 million for the third quarter of 2014, up from $16.1 million for the third qua |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2014 Actua Corporation (formerly ICG Group, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incor |
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| November 3, 2014 |
Exhibit 2.1 Execution Version AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER dated as of November 3, 2014 among FOLIO DYNAMICS INC., FOLIO DYNAMICS HOLDINGS, INC., FOLIO DYNAMICS ACQUISITION CORP., ABS CAPITAL PARTNERS VI, L.P. and EDISON PARTNERS ESCROW FUND, LLC acting jointly, as the Holders’ Representative and ACTUA HOLDINGS, INC., as the Guarantor (solely for purposes of Articles 11 and 12 |
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| November 3, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 3, 2014 Actua Corporation (formerly ICG Group, Inc. |
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| September 15, 2014 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of September 15, 2014 among FOLIO DYNAMICS INC., FOLIO DYNAMICS HOLDINGS, INC., FOLIO DYNAMICS ACQUISITION CORP., ABS CAPITAL PARTNERS VI, L.P. and EDISON VENTURE FUND VI, L.P., acting jointly, as the Holders’ Representative and ACTUA HOLDINGS, INC., as the Guarantor (solely for purposes of Articles 11 and 12) TABLE OF CO |
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| September 15, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] Actua to Acquire FolioDynamix, a Cloud-Based Wealth Management Technology Platform Acquisition Expands Actua’s Presence in the Financial Services Sector Radnor, PA – September 15, 2014 – Actua Corporation, formerly ICG Group (NASDAQ: ACTA), today announced that it has reac |
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| September 15, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: September 15, 2014 Actua Corporation (formerly ICG Group, Inc. |
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| September 3, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene Actua Investor Relations 610.727.6900 [email protected] ICG CHANGES NAME TO ACTUA, REFLECTING EVOLUTION TO A MULTI-VERTICAL CLOUD COMPANY Actua to Trade on the NASDAQ Under Ticker Symbol ACTA Management to Host Investor Event on September 24, 2014 to Introduce New Brand and Discuss How Actua Transforms Vertical Markets Radnor, |
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| September 3, 2014 |
EX-3.2 Exhibit 3.2 ACTUA CORPORATION THIRD AMENDED AND RESTATED BY-LAWS As adopted on September 2, 2014 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 Section 1.1 Annual Meetings 1 Section 1.2 Special Meetings 1 Section 1.3 Notice of Meetings; Waiver 1 Section 1.4 Quorum 2 Section 1.5 Voting 2 Section 1.6 Voting by Ballot 2 Section 1.7 Adjournment 2 Section 1.8 Proxies 3 Section 1.9 Notice of Sto |
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| September 3, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: September 2, 2014 Actua Corporation (formerly known as ICG Group, Inc. |
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| September 3, 2014 |
FOURTH AMENDMENT RESTATED CERTIFICATE OF INCORPORATION ICG GROUP, INC. EX-3.1 Exhibit 3.1 FOURTH AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF ICG GROUP, INC. ICG Group, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Company”), does hereby certify: FIRST: This Certificate of Amendment amends the provisions of the Company’s Restated Certificate of Incorporation, as amended (the “Cert |
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| September 3, 2014 |
ACTUA CORPORATION CORPORATE CODE OF CONDUCT EX-14.1 Exhibit 14.1 ACTUA CORPORATION CORPORATE CODE OF CONDUCT 1. INTRODUCTION This Corporate Code of Conduct (this “Code”) sets forth the basic principles that guide the conduct of the officers, directors and employees of Actua Corporation (f/k/a ICG Group, Inc.) (the “Company”) and its wholly-owned or wholly-controlled subsidiaries (such subsidiaries, together with the Company, “Actua”). Actua |
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| September 3, 2014 |
EX-10.1 Exhibit 10.1 ACTUA CORPORATION SIXTH AMENDED AND RESTATED 2005 OMNIBUS EQUITY COMPENSATION PLAN (as amended and restated, effective September 2, 2014) 1. Purpose The purpose of the Plan is to provide designated (i) Employees of Actua and its Subsidiaries, (ii) Non-Management Directors of Actua and its Subsidiaries and (iii) Consultants who perform services for Actua and its Subsidiaries, w |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ICG GROU |
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| August 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2014 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 7, 2014 |
ICG Announces Second Quarter 2014 Financial Results EXHIBIT 99.1 ICG Announces Second Quarter 2014 Financial Results ICG's Chemical Compliance Business Acquires KMI, Expanding Its Capabilities and Global Footprint RADNOR, Pa., Aug. 7, 2014 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the second quarter ended June 30, 2014. Revenue was $19.0 million for the second quarter of 2014, up from $13.5 million for |
