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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Allianz SE
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 7, 2025 |
[Letterhead of Sullivan & Cromwell LLP] July 7, 2025 Holly Hunter-Ceci Chief Counsel, Division of Investment Management, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. |
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| August 7, 2024 |
US02237A1088 / ALVARIUM TIEDMANN HOLDINGS INC A / ALLIANZ SE - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ALTI GLOBAL, INC. (Name of Issuer) Class A Common Stock (par value $0.0001 per share) (Title of Class of Securities) 02237A108 (CUSIP Number) ALLIANZ SE Michael Sieburg Koeniginstrasse 28 Munich, Germany 80802 Telephone: +49 89 3800 19957 (Name, Address and Telephon |
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| February 9, 2022 |
AMWL / American Well Corp / ALLIANZ SE - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AMERICAN WELL CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 03044L105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AMERICAN WELL CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 03044L105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| March 7, 2018 |
F-6EF 1 e617771f6ef-allianz.htm As filed with the U.S. Securities and Exchange Commission on March 6, 2018 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ SE (Exact name of issuer of deposited securities as specified in its charter |
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| March 7, 2018 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Allianz SE, 333-136367) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of effectivene |
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| March 7, 2018 |
ALLIANZ SE AND JPMORGAN CHASE BANK, N.A., As Depositary AND ALL HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY RECEIPTS ISSUED HEREUNDER Amended and Restated Deposit Agreement Dated as of [DATE], 2018 Table of Contents Page Section 1. Definitions 1 Section 2. Form of ADR; Incorporation by Reference 2 Section 3. Deposit of Shares 3 Section 4. Issue of ADRs 4 Section 5. Transfer, Combination a |
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| March 7, 2018 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 March 6, 2018 JPMorgan Chase Bank, N. |
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| February 13, 2013 |
Schedule 13 G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.5)* The Hartford Financial Services Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 416515104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check |
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| February 14, 2012 |
HIG / Hartford Financial Services Group, Inc. (The) / ALLIANZ SE - SCHEDULE 13G/A Passive Investment SC 13G/A 1 d301729dsc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.4)* The Hartford Financial Services Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 416515104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Fil |
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| October 4, 2011 |
CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTIONS. |
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| October 4, 2011 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Allianz Aktiengesellschaft, 333-136367) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and tim |
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| October 4, 2011 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 4, 2011 JPMorgan Chase Bank, N. |
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| October 4, 2011 |
As filed with the U.S. Securities and Exchange Commission on October 4, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ SE (Exact name of issuer of deposited securities as specified in its charter) n/a (Translation of issuer's |
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| February 14, 2011 |
Passive Investment - SCHEDULE 13G/A (AMENDMENT NO. 3) SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A (AMENDMENT NO. 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The Hartford Financial Services Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 416515104 (CUSIP Number) December 31, 2010 (Date of Event Which |
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| February 12, 2010 |
Passive Investment - AMENDMENT NUMBER 2 TO SCHEDULE 13G Amendment Number 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 12, 2010 |
Passive Investment - AMENDMENT NUMBER 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* GOLAR LNG LIMITED (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G954A100 (CUSIP Number) DECEMBER 31, 2009 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Sch |
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| November 12, 2009 |
Allianz SE Allianz, 80790 Munich, Germany Koeniginstrasse 28 Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporate Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549 80802 Munich, Germany Phone +49 89 38 00-0 Fax +49 89 38 00-34 25 www.allianz.com Dresdner Bank München Bank code 700 800 00 Account No. 310 922 700 IBAN DE48 7008 0000 0 |
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| October 30, 2009 |
15F-12B 1 d15f12b.htm FORM 15F As filed with the Securities and Exchange Commission on October 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTIO |
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| October 30, 2009 |
- POST-EFFECTIVE AMENDMENT TO FORM S-8 S-8 POS 1 ds8pos.htm POST-EFFECTIVE AMENDMENT TO FORM S-8 As filed with the Securities and Exchange Commission on October 30, 2009 Registration No. 333-139900 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALLIANZ SE (Exact Name of Registrant as Specified in its Charter) Federal Republic of |
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| October 30, 2009 |
- POST EFFECTIVE AMENDMENT TO FORM F-3 ASR As filed with the Securities and Exchange Commission on October 30, 2009 Registration No. |
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| October 26, 2009 |
AMENDMENT NO. 1 TO DEPOSIT AGREEMENT AMENDMENT NO. 1 TO DEPOSIT AGREEMENT AMENDMENT NO. 1 dated as of October 26, 2009 (the "Amendment") to the Deposit Agreement dated as of November 3, 2000 (as amended from time to time, the "Deposit Agreement") among Allianz SE, a European Company (or Societas Europaea) incorporated in the Federal Republic of Germany and organized under the laws of the Federal Republic of Germany and the European U |
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| October 26, 2009 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Allianz Aktiengesellschaft, 333-136367) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and tim |
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| October 26, 2009 |
F-6 POS 1 e605972f6pos-allianz.htm As filed with the U.S. Securities and Exchange Commission on October 26, 2009 Registration No. 333-136367 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ SE (Exact name of issuer of depos |
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| October 14, 2009 |
25 1 d25.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-15154 Allianz SE; New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) K |
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| September 22, 2009 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d6k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 for the month of September 2009 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant |
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| August 24, 2009 |
August 24, 2009 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Form 20-F for the Year Ended December 31, 2008 Filed on April 1, 2009 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on behalf of Allianz SE (“Allianz”) in |
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| August 10, 2009 |
Current Report of Foreign Issuer - INTERIM REPORT SECOND QUARTER AND FIRST HALF OF 2009 6-K 1 d6k.htm INTERIM REPORT SECOND QUARTER AND FIRST HALF OF 2009 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 for the period ended June 30, 2009 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal |
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| June 18, 2009 |
CORRESP 1 filename1.htm June 18, 2009 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2008 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on behalf of All |
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| May 14, 2009 |
Current Report of Foreign Issuer - INTERIM REPORT FIRST QUARTER OF 2009 Interim Report First Quarter of 2009 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 7, 2009 |
[Allianz Letterhead] May 6, 2009 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2008 (File No. 001-15154) Dear Mr. Rosenberg: We are writing with respect to comme |
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| April 1, 2009 |
Certification required by Section 906 of the Sarbanes-Oxley Act of 2002 - CEO Exhibit 13. |
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| April 1, 2009 |
Consent of Independent Registered Public Accounting Firm EX-14.1 11 dex141.htm CONSENT OF KPMG Exhibit 14.1 Consent of Independent Registered Public Accounting Firm To the Board of Management and Supervisory Board of Allianz SE: We consent to the incorporation by reference in the registration statement (File No. 333-13462 and File No. 333-139900) on Form S-8 relating to the Allianz Employee Stock Purchase Plan for the North American Allianz Group Compan |
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| April 1, 2009 |
Exhibit 7.1 Ratio of earnings to fixed charges Years ended December 31, 2008 2007 2006 2005 2004 For the Allianz Group (IFRS) 3.1 4.5 4.8 1.0 1.0 Years ended December 31, 2008 2007 2006 2005 2004 ? mn ? mn ? mn ? mn ? mn For the Allianz Group (IFRS) Income before income taxes and minority interests in earnings 5,473 10,563 9,563 7,829 1) 5,044 1) Add: Fixed charges 2,641 2,984 2,513 788 760 Income |
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| April 1, 2009 |
Certification required by Section 906 of the Sarbanes-Oxley Act of 2002 - CFO Exhibit 13. |
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| April 1, 2009 |
Certification required by Section 302 of the Sarbanes-Oxley Act of 2002 - CEO Exhibit 12. |
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| April 1, 2009 |
Exhibit 1.1 Statutes of Allianz SE Version dated November 2008 Only the German Version of this document is legally binding on Allianz SE and its directors, managers and employees. This translation is provided to you as a courtesy and for informational purposes only. No warranty is made as to its completeness and accuracy and Allianz SE, its directors, managers and employees waive all liability wit |
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| April 1, 2009 |
TRANSACTION AGREEMENT PROJECT CARO (“TRANSACTION AGREEMENT”) Transaction Agreement Exhibit 4.1 This is a draft translation that is provided as a courtesy. Only the German version of the document is legally binding. TRANSACTION AGREEMENT PROJECT CARO (?TRANSACTION AGREEMENT?) Transaction Agreement between 1. Allianz SE K?niginstra?e 28 80802 Munich ? ?Allianz? ? 2. Commerzbank Aktiengesellschaft Kaiserstra?e 16 60311 Frankfurt am Main ? ?Commerzbank? ? ? Allianz and Commerzbank e |
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| April 1, 2009 |
- ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008 20-F 1 d20f.htm ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year-ended December 31, 2008 |
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| April 1, 2009 |
Certification required by Section 302 of the Sarbanes-Oxley Act of 2002 - CFO Exhibit 12. |
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| April 1, 2009 |
NEW VERSION OF TRANSACTION AGREEMENT PROJECT CARO New version of Transaction Agreement Exhibit 4.2 This is a draft translation that is provided as a courtesy. Only the German version of the document is legally binding. NEW VERSION OF TRANSACTION AGREEMENT PROJECT CARO New version of Transaction Agreement between 1. Allianz SE K?niginstra?e 28 80802 Munich ? ?Allianz? ? 2. Commerzbank Aktiengesellschaft Kaiserstra?e 16 60311 Frankfurt am Main ? ?Commerzbank? ? ? Allianz and Commerzba |
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| February 26, 2009 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K 6-K 1 a5905121.htm ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For February 26th, 2009 Commission File Number: 1-15154 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under |
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| February 13, 2009 |
Passive Investment - AMENDMENT NUMBER 1 TO SCHEDULE 13G SC 13G/A 1 dsc13ga.htm AMENDMENT NUMBER 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* THE HARTFORD FINANCIAL SERVICES GROUP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 416515104 (CUSIP Number) December 31, 2008 (Date of Event Which |
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| February 13, 2009 |
Passive Investment - AMENDMENT NUMBER 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* COMSYS IT PARTNERS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20581E104 (CUSIP Number) December 31, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which thi |
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| February 13, 2009 |
Passive Investment - AMENDMENT NUMBER 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AVIGEN, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053690103 (CUSIP Number) December 31, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 13, 2009 |
Passive Investment - AMENDMENT NUMBER 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* GOLAR LNG LIMITED (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G954A100 (CUSIP Number) December 31, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 13, 2009 |
Passive Investment - AMENDMENT NUMBER 1 TO SCHEDULE 13G SC 13G/A 1 dsc13ga.htm AMENDMENT NUMBER 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AUTHENTIDATE HOLDING CORP. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 052666104 (CUSIP Number) December 31, 2008 Date of Event Which Requires Filing of this Statement Check the |
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| November 12, 2008 |
Current Report of Foreign Issuer - FORM 6-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 for the period ended September 30, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registr |
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| November 10, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For November 07th 2008 Commission File Number: 1-15154 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Fo |
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| October 28, 2008 |
Passive Investment - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Hartford Financial Services Group, Inc. |
