AQ / Aquantia Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

AQ / Aquantia Corp. / Paxion Capital, Lp - SC 13G/A Passive Investment

SC 13G/A 1 d874349dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Aquantia Corp. (Name of Issuer) Common Stock, $0.00001 Par Value Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

EX-99.1 CUSIP No. 03842Q108 13G Page 9 of 10 Pages Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing addit

Item 8 Information

EX-99.2 CUSIP No. 03842Q108 13G Page 10 of 10 Pages Exhibit 2 Item 8 Information Paxion Capital, LP PC GP LLC

AQ / Aquantia Corp. 15-12B - - 15-12B

15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38270 AQUANTIA CORP. (Exact name of registrant as specified in it

AQ / Aquantia Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Aquantia Corp. (Name of Issuer) Common Stock, Par Value $0.00001 Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pe

AQ / Aquantia Corp. S-8 POS - - S-8 POS

As filed with the Securities and Exchange Commission on September 19, 2019 Registration No.

AQ / Aquantia Corp. S-8 POS - - S-8 POS 2

As filed with the Securities and Exchange Commission on September 19, 2019 Registration No.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 30, 2019, pursuant to the provisions of Rule 12d2-2 (a).

Second Amended and Restated Certificate of Incorporation of Aquantia Corp.

EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. SEPTEMBER 19, 2019 ARTICLE I The name of the Corporation is: Aquantia Corp. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered ag

Second Amended and Restated Bylaws of Aquantia Corp.

EX-3.2 Table of Contents Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF AQUANTIA CORP. SEPTEMBER 19, 2019 Table of Contents TABLE OF CONTENTS Page ARTICLE I Meetings of Stockholders 1 ARTICLE II Board of Directors 2 ARTICLE III Committees of the Board 4 ARTICLE IV Officers 6 ARTICLE V Execution of Instruments and Deposit of Corporate Funds 7 ARTICLE VI Record Dates 8 ARTICLE VII Corporate Seal

Marvell Completes Acquisition of Aquantia Accelerating Multi-Gig Ethernet Technology Leadership

EX-99.1 Exhibit 99.1 Marvell Completes Acquisition of Aquantia Accelerating Multi-Gig Ethernet Technology Leadership SANTA CLARA, Calif. (September 19, 2019) – Marvell (NASDAQ: MRVL) today announced that it has completed its acquisition of Aquantia, Corp. (NYSE: AQ). Aquantia pioneered Multi-Gig technology – now the basis for high speed networking in a broad range of applications from enterprise c

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission F

AQ / Aquantia Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Aquantia Corp. (Name of Issuer) Common Stock, Par Value $0.00001 Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pe

AQ / Aquantia Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Aquantia Corp. (Name of Issuer) Common Stock, Par Value $0.00001 Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to

AQ / Aquantia Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38270 AQUANTIA CORP.

Submission of Matters to a Vote of Security Holders

8-K 1 aq-8k20190710.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorpora

AQ / Aquantia Corp. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

AQ / Aquantia Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment

SC 13D 1 aq00.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Aquantia Corp. (Name of Issuer) Common Stock, Par Value $0.00001 Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pe

AQ / Aquantia Corp. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 91 E. Tasman Drive, Suite 100 San Jose, California 95134 (Address of Principal Execu

AQ / Aquantia Corp. DEFM14A - - DEFM14A

DEFM14A 1 d745208ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss

AQ / Aquantia Corp. 10-Q/A - Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A AMENDMENT NO.

AQ / Aquantia Corp. CORRESP - -

VIA EDGAR June 10, 2019 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention:Michael Fay, Division of Corporation Finance, Office of Electronics and Machinery Gary Todd, Senior Staff Accountant Re: Aquantia Corp. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed March 6, 2019 Form 10-Q for the Fiscal Quarter Ended Mar

AQ / Aquantia Corp. 10-K/A - Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A AMENDMENT NO. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38270 AQUANTIA CORP. (Exact Name of

AQ / Aquantia Corp. PREM14A - - PRELIMINARY PROXY RELATING TO A MERGER

Preliminary Proxy relating to a Merger Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

AQ / Aquantia Corp. / Magnetar Financial LLC - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* AQUANTIA CORP. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 03842Q108 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Address

JOINT FILING AGREEMENT

EX-99.1 2 a19-101561ex99d1.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Aquantia Corp. and further agree that this Joint Fi

FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT

Exhibit 3 FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT THIS FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT (this “Amendment”) is made as of May 10, 2019, by and between MARVELL TECHNOLOGY GROUP LTD.

VOTING AND SUPPORT AGREEMENT

EX-2 Exhibit 2 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT(this “Agreement”) is entered into as of May 6, 2019, by and between MARVELL TECHNOLOGY GROUP LTD.

AQ / Aquantia Corp. / Marvell Technology Group Ltd - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13-d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13-d-2(a) (Amendment No. )* Aquantia Corp. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 03842Q108 (CUSIP Number) Mitchell L. Gaynor Chief

AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; ANTIGUA ACQUISITION CORP., a Delaware corporation; AQUANTIA CORP. a Delaware corporation Dated as of May 6, 2019

EX-99.1 2 d749904dex991.htm EX-1 Exhibit 1 AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; ANTIGUA ACQUISITION CORP., a Delaware corporation; and AQUANTIA CORP. a Delaware corporation Dated as of May 6, 2019 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of the Merger 1 1.3

Form of First Amendment to Voting and Support Agreement, dated as of May 10, 2019, by and between certain signatories and Marvell Technology Group Ltd.

EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT THIS FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT (this “Amendment”) is made as of May 10, 2019, by and between MARVELL TECHNOLOGY GROUP LTD. (“Parent”) and [ ] (“Stockholder”). Each of Parent and Stockholder are referred to herein as a “party” or collectively as the “parties”. WHEREAS, Parent and Stockholder entered into that

Agreement and Plan of Merger, dated as of May 6, 2019, by and among Marvell Technology Group Ltd., Antigua Acquisition Corp. and Aquantia Corp.*

EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; ANTIGUA ACQUISITION CORP., a Delaware corporation; and AQUANTIA CORP. a Delaware corporation Dated as of May 6, 2019 Table of Contents TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of the

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Num

Form of Voting and Support Agreement, dated as of May 6, 2019, by and between certain signatories and Marvell Technology Group Ltd.

EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of May 6, 2019, by and between MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (“Parent”), and [ ] (“Stockholder”). RECITALS A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as

Agreement and Plan of Merger, dated as of May 6, 2019, by and among Marvell Technology Group Ltd., Antigua Acquisition Corp. and Aquantia Corp.*

EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; ANTIGUA ACQUISITION CORP., a Delaware corporation; and AQUANTIA CORP. a Delaware corporation Dated as of May 6, 2019 Table of Contents TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of the

Form of Voting and Support Agreement, dated as of May 6, 2019, by and between certain signatories and Marvell Technology Group Ltd.

EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of May 6, 2019, by and between MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (“Parent”), and [ ] (“Stockholder”). RECITALS A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as

AQ / Aquantia Corp. DEFA14A 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Num

Form of First Amendment to Voting and Support Agreement, dated as of May 10, 2019, by and between certain signatories and Marvell Technology Group Ltd.

EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT THIS FIRST AMENDMENT TO VOTING AND SUPPORT AGREEMENT (this “Amendment”) is made as of May 10, 2019, by and between MARVELL TECHNOLOGY GROUP LTD. (“Parent”) and [ ] (“Stockholder”). Each of Parent and Stockholder are referred to herein as a “party” or collectively as the “parties”. WHEREAS, Parent and Stockholder entered into that

AQ / Aquantia Corp. 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38270 AQUANTIA CORP.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 d744255d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorpora

Marvell & Aquantia FAQs May 7, 2019

EX-99.1 Exhibit 99.1 Marvell & Aquantia FAQs May 7, 2019 Announcement What did Marvell and Aquantia announce? • Marvell and Aquantia, a leader in Multi-Gig Ethernet connectivity, today announced a definitive agreement under which Marvell will acquire all outstanding shares of Aquantia common stock in exchange for consideration of $13.25 per share in cash. Why is Marvell joining forces with Aquanti

Employee FAQ, dated May 7, 2019

EX-99.1 2 d744255dex991.htm EX-99.1 Exhibit 99.1 Marvell & Aquantia FAQs May 7, 2019 Announcement What did Marvell and Aquantia announce? • Marvell and Aquantia, a leader in Multi-Gig Ethernet connectivity, today announced a definitive agreement under which Marvell will acquire all outstanding shares of Aquantia common stock in exchange for consideration of $13.25 per share in cash. Why is Marvell

AQ / Aquantia Corp. DEFA14A FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorporation) (Commission Fil

Vendor Letter from Faraj Aalaei to Company vendors on May 6, 2019

EX-99.3 Exhibit 99.3 Vendor Communications Dear NAME, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most respected engineering teams. The strategic r

Marvell Letter to Employees from Matt Murphy to Company employees on May 6, 2019

EX-99.4 Exhibit 99.4 May 6, 2019 Aquantia Team: I’m very excited that Aquantia and Marvell have signed a definitive agreement to join forces. Together, we are going to create a compelling portfolio of Ethernet PHY products for the growing automotive, enterprise infrastructure, data center and access markets. Our companies’ PHY product lines are highly complementary, and our combined team will be t

AQ / Aquantia Corp. DEFA14A FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorporation) (Commission Fil

Customer Communication

EX-99.2 Exhibit 99.2 Customer Communication Dear NAME, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most respected engineering teams. The strategic

AQ / Aquantia Corp. / Ion Asset Management Ltd. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Aquantia Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 03842Q108 (CUSIP Number) May 6, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

Employee Letter from Faraj Aalaei to Company employees on May 6, 2019

EX-99.1 Exhibit 99.1 Employee Communication To all Aquantia employees, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most respected engineering teams

Employee Communication

EX-99.1 2 d741840dex991.htm EX-99.1 Exhibit 99.1 Employee Communication To all Aquantia employees, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most

May 6, 2019

EX-99.4 Exhibit 99.4 May 6, 2019 Aquantia Team: I’m very excited that Aquantia and Marvell have signed a definitive agreement to join forces. Together, we are going to create a compelling portfolio of Ethernet PHY products for the growing automotive, enterprise infrastructure, data center and access markets. Our companies’ PHY product lines are highly complementary, and our combined team will be t

Vendor Communications

EX-99.3 4 d741840dex993.htm EX-99.3 Exhibit 99.3 Vendor Communications Dear NAME, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most respected engine

MRVL / Marvell Technology Group Ltd. DFAN14A DFAN14A

DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorporation) (Commission Fil

Customer Letter from Faraj Aalaei to Company customers on May 6, 2019

EX-99.2 3 d741840dex992.htm EX-99.2 Exhibit 99.2 Customer Communication Dear NAME, Today Aquantia announced that it is joining forces with Marvell. It is a landmark event that will create a new industry leader in Networking and Automotive. The result of this powerful combination will bring together complementary product and technology portfolios, as well as some of the world’s most respected engin

First Amendment to Offer of Employment by Aquantia Corp.

EX-99.2 3 d689451dex992.htm EX-99.2 Exhibit 99.2 May 1, 2019 Mr. David Quarles First Amendment to Offer of Employment by Aquantia Corp. This First Amendment (the “Amendment”) to the Offer of Employment by Aquantia Corp. (the “Company”) between the Company and David Quarles, dated February 25, 2019 (the “Offer Letter”), is made and entered into as of May 1, 2019, by and between the Company and Davi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorporation) (Commission File Num

Aquantia Announces First Quarter 2019 Results

EX-99.1 2 d689451dex991.htm EX-99.1 Exhibit 99.1 Aquantia Announces First Quarter 2019 Results San Jose, Calif. – May 6, 2019 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its first quarter ended March 31, 2019. First quarter 2019 Summary: • Revenue for the three months ended March 31, 2019 of $17.0 millio

Marvell to Acquire Aquantia - Accelerating Ethernet Technology Leadership

EX-99.3 4 d689451dex993.htm EX-99.3 Exhibit 99.3 Marvell to Acquire Aquantia - Accelerating Ethernet Technology Leadership • Positions Marvell to Further Capitalize on Automotive In-Vehicle Networking • Strengthens Multi-Gig Ethernet Portfolio for Enterprise Infrastructure, Data Center and Access • Highly Complementary Transaction; Immediately Accretive to Marvell’s Non-GAAP EPS SANTA CLARA, Calif

Press Release dated May 6, 2019.

