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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Algonquin Power & Utilities Corp. - Corporate Bond/Note
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Algonquin Power & Utilities Corp. |
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| August 15, 2025 |
As filed with the Securities and Exchange Commission on August 15, 2025 As filed with the Securities and Exchange Commission on August 15, 2025 Registration No. |
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| August 15, 2025 |
Exhibit 99.1 ALGONQUIN POWER & UTILITIES CORP. EMPLOYEE SHARE PURCHASE PLAN June 21, 2011, as amended May 12, 2016, April 1, 2018, February 27, 2020, June 4, 2020 and June 4, 2024 ALGONQUIN POWER & UTILITIES CORP. EMPLOYEE SHARE PURCHASE PLAN 1. Purpose 1.1 This Employee Share Purchase Plan has been established to enable eligible Employees to acquire Shares in Algonquin Power & Utilities Corp. in |
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| August 8, 2025 |
Unaudited Interim Condensed Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| August 8, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Roderick West, Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| August 8, 2025 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", the "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the three and six months ended June 30, 2025. This Management Discussion & Analysis ("MD&A") should be read in conjunction with |
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| August 8, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Brian Chin, Interim Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 8, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| August 8, 2025 |
Algonquin Power & Utilities Corp. Declares Third Quarter 2025 Common Share Dividend of U.S.$0.0650 (C$0.0893), and Declares Third Quarter 2025 Preferred Share Dividends Oakville, Ontario – August 8, 2025 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| August 8, 2025 |
Algonquin Power & Utilities Corp. Announces 2025 Second Quarter Financial Results Algonquin Power & Utilities Corp. Announces 2025 Second Quarter Financial Results OAKVILLE, Ontario - August 8, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today financial results for the second quarter ended June 30, 2025. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise noted. “Our second quarter results reflect co |
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| July 3, 2025 |
Algonquin Power & Utilities Corp. Announces Date for Second Quarter 2025 Financial Results and Conference Call OAKVILLE, Ontario – July 3, 2025 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its second quarter 2025 financial results on Friday, August 8, 2025, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time on Fri |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: July 3, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 18, 2025 |
Algonquin Power & Utilities Corp. Names Amy Walt Chief Customer Officer Algonquin Power & Utilities Corp. Names Amy Walt Chief Customer Officer OAKVILLE, Ontario – June 18, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) today announced the appointment of Amy Walt as Chief Customer Officer, effective June 30. In this role, Ms. Walt will be responsible for overseeing all aspects of the customer experience across the Compan |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 18, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| June 9, 2025 |
Algonquin Power & Utilities Corp. Names Noel Black Chief Regulatory and External Affairs Officer Algonquin Power & Utilities Corp. Names Noel Black Chief Regulatory and External Affairs Officer OAKVILLE, Ontario – June 9, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) today announced the appointment of Noel Black as Chief Regulatory and External Affairs Officer, effective June 30. In this newly created role, Mr. Black will lead the Company’s reg |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 9, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 3, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 3, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 3, 2025 |
Algonquin Power & Utilities Corp. Announces Financial Outlook for 2025 through 2027 Investor Update Call to be Held at 1:30 p.m. ET OAKVILLE, ON, June 3, 2025 – Algonquin Power & Utilities Corp. ("AQN", "Algonquin" or the "Company") (TSX: AQN) (NYSE: AQN) today announced its “Back to Basics” utility customer-centric capital plan focused on improving customer experience, driving operational efficie |
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| June 3, 2025 |
AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT BETWEEN ALGONQUIN POWER & UTILITIES CORP. |
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| June 3, 2025 |
Algonquin Power & Utilities Corp. Holds Annual Meeting of Shareholders and Announces Election of Board of Directors OAKVILLE, Ontario – June 3, 2025 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX/NYSE: AQN) today held an annual meeting of common shareholders. At the meeting, each of the following 11 nominees listed in the Company’s management information circular dated April 24, |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 3, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 3, 2025 |
ALGONQUIN POWER & UTILITIES CORP. (the “Corporation”) ANNUAL MEETING OF SHAREHOLDERS JUNE 3, 2025 VOTING RESULTS Resolution # 1: By way of a ballot, the shareholders approved the appointment of Ernst & Young LLP as auditor of the Corporation for the ensuing year. Ballots Tabulated: For: 479,819,037 99.63% Withheld: 1,793,440 0.37% Total: 481,612,477 100% Resolution # 2: By way of a ballot, the sha |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 22, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 22, 2025 |
Exhibit 99.1 2024 Annual Report Fighting Against Forced Labour and Child Labour in Supply Chains Act 2 Algonquin | 2024 Annual Report – Fighting Against Forced Labour and Child Labour in Supply Chains Act Introduction Algonquin Power & Utilities Corp. (“AQN”) is reporting in accordance with Canada’s forced labour and child labour legislation, the Fighting Against Forced Labour and Child Labour in |
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| May 9, 2025 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", the "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the three months ended March 31, 2025. This Management Discussion & Analysis ("MD&A") should be read in conjunction with AQN's |
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| May 9, 2025 |
Algonquin Power & Utilities Corp. Announces 2025 First Quarter Financial Results; Plans to Host Investor Update Call on June 3 OAKVILLE, Ontario - May 9, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today financial results for the first quarter ended March 31, 2025. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise not |
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| May 9, 2025 |
Algonquin Power & Utilities Corp. Declares Second Quarter 2025 Common Share Dividend of U.S.$0.0650 (C$0.0897), and Declares Second Quarter 2025 Preferred Share Dividends Oakville, Ontario – May 9, 2025 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 9, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal executi |
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| May 9, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Brian Chin, Interim Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| May 9, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Roderick West, Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| May 9, 2025 |
Unaudited Interim Condensed Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 2, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal executi |
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| May 2, 2025 |