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| October 14, 2008 |
[Allianz Letterhead] October 13, 2008 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on behalf of All |
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| September 2, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K 6-K 1 a5767332.htm ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For August 31st 2008 Commission File Number: 1-15154 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cov |
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| September 2, 2008 |
[Allianz Letterhead] August 29, 2008 By EDGAR, ?CORRESP? Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-15154) Dear Mr. Rosenberg: We are writing with respect to c |
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| August 11, 2008 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d6k.htm FORM 6-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 for the period ended June 30, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark w |
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| August 7, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For August 6th 2008 Commission File Number: 1-15154 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form |
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| August 1, 2008 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Allianz SE, 333-136367) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of effectivene |
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| August 1, 2008 |
CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTIONS. |
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| August 1, 2008 |
F-6EF 1 v121479f-6ef.htm As filed with the U.S. Securities and Exchange Commission on July 30, 2008 Registration No. 333-136367 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ SE (Exact name of issuer of deposited securities as specified in its charter) |
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| August 1, 2008 |
EX-99.D 3 v121479ex-99d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 July 31, 2008 JPMorgan Chase Bank, N.A., as Depositary 4 New York Plaza New York, New York 10004 American Depositary Shares evidenced by American Depositary Receipts for deposited ordinary shares of Allianz Aktiengesellsc |
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| July 7, 2008 |
CORRESP 1 filename1.htm [Allianz SE letterhead] July 7, 2008 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-15154) Dear Mr. Rosenberg: We are w |
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| June 24, 2008 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (?Filer?): Allianz SE B. This is (select one): x an original filing |
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| June 13, 2008 |
Current Report of Foreign Issuer - FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 June 13, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cov |
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| June 12, 2008 |
424B3 1 u55820e424b3.htm FORM 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-151308 PROSPECTUS SUPPLEMENT Dated June 12, 2008 (To Prospectus dated May 30, 2008 as supplemented by the Prospectus Supplement dated June 3, 2008) EXPLANATORY NOTE This Prospectus Supplement is being filed solely to disclose the “Calculation of the Registration Fee” chart in accordance with |
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| June 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Allianz SE (Exact name of Registrant as Specified in its Charter) Germany Not Applicable (State of incorporation or organization) (IRS Employer Identification Number) K?niginstrasse 28 80802 Munich Germany Telephone: 011-49-89-3800-0 Not Applicable (Address of Principal Executive Offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class to be so Registered Name of Each Exchange on Which Each Class is to be Registered 8. |
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| June 10, 2008 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d6k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 June 10, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or will file a |
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| June 4, 2008 |
Table of Contents CALCULATION OF THE REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Amount of Registration Fee 8. |
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| June 3, 2008 |
FWP 1 u55745-fwp.htm Free Writing Prospectus Filed Pursuant to Rule 433 Dated June 3, 2008 Registration Statement No. 333-151308 ISSUER: Allianz SE SECURITIES: 8.375% Undated Subordinated Callable Bonds EXPECTED RATINGS: A3 / A+ FORMAT: SEC Registered (Global) SIZE: US$1,750,000,000 NUMBER OF SECURITIES: 70,000,000 OVER-ALLOTMENT OPTION: Yes (15 days) US$250,000,000 (10,000,000 securities) TRADE D |
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| June 2, 2008 |
Subject to Completion. Dated June 2, 2008. Table of Contents The information in this preliminary prospectus is not complete and may be changed. |
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| May 30, 2008 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For May 30, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual re |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
Table of Contents As filed with the Securities and Exchange Commission on May 30, 2008 Registration No. |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
EX-4.5: FORM OF SENIOR INDENTURE Allianz Finance III B.V., as Company AND Allianz SE, as Guarantor TO The Bank of New York, as Trustee Senior Indenture Dated as , 200 TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 7 SECTION 103. Form of Documents Delivered to Trustee 8 SECTION 104. Acts of |
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| May 30, 2008 |
EX-4.3: FORM OF SENIOR INDENTURE EX-4.3 4 u55692exv4w3.htm EX-4.3: FORM OF SENIOR INDENTURE Allianz Finance Corporation, as Company AND Allianz SE, as Guarantor TO The Bank of New York, as Trustee Senior Indenture Dated as , 200 TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 8 SECTION 103 |
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| May 30, 2008 |
EX-5.3: OPINION OF SULLIVAN & CROMWELL LLP May 30, 2008 Allianz SE, K?ningstrasse 28, 80802 Munich, Germany. Allianz Finance Corporation, 55 Green Farms Road, Westport, CT 06881, United States of America. Allianz Finance III B.V., Keizersgracht 484, 1017 EH Amsterdam, The Netherlands. Ladies and Gentlemen: In connection with the registration under the Securities Act of 1933 (the ?Act?) of (i) guaranteed debt securities (the ?Guaranteed Deb |
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| May 30, 2008 |
EX-4.6: FORM OF SUBORDINATED INDENTURE Allianz Finance III B.V., as Company AND Allianz SE, as Guarantor TO The Bank of New York, as Trustee Subordinated Debt Indenture Dated as of , 200 TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Article One: Definitions and Other Provisions of General Application SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 7 SECTION 103. Form of Documents Delivered to Trustee 8 SECTIO |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
EX-4.4: FORM OF SUBORDINATED INDENTURE Allianz Finance Corporation, as Company AND Allianz SE, as Guarantor TO The Bank of New York, as Trustee Subordinated Debt Indenture Dated as of , 200 TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Article One: Definitions and Other Provisions of General Application SECTION 101. |