EX-99.1 2 d689451dex991.htm EX-99.1 Exhibit 99.1 Aquantia Announces First Quarter 2019 Results San Jose, Calif. – May 6, 2019 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its first quarter ended March 31, 2019. First quarter 2019 Summary: • Revenue for the three months ended March 31, 2019 of $17.0 millio

Amendment to the Amended and Restated Offer of Employment between David Quarles and the Registrant, dated May 1, 2019.

EX-99.2 3 d689451dex992.htm EX-99.2 Exhibit 99.2 May 1, 2019 Mr. David Quarles First Amendment to Offer of Employment by Aquantia Corp. This First Amendment (the “Amendment”) to the Offer of Employment by Aquantia Corp. (the “Company”) between the Company and David Quarles, dated February 25, 2019 (the “Offer Letter”), is made and entered into as of May 1, 2019, by and between the Company and Davi

Joint Press Release of Aquantia Corp. and Marvell Technology Group Ltd., dated May 6, 2019.

EX-99.3 4 d689451dex993.htm EX-99.3 Exhibit 99.3 Marvell to Acquire Aquantia - Accelerating Ethernet Technology Leadership • Positions Marvell to Further Capitalize on Automotive In-Vehicle Networking • Strengthens Multi-Gig Ethernet Portfolio for Enterprise Infrastructure, Data Center and Access • Highly Complementary Transaction; Immediately Accretive to Marvell’s Non-GAAP EPS SANTA CLARA, Calif

AQ / Aquantia Corp. DEFA14A 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 AQUANTIA CORP. (Exact name of registrant as specified in its charter) Delaware 001-38270 20-1199709 (State or other jurisdiction of incorporation) (Commission File Num

AQ / Aquantia Corp. DEFA14A DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

AQ / Aquantia Corp. DEF 14A DEF 14A 2019 PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

AQ / Aquantia Corp. / Ion Asset Management Ltd. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Aquantia Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 03842Q108 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

AQ / Aquantia Corp. S-8 2019-03-06

As filed with the Securities and Exchange Commission on March 6, 2019 Registration No.

AQ / Aquantia Corp. 10-K 2018 (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38270 AQUANTIA CORP. (Exact Name of Registrant as Spec

Amended and Restated Employment Offer Letter for David Quarles and the Registrant.

Exhibit 10.9 February 25, 2019 Mr. David Quarles Amended & Restated Offer of Employment by Aquantia Corp Dear David: You are currently employed by Aquantia Corp. (the "Company"). As discussed, you and the Company hereby agree to amend and restate your offer of employment, dated August 27, 2018, as set forth herein. You will continue to report directly to me in the exempt position of Vice President

2018 Executive Bonus Plan of Registrant.

Exhibit 10.5 2018 Executive Bonus Plan Objectives of the Executive Bonus Plan The Executive Bonus Plan is designed to reward: • Aggressive and successful pursuit of revenue. • Aggressive and successful pursuit of operating income. • progress towards long term strategic objectives as measured through annual MBOs. Eligible Participants • CEO • CFO • COO • SVP of Sales & Marketing • SVP of Business D

Subsidiaries of the Registrant

EX-21.1 4 aq-ex21114.htm EX-21.1 SUBSIDIARIES Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Incorporation or Formation Aquantia B.V. The Netherlands Aquantia B.V. Taiwan Branch Taiwan Aquantia Canada Corp. Canada Aquantia (Cayman), Ltd. Cayman Islands Aquantia Japan G.K. Japan Aquantia LLC Delaware, U.S. Aquantia RUS LLC Federation of Russia Aquantia Semiconductor India Pv

AQ / Aquantia Corp. / Phoenix Holdings Ltd. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* AQUANTIA CORP. (Name of Issuer) Common Stock, $0.00001 Par Value (Title of Class of Securities) 03842Q108 (CUSIP Number) January 23, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

AQ / Aquantia Corp. / Aquan Llc - AMENDED FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

AQ / Aquantia Corp. / Wrv Ii, L.p. - AMENDMENT TO FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

EX-99.1 CUSIP No. 03842Q108 13G Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing

AQ / Aquantia Corp. / Pinnacle Ventures Management I Llc - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Aquantia Corp. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 03842Q108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designate

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File N

Aquantia Announces Fourth Quarter and Full Year 2018 Results

Exhibit 99.1 Aquantia Announces Fourth Quarter and Full Year 2018 Results San Jose, Calif. – February 12, 2019 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its fourth quarter and full year ended December 31, 2018. Fourth Quarter 2018 Highlights: • Revenue for the three months ended December 31, 2018 of $2

AQ / Aquantia Corp. / RUSNANO - AMENDMENT TO FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2019 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Nu

AQ / Aquantia Corp. 144

144 OMB APPROVAL OMB Number: 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response .

AQ / Aquantia Corp. 10-Q FOR Q3 2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38270 AQUANTIA CORP.

Delek Group Ltd

Exhibit 2 Delek Group Ltd 7.2.2018 To whom it may concern Re: Delek Group Ltd, 520044322 (hereinafter: "The Company") I, the undersigned Meital Avital Ratzon, an Advocate and a member of the Legal Department of the Company, hereby certify that: ***, Mr. Gabi Last, Mrs. Leora Pratt Levin, *** and ***, are elected signatories of the Company, and any 2 (two) of these individuals on and above the Comp

[Unofficial Translation]

Exhibit 3 [Unofficial Translation] January 30, 2018 Powers of Signature in The Phoenix Holdings Ltd.

JOINT FILING AGREEMENT

EX-1 2 exhibit1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of AQUANTIA CORP. Each of them is responsible for t

AQ / Aquantia Corp. / Phoenix Holdings Ltd. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* AQUANTIA CORP. (Name of Issuer) Common Stock, $0.00001 Par Value (Title of Class of Securities) 03842Q108 (CUSIP Number) October 29, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Nu

Aquantia Announces Third Quarter 2018 Results Q3 2018 Revenue up 23 percent from Q3 2017

EX-99.1 2 aq-ex9916.htm EX-99.1 Q2 2018 EARNINGS RELEASE Exhibit 99.1 Aquantia Announces Third Quarter 2018 Results Q3 2018 Revenue up 23 percent from Q3 2017 San Jose, Calif. – October 25, 2018 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its third quarter ended September 30, 2018. Third Quarter 2018 Hig

AQ / Aquantia Corp. 10-Q 2018-JUNE-30 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38270 AQUANTIA CORP.

