ALSMY / Alstom SA - Depositary Receipt (Common Stock) - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

As filed with the Securities and Exchange Commission on February 22, 2024 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares (Exact name of

As filed with the Securities and Exchange Commission on February 22, 2024 Registration No.

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES COMMON STOCK OF ALSTOM (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF FRANCE)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-tenth (1/10) of one Share) THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT AND STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES REPRESENTING COMMON STOCK OF ALSTOM (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF FRANCE) The Depositary (as defined below) hereby certifies that, is the Owner of American Depositary Shares (as defined below), subject to the Terms and Conditions set forth below.

Emmet, Marvin & Martin, llp Counsellors at Law 120 Broadway New York, New York 10271 Tel: 212-238-3000 Fax: 212-238-3100

Emmet, Marvin & Martin, llp Counsellors at Law 120 Broadway New York, New York 10271 Tel: 212-238-3000 Fax: 212-238-3100 www.

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-tenth (1/10) of one ordinary share of Alstom S.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-227277), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ALSTOM S.A. (Exact name of issuer of deposited securities as specifie

As filed with the Securities and Exchange Commission on February 6, 2024 Registration No.

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP February 6, 2024

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP February 6, 2024 Citibank, N.

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 6, 2023

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 6, 2023 JPMorgan Chase Bank, N.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts (Exact name of Issuer of deposited securities as specified i

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Alstom (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of depositary as sp

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Alstom (the "Issuer") (Incorporated under the laws of France)

Number Each American Depositary Share represents One-Tenth of One Share JPMorgan Chase Bank, N.

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (A.P. Moller-Maersk A/S, 333-256306) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time o

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES COMMON STOCK OF ALSTOM (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF FRANCE)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-tenth (1/10) of one Share) THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT AND STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES REPRESENTING COMMON STOCK OF ALSTOM (THE ?COMPANY?) (INCORPORATED UNDER THE LAWS OF FRANCE) The Depositary (as defined below) hereby certifies that, is the Owner of American Depositary Shares (as defined below), subject to the Terms and Conditions set forth below.

Emmet, Marvin & Martin, llp Counsellors at Law 120 Broadway New York, New York 10271 Tel: 212-238-3000 Fax: 212-238-3100

Emmet, Marvin & Martin, llp Counsellors at Law 120 Broadway New York, New York 10271 Tel: 212-238-3000 Fax: 212-238-3100 www.

As filed with the Securities and Exchange Commission on June 1, 2021 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares (Exact name of issue

F-6EF 1 alstomf6ef.htm F-6EF As filed with the Securities and Exchange Commission on June 1, 2021 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares Alstom (Exact name of issuer of deposited securities as specified in its charter) N/A (Translation of issuer’s name into English) Franc

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-tenth (1/10th) of one ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF ALSTOM S.

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F-6EF 1 e620355f6ef-alstom.htm As filed with the Securities and Exchange Commission on March 4, 2021 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ALSTOM S.A. (Exact name of issuer of deposited securities as specified in its charter) N/A

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP March 4, 2021 Citibank, N.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-227277), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Alstom SA (Incorporated under the laws of France)

Number Each American Depositary Share represents One-Tenth of One Share JPMorgan Chase Bank, N.

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Alstom SA (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of depositary as

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of ALSTOM S.A. (Incorporated under the laws of France)

Number Each American Depositary Share represents One-Tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of ALSTOM S.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ALSTOM S.A. (Exact name of Issue

333-183107 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ALSTOM S.A. (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

FSGCF / First Gen Corp F-6EF - - FORM F-6EF

F-6EF 1 t1401998x110f-6ef.htm FORM F-6EF As filed with the Securities and Exchange Commission on November 6, 2014 Registration No. []-[] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS Alstom (Exact name of issuer of deposited securities as specified in its cha

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Common Stock of (Incorporated under the laws of France [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10th) of one Share ConvergEx Depositary, Inc.