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| May 30, 2008 |
EX-4.2: FORM OF SUBORDINATED INDENTURE Allianz SE TO The Bank of New York, as Trustee Subordinated Debt Indenture Dated as of , 200 TABLE OF CONTENTS Page PARTIES 1 RECITALS OF THE COMPANY 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 101. |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK (Exact name of trustee as specified in its charter) New York (Jurisdiction of incorporation if no |
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| May 30, 2008 |
EX-4.1: FORM OF SENIOR INDENTURE Allianz SE TO The Bank of New York, as Trustee Senior Indenture Dated as of , 200 TABLE OF CONTENTS Page Parties 1 Recitals of the Company 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 101. |
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| May 28, 2008 |
CORRESP 1 filename1.htm Allianz SE By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549 May 28, 2008 Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-15154) Dear Mr. Rosenberg: We are writing with re |
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| May 20, 2008 |
Passive Investment - SCHEDULE 13-G SC 13G 1 dsc13g.htm SCHEDULE 13-G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 COMSYS IT PARTNERS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20581E104 (CUSIP Number) May 2, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to wh |
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| May 15, 2008 |
Current Report of Foreign Issuer - INTERIM REPORT FIRST QUARTER OF 2008 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 under the Securities Exchange Act of 1934 for the period ended March 31, 2008 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant |
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| April 29, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE, 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 April 29th, 2008 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F⊠ Form 40-F ⃞ Indicate by check |
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| March 20, 2008 |
Certification required by Section 906 of the Sarbanes-Oxley Act of 2002 - CEO Exhibit 13. |
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| March 20, 2008 |
Consent of Independent Registered Public Accounting Firm Exhibit 14.1 Consent of Independent Registered Public Accounting Firm To the Board of Management and Supervisory Board of Allianz SE: We consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-13462 and File No. 333-139900) relating to the Allianz Employee Stock Purchase Plan for the North American Allianz Group Companies of our reports dated March 19, 200 |
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| March 20, 2008 |
Exhibit 7.1 Ratio of earnings to fixed charges Years ended December 31, 2007 2006 2005 2004 2003 For the Allianz Group (IFRS) 2.5 2.6 2.1 1.8 1.5 Years ended December 31, 2007 2006 2005 2004 2003 ? mn ? mn ? mn ? mn ? mn For the Allianz Group (IFRS) Income before income taxes and minority interests in earnings 11,568 10,323 7,829 5,044 3,812 Add: Fixed charges 7,586 6,639 7,165 6,448 7,600 Income |
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| March 20, 2008 |
Certification required by Section 906 of the Sarbanes-Oxley Act of 2002 - CFO Exhibit 13. |
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| March 20, 2008 |
EX-1.1 2 dex11.htm STATUTES OF ALLIANZ SE, DATED NOVEMBER 2007 Exhibit 1.1 Statutes of Allianz SE Version dated November 2007 1. General Provisions § 1 1.1 The Company’s name is Allianz SE with registered office in Munich. 1.2 The corporate purpose of the Company is the direction of an international group of companies, which is active in the areas of insurance, banking, asset management, and other |
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| March 20, 2008 |
- ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| March 20, 2008 |
Exhibit 12.1 CERTIFICATION I, Michael Diekmann, certify that: 1. I have reviewed this annual report on Form 20-F of Allianz SE; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p |
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| March 20, 2008 |
Certification required by Section 302 of the Sarbanes-Oxley Act of 2002 - CFO Exhibit 12. |
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| March 12, 2008 |
Passive Investment - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AUTHENTIDATE HOLDING CORP. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 052666104 (CUSIP Number) February 6, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| March 12, 2008 |
Passive Investment - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AVIGEN, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053690103 (CUSIP Number) February 7, 2008 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? Rule 13d-1( |
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| February 25, 2008 |
CORRESP 1 filename1.htm FOIA CONFIDENTIAL TREATMENT REQUEST February 25, 2008 By Hand Delivery and EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: FOIA Confidential Treatment Request of Allianz SE Dear Mr. Rosenberg: On behalf of Allianz SE (the “Co |
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| February 21, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 February 21st, 2008 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F⊠ Form 40-F ⃞ Indicate by ch |
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| February 14, 2008 |
Passive Investment - AMENDMENT NUMBER 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* GOLAR LNG LIMITED (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G954A100 (CUSIP Number) December 31, 2007 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 14, 2008 |
Passive Investment - AMENDMENT NO.1 TO SCHEDULE 13G SC 13G/A 1 dsc13ga.htm AMENDMENT NO.1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* BASF AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 055262505 (CUSIP Number) December 31, 2007 Date of Event Which Requires Filing of this Statement Check the appropriate box to |
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| January 24, 2008 |
Current Report of Foreign Issuer - ALLIANZ SE 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For January 24th 2008 ALLIANZ SE Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F⊠ Form 40-F ⃞ Indicate by |
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| January 18, 2008 |
Correspondence [Allianz Letterhead] January 18, 2008 By EDGAR, “CORRESP” Designation Mr. |
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| December 7, 2007 |
CORRESP 1 filename1.htm [Allianz Letterhead] ALLIANZ SE HAS CLAIMED CONFIDENTIAL TREATMENT OF PORTIONS OF THIS LETTER IN ACCORDANCE WITH 17 C.F.R. § 200.83 December 7, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz SE Annual Report |
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| November 13, 2007 |
Current Report of Foreign Issuer - INTERIM REPORT THIRD QUARTER AND FIRST NINE MONTHS OF 2007 6-K 1 d6k.htm INTERIM REPORT THIRD QUARTER AND FIRST NINE MONTHS OF 2007 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended September 30, 2007 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of p |
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| October 5, 2007 |
CORRESP 1 filename1.htm [Allianz Letterhead] October 5, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz Aktiengesellschaft Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg |
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| August 13, 2007 |
Current Report of Foreign Issuer - INTERIM REPORT SECOND QUARTER AND FIRST HALF OF 2007 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended June 30, 2007 Commission file Number: 1-15154 ALLIANZ SE K?niginstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant file |
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| August 13, 2007 |
CORRESP 1 filename1.htm [Allianz Letterhead] ALLIANZ SE HAS CLAIMED CONFIDENTIAL TREATMENT OF PORTIONS OF THIS LETTER IN ACCORDANCE WITH 17 C.F.R. § 200.83 August 10, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz SE Annual Report o |
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| June 15, 2007 |
[Allianz Letterhead] June 15, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz Aktiengesellschaft Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are writing with resp |
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| June 14, 2007 |
Certification required by Section 302 of the Sarbanes-Oxley Act of 2002 - CEO Exhibit 12. |
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| June 14, 2007 |
Exhibit 13.1 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of Allianz SE, a European Company (the ?Company?), hereby ce |
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| June 14, 2007 |
Consent of Independent Registered Public Accounting Firm Exhibit 14.1 Consent of Independent Registered Public Accounting Firm To the Board of Management and Supervisory Board of Allianz SE: We consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-13462 and File No. 333-139900) relating to the Allianz Employee Stock Purchase Plan for the North American Allianz Group Companies of our reports dated June 14, 200 |
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| June 14, 2007 |
Certification required by Section 302 of the Sarbanes-Oxley Act of 2002 - CFO Exhibit 12. |
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| June 14, 2007 |
- ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| June 14, 2007 |
Exhibit 7.1 Statement regarding ratio of earnings to fixed charges Years ended December 31, 2006 2005 2004 2003 2002 ? mn ? mn ? mn ? mn ? mn For the Allianz Group (IFRS) Income before income taxes and minority interests in earnings 10,323 7,829 5,044 3,812 (4,044 ) Add: Fixed charges 6,639 7,165 6,448 7,600 11,598 Income before income taxes and minority interests in earnings before fixed charges |
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| June 14, 2007 |
Exhibit 13.2 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of Allianz SE, a European Company (the ?Company?), hereby ce |
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| June 14, 2007 |
Statutes of Allianz SE Exhibit 1.1 Statutes of Allianz SE Version dated April 2007 1. General Provisions § 1 1.1 The Company’s name is Allianz SE with registered office in Munich. 1.2 The corporate purpose of the Company is the direction of an international group of companies, which is active in the areas of insurance, banking, asset management, and other financial, consulting, and similar service |
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| May 24, 2007 |
[Allianz SE Letterhead] May 24, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on behalf of Alli |
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| May 9, 2007 |
Current Report of Foreign Issuer - INTERIM REPORT FIRST QUARTER OF 2007 6-K 1 d6k.htm INTERIM REPORT FIRST QUARTER OF 2007 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended March 31, 2007 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of principal executive offices |
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| May 2, 2007 |
Passive Investment - SCHEDULE 13G SC 13G 1 dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BASF AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 055262505 (CUSIP Number) April 23, 2007 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Sch |
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| March 29, 2007 |
March 29, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg, Senior Assistant Chief Accountant, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: Allianz SE Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on behalf of Allianz SE (“Allianz”) in |
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| February 14, 2007 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 1 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* BAYER AKTIENGESELLSCHAFT (Name of Issuer) ORDINARY SHARES (Title of Class of Securiti |
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| February 14, 2007 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 1 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* E.ON AG (f/k/a VEBA AG) (Name of Issuer) ORDINARY SHARES (Title of Class of Securitie |
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| February 14, 2007 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . |
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| February 14, 2007 |
Passive Investment - SCHEDULE 13G AMENDMENT NO.8 Schedule 13G Amendment NO.8 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* BAYER SCHERING PHARMA AKTIENGESELLSCHAFT (FORMERLY SCHERING AG) (Name of Issuer) ORDINARY SHARES (Title of Cl |
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| February 14, 2007 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . |
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| February 7, 2007 |
[Allianz SE Letterhead] February 7, 2007 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz Aktiengesellschaft Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are in receipt |
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| February 7, 2007 |
ALLIANZ SE HAS CLAIMED CONFIDENTIAL TREAMENT OF PORTIONS OF THIS LETTER IN ACCORDANCE WITH 17 C. |
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| January 12, 2007 |
Form F-N U.S. Securities and Exchange Commission Washington, D.C. 20549 Form F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): Allianz SE B. This is (select one): x an original filing |
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| January 10, 2007 |
Exhibit 4.3 ALLIANZ EMPLOYEE STOCK PURCHASE PLAN FOR THE EMPLOYEES OF THE NORTH AMERICAN COMPANIES OF THE ALLIANZ GROUP (US ESPP) Originally Effective May 7, 2001 and Amended and Restated Effective January 1, 2007 TABLE OF CONTENTS 1. PURPOSE 1 2. DEFINITIONS 1 3. PARTICIPATION 4 4. CONTRIBUTIONS 5 5. ADR PURCHASE 5 6. ADR LIMITATIONS 6 7. RESTRICTION ON TRANSFER 7 8. TERMINATION OF EMPLOYMENT; CH |
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| January 10, 2007 |
EX-3.1 2 dex31.htm EXHIBIT 3.1 Exhibit 3.1 Statutes of Allianz SE Version dated November 2006 1. General Provisions § 1 1.1 The Company’s name is Allianz SE with registered office in Munich. 1.2 The corporate purpose of the Company is the direction of an international group of companies, which is active in the areas of insurance, banking, asset management, and other financial, consulting, and simi |
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| January 10, 2007 |
As filed with the Securities and Exchange Commission on January 10, 2007 Registration No. |
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| November 29, 2006 |
[Allianz SE Letterhead] November 29, 2006 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz Aktiengesellschaft Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are writing on |