Exhibit 99.1 Form of proxy This form of proxy is solicited by and on behalf of management of Algonquin Power & Utilities Corp. Please date and sign this form of proxy and return it in the enclosed envelope addressed to Algonquin Power & Utilities Corp., c/o TSX Trust Company, Proxy Department, P.O. Box 721, Agincourt, Ontario, Canada M1S 0A1, so that it is received before 10:00 a.m. (Eastern Time) |
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| May 2, 2025 |
Exhibit 99.2 Notice to shareholders of Algonquin Power & Utilities Corp. regarding notice-and-access April 24, 2025 Dear shareholder, In connection with the annual meeting (the “Meeting”) of the shareholders (the “Shareholders”) of Algonquin Power & Utilities Corp. (the “Corporation”), notice is hereby given that the Corporation will use the Canadian Securities Administrators’ “notice-and-access” |
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| May 2, 2025 |
Exhibit 99.4 Notice of annual meeting of common shareholders of Algonquin Power & Utilities Corp. Business of the annual meeting of common shareholders At the meeting, shareholders of Algonquin Power & Utilities Corp. (the “Corporation”) will be asked to: 1. Receive the financial statements of the Corporation as at and for the year ended December 31, 2024 and the report of the auditor on the state |
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| May 2, 2025 |
Exhibit 99.3 Notice of annual meeting of common shareholders of Algonquin Power & Utilities Corp. Business of the annual meeting of common shareholders At the meeting, shareholders of Algonquin Power & Utilities Corp. (the “Corporation”) will be asked to: 1. Receive the financial statements of the Corporation as at and for the year ended December 31, 2024 and the report of the auditor on the state |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: April 9, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| April 9, 2025 |
Exhibit 99.1 Our pure-play transformation 2024 Annual Report Algonquin Power & Utilities Corp. Forward-looking information This document contains statements that constitute “forward-looking statements” or “forward-looking information” within the meaning of applicable securities legislation (collectively, “forward-looking information”). The words “aims”, “anticipates”, “believes”, “expects”, “could |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: April 7, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| April 7, 2025 |
Algonquin Power & Utilities Corp. Announces Date for First Quarter 2025 Financial Results and Conference Call OAKVILLE, Ontario – April 7, 2025 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its first quarter 2025 financial results on Friday, May 9, 2025, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time on Friday, |
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| March 13, 2025 |
[The remainder of this page intentionally left blank] Exhibit 99.2 Execution Version AGREEMENT This Agreement (this “Agreement”) is made and entered into as of March 13, 2025 by and among Algonquin Power & Utilities Corp., a corporation existing under the laws of Canada (the “Company”), and the entities set forth in the signature pages hereto (collectively, “Starboard”) (each of the Company and Starboard, a “Party” to this Agreement, and collectively |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 13, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| March 13, 2025 |
Exhibit 99.1 Algonquin Power & Utilities Corp. Announces Extension of Cooperation Agreement with Starboard and Additions to the Board of Directors Appoints New CEO Rod West and Starboard Senior Partner Gavin Molinelli to the Board Extends Cooperation Agreement With Starboard Oakville, Ontario – March 13, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) |
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| March 7, 2025 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the three and twelve months ended December 31, 2024. This Management Discussion & Analysis ("MD&A") should be read in conjunction w |
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| March 7, 2025 |
Exhibit 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Algonquin Power & Utilities Corp. (the “Corporation”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Christopher Huskilson, Chief Exec |
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| March 7, 2025 |
ALGONQUIN POWER & UTILITIES CORP. ANNUAL INFORMATION FORM For the year ended December 31, 2024 March 7, 2025 Table of Contents 1. CORPORATE STRUCTURE 3 1.1 Name, Address and Incorporation 3 1.2 Intercorporate Relationships 3 2. GENERAL DEVELOPMENT OF THE BUSINESS 5 2.1 Three Year History 6 2.1.1 Fiscal 2022 6 2.1.2 Fiscal 2023 7 2.1.3 Fiscal 2024 7 2.1.4 Fiscal 2025 9 3. DESCRIPTION OF THE BUSINES |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 7, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 6, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| March 7, 2025 |
Algonquin Power & Utilities Corp. Declares First Quarter 2025 Common Share Dividend of U.S.$0.0650 (C$0.0934), and Declares First Quarter 2025 Preferred Share Dividends Oakville, Ontario – March 7, 2025 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| March 7, 2025 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Exhibit 99.5 CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 I, Christopher Huskilson, certify that: 1. I have reviewed this annual report on Form 40-F of Algonquin Power & Utilities Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 7, 2025 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consolidated Financial Statements of Algonquin Power & Utilities Corp. For the years ended December 31, 2024 and 2023 MANAGEMENT’S REPORT Financial Reporting The accompanying consolidated financial statements and management discussion and analysis ("MD&A") are the responsibility of management and have been approved by the Board of Directors. The consolidated financial statements have been prepared |
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| March 7, 2025 |
Algonquin Power & Utilities Corp. Announces 2024 Fourth Quarter and Full Year Financial Results Algonquin Power & Utilities Corp. Announces 2024 Fourth Quarter and Full Year Financial Results OAKVILLE, Ontario - March 7, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) announced today financial results for the fourth quarter and full year ended December 31, 2024. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise n |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission File Number 001-37946 ALGONQUIN POWER & UTILITIES CORP. (Exact name of Registrant a |
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| March 7, 2025 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Exhibit 99.6 CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 I, Darren Myers, certify that: 1. I have reviewed this annual report on Form 40-F of Algonquin Power & Utilities Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
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| March 7, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 99.4 Consent of Independent Registered Public Accounting Firm We consent to the reference to our Firm under the caption “Experts”, and to the incorporation by reference in the following Registration Statements: 1.Form S-8 nos. 333-177418, 333-213648, 333-213650, 333-218810, 333-232012 and 333-238961; 2.Form F-10 no. 333-277803; and 3.Form F-3 nos. 333-220059, 333-227246 and 333-263839 of A |
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| March 7, 2025 |
Exhibit 99.8 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Algonquin Power & Utilities Corp. (the “Corporation”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Darren Myers, Chief Financial Off |
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| March 7, 2025 |
