ANRZQ / Alpha Natural Resources, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Alpha Natural Resources, Inc.
US ˙ OTC
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1301063
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alpha Natural Resources, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 27, 2016 15-12B

Alpha Natural Resources 15-12B

15-12B 1 d231747d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-32331 ALPHA NATURAL RESOURCES, INC. (E

July 27, 2016 EX-2.5

ASSET PURCHASE AGREEMENT dated as of July 26, 2016 CONTURA ENERGY, INC., ALPHA NATURAL RESOURCES, INC., THE SUBSIDIARIES OF ALPHA NATURAL RESOURCES, INC. LISTED ON SCHEDULE A HERETO, ANR, INC. ALPHA NATURAL RESOURCES, INC., AS SELLERS’ REPRESENTATIVE

EX-2.5 Exhibit 2.5 ASSET PURCHASE AGREEMENT dated as of July 26, 2016 among CONTURA ENERGY, INC., ALPHA NATURAL RESOURCES, INC., THE SUBSIDIARIES OF ALPHA NATURAL RESOURCES, INC. LISTED ON SCHEDULE A HERETO, ANR, INC. and ALPHA NATURAL RESOURCES, INC., AS SELLERS? REPRESENTATIVE TABLE OF CONTENTS PAGE ARTICLE 1 Definitions Section 1.01. Definitions 3 Section 1.02. Other Definitional and Interpreta

July 27, 2016 8-K

Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Bankruptcy or Receivership

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 (July 26, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

July 27, 2016 EX-99.2

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Reorganized Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) NOTICE OF (I) ENTRY OF ORDER CON

EX-99.2 Exhibit 99.2 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- JONES DAY 1420 Peachtree Street, N.E. Suite 800 Atlanta, Georgia 30309 Telephone: (404) 581-3939 Facsimile: (404) 581-8330 Jeffrey B. Ellm

July 26, 2016 8-K

Other Events

8-K 1 anr8-k07x26x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdi

July 21, 2016 8-K

Other Events

8-K 1 anr8-k07x21x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2016 (July 20, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State

July 20, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

Exhibit JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G.

July 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or oth

July 18, 2016 EX-99.1

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) SECOND AMENDED DISCLOSURE STATEMENT WITH RES

EX-99.1 6 d106921dex991.htm EX-99.1 Exhibit 99.1 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- HUNTON & WILLIAMS LLP Riverfront Plaza, East Tower 951 East Byrd Street Richmond, Virginia 23219 Telephone: (8

July 18, 2016 EX-2.4

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Reorganized Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) NOTICE OF (I) ENTRY OF ORDER CON

EX-2.4 5 d106921dex24.htm EX-2.4 Exhibit 2.4 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- JONES DAY 1420 Peachtree Street, N.E. Suite 800 Atlanta, Georgia 30309 Telephone: (404) 581-3939 Facsimile: (404)

July 18, 2016 EX-2.2

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) SECOND AMENDED JOINT PLAN OF REORGANIZATION

EX-2.2 Exhibit 2.2 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- JONES DAY 1420 Peachtree Street, N.E. Suite 800 Atlanta, Georgia 30309 Telephone: (404) 581-3939 Facsimile: (404) 581-8330 Jeffrey B. Ellman

July 18, 2016 EX-2.3

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) FIRST MODIFICATIONS TO THE SECOND AMENDED JO

EX-2.3 Exhibit 2.3 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- JONES DAY 1420 Peachtree Street, N.E. Suite 800 Atlanta, Georgia 30309 Telephone: (404) 581-3939 Facsimile: (404) 581-8330 Jeffrey B. Ellman

July 18, 2016 8-K

Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Bankruptcy or Receivership

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2016 (July 12, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

July 18, 2016 EX-2.1

IN THE UNITED STATES BANKRUPTCY COURT FOR THE EASTERN DISTRICT OF VIRGINIA RICHMOND DIVISION In re: Alpha Natural Resources, Inc., et al., Debtors. Chapter 11 Case No. 15-33896 (KRH) (Jointly Administered) ORDER CONFIRMING SECOND AMENDED JOINT PLAN O

EX-2.1 Exhibit 2.1 JONES DAY North Point 901 Lakeside Avenue Cleveland, Ohio 44114 Telephone: (216) 586-3939 Facsimile: (216) 579-0212 David G. Heiman (admitted pro hac vice) Carl E. Black (admitted pro hac vice) Thomas A. Wilson (admitted pro hac vice) -and- JONES DAY 1420 Peachtree Street, N.E. Suite 800 Atlanta, Georgia 30309 Telephone: (404) 581-3939 Facsimile: (404) 581-8330 Jeffrey B. Ellman

July 1, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2016 (June 30, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction o

July 1, 2016 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 (June 22, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

July 1, 2016 EX-10.1

AMENDMENT NO. 6 TO SUPERPRIORITY SECURED DEBTOR-IN- POSSESSION CREDIT AGREEMENT

EX-10.1 2 anr8-k07x01x2016exhibit101.htm AMENDMENT NO. 6 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT Exhibit 10.1 Execution Version AMENDMENT NO. 6 TO SUPERPRIORITY SECURED DEBTOR-IN- POSSESSION CREDIT AGREEMENT AMENDMENT No. 6, dated as of June 30, 2016 (this “Amendment”), to that certain Superpriority Secured Debtor-In-Possession Credit Agreement dated as of August 6, 2015 (as

July 1, 2016 EX-99.1

NEWCO ABL FACILITY SYNDICATION PROCEDURES1

EX-99.1 2 anr8-k06x30x2016exhibit991.htm NEWCO ABL FACILITY SYNDICATION PROCEDURES Exhibit 99.1 NEWCO ABL FACILITY SYNDICATION PROCEDURES1 1. This is a notification of the syndication procedures with respect to committing to participate as a lender in the NewCo ABL Facility. Commencing on June 30, 2016, each Eligible Holder (as defined below) that is a Second Lien Noteholder shall have the opportu

June 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or oth

June 20, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

Exhibit JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G.

June 2, 2016 EX-2.1

ASSET PURCHASE AGREEMENT PENNSYLVANIA LAND RESOURCES, LLC, As Seller VANTAGE ENERGY APPALACHIA II LLC, As Purchaser Dated as of May 16, 2016 TABLE OF CONTENTS I. DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Terms Defined Elsewhere in this Agreement 9

EX-2.1 2 anr8-k06x02x2016exhibit21.htm ASSET PURCHASE AGREEMENT, DATED AS OF MAY 16, 2016 Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT Between PENNSYLVANIA LAND RESOURCES, LLC, As Seller And VANTAGE ENERGY APPALACHIA II LLC, As Purchaser Dated as of May 16, 2016 TABLE OF CONTENTS I. DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Terms Defined Elsewhere in this Agreement 9 1.3 Other Definiti

June 2, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 (May 26, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of

May 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or othe

May 20, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 april2016monthlyoperatingr.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM APRIL 1, 2016 TO APRIL 30, 2016 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heiman (

April 29, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 anr8-k04x29x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2016 (April 26, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (Stat

April 29, 2016 EX-2.1

AMENDED AND RESTATED ASSET PURCHASE AGREEMENT PENNSYLVANIA LAND RESOURCES, LLC, As Seller RICE DRILLING B LLC, As Purchaser Dated as of April 25, 2016 TABLE OF CONTENTS I. DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Terms Defined Elsewhere in this Ag

Exhibit Exhibit 2.1 Execution Version AMENDED AND RESTATED ASSET PURCHASE AGREEMENT Between PENNSYLVANIA LAND RESOURCES, LLC, As Seller And RICE DRILLING B LLC, As Purchaser Dated as of April 25, 2016 TABLE OF CONTENTS I. DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Terms Defined Elsewhere in this Agreement 10 1.3 Other Definitional and Interpretive Matters 11 1.4 Jointly Drafted 12 II. PURCHASE AN

April 20, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 march2016monthlyoperatingr.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM MARCH 1, 2016 TO MARCH 31, 2016 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heiman (

April 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

April 14, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 anr8-k04x14x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2016 (March 18, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

March 25, 2016 SC 13D/A

Rice Energy SC 13D/A (Activist Acquisition of More Than 5% of Shares)

SC 13D/A 1 d126588dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Amendment No. 8 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L. Phill

March 18, 2016 EX-99.1

Alpha Natural Resources Announces Appointment of New CFO Andy Eidson Takes On Expanded Role as Philip Cavatoni Departs

EX-99.1 2 anr8-k03x18x2016exhibit991.htm PRESS RELEASE ISSUED MARCH 18, 2016. Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Appointment of New CFO Andy Eidson Takes On Expanded Role as Philip Cavatoni Departs BRISTOL, VA, March 18, 2016 – Alpha Natural Resources, Inc. (ANRZQ) today announced that Andy Eidson, Senior Vice President for Strategy and Business Development, will

March 18, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 anr8-k03x18x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2016 (March 15, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (Stat

March 18, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

March 18, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

Exhibit JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G.