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| November 14, 2006 |
Change in Agent for Service in United States for Certain Registration Statements SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2006 |
Current Report of Foreign Issuer - INTERIM REPORT THIRD QUARTER AND FIRST NINE MONTHS OF 2006 6-K 1 d6k.htm INTERIM REPORT THIRD QUARTER AND FIRST NINE MONTHS OF 2006 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended September 30, 2006 Commission file Number: 1-15154 ALLIANZ SE Königinstrasse 28 80802 Munich Germany (Address of p |
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| October 13, 2006 |
Rule 424(b)(3) 333-120891 CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTIONS. |
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| October 13, 2006 |
Rule 424(b)(3) 333-136367 CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTIONS. |
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| October 10, 2006 |
[Allianz Letterhead] October 9, 2006 By EDGAR, “CORRESP” Designation Mr. James B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Allianz Aktiengesellschaft Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (File No. 001-15154) Dear Mr. Rosenberg: We are in receipt of t |
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| August 11, 2006 |
Current Report of Foreign Issuer - INTERIM REPORT SECOND QUARTER AND FIRST HALF OF 2006 6-K 1 d6k.htm INTERIM REPORT SECOND QUARTER AND FIRST HALF OF 2006 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended June 30, 2006 Commission file Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Königinstrasse 28 80802 Munich Germany (Address |
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| August 7, 2006 |
As filed with the U.S. Securities and Exchange Commission on August 7, 2006 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ AKTIENGESELLSCHAFT (Exact name of issuer of deposited securities as specified in its charter) Not applicabl |
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| August 7, 2006 |
EX-99.E 4 v049158ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Allianz Aktiengesellschaft, 333-12750) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to |
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| August 7, 2006 |
EX-99.A2 2 v049158ex99-a2.htm [FORM OF FACE OF ADR] CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTIONS. No. of ADSs: Number Each ADS represents One-Tenth of One Share CUSIP: AMERICAN DEPOSITARY RECEIPT evide |
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| August 7, 2006 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 7, 2006 JPMorgan Chase Bank, N. |
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| May 12, 2006 |
Current Report of Foreign Issuer - INTERIM REPORT FIRST QUARTER OF 2006 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 for the period ended March 31, 2006 Commission file Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether th |
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| May 12, 2006 |
Passive Investment - SCHEDULE 13G SC 13G 1 dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BAYER AKTIENGESELLSCHAFT (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 072730302 (CUSIP Number) April 28, 2006 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant |
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| May 12, 2006 |
Passive Investment - SCHEDULE 13G SC 13G 1 dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BASF AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 055262505 (CUSIP Number) May 2, 2006 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedu |
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| May 12, 2006 |
Passive Investment - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 E.ON AG (f/k/a VEBA AG) (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 268780103 (CUSIP Number) May 4, 2006 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? Ru |
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| April 6, 2006 |
EX-7.1 4 dex71.htm STATEMENT REGARDING RATIO OF EARNINGS TO FIXED CHARGES Exhibit 7.1 Statement regarding ratio of earnings to fixed charges Years ended December 31, 2005 2004 2003 2002 2001(1) € mn € mn € mn € mn € mn For the Allianz Group (IFRS) Earnings from ordinary activities before taxes 7,880 5,096 3,866 (3,991 ) 1,768 Add: Fixed charges 7,158 6,463 7,600 11,588 8,468 Earnings from ordinary |
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| April 6, 2006 |
Exhibit 13.1 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of Allianz Aktiengesellschaft, a German company (the ?Compan |
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| April 6, 2006 |
Certification of the CFO required by Section 906 of the Sarbanes-Oxley Act 2002 Exhibit 13. |
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| April 6, 2006 |
EX-4.2 3 dex42.htm FORM OF SERVICE AGREEMENT Exhibit 4.2 [Convenience Translation] Contract Between Alllianz Aktiengesellschaft (hereinafter called “Company”) and Mr the following contract is concluded: § 1 Functions and Obligations (1) You are a regular member of the Board of Management of the Company. You manage the business in accordance with the law, the articles of association of the Company |
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| April 6, 2006 |
- ANNUAL REPORT, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 20-F 1 d20f.htm ANNUAL REPORT, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2005 |
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| April 6, 2006 |
Consent of Independent Registered Public Accounting Firm EX-14.1 10 dex141.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14.1 Consent of Independent Registered Public Accounting Firm The Board of Management and Supervisory Board Allianz Aktiengesellschaft: We consent to the incorporation by reference in the Registration Statement on Form S-8 relating to the Allianz of America, Inc. Employee Stock Purchase Plan of Allianz Aktienges |
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| April 6, 2006 |
Certification of the CEO required by Section 302 of the Sarbanes-Oxley Act 2002 Exhibit 12. |
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| April 6, 2006 |
ARTICLES OF ASSOCIATION OF ALLIANZ AKTIENGESELLSCHAFT EX-1.1 2 dex11.htm ARTICLES OF ASSOCIATION, DATED JANUARY 2006 Exhibit 1.1 ARTICLES OF ASSOCIATION OF ALLIANZ AKTIENGESELLSCHAFT Version dated January 2006 1 GENERAL PROVISIONS Article 1 1 The Company’s name is Allianz Aktiengesellschaft with registered offices in Munich. 2 The purpose of the Company is the direction of an international group of companies, which are active in the areas of insuranc |
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| April 6, 2006 |
Certification of the CFO required by Section 302 of the Sarbanes-Oxley Act 2002 Exhibit 12. |
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| March 23, 2006 |
Passive Investment - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Golar LNG Limited (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G9456A100 (CUSIP Number) March 23, 2006 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? Rule |
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| February 14, 2006 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* BASF AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 055262505 (CUSIP Number) DECEMBER 31, 2005 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 14, 2006 |