Code of Business Conduct and Ethics Date: March 6, 2025 Code of Business Conduct and Ethics 1.INTRODUCTION This code of business conduct and ethics (the “Code”) has been approved by the board of directors (the “Board”) of Algonquin Power & Utilities Corp. (the “Corporation”) to assist all directors, trustees, officers, employees, agents and contractors (collectively, the “Algonquin Representatives”) of the Corporation and each of it |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: February 14, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| February 18, 2025 |
Algonquin Power & Utilities Corp. Announces Interim CFO Appointment Brian Chin named Interim CFO Algonquin Power & Utilities Corp. Announces Interim CFO Appointment Brian Chin named Interim CFO OAKVILLE, Ontario – February 14, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) Chief Executive Officer Chris Huskilson announced today that Vice President of Investor Relations Brian Chin will assume the role of Interim Chief Financial Officer, effective |
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| January 31, 2025 |
Algonquin Power & Utilities Corp. Announces Leadership Transition Rod West appointed Chief Executive Officer, succeeding Chris Huskilson OAKVILLE, Ontario - January 31, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”, “Algonquin” or the “Company”) announced today that Rod West will join AQN as Chief Executive Officer, effective March 7, 2025. Chris Huskilson will step down as CEO a |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 31, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| January 23, 2025 |
Algonquin Power & Utilities Corp. Announces Date for Fourth Quarter and Full Year 2024 Financial Results and Conference Call OAKVILLE, Ontario – January 23, 2025 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its fourth quarter and full year 2024 financial results on Friday, March 7, 2025, before market open. AQN will hold an earnings conference call a |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 23, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 14, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| January 14, 2025 |
Algonquin Power & Utilities Corp. announces upcoming departure of Chief Financial Officer Replacement search to be conducted as Darren Myers elects to pursue another leadership opportunity OAKVILLE, Ontario - January 14, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today the upcoming departure of Chief Financial Officer Darren Myers. “Today I accepted |
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| January 8, 2025 |
Algonquin Power & Utilities Corp. Completes Sale of Renewable Energy Business to LS Power Marks key achievement in strategic transition to pure-play regulated utility OAKVILLE, Ontario – January 8, 2025 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today it has completed the sale of its non-regulated renewable energy business (excluding the Company’s hydro |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 8, 2025 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| December 12, 2024 |
SC 13D/A 1 d916272dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 14) Under the Securities Exchange Act of 1934 Atlantica Sustainable Infrastructure plc (Name of Issuer) Ordinary Shares, nominal value $0.10 per share (Title of Class of Securities) G0751N103 (CUSIP Number) Jennifer Tindale Algonquin Power & Utilities Corp. 3 |
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| December 12, 2024 |
Algonquin Power & Utilities Corp. Completes Sale of Atlantica Sustainable Infrastructure Stake Algonquin Power & Utilities Corp. Completes Sale of Atlantica Sustainable Infrastructure Stake OAKVILLE, Ontario - December 12, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today it has completed the sale of its 42.2% equity interest in Atlantica Sustainable Infrastructure plc (NASDAQ: AY) (“Atlantica”). “We are pleased with the timely and effective e |
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| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: December 12, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| November 7, 2024 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the three and nine months ended September 30, 2024. This Management Discussion & Analysis ("MD&A") should be read in conjunction wi |
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| November 7, 2024 |
Algonquin Power & Utilities Corp. Announces 2024 Third Quarter Financial Results Making progress in strategic transition to regulated utility OAKVILLE, Ontario - November 7, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today financial results for the third quarter ended September 30, 2024. All amounts are shown in United States dollars (“U.S. $” or “$ |
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| November 7, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| November 7, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Chris Huskilson, Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| November 7, 2024 |
Algonquin Power & Utilities Corp. Declares Fourth Quarter 2024 Common Share Dividend of U.S.$0.0650 (C$0.0901), and Declares Fourth Quarter 2024 Preferred Share Dividends Oakville, Ontario – November 7, 2024 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred s |
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| November 7, 2024 |
Unaudited Interim Condensed Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: November 7, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: October 11, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| October 11, 2024 |
Algonquin Power & Utilities Corp. Announces Date for Third Quarter 2024 Financial Results and Conference Call OAKVILLE, Ontario – October 11, 2024 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its third quarter 2024 financial results on Thursday, November 7, 2024, before market open. AQN will hold an earnings conference call at 10:00 a.m. eastern time |
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| August 19, 2024 |
Exhibit 99.2 Execution Version SECURITIES PURCHASE AGREEMENT by and between ALGONQUIN POWER & UTILITIES CORP., as Seller and ALTIUS RENEWABLES, ULC, as Buyer dated as of August 9, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Certain Defined Terms 1 Section 1.2 Table of Definitions 27 ARTICLE II PURCHASE AND SALE 31 Section 2.1 Purchase and Sale of the Purchased Interests 31 Sect |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 19, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| August 19, 2024 |
FORM 51-102F3 MATERIAL CHANGE REPORT Exhibit 99.1 FORM 51-102F3 MATERIAL CHANGE REPORT Item 1. Name and Address of Company Algonquin Power & Utilities Corp. (“AQN”) 354 Davis Road Oakville, Ontario L6J 2X1 Item 2. Date of Material Change August 9, 2024 Item 3. News Release The news release referenced herein was disseminated through the facilities of CNW Group (Cision) on August 9, 2024. A copy of the news release has also been filed |
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| August 9, 2024 |
Algonquin Power & Utilities Corp. Declares Third Quarter 2024 Common Share Dividend of U.S.$0.0650 (C$0.0893), and Declares Third Quarter 2024 Preferred Share Dividends Oakville, Ontario – August 9, 2024 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 9, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| August 9, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Chris Huskilson, Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| August 9, 2024 |
Unaudited Interim Condensed Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| August 9, 2024 |
Algonquin Power & Utilities Corp. Agrees to Sell Renewable Energy Business to LS Power for up to $2.5 Billion Transaction Unlocks AQN’s Value as a Pure-Play Regulated Utility Proceeds Expected to Recapitalize Balance Sheet and Position Company for Future Growth Company to Hold Second Quarter Earnings Conference Call at 8:30 am E.T. OAKVILLE, Ontario - August 9, 2024 - Algonquin Power & Utilities C |