Aquantia Announces Second Quarter 2018 Results Q2 2018 Revenue up 21 percent from Q2 2017

Exhibit 99.1 Aquantia Announces Second Quarter 2018 Results Q2 2018 Revenue up 21 percent from Q2 2017 San Jose, Calif. – July 25, 2018 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its second quarter ended June 30, 2018. Second Quarter 2018 Highlights: • Revenue for the three months ended June 30, 2018 of

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 aq-8k20180725.htm 8-K EARNINGS RELEASE FOR Q2 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Ot

Amended and Restated Certificate of Incorporation

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify that: ONE:The original name of the corporation was Aquantia Corp. and the date of filing the original Certificate of Incorporation of the corpo

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numb

AQ / Aquantia Corp. / Globalfoundries U.s. Inc. - AMENDMENT NO. 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Aquantia Corp. (Name of Issuer) Common Stock, par value US$0.00001 per share (Title of Class of S

AQ / Aquantia Corp. / Ion Asset Management Ltd. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aquantia Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 03842Q108 (CUSIP Number) May 11, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

AQ / Aquantia Corp. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

AQ / Aquantia Corp. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

AQ / Aquantia Corp. 10-Q FOR Q1 2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38270 AQUANTIA CORP.

AQ / Aquantia Corp. PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

AQ / Aquantia Corp. AMENDMENT NO. 1 TO FORM 10-K (Annual Report)

Amendment No. 1 to Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38270

Aquantia Announces First Quarter 2018 Results Q1 2018 Revenue up 20 percent from Q1 2017

EX-99.1 2 aq-ex9916.htm EX-99.1 PRESS RELEASE ISSUED BY AQUANTIA CORP. DATED APRIL 26, 2018 Exhibit 99.1 Aquantia Announces First Quarter 2018 Results Q1 2018 Revenue up 20 percent from Q1 2017 San Jose, Calif. – April 26, 2018 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its first quarter ended March 31,

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

AQ / Aquantia Corp. CORRESP

VIA EDGAR April 11, 2018 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention:Cecilia Blye, Chief Office of Global Security Risk Amanda Ravitz, Assistant Director, Office of Electronics and Machinery Jennifer Hardy, Special Counsel, Division of Corporation Finance Re: Aquantia Corp. Form 10-K for the Fiscal Year Ended December

Office and R&D Lease with Paul Erickson, Trustee of the H.C. and R.C. Merritt Trust and Century Urban Tasman, LLC dated December 7, 2017

EXHIBIT 10.4 OFFICE AND R&D LEASE 91 EAST TASMAN, SAN JOSE, CALIFORNIA PAUL ERICKSON, TRUSTEE of the H.C. and R.C. MERRITT TRUST and CENTURY URBAN TASMAN, LLC, a California limited liability company, as Landlord and AQUANTIA CORP., a Delaware corporation as Tenant 1064686.11 TABLE OF CONTENTS ARTICLE 1 PREMISES, BUILDING, PROJECT, AND COMMON AREAS 4 ARTICLE 2 LEASE TERM 7 ARTICLE 3 BASE RENT 9 ART

2017 Executive Bonus Plan of Registrant.

EX-10.5 3 aq-ex10585.htm EX-10.5 2017 BONUS PLAN Exhibit 10.5 2017 Executive Bonus Plan Objectives of the Executive Bonus Plan The Executive Bonus Plan is designed to reward: • Aggressive and successful pursuit of revenue. • Aggressive and successful pursuit of EBITDA. • progress towards long term strategic objectives as measured through annual MBOs. Eligible Participants • CEO • CFO • SVP of Engi

AQ / Aquantia Corp. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38270 AQUANTIA CORP. (Exact Name of Registrant as Spec

AQ / Aquantia Corp. / Wrv Ii, L.p. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

AQ / Aquantia Corp. / Aquan Llc - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

AQ / Aquantia Corp. / Paxion Capital, Lp - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aquantia Corp. (Name of Issuer) Common Stock, $0.00001 Par Value Per Share (Title of Class of Securities) 03842Q108 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the

AQ / Aquantia Corp. / RUSNANO - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AQUANTIA CORP. (Name of Issuer) COMMON STOCK, $0.00001 PAR VALUE (Title of Class of Securities) 03842Q108 (CUSIP Number) december 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

MEMBERS OF A GROUP

EX-99.2 3 d492821dex992.htm EX-99.2 CUSIP No. 03842Q108 13G Exhibit 2 MEMBERS OF A GROUP Pinnacle Ventures Management I, L.L.C. Pinnacle Ventures I-A (Q), L.P. Pinnacle Ventures I-B, L.P. Pinnacle Ventures I Affiliates, L.P. Pinnacle Ventures I (Q) Equity Holdings, L.L.C. Pinnacle Ventures Management II, L.L.C. Pinnacle Ventures II-A, L.P. Pinnacle Ventures II-B, L.P. Pinnacle Ventures II-C, L.P.

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

EX-99.1 2 d480813dex991.htm EX-99.1 CUSIP No. 03842Q108 13G Page 9 of 10 Pages Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without t

AQ / Aquantia Corp. / Pinnacle Ventures Management I Llc - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aquantia Corp. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 03842Q108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designate the r

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

EX-99.1 2 d492821dex991.htm EX-99.1 CUSIP No. 03842Q108 13G Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of fil

Item 8 Information

EX-99.2 3 d480813dex992.htm EX-99.2 CUSIP No. 03842Q108 13G Page 1 0 of 10 Pages Exhibit 2 Item 8 Information Paxion Capital, LP PC GP LLC

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

aq-8k20180206.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (

Aquantia Announces Fourth Quarter and Full Year 2017 Results Q4 2017 Revenue up 22 percent from Q4 2016 and Full Year 2017 Revenue up 19 percent from 2016

EX-99.1 2 aq-ex9916.htm EX-99.1 PRESS RELEASE ISSUED BY AQUANTIA CORP., DATED FEBRUARY 8, 2018 Exhibit 99.1 Aquantia Announces Fourth Quarter and Full Year 2017 Results Q4 2017 Revenue up 22 percent from Q4 2016 and Full Year 2017 Revenue up 19 percent from 2016 San Jose, Calif. – February 8, 2018 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions,

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 aq-8k20180208.htm PRESS RELEASE DATED FEBRUARY 8, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (Stat

AQ / Aquantia Corp. / Globalfoundries U.s. Inc. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Aquantia Corp. (Name of Issuer) Common Stock, par value US$0.00001 per share (Title of Class of Secu

