AFHIF / Atlas Financial Holdings, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Atlas Financial Holdings, Inc.
US ˙ OTCPK ˙ KYG062071157
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 549300Z9YLIPI6RZNO23
CIK 1539894
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Atlas Financial Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 30, 2024 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2024 Atlas Financial Holdings, Inc.

August 30, 2024 EX-10.1

Romano, Paul <[email protected]>

Exhibit 10.1 Baker Tilly US, LLP 790 N Water St Suite 2000 Milwaukee, WI 53202 United States of America July 31, 2024 T: +1 (414) 777 5500 F: +1 (414) 777 5555 bakertilly.com Mr. Paul A. Romano Vice President & CFO Atlas Financial Holdings, Inc. 953 American Lane, 3rd Floor Schaumberg, IL 60173 VIA Email and First Class Mail: Romano, Paul Dear Mr. Romano: This letter is to inform you that, after c

August 30, 2024 EX-10.2

August 21, 2024

Exhibit 10.2 Baker Tilly US, LLP 790 N Water St Suite 2000 Milwaukee, WI 53202 United States of America F: +1 (414) 777 5555 T: +1 (414) 777 5500 bakertilly.com August 21, 2024 Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Washington D.C. 20549 Re: Atlas Financial, Holdings, Inc. (the “Company”) Form 8-K Item 4.01 (the “Report”) We have reviewed the above ref

August 20, 2024 EX-10.1

Romano, Paul <[email protected]>

Exhibit 10.1 Baker Tilly US, LLP 790 N Water St Suite 2000 Milwaukee, WI 53202 United States of America July 31, 2024 T: +1 (414) 777 5500 F: +1 (414) 777 5555 bakertilly.com Mr. Paul A. Romano Vice President & CFO Atlas Financial Holdings, Inc. 953 American Lane, 3rd Floor Schaumberg, IL 60173 VIA Email and First Class Mail: Romano, Paul Dear Mr. Romano: This letter is to inform you that, after c

August 20, 2024 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2024 Atlas Financial Holdings, Inc.

January 31, 2024 EX-10.1

COLLATERAL ACCEPTANCE AGREEMENT Effective as of December 31, 2023 TABLE OF CONTENTS

Exhibit 10.1 COLLATERAL ACCEPTANCE AGREEMENT Effective as of December 31, 2023 TABLE OF CONTENTS Page ARTICLE 1 PRELIMINARY MATTERS 1 1.1 Definitions 1 1.2 Construction 7 1.3 Guarantee 7 1.4 Debt Confirmation 8 ARTICLE 2 ACCEPTANCE OF COLLATERAL 8 2.1 Accepted Collateral 8 2.2 Continuing Debt 8 2.3 Taxes 8 2.4 Deliveries 9 2.5 Further Assurances 10 2.6 Post-Acceptance Cooperation 10 ARTICLE 3 REPR

January 31, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 25, 2024 Atlas Financial Holdings, Inc.

August 2, 2023 SC 13G

AFHIF / Atlas Financial Holdings Inc / Snow Brendan Collins Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ATLAS FINANCIAL HOLDINGS (Name of Issuer) Common Stock, Par Value $0.003 (Title of Class of Securities) G06207115 (CUSIP Number) July 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant

March 28, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

February 13, 2023 EX-10.1

Amendment No. 7 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated February 8, 2023, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by “[*****]”) have been omitted pursuant to Item 601(b)(10) of Regulation S-K AMENDMENT NO.

February 13, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 8, 2023 Atlas Financial Holdings, Inc.

January 31, 2023 SC 13G

AFHIF / Atlas Financial Holdings Inc / AMERICAN FINANCIAL GROUP INC Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(b) (Amendment No. 4)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 20

January 17, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 9, 2023 Atlas Financial Holdings, Inc.

January 5, 2023 EX-10.1

Amendment No. 6 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated December 29, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K AMENDMENT NO.

January 5, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2022 Atlas Financial Holdings, Inc.

November 14, 2022 EX-99.1

Atlas Financial Holdings Announces Unaudited Third Quarter 2022 Financial Results

Exhibit 99.1 Atlas Financial Holdings Announces Unaudited Third Quarter 2022 Financial Results Chicago, Illinois (November 10, 2022) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? ?Atlas? or the ?Company?), a specialty insurance business with a niche market focus on the ?light? commercial automobile sector, reported today its unaudited financial results for the third quarter end

November 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2022 Atlas Financial Holdings, Inc.

November 14, 2022 EX-99.2

Investor Presentation November 2022 Atlas Financial Holdings, Inc. Atlas Financial Holdings. – November 2022 2 This presentation includes forward-looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on

Investor Presentation November 2022 Atlas Financial Holdings, Inc. Atlas Financial Holdings. ? November 2022 2 This presentation includes forward-looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the current expectations of the management of each entity. The words "anticipate", "expect", "believe", "may", "should", "estimate", "project", "outlo

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2022 000-5

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2022 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other

November 3, 2022 EX-10.1

Amendment No. 5 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated October 31, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K AMENDMENT NO.

November 3, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2022 Atlas Financial Holdings, Inc.

September 30, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 27, 2022 Atlas Financial Holdings, Inc.

September 9, 2022 EX-10.1

Amendment No. 4 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated September 6, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K AMENDMENT NO.

September 9, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2022 Atlas Financial Holdings, Inc.

August 30, 2022 EX-99.1

Atlas Financial Holdings Announces Appointment of Independent Directors and Confirms Court Approval of Previously Announced Regulatory Settlement

For Immediate Release Atlas Financial Holdings Announces Appointment of Independent Directors and Confirms Court Approval of Previously Announced Regulatory Settlement Chicago, Illinois (August 30, 2022) - Atlas Financial Holdings, Inc.

August 30, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 25, 2022 Atlas Financial Holdings, Inc.

August 12, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2022 Atlas Financial Holdings, Inc.

August 12, 2022 EX-10.2

Term Loan Commitment, dated June 29, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, and the lenders named therein

Certain Portions of this Exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K.

August 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2022 000-54627

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2022 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other juri

August 12, 2022 EX-99.2

Investor Presentation August 2022 Atlas Financial Holdings, Inc.       This presentation includes forward‐looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the curr

atlasinvestorpresentatio Investor Presentation August 2022 Atlas Financial Holdings, Inc.

August 12, 2022 EX-99.1

Atlas Financial Holdings Announces Unaudited Second Quarter 2022 Financial Results Conference Call Scheduled for Friday, August 12, 2022 at 8:30 a.m. ET

Exhibit 99.1 Atlas Financial Holdings Announces Unaudited Second Quarter 2022 Financial Results Conference Call Scheduled for Friday, August 12, 2022 at 8:30 a.m. ET Chicago, Illinois (August 12, 2022) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? ?Atlas? or the ?Company?), a specialty insurance business with a niche market focus on the ?light? commercial automobile sector, rep

August 4, 2022 EX-10.1

Settlement Agreement, by and among Dana Popish Severinghaus, Director of the Illinois Department of Insurance, acting solely in her capacity as the statutory and court affirmed liquidator of American County Insurance Company, American Service Insurance Company, and Gateway Insurance Company, American Insurance Acquisition, Inc., and Adrienne A. Harris, Superintendent of the New York State Department of Financial Services, solely in her capacity as liquidator of Global Liberty Insurance Company, dated August 2, 2022.

settlementagreementfilin 1 SETTLEMENT AGREEMENT THIS SETTLEMENT AGREEMENT (the “Settlement Agreement”) dated this 2nd day of August, 2022 is by and among Dana Popish Severinghaus, Director of the Illinois Department of Insurance, acting solely in her capacity as the statutory and court affirmed liquidator (the “Liquidator”) of American Country Insurance Company (“American Country”), American Service Insurance Company (“American Service”), and Gateway Insurance Company (“Gateway”) (each an “Insurance Company” and collectively, the “Illinois Insurance Companies”), American Insurance Acquisition, Inc.