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| August 9, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| August 9, 2024 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the six months ended June 30, 2024. This Management Discussion & Analysis ("MD&A") should be read in conjunction with AQN's unaudit |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 9, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| August 9, 2024 |
Algonquin Power & Utilities Corp. Announces 2024 Second Quarter Financial Results Continuing Ongoing Strategic Transition to a Pure-Play Regulated Utility Company to Hold Second Quarter Earnings Conference Call at 8:30 am E.T. OAKVILLE, Ontario - August 9, 2024 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today financial results for the second quarter ende |
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| July 15, 2024 |
Algonquin Power & Utilities Corp. Announces Date for Second Quarter 2024 Financial Results and Conference Call OAKVILLE, Ontario – July 12, 2024 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its second quarter 2024 financial results on Friday, August 9, 2024, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time on Fr |
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| July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: July 12, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37946 Algonquin Power & Utilities Corp. (Exact name of registrant as spe |
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| June 17, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 28, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 13, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| June 13, 2024 |
Algonquin Power & Utilities Corp. Announces Settlement Rate for Corporate Units Issued in June 2021 Algonquin Power & Utilities Corp. Announces Settlement Rate for Corporate Units Issued in June 2021 OAKVILLE, Ontario - June 13, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced the settlement rate for the share purchase contracts that are components of its outstanding corporate units (the “Corporate Units”) issued in June 2021. Holders of Corporate |
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| June 5, 2024 |
ALGONQUIN POWER & UTILITIES CORP. (the “Corporation”) ANNUAL MEETING OF SHAREHOLDERS JUNE 4, 2024 VOTING RESULTS Resolution # 1: By way of a ballot, the shareholders approved the appointment of Ernst & Young LLP as auditor of the Corporation for the ensuing year. Ballots Tabulated: For: 358,032,761 99.49% Withheld: 1,818,443 0.51% Total: 359,851,204 100% Resolution # 2: By way of a ballot, the sha |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 4, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| June 5, 2024 |
Algonquin Power & Utilities Corp. Holds Annual Meeting of Shareholders and Announces Election of Board of Directors OAKVILLE, Ontario – June 4, 2024 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX/NYSE: AQN) today held an annual meeting of common shareholders. At the meeting, each of the following nine nominees listed in the Company’s management information circular dated April 1 |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 28, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 28, 2024 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 13) Under the Securities Exchange Act of 1934 Atlantica Sustainable Infrastructure plc (Name of Issuer) Ordinary Shares, nominal value $0.10 per share (Title of Class of Securities) G0751N103 (CUSIP Number) Jennifer Tindale Algonquin Power & Utilities Corp. 354 Davis Road, Suite 100 Oakvi |
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| May 28, 2024 |
EX-99.2 Exhibit 99.2 EXECUTION VERSION May 27, 2024 Algonquin Power & Utilities Corp. 354 Davis Road, Suite 100 Oakville, Ontario L6J 2X1 Canada and Liberty Development Energy Solutions B.V. 354 Davis Road, Suite 100 Oakville, Ontario L6J 2X1 Canada Attention: Christopher Huskilson Chief Executive Officer Copy: Jennifer Tindale Chief Legal Officer Michael J. Aiello David Avery-Gee Matthew J. Gilro |
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| May 28, 2024 |
FORM 51-102F3 MATERIAL CHANGE REPORT FORM 51-102F3 MATERIAL CHANGE REPORT Item 1. Name and Address of Company Algonquin Power & Utilities Corp. (“AQN”) 354 Davis Road Oakville, Ontario L6J 2X1 Item 2. Date of Material Change May 27, 2024 Item 3. News Release The news release referenced herein was disseminated through the facilities of CNW Group (Cision) on May 28, 2024. A copy of the news release has also been filed under AQN’s profi |
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| May 28, 2024 |
VOTING AND TRANSACTION SUPPORT AGREEMENT EX-99.1 Exhibit 99.1 EXECUTION VERSION VOTING AND TRANSACTION SUPPORT AGREEMENT THIS VOTING AND TRANSACTION SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of May 27, 2024, by and among California Buyer Limited, a private limited company incorporated in England and Wales (“Bidco”), Atlantica Sustainable Infrastructure plc, a public limited company incorporated in England and Wales |
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| May 28, 2024 |
Algonquin Power & Utilities Corp. Announces Its Support for Energy Capital Partners’ Proposed Acquisition of Atlantica AQN Makes Progress Towards Strategic Transformation to Pure-Play Regulated Utility OAKVILLE, Ontario - May 28, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced it has entered into a support agreement (the “Support Agreement”) with a |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 16, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 16, 2024 |
Exhibit 99.1 2023 Annual Report Fighting Against Forced Labour and Child Labour in Supply Chains Act 2 Algonquin | 2023 Annual Report – Fighting Against Forced Labour and Child Labour in Supply Chains Act Structure, activities, and supply chains AQN (TSX/NYSE: AQN), parent company of Liberty, is a diversified international generation, transmission, and distribution utility with approximately U.S.$ |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 10, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 10, 2024 |
Algonquin Power & Utilities Corp. Declares Second Quarter 2024 Common Share Dividend of U.S.$0.1085 (C$0.1490), and Declares Second Quarter 2024 Preferred Share Dividends Oakville, Ontario – May 10, 2024 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| May 10, 2024 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. ("AQN", "Company" or the "Corporation") has prepared the following discussion and analysis to provide information to assist its securityholders' understanding of the financial results for the three months ended March 31, 2024. This Management Discussion & Analysis ("MD&A") should be read in conjunction with AQN's unau |
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| May 10, 2024 |
Algonquin Power & Utilities Corp. Announces CEO Update and 2024 First Quarter Financial Results Chris Huskilson appointed Chief Executive Officer OAKVILLE, Ontario - May 10, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) announced today that the Board of Directors has appointed Chris Huskilson as Chief Executive Officer with immediate effect. Mr. Huskilson, who h |
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| May 10, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| May 10, 2024 |
Unaudited Interim Condensed Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| May 10, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Chris Huskilson, Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| May 3, 2024 |