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP November 6, 2014 ConvergEx Depositary, Inc.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

Each American Depositary Share represents 1/10th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Alstom (Incorporated under the laws of France) Deutsche Bank T

Number Each American Depositary Share represents 1/10th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Alstom (Incorporated under the laws of France) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof there have been

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 6, 2012 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears on

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Finmeccanica SpA 333-170944) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ALSTOM (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERICAS (Exact name of depos

As filed with the Securities and Exchange Commission on September 10, 2010 Registration No. 333-_____

F-6EF 1 e607501f6ef-alstom.htm As filed with the Securities and Exchange Commission on September 10, 2010 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ALSTOM S.A. (Exact name of issuer of deposited securities as specified in its charter

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-154903), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement; and 2. That its ability to

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-tenth (1/10) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF ALSTOM S.

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP September 10, 2010 Citibank, N.

Each American Depositary Share represents 1/10th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Alstom (Incorporated under the laws of France)

Number Each American Depositary Share represents 1/10th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Alstom (Incorporated under the laws of France) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof there have been

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 June 14, 2010

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 June 14, 2010 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears on t

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ________________________________ ALSTOM (Exact name of Issue

F-6EF 1 e607196f6ef-alstom.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ALSTOM (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPAN

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Aurubis AG 333-158470) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

Number Each American Depositary Share represents 1/10th of One Share

Number Each American Depositary Share represents 1/10th of One Share JPMORGAN CHASE BANK, N.

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Celesio AG, 333-154450) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of effectiven

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 April 22, 2010 JPMorgan Chase Bank, N.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ________________________________ Alstom(Exact name of Issuer

F-6EF 1 e606843f6ef-alstom.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Alstom (Exact name of Issuer of deposited securities as specified in its charter) France (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A.

EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

As filed with the Securities and Exchange Commission on October 14, 2008 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Ame

As filed with the Securities and Exchange Commission on October 14, 2008 Registration No.

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 7 EUR EACH, OF (INCORPORATED UNDER THE LAWS OF FRANCE)

EX-1 2 alstomreceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Tenth of One (1/10) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 7 EUR EACH, OF ALSTOM (INCORPORATED UNDER THE LAWS OF FRANCE) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that t

OMB APPROVAL

OMB APPROVAL OMB Number 3235-0621 Expires: Estimated average burden hours per response.

EX-24.3

Exhibit 24.3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Patrick Kron, Henri Poupart-Lafarge and Donna Vitter, and each of them, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to execute for him and in his name, place and stead, in any and all capacities, this Post-Effective Amendment

FORM 15-12B

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FORM S-8 (AMENDMENT NO. 1)

Registration No. 333-90154 As filed with the Securities and Exchange Commission on June 14, 2005 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALSTOM - (Exact name of registrant as specified in its charter) France Not Applicable - - (State or other jurisdiction of (IRS E

FORM 6-K (MAY 2005)

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) Indicate by che

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) Indi

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue Andr? Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) Indicate by c

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) I

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) I

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) I

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, AVENUE ANDRÉ MALRAUX, 92300 LEVALLOIS-PERRET, FRANCE - (Address of principal executive offices) Indicate b

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, AVENUE ANDRÉ MALRAUX, 92300 LEVALLOIS-PERRET, FRANCE - (Address of principal executive offices) I

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, AVENUE ANDR? MALRAUX, 92300 LEVALLOIS-PERRET, FRANCE - (Address of principal executive offices) Indicate

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, AVENUE ANDR? MALRAUX, 92300 LEVALLOIS-PERRET, FRANCE - (Address of principal executive offices) Indicate by

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) In

As filed with the Securities and Exchange Commission on January 26, 2005. Registration No. 333-8876 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Fo

f-6-PRE As filed with the Securities and Exchange Commission on January 26, 2005. Registration No. 333-8876 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts ALSTOM (Exact name of issuer of deposited securities as specified in it

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2005 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) In

FORM 6-K

6-K 1 e906596frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of princip

FORM 6-K/A

Form 6-K/A FORM 6-K/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2004 Commission File Number: 1-14836 ALSTOM (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices) Indicate by

FORM 6-K

6-K 1 e888030frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principa

FORM S-8 POS

Registration No. 333-10658 As filed with the Securities and Exchange Commission on September 30, 2004 - - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALSTOM - (Exact name of registrant as specified in its charter) France Not Applicable - - (State or other jurisdiction of (IRS Employer i