August 4, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 2, 2022 Atlas Financial Holdings, Inc.

July 6, 2022 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 29, 2022 Atlas Financial Holdings, Inc.

June 16, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 13, 2022 Atlas Financial Holdings, Inc.

June 15, 2022 EX-99.1

Atlas Financial Holdings Announces Expansion of Credit Facility And Provides Business Update

For Immediate Release Atlas Financial Holdings Announces Expansion of Credit Facility And Provides Business Update Chicago, Illinois (June 15, 2022) - Atlas Financial Holdings, Inc.

June 15, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2022 Atlas Financial Holdings, Inc.

June 15, 2022 EX-10.1

Amendment No. 3 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated June 9, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K AMENDMENT NO.

May 23, 2022 EX-99.2

Investor Presentation May 2022 Atlas Financial Holdings, Inc.        This presentation includes forward‐looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the current

Investor Presentation May 2022 Atlas Financial Holdings, Inc.        This presentation includes forward?looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the current expectations of the management of each entity. The words "anticipate", "expect", "believe", "may", "should", "estimate", "project", "outlook", "forecast

May 23, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2022 000-54627

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2022 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other jur

May 23, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2022 Atlas Financial Holdings, Inc.

May 23, 2022 EX-99.1

Atlas Financial Holdings Announces Unaudited First Quarter 2022 Financial Results Conference Call Scheduled for Tuesday, May 24, 2022 at 10:00 AM ET

Exhibit 99.1 Atlas Financial Holdings Announces Unaudited First Quarter 2022 Financial Results Conference Call Scheduled for Tuesday, May 24, 2022 at 10:00 AM ET Chicago, Illinois (March 31, 2022) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? ?Atlas? or the ?Company?) today reported its unaudited financial results for the first quarter ended March 31, 2022, and announced that t

May 16, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 nt10qq12022.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: March 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on

April 29, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registran

DEFA14A 1 atlas2022proxysupplement.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission

April 29, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registran

DEF 14A 1 atlas2022proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as p

April 28, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2022 Atlas Financial Holdings, Inc.

April 22, 2022 EX-FILING FEES

Filing fee table (filed herewith)

EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be registered (1) Proposed maximum offering price per share (2) Proposed maximum aggregate offering price (2) Fee Rate Amount of registration f

April 22, 2022 S-8

As filed with the Securities and Exchange Commission on April 22, 2022

S-8 1 atlasfinancialholdingsform.htm S-8 As filed with the Securities and Exchange Commission on April 22, 2022 Registration No. 333- ——————————————————————————————————————————————————— UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its ch

April 20, 2022 EX-4.4

Form of Note representing 6.625%/7.25% Senior Unsecured PIK Toggle Notes due 2027

Atlas Financial Holdings, INC. (6.625%/7.25% SENIOR UNSECURED PIK TOGGLE NOTES DUE 2027) THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE ORIGINAL INDENTURE HEREINAFTER REFERRED TO. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (?DTC?), A NEW YORK CORPORATION, TO ATLAS FINANCIAL HOLDINGS, INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER,

April 20, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2022 Atlas Financial Holdings, Inc.

April 20, 2022 EX-4.3

Second Supplemental Indenture, dated as of April 14, 2022, between Atlas Financial Holdings, Inc. and Wilmington Trust, National Association, as trustee

SECOND SUPPLEMENTAL INDENTURE between ATLAS FINANCIAL HOLDINGS, INC., as Issuer, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee 6.625%/7.25% Senior Unsecured PIK Toggle Notes due 2027 Dated as of April 14, 2022 TABLE OF CONTENTS Page ARTICLE I 2027 NOTES SECTION 1.01 Definitions ................................................................................................................

April 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2022 Atlas Financial Holdings, Inc.

April 4, 2022 EX-99.1

Atlas Financial Holdings Announces Audited Year-End 2021 Financial Results Conference Call Scheduled for Monday, April 4, 2022 at 8:30 AM ET

Exhibit 99.1 Atlas Financial Holdings Announces Audited Year-End 2021 Financial Results Conference Call Scheduled for Monday, April 4, 2022 at 8:30 AM ET Chicago, Illinois (March 31, 2022) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? ?Atlas? or the ?Company?) today announced that the Company has filed with the Securities and Exchange Commission (?SEC?) its Annual Report on For

April 4, 2022 EX-99.2

Investor Presentation April 2022 Atlas Financial Holdings, Inc. Atlas Financial Holdings. – April 2022 2 This presentation includes forward-looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the cu

Investor Presentation April 2022 Atlas Financial Holdings, Inc. Atlas Financial Holdings. ? April 2022 2 This presentation includes forward-looking statements regarding the Company, its subsidiaries and businesses. Such statements are based on the current expectations of the management of each entity. The words "anticipate", "expect", "believe", "may", "should", "estimate", "project", "outlook", "

March 31, 2022 EX-2.3

Recognition and Enforcement Order

22-10260-lgb Doc 18 Filed 03/30/22 Entered 03/30/22 14:30:18 Main Document UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK - x In re: : Case No.

March 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2021 000-54627 ATLA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2021 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other jurisdiction of (I.R.S. Em

March 31, 2022 EX-10.35

Amendment No. 1 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated February 2, 2022 by and among Atlas Financial Holding, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K.

March 31, 2022 EX-10.37

2022 Summary Executive Compensation Arrangement*

Executive Management Incentive Plan Approved March 30, 2022 This compensation arrangement is intended for calendar year 2022 only and is governed by the Company?s Equity Incentive Plan approved by shareholders in 2013 (the ?Plan?).

March 31, 2022 EX-10.36

Amendment No. 2 to Convertible Senior Secured Delayed-Draw Credit Agreement, dated March 25, 2022, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therein**

Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K.

March 31, 2022 EX-21

List of Subsidiaries

EXHIBIT 21 Atlas Financial Holdings, Inc. List of Subsidiaries Name State of Jurisdiction/Organization The Estate of American Country Insurance Company Illinois American Insurance Acquisition Inc. Delaware The Estate of American Service Insurance Company, Inc. Illinois Anchor Group Management Inc. New York Anchor Holdings Group, Inc. New York The Estate of Gateway Insurance Company Illinois The Es

March 9, 2022 8-K

Financial Statements and Exhibits, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 4, 2022 Atlas Financial Holdings, Inc.

March 9, 2022 EX-99.1

UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK ---------------------------------------------------------- x In re: : Case No. 22-10260 (LGB) : ATLAS FINANCIAL HOLDINGS, INC., : : Chapter 15 Debtor in a Foreign Proceeding. : ------------

UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK - x In re: : Case No.

March 1, 2022 EX-2.1

Scheme of Arrangement between Atlas Financial Holdings, Inc. and the Scheme Creditors (included in Exhibit 2.1)

This Order was filed by Conyers Dill & Pearman LLP, Attorneys-at-Law for the Company herein whose address for service is 2nd Floor, Six, Cricket Square, Hutchins Drive, PO Box 2681, George Town, Grand Cayman, KY1-1111.