March 17, 2016 EX-10.1

WAIVER AND AMENDMENT NO. 5 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT

Exhibit Exhibit 10.1 EXECUTION VERSION WAIVER AND AMENDMENT NO. 5 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT WAIVER AND AMENDMENT No. 5, dated as of March 16, 2016 (this ? Amendment ?), to that certain Superpriority Secured Debtor-In-Possession Credit Agreement dated as of August 6, 2015 (as previously amended, the ? Existing Credit Agreement ? and, as so amended hereby, the ?

March 17, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 anr8-k03x17x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2016 (March 16, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (Stat

March 4, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 anr8-kyefinancialstatements.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

March 4, 2016 EX-99.1

ALPHA NATURAL RESOURCES INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED DECEMBER 31, 2015 Table Of Contents Page Report of Independent Registered Public Accounting Firm 2 Consolidated Statements of Operations 3 Consolida

EX-99.1 2 anr12312015financialstmts.htm CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED DECEMBER 31, 2015. Exhibit 99.1 ALPHA NATURAL RESOURCES INC. AND SUBSIDIARIES (DEBTOR-IN-POSSESSION) CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED DECEMBER 31, 2015 Table Of Contents Page Report of Independent Registered Public Accounting Firm 2 Consolidated Statements of Operations 3 Consolid

February 19, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

February 19, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 january2016monthlyoperatin.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM JANUARY 1, 2016 TO JANUARY 31, 2016 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heim

February 12, 2016 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / STEELHEAD PARTNERS LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 3)* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 02076X102 (CUSIP Number) December 31,

January 29, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 anr8-k01x29x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 (January 27, 2016) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (

January 20, 2016 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 december2015monthlyoperati.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM DECEMBER 1 TO DECEMBER 31, 2015 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heiman (

January 20, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2016 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

January 7, 2016 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SCHEDULE 13D AMENDMENT NO. 7 Activist Investment

Schedule 13D Amendment No. 7 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Amendment No. 7 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L. Phillips III, A

December 22, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 anr8-k12x22x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jur

December 22, 2015 EX-99.1

CONSENT ORDER

Exhibit Exhibit 99.1 Division of Mining and Reclamation 601 57th Street, Southeast Charleston, West Virginia 25304 Phone: (304) 926-0440 Fax: (304) 926-0446 Earl Ray Tomblin, Governor Randy C. Huffman, Cabinet Secretary www.dep.wv.gov CONSENT ORDER The following findings are made and this Consent Order is issued pursuant to the authority vested in the Secretary of the Department of Environmental P

December 21, 2015 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SCHEDULE 13D AMENDMENT NO. 6 Activist Investment

SC 13D/A 1 d107633dsc13da.htm SCHEDULE 13D AMENDMENT NO. 6 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Amendment No. 6 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Numb

December 18, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

December 18, 2015 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

Exhibit JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G.

December 1, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 (November 24, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdictio

December 1, 2015 EX-10.1

AMENDMENT NO. 4 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT

Exhibit Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 4 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT AMENDMENT No. 4, dated as of November 24, 2015 (this ? Amendment ?), to that certain Superpriority Secured Debtor-In-Possession Credit Agreement dated as of August 6, 2015 (as previously amended by Amendment Nos. 1, 2 and 3 thereto, the ? Existing Credit Agreement ? and, as so amen

November 20, 2015 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 october2015monthlyoperatin.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM OCTOBER 1, 2015 TO OCTOBER 31, 2015 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heim

November 20, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

November 5, 2015 EX-10.1

WAIVER AND AMENDMENT NO. 3 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT

Exhibit Exhibit 10.1 EXECUTION VERSION WAIVER AND AMENDMENT NO. 3 TO SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT AMENDMENT No. 3, dated as of November 2, 2015 (this ? Amendment ?), to that certain Superpriority Secured Debtor-In-Possession Credit Agreement dated as of August 6, 2015 (as previously amended, the ? Existing Credit Agreement ? and, as so amended hereby, the ? Credit Ag

November 5, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 anr8-k11x05x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 (November 2, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (

November 3, 2015 8-K

Regulation FD Disclosure

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commission Fil

October 26, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commission Fil

October 26, 2015 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

Exhibit JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G.

September 25, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-kmonthlyoperatingrep.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2015 (September 24, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-3233

September 25, 2015 EX-99.1

JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile:

EX-99.1 2 august2015monthlyoperating.htm MONTHLY OPERATING REPORT FOR THE PERIOD FROM AUGUST 3, 2015 TO AUGUST 31, 2015 JONES DAY HUNTON & WILLIAMS LLP North Point Riverfront Plaza, East Tower 901 Lakeside Avenue 951 East Byrd Street Cleveland, Ohio 44114 Richmond, Virginia 23219 Telephone: (216) 586-3939 Telephone: (804) 788-8200 Facsimile: (216) 579-0212 Facsimile: (804) 788-8218 David G. Heiman

September 24, 2015 EX-10.1

SUPERPRIORITY SECURED SECOND OUT DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of September 18, 2015 among ALPHA NATURAL RESOURCES, INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Borrower, THE SUBSIDIARIES OF ALP

EX-10.1 2 anr8-k09x24x2015exhibit101.htm SUPERPRIORITY SECURED SECOND OUT DEBTOR-IN-POSSESSION CREDIT AGREEMENT Exhibit 10.1 EXECUTION COPY SUPERPRIORITY SECURED SECOND OUT DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of September 18, 2015 among ALPHA NATURAL RESOURCES, INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Borrower, THE SUBSIDIARIES OF ALPHA NATURAL

September 24, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 anr8-k09x24x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2015 (September 18, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-16386

September 8, 2015 EX-24

EX-24

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Richard H.

August 28, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 anr8-k08x26x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2015 (August 25, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

August 12, 2015 8-K

Alpha Natural Resources FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2015 (August 6, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdicti

August 12, 2015 EX-10.1

SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT Dated as of August 6, 2015 ALPHA NATURAL RESOURCES, INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Borrower, THE SUBSIDIARIES OF ALPHA NATURAL RESOURCES,

EX-10.1 Exhibit 10.1 EXECUTION COPY SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION CREDIT AGREEMENT Dated as of August 6, 2015 among ALPHA NATURAL RESOURCES, INC., a Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Borrower, THE SUBSIDIARIES OF ALPHA NATURAL RESOURCES, INC. PARTY HERETO, each Debtor and Debtor-in-Possession under Chapter 11 of the Bankruptcy Code, as Guarant

August 7, 2015 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d46074d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2015 (August 3, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State

August 7, 2015 EX-10.1

COLLATERAL SUBSTITUTION, RELEASE, AND CONVEYANCE AGREEMENT

EX-10.1 2 d46074dex101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY COLLATERAL SUBSTITUTION, RELEASE, AND CONVEYANCE AGREEMENT This Collateral Substitution, Release, and Conveyance Agreement is dated as of August 6, 2015 (this “Agreement”), by and among General Electric Capital Corporation (“GECC”), as Administrative Agent, Lender, Swing Line Lender and LC Lender under the Credit Agreement (define

August 3, 2015 10-Q

Alpha Natural Resources 10-Q (Quarterly Report)

10-Q 1 anr-2015630x10q.htm 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32

August 3, 2015 EX-95

MSHA Mine ID Operator Significant and Substantial Citations Issued (Section 104 of the Mine Act) *Excludes 104(d) citations/ orders Failure to Abate Orders (Section 104(b) of the Mine Act) Unwarrantable Failure Citations/ Orders Issued (Section 104(d

Exhibit 95 Mine Safety and Health Administration Data Our subsidiaries' mining operations have consistently been recognized with numerous local, state and national awards over the years for outstanding safety performance.