FORM S-8 POS

Registration No. 333-12028 As filed with the Securities and Exchange Commission on September 30, 2004 - - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALSTOM - (Exact name of registrant as specified in its charter) France Not Applicable - - (State or other jurisdiction of (IRS Employer i

EX-24.2

Exhibit 24.2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Patrick Kron, Philippe Jaffr? and Donna Vitter, and each of them, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to execute for him and in his name, place and stead, in any and all capacities, this Post-Effective Amendment No. 1

EX-24.3

Exhibit 24.3 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Patrick Kron, Philippe Jaffr? and Donna Vitter, and each of them, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to execute for him and in his name, place and stead, in any and all capacities, this Post-Effective Amendment No. 1

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue André Malraux, 92300 Levallois-Perret, France - (Address of principal executive offices)

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 3, avenue Andr?, Malraux, 92309 Levallois-Perret, France - (Address of principal executive offices) Indicate by

FORM 6-K

FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check ma

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kl?ber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whethe

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kl?ber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whethe

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, Dc 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2004 Commission File Number: 1-14836 (Translation of regi

Alstom Press Release Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2004 Commission File Number: 1-14836 ALSTOM (Translation of registrant’s name into English) 25, avenue Kléber, 75116 Paris, France (Address of principal executive offic

* *

Exhibit 4.11 Translation for information purposes only AGREEMENT BETWEEN THE UNDERSIGNED The FRENCH REPUBLIC, represented by its State Minister of the Economy, Finance and Industry, hereafter designated as the ?State? of the first part The company ALSTOM represented by Mr. Philippe JAFFRE, its Finance Director, hereafter designated as the ?Company? of the second part, and 1?/ BNP PARIBAS, represen

CERTIFICATION OF PATRICK KRON, CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF ALSTOM AND PHILIPPE JAFFR?, CHIEF FINANCIAL OFFICER OF ALSTOM, PURSUANT TO SECTION 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Certifications of CEO and CFO Exhibit 13.1 CERTIFICATION OF PATRICK KRON, CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF ALSTOM AND PHILIPPE JAFFRÉ, CHIEF FINANCIAL OFFICER OF ALSTOM, PURSUANT TO SECTION 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Alstom (the “Company”) on Form 20-F for the period ending 31 March 200

19 December 2003 as Borrower BNP PARIBAS CITIBANK INTERNATIONAL PLC HSBC INVESTMENT BANK plc as Arrangers THE BANKS NAMED HEREIN BNP PARIBAS as Agent DEED OF AMENDMENT Relating to the ?1,110,000,000 Multicurrency Revolving Credit Agreement dated 3 Au

EX-4.6 4 dex46.htm DEED OF AMENDMENT DATED 19 DECEMBER 2003 EXHIBIT 4.6 19 December 2003 ALSTOM as Borrower BNP PARIBAS CITIBANK INTERNATIONAL PLC and HSBC INVESTMENT BANK plc as Arrangers THE BANKS NAMED HEREIN and BNP PARIBAS as Agent DEED OF AMENDMENT Relating to the €1,110,000,000 Multicurrency Revolving Credit Agreement dated 3 August 2001 CONTENTS PAGE CLAUSE 1. DEFINITIONS AND INTERPRETATIO

CERTIFICATION

Exhibit 12.1 CERTIFICATION I, Patrick Kron, certify that: 1. I have reviewed this annual report on Form 20-F of ALSTOM; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co

As filed with the Securities and Exchange Commission on 17 June 2004 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 x ANNUAL REPORT

Table of Contents As filed with the Securities and Exchange Commission on 17 June 2004 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

CERTIFICATION

Certification of the Chief Financial Officer Exhibit 12.2 CERTIFICATION I, Philippe Jaffré, certify that: 1. I have reviewed this annual report on Form 20-F of ALSTOM; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma

Incorporated company with capital of 1,320,821,965 Euros 25, avenue Kl?ber - 75116 Paris RCS 389 058 447 Paris

EXHIBIT 1 Incorporated company with capital of 1,320,821,965 Euros 25, avenue Kl?ber - 75116 Paris RCS 389 058 447 Paris Certified copy Chairman and Chief Executive Officer Patrick Kron 31 March 2004 SECTION 1 Form of the Company Object - Name - Registered Office -Duration Article 1 - Form A soci?t? anonyme, regulated by the provisions of the Code de Commerce and any other legal or regulatory provisions in force (the ?Law?) as well as by the Articles of Association, is formed between holders of shares hereinafter created and shares that will be created in the future.