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| June 17, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 13, 2014 ICG Group, Inc. |
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| May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ICG GRO |
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| May 8, 2014 |
ICG Second Amended and Restated Non-Management Director Compensation Plan Exhibit 10.8 ICG Second Amended and Restated Non-Management Director Compensation Plan Effective as of January 1, 2015, the Board of Directors (“Board”) of ICG Group, Inc. (the “Company”) hereby adopts this Second Amended and Restated Non-Management Director Compensation Plan (this “Plan”). This Plan amends and restates in its entirety the text of the Company’s Amended and Restated Non-Management |
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| May 8, 2014 |
Exhibit 10.7 Restricted Share Agreement On this, the 4th day of April 2014 (the ?Grant Date?), ICG Group, Inc. (?ICG?), a Delaware corporation (together with its wholly-owned subsidiary, Internet Capital Group Operations, Inc., the ?Company?), hereby grants to [?] (?Grantee?) a Restricted Share Award (the ?Award?) of [?] ([?]) shares of common stock of ICG (the ?Shares?), subject to the restrictio |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2014 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 1, 2014 |
ICG Announces First Quarter 2014 Financial Results EXHIBIT 99.1 ICG Announces First Quarter 2014 Financial Results Company Reports Strong First Quarter Results RADNOR, Pa., May 1, 2014 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the first quarter ended March 31, 2014. Revenue was $18.4 million for the first quarter of 2014, compared to $12.0 million for the first quarter of 2013. Net loss for the first q |
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| April 29, 2014 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2014 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 17, 2014 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2013. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ICG GROUP, INC. |
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| March 17, 2014 |
Subsidiaries of ICG Group, Inc. Exhibit 21.1 Subsidiaries of ICG Group, Inc. Name Jurisdiction of Incorporation Internet Capital Group Operations, Inc. Delaware ICG Holdings, Inc. Delaware ICG Relay Holdings, Inc. Delaware 2008 Internet Capital LP Delaware 2009 Internet Capital LP Delaware Acquirgy, Inc. Delaware Anthem Ventures Annex Fund, L.P. Delaware Anthem Ventures Fund, L.P. Delaware Anthem Venture Investors, LLC Delaware |
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| March 4, 2014 |
AMENDMENT 2014-1 TO THE EMPLOYMENT AGREEMENT EX-10.4 Exhibit 10.4 AMENDMENT 2014-1 TO THE EMPLOYMENT AGREEMENT AMENDMENT, dated as of February 28, 2014, between Internet Capital Group Operations, Inc., (the “Company”) and Douglas Alexander (“Executive”). RECITALS WHEREAS, the Company and Executive previously entered into that certain Employment Agreement on April 18, 2007 (such agreement, as amended to date, the “Employment Agreement”), whic |
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| March 4, 2014 |
EX-10.5 Exhibit 10.5 ICG GROUP, INC. FIFTH AMENDED AND RESTATED 2005 OMNIBUS EQUITY COMPENSATION PLAN (as amended and restated, effective February 28, 2014) 1. Purpose The purpose of the Plan is to provide designated (i) Employees of ICG and its Subsidiaries, (ii) Non-Management Directors of ICG and its Subsidiaries and (iii) Consultants who perform services for ICG and its Subsidiaries, with the |
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| March 4, 2014 |
AMENDMENT 2014-1 TO THE EMPLOYMENT AGREEMENT EX-10.3 Exhibit 10.3 AMENDMENT 2014-1 TO THE EMPLOYMENT AGREEMENT AMENDMENT, dated as of February 28, 2014, between Internet Capital Group Operations, Inc., (the “Company”) and Walter W. Buckley, III (“Executive”). RECITALS WHEREAS, the Company and Executive previously entered into that certain Employment Agreement on February 28, 2007 (such agreement, as amended to date, the “Employment Agreement |
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| March 4, 2014 |
EX-10.1 Exhibit 10.1 ICG 2014 Performance Plan The Board of Directors of ICG Group, Inc. (together with its wholly-owned subsidiaries, “ICG”) hereby establishes this 2014 Performance Plan (this “Plan”). The purposes of this Plan are to (1) advance the interests of ICG’s stockholders by providing certain officers and other employees with bonus payments and/or vesting of performance shares upon the |
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| March 4, 2014 |
EX-10.2 3 d687724dex102.htm EX-10.2 Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the 28th day of February 2014 (the “Grant Date”), ICG Group, Inc. (“ICG”), a Delaware corporation (together with its wholly-owned subsidiary, Internet Capital Group Operations, Inc., the “Company”), hereby grants to [—] (“Grantee”) a restricted share award (the “Award”), of [—] shares (the “Shares”) of the common |
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| March 4, 2014 |