August 3, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Bankruptcy or Receivership

8-K 1 anr8-k08x03x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2015 (August 3, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (Stat

August 3, 2015 EX-31.(A)

CERTIFICATIONS

EXHIBIT 31(a) CERTIFICATIONS CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, Kevin S.

August 3, 2015 EX-32.(A)

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Alpha Natural Resources, Inc. (the “Registrant”) for the period ended June 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Kevin S. Crutchfield, Chief Executi

August 3, 2015 EX-99.2

Alpha Natural Resources Announces Voluntary Chapter 11 Restructuring to Position Itself for Future Viability in Challenged Coal Markets Mining Operations, Coal Sales and Customer Shipments Expected to Continue Without Interruption

ANR 8-K 08-03-2015 Exhibit 99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Voluntary Chapter 11 Restructuring to Position Itself for Future Viability in Challenged Coal Markets Mining Operations, Coal Sales and Customer Shipments Expected to Continue Without Interruption BRISTOL, VA, August 3, 2015 ? Alpha Natural Resources, Inc. (OTC PINK: ANRZ) and certain of its wholly

August 3, 2015 EX-32.(B)

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of Alpha Natural Resources, Inc. (the “Registrant”) for the period ended June 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Philip J. Cavatoni, Chief Financial

August 3, 2015 EX-31.(B)

CERTIFICATIONS

EXHIBIT 31(b) CERTIFICATIONS CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER I, Philip J.

August 3, 2015 EX-99.1

Alpha American Coal Company, LLC

EX-99.1 2 anr8-k08x03x2015exhibit991.htm LIST OF FILING SUBSIDIARIES Exhibit 99.1 Alpha American Coal Company, LLC Thunder Mining Company II, Inc. Alex Energy, Inc. Alpha American Coal Holding, LLC Alpha Appalachia Holdings, Inc. Alpha Appalachia Services, Inc. Alpha Coal Resources Company, LLC Alpha Coal Sales Co., LLC Alpha Coal West, Inc. Alpha European Sales, Inc. Alpha India, LLC Alpha Land a

August 3, 2015 EX-12.1

Alpha Natural Resources, Inc. and Subsidiaries Computation of Ratio of Earnings to Fixed Charges (Amounts in thousands except ratio) Three Months Ended June 30, Six Months Ended June 30, 2015 2014 2015 2014 Earnings: Income (loss) before income taxes

Exhibit 12.1 Alpha Natural Resources, Inc. and Subsidiaries Computation of Ratio of Earnings to Fixed Charges (Amounts in thousands except ratio) Three Months Ended June 30, Six Months Ended June 30, 2015 2014 2015 2014 Earnings: Income (loss) before income taxes $ (547,725 ) $ (522,145 ) $ (474,525 ) $ (531,285 ) Adjustments: Fixed charges 73,488 73,034 (212,748 ) 142,394 Income (loss) from equit

August 3, 2015 EX-10.1

MEMBERSHIP INTEREST PURCHASE AGREEMENT EDF TRADING RESOURCES, LLC AS SELLER, PENNSYLVANIA SERVICES CORPORATION AS PURCHASER, Dated as of July 1, 2015

EX-10.1 2 anr-201563010qexhibit101.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT, DATED AS OF JULY 1, 2015 Exhibit 10.1 Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT BETWEEN EDF TRADING RESOURCES, LLC AS SELLER, AND PENNSYLVANIA SERVICES CORPORATION AS PURCHASER, Dated as of July 1, 2015 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE 1 Section 1.1 Purchase and Sale 1 Section 1.2 Define

July 27, 2015 CORRESP

Alpha Natural Resources ESP

CORRESP 1 filename1.htm BY EDGAR SUBMISSION Ms. Tia L. Jenkins Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 July 27, 2015 Dear Ms. Jenkins, Re: Alpha Natural Resources, Inc. (File No. 001-32331) Form 10-K for Fiscal Year Ended December 31, 2014, Filed February 26, 2015 Below please find our response to t

July 17, 2015 EX-99.1

Trading in Alpha Natural Resources Common Stock Suspended by NYSE

Exhibit 99.1 ANR 8-K 07-17-2015 FOR IMMEDIATE RELEASE Trading in Alpha Natural Resources Common Stock Suspended by NYSE BRISTOL, VA, July 16, 2015 ? Alpha Natural Resources, Inc. (NYSE: ANR) today confirmed that the New York Stock Exchange has suspended trading in the company?s common stock, effective immediately, and has initiated proceedings to delist the common stock from the Exchange. The dete

July 17, 2015 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 anr8-k07x17x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2015 (July 16, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State

July 7, 2015 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2015 (June 30, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commis

July 2, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2015 (July 1, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commiss

July 2, 2015 EX-99.1

Alpha Natural Resources Announces Consolidation of Marcellus Shale Joint Venture Ownership

EX-99.1 2 exhibit991pressrelease07-0.htm PRESS RELEASE DATED JULY 1, 2015 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Consolidation of Marcellus Shale Joint Venture Ownership BRISTOL, VA, July 1, 2015 – Alpha Natural Resources, Inc. (NYSE: ANR) announced today that its wholly-owned subsidiary, Pennsylvania Services Corporation (PSC), has acquired the 50% interest in its natural gas exp

June 26, 2015 CORRESP

Alpha Natural Resources ESP

CORRESP 1 filename1.htm BY EDGAR SUBMISSION Ms. Tia L. Jenkins Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 June 26, 2015 Dear Ms. Jenkins, Re: Alpha Natural Resources, Inc. (File No. 001-32331) Form 10-K for Fiscal Year Ended December 31, 2014, Filed February 26, 2015 Below please find our response to t

June 18, 2015 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SCHEDULE 13D AMENDMENT NO. 5 Activist Investment

Schedule 13D Amendment No. 5 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Amendment No. 5 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L. Phillips III, A

June 5, 2015 CORRESP

Alpha Natural Resources ESP

06-05-2015 ANR SEC Comment Letter Extension Request June 5, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.

June 1, 2015 EX-99.1

Alpha Natural Resources Exploring Options to Rectify Flawed Self-Bonding Notice in Wyoming

EX-99.1 2 anr8-k05x29x2015exhibit991.htm PRESS RELEASE DATED MAY 29, 2015. Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Exploring Options to Rectify Flawed Self-Bonding Notice in Wyoming BRISTOL, VA, May 29, 2015 - Alpha Natural Resources, Inc. (NYSE: ANR) and its operating affiliate, Alpha Coal West, Inc., have been notified by the Wyoming Department of Environmental Quality’s Land

June 1, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 anr8-k05x29x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdic

May 22, 2015 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SCHEDULE 13D AMENDMENT NO. 4 Activist Investment

SC 13D/A 1 d930505dsc13da.htm SCHEDULE 13D AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Amendment No. 4 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Numb

May 22, 2015 CORRESP

Alpha Natural Resources ESP

ANR 05-22-2015 SEC Comment Letter Response BY EDGAR SUBMISSION Ms. Tia L. Jenkins Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 May 22, 2015 Dear Ms. Jenkins, Re: Alpha Natural Resources, Inc. (File No. 001-32331) Form 10-K for Fiscal Year Ended December 31, 2014, Filed February 26, 2015 Form 8-K, Filed F

May 22, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 anr8-k05x22x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2015 (May 21, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

May 12, 2015 DEFA14A

Alpha Natural Resources DEFA14A

DEFA14A 1 d925413ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

April 30, 2015 EX-99.1

Alpha Natural Resources Announces Results for First Quarter 2015

Q1 2015 Earnings Release Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for First Quarter 2015 ? First quarter 2015 revenue was $0.8 billion and Adjusted EBITDA loss was $34 million ? Successfully executed a liability management transaction, lowering gross debt outstanding by $379 million and cash interest expense by $21 million annually

April 30, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease04x3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

April 21, 2015 CORRESP

Alpha Natural Resources ESP

CORRESP 1 filename1.htm April 21, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Tia L. Jenkins Re: Alpha Natural Resources, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 Filed February 26, 2015 Form 8-K Filed February 12, 2015 File No. 001-32331 Dear Ms. Jenkins, Per my telephone conversation with Mr.

April 17, 2015 EX-99.1

ALPHA NATURAL RESOURCES PLANS TO RESTORE COMPLIANCE WITH NYSE MINIMUM SHARE PRICE LISTING STANDARD

EX-99.1 2 anr8k4-17x2015exhibit991.htm PRESS RELEASE DATED APRIL 17, 2015. Exhibit 99.1 FOR IMMEDIATE RELEASE ALPHA NATURAL RESOURCES PLANS TO RESTORE COMPLIANCE WITH NYSE MINIMUM SHARE PRICE LISTING STANDARD BRISTOL, Va., April 17, 2015 — Alpha Natural Resources, Inc. (NYSE: ANR) (the “Company”), a leading U.S. coal supplier, announced today that the Company has been notified by the New York Stoc

April 17, 2015 8-K

Alpha Natural Resources 8-K (Current Report/Significant Event)

ANR 8-K 4-17-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2015 (April 16, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other ju

April 10, 2015 8-K

Alpha Natural Resources 8-K (Current Report/Significant Event)

ANR 8-K 04-10-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 9, 2015 DEF 14A

Alpha Natural Resources DEF 14A

DEF 14A 1 d885726ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Com

April 9, 2015 DEFA14A

Alpha Natural Resources DEFA14A

DEFA14A 1 d885726ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

April 1, 2015 8-K

Alpha Natural Resources 8-K (Current Report/Significant Event)

ANR 8-K 04-01-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 1, 2015 EX-99.1

Alpha Natural Resources Announces Repurchase of $593 Million Unsecured Notes and Issuance of $214 Million Senior Secured Second Lien Notes

ANR 8-K 04-01-2015 Exhibit 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Repurchase of $593 Million Unsecured Notes and Issuance of $214 Million Senior Secured Second Lien Notes BRISTOL, Va., April 1, 2015 ? Alpha Natural Resources, Inc. (NYSE: ANR) (?Alpha?), a leading U.S. coal supplier, today announced that it has completed the repurchase of an aggregate of approxima

March 11, 2015 PRE 14A

Alpha Natural Resources PRE 14A

PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 23, 2015 EX-99.1

[September 2,] 2014 J.P. Morgan Global High Yield & Leveraged Finance Conference February 23, 2015 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Sa

jpmorganinvestorpresenta [September 2,] 2014 J.P. Morgan Global High Yield & Leveraged Finance Conference February 23, 2015 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities Litigation Reform Act of 1995. Such statements are not guarantees of future per

February 23, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commission File N

February 17, 2015 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / STEELHEAD PARTNERS LLC Passive Investment

SC 13G/A 1 anr13ga21715.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 2)* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 02076X102

February 17, 2015 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / Marketfield Asset Management LLC - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 d861914dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02076X102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Sta

February 12, 2015 EX-99.1

Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2014

EX-99.1 2 q42014earningsrelease.htm PRESS RELEASE DATED FEBRUARY 12, 2015 Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2014 • Fourth quarter 2014 revenue was $1.1 billion and adjusted EBITDA was $103 million; adjusted EBITDA includes approximately $60 million from asset disposal gains and the net benefit

February 12, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease02x1.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

February 11, 2015 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / VANGUARD GROUP INC Passive Investment

alphanaturalresources.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Alpha Natural Resources Inc Title of Class of Securities: Common Stock CUSIP Number: 02076X102 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the ap

February 5, 2015 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 rrd020.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALPHA NATURAL RESOURCES INC (Name of Issuer) Common Stock (Title of Class of Securities) 02076X102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

January 30, 2015 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2015 (January 29, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of

January 14, 2015 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SC 13D/A Activist Investment

SC 13D/A 1 d852346dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Amendment No. 3 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L. Phill

January 13, 2015 EX-99.1

Alpha Natural Resources Announces Additional Leadership Changes; Keith Hainer Taking On Operational Management As Paul Vining Departs

EX-99.1 2 anr8-k01x13x2015exhibit991.htm PRESS RELEASE DATED JANUARY 12, 2015 Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Additional Leadership Changes; Keith Hainer Taking On Operational Management As Paul Vining Departs BRISTOL, VA, (January 12, 2015) – Alpha Natural Resources, Inc. (NYSE: ANR) announced today that President Paul Vining will be resigning his position wit

January 13, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 (January 12, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of

January 7, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2015 (January 6, 2015) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (C

January 2, 2015 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2015 (December 30, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of

November 26, 2014 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Amendment No.

October 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease10x3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

October 30, 2014 EX-99.1

Alpha Natural Resources Announces Results for Third Quarter 2014

Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Third Quarter 2014 • Third quarter 2014 revenue was $1.1 billion and adjusted EBITDA, including a $16 million pre-tax gain from sale of 3.1 million Rice Energy shares, was $54 million • Cost reduction initiatives resulted in excellent cost performance in the East • Amended and extended se

October 2, 2014 8-K

Regulation FD Disclosure

8-K 1 anr8-k10x02x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other juris

September 25, 2014 EX-99.1

Alpha Natural Resources Extends Secured Credit Facility and Establishes New Accounts Receivable Securitization Facility

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Extends Secured Credit Facility and Establishes New Accounts Receivable Securitization Facility Bristol, Va., September 25, 2014 - Alpha Natural Resources, Inc. (NYSE: ANR), a leading U.S. coal supplier, announced today that it has amended and extended its senior secured credit facility and established a new accounts receivable sec

September 25, 2014 EX-10.2

AMENDMENT AGREEMENT

EX-10.2 3 d794517dex102.htm EX-10.2 Exhibit 10.2 Execution Version AMENDMENT AGREEMENT THIS AMENDMENT AGREEMENT, dated as of September 24, 2014 (this “Amendment”), is entered into among ALPHA NATURAL RESOURCES, INC., a Delaware corporation (the “Borrower”), CITICORP NORTH AMERICA, INC., in its capacity as administrative agent for the Lenders and as collateral agent for the Secured Parties (the “Ad

September 25, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d794517d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 (September 19, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

September 25, 2014 EX-10.1

CREDIT AND SECURITY AGREEMENT Dated as of September 19, 2014 by and among ANR SECOND RECEIVABLES FUNDING, LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, GENERAL ELECTRIC CAPITAL CORPORATION, as Lender, Sw

EX-10.1 2 d794517dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION CREDIT AND SECURITY AGREEMENT Dated as of September 19, 2014 by and among ANR SECOND RECEIVABLES FUNDING, LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, GENERAL ELECTRIC CAPITAL CORPORATION, as Lender, Swing Line Lender, LC Lender and as Administrative Agent and WEBSTER BUSINESS CREDIT

September 22, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2014 (September 18, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

September 15, 2014 8-K

Regulation FD Disclosure

8-K 1 anr8-k09x15x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other ju

September 2, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 anr8-k09x02x2014investorpr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

September 2, 2014 EX-99.1

[September 2,] 2014 Barclays CEO Energy-Power Conference September 2, 2014 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of t

EX-99.1 2 a20140902barclaysinvesto.htm ALPHA NATURAL RESOURCES, INC. INVESTOR PRESENTATION [September 2,] 2014 Barclays CEO Energy-Power Conference September 2, 2014 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities Litigation Reform Act of 1995. Such s

August 28, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

8-K 1 anr8-k08x28x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 (August 25, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

August 26, 2014 EX-3.3.1

AMENDED AND RESTATED BYLAWS ALPHA NATURAL RESOURCES, INC. (Effective December 20August 20, 20112014) ARTICLE I

Exhibit 3.3.1 AMENDED AND RESTATED BYLAWS OF ALPHA NATURAL RESOURCES, INC. (Effective December 20August 20, 20112014) ARTICLE I OFFICES SECTION 1.01. REGISTERED OFFICE. The Corporation shall maintain its registered office in the State of Delaware at The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801. The Corporation may also have offices in such other places in the Unite

August 26, 2014 EX-3.3

AMENDED AND RESTATED BYLAWS ALPHA NATURAL RESOURCES, INC. (Effective August 20, 2014) ARTICLE I

EX-3.3 2 anr2014826exhibit33.htm AMENDED AND RESTATED BYLAWS OF ALPHA NATURAL RESOURCES, INC Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF ALPHA NATURAL RESOURCES, INC. (Effective August 20, 2014) ARTICLE I OFFICES SECTION 1.01. REGISTERED OFFICE. The Corporation shall maintain its registered office in the State of Delaware at The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19

August 26, 2014 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 anr8-k08x26x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2014 (August 20, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

August 21, 2014 SC 13D/A

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - AMENDMENT NO.1 Activist Investment

SC 13D/A 1 d777514dsc13da.htm AMENDMENT NO.1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Amendment No. 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L.

August 6, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K 1 form8-kearningsrelease08x0.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

August 6, 2014 EX-99.1

Alpha Natural Resources Announces Results for Second Quarter 2014

EX-99.1 2 q22014earningsrelease.htm PRESS RELEASE DATED AUGUST 6, 2014 Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Second Quarter 2014 • Second quarter 2014 revenue and adjusted EBITDA were $1.1 billion and $50 million, respectively • Strong cost management continues to yield results; reducing adjusted Eastern cost of coal sales gu

August 6, 2014 EX-99.2

Alpha Natural Resources Announces Plans to Downsize West Virginia Mining Operations Continuing Weak Markets, Current and Impending EPA Regulations Weigh on Central Appalachian Operations; 1,100 Jobs at Risk

Exhibit 99.2 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Plans to Downsize West Virginia Mining Operations Continuing Weak Markets, Current and Impending EPA Regulations Weigh on Central Appalachian Operations; 1,100 Jobs at Risk BRISTOL, VA, July 31, 2014 – Eight operating affiliates of Alpha Natural Resources, Inc. (NYSE: ANR) have notified their employees late this afternoon that th

July 22, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 anr8-k07x22x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 (July 18, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State

June 17, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commission File Numbe

June 17, 2014 EX-99.1

June 17, 2014 2014 BMO 23rd Global Metals and Mining Conference Sterne Agee 2014 Boston Executive Summit 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision o

anrsterneageeinvestorpre June 17, 2014 2014 BMO 23rd Global Metals and Mining Conference Sterne Agee 2014 Boston Executive Summit 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities Litigation Reform Act of 1995.

May 29, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2014 (May 22, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commiss

May 28, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 anr8-k05x28x2014investorpr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or othe

May 28, 2014 EX-99.1

May 28, 2014 2014 BMO 23rd Global Metals and Mining Conference Brean Capital 2014 Global Resources & Infrastructure Conference 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the S

breananrpresentationfina May 28, 2014 2014 BMO 23rd Global Metals and Mining Conference Brean Capital 2014 Global Resources & Infrastructure Conference 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities Litigation Reform Act of 1995.

May 23, 2014 CORRESP

-

BY EDGAR SUBMISSION Ms. Tia L. Jenkins Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Dear Ms. Jenkins, Re: Alpha Natural Resources, Inc. (File No. 001-32331) Form 10-K for Fiscal Year Ended December 31, 2013, Filed February 28, 2014 Below please find our response to the comments set forth in a letter date

May 22, 2014 S-8

- S-8

S-8 1 anrs-85x22x14.htm S-8 As filed with the Securities and Exchange Commission on May 22, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA NATURAL RESOURCES, INC. (Exact name of Registrant as specified in its charter) Delaware 42-1638663 (State or other jurisdiction of incorpo

May 22, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 anr8-k05x22x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdic

May 22, 2014 EX-10.1

ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN

Exhibit 10.1 ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN Section 1. Purpose. The purpose of this Plan is to advance the interests of Alpha and its stockholders by providing incentives to certain Eligible Persons who contribute significantly to the strategic and long-term performance objectives and growth of the Company. Section 2. Definitions. Certain capitaliz

May 21, 2014 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 anr8-k05x20x2014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2014 (May 20, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

May 21, 2014 EX-10.1

SECURITY AGREEMENT dated as of May 20, 2014 ALPHA NATURAL RESOURCES, INC., as Issuer, CERTAIN SUBSIDIARIES OF THE ISSUER IDENTIFIED HEREIN WILMINGTON TRUST, NATIONAL ASSOCIATION, as Notes Collateral Agent, TABLE OF CONTENTS ARTICLE I DEFINITIONS SECT

EX-10.1 3 anrsecurityagreementmay2014.htm SECURITY AGREEMENT, DATED AS OF MAY 20, 2014 Exhibit 10.1 EXECUTION VERSION SECURITY AGREEMENT dated as of May 20, 2014 Among ALPHA NATURAL RESOURCES, INC., as Issuer, CERTAIN SUBSIDIARIES OF THE ISSUER IDENTIFIED HEREIN and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Notes Collateral Agent, TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01. Indentu

May 21, 2014 EX-4.1

ALPHA NATURAL RESOURCES, INC., WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee WILMINGTON TRUST, NATIONAL ASSOCIATION as Collateral Agent Dated as of May 20, 2014 $500,000,000 Principal Amount 7½% Senior Secured Second Lien Notes due 2020 TABLE OF

EX-4.1 2 alpha2014indenture.htm INDENTURE, DATED AS OF MAY 20, 2014 Exhibit 4.1 EXECUTION VERSION ALPHA NATURAL RESOURCES, INC., WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION as Collateral Agent INDENTURE Dated as of May 20, 2014 $500,000,000 Principal Amount 7½% Senior Secured Second Lien Notes due 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS A

May 14, 2014 8-K

Financial Statements and Exhibits, Other Events

8-K 1 anr8-k05x14x14.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2014 (May 13, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or o

May 14, 2014 EX-99.1

Alpha Natural Resources, Inc.

Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Pricing of Senior Secured Second Lien Notes and Changes to Credit Facility BRISTOL, Va., May 13, 2013 - Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced the pricing of its private offering of $500 million aggregate principal amount of 7.50% senior sec

May 13, 2014 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 anr8-k05x12x14.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2014 (May 7, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

May 13, 2014 EX-99.1

Alpha Natural Resources, Inc.

EX-99.1 3 anr8-k05x12x14exhibit991.htm PRESS RELEASE DATED MAY 12, 2014 Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE May 12, 2014 Alpha Natural Resources Announces Offering of $400 Million Senior Secured Second Lien Notes BRISTOL, Va., May 12, 2014 — Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced that it intends to offer, subj

May 13, 2014 EX-10.1

AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This Amendment No. 2 to Fourth Amended and Restated Credit Agreement, dated as of May 7, 2014 (this “Amendment”), is entered into among ALPHA NATURAL RESOURCES, INC., a Delaware corporation (the “Borrower”), the Lenders party hereto and Citicorp North America, Inc., a Delaware corporation, in its capacit

May 1, 2014 EX-99.1

Alpha Natural Resources Announces Results for First Quarter 2014

EX-99.1 2 q12014earningsrelease.htm PRESS RELEASE DATED MAY 1, 2014 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for First Quarter 2014 • First quarter 2014 revenue and adjusted EBITDA were $1.1 billion and $289 million, respectively • Financial results and Adjusted EBITDA include a pre-tax gain of $250 million from the Rice Energy transaction • Cos

May 1, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease0501.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other

May 1, 2014 CORRESP

-

CORRESP 1 filename1.htm May 1, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Tia L. Jenkins Re: Alpha Natural Resources, Inc. Form 10-K for Fiscal Year Ended December 31, 2013 Filed February 28, 2014 File No. 001-32331 Dear Ms. Jenkins, Per my telephone conversation with Ms. Nasreen Mohammad on May 1, 2014, on