Dated 3 August 2001 as amended by an Amendment Letter dated 28 March 2002, as amended and restated by a Second Amendment Agreement on 8 April 2003 as amended and restated by a Deed of Amendment on 19 December 2003 as Borrower BNP PARIBAS CITIBANK INT

EXHIBIT 4.5 Dated 3 August 2001 as amended by an Amendment Letter dated 28 March 2002, as amended and restated by a Second Amendment Agreement on 8 April 2003 and as amended and restated by a Deed of Amendment on 19 December 2003 ALSTOM as Borrower BNP PARIBAS CITIBANK INTERNATIONAL plc and HSBC INVESTMENT BANK plc as Arrangers THE BANKS NAMED HEREIN and BNP PARIBAS as Agent ?721,500,000 MULTICURR

ALSTOM HOLDINGS BNP PARIBAS CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE HSBC BANK PLC AMENDED AND RESTATED €3,500,000,000 BONDING GUARANTEE FACILITY AGREEMENT CLAUSE PAGE 1. DEF

EX-4.15 6 dex415.htm DEED OF AMENDMENT NO.2 DATED 18 FEBRUARY 2004 EXHIBIT 4.15 DATED 29 AUGUST 2003 as amended by Deed of Amendment No. 1 dated 1 October 2003 and as amended and restated by Deed of Amendment No. 2 on 18 February 2004 ALSTOM HOLDINGS BNP PARIBAS CCF CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE HSBC BANK PLC AM

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mar

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mar

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2004 Commission File Number: 1-14836 ALSTOM (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whethe

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2004 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check m

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2004 Commission File Number: 1-14836 (Translation of r

Alstom Update dated 17 November 2003 of the Reference Document Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2004 Commission File Number: 1-14836 ALSTOM (Translation of registrant’s name into English) 25, avenue Kléber, 75116 Paris,

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check

General Rules and Regulations promulgated under the Securities Exchange Act of 1934 Schedule 13G -- Information to Be Included in Statements Filed Pursuant to Rule 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) Regulatory His

The Securities Lawyer's Deskbook Regulatory History Search Page Suggestions General Rules and Regulations promulgated under the Securities Exchange Act of 1934 Schedule 13G - Information to Be Included in Statements Filed Pursuant to Rule 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) SECURITIES AND EXCHANGE COMMISSION Washington, D.

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whet

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2003 Commission File Number: 1-14836 ALSTOM (Translation of registrant's name into English) 25, Avenue Kléber, 75116 Paris, France (Address of principal executive offices) Indicate by check mark whether

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2003 Commission File Number: 1-14836 (Translation of

Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2003 Commission File Number: 1-14836 ALSTOM (Translation of registrant’s name into English) 25, avenue Kléber, 75116 Paris, France (Address of principal executive offices) Indicate by c

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark wheth

SHARE PURCHASE AGREEMENT ALSTOM HOLDINGS

EX-4.15 14 dex415.htm SHARE PURCHASE AGREEMENT WITH RESPECT TO THE SALE OF THE T&D SECTOR Table of Contents Any text removed pursuant to the confidential treatment request has been separately filed with the U.S. Securities and Exchange Commission and is marked “[* * *]” herein. EXHIBIT 4.15 SHARE PURCHASE AGREEMENT BETWEEN ALSTOM HOLDINGS and ALSTOM AND AREVA Table of Contents Any text removed pur

Dated 28 March, 2002 as amended and restated on 25 March, 2003 (the Borrower) BAYERISCHE LANDESBANK, PARIS BRANCH BNP PARIBAS CREDIT AGRICOLE INDOSUEZ J.P. MORGAN PLC SOCIETE GENERALE (the Arrangers) THE BANKS NAMED HEREIN BNP PARIBAS (as Agent) THIS