EX-10.6 7 d687724dex106.htm EX-10.6 Exhibit 10.6 RESTRICTED SHARE AGREEMENT On this, the 28th day of February 2014 (the “Grant Date”), ICG Group, Inc. (“ICG”), a Delaware corporation (together with its wholly-owned subsidiary, Internet Capital Group Operations, Inc., the “Company”), hereby grants to [—] (“Grantee”) a Restricted Share Award (the “Award”) of [—] shares of common stock of ICG (the “S |
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| March 4, 2014 |
8-K 1 d687724d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: February 28, 2014 ICG Group, Inc. (Exact name of registrant as specified in charter) Delaware 001-16249 23-2996071 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identific |
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| February 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2014 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File N |
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| February 20, 2014 |
ICG Announces Fourth Quarter and Year-End 2013 Financial Results EXHIBIT 99.1 ICG Announces Fourth Quarter and Year-End 2013 Financial Results Company Exits Transformational Year as Pure-Play Cloud Company, Reporting Record Revenue, Strong Balance Sheet and Increase in Its Ownership of Bolt RADNOR, Pa., Feb. 20, 2014 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the fourth quarter and year ended December 31, 2013. Reven |
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| February 14, 2014 |
ACTA / Actua Corporation / BANK OF MONTREAL /CAN/ - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ICG GROUP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 44928D108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 11, 2014 |
ACTA / Actua Corporation / VANGUARD GROUP INC Passive Investment icggrp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: ICG Group Inc Title of Class of Securities: Common Stock CUSIP Number: 44928D108 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate th |
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| February 10, 2014 |
ACTA / Actua Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* ICG GROUP INC (Name of Issuer) Common Stock (Title of Class of Securities) 44928D108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 10, 2014 |
ACTA / Actua Corporation / Pembroke Management, LTD Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* ICG Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 44928D108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Fil |
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| December 5, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene ICG Investor Relations 610-727-6900 [email protected] ICG GROUP ANNOUNCES COMPLETION OF SALE OF PROCURIAN TO ACCENTURE FOR $375 MILLION ICG Emerges as Pure-Play Cloud Computing Company Radnor, PA — (December 5, 2013) — ICG Group, Inc. (Nasdaq: ICGE) (“ICG”) today announced the consummation of the sale of Procurian Inc. (“Procuria |
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| December 5, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 3, 2013 ICG Group, Inc. |
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| December 5, 2013 |
EX-99.2 Exhibit 99.2 On December 4, 2013, the acquisition of ICG Group, Inc.’s (“ICG’s”) consolidated subsidiary, Procurian Inc. (“Procurian”), by an affiliate of Accenture plc (“Accenture”) (such transaction, the “Transaction”) was consummated. As a result of the Transaction, ICG is providing pro forma financial information with respect to (a) ICG’s consolidated balance sheet as of September 30, |
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| November 18, 2013 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 15, 2013 ICG Group, Inc. |
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| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ICG |
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| November 6, 2013 |
Correspondence November 6, 2013 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 5, 2013 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: November 4, 2013 ICG Group, Inc. |
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| October 31, 2013 |
ICG Announces Third Quarter Financial Results EXHIBIT 99.1 ICG Announces Third Quarter Financial Results Reports Third Quarter Revenue of $16.1 Million and Year-to-Date Organic Growth of 39% Announcement of Procurian Transaction Marks Evolution into Pure-Play Cloud Company RADNOR, Pa., Oct. 31, 2013 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the quarter ended September 30, 2013. Highlights Announce |
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| October 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2013 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 3, 2013 |
EX-99.3 Exhibit 99.3 |
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| October 3, 2013 |
EX-99.2 Exhibit 99.2 ICG Group, Inc. (“ICG”) announced that Procurian Inc. (“Procurian”) has signed a definitive agreement to be acquired by an affiliate of Accenture plc (“Accenture”) (such transaction, the “Transaction”). ICG expects the Transaction to close in the quarter ended December 31, 2013. In anticipation of the Transaction, ICG is providing the following items: (1) Pro forma financial i |