Financial Statements and Exhibits

8-K 1 aq-8k20180112.htm 8-K APPOINTMENT OF COO AND DEPARTURE OF SVP ENGINEERING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-382

Employment Offer Letter for Pirooz Parvarandeh and the Registrant.

aq-ex10115.htm Exhibit 10.1 AQUANTIA CORP. January 3, 2018 Pirooz Parvarandeh Re:Offer of Employment Dear Pirooz: On behalf of Aquantia Corp. (the ?Company?), I am pleased to offer you the position of Chief Operating Officer (?COO?) at the Company on the terms set forth in this offer letter agreement (the ?Agreement?). 1.Employment Position and Duties. As COO, you will report directly to the Compa

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

aq-8k20171207.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2017 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (

AQ / Aquantia Corp. 10-Q (Quarterly Report)

10-Q 1 aq-10q20170930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

Aquantia Announces Third Quarter 2017 Results Q3 2017 Revenue up 18.6 percent from Q3 2016

Exhibit 99.1 Aquantia Announces Third Quarter 2017 Results Q3 2017 Revenue up 18.6 percent from Q3 2016 San Jose, Calif. – November 27, 2017 – Aquantia Corp., (NYSE: AQ), a leader in high-speed, Multi-Gigabit Ethernet connectivity solutions, today announced financial results for its third quarter ended September 30, 2017. Third Quarter 2017 Highlights: • Revenue for the three months ended Septembe

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d495589d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2017 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorpor

Amended and Restated Certificate of Incorporation

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify that: ONE: The original name of the corporation was Aquantia Corp. and the date of filing the original Certificate of Incorporation of the corporation with the Secretary o

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 AQUANTIA CORP. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38270 20-1199709 (State or Other Jurisdiction of Incorporation) (Commission File Nu

As filed with the Securities and Exchange Commission on November 3, 2017

As filed with the Securities and Exchange Commission on November 3, 2017 Registration No.

6,818,000 Shares COMMON STOCK

Table of Contents Filed pursuant to Rule 424(b)(4) Registration File No. 333-220871 PROSPECTUS 6,818,000 Shares COMMON STOCK This is the initial public offering of shares of common stock of Aquantia Corp. We are offering 6,818,000 shares of our common stock. Our common stock has been approved for listing on the New York Stock Exchange under the symbol “AQ.” We are an “emerging growth company,” as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Aquantia Corp. (Exact name of registrant as s

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Aquantia Corp. (Exact name of registrant as specified in its charter) Delaware 20-1199709 (State of incorporation or organization) (I.R.S. Employer Identification No.) 105 E. Tasman Drive San Jos

AQ / Aquantia Corp. ESP

Underwriter Acceleration Request Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 October 31, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Aman

AQ / Aquantia Corp. ESP

Company Acceleration AQUANTIA CORP. 105 E. Tasman Drive San Jose, California 95134 October 31, 2017 VIA EMAIL AND EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Amanda R

As filed with the Securities and Exchange Commission on October 27, 2017.

Table of Contents As filed with the Securities and Exchange Commission on October 27, 2017.

AQ / Aquantia Corp. ESP

CORRESP Joshua A. Kaufman VIA EDGAR AND OVERNIGHT COURIER T: +1 212 479 6495 [email protected] October 27, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Accountant Amanda R

2017 Employee Stock Purchase Plan.

Exhibit 10.15 AQUANTIA CORP. 2017 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: SEPTEMBER 25, 2017 APPROVED BY THE STOCKHOLDERS: OCTOBER 5, 2017 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Company to grant a series

2017 Equity Incentive Plan, and Forms of Stock Option Agreement, Notice of Exercise and Stock Option Grant Notice thereunder.

Exhibit 10.14 AQUANTIA CORP. 2017 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: SEPTEMBER 25, 2017 APPROVED BY THE STOCKHOLDERS: OCTOBER 5, 2017 IPO DATE: [ ], 2017 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the Aquantia Corp. 2015 Equity Incentive Plan, as amended (the “Prior Plan”). From and after 12:01 a.m

As filed with the Securities and Exchange Commission on October 23, 2017.

Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on October 23, 2017.

AQ / Aquantia Corp. ESP

CORRESP Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER October 20, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Accountant Amanda R

As filed with the Securities and Exchange Commission on October 20, 2017.

Table of Contents As filed with the Securities and Exchange Commission on October 20, 2017.

AQ / Aquantia Corp. ESP

*FOIA Confidential Treatment Request* Confidential Treatment Requested by Aquantia Corp.

Letter Agreement, dated July 29, 2014, between the Registrant and GLOBALFOUNDRIES U.S. Inc.

Exhibit 10.13 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. GLOBALFOUNDRIES U.S. Inc. 2600 Great America Way Santa Clara, CA 95054 USA Tel : (408) 462-3900 www.globalfoundries.com July 29, 2014 Aquantia Corp. 700

Master Purchase Agreement for 10 Gigabit Ethernet Physical Layer Devices, dated January 15, 2009, between the Registrant and Intel Corporation, as amended, and related Addendums.

EX-10.12 20 d106686dex1012.htm EX-10.12 EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CND

AQ / Aquantia Corp. ESP

Joshua A. Kaufman VIA EDGAR AND OVERNIGHT COURIER T: +1 212 479 6495 [email protected] October 6, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Accountant Amanda Ravitz, As

2004 Equity Incentive Plan, as amended, and Forms of Stock Option Agreement and Notice of Exercise thereunder.

EX-10.2 10 d106686dex102.htm EX-10.2 Exhibit 10.2 AQUANTIA CORP. 2004 EQUITY INCENTIVE PLAN As Adopted on October 14, 2004 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries, by offering them an opportunity to participate in

Offer of Employment, dated December 10, 2015, between Mark Voll and the Registrant.

Exhibit 10.7 December 10, 2015 Mr. Mark Voll Offer of Employment by Aquantia Corp Dear Mark, I am very pleased to confirm our offer to you of full-time employment with Aquantia Corp. (the “Company”). You will report to Faraj Aalaei, the President and CEO„ in the exempt position of Chief Financial Officer. Your specific duties and responsibilities will be explained to you by your manager. The terms

Amended and Restated Bylaws

Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF AQUANTIA CORP. A Delaware Corporation As Adopted October 28, 2016 BYLAWS OF AQUANTIA CORP. A Delaware Corporation TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7: Voting;

Amended and Restated Investors’ Rights Agreement, by and among the Registrant and certain of its stockholders, dated March 25, 2015, as amended.