EXHIBIT 4.6 Dated 28 March, 2002 as amended and restated on 25 March, 2003 ALSTOM (the Borrower) BAYERISCHE LANDESBANK, PARIS BRANCH BNP PARIBAS CREDIT AGRICOLE INDOSUEZ J.P. MORGAN PLC SOCIETE GENERALE (the Arrangers) THE BANKS NAMED HEREIN BNP PARIBAS (as Agent) THIS AGREEMENT IS SUBJECT TO AN INTERCREDITOR AGREEMENT DATED 25 MARCH, 2003 AMENDED AND RESTATED EUR 400,000,000 REVOLVING CREDIT FACI

Dated: 30 April 2002 as amended and restated on 25 March 2003 as Borrower BNP PARIBAS as Bank THIS AGREEMENT IS SUBJECT TO AN INTERCREDITOR AGREEMENT DATED 25 MARCH, 2003 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Page CLAUSE 1. INTERPRETATION 1

EXHIBIT 4.7 Dated: 30 April 2002 as amended and restated on 25 March 2003 ALSTOM as Borrower BNP PARIBAS as Bank THIS AGREEMENT IS SUBJECT TO AN INTERCREDITOR AGREEMENT DATED 25 MARCH, 2003 EUR50,000,000 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT CONTENTS Page CLAUSE 1. INTERPRETATION 1 2. THE FACILITY 15 3. ORIGINAL CONDITIONS PRECEDENT TO INITIAL DRAWDOWN 16 4. DRAWDOWN 16 5. REPAYMENT 17 6

1 OCTOBER 2003 ALSTOM HOLDINGS (the Company) BNP PARIBAS CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE (As Initial Tranche A Issuing Banks, Initial Tranche B Issuing Banks and Ini

EX-4.17 16 dex417.htm DEED OF AMENDMENT NO.1 RE EUR 3,500,000,000 BONDING GUARANTEE FACILITY AGREEMENT Table of Contents EXHIBIT 4.17 1 OCTOBER 2003 ALSTOM HOLDINGS (the Company) BNP PARIBAS CCF CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE (As Initial Tranche A Issuing Banks, Initial Tranche B Issuing Banks and Initial Tranche

Dated 30 September 2003 as Borrower BNP PARIBAS CREDIT AGRICOLE INDOSUEZ CREDIT LYONNAIS SOCIETE GENERALE CAISSE FRANCAISE DE DEVELOPPEMENT INDUSTRIEL as Arrangers THE BANKS NAMED HEREIN as Lenders BNP PARIBAS as Agent EUR 1,563,399,105 SUBORDINATED

EX-4.18 17 dex418.htm SUBORDINATED DEBT FACILITY AGREEMENT DATED 30 SEPTEMBER 2003 EXHIBIT 4.18 Dated 30 September 2003 ALSTOM as Borrower BNP PARIBAS CREDIT AGRICOLE INDOSUEZ CREDIT LYONNAIS SOCIETE GENERALE and CAISSE FRANCAISE DE DEVELOPPEMENT INDUSTRIEL as Arrangers and THE BANKS NAMED HEREIN as Lenders and BNP PARIBAS as Agent EUR 1,563,399,105 SUBORDINATED DEBT FACILITY AGREEMENT CONTENTS Cl

Dated: 23 April 2002 as amended and restated on 25 March 2003 as Borrower JPMORGAN CHASE BANK, PARIS BRANCH as Bank THIS AGREEMENT IS SUBJECT TO AN INTERCREDITOR AGREEMENT DATED 25 MARCH, 2003 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (original

EXHIBIT 4.8 Dated: 23 April 2002 as amended and restated on 25 March 2003 ALSTOM as Borrower JPMORGAN CHASE BANK, PARIS BRANCH as Bank THIS AGREEMENT IS SUBJECT TO AN INTERCREDITOR AGREEMENT DATED 25 MARCH, 2003 EUR25,000,000 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (originally EUR50,000,000) CONTENTS Page No Clause 1. INTERPRETATION 1 2. THE FACILITY 15 3. ORIGINAL CONDITIONS PRECEDENT TO

/s/ PATRICK KRON

EXHIBIT 12.1 CERTIFICATIONS I, Patrick Kron, certify that: 1. I have reviewed this annual report on Form 20-F of ALSTOM; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c