April 7, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2014 (April 2, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commi

April 7, 2014 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 7, 2014 DEFA14A

- DEFA14A

DEFA14A 1 d704748ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

March 11, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

8-K 1 anr8k03112014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2014 (March 5, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

March 7, 2014 EX-99.1

Alpha Natural Resources Concludes Comprehensive Environmental Agreement

EX-99.1 2 exhibit991.htm PRESS RELEASE DATED MARCH 5, 2014. Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Concludes Comprehensive Environmental Agreement BRISTOL, Va., March 5, 2014 – Alpha Natural Resources, Inc. (NYSE: ANR) today announced that it has entered into a consent decree with the U.S. Environmental Protection Agency (EPA), U.S. Department of Justice (DOJ) and three states

March 7, 2014 EX-99.2

CONSENT DECREE

EX-99.2 3 exhibit992.htm QUESTION & ANSWER DOCUMENT REGARDING THE EPA CONSENT DECREE AS OF MARCH 6, 2014. Exhibit 99.2 CONSENT DECREE On March 5, 2014, Alpha Natural Resources, Inc., announced that it entered into a consent decree with the U.S. Environmental Protection Agency, U.S. Department of Justice and three states regarding claims under the Clean Water Act. We understand that residents and t

March 7, 2014 8-K

Financial Statements and Exhibits, Other Events

8-K 1 anr8k03072014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2014 (March 5, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

February 28, 2014 10-K

Alpha Natural Resources 10-K (Annual Report)

10-K 1 anr-12312013x10k.htm 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

February 28, 2014 S-8 POS

- S-8 POS

S-8 POS 1 anrs-8pos2x28x14.htm S-8 POS As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333-166959 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA NATURAL RESOURCES, INC. (Exact name of Registrant as specified in its charter) Del

February 28, 2014 S-8

- S-8

S-8 1 anrs-82x28x14.htm S-8 As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA NATURAL RESOURCES, INC. (Exact name of Registrant as specified in its charter) Delaware 42-1638663 (State or other jurisdiction of in

February 24, 2014 EX-10.1

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY

Exhibit B UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 24, 2014 EX-99.1

February 24, 2014 2014 BMO 23rd Global Metals and Mining Conference 2014 BMO 23rd Global Metals and Mining Conference 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbo

bmoanrpresentation22114 February 24, 2014 2014 BMO 23rd Global Metals and Mining Conference 2014 BMO 23rd Global Metals and Mining Conference 2 Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities Litigation Reform Act of 1995.

February 24, 2014 EX-10.1

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY

EXECUTION COPY UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 24, 2014 EX-10.1

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY

Exhibit A-1 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 24, 2014 EX-10.1

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY

Exhibit A UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 24, 2014 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2014 (February 19, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction o

February 24, 2014 EX-10.1

- 1 -

Exhibit A-2 - 1 - UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 24, 2014 EX-10.1

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY

Exhibit A-3 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF WEST VIRGINIA AT BECKLEY In re MASSEY ENERGY CO.

February 14, 2014 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / STEELHEAD PARTNERS LLC - SCHEDULE 13G/A FOR ANR DATED FEBRUARY 14, 2014 Passive Investment

SC 13G/A 1 anr13ga21414.htm SCHEDULE 13G/A FOR ANR DATED FEBRUARY 14, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 1)* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, $0.01 par value per

February 14, 2014 SC 13G

ANRZQ / Alpha Natural Resources, Inc. / Marketfield Asset Management LLC - SCHEDULE 13G Passive Investment

SC 13G 1 d676899dsc13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02076X102 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the ap

February 12, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease0212.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2014 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

February 12, 2014 EX-99.1

Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2013

Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2013 • Fourth quarter and full year 2013 revenue and adjusted EBITDA were $1.1 billion and $5.0 billion, respectively, and $71 million and $299 million, respectively • Achieved lowest rate of reported injuries in Alpha’s history in 2013 • Strong cost improvement in the 4th

February 10, 2014 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 alphanaturalresources.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Alpha Natural Resources Inc Title of Class of Securities: Common Stock CUSIP Number: 02076X102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the ru

February 10, 2014 SC 13G

ANRZQ / Alpha Natural Resources, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment

SC 13G 1 rrd014.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ALPHA NATURAL RESOURCES INC (Name of Issuer) Common Stock (Title of Class of Securities) 02076X102 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig

February 10, 2014 SC 13D

RICE / Rice Energy Inc. / Alpha Natural Resources, Inc. - SC 13D Activist Investment

SC 13D 1 d673371dsc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Rice Energy Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762760106 (CUSIP Number) William L. Phillips III,

January 24, 2014 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2014 (January 23, 2014) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of

December 26, 2013 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d649771d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2013 (December 20, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663

December 18, 2013 EX-99.1

December 12, 2013

EX-99.1 5 d645318dex991.htm EX-99.1 Exhibit 99.1 December 12, 2013 Alpha Natural Resources Announces Pricing of Convertible Senior Notes BRISTOL, Va., Dec. 12, 2013 /PRNewswire/ — Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced the pricing of its underwritten public offering of $300 million aggregate principal amount of 4.875% convertible senior n

December 18, 2013 EX-1.1

ALPHA NATURAL RESOURCES, INC. $300,000,000 4.875% CONVERTIBLE SENIOR NOTES DUE 2020 UNDERWRITING AGREEMENT

EX-1.1 Exhibit 1.1 Execution Version ALPHA NATURAL RESOURCES, INC. $300,000,000 4.875% CONVERTIBLE SENIOR NOTES DUE 2020 UNDERWRITING AGREEMENT December 12, 2013 December 12, 2013 To the Manager named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Alpha Natural Resources, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the se

December 18, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d645318d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2013 (December 12, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663

December 18, 2013 EX-4.2

ALPHA NATURAL RESOURCES, INC. UNION BANK, N.A. as Trustee SUPPLEMENTAL INDENTURE NO. 5 Dated as of December 18, 2013 Dated as of June 1, 2011 4.875% Convertible Senior Notes due 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY R

EX-4.2 3 d645318dex42.htm EX-4.2 Exhibit 4.2 ALPHA NATURAL RESOURCES, INC. and UNION BANK, N.A. as Trustee SUPPLEMENTAL INDENTURE NO. 5 Dated as of December 18, 2013 to INDENTURE Dated as of June 1, 2011 4.875% Convertible Senior Notes due 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 11 Section 1.03 Incor

December 13, 2013 424B2

CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Maximum Offering Price Amount of Registration Fee (1)(2) 4.875% Convertible Senior Notes due 2020 $345,000,000

424B2 Table of Contents CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Maximum Offering Price Amount of Registration Fee (1)(2) 4.

December 13, 2013 FWP

Alpha Natural Resources, Inc. 4.875% Convertible Senior Notes due 2020

FWP 1 d643672dfwp.htm FWP Pricing Term Sheet Issuer Free Writing Prospectus Dated December 12, 2013 Filed Pursuant to Rule 433 Registration Statement No. 333-186990 Supplementing the Preliminary Prospectus Supplement dated December 11, 2013 (To Prospectus dated March 1, 2013) Alpha Natural Resources, Inc. 4.875% Convertible Senior Notes due 2020 The information in this pricing term sheet relates t

December 11, 2013 424B5

Subject to Completion, dated December 11, 2013

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No.

December 11, 2013 EX-99.1

Alpha Natural Resources, Inc.

EX-99.1 Exhibit 99.1 Alpha Natural Resources N E W S R E L E A S E Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE December 11, 2013 Alpha Natural Resources Announces Public Offering of $250 Million Convertible Senior Notes BRISTOL, Va., December 11, 2013 — Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced that it intends to offer, subject to ma

December 11, 2013 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d643581d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdict

December 9, 2013 EX-10.1A

FORM OF REGISTRATION RIGHTS AGREEMENT

EX-10.1A 3 registrationrightsagreement.htm FORM OF REGISTRATION RIGHTS AGREEMENT FORM OF REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of [●], 2014, by and among Rice Energy Inc., a Delaware corporation (the “Company”), and each of the other parties listed on the signature page hereof (collectively, the “Parties”). WHEREAS, in conne

December 9, 2013 EX-10.1B

FORM OF STOCKHOLDERS’ AGREEMENT

Exhibit B FORM OF STOCKHOLDERS’ AGREEMENT This STOCKHOLDERS’ AGREEMENT (this “Agreement”), dated as of , is entered into by and among Rice Energy Inc.

December 9, 2013 EX-10.1

TRANSACTION AGREEMENT FOUNDATION PA COAL COMPANY, LLC, RICE DRILLING C LLC RICE ENERGY INC. Dated as of December 6, 2013 TABLE OF CONTENTS

EX-10.1 2 alphashaletransactionagree.htm TRANSACTION AGREEMENT, DATED AS OF DECEMBER 6, 2013 Execution Version TRANSACTION AGREEMENT among FOUNDATION PA COAL COMPANY, LLC, RICE DRILLING C LLC and RICE ENERGY INC. Dated as of December 6, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Certain Definitions 2 Section 1.2 Terms Generally 7 ARTICLE II TRANSFER OF THE SUBJECT INTERESTS Sect

December 9, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 anr8-k12x09x2013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2013 (December 6, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (

October 31, 2013 EX-99.1

Alpha Natural Resources Announces Results for Third Quarter 2013

EX-99.1 2 q32013earningsrelease.htm PRESS RELEASE DATED OCTOBER 31, 2013 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Third Quarter 2013 • Third quarter 2013 revenue and adjusted EBITDA of $1.2 billion and $33 million, respectively • Cumberland Mine resumed full production after extensive remediation efforts and longwall move • Liquidity positio

October 31, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease1031.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or

October 3, 2013 EX-99.1

Alpha Natural Resources Completes Changes to Credit Facility

EX-99.1 3 capressrelease2013-10x01.htm PRESS RELEASE DATED OCTOBER 2, 2013 Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Completes Changes to Credit Facility BRISTOL, Va., October 2, 2013 — Alpha Natural Resources, Inc. (NYSE: ANR), a leading U.S. coal producer, announced today that it has amended its secured credit facility. The credit agreement amendmen

October 3, 2013 EX-10.1

AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT

EX-10.1 2 alphaamendmentno1tofourtha.htm AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This Amendment No. 1 to Fourth Amended and Restated Credit Agreement, dated as of October 2, 2013 (this “Amendment”), is entered into among ALPHA NATURAL RESOURCES, INC., a Delaware corporation (the “

October 3, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 anr8-k10x03x13.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2013 (October 2, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (Stat

August 5, 2013 EX-99.1

1 Alpha Natural Resources European Investor Presentation August 5, 2013 Alpha Natural Resources Tuohy Brothers’ 4th Annual Energy Conference 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are

EX-99.1 2 tuohyanrpresentationfina.htm INVESTOR PRESENTATION 1 Alpha Natural Resources European Investor Presentation August 5, 2013 Alpha Natural Resources Tuohy Brothers’ 4th Annual Energy Conference 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the Private Securities L

August 5, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 a8-kforinvestorpresentatio.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

August 2, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease0802.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or ot

August 2, 2013 EX-99.1

Alpha Natural Resources Announces Results for Second Quarter 2013

EX-99.1 2 q22013earningsrelease8-ka.htm CORRECTED PRESS RELEASE Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE (CORRECTED) Alpha Natural Resources Announces Results for Second Quarter 2013 • Second quarter 2013 revenue and adjusted EBITDA of $1.3 billion and $76 million, respectively • Continued to address capital structure and debt maturities; 2015 maturities reduced by approximately $600 mi

August 2, 2013 EX-99.1

Alpha Natural Resources Announces Results for Second Quarter 2013

EX-99.1 2 q22013earningsrelease.htm PRESS RELEASE Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Second Quarter 2013 • Second quarter 2013 revenue and adjusted EBITDA of $1.3 billion and $76 million, respectively • Continued to address capital structure and debt maturities; 2015 maturities reduced by approximately $600 million in Q2 • Maintained l

August 2, 2013 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K/A 1 form8-ka08022013.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other

July 19, 2013 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

8-K 1 anr8k07192013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdicti

May 24, 2013 EX-10.1

ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN

Exhibit 10.1 ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN 1. Purpose of the Plan The purpose of the Alpha Natural Resources, Inc. Annual Incentive Bonus Plan (the “Plan”) is to advance the interests of the Company and its stockholders by providing incentives to key employees with significant responsibility for achieving performance goals critical to the success an

May 24, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 anr8k5242013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

May 22, 2013 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 anr8k05222013financing.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 (May 22, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

May 22, 2013 S-8

- S-8

S-8 1 anrs85x22x20132.htm S-8 As filed with the Securities and Exchange Commission on May 22, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA NATURAL RESOURCES, INC. (Exact name of Registrant as specified in its charter) Delaware 42-1638663 (State or other jurisdiction of incor

May 22, 2013 EX-10.1

$1,725,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT as Amended and Restated as of May 22, 2013 Among ALPHA NATURAL RESOURCES, INC., as Borrower, THE LENDERS PARTY HERETO, THE ISSUING BANKS PARTY HERETO, CITICORP NORTH AMERICA, INC., as Admini

Exhibit 10.1 $1,725,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT as Amended and Restated as of May 22, 2013 Among ALPHA NATURAL RESOURCES, INC., as Borrower, THE LENDERS PARTY HERETO, THE ISSUING BANKS PARTY HERETO, CITICORP NORTH AMERICA, INC., as Administrative Agent and as Collateral Agent, BRANCH BANKING & TRUST COMPANY CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK DEUTSCHE BANK SECURI

May 22, 2013 EX-99.1

Alpha Natural Resources Completes Changes to Credit Facility Upsized Revolver Further Augments Company’s Liquidity Position

Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Completes Changes to Credit Facility Upsized Revolver Further Augments Company’s Liquidity Position BRISTOL, Va., May 22, 2013 – Alpha Natural Resources, Inc. (NYSE: ANR), a leading U.S. coal producer, announced today that it has amended and restated its secured credit facility, increasing the total amount of

May 22, 2013 EX-99.1

ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN

Exhibit 99.1 ALPHA NATURAL RESOURCES, INC. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN Section 1. Purpose. The purpose of this Plan is to advance the interests of Alpha and its stockholders by providing incentives to certain Eligible Persons who contribute significantly to the strategic and long-term performance objectives and growth of the Company. Section 2. Definitions. Certain capitaliz

May 21, 2013 CORRESP

-

BY EDGAR SUBMISSION Ms. Tia L. Jenkins Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Dear Ms. Jenkins, Re: Alpha Natural Resources, Inc. (File No. 001-32331) Form 10-K for Fiscal Year Ended December 31, 2012, Filed March 1, 2013 Below please find our response to the comment set forth in a letter dated May

May 13, 2013 EX-1.1

ALPHA NATURAL RESOURCES, INC. $300,000,000 3.75% CONVERTIBLE SENIOR NOTES DUE 2017 UNDERWRITING AGREEMENT

EX-1.1 2 d537915dex11.htm EX-1.1 Exhibit 1.1 ALPHA NATURAL RESOURCES, INC. $300,000,000 3.75% CONVERTIBLE SENIOR NOTES DUE 2017 UNDERWRITING AGREEMENT May 8, 2013 May 8, 2013 To the Manager named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Alpha Natural Resources, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several

May 13, 2013 EX-99.1

ALPHA NATURAL RESOURCES ANNOUNCES PRICING OF CONVERTIBLE SENIOR NOTES

EX-99.1 5 d537915dex991.htm EX-99.1 Exhibit 99.1 ALPHA NATURAL RESOURCES ANNOUNCES PRICING OF CONVERTIBLE SENIOR NOTES BRISTOL, Va., May 8, 2013 /PRNewswire/ — Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced the pricing of its underwritten public offering of $300 million aggregate principal amount of 3.75% convertible senior notes due 2017. In add

May 13, 2013 EX-4.2

ALPHA NATURAL RESOURCES, INC. UNION BANK, N.A. as Trustee SUPPLEMENTAL INDENTURE NO. 4 Dated as of May 13, 2013 Dated as of June 1, 2011 3.75% Convertible Senior Notes due 2017 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFEREN

EX-4.2 Exhibit 4.2 ALPHA NATURAL RESOURCES, INC. and UNION BANK, N.A. as Trustee SUPPLEMENTAL INDENTURE NO. 4 Dated as of May 13, 2013 to INDENTURE Dated as of June 1, 2011 3.75% Convertible Senior Notes due 2017 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 11 Section 1.03 Incorporation by Reference of Trust I

May 13, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d537915d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2013 (May 8, 2013) ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or o

May 9, 2013 424B5

CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered Proposed maximum offering price Maximum offering price Amount of registration fee(1)(2) 3.75% Convertible Senior Notes Due 2017 $345,000,000 10

424B5 1 d529032d424b5.htm 424B5 Table of Contents CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered Proposed maximum offering price Maximum offering price Amount of registration fee(1)(2) 3.75% Convertible Senior Notes Due 2017 $345,000,000 100% $345,000,000 $47,058 Guarantees of 3.75% Convertible Senior Notes Due 2017 — — — — (1) Calculated

May 8, 2013 FWP

Alpha Natural Resources, Inc. 3.75% Convertible Senior Notes due 2017

FWP 1 d534569dfwp.htm FWP Issuer Free Writing Prospectus Pricing Term Sheet Filed Pursuant to Rule 433 Dated May 8, 2013 Registration Statement No. 333-186990 Supplementing the Preliminary Prospectus Supplement dated May 7, 2013 (To Prospectus dated March 1, 2013) Alpha Natural Resources, Inc. 3.75% Convertible Senior Notes due 2017 The information in this pricing term sheet relates to Alpha Natur

May 7, 2013 EX-99.1

Alpha Natural Resources Announces Public Offering of $300 Million Convertible Senior Notes

EX-99.1 2 pressrelease.htm PRESS RELEASE DATED MAY 7, 2013 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Public Offering of $300 Million Convertible Senior Notes BRISTOL, Va., May 7, 2013 — Alpha Natural Resources, Inc. (NYSE: ANR) (“Alpha”), a leading U.S. coal supplier, today announced that it intends to offer, subject to market and other conditions, $300

May 7, 2013 8-K

Financial Statements and Exhibits, Other Events

8-K 1 anr8-k5x07x13.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

May 7, 2013 424B5

Subject to Completion, dated May 7, 2013

424B5 1 d529032d424b5.htm 425B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-186990 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities and we are not soliciting offers to buy these securities in any state or jurisdiction where such offer or

May 2, 2013 EX-99.1

Alpha Natural Resources Announces Results for First Quarter 2013

EX-99.1 2 q12013earningsrelease.htm PRESS RELEASE DATED MAY 2, 2013 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for First Quarter 2013 • First quarter 2013 revenue and adjusted EBITDA of $1.3 billion and $117 million, respectively • Strong operational execution during the first quarter • Outstanding safety performance continued for the first three

May 2, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease5x02.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other

April 12, 2013 8-K

Mine Safety - Reporting of Shutdowns and Patterns of Violations

8-K 1 anr8k040813.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction

April 8, 2013 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 8, 2013 DEF 14A

- DEF 14A

DEF 14A 1 d503889ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Com

March 5, 2013 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K/A 1 a2-28x13anr8xk.htm 2-28-13 ANR 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (St

March 1, 2013 EX-25.2

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE

EX-25.2 Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UNION BANK, N. A. (Exact name of Trustee as specified in its charter) 94-0304228 I.R.S. Employer Identificati

March 1, 2013 EX-25.1

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE

EX-25.1 6 d491457dex251.htm EX-25.1 Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UNION BANK, N. A. (Exact name of Trustee as specified in its charter) 94-0304228

March 1, 2013 EX-4.13

ALPHA NATURAL RESOURCES, INC. SUBORDINATED INDENTURE Dated as of [ ], 20[ ] Union Bank, N.A. TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS Section 1.01. Certain Terms Defined 1 Section 1.02. Other Definitions 7 ARTICLE 2 SECURITY FORMS Section 2.01. F

EX-4.13 Exhibit 4.13 ALPHA NATURAL RESOURCES, INC. SUBORDINATED INDENTURE Dated as of [ ], 20[ ] Union Bank, N.A. Trustee TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS Section 1.01. Certain Terms Defined 1 Section 1.02. Other Definitions 7 ARTICLE 2 SECURITY FORMS Section 2.01. Forms Generally 7 Section 2.02. Guarantees by Guarantor; Form of Guarantee; Release of Guarantee 7 Section 2.03. Form of T

March 1, 2013 S-3ASR

- FORM S-3

Form S-3 Table of Contents As filed with the Securities and Exchange Commission on March 1, 2013 Registration No.

February 25, 2013 EX-99.2

1 Alpha Natural Resources European Investor Presentation February 25, 2013 Alpha Natural Resources J.P. Morgan Global High Yield & Leveraged Finance Conference 2 Forward-Looking Statements Statements in this presentation which are not statements of h

EX-99.2 3 jpmanrpresentationfinalf.htm INVESTOR PRESENTATION 1 Alpha Natural Resources European Investor Presentation February 25, 2013 Alpha Natural Resources J.P. Morgan Global High Yield & Leveraged Finance Conference 2 Forward-Looking Statements Statements in this presentation which are not statements of historical fact are “forward-looking statements” within the Safe Harbor provision of the P

February 25, 2013 SC 13G

ANRZQ / Alpha Natural Resources, Inc. / STEELHEAD PARTNERS LLC - ALPHA NATURAL RESOURCES, INC. SCH. 13G Passive Investment

SC 13G 1 schedule13galphanaturalresou.htm ALPHA NATURAL RESOURCES, INC. SCH. 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. )* Alpha Natural Resources, Inc. (Name of Issuer) Common Stock, $0.01 par valu

February 25, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or other jurisdiction of (Commission File N

February 25, 2013 EX-99.1

Alpha Natural Resources to Participate in Upcoming Investor Conferences

EX-99.1 2 exhibitpressrelease.htm PRESS RELEASE Exhibit 99.1 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources to Participate in Upcoming Investor Conferences BRISTOL, Va., Feb. 21, 2013 - Alpha Natural Resources, Inc. (NYSE: ANR), a leading U.S. coal producer, announced that members of Alpha's management team will participate in several investor conferences including: th

February 22, 2013 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 alphanaturalresourcesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Alpha Natural Resources Inc Title of Class of Securities: Common Stock CUSIP Number: 02076X102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the

February 14, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-kearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or oth

February 14, 2013 EX-99.1

Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2012

EX-99.1 2 q4earningsrelease.htm PRESS RELATED DATED FEBRUARY 14, 2013 Alpha Natural Resources, Inc. FOR IMMEDIATE RELEASE Alpha Natural Resources Announces Results for Fourth Quarter and Full Year 2012 • Fourth quarter and full year 2012 revenue and adjusted EBITDA of $1.6 billion and $7.0 billion, respectively, and $217 million and $792 million, respectively • Restructuring and cost control measu

February 11, 2013 SC 13G/A

ANRZQ / Alpha Natural Resources, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 alphanaturalresourcesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Alpha Natural Resources Inc Title of Class of Securities: Common Stock CUSIP Number: 02076X102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the

February 1, 2013 EX-99.1

Alpha Natural Resources Announces New Board Member

EX-99.1 2 exhibitangelo-pressreleas.htm EXHIBIT - PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE Alpha Natural Resources Announces New Board Member BRISTOL, VA, January 30, 2013 - Alpha Natural Resources, Inc. (NYSE: ANR), a leading U.S. coal supplier, today announced the election of Angelo C. Brisimitzakis to its Board of Directors effective on February 27, 2013. Angelo C. Brisimitzakis served

February 1, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a8-kangeloxform8xkbrisimi.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 ALPHA NATURAL RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-32331 42-1638663 (State or o

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