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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alliance Global Group, Inc. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 29, 2017 |
Number Each American Depositary Share represents Fifty Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Alliance Global Group, Inc. |
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| September 29, 2017 |
EX-99.(E) 3 e617198ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to d |
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| September 29, 2017 |
333-189074 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Alliance Global Group, Inc. (Exact name of Issuer of deposited securities as specified in its charter) Philippines (Jurisdiction of Incorporation or organization of |
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| November 24, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents fifty (50) Shares ConvergEx Depositary, Inc. |
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| November 24, 2014 |
LETTERHEAD OF THOMPSON HINE LLP Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP November 24, 2014 ConvergEx Depositary, Inc. |
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| November 24, 2014 |
Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th |
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| November 24, 2014 |
FSGCF / First Gen Corp F-6EF - - FORM F-6EF As filed with the Securities and Exchange Commission on November 24, 2014 Registration No. |
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| June 4, 2013 |
EX-99.(D) 3 e610993ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 June 3, 2013 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private i |
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| June 4, 2013 |
Number Each American Depositary Share represents 50 Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Alliance Global Group, Inc. |
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| June 4, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Alliance Global Group, Inc. (Exact name of Issuer of deposited securities as specified in its charter) Philippines (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AME |
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| June 4, 2013 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Finmeccanica SpA 333-170944) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| September 5, 2012 |
unsp.op.lt Writer’s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.emmetmarvin.com 177 MADISON AVENUE MORRISTOWN, NEW JERSEY 07960 (973) 538-5600 FAX: (973) 538-6448 September 5, 2012 The Bank of New York Mellon as Depositary 101 Barclay Street New York, New |
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| September 5, 2012 |
As filed with the Securities and Exchange Commission on September 5, 2012 Registration No. |
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| September 5, 2012 |
EX-1 2 alliancereceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents Fifty (50) Shares) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES OF ALLIANCE GLOBAL GROUP, INC. (INCORPORATED UNDER THE LAWS OF PHILIPPINES) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there |