Passive Investment - SCHEDULE 13G AMENDMENT NO.1 Schedule 13G Amendment No.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* E.ON AG (f/k/a VEBA AG) (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 268780103 (CUSIP Number) DECEMBER 31, 2005 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate |
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| February 14, 2006 |
Passive Investment - SCHEDULE 13G AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* BAYER AKTIENGESELLSCHAFT (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 072730302 (CUSIP Number) December 31, 2005 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which |
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| February 14, 2006 |
Passive Investment - SCHEDULE 13G AMENDMENT NO.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* SCHERING AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 806585204 (CUSIP Number) DECEMBER 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| December 30, 2005 |
Current Report of Foreign Issuer - FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 December 30, 2005 Commission file Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annu |
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| December 27, 2005 |
Correspondence Letter December 27, 2005 By EDGAR, “CORRESP” designation, with paper courtesy copies. |
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| December 22, 2005 |
EX-2.1 2 dex21.htm ENGLISH TRANSLATION OF THE MERGER PLAN Exhibit 2.1 ENGLISH CONVENIENCE TRANSLATION OF NOTARIZED GERMAN COPY MERGER PLAN for the merger between Allianz Aktiengesellschaft, Königinstr. 28, D-80802 Munich, Germany – hereinafter also “Allianz AG” or “Acquiring Company” – and RIUNIONE ADRIATICA DI SICURTÀ Società per Azioni, Corso Italia 23, Milan, Italy – hereinafter also “RAS” or “ |
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| December 22, 2005 |
Statutes of Allianz SE 1. General Provisions Exhibit 3.1 English Convenience Translation of Notarized Copy Statutes of Allianz SE 1. General Provisions 1.1 The Company?s name is Allianz SE with registered office in Munich. 1.2 The corporate purpose of the Company is the direction of an international group of companies, which is active in the areas of insurance, banking, asset management, and other financial, consulting, and similar services. |
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| December 22, 2005 |
CORRESP 1 filename1.htm Allianz Aktiengesellschaft Allianz, 80790 Munich, Germany By EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms Sonia Barros Königinstraße 28 80802 Munich Phone +49 89 38 00-0 Fax +49 89 38 00-77 39 www.allianz.com Dresdner Bank München BLZ 700 800 00 Account No. 310 922 700 SWIFT-BIC DRESDEFF700 |
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| December 22, 2005 |
- PRE-EFFECTIVE AMENDMENT NO. 2 Table of Contents As filed with the Securities and Exchange Commission on December 22, 2005 Registration No. |
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| December 16, 2005 |
Merger Prospectus - ALLIANZ AND RAS HAVE AGREED ON MERGER PLAN. Filed by Allianz AG Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Riunione Adriatica di Sicurt? S. |
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| December 12, 2005 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 December 12, 2005 Commission file Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whether the registrant files |
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| December 12, 2005 |
[Allianz Letterhead] Allianz, 80790 Munich, Germany By EDGAR, ?CORRESP? designation, with paper courtesy copies Mr. |
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| December 12, 2005 |
- ALLIANZ / RAS MERGER - PRE-EFFECTIVE AMENDMENT NO. 1 Allianz / RAS Merger - Pre-Effective Amendment No. 1 Table of Contents As filed with the Securities and Exchange Commission on December 12, 2005 Registration No. 333-128715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALLIANZ AKTIENGESELLSCHAFT (Exact Name of Registrant as S |
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| November 25, 2005 |
Merger Prospectus - ALLIANZ: PRELIMINARY FIGURES RAS TENDER OFFER 425 1 d425.htm ALLIANZ: PRELIMINARY FIGURES RAS TENDER OFFER Filed by Allianz AG Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Riunione Adriatica di Sicurtà S.p.A. Exchange Act File Number 1-15154 Allianz: Preliminary Figures RAS Tender Offer Allianz AG has announced that the acceptance period of the voluntary public tender offer for all the ordinary shares and savings sha |
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| November 15, 2005 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rules 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the period ended September 30, 2005 Commission file Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Königinstrasse 28 80802 Munich Germany (Address of principal executive offices) Indicate by check mark whethe |
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| September 30, 2005 |
ALLIANZ/RAS MERGER Table of Contents As filed with the Securities and Exchange Commission on September 30, 2005 Registration No. |
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| September 30, 2005 |
Merger Prospectus - COMMUNICATION PURSUANT TO ARTICLE 37 (5) OF CONSOB REGULATION NO. 11971 OF MAY 1 425 1 d425.htm COMMUNICATION PURSUANT TO ARTICLE 37 (5) OF CONSOB REGULATION NO. 11971 OF MAY 1 Filed by Allianz AG Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: RAS S.p.A. Exchange Act File Number 1-15154 RAS S.p.A. Corso Italia, 23 20122 Milano Fax n. 02 72165003 Agenzia Ansa Piazza Cavour, 2 20121 Milano Fax n. 02 76087501 Borsa Italiana S.p.A. Piazza Affari, 6 20123 Mi |
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| September 13, 2005 |
Merger Prospectus - ALLIANZ GRP: REPOSITIONING - CONVERSION ALLIANZ AG INTO A EUROPEAN COMPANY (SE) Filed by Allianz AG Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Riunione Adriatica di Sicurtà S. |
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| September 13, 2005 |
Merger Prospectus - PRESENTATION, ALLIANZ-RAS MERGER Filed by Allianz AG Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Riunione Adriatica di Sicurtà S. |
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| May 6, 2005 |
Passive Investment - SCHEDULE 13G - BASF AG SC 13G 1 dsc13g.htm SCHEDULE 13G - BASF AG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BASF AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 055262505 (CUSIP Number) April 26, 2005 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to whic |
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| May 6, 2005 |
Passive Investment - SCHEDULE 13G - E ON AG SC 13G 1 dsc13g.htm SCHEDULE 13G - E ON AG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 E.ON AG (f/k/a VEBA AG) (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 268780103 (CUSIP Number) April 21, 2005 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule |
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| April 19, 2005 |
Certification of the CFO pursuant to Section 906 Exhibit 13.2 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of Allianz |
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| April 19, 2005 |
Certification of the CFO pursuant to Section 302 Exhibit 12.2 CERTIFICATION I, Helmut Perlet, certify that: 1. I have reviewed this annual report on Form 20-F of Allianz Aktiengesellschaft; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which s |