March 1, 2022 EX-99.1

Atlas Financial Holdings Provides Bond Exchange Update

EX-99.1 4 afhifpressrelease030122.htm EX-99.1 For Immediate Release Atlas Financial Holdings Provides Bond Exchange Update Chicago, Illinois (March 1, 2022) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (“we,” “us,” “our,” “Atlas” or the “Company”) today announced the approval of the Company’s scheme of arrangement (the “Scheme”) regarding the restructuring and exchange (the “Restructuring”) of th

March 1, 2022 EX-10.1

Amendment to Restructuring Support Agreement, dated February 28, 2022, by and among Atlas Financial Holdings, Inc. and the noteholders named therein*

EAST\188463001.2 Certain Portions of this Exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K. CONFIDENTIAL ? SUBJECT TO FRE 408 AMENDMENT TO RESTRUCTURING SUPPORT AGREEMENT This amendment, dated as of February 28, 2022 (this ?Amendment?) to that certain Restructuring Support Agreement, dated as of August 31, 2021 (together with all exhibits, schedules

March 1, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 25, 2022 Atlas Financial Holdings, Inc.

January 24, 2022 SC 13D/A

AFHIF / Atlas Financial Holdings Inc / Palm Management (US) LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

January 20, 2022 SC 13G/A

AFHIF / Atlas Financial Holdings Inc / AMERICAN FINANCIAL GROUP INC - ATLAS FINANCIAL HOLDINGS, INC. SCHEDULE 13G AMENDMENT NO. 3 Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2(b) (Amendment No. 3)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 20

January 10, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 4, 2022 Atlas Financial Holdings, Inc.

January 6, 2022 SC 13G/A

AFHIF / Atlas Financial Holdings Inc / Baleen Capital Management LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) November 8, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

December 13, 2021 SC 13D/A

AFHIF / Atlas Financial Holdings Inc / Palm Management (US) LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

November 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2021 Atlas Financial Holdings, Inc.

November 8, 2021 EX-99.2

Focused exclusively on specialty commercial automobile insurance policies in the United States Atlas Financial Holdings, Inc. November 2021         This presentation includes forward‐looking statements regarding Atlas

EX-99.2 3 atlasinvestorpresentatio.htm EX-99.2 Focused exclusively on specialty commercial automobile insurance policies in the United States Atlas Financial Holdings, Inc. November 2021         This presentation includes forward‐looking statements regarding Atlas and its insurance subsidiaries and businesses. Such statements are based on the current expectations of

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2021 000-5

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2021 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other

November 8, 2021 EX-99.1

Atlas Financial Holdings Announces Unaudited Third Quarter 2021 Financial Results Conference Call Scheduled for Tuesday, November 9, 2021 at 8:30 AM ET

EX-99.1 2 q32021pressrelease.htm EX-99.1 Exhibit 99.1 Atlas Financial Holdings Announces Unaudited Third Quarter 2021 Financial Results Conference Call Scheduled for Tuesday, November 9, 2021 at 8:30 AM ET Chicago, Illinois (November 8, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (“we,” “us,” “our,” or “Atlas”) today reported its unaudited financial results for the third quarter ended Sept

October 15, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 12, 2021 Atlas Financial Holdings, Inc.

September 22, 2021 SC 13D

AFHIF / Atlas Financial Holdings Inc / Broadbill Partners GP, LLC - SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Atlas Financial Holdings, Inc. (Name of Issuer) Ordinary Common Shares, par value $0.003 per share (Title of Class of Securities) G06207115 (CUSIP Number) September 1, 2021 (Date of Eve

September 9, 2021 SC 13D

AFHIF / Atlas Financial Holdings Inc / Palm Management (US) LLC - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

September 9, 2021 EX-99.2

Letter dated September 9, 2021.

EX-99.2 2 tm2127209d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Joshua S. Horowitz c/o Palm Global Small Cap Master Fund LP 19 West Elm Street Greenwich, CT 06830 Atlas Financial Holdings, Inc. 953 American Lane Schaumburg, IL 60173 Attn: Scott Wollney, CEO September 9, 2021 Dear Scott, Palm Global Small Cap Master Fund LP owns roughly 5.0% of the outstanding shares of Atlas Financial Holdings, Inc. (“T

September 7, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2021 Atlas Financial Holdings, Inc.

September 7, 2021 EX-99.1

Atlas Financial Holdings Announces New Independent Director

EX-99.1 2 afhifpressrelease090721.htm EX-99.1 Atlas Financial Holdings Announces New Independent Director Chicago, Illinois (September 7, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (“we,” “us,” “our,” the “Company” or “Atlas”) today announced that effective as of September 1, 2021, the Company’s Board of Directors (the “Board”) appointed Kurt Lageschulte to the Board to fill the vacancy c

September 1, 2021 EX-99.1

Atlas Financial Holdings Enters Into Agreement with Certain Holders of Senior Notes Related to Possible Extension of the Maturity Date; Raises Up to $3 Million Through Financing Agreement Company Expects to Continue Expansion of Hyper-Focused MGA Str

EXHIBIT 99.1 Atlas Financial Holdings Enters Into Agreement with Certain Holders of Senior Notes Related to Possible Extension of the Maturity Date; Raises Up to $3 Million Through Financing Agreement Company Expects to Continue Expansion of Hyper-Focused MGA Strategy Chicago, Illinois (September 1, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? the ?Company? or ?Atlas?) t

September 1, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 26, 2021 Atlas Financial Holdings, Inc.

September 1, 2021 EX-10.2

, 2021, by and among Atlas Financial Holdings, Inc. and certain subsidiaries, Sheridan Road Partners, LLC, as agent, and the lenders named therei

EXHIBIT 10.2 EXECUTION VERSION Certain portions of this exhibit (indicated by ?[*****]?) have been omitted pursuant to Item 601(b)(10) of Regulation S-K. ATLAS FINANCIAL HOLDINGS, INC. AND SUBSIDIARIES CONVERTIBLE SENIOR SECURED DELAYED-DRAW CREDIT AGREEMENT Dated as of September 1, 2021 1 310684250.8 EXHIBIT 10.2 TABLE OF CONTENTS Article 1 DEFINITIONS AND INTERPRETATION 1 1.1 Definitions. 1 1.2

September 1, 2021 EX-10.1

Restructuring Support Agreement, dated August 31, 2021, by and among Atlas Financial Holdings, Inc. and the noteholders named therein (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Issuer with the SEC on September 1, 2021).

EX-10.1 2 restructuringsupportagreem.htm EX-10.1 EXHIBIT 10.1 Execution Version Certain Portions of this exhibit (indicated by “[*****]”) have been omitted pursuant to Item 601(b)(10) of Regulation S-K. Confidential - Subject to FRE 408 THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER OR ACCEPTANCE WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF VOTES WITH RESPECT TO A CAYMAN SCHEME OF ARR

August 10, 2021 EX-99.2

Focused exclusively on specialty commercial automobile insurance policies in the United States Atlas Financial Holdings, Inc. August 2021 Atlas Financial Holdings. – August 2021 2 This presentation includes forward-looking statements regarding Atlas

Focused exclusively on specialty commercial automobile insurance policies in the United States Atlas Financial Holdings, Inc.

August 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 10, 2021 Atlas Financial Holdings, Inc.

August 10, 2021 EX-3.1

Memorandum of Association of Atlas Financial Holdings, Inc., as amended on July 12, 2021

APPENDIX I THE COMPANIES LAW (2010 REVISION) COMPANY LIMITED BY SHARES MEMORANDUM OF ASSOCIATION OF ATLAS FINANCIAL HOLDINGS, INC.