Exhibit 4.2 Execution Version AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT This Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made and entered into as of March 25, 2015, by and among Aquantia Corp., a Delaware corporation (the “Company”), and the persons and entities listed on Exhibit A attached hereto (the “Investors”). A. Certain of the Investors (the “Prior Investor

Form of Indemnification Agreement by and between the Registrant and its directors and officers.

Exhibit 10.1 FORM OF DIRECTOR & OFFICER INDEMNIFICATION AGREEMENT THIS INDEMNITY AGREEMENT (the “Agreement”) is made and entered into as of , 2017, between Aquantia Corp., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided with adeq

Amended and Restated Loan and Security Agreement, dated December 16, 2014, as amended, between the Registrant and Pinnacle Ventures, L.L.C. and related Subordination Agreement between Pinnacle Ventures, L.L.C. and Hercules Technology Growth Capital, Inc., dated January 30, 2015.

EX-10.10 18 d106686dex1010.htm EX-10.10 Exhibit 10.10 EXECUTION VERSION AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of December 16, 2014 (this “Loan Agreement”), is entered by and between AQUANTIA CORP., a Delaware corporation (“Borrower”); and PINNACLE VENTURES, L.L.C. as agent (“Agent”) for the lenders identified on Schedule 1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Incorporation or Formation Aquantia B.V. The Netherlands Aquantia B.V. Taiwan Branch Taiwan Aquantia Canada Corp. Canada Aquantia (Cayman), Ltd. Cayman Islands Aquantia LLC Delaware Aquantia RUS LLC Russia Federation Aquantia Semiconductor India Pvt Ltd. India

2015 Equity Incentive Plan and Forms of Stock Option Agreement and Notice of Exercise.

Exhibit 10.3 AQUANTIA CORP. 2015 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: FEBRUARY 13, 2015 APPROVED BY THE STOCKHOLDERS: FEBRUARY 18, 2015 TERMINATION DATE: FEBRUARY 12, 2025 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the Aquantia Corp. 2004 Equity Incentive Plan, as amended (the “Prior Plan”) which exp

Amended and Restated Employment Agreement, dated April 21, 2016, between Faraj Aalaei and the Registrant.

Exhibit 10.6 April 21, 2016 Mr. Faraj Aalaei Amended & Restated Employment Agreement Dear Faraj: On behalf of Aquantia Corp. (the “Company”), this letter agreement (this “Agreement”) amends and restates the employment letter agreement between you and the Company that was effective as of June 22, 2011. 1. Positions. You will continue to serve as the Company’s President and Chief Executive Officer,

Form of Underwriting Agreement.

Exhibit 1.1 Shares AQUANTIA CORP. COMMON STOCK PAR VALUE $0.00001 PER SHARE UNDERWRITING AGREEMENT [ ], 2017 [ ], 2017 Morgan Stanley & Co. LLC Barclays Capital Inc. Deutsche Bank Securities Inc. Needham & Company, LLC Raymond James & Associates, Inc. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Aquantia Corp., a Delaware corporation (the “Company”), pr

Loan and Security Agreement, dated January 30, 2015, between the Registrant and Hercules Technology Growth Capital, Inc.

Exhibit 10.11 Execution Version LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is made and dated as of January 30, 2015 and is entered into by and between AQUANTIA CORP., a Delaware corporation (hereinafter referred to as the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (collectively, referred to as “Lender”)

Form of Amended and Restated Certificate of Incorporation, to be effective upon the closing of this offering.

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify that: ONE: The original name of the corporation was Aquantia Corp. and the date of filing the original Certificate of Incorporation of the corporation with the Secretary o

Amended and Restated Certificate of Incorporation, as amended and as currently in effect.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a Delaware corporation, hereby certifies that: 1. The name of the corporation is Aquantia Corp. The date of filing its original Certificate of Incorporation with the Secretary of State was January 27, 2004. 2. This Amended and Restated Certificate of Incorporation of the corporation attached hereto as E

Form of Common Stock Certificate of the Registrant.

Exhibit 4.1 ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# COMMON STOCK COMMON STOCK PAR VALUE $0.00001 Certificate Number ZQ00000000 Shares * * 000000 ****************** * * * 000000 ***************** **** 000000 **************** ***** 000000 *************** ****** 000000 ************** AQUANTIA CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE ** Mr. Alexander David Sample **** Mr.

Power of Attorney. Reference is made to the signature page hereto.

Table of Contents As filed with the Securities and Exchange Commission on October 6, 2017.

2016 Executive Bonus Plan of Registrant.

Exhibit 10.5 2016 Executive Bonus Plan Objectives of the Executive Bonus Plan The Executive Bonus Plan is designed to reward: • Aggressive and successful pursuit of revenue. • Aggressive and successful pursuit of gross margins. • Design-wins leading to revenue at targeted accounts. • Where appropriate, progress towards long term strategic objectives as measured through annual MBOs. Eligible Partic

Office Lease Agreement between the Registrant and Kalil Jenab & Tiffany Renee Jenab, Trustees, and James S. Lindsay & Sally K. Lindsay, Trustees, as Tenants in Common, dated April 3, 2015.

Exhibit 10.4 AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE—NET 1. Basic Provisions (“Basic Provisions”). 1.1 Parties: This Lease (“Lease”), dated for reference purposes only April 3, 2015, is made by and between Kalil Jenab & Tiffany Renee Jenab, Trustees, and James S. Lindsay & Sally K. Lindsay, Trustees, as Tenants in Common (“Lessor”) and Aquantia Corp

Offer of Employment by Aquantia Corp., dated November 18, 2009, between Kamal Dalmia and the Registrant.

Exhibit 10.8 November 18, 2009 Mr. Kamal Dalmia (sent via email) Offer of Employment by Aquantia Corp. Dear Kamal, I am very pleased to confirm our offer to you of employment with Aquantia Corp. (the “Company”). The terms of our offer and the benefits currently provided by the Company are set forth in this letter agreement (the “Agreement”) as follows: 1. Position and Starting Salary. You will rep

Form of Amended and Restated Bylaws, to be effective upon the closing of this offering.

Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF AQUANTIA CORP. (A DELAWARE CORPORATION) Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS’ MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings 5 Section 7. Notice of Meetings 6 S

Employment Agreement, dated November 30, 2004, between Ramin Shirani and the Registrant.

