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| LEI | 54930054P2G7ZJB0KM79 |
| CIK | 1411494 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Apollo Global Management, Inc. - Corporate Bond/Note
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
Calculation of Filing Fee Tables S-3 Apollo Global Management, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forw |
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| August 8, 2025 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED APRIL 14, 2023 $500,000,000 Apollo Global Management, Inc. 5.150% Senior Notes due 2035 Interest payable on February 12 and August 12, commencing February 12, 2026 Apollo Global Management, Inc. (the “Issuer”) is offering $500,000,000 aggregate principal amount of 5.15 |
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| August 7, 2025 |
Subject to Completion, dated August 7, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction |
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| October 4, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED APRIL 14, 2023 $500,000,000 Apollo Global Management, Inc. 6.000% Fixed-Rate Resettable Junior Subordinated Notes due 2054 Interest payable on June 15 and December 15, commencing June 15, 2025 Apollo Global Management, Inc. (the “Issuer”) is offering $500,000,000 aggregate p |
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| October 4, 2024 |
EX-FILING FEES Calculation of Filing Fee Table 424(b)(5) Apollo Global Management, Inc. |
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| October 3, 2024 |
Subject to Completion, dated October 3, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| May 17, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Apollo Global Management, Inc. |
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| May 17, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED APRIL 14, 2023 $750,000,000 Apollo Global Management, Inc. 5.800% Senior Notes due 2054 Interest payable on May 21 and November 21, commencing November 21, 2024 Apollo Global Management, Inc. (the “Issuer”) is offering $750,000,000 aggregate principal amount of 5.800% Senior |
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| May 16, 2024 |
Subject to Completion, dated May 16, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| November 13, 2023 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED APRIL 14, 2023 $500,000,000 Apollo Global Management, Inc. 6.375% Senior Notes due 2033 Interest payable on May 15 and November 15, commencing May 15, 2024 Apollo Global Management, Inc. (the “Issuer”) is offering $500,000,000 aggregate principal amount of 6.375% Senior Note |
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| November 13, 2023 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Apollo Global Management, Inc. |
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| November 8, 2023 |
Subject to Completion, dated November 8, 2023 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35107 APOLLO ASSET MANAGEMENT, INC. (Exact name of registrant as specifi |
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| September 22, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 03, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2023 Apollo Asset Management, Inc. |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (C |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 23, 2023 Apollo Asset Management, Inc. |
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| August 23, 2023 |
Exhibit 4.1 Execution Version APOLLO GLOBAL MANAGEMENT, INC., as Issuer the Guarantors party hereto from time to time 7.625% Fixed-Rate Resettable Junior Subordinated Notes Due 2053 INDENTURE Dated as of August 23, 2023 U.S. Bank Trust Company, National Association as Trustee Table Showing Reflection in Indenture of Certain Provisions of Trust Indenture Act of 1939, as amended by the Trust Indentu |
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| August 18, 2023 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED APRIL 14, 2023 $600,000,000 Apollo Global Management, Inc. 7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053 Interest payable on March 15, June 15, September 15 and December 15, commencing December 15, 2023 Apollo Global Management, Inc. (the “Issuer”) is offer |
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| August 18, 2023 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Apollo Global Management, Inc. |
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| August 16, 2023 |
Subject to Completion, dated August 16, 2023 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-271275 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commi |
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| August 7, 2023 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA The following tables present the historical unaudited financial information for the Apollo Operating Group as of and for the three and six months ended June 30, 2023. The Apollo Operating Group does not report audited or unaudited financial information on a stand-alone basis. Accordingly, the financial data presented herein for the Apollo Ope |
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| August 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 00 |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commi |
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| August 3, 2023 |
Apollo Reports Second Quarter 2023 Results Exhibit 99.1 Apollo Reports Second Quarter 2023 Results New York, August 3, 2023 — Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, “Apollo”) today reported results for the second quarter ended June 30, 2023. Marc Rowan, Chief Executive Officer at Apollo said, “For more than a decade, we’ve been focused on building a private credit origination ecosystem to s |
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| August 3, 2023 |
agmearningsrelease2q2023 Apollo Global Management, Inc. Second Quarter 2023 Earnings 2Q'23 Per Share YTD'23 Per Share GAAP Financial Measures ($ in millions, except per share amounts) Net Income Attributable to Apollo Global Management, Inc. Common Stockholders $599 $1.00 $1,609 $2.67 Segment and Non-GAAP Financial Measures ($ in millions, except per share amounts) Fee Related Earnings (“FRE”) $44 |
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| May 9, 2023 |
Exhibit 10.2 CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF “[ ],” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Accord+ Notional Bonus Plan Plan Description The purpose of this Accord+ Notional Bonus Plan (this “Plan”) is to allow certain select employees of Apollo Management Holdin |
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| May 9, 2023 |
Exhibit 10.1 CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF “[ ],” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Apollo Carry Award [Date] [Name of Participant] Dear []: We are pleased to welcome you to the Apollo Carry Award Program. On behalf of Apollo Global Management, Inc. (the |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commissi |
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| May 9, 2023 |
agmearningsrelease1q2023 May 9, 2023 Apollo Global Management, Inc. Reports First Quarter 2023 Results “The consequences of the past decade- plus of artificially low interest rates were on full display in the first quarter. While the traditional banking model navigates certain challenges, the role of private markets in financing the broader economy becomes increasingly important. We’ve chosen a ma |
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| May 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0 |
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| May 9, 2023 |
Apollo Reports First Quarter 2023 Results Exhibit 99.1 Apollo Reports First Quarter 2023 Results New York, May 9, 2023 — Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, “Apollo”) today reported results for the first quarter ended March 31, 2023. Marc Rowan, Chief Executive Officer at Apollo said, “The consequences of the past decade-plus of artificially low interest rates were on full display in th |
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| May 9, 2023 |
Exhibit 10.4 EXECUTION VERSION This exempted limited partnership is the general partner or special limited partner of each Fund (as defined herein), and earns the “carried interest” on the Funds’ profits. Apollo Infrastructure Opportunities Advisors II, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated February 10, 2022 with a deemed effective date as among the parties hereto |
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| May 9, 2023 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA The following tables present the historical unaudited financial information for the Apollo Operating Group as of and for the three months ended March 31, 2023. The Apollo Operating Group does not report audited or unaudited financial information on a stand-alone basis. Accordingly, the financial data presented herein for the Apollo Operating |
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| May 9, 2023 |
Exhibit 10.3 EXECUTION VERSION This exempted limited partnership is the general partner or special limited partner of each Fund (as defined herein), and earns the “carried interest” on the Funds’ profits. Apollo EPF Advisors IV, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated March 27, 2023 with a deemed effective date as among the parties hereto of December 23, 2021 TABLE O |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commissi |
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| May 9, 2023 |
Exhibit 10.5 EXECUTION VERSION This exempted limited partnership is the general partner or special limited partner of each Fund (as defined herein), and earns the “carried interest” on the Funds’ profits. Apollo Hybrid Value Advisors II, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated March 31, 2022 with a deemed effective date as among the parties hereto of September 29, 20 |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings VII, L.P.). EX-5.8 Exhibit 5.8 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings VII, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS VII, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings VII, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and |
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| April 14, 2023 |
EX-4.4 Exhibit 4.4 APOLLO GLOBAL MANAGEMENT, INC. and [ ], Trustee INDENTURE Dated as of , Providing for Issuance of Senior Debt Securities in Series TABLE OF CONTENTS ARTICLE I Definitions and Other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 9 Section 1.03 Form of Documents Delivered to Trustee 10 Section 1.04 Acts of Securityh |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings VI, L.P.). EX-5.7 Exhibit 5.7 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings VI, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS VI, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings VI, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings IX, L.P.). EX-5.10 Exhibit 5.10 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings IX, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS IX, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings IX, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and |
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| April 14, 2023 |
EX-4.1 Exhibit 4.1 TENTH SUPPLEMENTAL INDENTURE This Tenth Supplemental Indenture, dated as of April 14, 2023 (the “Tenth Supplemental Indenture”), among Apollo Management Holdings, L.P., a limited partnership duly organized and existing under the laws of the State of Delaware (the “Company”), the Guarantors party hereto, Apollo Global Management, Inc., a Delaware corporation, and Apollo Asset Man |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2023 Apollo Asset Management, Inc. |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings X, L.P.). EX-5.11 Exhibit 5.11 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings X, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS X, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings X, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings IV, L.P.). EX-5.5 Exhibit 5.5 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings IV, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS IV, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings IV, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to |
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| April 14, 2023 |
EX-10.1 Exhibit 10.1 GUARANTOR JOINDER AGREEMENT SUPPLEMENT NO. 1, dated as of April 14, 2023 (as amended, restated, supplemented or otherwise modified from time to time, this “Supplement”), to the Credit Agreement, dated as of October 12, 2022 (as the same may be amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among (i) Apollo Management Holdings, |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings XII, L.P.). EX-5.12 Exhibit 5.12 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings XII, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS XII, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings XII, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, a |
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| April 14, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Apollo Global Management, Inc. |
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| April 14, 2023 |
EX-4.2 Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE This First Supplemental Indenture, dated as of April 14, 2023 (the “First Supplemental Indenture”), among Apollo Management Holdings, L.P., a limited partnership duly organized and existing under the laws of the State of Delaware (the “Company”), the Guarantors party hereto, Apollo Global Management, Inc., a Delaware corporation and Apollo Asset Mana |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings III, L.P.). EX-5.4 Exhibit 5.4 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings III, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS III, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings III, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings II, L.P.). EX-5.3 Exhibit 5.3 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings II, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS II, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings II, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings V, L.P.). EX-5.6 Exhibit 5.6 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings V, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS V, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings V, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to Ap |
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| April 14, 2023 |
As filed with the Securities and Exchange Commission on April 14, 2023 S-3ASR Table of Contents As filed with the Securities and Exchange Commission on April 14, 2023 Registration No. |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for Apollo Principal Holdings VIII, L.P.). EX-5.9 Exhibit 5.9 14 April 2023 Our Ref: JRM/NW/182286 Apollo Principal Holdings VIII, L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees APOLLO PRINCIPAL HOLDINGS VIII, L.P. We have acted as counsel as to Cayman Islands law to Apollo Principal Holdings VIII, L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, |
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| April 14, 2023 |
Opinion of Walkers (Cayman) LLP (for AMH Holdings (Cayman), L.P.). EX-5.13 Exhibit 5.13 14 April 2023 Our Ref: JRM/NW/182286 AMH Holdings (Cayman), L.P. c/o Walkers Corporate Limited 190 Elgin Avenue George Town Grand Cayman KY1-9008 Cayman Islands Dear Addressees AMH HOLDINGS (CAYMAN), L.P. We have acted as counsel as to Cayman Islands law to AMH Holdings (Cayman), L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to AMH Holdings GP, L |
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| April 14, 2023 |
Form of Subordinated Indenture. EX-4.5 Exhibit 4.5 APOLLO GLOBAL MANAGEMENT, INC. and [ ], Trustee INDENTURE Dated as of , Providing for Issuance of Subordinated Debt Securities in Series TABLE OF CONTENTS ARTICLE I Definitions and Other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 10 Section 1.03 Form of Documents Delivered to Trustee 10 Section 1.04 Acts of Se |
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| March 1, 2023 |
Letter Agreement with Christian Weideman, dated December 15, 2016. Exhibit 10.76 December 15, 2016 Personal and Confidential Christian Weideman [ ] [ ] Dear Christian: Congratulations on receiving your offer of employment with Apollo1. By joining Apollo, you’re becoming part of a talented, innovative team of people. This letter confirms the terms in connection with your employment at Apollo Management Holdings, L.P. (the “Company”). •Position & Reporting. You wil |
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| March 1, 2023 |
Exhibit 4.22 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Apollo Asset Management, Inc. had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) Series A Preferred Stock |
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| March 1, 2023 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA On January 1, 2022, Apollo Global Management, Inc. completed the previously announced merger transactions with Athene Holding Ltd. ("Athene"). Upon the closing of the merger with Athene, Apollo Global Management, Inc. was renamed Apollo Asset Management, Inc., and became a subsidiary of Tango Holdings, Inc., and Tango Holdings, Inc. was renam |
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| March 1, 2023 |
Exhibit 10.15 NOTICE OF RESTRICTED SHARE UNIT AWARD UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Apollo Global Management, Inc. (the “Company”), pursuant to the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”), hereby grants to the individual listed below the number of Restricted Share Units (the “RSUs”) set |
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| March 1, 2023 |
Exhibit 10.16 NOTICE OF PERFORMANCE-BASED RESTRICTED SHARE UNIT AWARD UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Apollo Global Management, Inc. (the “Company”), pursuant to the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”), hereby grants to the individual listed below the number of Performance-Based Res |
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| March 1, 2023 |
Subsidiaries of Apollo Asset Management, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Entity Name Jurisdiction of Organization Apollo Capital Management IV, Inc. Cayman Islands Apollo Advisors IV, L.P. Cayman Islands Apollo Capital Management V, Inc. Cayman Islands Apollo Advisors V, L.P. Cayman Islands Apollo Principal Holdings I, L.P. Cayman Islands Apollo Capital Management VI, LLC Delaware Apollo Advisors VI, L.P. Delaware APO Asset Co., LLC De |
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| March 1, 2023 |
Letter Agreement with Johannes Worsoe, dated February 11, 2022. Exhibit 10.75 February 11, 2022 Personal and Confidential Johannes Worsoe [ ] [ ] Dear Johs: Congratulations on receiving your offer of employment with Apollo. By joining Apollo, you are becoming part of a talented, inventive team. This letter agreement confirms the terms in connection with your employment at Apollo Management Holdings, L.P. (the "Company''). 1.Position, Reporting, and Office Loca |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| March 1, 2023 |
Exhibit 10.13 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN This Award Agreement (this “RSU Award Agreement”), dated as of [ ] [ ], 20[ ] (the “Date of Grant”), is made by and between Apollo Global Management, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”). Capitalized terms not defined herein shall have |
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| March 1, 2023 |
Letter Agreement with Byron Vielehr, dated August 24, 2022. Exhibit 10.74 August 24, 2022 Personal and Confidential Byron Vielehr Delivered Via email Dear Byron, Congratulations on receiving your offer of employment with Apollo. We look forward to welcoming you as part of our talented and inventive team. This letter agreement confirms the terms of your employment at Apollo Management Holdings, L.P. (the “Company”). 1.Position, Reporting, and Office Locatio |
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| March 1, 2023 |
Exhibit 10.14 FORM OF DIRECTOR RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN This Award Agreement (this “RSU Award Agreement”), dated as of [ ] [ ], 20[ ], (the “Date of Grant”), is made by and between Apollo Global Management, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”). Capitalized terms not defined |
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| March 1, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-35 |
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| February 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2023 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| February 9, 2023 |
Apollo Global Management, Inc. Fourth Quarter and Full Year 2022 Earnings 4Q'22 Per Share FY'22 Per Share GAAP Financial Measures ($ in millions, except per share amounts) Net Income (Loss) Attributable to Apollo Global Management, Inc. Common Stockholders $584 $0.97 $(3,213) $(5.57) Non-GAAP Financial Measures ($ in millions, except per share amounts) Fee Related Earnings (“FRE”) $394 $0.66 $1,41 |
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| February 9, 2023 |
Apollo Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Apollo Reports Fourth Quarter and Full Year 2022 Results New York, February 9, 2023 — Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, “Apollo”) today reported results for the fourth quarter and full year ended December 31, 2022. Marc Rowan, Chief Executive Officer at Apollo said, “After a long period of market excess, our guiding principles – p |
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| November 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| November 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Numbe |
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| November 8, 2022 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA On January 1, 2022, Apollo Global Management, Inc. completed the previously announced merger transactions with Athene Holding Ltd. ("Athene"). Upon the closing of the merger with Athene, Apollo Global Management, Inc. was renamed Apollo Asset Management, Inc., and became a subsidiary of Tango Holdings, Inc., and Tango Holdings, Inc. was renam |
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| November 2, 2022 |
agmearningsrelease3q2022 Apollo Global Management, Inc. Third Quarter 2022 Earnings 3Q'22 Per Share YTD'22 Per Share GAAP Financial Measures ($ in millions, except per share amounts) Net Loss Attributable to Apollo Global Management, Inc. Common Stockholders $(876) $(1.52) $(3,797) $(6.55) Non-GAAP Financial Measures ($ in millions, except per share amounts) Fee Related Earnings (“FRE”) $365 $0.61 |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| November 2, 2022 |
Apollo Reports Third Quarter 2022 Results Exhibit 99.1 Apollo Reports Third Quarter 2022 Results New York, November 2, 2022 — Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, “Apollo”) today reported results for the third quarter ended September 30, 2022. Marc Rowan, Chief Executive Officer at Apollo said, “Our strong third quarter results affirm the stability and resilience of Apollo’s differentiat |
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| October 13, 2022 |
EXHIBIT 10.1 CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF ?[***]? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL EXECUTION VERSION CONFIDENTIAL CREDIT AGREEMENT Dated as of October 12, 2022, Among APOLLO MANAGEMENT HOLDINGS, L.P., as the Borrower, THE GUARANTORS PARTY HERETO, TH |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) ( |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) (I |
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| August 30, 2022 |
EXHIBIT 99.1 Byron Vielehr Named Chief Operating Officer of Apollo Asset Management Vielehr to lead and scale Apollo’s operating platform globally NEW YORK, August 30, 2022 – Apollo (NYSE: APO) today announced that Byron Vielehr has been named Partner and Chief Operating Officer (COO) of Apollo Asset Management, Inc. (NYSE: AAM PrA, AAM PrB), effective September 30th, 2022. Vielehr will work with |
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| August 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 00 |
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| August 9, 2022 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA On January 1, 2022, Apollo Global Management, Inc. completed the previously announced merger transactions with Athene Holding Ltd. ("Athene"). Upon the closing of the merger with Athene, Apollo Global Management, Inc. was renamed Apollo Asset Management, Inc., and became a subsidiary of Tango Holdings, Inc., and Tango Holdings, Inc. was renam |
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| August 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commi |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commi |
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| August 4, 2022 |
Apollo Global Management, Inc. Second Quarter 2022 Earnings Exhibit 99.2 2Q'22 Per Share YTD'22 Per Share GAAP Financial Measures ($ in millions, except per share amounts) Net Loss Attributable to Apollo Global Management, Inc. Common Stockholders $(2,051) $(3.53) $(2,921) $(5.03) Non-GAAP Financial Measures ($ in millions, except per share amounts) Fee Related Earnings (?FRE?) $341 $0.57 $651 $1. |
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| August 4, 2022 |
Apollo Reports Second Quarter 2022 Results Exhibit 99.1 Apollo Reports Second Quarter 2022 Results New York, August 4, 2022 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the second quarter ended June 30, 2022. Marc Rowan, Chief Executive Officer at Apollo said, ?Our second quarter results demonstrate the resilience of our earnings and strength of our integrat |
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| July 27, 2022 |
United States securities and exchange commission logo July 27, 2022 Johannes Worsoe Chief Financial Officer Apollo Asset Management, Inc. |
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| July 20, 2022 |
Apollo Asset Management, Inc. 9 West 57th Street, 43rd Floor New York, New York 10019 Apollo Asset Management, Inc. 9 West 57th Street, 43rd Floor New York, New York 10019 July 20, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cara Lubit and Robert Klein Division of Corporation Finance Office of Finance Re: Apollo Asset Management, Inc. Form 10-Q for the Quarterly Period Ended March 31, 2022 Fi |
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| July 13, 2022 |
United States securities and exchange commission logo July 13, 2022 Johannes Worsoe Chief Financial Officer Apollo Asset Management, Inc. |
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| May 10, 2022 |
Exhibit 10.3 This exempted limited partnership is the general partner of the Fund (as defined herein), and earns the ?carried interest? on the Fund?s profits. Financial Credit Investment Advisors IV, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated May 19, 2021 with a deemed effective date as among the parties hereto of August 23, 2019 701158.0018 4830-3854-5382 v5 TABLE OF C |
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| May 10, 2022 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA On January 1, 2022, Apollo Global Management, Inc. completed the previously announced merger transactions with Athene Holding Ltd. ("Athene"). Upon the closing of the merger with Athene, Apollo Global Management, Inc. was renamed Apollo Asset Management, Inc., and became a subsidiary of Tango Holdings, Inc., and Tango Holdings, Inc. was renam |
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| May 10, 2022 |
Retirement Agreement with Anthony Civale Exhibit 10.9 Apollo Management Holdings, L.P. 9 West 57th St. New York, NY 10019 February 3, 2022 Personal and Confidential Anthony Civale [Address on file with the Company] Dear Anthony: This letter confirms our mutual understanding regarding the terms and conditions of your future services with and expected retirement from employment with Apollo Management Holdings, L.P. (?AMH?) and its Affiliat |
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| May 10, 2022 |
Exhibit 10.2 APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN FOR ESTATE PLANNING VEHICLES (As amended and restated as of January 26, 2022) Section 1. Purpose of Plan. The name of this plan is the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The Plan has been amended, restated and renamed, including as of January 1, 2022, to refle |
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| May 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0 |
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| May 10, 2022 |
Form of Award Letter for Financial Credit Investment Advisors IV, L.P. Exhibit 10.4 Financial Credit Investment Advisors IV, L.P. Award Letter Dear Reference is made to the exempted limited partnership agreement referred to in the Participant Execution Page (the ?Carry Plan LPA?) of Financial Credit Investment Advisors IV, L.P. (the ?Partnership?). Capitalized terms not defined herein have the meanings set forth in the Carry Plan LPA. This letter is your ?Award Lette |
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| May 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commiss |
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| May 10, 2022 |
Form of Apollo Navigator Notional Bonus Plan Award Letter CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF ?[ ],? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| May 10, 2022 |
CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF ?[ ],? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| May 10, 2022 |
CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF ?[ ],? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| May 10, 2022 |
Waiver to Amended and Restated Tax Receivable Agreement, dated May 2, 2022 Exhibit 10.10 WAIVER TO AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT May 2, 2022 This WAIVER (this ?Waiver?) to the Amended and Restated Tax Receivable Agreement, dated as of May 6, 2013, by and among APO Corp., Apollo Principal Holdings II, L.P., Apollo Principal Holdings IV, L.P., Apollo Principal Holdings VI, L.P., Apollo Principal Holdings VIII L.P., AMH Holdings (Cayman), L.P. and the other |
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| May 10, 2022 |
Apollo Navigator Notional Bonus Plan CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF ?[ ],? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| May 10, 2022 |
Exhibit 10.1 APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN (As amended and restated as of January 26, 2022) Section 1. Purpose of Plan. The name of this plan is the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. The Plan was originally known as the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan and has been amended, restated and renamed, in |
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| May 5, 2022 |
Apollo Global Management, Inc. First Quarter 2022 Earnings Exhibit 99.2 1Q'22 Per Share LTM 1Q'22 GAAP Financial Measures ($ in millions, except per share amounts) Net Loss Attributable to Apollo Global Management, Inc. Common Stockholders $(870) $(1.50) Non-GAAP Financial Measures ($ in millions, except per share amounts) Fee Related Earnings (?FRE?) $310 $0.52 $1,275 Spread Related Earnings (?SR |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commissi |
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| May 5, 2022 |
Apollo Reports First Quarter 2022 Results Exhibit 99.1 Apollo Reports First Quarter 2022 Results New York, May 5, 2022 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the first quarter ended March 31, 2022. Marc Rowan, Chief Executive Officer at Apollo said, ?Our first quarter results are a milestone event for Apollo following our merger with Athene in January |
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| April 7, 2022 |
ACMP Credit Facility, dated April 1, 2022 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION VERSION REVOLVING CREDIT AGREEMENT among ACMP HOLDINGS, LLC, as Initial Borrower, APOLLO CAPITAL MARKETS MANAGEMENT, L.P., as Investment Manager, SUMITOMO M |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2022 Apollo Asset Management, Inc. |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) (IR |
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| February 25, 2022 |
Exhibit 10.46 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Service Vesting RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and James Zelter (the ?Participant?). |
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| February 25, 2022 |
Letter Agreement with Marc Rowan, dated December 31, 2021. Exhibit 10.48 Apollo Global Management, Inc. 9 West 57th Street New York, NY 10019 December 31, 2021 Personal and Confidential Marc J. Rowan [Address on file with the Company] Re: Employment and Compensation Terms Dear Marc: This letter agreement extends the term of your employment under your agreement with Apollo Global Management, Inc. (including its subsidiaries, the ?Company?), dated as of Jan |
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| February 25, 2022 |
Exhibit 4.22 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Apollo Asset Management, Inc. had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) Series A Preferred Stock, par value of $0.00001 per share (?Series A Preferred St |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| February 25, 2022 |
Form of Indemnification Agreement. Exhibit 10.29 APOLLO ASSET MANAGEMENT, INC. 9 West 57th Street, 43rd Floor New York, NY 10019 [], 20XX [Director or Officer Name] c/o Apollo Asset Management, Inc. 9 West 57th Street New York, NY 10019 Dear [Director or Officer Name]: In connection with your activities directly and indirectly on behalf of Apollo Asset Management, Inc. or any of its consolidated subsidiaries (collectively, the ?Ind |
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| February 25, 2022 |
Exhibit 10.41 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Vested at Grant RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and Scott Kleinman (the ?Participant?) |
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| February 25, 2022 |
Form of Independent Director Engagement Letter. Exhibit 10.38 [Director Name and Address] Dear [Director Name], As previously discussed, attached hereto as Annex A is a summary of the terms (the ?Term Sheet?) in connection with your service as a director of Apollo Asset Management, Inc. This letter memorializes our agreement that this letter and the Term Sheet constitute a binding commitment on both parties. If you are in agreement with the for |
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| February 25, 2022 |
Exhibit 10.106 EXECUTION VERSION EXCHANGE IMPLEMENTATION AGREEMENT This EXCHANGE IMPLEMENTATION AGREEMENT, dated as of December 31, 2021 (this ?Agreement?), by and among Tango Holdings, Inc., a Delaware corporation (to be renamed Apollo Global Management, Inc., the ?Issuer?), the Apollo Principal Entities (as defined herein), APO Corp. (as defined herein), AP Professional Holdings, L.P., a Cayman |
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| February 25, 2022 |
Subsidiaries of Apollo Global Management, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Entity Name Jurisdiction of Organization Apollo Global Management, Inc. Delaware Apollo Capital Management IV, Inc. Cayman Islands Apollo Advisors IV, L.P. Cayman Islands Apollo Capital Management V, Inc. Cayman Islands Apollo Advisors V, L.P. Cayman Islands Apollo Principal Holdings I, L.P. Cayman Islands Apollo Capital Management VI, LLC Delaware Apollo Advisors |
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| February 25, 2022 |
Exhibit 10.54 EXECUTION VERSION AMENDMENT TO ROLL-UP AGREEMENT This AMENDMENT TO ROLL-UP AGREEMENT (this ?Amendment?) is entered into as of January 1, 2022, by and among James C. Zelter (the ?Senior Manager?), The James and Vivian Zelter GST Exempt Family Trust (the ?Zelter Trust?), Zelter APO Series LLC, a Delaware limited liability company (?Zelter APO?, and together with the Zelter Trust, the ? |
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| February 25, 2022 |
Exhibit 10.44 Apollo Global Management, Inc. 9 West 57th Street New York, NY 10019 December 1, 2021 Personal and Confidential James Zelter [Address on file with the Company] Re: Employment and Compensation Terms Dear Jim: This letter agreement (the ?Agreement?) entered into between you and Apollo Global Management, Inc. (?AGM?) and its subsidiaries (collectively, the ?Company?) sets forth the term |
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| February 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-35 |
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| February 25, 2022 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA On January 1, 2022, Apollo Global Management, Inc. completed the previously announced merger transactions with Athene Holding Ltd. ("Athene"). Upon the closing of the merger with Athene, Apollo Global Management, Inc. was renamed Apollo Asset Management, Inc., and became a subsidiary of Tango Holdings, Inc., and Tango Holdings, Inc. was renam |
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| February 25, 2022 |
Exhibit 10.51 EXECUTION VERSION AMENDMENT TO ROLL-UP AGREEMENT This AMENDMENT TO ROLL-UP AGREEMENT (this ?Amendment?) is entered into as of January 1, 2022, by and among Scott M. Kleinman (the ?Senior Manager?), The Kleinman Children?s Trust (?Transferor?), KRT Delaware LLC, a Delaware limited liability company (the ?Joined Party?), AP Professional Holdings, L.P., a Cayman Islands exempted limited |
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| February 25, 2022 |
Exhibit 10.47 PERFORMANCE RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Performance RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and James Zelter (the ?Partici |
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| February 25, 2022 |
Exhibit 10.45 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Vested at Grant RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and James Zelter (the ?Participant?). |
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| February 25, 2022 |
Exhibit 10.43 PERFORMANCE RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Performance RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and Scott Kleinman (the ?Parti |
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| February 25, 2022 |
Exhibit 10.42 RESTRICTED SHARE UNIT AWARD AGREEMENT UNDER THE APOLLO GLOBAL MANAGEMENT, INC. 2019 OMNIBUS EQUITY INCENTIVE PLAN Service Vesting RSU Award Agreement This Award Agreement (this ?RSU Award Agreement?), dated as of December 1, 2021 (the ?Date of Grant?), is made by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and Scott Kleinman (the ?Participant?) |
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| February 25, 2022 |
CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF ?[***]? HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| February 25, 2022 |
Exhibit 10.40 Apollo Global Management, Inc. 9 West 57th Street New York, NY 10019 December 1, 2021 Personal and Confidential Scott Kleinman [Address on file with the Company] Re: Employment and Compensation Terms Dear Scott: This letter agreement (the ?Agreement?) entered into between you and Apollo Global Management, Inc. (?AGM?) and its subsidiaries (collectively, the ?Company?) sets forth the |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) |
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| February 14, 2022 |
APO / Apollo Global Management Inc / BRH Holdings GP, Ltd. - AMENDMENT NO. 9 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* APOLLO GLOBAL MANAGEMENT, INC.** (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 03768E105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| February 14, 2022 |
APO / Apollo Global Management Inc / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
APO / Apollo Global Management Inc / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Apollo Global Management, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03768E105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 11, 2022 |
A P O L L O G L O B A L M A N A G E M E N T Apollo Global Management, Inc. Fourth Quarter and Full Year 2021 Earnings Exhibit 99.2 February 11, 2022 GAAP Results Financial Measures & Dividend Assets Under Management Business Drivers ($ in millions, except per share data) 4Q'21 Per Share FY'21 Per Share ? Distributable Earnings (?DE?) $483.0 $1.05 $2,031.5 $4.56 ? Fee Related Earnings (?FRE?) $309. |
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| February 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| February 11, 2022 |
EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF APOLLO ASSET MANAGEMENT, INC. Apollo Asset Management, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: FIRST: That the Board of Directors of the Corporation duly adopted resolutions setti |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) ( |
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| February 11, 2022 |
Apollo Reports Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Apollo Reports Fourth Quarter and Full Year 2021 Results New York, February 11, 2022 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the fourth quarter and full year ended December 31, 2021. Marc Rowan, Chief Executive Officer of Apollo said, ?2021 was an exceptional year for Apollo. We generated record an |
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| February 9, 2022 |
APO / Apollo Global Management Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Apollo Global Management Inc Title of Class of Securities: Common Stock CUSIP Number: 03768E105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) ( |
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| January 27, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35107 APOLLO ASSET MANAGEMENT, INC.* (Exact name of registrant as specif |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State of Incorporation) (Commission File Number) (I |
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| January 3, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| January 3, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| January 3, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| January 3, 2022 |
Second Amended and Restated Certificate of Incorporation of Apollo Asset Management, Inc. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF APOLLO ASSET MANAGEMENT, INC. ARTICLE I NAME The name of the Corporation is Apollo Asset Management, Inc. (the ?Corporation?). ARTICLE II REGISTERED OFFICE AND AGENT The address of the Corporation?s registered office in the State of Delaware is c/o Corporation Service Company, 251 Little Falls Drive, in the City of Wilmington, |
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| January 3, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| January 3, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 14, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 3, 2022 |
Second Amended and Restated Bylaws of Apollo Asset Management, Inc. EX-3.2 3 d275004dex32.htm EX-3.2 Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF APOLLO ASSET MANAGEMENT, INC. (Effective January 1, 2022) ARTICLE I MEETINGS OF STOCKHOLDERS, ACTION WITHOUT A MEETING Section 1.01 Annual Meetings. Subject to the rights of the holders of any series of Preferred Stock with respect to any Preferred Stock Directors, if required by Applicable Law, an annual meeting of |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2022 Apollo Asset Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| January 3, 2022 |
As filed with the Securities and Exchange Commission on January 3, 2022 As filed with the Securities and Exchange Commission on January 3, 2022 Registration No. |
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| December 17, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 17, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (C |
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| December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (C |
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| December 2, 2021 |
Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The unaudited pro forma condensed combined financial information has been prepared in accordance with Regulation S-X Article 11, Pro Forma Financial Information, as amended by the final rule, Amendments to Financial Disclosures About Acquired and Disposed Businesses, adopted by the Securities and Exchange Commission (the ?SE |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (C |
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| December 2, 2021 |
EXHIBIT 99.1 Apollo Accelerates Global Wealth Build with Acquisition of Griffin Strategic Acquisition to Add US Wealth Distribution Team and Individual Investor-Focused Real Estate and Credit Products with Over $5 Billion of AUM NEW YORK, December 2, 2021 - Apollo (NYSE: APO) today announced that it has entered into a definitive agreement to acquire the US wealth distribution and asset management |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 2, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| November 8, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Numbe |
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| November 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| November 8, 2021 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA The following tables present the historical unaudited financial information for the Apollo Operating Group as of and for the three and nine months ended September 30, 2021. The Apollo Operating Group does not report audited or unaudited financial information on a stand-alone basis. Accordingly, the financial data presented herein for the Apol |
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| November 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| November 3, 2021 |
Filed by Apollo Global Management, Inc. Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Excerpts from Apollo Global Management, Inc.?s Q3 2021 Earnings Call held on November 2, 2021 Below are excerpts from the transcript of Apollo Global Management, Inc.?s |
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| November 2, 2021 |
A P O L L O G L O B A L M A N A G E M E N T Apollo Global Management, Inc. Third Quarter 2021 Earnings Exhibit 99.2 November 2, 2021 GAAP Results Financial Measures & Dividend Assets Under Management Business Drivers ($ in millions, except per share data) 3Q'21 Per Share YTD'21 Per Share ? Distributable Earnings (?DE?) $752.1 $1.71 $1,547.5 $3.51 ? Fee Related Earnings (?FRE?) $300.1 $0.68 $888.3 |
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| November 2, 2021 |
Apollo Global Management, Inc. Reports Third Quarter 2021 Results Exhibit 99.1 Apollo Global Management, Inc. Reports Third Quarter 2021 Results New York, November 2, 2021 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the third quarter ended September 30, 2021. Marc Rowan, Chief Executive Officer of Apollo said, ?Our business is thriving and we are accelerating on all fronts. Conti |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| October 21, 2021 |
Filed by Apollo Global Management, Inc. Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Excerpts from Apollo Global Management, Inc.?s 2021 Investor Day Presentation held on October 19, 2021 Below are excerpts from the transcript of Apollo Global Managemen |
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| October 20, 2021 |
Filed by Apollo Global Management, Inc. Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| October 19, 2021 |
APOLLO INVESTOR DAY 2021 Forward Looking Statements and Important Disclosures 2 This presentation has been prepared by Apollo Global Management, Inc. |
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| October 19, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Co |
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| October 19, 2021 |
APOLLO INVESTOR DAY 2021 Forward Looking Statements and Important Disclosures 2 This presentation has been prepared by Apollo Global Management, Inc. |
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| October 14, 2021 |
Filed by Apollo Global Management, Inc. Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Athene / Apollo Merger Summary of Warrant Treatment October 14, 2021 Disclaimer The following pages summarize the treatment of the various warrants issued by Athene Hol |
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| October 7, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 1, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (C |
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| September 9, 2021 |
APO / Apollo Global Management Inc / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 19, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 19, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Com |
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| August 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| August 6, 2021 |
Exhibit 10.1 FIRST AMENDMENT This First Amendment to Credit Agreement, dated as of May 10, 2021 (this ?Amendment?) is entered into by and among Apollo Management Holdings, L.P., a Delaware limited partnership (the ?Borrower?), the Guarantors (as defined below) party hereto, the Lenders (as defined below) party hereto and Citibank, N.A., as administrative agent (in such capacity, the ?Administrativ |
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| August 6, 2021 |
Exhibit 10.2 This exempted limited partnership is the general partner of Apollo/Athene Investment Program (A), L.P. and its parallel funds, and earns the ?carried interest? on ADIP profits. Apollo ADIP Advisors, L.P. Second Amended and Restated Exempted Limited Partnership Agreement Dated June 12, 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 CONTINUATION AND ORGANIZATION 9 Section |
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| August 6, 2021 |
Exhibit 10.4 This exempted limited partnership is a limited partner of certain entities that earn ?carried interest? on profits from various funds, accounts or investments managed or advised by AGM. APOLLO FIG CARRY POOL AGGREGATOR, L.P. Amended and Restated Agreement of Exempted Limited Partnership Dated February 25, 2019 Effective December 12, 2018 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 4 |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 6, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| August 6, 2021 |
Exhibit 10.3 Apollo ADIP Advisors, L.P. Award Letter ?Date? ?Name? ?Address? Dear ?PrefixandLastName?: Reference is made to the exempted limited partnership agreement referred to in the Participant Execution Page (the ?Carry Plan LPA?) of Apollo ADIP Advisors, L.P. (the ?Partnership?). Capitalized terms not defined herein have the meanings set forth in the Carry Plan LPA. This letter is your ?Awar |
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| August 6, 2021 |
Exhibit 10.5 APOLLO FIG CARRY POOL AGGREGATOR, L.P. AND APOLLO MANAGEMENT HOLDINGS, L.P. 9 West 57th Street New York, NY 10019 FIG Incentive Program Award Letter [Date] Dear [Name]: Apollo Global Management, Inc. and its subsidiaries (together, ?AGM?) have established Apollo FIG Carry Pool Aggregator, L.P. (the ?Partnership?) as part of the FIG incentive program. The purpose of the Partnership is |
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| August 6, 2021 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA The following tables present the historical unaudited financial information for the Apollo Operating Group as of and for the three and six months ended June 30, 2021. The Apollo Operating Group does not report audited or unaudited financial information on a stand-alone basis. Accordingly, the financial data presented herein for the Apollo Ope |
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| August 6, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 00 |
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| August 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| August 4, 2021 |
Apollo Global Management, Inc. Reports Second Quarter 2021 Results Exhibit 99.1 Apollo Global Management, Inc. Reports Second Quarter 2021 Results New York, August 4, 2021 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the second quarter ended June 30, 2021. Marc Rowan, Chief Executive Officer of Apollo said, ?Our second quarter results were very strong across all key performance met |
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| August 4, 2021 |
Filed by Apollo Global Management, Inc. Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Excerpts from Apollo Global Management, Inc.?s Q2 2021 Earnings Call, held on August 4, 2021 Below are excerpts from the transcript of Apollo Global Management, Inc.?s |
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| August 4, 2021 |
A P O L L O G L O B A L M A N A G E M E N T Apollo Global Management, Inc. Second Quarter 2021 Earnings Exhibit 99.2 August 4, 2021 GAAP Results Financial Measures & Dividend Assets Under Management Business Drivers ($ in millions, except per share data) 2Q'21 Per Share YTD'21 Per Share ? Distributable Earnings (?DE?) $501.6 $1.14 $795.4 $1.80 ? Fee Related Earnings (?FRE?) $301.6 $0.68 $588.3 $1. |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 1, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commis |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 7, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commis |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2021 Apollo Global Management, Inc. |
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| June 11, 2021 |
EXHIBIT 99.1 Apollo to Expand Board of Directors, with David Simon and Four Additional Members from Athene to Join David Simon to join Apollo?s Board This Month and Athene?s Jim Belardi, Mitra Hormozi, Marc Beilinson and Lynn Swann to Join Board of the Combined Company Upon Closing of Merger NEW YORK, June 11, 2021 (GLOBE NEWSWIRE) - Apollo Global Management, Inc. (NYSE: APO) (together with its co |
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| June 11, 2021 |
EXHIBIT 99.1 Apollo to Expand Board of Directors, with David Simon and Four Additional Members from Athene to Join David Simon to join Apollo?s Board This Month and Athene?s Jim Belardi, Mitra Hormozi, Marc Beilinson and Lynn Swann to Join Board of the Combined Company Upon Closing of Merger NEW YORK, June 11, 2021 (GLOBE NEWSWIRE) - Apollo Global Management, Inc. (NYSE: APO) (together with its co |
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| June 11, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Dat |
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| May 20, 2021 |
Apollo Co-Founder Josh Harris to Step Down from Day to Day Role upon Completion of Athene Merger EXHIBIT 99.1 Apollo Co-Founder Josh Harris to Step Down from Day to Day Role upon Completion of Athene Merger New York, May 20, 2021?Apollo Global Management, Inc. (?Apollo? or ?the firm?) (NYSE: APO) today announced that Co-Founder Josh Harris has decided to step down from his day-to-day role at the firm to return to his roots as an investor and entrepreneur. Mr. Harris will continue to serve on |
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| May 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 20, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commis |
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| May 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commis |
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| May 10, 2021 |
Exhibit 10.3 EXECUTION VERSION Governance Term Sheet March 8, 2021 This term sheet summarizes the principal governance terms agreed to by Leon Black, Marc Rowan, Joshua Harris (collectively, the ?Principals?) and Apollo Global Management, Inc. (together with its subsidiaries, ?Apollo?), to be implemented as set forth below, subject to approval of such implementation by the Conflicts Committee of t |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 7, 2021 Apollo Global Management, Inc. |
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| May 10, 2021 |
Exhibit 10.4 HIGHLY CONFIDENTIAL & TRADE SECRET EXECUTION VERSION This exempted limited partnership is a limited partner of certain entities that earn ?carried interest? on profits from various funds, accounts or investments managed or advised by AGM. APOLLO GLOBAL CARRY POOL AGGREGATOR IV, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated January 28, 2021 702100.0030.0004 484 |
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| May 10, 2021 |
Exhibit 10.1 EXECUTION VERSION APOLLO GLOBAL MANAGEMENT, INC. EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT This EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT (this ?Agreement?) is made and entered into as of March 8, 2021, by and between Apollo Global Management, Inc., a Delaware corporation (the ?Company?), and Joshua J. Harris (?Executive?). Where the context permits, |
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| May 10, 2021 |
Amended Form of Independent Director Engagement Letter. Exhibit 10.2 [APOLLO GLOBAL MANAGEMENT LETTERHEAD] [Name] [Address] Dear [ ], As previously discussed, attached hereto as Annex A is a summary of the terms (the ?Term Sheet?) in connection with your service as a director of Apollo Global Management, Inc. This letter memorializes our agreement that this letter and the Term Sheet constitute a binding commitment on both parties. If you are in agreeme |
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| May 10, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Dat |
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| May 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 0 |
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| May 10, 2021 |
Exhibit 10.5 APOLLO GLOBAL CARRY POOL AGGREGATOR IV, L.P. 9 West 57th Street New York, NY 10019 Award Letter [Date] Dear ?Name?, Apollo Global Management, Inc. and its subsidiaries (together, ?AGM?) have established Apollo Global Carry Pool Aggregator IV, L.P. (the ?Partnership?, or ?GCP IV?). The purpose of the Partnership is to hold, indirectly through three intermediate pooling vehicles, intere |
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| May 10, 2021 |
UNAUDITED RECONCILIATION OF FINANCIAL DATA EXHIBIT 99.1 UNAUDITED RECONCILIATION OF FINANCIAL DATA The following tables present the historical unaudited financial information for the Apollo Operating Group as of and for the three months ended March 31, 2021. The Apollo Operating Group does not report audited or unaudited financial information on a stand-alone basis. Accordingly, the financial data presented herein for the Apollo Operating |
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| May 5, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Excerpts from Apollo Global Management, Inc.?s Q1 2021 Earnings Call, held on May 4, 2021 Below are excerpts from the transcript of Apollo Global Management Inc.?s Earn |
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| May 4, 2021 |
A P O L L O G L O B A L M A N A G E M E N T Apollo Global Management, Inc. First Quarter 2021 Earnings Exhibit 99.2 May 4, 2021 GAAP Results ? Net Income of $1.5 billion ? Net Income Attributable to Apollo Global Management, Inc. Class A Common Stockholders of $670 million ($2.81/ share) Financial Measures & Dividend Assets Under Management Business Drivers ($ in millions, except per share data) 1 |
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| May 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commiss |
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| May 4, 2021 |
Apollo Global Management, Inc. Reports First Quarter 2021 Results Exhibit 99.1 Apollo Global Management, Inc. Reports First Quarter 2021 Results New York, May 4, 2021 ? Apollo Global Management, Inc. (NYSE: APO) (together with its consolidated subsidiaries, ?Apollo?) today reported results for the first quarter ended March 31, 2021. ?The first quarter was incredibly strong for Apollo, with record GAAP earnings of $2.81 per share and record fee related earnings o |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 6, 2021 Apollo Global Management, Inc. |
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| March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 22, 2021 (March 21, 2021) Apollo Global Management, Inc. |
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| March 22, 2021 |
EX-99.1 Exhibit 99.1 MARC ROWAN ASSUMES ROLE OF CEO OF APOLLO Jay Clayton Named Non-Executive Chair of Board; Richard Emerson and Dr. Kerry Healey Appointed Independent Directors NEW YORK, March 22, 2021 — Apollo Global Management, Inc. (NYSE: APO) (“Apollo” or the “Firm”) today announced that Co-Founder Marc Rowan has formally assumed the role of CEO of Apollo, which comes as part of a planned su |
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| March 22, 2021 |
Apollo Global Management, Inc. Board of Directors Exhibit 99.2 To: Apollo Global Management, Inc. Board of Directors From: Leon D. Black Re: Next Steps Date: March 21, 2021 Apollo, the firm I founded 31 years ago, is in an unparalleled position of strength. In the last weeks, we have begun the process of introducing best-in-class governance enhancements that are unique among our publicly traded peers. We have increased accountability to public sh |
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| March 15, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Dat |
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| March 15, 2021 |
Agenda Introduction Apollo Retirement Services Strategic Rationale Merger Valuation EX-99.1 Apollo-Athene Merger Through Our Lens March 15, 2021 Exhibit 99.1 Agenda Introduction Apollo Retirement Services Strategic Rationale Merger Valuation Introduction Retirement Services LPs / Strategic Accounts Public Vehicles Capital Markets / Syndication Retail Channels Leading Alternative Asset Manager Yield $340bn AUM¹ Hybrid $30bn AUM¹ Opportunistic $85bn AUM¹ Most important 1,700+² glob |
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| March 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 15, 2021 Apollo Global Management, Inc. |
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| March 11, 2021 |
EXHIBIT 99.1 Acknowledgement Reference is made to the Agreement and Plan of Merger, dated as of March 8, 2021 (the “Agreement”), among Athene Holding Ltd, a Bermuda exempted company, Apollo Global Management, Inc., a Delaware corporation (“AGM”), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM, Blue Merger Sub, Ltd., a Bermuda exempted company and a direct |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| March 11, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Comm |
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| March 10, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. Learn more about the Apollo, Athene merger Monday, March 8th, 2021 Share On Monday, March 8, we announced that Apollo and Athene will merge in an all-stock transaction, |
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| March 9, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. |
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| March 8, 2021 |
Apollo to Merge with Athene and Accelerate our Collective Growth Strategy Exhibit 99.4 Apollo to Merge with Athene and Accelerate our Collective Growth Strategy Dear Colleagues, We are excited to share that Apollo has entered into a definitive agreement to merge with Athene. The merger will bring together the tremendous strengths of our two firms and enable us to establish a unique and innovative leadership position in financial services. This transaction will be substa |
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| March 8, 2021 |
Exhibit 99.3 March 8, 2021 Dear Limited Partners: We are excited to share that this morning Apollo entered into a definitive agreement to merge with Athene to further enhance our proven and successful partnership. We believe that the merger provides numerous strategic benefits and positions Apollo to continue to grow, innovate and consistently generate attractive risk-adjusted returns for all our |
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| March 8, 2021 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and Among ATHENE HOLDING LTD; APOLLO GLOBAL MANAGEMENT, INC.; TANGO HOLDINGS, INC.; BLUE MERGER SUB, LTD.; and GREEN MERGER SUB, INC. Dated as of March 8, 2021 TABLE OF CONTENTS Page ARTICLE I THE MERGERS Section 1.01 AGM Merger 2 Section 1.02 AHL Merger 3 Section 1.03 Effective Time; Closing 3 Section 1.04 Effects of Mergers 4 Section |
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| March 8, 2021 |
Apollo and Athene to Merge in All-Stock Transaction Exhibit 99.8 Company Name: Apollo Global Management Inc Company Ticker: APO US Equity Date: 2021-03-08 Apollo and Athene to Merge in All-Stock Transaction Company Participants ? James Belardi, Chief Executive Officer, Chief Investment Officer, and Co-founder ? Marc Rowan, Co-Founder and Senior Managing Director ? Martin Kelly, Chief Financial Officer and Co-Chief Operating Officer ? Peter Mintzber |
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| March 8, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 Apollo Global Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35107 20-8880053 (State or other jurisdiction of incorporation) (Commi |
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| March 8, 2021 |
EX-99.1 Exhibit 99.1 Apollo and Athene to Merge in All-Stock Transaction Apollo to Move to Single Share Class with “One Share, One Vote” Transaction will be Substantially Accretive Proforma Company with Industry-leading Corporate Governance to be S&P 500 Eligible Companies to Host Conference Call Today at 8:30 am EST NEW YORK and HAMILTON, Bermuda – March 8, 2021 – Apollo (NYSE: APO) and Athene (N |
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| March 8, 2021 |
EX-99.6 8 d31286dex996.htm EX-99.6 Exhibit 99.6 The following communications were made available by Apollo Global Management, Inc. on LinkedIn on March 8, 2021. Apollo Global Management Inc. • • • We have announced that Apollo and Athene will merge in an all-stock transaction, and that Apollo will move to a single share class with one vote per share as part of its industry-leading governance enhan |
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| March 8, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. (Commission File No. 001-37963) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The S |
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| March 8, 2021 |
Filed by Apollo Global Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 and Rule 14d-2(b) under the Securities Exchange Act of 1934 Subject Company: Athene Holding Ltd. (Commission File No. 001-37963) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SEC |
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| March 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 8, 2021 Apollo Global Management, Inc. |
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| March 8, 2021 |
March 8, 2021 Apollo and Athene to Merge in All Stock Transaction March 8, 2021 Unless otherwise noted, information as of March 2021. |
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| March 8, 2021 |
Exhibit 99.5 The following communications were made available by Apollo Global Management, Inc. on Twitter on March 8, 2021. Apollo Global Management, Inc. @ apolloglobal .1h Apollo and Athene to Merge in All-Stock Transaction. Learn more important information: apollo com/stockholders/p and join the conf, call at 8:30am EST: apollo.com/ stockholdets.Apollo and Athene to Merge in All-Stock Transact |
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| March 8, 2021 |
The following communication was made available by Joshua Harris on Linkedln on March 8, 2021. Exhibit 99.7 The following communication was made available by Joshua Harris on Linkedln on March 8, 2021. Josh Harris GJ ? 1st Co-Founder of Apollo Global Mgmt; Founder of HBSE; Managing Partner of Devils, 76ers; Gener... 4m ? ? Proud and excited to announce our merger with Athene. Today we are cementing the coming together of two firms that have maintained a close partnership for more than a dec |
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| February 19, 2021 |
Exhibit 10.108 CONFIDENTIAL & PROPRIETARY EXECUTION VERSION This exempted limited partnership is the general partner or special limited partner of Apollo Hybrid Value Fund, L.P. and its parallel funds, and earns the ?carried interest? on HVF profits. Apollo Hybrid Value Advisors, L.P. Amended and Restated Agreement of Exempted Limited Partnership Dated February 1, 2019 Effective as between the par |
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| February 19, 2021 |
Exhibit 4.22 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, Apollo Global Management, Inc. had three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) Class A Common Stock, par value of $0.00001 per share (?Class A Common Stock?) |
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| February 19, 2021 |
Exhibit 10.106 CONFIDENTIAL & PROPRIETARY EXECUTION VERSION This exempted limited partnership is the entity which owns a limited partner interest in Apollo Infra Equity Advisors (APO DC), L.P., which is the general partner of Apollo Infra Equity US Fund, L.P. and certain of its AIVs, and earns the ?carried interest? on profits of Apollo Infra Equity US and certain of its AIVs. Apollo Infra Equity |
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| February 19, 2021 |
Exhibit 10.101 CONFIDENTIAL & PROPRIETARY EXECUTION VERSION This exempted limited partnership is the general partner of the Fund (as defined herein), and earns the ?carried interest? on the Fund?s profits. Apollo EPF Advisors III, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated December 16, 2017 with a deemed effective date as between the parties hereto of November 30, 2016 |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 25, 2021 (January 24, 2021) Apollo Global Management, Inc. |
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| February 19, 2021 |
Exhibit 10.105 CONFIDENTIAL & PROPRIETARY EXECUTION VERSION This exempted limited partnership is the entity which owns a limited partner interest in Apollo Infra Equity Advisors (IH), L.P., which is the general partner of Apollo Infra Equity International Fund, L.P. and certain of its AIVs, and earns the ?carried interest? on profits of Apollo Infra Equity International and certain of its AIVs. Ap |
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| February 19, 2021 |
Exhibit 10.107 Apollo Infra Equity Advisors (APO DC UT), L.P. Apollo Infra Equity Advisors (IH UT), L.P. Award Letter , 20 Name of Carry Plan Participant Address of Carry Plan Participant Dear : Reference is made to (i) the limited partnership agreement of Apollo Infra Equity Advisors (APO DC UT), L.P., dated February 25, 2020 and effective January 1, 2020 (as in effect from time to time, the ?Ons |