August 10, 2021 EX-99.1

Atlas Financial Holdings Announces Unaudited Second Quarter 2021 Financial Results Conference Call Scheduled for Wednesday, August 11, 2021 at 8:30 AM ET

EX-99.1 2 q22021pressrelease.htm EX-99.1 Exhibit 99.1 Atlas Financial Holdings Announces Unaudited Second Quarter 2021 Financial Results Conference Call Scheduled for Wednesday, August 11, 2021 at 8:30 AM ET Chicago, Illinois (August 10, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (“we,” “us,” “our,” or “Atlas”) today reported its unaudited financial results for the second quarter ended Ju

August 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2021 000-54627

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2021 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other juri

August 2, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k-walkerresignation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2021 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or

July 14, 2021 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 form-2021annualmeetingresu.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 12, 2021 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State o

July 8, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

June 16, 2021 DEF 14A

Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

June 3, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 26, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 25, 2021 Atlas Financial Holdings, Inc.

May 26, 2021 EX-99.2

Execution Version FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT This FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT (this “Amendment”), dated as of April 27, 2021, is by and among American Insurance Acquisition Inc., a Delaware corporation (“AIAI”), the A

Execution Version FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT This FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT (this ?Amendment?), dated as of April 27, 2021, is by and among American Insurance Acquisition Inc.

May 26, 2021 EX-99.1

Atlas Financial Holdings Announces Closing Of Sale of American Service and American Country Insurance Companies to Buckle Company Continues to Make Progress With MGA/Insuretech Strategy

Exhibit 99.1 Atlas Financial Holdings Announces Closing Of Sale of American Service and American Country Insurance Companies to Buckle Company Continues to Make Progress With MGA/Insuretech Strategy Chicago, Illinois (May 26, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?Atlas? or the ?Company?) today announced that the previously disclosed sale of the stock, charter and state licenses of

May 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form-q12021earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2021 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or

May 17, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2021 000-54627

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2021 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other jur

May 17, 2021 EX-99.1

Atlas Financial Holdings Announces Unaudited First Quarter 2021 Financial Results Company Seeing Resurgence in Rider Demand as it Focuses on Executing on Managing General Agency “MGA” Strategy

Exhibit 99.1 Atlas Financial Holdings Announces Unaudited First Quarter 2021 Financial Results Company Seeing Resurgence in Rider Demand as it Focuses on Executing on Managing General Agency ?MGA? Strategy Chicago, Illinois (May 17, 2021) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (?we,? ?us,? ?our,? or ?Atlas?) today reported its unaudited financial results for the first quarter ended March 31

April 26, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K 1 form-optionsannualgeneralm.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2021 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State

April 15, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2020 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other jurisdiction of (I.R.S. Em

April 15, 2021 EX-21

List of Subsidiaries

EXHIBIT 21 Atlas Financial Holdings, Inc. List of Subsidiaries Name State of Jurisdiction/Organization American Country Insurance Company Illinois American Insurance Acquisition Inc. Delaware American Service Insurance Company, Inc. Illinois Anchor Group Management Inc. New York Anchor Holdings Group, Inc. New York Gateway Insurance Company Illinois Global Liberty Insurance Company of New York New

April 1, 2021 NT 10-K

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

March 2, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2020 000-5

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2020 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other

February 16, 2021 EX-10.1

Paycheck Protection Program Promissory Note dated February 7, 2021, between American Insurance Acquisition Inc. and Fifth Third Bank, National Association

Compliance Systems LLC 2020 - 2021 ITEM 716BAL1 (9/2021) Page 1of 7 www.compliancesystems.com NOTE SBA Loan # SBA Loan Name Date Loan Amount Interest Rate 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of Dollars, interest on the unpaid principal balance, and all other amounts required by this Note. Borrower Operating Company Lender DEFINITION

February 16, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2021 Atlas Financial Holdings, Inc.

February 8, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2020 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other juri

February 3, 2021 SC 13G

SCHEDULE 13G ANNUAL AMENDMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) November 24, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

February 2, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(b) (Amendment No. 2)*

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(b) (Amendment No. 2)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 20

January 19, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2020 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Cayman Islands 27-5466079 (State or other jur

December 4, 2020 SC 13G

AFH / Atlas Financial Holdings, Inc. / Baleen Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) November 24, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

December 3, 2020 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2019 000-54627 ATLA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2019 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jurisdiction of (I.R.S. Em

December 3, 2020 EX-21

List of Subsidiaries

EXHIBIT 21 Atlas Financial Holdings, Inc. List of Subsidiaries Name State of Jurisdiction/Organization American Country Insurance Company Illinois American Insurance Acquisition Inc. Delaware American Service Insurance Company, Inc. Illinois Anchor Group Management Inc. New York Anchor Holdings Group, Inc. New York Gateway Insurance Company Illinois Global Liberty Insurance Company of New York New

November 17, 2020 NT 10-Q

- NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: September 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

November 6, 2020 EX-99.1

Atlas Financial Holdings Provides Update Regarding Sale of Additional Legacy Assets to Buckle; Company’s Primary Focus Now on Execution of MGA Strategy

Exhibit 99.1 Atlas Financial Holdings Provides Update Regarding Sale of Additional Legacy Assets to Buckle; Company’s Primary Focus Now on Execution of MGA Strategy Chicago, Illinois (November 5, 2020) - Atlas Financial Holdings, Inc. (OTC: AFHIF) (“Atlas” or the “Company”) today announced the execution of a Stock Purchase Agreement relating to certain legacy insurance company assets as described

November 6, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2020 Atlas Financial Holdings, Inc.

November 6, 2020 EX-10.1

Stock Purchase Agreement dates November 2, 2020 by and among American Insurance Acquisition, Inc., the Director of Insurance of the State of Illinois, Robert Muriel, acting solely in his capacity as the statutory and court-affirmed successor to and liquidator of American Service Insurance Company, Inc. (including its subsidiary American County Insurance Company) and Buckle Corp.

EX-10.1 2 asicacicbucklespaagreeme.htm EX-10.1

October 27, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 22, 2020 Atlas Financial Holdings, Inc.

September 18, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2020 Atlas Financial Holdings, Inc.

August 31, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 25, 2020 Atlas Financial Holdings, Inc.

August 24, 2020 EX-99.1

Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency

Exhibit 99.1 Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency Chicago, Illinois (August 24, 2020) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced that it received a delinquency notification letter from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) on August 18, 2020 due to the Company’s no

August 24, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 18, 2020 Atlas Financial Holdings, Inc.

August 17, 2020 NT 10-Q

- NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: June 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

August 13, 2020 8-K

Other Events

8-K 1 acicasiliquidation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2020 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or othe

July 31, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 29, 2020 Atlas Financial Holdings, Inc.

July 31, 2020 EX-99.1

Atlas Financial Holdings Announces Chairman’s Retirement from the Board of Directors

Exhibit 99.1 Atlas Financial Holdings Announces Chairman’s Retirement from the Board of Directors Chicago, Illinois (July 31, 2020) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced the retirement of its Chairman, Mr. Gordon G. Pratt, from the Board of Directors effective August 1, 2020. Mr. Pratt has been Chairman of Atlas from its inception in January 2011

July 8, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 nasdaqnoticeofdelinquencyj.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 1, 2020 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or

July 8, 2020 EX-99.1

Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency

EX-99.1 2 delinquencypr.htm EXHIBIT 99.1 Exhibit 99.1 Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency Chicago, Illinois (July 8, 2020) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced that it received a delinquency notification letter from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) on J

June 18, 2020 EX-99.1

Atlas Financial Holdings Announces Closing Of Sale of Gateway Insurance Company to Buckle

Exhibit 99.1 Atlas Financial Holdings Announces Closing Of Sale of Gateway Insurance Company to Buckle Chicago, Illinois (June 17, 2020) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced that the previously disclosed sale of the stock, charter and state licenses of Atlas’ indirect subsidiary Gateway Insurance Company (“Gateway”) to Buckle, a technology-drive

June 18, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 16, 2020 Atlas Financial Holdings, Inc.