Exhibit 10.9 November 30, 2004 Ramin SHIRANI Re.: Offer Letter to join Aquantia Corp. as a Co-Founder Dear Ramin: I am very pleased to confirm our offer to you of joining Aquantia Corp. as a co-founder, effective upon the closing of our initial debt financing. On the effective date of your joining Aquantia as a co-founder and subject to the terms and conditions of the Stock Purchase Agreement that

As submitted confidentially to the Securities and Exchange Commission on September 8, 2017. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confiden

Table of Contents As submitted confidentially to the Securities and Exchange Commission on September 8, 2017.

AQ / Aquantia Corp. TR

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER September 8, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Geoff Kruczek, Senior Attorney Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accou

As submitted confidentially to the Securities and Exchange Commission on July 21, 2017. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential

Table of Contents As submitted confidentially to the Securities and Exchange Commission on July 21, 2017.

AQ / Aquantia Corp. TR

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER July 21, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Geoff Kruczek, Senior Attorney Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accountin

AQ / Aquantia Corp. TR

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER May 16, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquantia Co

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corporation (a

As submitted confidentially to the Securities and Exchange Commission on May 16, 2017. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

Table of Contents As submitted confidentially to the Securities and Exchange Commission on May 16, 2017.

AQ / Aquantia Corp. TR

DRSLTR Joshua A. Kaufman VIA EDGAR T: +1 212 479 6495 [email protected] May 9, 2017 U.S. Securities and Exchange Commission Office of Information Technology Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Heather Mackintosh, Chief Russell Mancuso Tom Jones Re: Aquantia Corp. Draft Registration Statements on Form S-1 Submitted May 9, 2017 CIK No. 000131601

AMENDED AND RESTATED BYLAWS OF AQUANTIA CORP. A Delaware Corporation As Adopted October 28, 2016 BYLAWS OF AQUANTIA CORP. A Delaware Corporation TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meeti

Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF AQUANTIA CORP. A Delaware Corporation As Adopted October 28, 2016 BYLAWS OF AQUANTIA CORP. A Delaware Corporation TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7: Voting;

Offer of Employment by Aquantia Corp

Exhibit 10.7 December 10, 2015 Mr. Mark Voll Offer of Employment by Aquantia Corp Dear Mark, I am very pleased to confirm our offer to you of full-time employment with Aquantia Corp. (the “Company”). You will report to Faraj Aalaei, the President and CEO„ in the exempt position of Chief Financial Officer. Your specific duties and responsibilities will be explained to you by your manager. The terms

As submitted confidentially to the Securities and Exchange Commission on February 28, 2017. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confiden

DRS/A Table of Contents As submitted confidentially to the Securities and Exchange Commission on February 28, 2017.

CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AQUANTIA CORP.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: FIRST: The name of the corporation is Aquantia Corp. (hereinafter referred to as the “Corporation”). SECOND: The date

SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Incorporation or Formation Aquantia B.V. The Netherlands Aquantia Canada Corp. Canada Aquantia (Cayman), Ltd. Cayman Islands Aquantia RUS LLC Russia Federation Aquantia Semiconductor India Pvt

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Incorporation or Formation Aquantia B.V. The Netherlands Aquantia Canada Corp. Canada Aquantia (Cayman), Ltd. Cayman Islands Aquantia RUS LLC Russia Federation Aquantia Semiconductor India Pvt Ltd. India

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corporation (a

AQ / Aquantia Corp. TR

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER February 28, 2017 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquant

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EX-10.12 EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corpo

AQ / Aquantia Corp. A

Draft Registration Statement No. 5 As submitted confidentially to the Securities and Exchange Commission on January 11, 2017. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTR

AQ / Aquantia Corp. DRS/A - -

Draft Registration Statement No. 4 Table of Contents As submitted confidentially to the Securities and Exchange Commission on November 10, 2016. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EX-10.12 EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corpo

AQ / Aquantia Corp. DRSLTR - -

DRSLTR Joshua A. Kaufman VIA EDGAR AND OVERNIGHT COURIER T: +1 212 479 6495 [email protected] November 10, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquant

AQ / Aquantia Corp. DRSLTR - -

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER August 19, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquantia

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EX-10.12 EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corpo

AQ / Aquantia Corp. DRS/A - -

Draft Registration Statement No. 3 Table of Contents As submitted confidentially to the Securities and Exchange Commission on August 19, 2016. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Amended & Restated Employment Agreement

EX-10.6 Exhibit 10.6 April 21, 2016 Mr. Faraj Aalaei Amended & Restated Employment Agreement Dear Faraj: On behalf of Aquantia Corp. (the “Company”), this letter agreement (this “Agreement”) amends and restates the employment letter agreement between you and the Company that was effective as of June 22, 2011. 1. Positions. You will continue to serve as the Company’s President and Chief Executive O

AQ / Aquantia Corp. DRSLTR - -

DRSLTR Joshua A. Kaufman T: +1 212 479 6495 [email protected] VIA EDGAR AND OVERNIGHT COURIER August 19, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquantia

[Signature pages follow.]

EX-10.13 Exhibit 10.13 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. GLOBALFOUNDRIES U.S. Inc. 2600 Great America Way Santa Clara, CA 95054 USA Tel : (408) 462-3900 www.globalfoundries.com July 29, 2014 Aquantia C

AQ / Aquantia Corp. DRS/A - -

Draft Registration Statement No. 3 Table of Contents As submitted confidentially to the Securities and Exchange Commission on August 19, 2016. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Amended & Restated Employment Agreement

EX-10.6 Exhibit 10.6 April 21, 2016 Mr. Faraj Aalaei Amended & Restated Employment Agreement Dear Faraj: On behalf of Aquantia Corp. (the “Company”), this letter agreement (this “Agreement”) amends and restates the employment letter agreement between you and the Company that was effective as of June 22, 2011. 1. Positions. You will continue to serve as the Company’s President and Chief Executive O

[Signature pages follow.]