Exhibit 99.3 2024 Management Information Circular 3 Notice of annual meeting of common shareholders of Algonquin Power & Utilities Corp. Business of the annual meeting of common shareholders At the meeting, shareholders of Algonquin Power & Utilities Corp. (the “Corporation”) will be asked to: 1. 2. 3. 4. Receive the financial statements of the Corporation as at and for the year ended December 31, |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 3, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal executi |
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| May 3, 2024 |
Exhibit 99.2 1. to receive the financial statements of the Corporation as at and for the year ended December 31, 2023 and the report of the auditor on the statements; 2. to re-appoint Ernst & Young LLP as the auditor of the Corporation for the ensuing year; 3. to elect directors for the ensuing year; 4. to consider and, if thought fit, pass a resolution approving amendments to the Performance and |
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| May 3, 2024 |
Exhibit 99.1 Algonquin Power & Utilities Corp. 2023 Annual Report Inside front cover Forward-looking information This document contains statements that constitute “forward-looking statements” or “forward- looking information” within the meaning of applicable securities legislation (collectively, “forward- looking information”). The words “aims”, “anticipates”, “expects”, “could”, “intends”, “may”, |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 3, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal executi |
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| May 3, 2024 |
Exhibit 99.4 Notice of annual meeting of common shareholders to be held on June 4, 2024 and Management Information Circular ALGONQUIN | LIBERTY 2 Annual meeting of common shareholders You may vote by proxy using one of the following methods: Email: [email protected] Facsimile: 416-595-9593 Touch-tone telephone: 1-888-489-5760 Internet: www.meeting-vote.com Mail: TSX Trust Company, Proxy Department |
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| May 3, 2024 |
Exhibit 99.1 Form of proxy Please date and sign this form of proxy and return it in the enclosed envelope addressed to Algonquin Power & Utilities Corp., c/o TSX Trust Company, Proxy Department, P.O. Box 721, Agincourt, Ontario, Canada M1S 0A1, so that it is received before 1:00 p.m. (Eastern Time) on Friday, May 31, 2024. In the alternative, you may deliver it by electronic mail (scan both sides) |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: April 18, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Algonquin Power & Utilities Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 015857105 (CUSIP Number) JEFFREY C. SMITH |
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| April 18, 2024 |
EX-99.2 3 ex992to13da506297338041824.htm JOINT FILING AGREEMENT Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Shares, no par val |
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| April 18, 2024 |
[The remainder of this page intentionally left blank] EX-99.1 2 ex991to13da506297338041824.htm AGREEMENT, DATED APRIL 18, 2024 Exhibit 99.1 Execution Version AGREEMENT This Agreement (this “Agreement”) is made and entered into as of April 18, 2024 by and among Algonquin Power & Utilities Corp., a corporation existing under the laws of Canada (the “Company”), and the entities set forth in the signature pages hereto (collectively, “Starboard”) (each of |
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| April 18, 2024 |
Algonquin Power & Utilities Corp. to Add Brett Carter and Christopher Lopez to the Board of Directors Enters Into Cooperation Agreement with Starboard OAKVILLE, ON, April 18, 2024 - Algonquin Power & Utilities Corp. ("Algonquin", “AQN” or the "Company") (TSX: AQN) (NYSE: AQN) today announced that its Board of Directors (the “Board”) intends to add Brett Carter, former Executive Vice President and |
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| April 18, 2024 |
[The remainder of this page intentionally left blank] Execution Version AGREEMENT This Agreement (this “Agreement”) is made and entered into as of April 18, 2024 by and among Algonquin Power & Utilities Corp. |
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| April 10, 2024 |
Algonquin Power & Utilities Corp. Announces Date for First Quarter 2024 Financial Results and Conference Call OAKVILLE, Ontario – April 10, 2024 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its first quarter 2024 financial results on Friday, May 10, 2024, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time on Frida |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: April 10, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 28, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| March 28, 2024 |
PROSPECTUS SUPPLEMENT To a Short Form Base Shelf Prospectus dated March 8, 2024 TABLE OF CONTENTS No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. |
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| March 28, 2024 |
SUPPLEMENTAL REMARKETING AGREEMENT Exhibit 99.2 Execution Version SUPPLEMENTAL REMARKETING AGREEMENT March 26, 2024 Algonquin Power & Utilities Corp 354 Davis Road Oakville, Ontario, L6J 2X1 Canada Ladies and Gentlemen: Reference is made to the Remarketing Agreement dated as of February 29, 2024 (the “Remarketing Agreement”) by and among Algonquin Power & Utilities Corp., a Canadian corporation (the “Corporation”), BofA Securities, |
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| March 28, 2024 |
Exhibit 99.1 Execution Version REMARKETING AGREEMENT February 29, 2024 The Bank of New York Mellon Trust Company, N.A., as Purchase Contract Agent 4655 Salisbury Road, Suite 300 Jacksonville, Florida 32256 Attention: Corporate Trust Administration Ladies and Gentlemen: This Agreement is dated as of February 29, 2024 (this “Agreement”) by and among Algonquin Power & Utilities Corp., a Canadian corp |
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| March 27, 2024 |
FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-277803 March 26, 2024 FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-277803 March 26, 2024 A final short form base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and territories of Canada. A copy of the final short form base shelf prospectus, any amendment |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 26, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| March 27, 2024 |
Algonquin Power & Utilities Corp. Announces Successful Remarketing of 1.18% Senior Notes due 2026 Exhibit 99.1 Algonquin Power & Utilities Corp. Announces Successful Remarketing of 1.18% Senior Notes due 2026 OAKVILLE, Ontario, March 26, 2024 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) announced today that it has successfully remarketed its U.S.$1,150,000,000 aggregate principal amount of 1.18% Senior Notes due June 15, 2026 (the “Notes”). The optional r |
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| March 26, 2024 |
TABLE OF CONTENTS The information contained in this Preliminary Prospectus Supplement is not complete and may be changed. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 22, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| March 22, 2024 |
Algonquin Comments on Starboard Value Director Nominations Algonquin Comments on Starboard Value Director Nominations OAKVILLE, ON – March 22, 2024 - Algonquin Power & Utilities Corp. |
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| March 21, 2024 |
SC 13D/A 1 e619405sc13da-apuc.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)1 Algonquin Power & Utilities Corp. (Name of Issuer) Common Shares, no par value (Title of Class of S |
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| March 21, 2024 |
begin 644 e619405ex991.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@ M," P(#8Q,B W.3)=("]#;VYT96YTKB\W9U4\ZWT>O7KRZVVW*^K!;1;Z\^-.MOKPL*Y> M53>KNIRNVKJ5^]WUUN\]%U5+JK/Y^?1Y3=7T7]>ODCB!/\4C$=)I.#?K.#1 MY^KEBU$M4O7UQ^>/GBU5L6P0\?;EZ^8'!3$K%(%'DLLRA+5"SAET]PT[?O ML^AV R^,;NDL-V??OGSQVR2:COZ\->7+][ Z[Q\L73X0+ )(U4D<9<$5P" MUP\E>O/N*GHU0*3+9KMM/@W3Z6W3;-MTRGB0RWM$>794!-&4D6IU*.C4Z3D?,< |