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| April 19, 2005 |
Exhibit 13.1 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of Allianz Aktiengesellschaft, a German company (the ?Compan |
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| April 19, 2005 |
Consent of Independent Registered Public Accounting Firm Exhibit 14.1 Consent of Independent Registered Public Accounting Firm The Management Board and Supervisory Board Allianz Aktiengesellschaft: We consent to the incorporation by reference in the Registration Statement on Form S-8 relating to the Allianz of America, Inc. Employee Stock Purchase Plan of Allianz Aktiengesellschaft (?Allianz?) of our report dated April 19, 2005, with respect to the cons |
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| April 19, 2005 |
Allianz Aktiengesellschaft (hereinafter, the “Company”) EX-4.9 3 dex49.htm FORM OF SERVICE AGREEMENT OF MEMBERS OF THE MANAGEMENT BOARD OF ALLIANZ AG Exhibit 4.9 English Convenience Translation of Form of Services Agreement of Members of the Management Board of Allianz AG Contract Between Allianz Aktiengesellschaft (hereinafter, the “Company”) and Mr. the following contract is concluded: § 1 You are an ordinary member of the Management Board of the Com |
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| April 19, 2005 |
- ANNUAL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 or x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2004 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| April 19, 2005 |
Certification of the CEO pursuant to Section 302 Exhibit 12.1 CERTIFICATION I, Michael Diekmann, certify that: 1. I have reviewed this annual report on Form 20-F of Allianz Aktiengesellschaft; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| April 19, 2005 |
Exhibit 1.1 Allianz Group ARTICLES OF ASSOCIATION OF ALLIANZ AKTIENGESELLSCHAFT Version dated November 2004 1 GENERAL PROVISIONS Article 1 1 The Company?s name is Allianz Aktiengesellschaft with registered offices in Munich. 2 The purpose of the Company is the direction of an international group of companies, which are active in the areas of insurance, banking, asset management and other financial |
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| February 14, 2005 |
Passive Investment - SCHERING AG, AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* SCHERING AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 806585204 (CUSIP Number) DECEMBER 31, 2004 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 14, 2005 |
Passive Investment - BAYER AG, AMENDMENT NO.2 SC 13G/A 1 dsc13ga.htm BAYER AG, AMENDMENT NO.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* BAYER AKTIENGESELLSCHAFT (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 072730302 (CUSIP Number) December 31, 2004 Date of Event Which Requires Filing of this Statement Check the appropri |
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| December 1, 2004 |
EX-99.(D) 3 a2147585zex-99d.htm EXHIBIT 99(D) QuickLinks - Click here to rapidly navigate through this document Exhibit 99(d) Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 30, 2004 JPMorgan Chase Bank, N.A., as Depositary 4 New York Plaza New York, New York 10004 American Depositary Sh |
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| December 1, 2004 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99(e) Certification under Rule 466 The depositary, JPMorgan Chase Bank, N. |
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| December 1, 2004 |
F-6EF 1 a2147585zf-6ef.htm FORM F-6EF QuickLinks - Click here to rapidly navigate through this document As filed with the U.S. Securities and Exchange Commission on December 1, 2004 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALLIANZ A |
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| December 1, 2004 |
EX-99.(A)(2) 2 a2147585zex-99a2.htm EXHIBIT 99(A)(2) QuickLinks - Click here to rapidly navigate through this document Exhibit 99(a)(2) [FORM OF FACE OF ADR] CERTAIN RIGHTS OF THE HOLDER OF THIS AMERICAN DEPOSITARY RECEIPT MAY BE WITHHELD IN ACCORDANCE WITH THE PROVISIONS OF PARAGRAPH (8) HEREOF, INCLUDING, WITHOUT LIMITATION, VOTING RIGHTS AND THE RIGHT TO RECEIVE DIVIDENDS AND OTHER DISTRIBUTION |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.5 TO SCHEDULE 13G SC 13G/A 1 y94041asc13gza.htm AMENDMENT NO.5 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* SCHERING AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 806582 |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.4 TO SCHEDULE 13G SC 13G/A 1 y94041csc13gza.htm AMENDMENT NO.4 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* E.ON AG (f/k/a VEBA AG) (Name of Issuer) ORDINARY SHARES (Title of Class of Securi |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.4 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.1 TO SCHEDULE 13G SC 13G/A 1 y94041sc13gza.htm AMENDMENT NO.1 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* BAYER AKTIENGESELLSCHAFT (Name of Issuer) ORDINARY SHARES (Title of Class of Securi |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.4 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| February 13, 2004 |
Passive Investment - AMENDMENT NO.1 TO SCHEDULE 13G AMENDMENT NO.1 TO SCHEDULE 13G OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SGL CARBON AG (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) 784188203 (Cusip Number) December |
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| November 22, 2002 |
Current Report of Foreign Issuer - ALLIANZ AKTIENGESELLSCHAFT 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For November 22, 2002 Commission File Number: 1-15154 ALLIANZ AKTIENGESELLSCHAFT Koeniginstrasse 28 80802 Munich Germany Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F o |
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| September 3, 2002 |
Passive Investment - AMENDMENT NO. 3 SC 13G/A 1 sc0262.htm AMENDMENT NO. 3 SCHEDULE 13G OMB APPROVAL OMB Number:.................3235-0145 Expires: ................October 31, 2002 Estimated average burden hours per form.........................14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SCHERING AG (Name of Issuer) ORDINARY SH |
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| February 14, 2002 |
Passive Investment - SC 13G/AMENDMENT #1, WINSTAR COMMUNICATIONS, INC. SCHEDULE 13G OMB APPROVAL OMB Number:.................3235-0145 Expires: ................October 31, 2002 Estimated average burden hours per form.........................14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WINSTAR COMMUNICATIONS, INC. (Name of Issuer) COMMON SHARES (Title of Class of |
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| February 14, 2002 |
Passive Investment - SCHEDULE 13G/A #1 -- PHOTON DYNAMICS INC. OMB APPROVAL OMB Number:.................3235-0145 Expires: ................October 31, 2002 Estimated average burden hours per form.........................14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PHOTON DYNAMICS INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 71936410 |
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| July 26, 2001 |
Passive Investment - SCHEDULE 13G SC 13G 1 sc0109-01.htm SCHEDULE 13G SCHEDULE 13G OMB APPROVAL OMB Number:.................3235-0145 Expires: ................October 31, 2002 Estimated average burden hours per response.................14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* WINSTAR COMMUNICATIONS, INC. (Name of Issuer) C |