June 15, 2020 EX-99.1

Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency

Exhibit 99.1 Atlas Financial Holdings Receives Nasdaq Notice of Additional Delinquency Chicago, Illinois (June 15, 2020) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced that it received a delinquency notification letter from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) on June 9, 2020 due to the Company’s non-com

June 15, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2020 Atlas Financial Holdings, Inc.

June 12, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 10, 2020 Atlas Financial Holdings, Inc.

May 15, 2020 NT 10-K

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

May 15, 2020 8-K

Other Events

8-K 1 a8k-10qextension.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or other jur

May 11, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2020 Atlas Financial Holdings, Inc.

May 11, 2020 EX-10.1

Stock Purchase Agreement dated May 8, 2020 by and among American Insurance Acquisition, Inc., the Director of Insurance of the State of Illinois, Robert Muriel, acting solely in his capacity as the statutory and court-affirmed successor to and rehabilitator of Gateway Insurance Company and Buckle Corp.

EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1

May 5, 2020 EX-10.1

Paycheck Protection Program Promissory Note dated May 1, 2020, between American Insurance Acquisition Inc. and Fifth Third Bank, National Association

EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1 EXHIBIT 10.1

May 5, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2020 Atlas Financial Holdings, Inc.

March 30, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2020 Atlas Financial Holdings, Inc.

March 30, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2019 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other

March 26, 2020 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q - Quarterly Report - 10-Q

10-Q 1 atlas2019q2form10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2019 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLA

March 11, 2020 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q - Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2019 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jur

March 5, 2020 EX-10.25

Director Equity Awards Agreement dated December 31, 2018*

EXHIBIT 10.25 Atlas Financial Holdings, Inc. Nonemployee Director Restricted Stock Units Notice under the Atlas Financial Holdings, Inc. 2013 Equity Incentive Plan Name of Grantee: This Notice evidences the award of restricted stock units (each, an “RSU,” and collectively, the “RSUs”) of Atlas Financial Holdings, Inc. (the “Company”), that have been granted to you pursuant to the Atlas Financial H

March 5, 2020 10-K/A

AFH / Atlas Financial Holdings, Inc. 10-K/A - Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2018 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jurisdi

February 14, 2020 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Capital Returns Management, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Ordinary voting common shares, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropri

February 12, 2020 EX-10.25

Director Equity Awards Agreement dated December 31, 2018*

EXHIBIT 10.25 ATLAS FINANCIAL HOLDINGS, INC. (the “Company”) Written Resolutions of the Directors of the Company passed pursuant to Article 93 of the Articles of Association of the Company Approval of Director Equity Awards WHEREAS, the Compensation Committee of the Board of Directors has determined it is in the best interest of the Company to grant certain equity incentive compensation awards und

February 12, 2020 10-K

AFH / Atlas Financial Holdings, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2018 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jurisdiction of (I.R.S. Em

February 12, 2020 EX-21

List of Subsidiaries

EXHIBIT 21 Atlas Financial Holdings, Inc. List of Subsidiaries Name State of Jurisdiction/Organization American Country Insurance Company Illinois American Insurance Acquisition Inc. Delaware American Service Insurance Company, Inc. Illinois Anchor Group Management Inc. New York Anchor Holdings Group, Inc. New York Gateway Insurance Company Missouri Global Liberty Insurance Company of New York New

February 12, 2020 EX-4.10

Description of the Company’s 6.625% Notes due 2022

EXHIBIT 4.10 Description of Atlas Financial Holdings, Inc. Notes Registered Under Section 12 of the Securities Exchange Act of 1934 Please note that in this exhibit, references to “the Company,” “Atlas,” “we,” “our” and “us” refer to Atlas Financial Holdings, Inc., as the issuer of the Notes, unless the context requires otherwise. The following description of the Company’s 6.625% Notes due April 2

February 12, 2020 EX-4.9

Description of the Company’s Ordinary Shares

EXHIBIT 4.9 Description of Atlas Financial Holdings, Inc. Ordinary Shares Registered Under Section 12 of the Securities Exchange Act of 1934 Please note that in this exhibit, references to “the Company,” “we,” “our” and “us” refer to Atlas Financial Holdings, Inc., as the issuer of the ordinary shares, unless the context requires otherwise. The following description of our ordinary shares, par val

January 31, 2020 8-K

Regulation FD Disclosure

8-K 1 nasdaqextensionoffiling.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 31, 2020 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State o

January 31, 2020 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / AMERICAN FINANCIAL GROUP INC - ATLAS FINANCIAL HOLDINGS, INC. SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(b) (Amendment No. 1)* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Ordinary voting common shares, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP

January 29, 2020 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 28, 2020 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 10, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 6, 2020 Atlas Financial Holdings, Inc.

December 16, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 12, 2019 Atlas Financial Holdings, Inc.

November 25, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 nasdaqnoticeofdeficiency.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 14, 2019 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State

November 25, 2019 EX-99.1

Atlas Financial Holdings Receives Anticipated Nasdaq Notice of Additional Delinquency

EX-99.1 2 afhnoticeofdelinquencypres.htm EXHIBIT 99.1 EXHIBIT 99.1 Atlas Financial Holdings Receives Anticipated Nasdaq Notice of Additional Delinquency Chicago, Illinois (November 20, 2019) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) today announced that, as expected, the Company received an additional delinquency notification letter from the Listing Qualifications S

November 15, 2019 NT 10-Q

AFH / Atlas Financial Holdings, Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: September 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

October 31, 2019 8-K

Changes in Registrant's Certifying Accountant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2019 Atlas Financial Holdings, Inc.

October 16, 2019 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 15, 2019 Atlas Financial Holdings, Inc.

October 11, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 7, 2019 Atlas Financial Holdings, Inc.

October 11, 2019 EX-10.1

Form of near-term incentive agreement between Atlas Financial Holdings, Inc., Anchor Group Management, Inc. and certain executives (incorporated by reference from our current report on Form 8-K filed on October 11, 2019)

EXHIBIT 10.1 Atlas financial holdings, inc. This Agreement (the “Agreement”) constitutes the terms of a near-term incentive plan between (the “Executive”) and Anchor Group Management, Inc. (“AGMI”) a wholly owned indirect subsidiary of Atlas Financial Holdings, Inc. (“Atlas”). This Agreement applies to the period of employment from September 15, 2019 through December 31, 2020. The terms of this ag

September 13, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 11, 2019 Atlas Financial Holdings, Inc.

August 14, 2019 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2019 Atlas Financial Holdings, Inc.

August 9, 2019 NT 10-Q

AFH / Atlas Financial Holdings, Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

July 26, 2019 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2019 Atlas Financial Holdings, Inc.

July 26, 2019 EX-99.1

Atlas Financial Holdings, Inc. Announces Receipt of Determination Letter from Nasdaq; Confirms Intent to Request Appeal

Exhibit 99.1 Atlas Financial Holdings, Inc. Announces Receipt of Determination Letter from Nasdaq; Confirms Intent to Request Appeal Chicago, Illinois (July 26, 2019) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) announced today that on July 22, 2019, it received a determination letter (the “Letter”) from the Nasdaq Staff stating that the Company is not in compliance wi

July 10, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 8, 2019 Atlas Financial Holdings, Inc.

June 19, 2019 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 13, 2019 Atlas Financial Holdings, Inc.

June 14, 2019 SC 13G

AFH / Atlas Financial Holdings, Inc. / AMERICAN FINANCIAL GROUP INC - SCHEDULE 13G ATLAS FINANCIAL HOLDINGS, INC. JUNE 14, 2019 Passive Investment

SC 13G 1 atlas061419.htm SCHEDULE 13G ATLAS FINANCIAL HOLDINGS, INC. JUNE 14, 2019 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(b) (Amendment No. )* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Ordinary voting common s

June 13, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 afgdefagrmtform8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 10, 2019 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or other j

June 13, 2019 EX-10.1

Transaction Agreement dated June 10, 2019 by and among Atlas Financial Holdings, Inc., American Insurance Acquisition, Inc., Anchor Group Management, Inc., American Financial Group and National Interstate Insurance Company (incorporated by reference from our current report on Form 8-K filed on June 13, 2019

EX-10.1 2 afh8k061019exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 TRANSACTION AGREEMENT THIS TRANSACTION AGREEMENT (this “Agreement”) is entered into effective as of June 10, 2019 (the “Effective Date”) by and among National Interstate Insurance Company, an Ohio corporation (“NATL”); American Financial Group, Inc., an Ohio corporation (“AFG”); Atlas Financial Holdings, Inc., a Cayman Islands corporation (

June 13, 2019 EX-10.2

Warrant Agreement dated June 10, 2019 by and between Atlas Financial Holdings, Inc. and Great American Insurance Company (incorporated by reference from our current report on Form 8-K filed on June 13, 2019)

EX-10.2 3 afh8k061019exh102.htm EXHIBIT 10.2 EXHIBIT 10.2 WARRANT THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (I) A REGISTRATION

June 13, 2019 EX-10.3

Registration Rights Agreement dated June 10, 2019 by and between Atlas Financial Holdings, Inc. and Great American Insurance Company (incorporated by reference from our current report on Form 8-K filed on June 13, 2019)

EX-10.3 4 afh8k061019exh103.htm EXHIBIT 10.3 EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 10, 2019 among ATLAS FINANCIAL HOLDINGS, INC., a Cayman Islands corporation (the “Company”), and GREAT AMERICAN INSURANCE COMPANY, an Ohio corporation (the “Investor”). WHEREAS, the Company, certain Affiliates of the Compa

June 13, 2019 EX-99.1

Atlas Financial Holdings, Inc. Enters Into Agreement with American Financial Group, Inc.; Continues Strategic Evaluation

EX-99.1 5 afh8k061019exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Atlas Financial Holdings, Inc. Enters Into Agreement with American Financial Group, Inc.; Continues Strategic Evaluation Chicago, Illinois (June 10, 2019) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) announced today that as an initial outcome of its strategic review, Atlas concluded that the utilization of its w

May 17, 2019 EX-99.1

Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq

Exhibit 99.1 Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq Chicago, Illinois (May 17, 2019) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) announced today that on May 14, 2019, it received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because it had not time

May 17, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 q12019delinqform8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2019 Atlas Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Cayman Islands 000-54627 27-5466079 (State or other j

May 16, 2019 NT 10-Q

AFH / Atlas Financial Holdings, Inc. NT 10-Q NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

April 30, 2019 EX-16.1

April 30, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read Atlas Financial Holdings, Inc.’s statements included in Item 4.01 of its Form 8-K, which we understand will be filed on April 30,

EX-16.1 2 atlas8ksecrsmletter.htm EXHIBIT 16.1 April 30, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read Atlas Financial Holdings, Inc.’s statements included in Item 4.01 of its Form 8-K, which we understand will be filed on April 30, 2019. We agree with such statements concerning our Firm. Sincerely, RSM US LLP

April 30, 2019 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2019 Atlas Financial Holdings, Inc.

April 9, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2019 Atlas Financial Holdings, Inc.

April 9, 2019 EX-99.1

Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq Due to Timing of Filing on Form 10-K

Exhibit 99.1 Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq Due to Timing of Filing on Form 10-K Chicago, Illinois (April 9, 2019) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) announced today that on April 5, 2019, as anticipated, it received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with

March 18, 2019 NT 10-K

AFH / Atlas Financial Holdings, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

March 4, 2019 EX-99.2

NASDAQ: AFH Fourth Quarter 2018 Conference Call March 4, 2019 Safe Harbor: Financial Information (2018 data is unaudited) Statements in this presentation, including the information set forth as to the future financial or operating performance of Atla

conferencecallq42018r210 NASDAQ: AFH Fourth Quarter 2018 Conference Call March 4, 2019 Safe Harbor: Financial Information (2018 data is unaudited) Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc.

March 4, 2019 EX-99.1

Atlas Financial Holdings Announces Unaudited Fourth Quarter 2018 Financial Results Company to Hold Conference Call on Monday, March 4, 2019 at 5:00 p.m. ET

Exhibit 99.1 Atlas Financial Holdings Announces Unaudited Fourth Quarter 2018 Financial Results Company to Hold Conference Call on Monday, March 4, 2019 at 5:00 p.m. ET Fourth Quarter 2018 Financial Performance Summary: • Gross premiums written were $57.7 million for the three months ended December 31, 2018 compared to $54.2 million for the three months ended December 31, 2017. • Total revenue was

March 4, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kreq42018earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2019 Atlas Financial Holdings, Inc. (Exact name of Registrant as specified in its charter) Commission File Number 000-54627 CAYMAN ISLA

February 28, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2019 Atlas Financial Holdings, Inc.

February 13, 2019 SC 13G

AFH / Atlas Financial Holdings, Inc. / Capital Returns Management, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ATLAS FINANCIAL HOLDINGS, INC. (Name of Issuer) Ordinary voting common shares, $0.003 par value per share (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropria

February 12, 2019 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

February 12, 2019 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

November 6, 2018 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2018 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other

November 5, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2018.

November 5, 2018 EX-99.2

NASDAQ: AFH Third Quarter 2018 Conference Call November 6, 2018 Safe Harbor: Atlas by the Numbers Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, In

conferencecallq32018r187 NASDAQ: AFH Third Quarter 2018 Conference Call November 6, 2018 Safe Harbor: Atlas by the Numbers Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc.

November 5, 2018 EX-99.1

Atlas Financial Holdings Announces Third Quarter 2018 Financial Results Company to Hold Conference Call on Tuesday, November 6, 2018 at 8:30 a.m. ET

Exhibit 99.1 Atlas Financial Holdings Announces Third Quarter 2018 Financial Results Company to Hold Conference Call on Tuesday, November 6, 2018 at 8:30 a.m. ET Third Quarter 2018 Financial Performance Summary (comparisons to Third Quarter 2017 unless noted): • Gross premiums written was $75.9 million for the three months ended September 30, 2018 compared to $65.9 million • In-force premium as of

August 6, 2018 EX-99.2

NASDAQ: AFH 2018 Second Quarter Conference Call August 7, 2018 Safe Harbor Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc., American Country In

conferencecallq22018r141 NASDAQ: AFH 2018 Second Quarter Conference Call August 7, 2018 Safe Harbor Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc.

August 6, 2018 EX-99.1

Atlas Financial Holdings Announces 2018 Second Quarter Financial Results Company to Hold Conference Call on Tuesday, August 7, 2018 at 8:30 a.m. ET

EX-99.1 2 q22018pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Atlas Financial Holdings Announces 2018 Second Quarter Financial Results Company to Hold Conference Call on Tuesday, August 7, 2018 at 8:30 a.m. ET Second Quarter 2018 Financial Performance Summary (comparisons to Second Quarter 2017 unless noted): • Gross premiums written in each of the three month periods ended June 30, 2018 and 2017 wer

August 6, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2018.

August 6, 2018 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2018 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other juri

June 18, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 15, 2018 Atlas Financial Holdings, Inc.

June 18, 2018 EX-16.1

Letter Regarding Change in Certifying Accountant (incorporated by reference from our current report on Form 8-K filed June 18, 2018)

atlaschangeinaccountants Tel: 616-774-7000 200 Ottawa Avenue NW, Suite 300 Fax: 616-776-3680 Grand Rapids, MI 49503 www.

May 25, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 22, 2018 Atlas Financial Holdings, Inc.

May 7, 2018 EX-99.2

NASDAQ: AFH 2018 First Quarter Conference Call May 8, 2018 Safe Harbor Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc., American Country Insura

conferencecallq12018r128 NASDAQ: AFH 2018 First Quarter Conference Call May 8, 2018 Safe Harbor Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc.

May 7, 2018 EX-99.1

Atlas Financial Holdings Announces 2018 First Quarter Financial Results Company to Hold Conference Call on Tuesday, May 8, 2018 at 8:30 a.m. ET

EX-99.1 2 q12018pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Atlas Financial Holdings Announces 2018 First Quarter Financial Results Company to Hold Conference Call on Tuesday, May 8, 2018 at 8:30 a.m. ET First Quarter 2018 Financial Performance Summary (comparisons to First Quarter 2017 unless noted): • Gross premiums written decreased by 3.0% to $95.6 million • In-force premium increased 7.4% to $

May 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2018.

May 7, 2018 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2018 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jur

April 30, 2018 DEF 14A

AFH / Atlas Financial Holdings, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin

April 9, 2018 EX-99.1

Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq Due to Timing of Filing on Form 10-K; Subsequently Notified that it is in Compliance

Exhibit 99.1 Atlas Financial Holdings Announces Receipt of Notification Letter from Nasdaq Due to Timing of Filing on Form 10-K; Subsequently Notified that it is in Compliance Chicago, Illinois (April 9, 2018) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) (“Atlas” or the “Company”) announced today that on April 3, 2018, it received a delinquency notification letter from Nasdaq stating that the Co

April 9, 2018 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2018.

April 3, 2018 EX-21

List of Subsidiaries

EX-21 2 listofsubsidiaries12-2017.htm EXHIBIT 21 Exhibit 21 ATLAS FINANCIAL HOLDINGS, INC LIST OF SUBSIDIARIES Name State of Jurisdiction/Organization American Country Insurance Company Illinois American Insurance Acquisition Inc. Delaware American Service Insurance Company, Inc. Illinois Anchor Group Management Inc. New York Anchor Holdings Group, Inc. New York DriveOn Digital IP Inc. Delaware Ga

April 3, 2018 10-K

AFH / Atlas Financial Holdings, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: COMMISSION FILE NUMBER: December 31, 2017 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other jurisdiction of (I.R.S. Em

April 2, 2018 EX-99.1

Atlas Financial Holdings Announces 2017 Fourth Quarter Financial Results Company to Hold Conference Call on Tuesday, April 3, 2018 at 8:30 a.m. ET

Exhibit 99.1 Atlas Financial Holdings Announces 2017 Fourth Quarter Financial Results Company to Hold Conference Call on Tuesday, April 3, 2018 at 8:30 a.m. ET Fourth Quarter 2017 Financial Performance Summary (comparisons to Fourth Quarter 2016 unless noted): • Gross premiums written increased by 4.3% to $54.2 million • Total revenue increased by 27.4% to $59.0 million • The combined ratio for th

April 2, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kreq42017earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2018. Atlas Financial Holdings, Inc. (Exact name of Registrant as specified in its charter) Commission File Number 000-54627 CAYMAN ISL

April 2, 2018 EX-99.2

NASDAQ: AFH 2017 Fourth Quarter Conference Call April 3, 2018 April 3, 2018 Atlas Financial Holdings, Inc. 2017 Fourth Quarter Conference Call 2 Statements in this presentation, including the information set forth as to the future financial or operat

EX-99.2 3 conferencecallq42017r122.htm EXHIBIT 99.2 NASDAQ: AFH 2017 Fourth Quarter Conference Call April 3, 2018 April 3, 2018 Atlas Financial Holdings, Inc. 2017 Fourth Quarter Conference Call 2 Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc., American Country Insurance Company, American Se

March 16, 2018 NT 10-K

AFH / Atlas Financial Holdings, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: G06207115 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

March 16, 2018 NT 10-K

AFH / Atlas Financial Holdings, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54627 CUSIP NUMBER: [] (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

March 13, 2018 CORRESP

AFH / Atlas Financial Holdings, Inc. CORRESP

Atlas Financial Holdings, Inc. 953 American Lane, 3rd Floor Schaumburg, Illinois 60173 March 13, 2018 VIA EDGAR Jeffrey Gabor United States Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, DC 20549 Re: Atlas Financial Holdings, Inc. Registration Statement on Form S-3 Filed November 30, 2017, as amended File No. 333-221828 Dear Mr. Gabor: Pursuant to Rule

March 5, 2018 S-3/A

AFH / Atlas Financial Holdings, Inc. S-3/A

S-3/A 1 forms-3ashelfregistration2.htm S-3/A As filed with the Securities and Exchange Commission on March 5, 2018 Registration No. 333‑221828 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S‑3/A (AMENDMENT NO. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ATLAS FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Cayman Islands

March 2, 2018 EX-99.3

Raw Transcript 1-877-FACTSET www.callstreet.com Total Pages: 36 Copyright © 2001-2018 FactSet CallStreet, LLC 01-Mar-2018 Atlas Financial Holdings, Inc. (AFH) Q4 2017 Guidance Call Atlas Financial Holdings, Inc. (AFH) Q4 2017 Guidance Call Raw Transc

EX-99.3 4 afhtranscriptmarch12018c.htm EXHIBIT 99.3 Raw Transcript 1-877-FACTSET www.callstreet.com Total Pages: 36 Copyright © 2001-2018 FactSet CallStreet, LLC 01-Mar-2018 Atlas Financial Holdings, Inc. (AFH) Q4 2017 Guidance Call Atlas Financial Holdings, Inc. (AFH) Q4 2017 Guidance Call Raw Transcript 01-Mar-2018 1-877-FACTSET www.callstreet.com 2 Copyright © 2001-2018 FactSet CallStreet, LLC

March 2, 2018 EX-99.1

Atlas Financial Holdings Announces Preliminary 2017 Fourth Quarter and Year End Financial Results Schedules Conference Call To Discuss at 5:00 PM ET

EX-99.1 2 q42017preliminarypressrele.htm EXHIBIT 99.1 Exhibit 99.1 Atlas Financial Holdings Announces Preliminary 2017 Fourth Quarter and Year End Financial Results Schedules Conference Call To Discuss at 5:00 PM ET Chicago, Illinois (March 1, 2018) - Atlas Financial Holdings, Inc. (NASDAQ: AFH) ("Atlas" or the "Company") today announced selected preliminary unaudited financial results for its fou

March 2, 2018 EX-99.2

NASDAQ: AFH Preliminary 2017 Fourth Quarter and Year End Conference Call March 1, 2018 Forward Looking Statement 2 Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Finan

afhpreliminary2017fourth NASDAQ: AFH Preliminary 2017 Fourth Quarter and Year End Conference Call March 1, 2018 Forward Looking Statement 2 Statements in this presentation, including the information set forth as to the future financial or operating performance of Atlas Financial Holdings, Inc.

March 2, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kreq42017preliminaryear.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2018. Atlas Financial Holdings, Inc. (Exact name of Registrant as specified in its charter) Commission File Number 000-54627 CAYMAN ISLA

February 12, 2018 CORRESP

AFH / Atlas Financial Holdings, Inc. CORRESP

February 12, 2018 Mr. Frank Wyman Securities and Exchange Commission Division of Corporate Finance Office of Healthcare & Insurance Washington, D.C. 20549 RE: Response to January 24, 2018 Comment Letter Dear Mr. Wyman: I am responding to the Commission’s letter to me dated January 24, 2018 with respect to Atlas Financial Holdings, Inc.’s Form 10-K for the Fiscal Year Ended December 31, 2016 as fil

February 8, 2018 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 8, 2018 SC 13G/A

AFH / Atlas Financial Holdings, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Atlas Financial Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G06207115 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 3, 2018 CORRESP

AFH / Atlas Financial Holdings, Inc. CORRESP

January 3, 2018 Mr. Frank Wyman Securities and Exchange Commission Division of Corporate Finance Office of Healthcare & Insurance Washington, D.C. 20549 RE: Response to December 20, 2017 Comment Letter Dear Mr. Wyman: I am responding to the Commission’s letter to me dated December 20, 2017 with respect to Atlas Financial Holdings, Inc.’s Form 10-K for the Fiscal Year Ended December 31, 2016 as fil

November 30, 2017 S-3

Power of Attorney.

As filed with the Securities and Exchange Commission on November 30, 2017 Registration No.

November 30, 2017 EX-4.3

Special Resolution amending Articles 124 and 125(e) of the Articles of Association (incorporated by reference from our registration statement on Form S-3 file November 30, 2017)

amend124125e CERTIFICATE OF REGISTERED OFFICE Atlas Financial Holdings, Inc. Cricket Square, Hutchins Drive P.O. Box 2681 Grand Cayman, KYl-1111 We, Codtin Trust Company (Cayman) Limited, Registered Office of Atlas Financial Holdings, Inc. (the "Company") DO HEREBY CERTIFY the following is an extract of Special Resolutions by the Shareholders of the Company on 29"^ May, 2014 and that such resoluti

November 30, 2017 EX-25.1

Statement of Eligibility and Qualification of Trustee on Form T-1 for Senior Indenture.

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T‑1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employe

November 7, 2017 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: September 30, 2017 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other

November 6, 2017 EX-99.2

NASDAQ: AFH 2017 Third Quarter Conference Call November 7, 2017 November 7, 2017 Atlas Financial Holdings, Inc. 2017 Third Quarter Conference Call 2 Statements in this presentation, including the information set forth as to the future financial or op

conferencecallq32017r111 NASDAQ: AFH 2017 Third Quarter Conference Call November 7, 2017 November 7, 2017 Atlas Financial Holdings, Inc.

November 6, 2017 8-K

AFH / Atlas Financial Holdings, Inc. 8-K (Current Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2017 .

November 6, 2017 EX-99.1

Atlas Financial Holdings Announces 2017 Third Quarter Financial Results Company to Hold Conference Call on Tuesday, November 7, 2017 at 8:30 a.m. ET

Exhibit Exhibit 99.1 Atlas Financial Holdings Announces 2017 Third Quarter Financial Results Company to Hold Conference Call on Tuesday, November 7, 2017 at 8:30 a.m. ET Third Quarter 2017 Financial Performance Summary (comparisons to Third Quarter 2016 unless noted): ? Total revenue for the three month period ended September 30, 2017 increased by 26.8% to $57.5 million ? Gross premium written inc

August 7, 2017 EX-99.2

NASDAQ: AFH 2017 Second Quarter Conference Call August 8, 2017 August 8, 2017 Atlas Financial Holdings, Inc. 2017 Second Quarter Conference Call 2 Statements in this presentation, including the information set forth as to the future financial or oper

conferencecallq22017rdd2 NASDAQ: AFH 2017 Second Quarter Conference Call August 8, 2017 August 8, 2017 Atlas Financial Holdings, Inc.

August 7, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kreq22017earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2017. Atlas Financial Holdings, Inc. (Exact name of Registrant as specified in its charter) Commission File Number 000-54627 CAYMAN IS

August 7, 2017 EX-99.1

Atlas Financial Holdings Announces 2017 Second Quarter Financial Results Company to Hold Conference Call on Tuesday, August 8, 2017 at 8:30 a.m. ET

EX-99.1 2 q22017pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Atlas Financial Holdings Announces 2017 Second Quarter Financial Results Company to Hold Conference Call on Tuesday, August 8, 2017 at 8:30 a.m. ET Second Quarter 2017 Financial Performance Summary (comparisons to Second Quarter 2016 unless noted): • Total revenue for the three month period ended June 30, 2017 increased by 28.9% to $55.7 m

August 7, 2017 10-Q

AFH / Atlas Financial Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: June 30, 2017 000-54627 ATLAS FINANCIAL HOLDINGS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CAYMAN ISLANDS 27-5466079 (State or other juri

June 15, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2017 Atlas Financial Holdings, Inc.

May 22, 2017 8-K

Atlas Financial Holdings 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2017 Atlas Financial Holdings, Inc.

May 11, 2017 8-A12B/A

Atlas Financial Holdings 8-A12B/A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Atlas Financial Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Cayman Islands 27-5466079 (State of Incorporation or Organization) (I.R.S. Employer Identification N

May 8, 2017 EX-99.2

2017 First Quarter Conference Call May 9, 2017 Nasdaq: AFH May 9, 2017 Atlas Financial Holdings, Inc. 2017 First Quarter Conference Call 2 Statements in this presentation, including the information set forth as to the future financial or operating pe

afhccpresentationq12017f 2017 First Quarter Conference Call May 9, 2017 Nasdaq: AFH May 9, 2017 Atlas Financial Holdings, Inc.

May 8, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kreq12017earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2017. Atlas Financial Holdings, Inc. (Exact name of Registrant as specified in its charter) Commission File Number 000-54627 CAYMAN ISLAN

May 8, 2017 EX-99.1

Atlas Financial Holdings Announces 2017 First Quarter Financial Results Company to Hold Conference Call on Tuesday, May 9, 2017 at 8:30 a.m. ET

Exhibit Exhibit 99.1 Atlas Financial Holdings Announces 2017 First Quarter Financial Results Company to Hold Conference Call on Tuesday, May 9, 2017 at 8:30 a.m. ET First Quarter 2017 Financial Performance Summary (comparisons to First Quarter 2016 unless noted): ? Gross premium written increased by 53.8% to $98.5 million ? In-force premium as of March 31, 2017 increased 16.0% to $255.8 million co

May 8, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: COMMISSION FILE NUMBER: March 31, 2017 000-54627

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 26, 2017 EX-4.3

Form of Note representing $25,000,000 aggregate principal amount of 6.625% Senior Unsecured Notes due 2022 (incorporated by reference from our current report on Form 8-K filed April 26, 2017)

EX-4.3 5 exhibit43atlasfinancialf.htm EXHIBIT 4.3 A-1 THIS SENIOR NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE ORIGINAL INDENTURE HEREINAFTER REFERRED TO. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (“DTC”), A NEW YORK CORPORATION, TO ATLAS FINANCIAL HOLDINGS, INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND AN

April 26, 2017 EX-1.1

Underwriting Agreement, dated April 21, 2017, by and between Atlas Financial Holdings, Inc. and Sandler O'Neill & Partners, L.P. (incorporated by reference from our current report on form 8-K filed April 27, 2017)

exhibit11underwritingagr Execution Version $25,000,000 Atlas Financial Holdings, Inc.

April 26, 2017 EX-4.2

First Supplemental Indenture, dated as of April 26, 2017, between Atlas Financial Holdings, Inc. and Wilmington Trust, National Association, as trustee (incorporated by reference from our current report on Form 8-K filed April 26, 2017)

exhibit42atlasfinancialf FIRST SUPPLEMENTAL INDENTURE between ATLAS FINANCIAL HOLDINGS, INC.

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