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| March 21, 2024 |
EX-99.2 3 e619405ex99-2.htm GROUP AGREEMENT GROUP AGREEMENT WHEREAS, certain of the undersigned are shareholders, direct or beneficial, of Algonquin Power & Utilities Corp., a Canadian corporation (the “Company”); WHEREAS, Starboard Value and Opportunity Master Fund III LP, a Cayman Islands exempted limited partnership (“Starboard V&O III Fund”), Starboard Value and Opportunity S LLC, a Delaware l |
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| March 21, 2024 |
EX-99.3 4 e619405ex99-3.htm FORM OF INDEMNIFICATION AGREEMENT STARBOARD VALUE AND OPPORTUNITY MASTER FUND III LP c/o Starboard Value LP 777 Third Avenue, 18th Floor New York, New York 10017 March, 2024 Re: Algonquin Power & Utilities Corp. Dear : Thank you for agreeing to serve as a nominee of Starboard Value and Opportunity Master Fund III LP and its affiliates (collectively, the “Starboard Gr |
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| March 21, 2024 |
EX-99.4 5 e619405ex99-4.htm FORM OF COMPENSATION AGREEMENT STARBOARD VALUE AND OPPORTUNITY MASTER FUND III LP c/o Starboard Value LP 777 Third Avenue, 18th Floor New York, New York 10017 March, 2024 Dear : This letter sets forth our mutual agreement with respect to compensation to be paid to you for your agreement to be named and serve as a nominee of a group of investors (the “Starboard Group”), |
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| March 21, 2024 |
EX-99.5 6 e619405ex99-5.htm POWERS OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jeffrey C. Smith and Peter A. Feld, or either of them, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 19, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exec |
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| March 19, 2024 |
Algonquin Power & Utilities Corp. Announces Results of Exercise of Conversion Rights of Cumulative Rate Reset Preferred Shares, Series D OAKVILLE, Ontario, March 19, 2024 – Further to the press releases of Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) dated February 20, 2024 and March 4, 2024, the Company announced today that none of its outstanding 4,000,000 Cu |
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| March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): TSX TRUST COMPANY, as successor to AST TRUST COMPANY (CANADA) B. (1) This is ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) A filer may also file the Form F-X in paper under a hardship ex |
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| March 8, 2024 |
Exhibit 7.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) EQUINITI TRUST COMPANY, LLC (Exact name of trustee as specified in its charter) New York 13-3439945 (Sta |
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| March 8, 2024 |
Exhibit 7.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) EQUINITI TRUST COMPANY, LLC (Exact name of trustee as specified in its charter) New York 13-3439945 (Sta |
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| March 8, 2024 |
Exhibit 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Algonquin Power & Utilities Corp. (the “Corporation”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Christopher Huskilson, Interim Ch |
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| March 8, 2024 |
Algonquin Power & Utilities Corp. Declares First Quarter 2024 Common Share Dividend of U.S.$0.1085 (C$0.1468), and Declares First Quarter 2024 Preferred Share Dividends Oakville, Ontario – March 8, 2024 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
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| March 8, 2024 |
Exhibit 7.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) EQUINITI TRUST COMPANY, LLC (Exact name of trustee as specified in its charter) New York 13-3439945 (Sta |
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| March 8, 2024 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consolidated Financial Statements of Algonquin Power & Utilities Corp. For the years ended December 31, 2023 and 2022 MANAGEMENT’S REPORT Financial Reporting The accompanying consolidated financial statements and management discussion and analysis (“MD&A”) are the responsibility of management and have been approved by the Board of Directors. The consolidated financial statements have been prepared |
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| March 8, 2024 |
Exhibit 7.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (J |
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| March 8, 2024 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. (“AQN”, “Company” or the “Corporation”) has prepared the following discussion and analysis to provide information to assist its securityholders’ understanding of the financial results for the three and twelve months ended December 31, 2023. This Management Discussion & Analysis (“MD&A”) should be read in conjunction w |
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| March 8, 2024 |
Exhibit 99.8 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Algonquin Power & Utilities Corp. (the “Corporation”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Darren Myers, Chief Financial Off |
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| March 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form F-10 (Form Type) Algonquin Power & Utilities Corp. |
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| March 8, 2024 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Exhibit 99.6 CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 I, Darren Myers, certify that: 1. I have reviewed this annual report on Form 40-F of Algonquin Power & Utilities Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
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| March 8, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 99.4 Consent of Independent Registered Public Accounting Firm We consent to the reference to our Firm under the caption “Experts”, and to the incorporation by reference in the following Registration Statements: 1. Form S-8 nos. 333-177418, 333-213648, 333-213650, 333-218810, 333-232012 and 333-238961; 2. Form F-10 no. 333-261010; and 3. Form F-3 nos. 333-220059, 333-227246 and 333-263839 o |
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| March 8, 2024 |
Stock Exchange Recoupment Policy Stock Exchange Recoupment Policy 1.0 Purpose This Stock Exchange Recoupment Policy provides for the recoupment by Algonquin Power & Utilities Corp. (the “Corporation”) of certain incentive-based compensation in the event of a Financial Restatement and has been adopted in compliance with the requirements of Section 10D of the U.S. Securities Exchange Act of 1934 and the listing standards of the New |
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| March 8, 2024 |
Exhibit 7.2 INDENTURE by and among ALGONQUIN POWER & UTILITIES CORP. as the Issuer AND EQUINITI TRUST COMPANY, LLC as the U.S. Trustee AND TSX TRUST COMPANY as the Canadian Co-Trustee Dated as of [ ] SUBORDINATED DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939, AS AMENDED: Trust Indenture Act Section Indenture S |
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| March 8, 2024 |
Exhibit 7.1 INDENTURE by and among ALGONQUIN POWER & UTILITIES CORP. as the Issuer AND EQUINITI TRUST COMPANY, LLC as the U.S. Trustee AND TSX TRUST COMPANY as the Canadian Co-Trustee Dated as of [ ] SENIOR DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939, AS AMENDED: Trust Indenture Act Section Indenture Section |
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| March 8, 2024 |
As filed with the Securities and Exchange Commission on March 8, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 8, 2024 Registration No. |
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| March 8, 2024 |