As filed with the Securities and Exchange Commission on 15 October 2003 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 x ANNUAL REPO

Table of Contents As filed with the Securities and Exchange Commission on 15 October 2003 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Unofficial Translation of the Amendment to the August 2nd, 2003 Agreement

EXHIBIT 4.14 Unofficial Translation of the Amendment to the August 2nd, 2003 Agreement BETWEEN THE FRENCH REPUBLIC ALSTOM BNP PARIBAS GROUP CREDIT AGRICOLE LA SOCIETE GENERALE NATEXIS BANQUES POPULAIRES CCF LE CREDIT INDUSTRIEL ET COMMERCIAL CDC FINANCE-CDC IXIS Hereinafter the ?Signatory Banks? The Company, the State and the banks of the Company (the ?Banks?) came together under the aegis of the

Dated 29 August 2003 ALSTOM HOLDINGS ARRANGED BY: BNP PARIBAS CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE HSBC BANK PLC as the Facility Agent BONDING GUARANTEE FACILITY PAGE CLA

EX-4.16 15 dex416.htm EUR 3,500,000,000 BONDING GUARANTEE FACILITY AGREEMENT DATED 29 AUGUST 2003 EXHIBIT 4.16 Dated 29 August 2003 ALSTOM HOLDINGS ARRANGED BY: BNP PARIBAS CCF CRÉDIT AGRICOLE INDOSUEZ CRÉDIT INDUSTRIEL ET COMMERCIAL CRÉDIT LYONNAIS NATEXIS BANQUES POPULAIRES SOCIÉTÉ GÉNÉRALE HSBC BANK PLC as the Facility Agent BONDING GUARANTEE FACILITY AGREEMENT €3,500,000,000 CONTENTS PAGE CLAU

25 March, 2003 (the Borrower) BAYERISCHE LANDESBANK, PARIS BRANCH BNP PARIBAS CDC FINANCE—CDC IXIS COMMERZBANK AKTIENGESELLSCHAFT, PARIS BRANCH CREDIT AGRICOLE INDOSUEZ CREDIT INDUSTRIEL ET COMMERCIAL CREDIT LYONNAIS JPMORGAN CHASE BANK, PARIS BRANCH

EX-4.5 4 dex45.htm EUR 600,000,000 REVOLVING CREDIT FACILITY AGREEMENT DATED 25 MARCH, 2003 EXHIBIT 4.5 25 March, 2003 ALSTOM (the Borrower) BAYERISCHE LANDESBANK, PARIS BRANCH BNP PARIBAS CCF CDC FINANCE—CDC IXIS COMMERZBANK AKTIENGESELLSCHAFT, PARIS BRANCH CREDIT AGRICOLE INDOSUEZ CREDIT INDUSTRIEL ET COMMERCIAL CREDIT LYONNAIS JPMORGAN CHASE BANK, PARIS BRANCH NATEXIS BANQUES POPULAIRES SOCIETE

Dated 3 August 2002 as amended by Amendment Letter dated 28 March 2002 as Amended Restated on 8 April 2003 as Borrower BNP PARIBAS CITIBANK INTERNATIONAL PLC HSBC INVESTMENT BANK PLC as Arrangers THE BANKS NAMED HEREIN BNP PARIBAS as Agent €976,300,0

EXHIBIT 4.10 Dated 3 August 2002 as amended by Amendment Letter dated 28 March 2002 and as Amended Restated on 8 April 2003 ALSTOM as Borrower BNP PARIBAS CITIBANK INTERNATIONAL PLC AND HSBC INVESTMENT BANK PLC as Arrangers THE BANKS NAMED HEREIN and BNP PARIBAS as Agent ?976,300,000 MULTICURRENCY REVOLVING CREDIT AGREEMENT (originally ?1,110,000,000) CONTENTS Page No Clause 1. INTERPRETATION 1 2.

Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certifications of CEO and CFO EXHIBIT 13.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Patrick Kron, Chairman and Chief Executive Officer of ALSTOM, a société anonyme organized under French law (“ALSTOM”), certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sa

DATED 26 APRIL 2003 TERMS OF OFFER - relating to - THE SALE OF ALSTOM’S SMALL GAS TURBINES BUSINESS Page No Clause 1. Interpretation 2 2. Conditions to Seller's and Purchaser's obligations 18 3. Sale and purchase 21 4. Consideration and Apportionment

EX-4.11 10 dex411.htm TERMS OF OFFER RELATING TO THE SALE OF ALSTOM'S SMALL GAS TURBINES BUSINESS EXHIBIT 4.11 DATED 26 APRIL 2003 TERMS OF OFFER - relating to - THE SALE OF ALSTOM’S SMALL GAS TURBINES BUSINESS LOVELLS CONTENTS Page No Clause 1. Interpretation 2 2. Conditions to Seller's and Purchaser's obligations 18 3. Sale and purchase 21 4. Consideration and Apportionments 23 5. Pre-Completion

Dated 19 April 1999 as amended by Amendment Letter dated 17 May, 2000, by Amendment Letter dated 28 March, 2002 and amended and restated on 8 April 2003 BNP PARIBAS CHASE MANHATTAN plc HSBC INVESTMENT BANK plc as Arrangers THE BANKS NAMED HEREIN BNP

EX-4.9 8 dex49.htm AMENDED AND RESTATED EUR 1,250,000,000 MULTICURRENCY CREDIT AGREEMENT EXHIBIT 4.9 Dated 19 April 1999 as amended by Amendment Letter dated 17 May, 2000, by Amendment Letter dated 28 March, 2002 and amended and restated on 8 April 2003 BNP PARIBAS CHASE MANHATTAN plc HSBC INVESTMENT BANK plc as Arrangers THE BANKS NAMED HEREIN BNP PARIBAS as Agent AMENDED AND RESTATED EURO 1,250,

2

EXHIBIT 4.13 Unofficial Translation August 2, 2003 The representatives of the State and the Representatives of the Lenders of the Company have come together under the aegis of CIRI and have been informed of the Company?s proposals for the restructuring of its industrial activities. Upon review of the information provided, the Company, the State and the signatory banks have agreed to the undertakin

Incorporated company with capital of 1,689,963,138 Euros 25, avenue Kléber - 75116 Paris RCS 389 058 447 Paris ARTICLES OF ASSOCIATION [Unofficial English Translation]

EX-1 3 dex1.htm BYLAWS (STATUTS), AS AMENDED, OF THE COMPANY (UNOFFICIAL ENGLISH TRANSLATION) EXHIBIT 1 Incorporated company with capital of 1,689,963,138 Euros 25, avenue Kléber - 75116 Paris RCS 389 058 447 Paris ARTICLES OF ASSOCIATION [Unofficial English Translation] 5 July 2002 SECTION 1 Form of the Company Object - Name - Registered Office -Duration Article 1 - Form A société anonyme, regula

Dated 26 April 2003 - and - DEMAG DELAVAL INDUSTRIAL TURBOMACHINERY N.V. - relating to - THE SALE AND PURCHASE OF ALSTOM’S MEDIUM INDUSTRIAL GAS TURBINES AND INDUSTRIAL STEAM TURBINES BUSINESSES Clause Page No 1. Interpretation 1 2. Conditions to Sel

EX-4.12 11 dex412.htm AGREEMENT RE SALE AND PURCHASE OF ALSTOM'S INDUSTRIAL GAS TURBINES BUSINESS EXHIBIT 4.12 Dated 26 April 2003 ALSTOM - and - DEMAG DELAVAL INDUSTRIAL TURBOMACHINERY N.V. AGREEMENT - relating to - THE SALE AND PURCHASE OF ALSTOM’S MEDIUM INDUSTRIAL GAS TURBINES AND INDUSTRIAL STEAM TURBINES BUSINESSES Lovells Contents Clause Page No 1. Interpretation 1 2. Conditions to Seller’s

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 1-14836 CUSIP Number: 021244108 (Check one): ¨ Form 10-K þ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ALSTOM SEC File No.: 1-14836 CUSIP Number: 021244108 (Check one): ¨ Form 10-K þ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended 31 March 2003 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Repor