EX-10.13 Exhibit 10.13 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. GLOBALFOUNDRIES U.S. Inc. 2600 Great America Way Santa Clara, CA 95054 USA Tel : (408) 462-3900 www.globalfoundries.com July 29, 2014 Aquantia C

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EX-10.12 EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER: Intel Corpo

AQ / Aquantia Corp. DRS/A - -

Draft Registration Statement No. 2 Table of Contents Index to Financial Statements As submitted confidentially to the Securities and Exchange Commission on May 3, 2016. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISS

MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES

EX-10 3 filename3.htm EXHIBIT 10.12 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. MASTER PURCHASE AGREEMENT FOR 10 GIGABIT ETHERNET PHYSICAL LAYER DEVICES Agreement #: Effective Date: 1/15/2009 Expiration Date: 1/15/2019 CNDA #: 4043669 BUYER

[Signature pages follow.]

EX-10 4 filename4.htm Exhibit 10.13 [*] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 OF THE SECURITIES ACT OF 1933, AS AMENDED. GLOBALFOUNDRIES U.S. Inc. 2600 Great America Way Santa Clara, CA 95054 USA Tel : (408) 462-3900 www.globalfoundries.com July 29, 2014 Aquantia Corp. 700 Tasman

Amended & Restated Employment Agreement

EX-10.6 Exhibit 10.6 April 21, 2016 Mr. Faraj Aalaei Amended & Restated Employment Agreement Dear Faraj: On behalf of Aquantia Corp. (the “Company”), this letter agreement (this “Agreement”) amends and restates the employment letter agreement between you and the Company that was effective as of June 22, 2011. 1. Positions. You will continue to serve as the Company’s President and Chief Executive O

AQ / Aquantia Corp. DRSLTR - -

DRSLTR Joshua A. Kaufman +1 212 479 6495 [email protected] VIA EDGAR AND HAND DELIVERY May 3, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso, Legal Branch Chief Tom Jones, Legal Staff Attorney Brian Cascio, Accounting Branch Chief Julie Sherman, Accounting Staff Attorney Re: Aquantia Corp. Draf

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AQUANTIA CORP.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AQUANTIA CORP. Aquantia Corp., a Delaware corporation, hereby certifies that: 1. The name of the corporation is Aquantia Corp. The date of filing its original Certificate of Incorporation with the Secretary of State was January 27, 2004. 2. This Amended and Restated Certificate of Incorporation of the corporation attached here

Offer of Employment by Aquantia Corp.

EX-10.8 Exhibit 10.8 November 18, 2009 Mr. Kamal Dalmia (sent via email) Offer of Employment by Aquantia Corp. Dear Kamal, I am very pleased to confirm our offer to you of employment with Aquantia Corp. (the “Company”). The terms of our offer and the benefits currently provided by the Company are set forth in this letter agreement (the “Agreement”) as follows: 1. Position and Starting Salary. You

AQ / Aquantia Corp. DRS - -

Draft Registration Statement No. 1 Table of Contents As submitted confidentially to the Securities and Exchange Commission on February 3, 2016. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054

Offer of Employment by Aquantia Corp

EX-10.7 Exhibit 10.7 December 10, 2015 Mr. Mark Voll Offer of Employment by Aquantia Corp Dear Mark, I am very pleased to confirm our offer to you of full-time employment with Aquantia Corp. (the “Company”). You will report to Faraj Aalaei, the President and CEO„ in the exempt position of Chief Financial Officer. Your specific duties and responsibilities will be explained to you by your manager. T

List of Subsidiaries of Aquantia Corp. Name Jurisdiction Aquantia Canada Corp. Canada Aquantia Semiconductor India Private Limited India Aquantia B.V. Netherlands Aquantia Rus Limited Liability Company Russia

EX-21.1 Exhibit 21.1 List of Subsidiaries of Aquantia Corp. Name Jurisdiction Aquantia Canada Corp. Canada Aquantia Semiconductor India Private Limited India Aquantia B.V. Netherlands Aquantia Rus Limited Liability Company Russia

LOAN AND SECURITY AGREEMENT

EX-10.11 Exhibit 10.11 Execution Version LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is made and dated as of January 30, 2015 and is entered into by and between AQUANTIA CORP., a Delaware corporation (hereinafter referred to as the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (collectively, referred to as “

AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT

EX-4.2 Exhibit 4.2 Execution Version AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT This Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made and entered into as of March 25, 2015, by and among Aquantia Corp., a Delaware corporation (the “Company”), and the persons and entities listed on Exhibit A attached hereto (the “Investors”). A. Certain of the Investors (the “Prior I

AQUANTIA CORP. 2004 EQUITY INCENTIVE PLAN As Adopted on October 14, 2004 And as Amended on December 23, 2004; July 11, 2005; July 24, 2007 December 18, 2008 and March 31, 20091

EX-10.2 Exhibit 10.2 AQUANTIA CORP. 2004 EQUITY INCENTIVE PLAN As Adopted on October 14, 2004 And as Amended on December 23, 2004; July 11, 2005; July 24, 2007 December 18, 2008 and March 31, 20091 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its

AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE – NET

EX-10.14 Exhibit 10.14 AIR COMMERCIAL REAL ESTATE ASSOCIATION STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE – NET 1. Basic Provisions (“Basic Provisions”). 1.1 Parties: This Lease (“Lease”), dated for reference purposes only April 3, 2015, is made by and between Kalil Jenab & Tiffany Renee Jenab, Trustees, and James S. Lindsay & Sally K. Lindsay, Trustees, as Tenants in Common (“Lessor”) and A

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10 9 filename9.htm Exhibit 10.10 EXECUTION VERSION AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of December 16, 2014 (this “Loan Agreement”), is entered by and between AQUANTIA CORP., a Delaware corporation (“Borrower”); and PINNACLE VENTURES, L.L.C. as agent (“Agent”) for the lenders identified on Schedule 1 hereto (such lende

BYLAWS OF AQUANTIA CORP. A Delaware Corporation As Adopted May 18, 2004 BYLAWS OF AQUANTIA CORP. A Delaware Corporation TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice

EX-3 3 filename3.htm Exhibit 3.3 BYLAWS OF AQUANTIA CORP. A Delaware Corporation As Adopted May 18, 2004 BYLAWS OF AQUANTIA CORP. A Delaware Corporation TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7: Voting; Pro

1/2

EX-10 8 filename8.htm Exhibit 10.9 November 30, 2004 Ramin SHIRANI Re.: Offer Letter to join Aquantia Corp. as a Co-Founder Dear Ramin: I am very pleased to confirm our offer to you of joining Aquantia Corp. as a co-founder, effective upon the closing of our initial debt financing. On the effective date of your joining Aquantia as a co-founder and subject to the terms and conditions of the Stock P