TORONTO CALGARY VANCOUVER MONTRÉAL OTTAWA NEW YORK LONDON Blake, Cassels & Graydon LLP | blakes.com Exhibit 5.3 Blake, Cassels & Graydon LLP Barristerts & Solicitors Patent & Trade-mark Agents 199 Bay Street Suite 4000, Commerce Court West Toronto ON M5L 1A9 Canada Tel: 416-863-2400 Fax: 416-863-2653 March 8, 2024 Algonquin Power & Utilities Corp. 354 Davis Road Oakville, ON L6J 2X1 Re: Consent regarding Registration Statement on Form F-10 for Algonquin Power & Utilities Corp. Dear Sirs/Mesdames |
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| March 8, 2024 |
Algonquin Power & Utilities Corp. Announces 2023 Fourth Quarter and Full Year Financial Results Algonquin Power & Utilities Corp. Announces 2023 Fourth Quarter and Full Year Financial Results OAKVILLE, Ontario - March 8, 2024 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced financial results for the fourth quarter and full year ended December 31, 2023. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise noted. “2023 w |
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| March 8, 2024 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Exhibit 99.5 CERTIFICATION PURSUANT TO SECTION 302 OF THE U.S. SARBANES-OXLEY ACT OF 2002 I, Christopher Huskilson, certify that: 1. I have reviewed this annual report on Form 40-F of Algonquin Power & Utilities Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 8, 2024 |
Exhibit 7.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| March 8, 2024 |
ALGONQUIN POWER & UTILITIES CORP. ANNUAL INFORMATION FORM For the year ended December 31, 2023 March 8, 2024 Table of Contents 1. CORPORATE STRUCTURE 3 1.1 Name, Address and Incorporation 3 1.2 Intercorporate Relationships 4 2. GENERAL DEVELOPMENT OF THE BUSINESS 5 2.1 Three Year History 6 2.1.1 Fiscal 2021 6 2.1.2 Fiscal 2022 7 2.1.3 Fiscal 2023 8 2.1.4 Fiscal 2024 9 3. DESCRIPTION OF THE BUSINES |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 8, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): ALGONQUIN POWER & UTILITIES CORP. B.(1) This is ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) A filer may also file the Form F-X in paper under a hardship exemption provided by Regulatio |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): BNY TRUST COMPANY OF CANADA B. (1) This is ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) A filer may also file the Form F-X in paper under a hardship exemption provided by Regulation S-T |
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| March 8, 2024 |
Code of Business Conduct and Ethics Code of Business Conduct and Ethics 100-600-100-001 Name Code of Business Conduct and Ethics Doc No. |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission File Number 001-37946 ALGONQUIN POWER & UTILITIES CORP. (Exact name of Registrant a |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 8, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| March 4, 2024 |
Algonquin Power & Utilities Corp. Announces Dividend Rates on Cumulative Rate Reset Preferred Shares, Series D, and Cumulative Floating Rate Preferred Shares, Series E OAKVILLE, Ontario, March 4, 2024 – Further to the news release of Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) dated February 20, 2024, the Company announced today the applicable dividend rates, |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: March 4, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: February 20, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| February 20, 2024 |
Algonquin Power & Utilities Corp. Announces Conversion Rights for Cumulative Rate Reset Preferred Shares, Series D OAKVILLE, Ontario, February 20, 2024 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) announced today that it does not intend to exercise its right to redeem all or part of the currently outstanding 4,000,000 Cumulative Rate Reset Preferred Shares, S |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Algonquin Power & Utilities Corp (Name of Issuer) Common (Title of Class of Securities) 015857105 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: February 2, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| February 2, 2024 |
Exhibit 99.1 Algonquin Power & Utilities Corp. Appoints New Independent Director Private equity veteran David Levenson joins Board of Directors OAKVILLE, Ontario – February 2, 2024 - Algonquin Power & Utilities Corp. ("AQN" or the "Company") (TSX: AQN) (NYSE: AQN) today announced its Board of Directors (the “Board”) has appointed David Levenson, formerly Managing Partner at Brookfield Asset Manage |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 11, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| January 11, 2024 |
Algonquin Power & Utilities Corp. Announces Date for Fourth Quarter and Full Year 2023 Financial Results and Conference Call OAKVILLE, Ontario – January 11, 2024 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its fourth quarter and full year 2023 financial results on Friday, March 8, 2024, before market open. AQN will hold an earnings conference call a |
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| January 10, 2024 |
Exhibit 99.1 Algonquin Power & Utilities Corp. Announces Pricing of $500 Million of Senior Unsecured Notes due 2029 and $350 Million of Senior Unsecured Notes due 2034 OAKVILLE, Ontario, January 10, 2024 – Algonquin Power & Utilities Corp. (“APUC”) (TSX/NYSE: AQN) today announced that on January 9, 2024, Liberty Utilities Co. (“Liberty Utilities”), APUC’s U.S. regulated distribution utility holdin |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: January 10, 2024 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| December 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: December 19, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| December 19, 2023 |
Algonquin Power & Utilities Corp. Announces Results of Exercise of Conversion Rights of Cumulative Rate Reset Preferred Shares, Series A OAKVILLE, Ontario, December 19, 2023 – Further to the press releases of Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) dated November 22, 2023 and December 4, 2023, the Company announced today that none of its outstanding 4,800, |
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| December 5, 2023 |
Algonquin Power & Utilities Corp. Announces Dividend Rates on Cumulative Rate Reset Preferred Shares, Series A, and Cumulative Floating Rate Preferred Shares, Series B OAKVILLE, Ontario, December 4, 2023 – Further to the news release of Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) dated November 22, 2023, the Company announced today the applicable dividend rate |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: December 5, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: November 22, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| November 22, 2023 |
Algonquin Power & Utilities Corp. Announces Conversion Rights for Cumulative Rate Reset Preferred Shares, Series A OAKVILLE, Ontario, November 22, 2023 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX: AQN) (NYSE: AQN) announced today that it does not intend to exercise its right to redeem all or part of the currently outstanding 4,800,000 Cumulative Rate Reset Preferred Shares, S |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37946 Algonquin Power & Utilities Corp. (Exact name of registrant as spe |
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| November 13, 2023 |
Unaudited Interim Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| November 13, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| November 13, 2023 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. (“AQN” or the “Company” or the “Corporation”) has prepared the following discussion and analysis to provide information to assist its securityholders’ understanding of the financial results for the three and nine months ended September 30, 2023. This Management Discussion & Analysis (“MD&A”) should be read in conjunct |