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, AVENUE KLÉBER, 75116 PARIS, FRANCE - (Address of principal executive offices) Indicate by check mark whe

FORM 6-K

FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whethe

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2003 Commission File Number: 1-14836 (Translation of regi

6-K 1 d6k.htm ALSTOM NOTICE OF MEETING Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2003 Commission File Number: 1-14836 ALSTOM (Translation of registrant’s name into English) 25, avenue Kléber, 75116 Paris, France (Address of princip

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2003 Commission File Number: 1-14836 (Translation of regi

Table of Contents FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2003 Commission File Number: 1-14836 ALSTOM (Translation of registrant’s name into English) 25, avenue Kléber, 75116 Paris, France (Address of principal executive offices) Indicate by check

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether t

Full-year results 2002/03: Summary of Operating and Financial Review

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether t

FORM 6-K

6-K 1 e744479frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, Avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

6-K 1 e737684frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

6-K 1 e731200frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whether

FORM 6-K

FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check mark whet

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offices) Indicate by check

FORM 6-K

6-K 1 e714467frm6k.htm FORM 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, avenue Kléber, 75116 Paris, France - (Address of principal executive offic

FORM 6-K

Form 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2003 Commission File Number: 1-14836 ALSTOM - (Translation of registrant's name into English) 25, AVENUE KLÉBER, 75116 PARIS, FRANCE - (Address of principal executive offices) Indicate by check m

FORM 6-K

Form 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether

FORM 6-K

Form 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, AVENUE KLÉBER, 75116 PARIS, FRANCE - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Regi

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Regi

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Regi

FORM 6-K

Form 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether

FORM 6-K

6-K 1 e681224frm6k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indica

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, AVENUE KLÉBER, 75116 PARIS, FRANCE - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Regist

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2002 ALSTOM (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Registrant f

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2002 ALSTOM (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Registrant f

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kléber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Registra

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kleber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Registra

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2002 ALSTOM - (Exact Name of Registrant as Specified in its Charter) 25, avenue Kleber, 75116 Paris, France - (Address of Registrant's Principal Executive Office) (Indicate by check mark whether the Registra

CONSENT OF INDEPENDENT AUDITORS

EX-10.2 5 dex102.htm CONSENT OF INDEPENDENT AUDITORS EXHIBIT 10.2 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in the following Registration Statements of ALSTOM of our report dated May 23, 2002, included in the Annual Report on Form 20-F of ALSTOM for the fiscal year ended March 31, 2002. Filed on Form S-8: Registration Statement No. 333-10658 Registration Statemen

Société Anonyme with share capital of € 1,292,324,754 Head office: 25, avenue Kléber — 75116 Paris — France R.C.S.: 389 058 447 Paris Internet addresses: www.alstom.com

EX-10.1 4 dex101.htm SELECTED PAGES FROM THE COMPANY'S ANNUAL REPORT EXHIBIT 10.1 Société Anonyme with share capital of € 1,292,324,754 Head office: 25, avenue Kléber — 75116 Paris — France R.C.S.: 389 058 447 Paris Internet addresses: www.alstom.com www.alstom.fr ANNUAL REPORT — FINANCIAL INFORMATION FISCAL YEAR 2002 [Selected Pages] OPERATING AND FINANCIAL REVIEW AND PROSPECTS You should read th

ALSTOM Incorporated company with capital of 1,292,324,754 Euros 25, avenue Kleber—75116 Paris RCS 389 058 447 Paris ARTICLES OF ASSOCIATION [Amended and restated by-laws (statuts)]

EX-1 3 dex1.htm AMENDED AND RESTATED BY-LAWS (STATUTS) EXHIBIT 1 ALSTOM Incorporated company with capital of 1,292,324,754 Euros 25, avenue Kleber—75116 Paris RCS 389 058 447 Paris ARTICLES OF ASSOCIATION [Amended and restated by-laws (statuts)] Copy certified to be true The Chairman and Chief Executive Officer Pierre BILGER July 24, 2001 SECTION 1 Form of the Company Object—Name—Registered Office

As filed with the Securities and Exchange Commission on 24 May 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 x ANNUAL REPORT P

Table of Contents As filed with the Securities and Exchange Commission on 24 May 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.