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| October 3, 2013 |
EX-10.1 Exhibit 10.1 AGREEMENT AND PLAN OF MERGER by and among PROCURIAN INC., ICG GROUP, INC., INTERNET CAPITAL GROUP OPERATIONS, INC. (AS STAKEHOLDER REPRESENTATIVE), ACCENTURE SUB INC., and PEREGRINE MERGER SUB, INC. Dated as of October 2, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II THE MERGER 15 Section 2.1 The Merger 15 Section 2.2 Conversion of Outstanding Capital Stock 15 |
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| October 3, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 2, 2013 ICG Group, Inc. |
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| October 3, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor inquiries: Karen Greene ICG Investor Relations 610-727-6900 [email protected] ICG GROUP ANNOUNCES PROCURIAN’S SIGNING OF A DEFINITIVE AGREEMENT TO BE ACQUIRED BY ACCENTURE FOR $375 MILLION ICG Emerges as Pure-Play Cloud Computing Company Radnor, PA — (October 3, 2013) — ICG Group, Inc. (Nasdaq: ICGE) (“ICG”) today announced the execution of a definitive |
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| September 17, 2013 |
ACTA / Actua Corporation / Pembroke Management, LTD Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* ICG Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 44928D108 (CUSIP Number) September 12, 2013 (Date of Event Which Requires Fil |
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| August 8, 2013 |
ICG Announces Second Quarter Financial Results EXHIBIT 99.1 ICG Announces Second Quarter Financial Results Company Reiterates 2013 Revenue and Non-GAAP Net Income Guidance RADNOR, Pa., Aug. 8, 2013 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the quarter ended June 30, 2013. Financial Information Revenue for the second quarter of 2013 grew 14%, to $48.7 million, compared to $42.8 million in the second |
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| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2013 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2013. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-16249 ICG GROU |
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| July 1, 2013 |
Form S-8 As filed with the Securities and Exchange Commission on July 1, 2013 Registration No. |
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| June 25, 2013 |
Exhibit 10.1 ICG GROUP, INC. FOURTH AMENDED AND RESTATED 2005 OMNIBUS EQUITY COMPENSATION PLAN (as amended and restated, effective June 21, 2013) 1. Purpose The purpose of the Plan is to provide designated (i) Employees of ICG and its Subsidiaries, (ii) Non-Management Directors of ICG and its Subsidiaries and (iii) Consultants who perform services for ICG and its Subsidiaries, with the opportunity |
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| June 25, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: June 21, 2013 ICG Group, Inc. |
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| June 14, 2013 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 d508290d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ¨ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2013. or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period |
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| May 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2013 ICG Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16249 23-2996071 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 2, 2013 |
ICG Announces First Quarter Financial Results EXHIBIT 99.1 ICG Announces First Quarter Financial Results Increased Revenue 34%, Doubled Sales and Marketing Investment and is on Track to Meet Guidance RADNOR, Pa., May 2, 2013 (GLOBE NEWSWIRE) - ICG Group, Inc. (Nasdaq:ICGE) ("ICG") today reported its results for the quarter ended March 31, 2013. Financial Information Revenue for the first quarter of 2013 grew 34%, to $46.3 million, compared to |
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| April 30, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 30, 2013 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 18, 2013 |
Exhibit 21.1 Exhibit 21.1 Subsidiaries of ICG Group, Inc. Name Jurisdiction of Incorporation Internet Capital Group Operations, Inc. Delaware ICG Holdings, Inc. Delaware ICG Relay Holdings, Inc. Delaware 2008 Internet Capital LP Delaware 2009 Internet Capital LP Delaware Acquirgy, Inc. Delaware Anthem Ventures Annex Fund, L.P. Delaware Anthem Ventures Fund, L.P. Delaware Anthem Venture Investors, |
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| March 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2013 |
Exhibit 10.2 RESTRICTED SHARE AGREEMENT On this, the 1st day of March 2013 (the “Grant Date”), Internet Capital Group Operations, Inc, a Delaware corporation (“ICGO”) and wholly owned subsidiary of ICG Group, Inc., a Delaware corporation (“ICG” and, together with ICGO, the “Company”), hereby grant to [—] (“Grantee”) a restricted share award (the “Award”), of [—] shares (the “Shares”) of the common |