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| November 13, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Chris Huskilson, Interim Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| November 13, 2023 |
Algonquin Power & Utilities Corp. Declares Fourth Quarter 2023 Common Share Dividend of U.S.$0.1085 (C$0.1497), and Declares Fourth Quarter 2023 Preferred Share Dividends Oakville, Ontario – November 10, 2023 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: November 10, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal e |
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| November 13, 2023 |
Algonquin Power & Utilities Corp. Announces 2023 Third Quarter Financial Results Algonquin Power & Utilities Corp. Announces 2023 Third Quarter Financial Results OAKVILLE, Ontario - November 10, 2023 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced financial results for the third quarter ended September 30, 2023. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise noted. “We have launched the sale proce |
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| November 6, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 17, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 19, 2023 |
EX-99.1 2 ex991to13da306297338101923.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Shares, no par val |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Algonquin Power & Utilities Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 015857105 (CUSIP Number) JEFFREY C. SMITH |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: October 11, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal ex |
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| October 12, 2023 |
Algonquin Power & Utilities Corp. Announces Date for Third Quarter 2023 Financial Results and Conference Call OAKVILLE, Ontario – October 11, 2023 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its third quarter 2023 financial results on Friday, November 10, 2023, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time o |
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| October 6, 2023 |
Exhibit 99.1 Algonquin Power & Utilities Corp. Announces Redemption of its 6.875% Fixed-to-Floating Subordinated Notes – Series 2018-A due 2078 OAKVILLE, ON, October 6, 2023 – Algonquin Power & Utilities Corp. ("AQN", "Algonquin" or the "Company") (TSX: AQN) (NYSE: AQN) today announced that on November 6, 2023 (the "Redemption Date") it will redeem all $287,500,000 aggregate principal amount of it |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: October 6, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 14, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| August 15, 2023 |
FORM 51-102F3 MATERIAL CHANGE REPORT FORM 51-102F3 MATERIAL CHANGE REPORT Item 1. Name and Address of Company Algonquin Power & Utilities Corp. (“AQN”) 354 Davis Road Oakville, Ontario L6J 2X1 Item 2. Date of Material Change August 10, 2023 Item 3. News Release The news releases referenced herein were disseminated through the facilities of CNW Group (Cision) on August 10, 2023. A copy of the news releases (collectively, the “News Rel |
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| August 10, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Arun Banskota, President and Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| August 10, 2023 |
Algonquin Power & Utilities Corp. Will Pursue Sale of Renewable Energy Group Following Strategic Review; Announces 2023 Second Quarter Financial Results OAKVILLE, Ontario - August 10, 2023 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced that it will pursue a sale of the Renewable Energy Group. “Over the past few months, the AQN Board of Directors, in co |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 10, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| August 10, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| August 10, 2023 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. (“AQN” or the “Company” or the “Corporation”) has prepared the following discussion and analysis to provide information to assist its securityholders’ understanding of the financial results for the three and six months ended June 30, 2023. This Management Discussion & Analysis (“MD&A”) should be read in conjunction wi |
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| August 10, 2023 |
Unaudited Interim Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| August 10, 2023 |
Algonquin Power & Utilities Corp. Declares Third Quarter 2023 Common Share Dividend of U.S.$0.1085 (C$0.1460), and Declares Third Quarter 2023 Preferred Share Dividends Oakville, Ontario – August 10, 2023 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred shar |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: August 10, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal exe |
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| August 10, 2023 |
Algonquin Power & Utilities Corp. Announces CEO Transition Chris Huskilson Appointed Interim CEO, Succeeding Arun Banskota Board Commencing Search for a Permanent CEO OAKVILLE, ON – August 10, 2023 - Algonquin Power & Utilities Corp. ("AQN", “Algonquin” or the “Company”) (TSX/NYSE: AQN) today announced that energy industry veteran Christopher Huskilson, a member of the Algonquin Board of Directors |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: July 25, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| July 26, 2023 |
Algonquin Power & Utilities Corp. Announces Date for Second Quarter 2023 Financial Results and Conference Call OAKVILLE, Ontario – July 25, 2023 – Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN”) today announced plans to release its second quarter 2023 financial results on Thursday, August 10, 2023, before market open. AQN will hold an earnings conference call at 8:30 a.m. eastern time on |
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| July 24, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Shares, no par value, of Algonquin Power & Utilities Corp. This Joint Filing Agree |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Algonquin Power & Utilities Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 015857105 (CUSIP Number) JEFFREY C. SMITH |
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| July 14, 2023 |
2022 Annual Report Driving value ALGONQUIN | LIBERTY 2022 Annual Report Corporate profile Algonquin Power & Utilities Corp. |
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| July 7, 2023 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Shares, no par value, of Algonquin Power & Utilities Corp. This Joint Filing Agree |
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| July 7, 2023 |
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| July 7, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| June 30, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Shares, no par value, of Algonquin Power & Utilities Corp. This Joint Filing Agree |
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| June 30, 2023 |
Exhibit 99.2 POWER OF ATTORNEY The undersigned hereby appoints Jeffrey C. Smith, Peter A. Feld and Kenneth R. Marlin, or any of them, his true and lawful attorney-in fact and agent to execute and file with the Securities and Exchange Commission any Schedule 13D, Schedule 13G, Form 3, Form 4, Form 5, any settlement agreement, any amendments to any of the foregoing and any related documentation whic |
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| June 30, 2023 |
AQN / Algonquin Power & Utilities Corp / Starboard Value LP - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Algonquin Power & Utilities Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 015857105 (CUSIP Number) JEFFREY C. SMITH |
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| June 21, 2023 |
Algonquin Power & Utilities Corp. