Mga Batayang Estadistika
LEI | H3F39CAXWQRVWURFXL38 |
CIK | 1267238 |
SEC Filings
SEC Filings (Chronological Order)
August 18, 2025 |
ASSURANT, INC. 5.550% Senior Notes due 2036 UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 ASSURANT, INC. 5.550% Senior Notes due 2036 UNDERWRITING AGREEMENT August 14, 2025 August 14, 2025 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Assurant, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for who |
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August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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August 18, 2025 |
Assurant Announces Closing of Public Offering of Senior Notes EX-99.1 Exhibit 99.1 Assurant Announces Closing of Public Offering of Senior Notes ATLANTA, August 18, 2025 - Assurant, Inc. (NYSE: AIZ) (“Assurant”), a premier global protection company that safeguards and services connected devices, homes and automobiles in partnership with the world’s leading brands, today announced the closing of a public offering of $300.0 million aggregate principal amount o |
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August 18, 2025 |
EX-4.3 Exhibit 4.3 [FACE OF SECURITY] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEP |
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August 15, 2025 |
Calculation of Filing Fee Tables S-3 ASSURANT, INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effe |
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August 15, 2025 |
Assurant, Inc. $300,000,000 5.550% Senior Notes due 2036 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276645 Prospectus Supplement (to Prospectus dated January 22, 2024) Assurant, Inc. $300,000,000 5.550% Senior Notes due 2036 Assurant, Inc. is offering $300,000,000 principal amount of 5.550% senior notes due 2036 (the “Notes”). We will pay interest on the Notes semi-annually on February 15 and August 15 of each year, be |
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August 14, 2025 |
FWP Filed Pursuant to Rule 433 Registration Statement No. 333-276645 Pricing Term Sheet Assurant, Inc. $300,000,000 5.550% SENIOR NOTES DUE 2036 Issuer: Assurant, Inc. Expected Ratings / Outlook*: Baa2 (Stable) (Moody’s) / BBB (Stable) (S&P) Securities: 5.550% Senior Notes due 2036 (the “Senior Notes”) Format: SEC Registered Trade Date: August 14, 2025 Settlement Date**: August 18, 2025 (T+2) Matu |
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August 13, 2025 |
SUBJECT TO COMPLETION, DATED AUGUST 13, 2025 424B5 Table of Contents The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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August 12, 2025 |
Exhibit 99.1 Assurant Appoints Chief Operating Officer and President, Global Housing, Drawing on Strength of Leadership Bench ATLANTA – August 12, 2025 – Assurant, Inc. (NYSE: AIZ), a premier global protection company that safeguards and services connected devices, homes, and automobiles in partnership with the world’s leading brands, today announced two strategic leadership appointments. Demonstr |
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August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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August 7, 2025 |
**Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. |
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August 7, 2025 |
**Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. |
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August 7, 2025 |
**Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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August 7, 2025 |
Assurant, Inc. Amended and Restated Directors Compensation Plan, effective as of May 21, 2025.* ASSURANT, INC. AMENDED AND RESTATED DIRECTORS COMPENSATION PLAN ARTICLE 1 PURPOSE 1.1 PURPOSE. The purpose of the Assurant, Inc. Amended and Restated Directors Compensation Plan is to attract, retain and compensate highly qualified individuals who are not employees of Assurant, Inc. or any of its subsidiaries or affiliates for service as members of the Board by providing them with competitive comp |
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August 7, 2025 |
**Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. |
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August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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August 5, 2025 |
Exhibit 99.1 Assurant Reports Strong Second Quarter 2025 Financial Results and Increases Full Year Outlook 2025 Outlook to Deliver Adjusted EPS Growth Approaching 10% and Adjusted EBITDA Growth of Mid- to High Single-Digits, Both Ex. Catastrophes (Unaudited) Q2'25 Q2'24 Change 6M'25 6M'24 Change $ in millions, except per share data GAAP net income 235.3 188.7 25% 381.9 425.1 (10)% Adjusted EBITDA1 |
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July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-31978 A. Full title of th |
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June 18, 2025 |
Exhibit 10.1 EXECUTION COPY THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 18, 2025 among ASSURANT, INC., as Borrower, THE LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Syndication Agent JPMORGAN CHASE BANK, N.A., WELLS FARGO SECURITIES, LLC and U.S. BANK NATIONAL ASSOCIATION, as Joint Lead Arrangers and Joint |
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June 18, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction Of Incorporation) (Commission File Numbe |
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May 23, 2025 |
Restated Certificate of Incorporation of Assurant, Inc., effective as of May 21, 2025. Exhibit 3.3 RESTATED CERTIFICATE OF INCORPORATION OF ASSURANT, INC. The present name of the corporation is Assurant, Inc. The corporation was incorporated under the name “Assurant, Inc.” by the filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware on October 10, 2003. This Restated Certificate of Incorporation only restates and integrates and does |
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May 23, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ASSURANT, INC. Assurant, Inc., a Delaware corporation (the “Corporation”), hereby certifies: A.The amendments set forth herein were duly adopted in accordance with the provisions of Section 242 of the Delaware General Corporation Law. B.Article FOURTH of the Amended and Restated Certificate of Incorporatio |
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May 23, 2025 |
Exhibit 3.2 CERTIFICATE OF ELIMINATION OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK OF ASSURANT, INC. (Pursuant to Section 151(g) of the Delaware General Corporation Law) Assurant, Inc., a Delaware corporation (the “Corporation”), does hereby certify that the following resolution respecting shares of 6.50% Series D Mandatory Convertible Preferred Stock of the Corporation was duly adopte |
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May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 23, 2025 |
Amended and Restated By-laws of Assurant, Inc., effective as of May 21, 2025. Exhibit 3.4 AMENDED AND RESTATED BY-LAWS OF ASSURANT, INC. Adopted May 21, 2025 ARTICLE I. STOCKHOLDERS Section 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place, if any, within or without the State of D |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 6, 2025 |
Assurant Reports First Quarter 2025 Financial Results Reaffirming 2025 Enterprise Outlook Exhibit 99.1 Assurant Reports First Quarter 2025 Financial Results Reaffirming 2025 Enterprise Outlook ATLANTA, May 6, 2025 — Assurant, Inc. (NYSE: AIZ), a premier global protection company that safeguards and services connected devices, homes and automobiles in partnership with the world’s leading brands, today announced results for the first quarter ended March 31, 2025. “We are pleased with our |
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April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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February 20, 2025 |
Amended and Restated Assurant Deferred Compensation Plan, effective as of January 1, 2025.* Exhibit 10.13 ASSURANT DEFERRED COMPENSATION PLAN Amended and Restated Effective as of January 1, 2025 - 1 - Table of Contents Page Purpose. 1 ARTICLE 1 Definitions 1 ARTICLE 2 Selection/Enrollment/Eligibility. 6 2.1... Eligibility. 6 2.2... Enrollment Requirements 6 2.3... Commencement of Participation. 7 2.4... Termination of Participation. 7 ARTICLE 3 Deferral Commitments/Company Contributions/ |
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February 20, 2025 |
Exhibit 10.12 AMENDED AND RESTATED ASSURANT, INC. EXECUTIVE SHORT TERM INCENTIVE PLAN SECTION 1. Purpose, Definitions 1.1Purpose. The purpose of this Amended and Restated Assurant, Inc. Executive Short Term Incentive Plan (“Plan”) is to advance the interests of the Company and its stockholders in attracting, retaining, and motivating executive officers by providing financial rewards based on achie |
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February 20, 2025 |
Exhibit 10.19 AMENDMENT NUMBER FIVE TO THE ASSURANT EXECUTIVE PENSION PLAN THIS AMENDMENT to the Assurant Executive Pension Plan, as amended and restated effective as of January 1, 2009 (the “Plan”), is adopted by the Assurant, Inc. Benefit Plans Committee (the “Committee”) effective as of the dates specified below. W I T N E S S E T H: WHEREAS, Assurant, Inc. (the “Company”) currently maintains t |
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February 20, 2025 |
Exhibit 10.23 AMENDMENT NUMBER THREE TO THE ASSURANT EXECUTIVE 401(k) PLAN THIS AMENDMENT to the Assurant Executive 401(k) Plan, as amended and restated effective as of January 1, 2014 (the “Plan”), is adopted by the Assurant, Inc. Benefit Plans Committee (the “Committee”) effective as of the dates specified below. W I T N E S S E T H: WHEREAS, Assurant, Inc. (the “Company”) currently maintains th |
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February 20, 2025 |
Description of the Registrant’s Securities Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Assurant, Inc. has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock, par value $0.01 per share and (2) our 5.25% subordinated notes due January 2061 (our “2061 Subordinated |
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February 20, 2025 |
Subsidiaries of the Registrant. Exhibit 21 Assurant, Inc. Subsidiaries as of December 31, 2024 Subsidiary Name Jurisdiction of Organization D/B/A (if applicable) ABI International Cayman Islands ABIG Holding de Espana, S.L. Spain ACAP Delaware Insurance Company Delaware AIM Acquisitions, LLC Delaware AIM Alexander Crossing Apartments, LLC Delaware AIM AWP Atlanta Apartments, LLC Delaware AIM Black, LLC Delaware AIM Blue, LLC Del |
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February 20, 2025 |
Form of Assurant, Inc. Change in Control Agreement, effective as of November 18, 2024. * Non-CA Exhibit 10.24 CHANGE IN CONTROL AGREEMENT This Agreement, dated as of [], 2025 (the "Effective Date"), is between Assurant, Inc., a Delaware corporation (the "Company"), and [] (the "Executive") (the “Agreement”). Recital and Meaning of Capitalized Terms A.The Company wishes to promote continuity of management in the event of a Change in Control and to provide the Executive with certain ben |
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February 20, 2025 |
CA Exhibit 10.25 CHANGE IN CONTROL AGREEMENT This Agreement, dated as of [], 2025 (the "Effective Date"), is between Assurant, Inc., a Delaware corporation (the "Company"), and [] (the "Executive") (the “Agreement”). Recital and Meaning of Capitalized Terms A.The Company wishes to promote continuity of management in the event of a Change in Control and to provide the Executive with certain benefit |
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February 20, 2025 |
Exhibit 10.32 **Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. Redacted information is indicated with brackets and asterisks ([***]). PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is dated as of the 22nd day of January, 2025 (the “Eff |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . |
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February 20, 2025 |
Assurant, Inc. Insider Trading Policy.+ Exhibit 19 **Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. |
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February 20, 2025 |
Exhibit 24 ASSURANT, INC. POWER OF ATTORNEY The undersigned directors of Assurant, Inc., a Delaware corporation (the “Company”), hereby authorize and appoint Keith Demmings, Keith Meier and Dimitry DiRienzo, and each of them severally, the individual’s true and lawful attorneys-in-fact and agents, with power to act with or without the other, and with full power of substitution and resubstitution, |
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February 11, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File N |
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February 11, 2025 |
Exhibit 99.1 Assurant Reports Fourth Quarter 2024 and Full-Year Financial Results Delivered Second Consecutive Year of Double-Digit Earnings and EPS Growth in 2024 Led by Strong Global Housing Results; Profitable Growth Expected to Continue in 2025 ATLANTA, February 11, 2025 — Assurant, Inc. (NYSE: AIZ), a premier global protection company that safeguards and services connected devices, homes and |
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January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 (January 22, 2025) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) |
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November 20, 2024 |
Exhibit 99.1 Assurant Appoints Kevin Warren to Board of Directors Former UPS executive strengthens depth of business expertise ATLANTA, GA, November 20, 2024 – Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today announced the appointment of Kevin Warren, former chief marketing and customer experience officer at |
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November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 (November 15, 2024) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (E |
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November 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 5, 2024 |
Exhibit 99.1 Assurant Reports Third Quarter 2024 Financial Results Strong Double-Digit Earnings Growth Year-to-Date Led by Continued Outperformance in Global Housing Company Increases 2024 Outlook to Deliver Low Double-Digit Growth in Adjusted EBITDA with Mid- to High-teens Growth in Adjusted EPS, Both Ex. Catastrophes ATLANTA, November 5, 2024 — Assurant, Inc. (NYSE: AIZ), a leading global busine |
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October 17, 2024 |
AIZ / Assurant, Inc. / STATE STREET CORP Passive Investment SC 13G/A 1 AssurantInc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASSURANT INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04621X108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which th |
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October 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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August 6, 2024 |
Exhibit 99.1 Assurant Reports Second Quarter 2024 Financial Results Strong Second Quarter Earnings and EPS Growth With Continued Strength in Global Housing Company Increases 2024 Outlook to Deliver High Single-Digit Growth in Adjusted EBITDA with Low Double-Digit Adjusted EPS Growth, Both Ex. Catastrophes ATLANTA, August 6, 2024 — Assurant, Inc. (NYSE: AIZ), a leading global business services comp |
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July 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-31978 A. Full title of th |
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May 24, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2024 (May 23, 2024) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commiss |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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May 7, 2024 |
Exhibit 99.1 Assurant Reports First Quarter 2024 Financial Results Increase in First Quarter Earnings and EPS Led by Continued Strong Performance within Global Housing and Growth within Global Lifestyle ATLANTA, May 7, 2024 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today reported results for the first qua |
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May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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February 15, 2024 |
Exhibit 10.13 AMENDED AND RESTATED ASSURANT, INC. EXECUTIVE SHORT TERM INCENTIVE PLAN SECTION 1. Purpose, Definitions 1.1Purpose; Shareholder Approval. The purpose of this Amended and Restated Assurant, Inc. Executive Short -Term Incentive Plan (“Plan”) is to advance the interests of the Company and its stockholders in attracting, retaining, and motivating executive officers by providing financial |
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February 15, 2024 |
Assurant, Inc. Compensation Clawback Policy, effective as of October 2, 2023.* Exhibit 97 ASSURANT, INC. COMPENSATION CLAWBACK POLICY This Compensation Clawback Policy (“Policy”) of Assurant, Inc. (“Company”) has been adopted by the Compensation Committee of the Board of Directors (“the Board”) on November 8, 2023 and is designed to comply with Section 10D of the Securities Exchange Act of 1934, as amended (“Exchange Act”), including Rule 10D-1 (“Rule 10D-1”), as well as Sec |
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February 15, 2024 |
Exhibit 10.36 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (“Agreement”) is entered into effective as of November 14, 2023, by and between Assurant, Inc. and its affiliates, subsidiaries, and any successors thereto (collectively “Company”) and Richard Dziadzio (“Employee”). WHEREAS, Company has determined to terminate the employment relationship with Employee, and Employee and Company agree to t |
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February 15, 2024 |
Exhibit 10.10 ASSURANT, INC. 2017 LONG TERM EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED SECTION 1. Purpose; Definitions 1.1. Purpose. The purpose of this Assurant, Inc. 2017 Long Term Equity Incentive Plan (the “Plan”), as amended and restated as of May 13, 2021 and the Amendment Date (as defined in Section 1.2 below), is to give the Company (as defined in Section 1.2 below), a competitive adva |
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February 15, 2024 |
Exhibit 24 ASSURANT, INC. POWER OF ATTORNEY The undersigned directors of Assurant, Inc., a Delaware corporation (the “Company”), hereby authorize and appoint Keith Demmings, Keith Meier and Dimitry DiRienzo, and each of them severally, the individual’s true and lawful attorneys-in-fact and agents, with power to act with or without the other, and with full power of substitution and resubstitution, |
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February 15, 2024 |
Subsidiaries of the Registrant. Exhibit 21 Assurant, Inc. Subsidiaries as of December 31, 2023 Subsidiary Name Jurisdiction of Organization D/B/A (if applicable) ABI International Cayman Islands ABIG Holding de Espana, S.L. Spain AIM Acquisitions, LLC Delaware AIM Alexander Crossing Apartments, LLC Delaware AIM AWP Atlanta Apartments, LLC Delaware AIM Blue, LLC Delaware AIM Glendale, LLC Delaware AIM Gold, LLC Delaware AIM Green |
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February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . |
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February 13, 2024 |
AIZ / Assurant, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0349-assurantinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 15)* Name of issuer: Assurant Inc Title of Class of Securities: Common Stock CUSIP Number: 04621X108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule |
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February 6, 2024 |
Exhibit 99.1 Assurant Reports Fourth Quarter 2023 and Full-Year 2023 Financial Results Delivered Significant Earnings and EPS Growth in 2023 Led by Global Housing, with Continued Profitable Growth Expected in 2024 ATLANTA, February 6, 2024 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today reported results f |
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February 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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January 22, 2024 |
Exhibit 25.3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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January 22, 2024 |
As filed with the Securities and Exchange Commission on January 22, 2024 Table of Contents As filed with the Securities and Exchange Commission on January 22, 2024 Registration No. |
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January 22, 2024 |
Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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January 22, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Fo |
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January 22, 2024 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 (January 14, 2024) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 (November 9, 2023) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) |
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November 15, 2023 |
Exhibit 99.1 Assurant Realigns Executive Team to Support Global Growth Strategy Keith Meier Named Chief Financial Officer Francesca Luthi Appointed Chief Operating Officer ATLANTA, Nov. 15, 2023 – Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects, and connects major consumer purchases, today announced the realignment of its executive team to support its |
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November 9, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 9, 2023 |
Exhibit 99.1 Assurant Board of Directors Authorizes Additional $600 Million in Share Repurchases and Approves Common Stock Dividend Increase of 3% ATLANTA, November 9, 2023 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, announced today that its Board of Directors authorized a repurchase program for up to $600 |
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November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (E |
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October 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 31, 2023 |
Exhibit 99.1 Assurant Reports Third Quarter 2023 Financial Results Significant Earnings and EPS Growth Driven by Continued Strong Performance in Global Housing and Growth in Global Lifestyle Company Increases 2023 Outlook to Deliver Mid- to High-Teens Growth in Adjusted EBITDA, with Adjusted EPS Growth to Exceed Adjusted EBITDA, Both Ex. Catastrophes ATLANTA, October 31, 2023 — Assurant, Inc. (NYS |
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September 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File |
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August 3, 2023 |
EXHIBIT 10.1 ASSURANT, INC. AMENDED AND RESTATED DIRECTORS COMPENSATION PLAN ARTICLE 1 PURPOSE 1.1 PURPOSE. The purpose of the Assurant, Inc. Amended and Restated Directors Compensation Plan is to attract, retain and compensate highly qualified individuals who are not employees of Assurant, Inc. or any of its subsidiaries or affiliates for service as members of the Board by providing them with com |
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August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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August 1, 2023 |
Exhibit 99.1 Assurant Reports Second Quarter 2023 Financial Results Delivered Significant Earnings and EPS Growth in the Second Quarter Driven by Continued Momentum in Global Housing Company Increases 2023 Outlook to Deliver High Single-Digit Adjusted EBITDA and Adjusted EPS Growth, Both Ex. Catastrophes ATLANTA, August 1, 2023 — Assurant, Inc. (NYSE: AIZ), a leading global business services compa |
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June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-31978 A. Full title of th |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 (May 11, 2023) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commiss |
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May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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May 4, 2023 |
EXHIBIT 10.2 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T A W A R D A G R E E M E N T Performance-Based Award THIS AGREEMENT, is entered into, between Assurant, Inc., a Delaware corporation (the “Company”), and [participant name] (the “Participant”). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the parties hereto |
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May 4, 2023 |
EXHIBIT 10.1 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T A W A R D A G R E E M E N T Time-Based Award THIS AGREEMENT is entered into between Assurant, Inc., a Delaware corporation (the “Company”), and [participant name] (the “Participant”). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the parties hereto agree as |
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May 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 2, 2023 |
Exhibit 99.1 Assurant Reports First Quarter 2023 Financial Results First Quarter Results Driven by Strong Performance in Global Housing; Global Lifestyle Results Improved Sequentially Company Reaffirms 2023 Outlook ATLANTA, May 2, 2023 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today reported results for t |
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April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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March 13, 2023 |
Exhibit 10.1 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T A W A R D A G R E E M E N T Time-Based Award for Non-Employee Directors THIS AGREEMENT is entered into between Assurant, Inc., a Delaware corporation (the “Company”), and [participant name] (the “Participant”). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, |
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March 13, 2023 |
Exhibit 99.1 Assurant Appoints Rajiv Basu to Its Board of Directors Brings 40 years of global finance and financial services industry expertise to further strengthen the company’s board ATLANTA, GA, March 13, 2023 – Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today announced the appointment of Rajiv Basu, for |
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February 28, 2023 |
Underwriting Agreement, dated as of February 23, 2023. EX-1.1 2 d442417dex11.htm EX-1.1 Exhibit 1.1 Execution Version ASSURANT, INC. 6.100% Senior Notes due 2026 UNDERWRITING AGREEMENT February 23, 2023 February 23, 2023 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Assurant, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in |
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February 28, 2023 |
EX-4.2 Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE dated as of February 28, 2023 (this “Supplemental Indenture”), among Assurant, Inc., a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association (successor to U.S. Bank National Association), a national banking association duly organized and existing under the laws of the United States of Ame |
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February 28, 2023 |
Assurant Announces Closing of Public Offering of Senior Notes EX-99.1 Exhibit 99.1 Assurant Announces Closing of Public Offering of Senior Notes ATLANTA, February 28, 2023 - Assurant, Inc. (NYSE: AIZ) (“Assurant”), a leading global business services company that supports, protects and connects major consumer purchases, today announced the closing of a public offering of $175.0 million aggregate principal amount of its 6.100% Senior Notes due 2026 (the “Notes |
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February 28, 2023 |
Form of 6.100% Senior Notes due 2026. EX-4.3 Exhibit 4.3 [FACE OF SECURITY] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEP |
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February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 (February 23, 2023) Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation |
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February 24, 2023 |
Assurant, Inc. $175,000,000 6.100% Senior Notes due 2026 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-252343 Prospectus Supplement (to Prospectus dated January 22, 2021) Assurant, Inc. $175,000,000 6.100% Senior Notes due 2026 Assurant, Inc. is offering $175,000,000 principal amount of 6.100% senior notes due 2026 (the “Notes”). We will pay interest on the Notes semi-annually on February 27 and August 27 of each year, be |
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February 24, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Assurant, Inc. |
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February 23, 2023 |
FWP Filed pursuant to Rule 433 Registration No. 333-252343 February 23, 2023 Assurant, Inc. $175,000,000 6.100% SENIOR NOTES DUE 2026 Issuer: Assurant, Inc. Expected Ratings / Outlook*: Baa2 (Stable) (Moody’s) / BBB (Stable) (S&P) Securities: 6.100% Senior Notes due 2026 (the “Senior Notes”) Format: SEC Registered Trade Date: February 23, 2023 Settlement Date**: February 28, 2023 (T+3) Maturity Da |
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February 21, 2023 |
SUBJECT TO COMPLETION, DATED FEBRUARY 21, 2023 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-252343 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction w |
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February 17, 2023 |
EXHIBIT 10.10 AMENDED AND RESTATED ASSURANT, INC. EXECUTIVE SHORT TERM INCENTIVE PLAN SECTION 1. Purpose; Definitions 1.1.Purpose; Shareholder Approval. The purpose of this Amended and Restated Assurant, Inc. Executive Short Term Incentive Plan is to advance the interests of the Company (as defined in Section 1.2 below) and its stockholders in attracting, retaining, and motivating executive office |
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February 17, 2023 |
Assurant, Inc. 2017 Long Term Equity Incentive Plan, as amended and restated as of December 2, 2022 EXHIBIT 10.8 ASSURANT, INC. 2017 LONG TERM EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED SECTION 1. Purpose; Definitions 1.1. Purpose. The purpose of this Assurant, Inc. 2017 Long Term Equity Incentive Plan (the “Plan”), as amended and restated as of May 13, 2021 and December 2, 2022, is to give the Company (as defined in Section 1.2 below), a competitive advantage in attracting, retaining, and m |
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February 17, 2023 |
Subsidiaries of the Registrant. Exhibit 21.1 Assurant, Inc. Subsidiaries as of December 31, 2022 Subsidiary Name Jurisdiction of Organization D/B/A (if applicable) ABI International Cayman Islands ABIG Holding de Espana, S.L. Spain AIM Acquisitions, LLC Delaware AIM Alexander Crossing Apartments, LLC Delaware AIM AWP Atlanta Apartments, LLC Delaware AIM Blue, LLC Delaware AIM Glendale, LLC Delaware AIM Gold, LLC Delaware AIM Gre |
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February 17, 2023 |
Exhibit 24.1 ASSURANT, INC. POWER OF ATTORNEY The undersigned directors of Assurant, Inc., a Delaware corporation (the “Company”), hereby authorize and appoint Keith Demmings, Richard S. Dziadzio and Dimitry DiRienzo, and each of them severally, the individual’s true and lawful attorneys-in-fact and agents, with power to act with or without the other, and with full power of substitution and resubs |
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February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . |
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February 9, 2023 |
AIZ / Assurant, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Assurant Inc. Title of Class of Securities: Common Stock CUSIP Number: 04621X108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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February 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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February 7, 2023 |
Exhibit 99.1 Assurant Reports Fourth Quarter and Full-Year 2022 Financial Results Delivered Strong Earnings Growth in Global Lifestyle and Improved Performance in Global Housing Sustained Strong Balance Sheet and Capital Return ATLANTA, February 7, 2023 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today repo |
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December 13, 2022 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File N |
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November 14, 2022 |
AMENDED AND RESTATED BY-LAWS OF ASSURANT, INC. Adopted November 10, 2022 ARTICLE I. STOCKHOLDERS Section 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place, if any, within or without the State of Delaware |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 (November 10, 2022) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation |
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November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (E |
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November 1, 2022 |
Assurant Reports Third Quarter 2022 Financial Results Exhibit 99.1 Assurant Reports Third Quarter 2022 Financial Results NEW YORK, November 1, 2022 ? Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today reported results for the third quarter ended September 30, 2022. ?We remain confident in Assurant?s strategy and our ability to drive profitable growth despite disa |
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November 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 25, 2022 |
Exhibit 99.1 Assurant Reports Preliminary Third Quarter 2022 Financial Results Provides Revised 2022 Outlook for Adjusted EBITDA and Adjusted EPS, Both Ex. Catastrophes NEW YORK, October 25, 2022 ? Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today announced preliminary third quarter 2022 results and an update |
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October 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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August 4, 2022 |
EXHIBIT 10.1 CHANGE IN CONTROL AGREEMENT This Agreement, dated as of [], 2022 (the "Effective Date"), is between Assurant, Inc., a Delaware corporation (the "Company"), and [] (the "Executive") (the ?Agreement?). Recital and Meaning of Capitalized Terms A.The Company wishes to promote continuity of management in the event of a Change in Control and to provide the Executive with certain benefits in |
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August 4, 2022 |
EXHIBIT 10.2 CHANGE IN CONTROL AGREEMENT This Agreement, dated as of [], 2022 (the "Effective Date"), is between Assurant, Inc., a Delaware corporation (the "Company"), and [] (the "Executive") (the ?Agreement?). Recital and Meaning of Capitalized Terms A.The Company wishes to promote continuity of management in the event of a Change in Control and to provide the Executive with certain benefits in |
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August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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August 2, 2022 |
Exhibit 99.1 Assurant Reports Second Quarter 2022 Financial Results Continued Momentum in Global Lifestyle While Weaker Global Housing Performance Lowered Results Revised 2022 Outlook for Adjusted EBITDA to 3 to 6 Percent Growth and Adjusted EPS to 14 to 18 Percent Growth, Both Ex. Catastrophes NEW YORK, August 2, 2022 — Assurant, Inc. (NYSE: AIZ), a leading global business services company that s |
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July 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-31978 A. Full title of th |
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May 16, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 (May 12, 2022) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commiss |
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May 12, 2022 |
Assurant Appoints Sari Granat to its Board Strengthens breadth and depth of technology, information security and governance expertise NEW YORK, May 12, 2022 ? Assurant, Inc. |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-31978 Assurant, Inc. (Exact |
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May 5, 2022 |
EXHIBIT 10.2 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T AWARD A G R E E M E N T 20[] Performance-Based Award THIS AGREEMENT, dated as of [], 20[], between Assurant, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the parties hereto agree as |
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May 5, 2022 |
EXHIBIT 10.1 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T AWARD A G R E E M E N T 20[] Time-Based Award THIS AGREEMENT, dated as of [], 20[], between Assurant, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the parties hereto agree as follows |
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May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 3, 2022 |
Exhibit 99.1 Assurant Reports First Quarter 2022 Financial Results Double-Digit Growth in Global Lifestyle from Connected Living and Global Automotive Reaffirm 2022 Outlook for Adjusted EBITDA and Adjusted EPS, Both Ex. Catastrophes NEW YORK, May 3, 2022 ? Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today rep |
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March 24, 2022 |
Assurant, Inc. (AIZ) REVISED Financial Supplement as of December 31, 2021 Exhibit 99.3 Assurant, Inc. (AIZ) REVISED Financial Supplement as of December 31, 2021 Note: In conjunction with the transition of its new CEO and chief operating decision maker, Assurant changed its segment measure of profitability for its reportable segments to an Adjusted EBITDA metric, the primary measure used for purposes of making decisions about allocating resources to the segments and asse |
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March 24, 2022 |
Investor Assurant Day 2022 ASSURANT® © 2022 Assurant, Inc. All rights reserved. 1 Exhibit 99.2 Investor Assurant Day 2022 ASSURANT? ? 2022 Assurant, Inc. All rights reserved. 1 Cautionary Statement Some of the statements included in this presentation, including our business and financial plans and any statements regarding the company?s anticipated future financial performance, business prospects, growth and operating strategies and similar matters, including performance outlook |
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March 24, 2022 |
Exhibit 99.1 Assurant to Share Strategic Vision, 2022 Outlook and Long-term Financial Objectives at Investor Day Company expected to deliver significant earnings growth and continued strong cash generation through 2024 NEW YORK, March 24, 2022 ? Assurant, Inc. (NYSE: AIZ), a leading global business services company that supports, protects and connects major consumer purchases, today will host its |
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March 24, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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March 22, 2022 |
DEF 14A 1 aiz2021proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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February 22, 2022 |
Exhibit 24.1 ASSURANT, INC. POWER OF ATTORNEY The undersigned directors of Assurant, Inc., a Delaware corporation (the ?Company?), hereby constitute and appoint Keith Demmings, Richard S. Dziadzio and Dimitry DiRienzo, and each of them severally, the individual?s true and lawful attorneys-in-fact and agents, with power to act with or without the other, and with full power of substitution and resub |
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February 22, 2022 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Assurant, Inc. has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) our common stock, par value $0.01 per share and (2) our 5.25% subordinated notes due January 2061 (our ?2061 Subordinated |
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February 22, 2022 |
Subsidiaries of the Registrant. Exhibit 21.1 Assurant, Inc. Subsidiaries as of December 31, 2021 Subsidiary Name Jurisdiction of Organization D/B/A (if applicable) ABI International Cayman Islands ABIG Holding de Espana, S.L. Spain AIM Acquisitions, LLC Delaware AIM Alexander Crossing Apartments, LLC Delaware AIM Glendale, LLC Delaware AIM Haverhill Industrial, LLC Delaware AIM Mount Pleasant Apartments, LLC Delaware AIM Orchard |
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February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . |
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February 9, 2022 |
AIZ / Assurant, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Assurant Inc. Title of Class of Securities: Common Stock CUSIP Number: 04621X108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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February 8, 2022 |
Exhibit 99.1 Assurant Reports Fourth Quarter and Full-Year 2021 Financial Results Delivered on 2021 Financial Objectives Through Double-Digit Earnings Growth Led by Global Lifestyle and Significant Capital Return Expects 8 to 10 Percent Growth in Adjusted EBITDA, Ex. Catastrophes, in 2022 NEW YORK, February 8, 2022 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing so |
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February 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction Of Incorporation) (Commission File Nu |
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December 9, 2021 |
Exhibit 10.1 EXECUTION COPY SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 9, 2021 among ASSURANT, INC., as Borrower, THE LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Syndication Agent ?????????? JPMORGAN CHASE BANK, N.A. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BMO |
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December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Assurant, Inc. (Exact name of registrant as specif |
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November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 2, 2021 |
Exhibit 99.1 Assurant Reports Third Quarter 2021 Financial Results Business Performance Driven by Global Lifestyle Double-Digit Earnings Growth Continue to Expect to Grow EPS, Ex. Catastrophes, by 10 to 14 Percent for 2021 NEW YORK, November 2, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, |
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October 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2021 (September 22, 2021) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporati |
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September 28, 2021 |
Exhibit 99.1 Assurant Announces Chief Operating Officer Retirement and Leadership Appointments to Accelerate Business Strategy Gene Mergelmeyer to Retire at Year-end Keith Meier Named Chief Operating Officer NEW YORK, September 28, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announ |
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August 5, 2021 |
Unaudited Pro Forma Condensed Consolidated Financial Statements EX-99.2 3 d95573dex992.htm EX-99.2 Exhibit 99.2 Unaudited Pro Forma Condensed Consolidated Financial Statements On August 2, 2021, Assurant, Inc. (the “Company”) completed the sale of the legal entities which comprise the businesses previously reported as the Global Preneed segment and certain businesses previously disposed of through reinsurance (collectively, the “disposed Global Preneed busines |
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August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Assurant, Inc. (Exact name of registrant as specified i |
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August 5, 2021 |
EXHIBIT 10.1 ASSURANT, INC. AMENDED AND RESTATED DIRECTORS COMPENSATION PLAN ARTICLE 1 PURPOSE 1.1 PURPOSE. The purpose of the Assurant, Inc. Amended and Restated Directors Compensation Plan is to attract, retain and compensate highly-qualified individuals who are not employees of Assurant, Inc. or any of its subsidiaries or affiliates for service as members of the Board by providing them with com |
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August 5, 2021 |
Assurant Closes $1.35 Billion Sale of Global Preneed Business Exhibit 99.1 Assurant Closes $1.35 Billion Sale of Global Preneed Business NEW YORK, August 2, 2021 ? Assurant, Inc. (NYSE:AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced it closed the sale of its prearranged funeral insurance and final expense business, Global Preneed, and related legal entities and ass |
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August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 (August 2, 2021) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Com |
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August 3, 2021 |
Exhibit 99.1 Assurant Reports Second Quarter 2021 Financial Results Performance Driven by Sustained Momentum in Global Lifestyle and Global Housing Continue to Expect to Grow EPS, Ex. Catastrophes, by 10 to 14 Percent for 2021 NEW YORK, August 3, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchase |
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August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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July 6, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-31978 A. Full title of th |
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June 14, 2021 |
Form of 2.650% Senior Notes due 2032. Exhibit 4.2 [FACE OF SECURITY] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY |
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June 14, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 (June 10, 2021) Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commi |
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June 14, 2021 |
Underwriting Agreement, dated as of June 10, 2021. Exhibit 1.1 ASSURANT, INC. 2.650% Senior Notes due 2032 UNDERWRITING AGREEMENT June 10, 2021 June 10, 2021 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Assurant, Inc., a Delaware corporation (the ?Company?), proposes to issue and sell to the several underwriters named in Schedule II hereto (the ?Underwriters?), for whom you are a |
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June 14, 2021 |
Assurant Announces Closing of Public Offering of Senior Notes Exhibit 99.1 Assurant Announces Closing of Public Offering of Senior Notes NEW YORK, June 14, 2021 - Assurant, Inc. (NYSE: AIZ) (?Assurant?), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced the closing of a public offering of $350.0 million aggregate principal amount of its 2.650% Senior Notes due 2032 (the ?N |
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June 11, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-252343 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(1) 2.650% Senior Notes due 2032 $350,000,000 99.842% $349,447,000 $38,125 (1) Calculated in accordance with Rule 457(r) un |
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June 10, 2021 |
SUBJECT TO COMPLETION, DATED JUNE 10, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-252343 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction where t |
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June 10, 2021 |
Filed pursuant to Rule 433 Registration No. 333-252343 June 10, 2021 Assurant, Inc. $350,000,000 2.650% SENIOR NOTES DUE 2032 Issuer: Assurant, Inc. Expected Ratings/Outlook*: Baa3 (Stable) (Moody?s) / BBB (Stable) (S&P) Securities: 2.650% Senior Notes due 2032 (the ?Senior Notes?) Format: SEC Registered Trade Date: June 10, 2021 Settlement Date: June 14, 2021 (T+2) Maturity Date: January 15, 2032 |
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May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 (May 13, 2021) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commiss |
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May 18, 2021 |
Exhibit 99.1 Assurant Announces CEO Retirement and Succession Plan Alan B. Colberg to Retire at Year-End 2021 Keith W. Demmings Appointed President and Named CEO Successor NEW YORK, May 18, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced that Alan B. Colberg, President and CE |
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May 14, 2021 |
Exhibit 10.1 ASSURANT, INC. 2017 LONG TERM EQUITY INCENTIVE PLAN, AS AMENDED SECTION 1. Purpose; Definitions. 1.1. Purpose. The purpose of this Assurant, Inc. 2017 Long Term Equity Incentive Plan is to give the Company a competitive advantage in attracting, retaining, and motivating officers, employees, directors, and consultants, and to provide the Company and its Subsidiaries and Affiliates with |
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May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 (May 13, 2021) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commiss |
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May 13, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 13, 2021 |
As filed with the Securities and Exchange Commission on May 13, 2021 As filed with the Securities and Exchange Commission on May 13, 2021 Registration No. |
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May 13, 2021 |
Exhibit 99.1 Assurant Board of Directors Authorizes Additional $900 Million in Share Repurchases; Declares Quarterly Common Stock Dividend of $0.66 per Share NEW YORK, May 13, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, announced that the company?s Board of Directors has authorized the r |
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May 6, 2021 |
EXHIBIT 10.1 A S S U R A N T, I N C. R E S T R I C T E D S T O C K U N I T A W A R D A G R E E M E N T 2021 Performance-Based Award THIS AGREEMENT, dated as of March 16, 2021, between Assurant, Inc., a Delaware corporation (the ?Company?), and [] (the ?Participant?). In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the parties hereto |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Assurant, Inc. (Exact name of registrant as specified |
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May 4, 2021 |
Exhibit 99.1 Assurant Reports First Quarter 2021 Financial Results Strong Performance Led by More Favorable Loss Experience in Global Housing and Continued Growth in Global Automotive, Multifamily Housing and Connected Living Company Increases 2021 Outlook to Deliver Double-Digit EPS Growth, Ex. Catastrophes NEW YORK, May 4, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle |
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May 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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April 15, 2021 |
Exhibit 99.1 Assurant Introduces Revised Financial Supplement To Reflect Focus on Global Lifestyle and Global Housing Businesses NEW YORK, Apr. 15, 2021 ? Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced it has revised its financial supplement to reflect the company?s focus on its Gl |
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April 15, 2021 |
Assurant, Inc. (AIZ) REVISED Financial Supplement as of December 31, 2020 EX-99.2 3 d155346dex992.htm EX-99.2 Exhibit 99.2 Assurant, Inc. (AIZ) REVISED Financial Supplement as of December 31, 2020 Note: In March 2021, Assurant entered into a definitive agreement to sell its Global Preneed business and its related legal entities and assets. The net income of the Global Preneed segment and related legal entities will be reported as discontinued operations beginning with f |
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April 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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March 15, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 26, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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March 9, 2021 |
Exhibit 2.1 EXECUTION VERSION EQUITY PURCHASE AGREEMENT by and among ASSURANT, INC., INTERFINANCIAL INC., CMFG LIFE INSURANCE COMPANY, and TRUSTAGE GLOBAL HOLDINGS, ULC Dated as of March 8, 2021 TABLE OF CONTENTS Page ARTICLE I SALE AND PURCHASE OF PURCHASED EQUITY; CLOSING Section 1.01 Sale and Purchase of Purchased Equity 2 Section 1.02 Closing 2 Section 1.03 Buyer?s Closing Date Deliveries 2 Se |
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March 9, 2021 |
Assurant to Sell Global Preneed to CUNA Mutual Group for $1.3 Billion EX-99.1 Exhibit 99.1 Assurant to Sell Global Preneed to CUNA Mutual Group for $1.3 Billion • Advances Assurant strategy and sharpens focus on connected world businesses and specialty P&C offerings • 75 percent of net proceeds to be returned to shareholders via share repurchases • 2021 outlook for go-forward operations driven by earnings growth and disciplined capital management • Assurant to host |
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March 9, 2021 |
Exhibit 99.2 Sale of Global Preneed to CUNA Mutual Group and 2021 Assurant Outlook March 9, 2021 ? ? 20 2021 21 A Ass ssu ura ran nt t, , IIn nc. c. A Allll ri rig gh ht ts s re res se er rv ve ed d. . 1 1Exhibit 99.2 Sale of Global Preneed to CUNA Mutual Group and 2021 Assurant Outlook March 9, 2021 ? ? 20 2021 21 A Ass ssu ura ran nt t, , IIn nc. c. A Allll ri rig gh ht ts s re res se er rv ve e |
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March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 (March 8, 2021) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commi |
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February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . |
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February 19, 2021 |
Description of the Registrant’s Securities. Exhibit 4.6 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Assurant, Inc. has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) our common stock, par value $0.01 per share, (2) our 6.50% Series D Mandatory Convertible Preferred Stock, par value $1. |
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February 19, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 Assurant, Inc. Subsidiaries as of December 31, 2020 Subsidiary Name Jurisdiction of Organization D/B/A (if applicable) ABI International Cayman Islands ABIG Holding de Espana, S.L. Spain AIM Acquisitions, LLC Delaware AIM Alexander Crossing Apartments, LLC Delaware AIM Glendale, LLC Delaware AIM Haverhill Industrial, LLC Delaware AIM Mount Pleasant Apartments, LLC Delaware AIM Orchard |
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February 19, 2021 |
Exhibit 24.1 ASSURANT, INC. POWER OF ATTORNEY The undersigned directors of Assurant, Inc., a Delaware corporation (the ?Company?), hereby constitute and appoint Alan B. Colberg, Richard S. Dziadzio and Dimitry DiRienzo, and each of them severally, the individual?s true and lawful attorneys-in-fact and agents, with power to act with or without the other, and with full power of substitution and resu |
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February 10, 2021 |
SC 13G/A 1 tv0289-assurantinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Assurant Inc. Title of Class of Securities: Common Stock CUSIP Number: 04621X108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule |
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February 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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February 9, 2021 |
Exhibit 99.1 Assurant Reports Fourth Quarter and Full-Year 2020 Financial Results Delivered Full-Year Double-Digit Earnings Growth and Maintained Strong Balance Sheet Performance Driven by Improvement of Specialty P&C Suite of Offerings and Continued Momentum in Mobile Key Highlights for Full-Year 2020 • Net income of $423.1 million, or $6.99 per share, up 16 percent and 20 percent, respectively • |
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February 3, 2021 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Assurant, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04621X108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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January 22, 2021 |
S-3ASR Table of Contents As filed with the Securities and Exchange Commission on January 22, 2021 Registration No. |
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January 22, 2021 |
EX-25.2 Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer |
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January 22, 2021 |
EX-25.1 Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer |
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January 22, 2021 |
EX-25.3 Exhibit 25.3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer |
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January 12, 2021 |
Exhibit 99.1 Assurant Board of Directors Authorizes New Share Repurchase Program; Declares Quarterly Dividends on its Common and Preferred Stock NEW YORK, January 12, 2021 — Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, announced that the company’s Board of Directors authorized a new share repurc |
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January 12, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 19, 2020 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Assurant, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 39-1126612 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification Numbe |
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November 19, 2020 |
Underwriting Agreement, dated as of November 16, 2020. Exhibit 1.1 Execution Version ASSURANT, INC. 5.25% Subordinated Notes due 2061 UNDERWRITING AGREEMENT November 16, 2020 November 16, 2020 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Assurant, Inc., a Delaware corporation (the ?Company?), proposes to issue and sell to the several underwriters named in Schedule II hereto (the ?Und |
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November 19, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 (November 16, 2020) Assurant, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-31978 DE 39-1126612 (State or other jurisdictio |
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November 19, 2020 |
Form of 5.25% Subordinated Notes due 2061. Exhibit 4.2 [FACE OF SECURITY] THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY |
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November 19, 2020 |
Assurant Announces Closing of Public Offering of Subordinated Notes Exhibit 99.1 Assurant Announces Closing of Public Offering of Subordinated Notes NEW YORK, November 19, 2020 - Assurant, Inc. (NYSE: AIZ) (?Assurant?), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced the closing of a public offering of $250 million aggregate principal amount of its 5.25% Subordinated Notes due |
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November 17, 2020 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222648 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(1) 5.25% Subordinated Notes due 2061 $250,000,000 100.00% $250,000,000 $27,275 (1) Calculated in accordance with Rul |
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November 16, 2020 |
SUBJECT TO COMPLETION, DATED NOVEMBER 16, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222648 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities and we are not soliciting offers to buy these securities in any jurisdiction w |
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November 16, 2020 |
Filed pursuant to Rule 433 Registration No. 333-222648 November 16, 2020 Assurant, Inc. $250,000,000 5.25% SUBORDINATED NOTES DUE 2061 Issuer: Assurant, Inc. (the ?Company?) Expected Ratings/Outlook*: Ba1 (Stable) (Moody?s) / BB+ (Stable) (S&P) Securities: 5.25% Subordinated Notes due 2061 (the ?Subordinated Notes?) Format: SEC Registered Trade Date: November 16, 2020 Settlement Date**: November 1 |
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November 13, 2020 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF ASSURANT, INC. Adopted November 11, 2020 ARTICLE I. STOCKHOLDERS Section 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place, if any, within or without the State |
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November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 (November 11, 2020) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation |
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November 5, 2020 |
EXHIBIT 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”) is entered into effective as of July 16, 2020, by and between Assurant, Inc. (the “Company”) and Robyn Price Stonehill (the “Employee”). WHEREAS, the Employee and the Company wish to terminate the employment relationship between them on the terms set forth in this Agreement and to agree to certain post employment covena |
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November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Assurant, Inc. (Exact name of registrant as specif |
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November 2, 2020 |
Exhibit 99.1 Assurant Reports Third Quarter 2020 Financial Results Strong Performance Led by Continued Momentum in Global Housing and Global Lifestyle Key Highlights for Third Quarter 2020 • Net loss of $34.9 million, or $0.58 per share, compared to the prior year period net loss of $59.5 million or $0.96 per share • Net operating income1 of $84.8 million, or $171.8 million excluding reportable ca |
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November 2, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 28, 2020 |
Exhibit 99.1 Assurant Further Aligns Strategic Focus on Market-leading Lifestyle and Housing Businesses Strengthens Position as Leading Mobile Device Lifecycle Provider with Acquisition of HYLA Mobile Initiates Review of Strategic Alternatives for Global Preneed NEW YORK, Oct. 28, 2020 - Assurant (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and co |
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October 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 14, 2020 |
Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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September 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2020 (September 10, 2020) Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporati |
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September 14, 2020 |
Assurant Names Dimitry DiRienzo Chief Accounting Officer and Controller Exhibit 99.1 Assurant Names Dimitry DiRienzo Chief Accounting Officer and Controller NEW YORK, September 14, 2020 - Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced that Dimitry DiRienzo has been named senior vice president, chief accounting officer and controller. He will report to |
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August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Assurant, Inc. (Exact name of registrant as specified i |
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August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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August 4, 2020 |
Exhibit 99.1 Assurant Reports Second Quarter 2020 Financial Results Double-Digit Year-over-Year Earnings Growth Led by Global Housing and Global Lifestyle Reinstates and Raises Outlook; Expects to Grow 2020 Net Operating Income Per Share, Excluding Catastrophes, by 12 to 16 Percent Key Highlights for Second Quarter 2020 • Net income of $173.5 million, or $2.81 per share, up 24 percent and 27 perce |
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July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2020 Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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July 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2020 Assurant, Inc. (Exact name of registrant as specified in its charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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July 15, 2020 |
EX-99.1 Exhibit 99.1 Assurant Announces Organizational Changes to Support Strategy & Drive Alignment Appoints Luthi to New Chief Administrative Officer Role Names Rosenblum Chief Legal Officer NEW YORK, July 15, 2020 — Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced organizational c |
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July 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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July 2, 2020 |
Exhibit 99.1 Assurant Appoints Former T-Mobile CFO J. Braxton Carter to Its Board of Directors Brings Over 25 Years of Mobile Expertise to Board NEW YORK, July 2, 2020 — Assurant, Inc. (NYSE: AIZ), a leading global provider of lifestyle and housing solutions that support, protect and connect major consumer purchases, today announced the appointment of J. Braxton Carter, former executive vice presi |
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July 2, 2020 |
Assurant, Inc. Amended and Restated Directors Compensation Plan, effective as of May Exhibit 10.1 ASSURANT, INC. AMENDED AND RESTATED DIRECTORS COMPENSATION PLAN ARTICLE 1 PURPOSE 1.1 PURPOSE. The purpose of the Assurant, Inc. Amended and Restated Directors Compensation Plan is to attract, retain and compensate highly-qualified individuals who are not employees of Assurant, Inc. or any of its subsidiaries or affiliates for service as members of the Board by providing them with com |
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June 30, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2020 Assurant, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-31978 39-1126612 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |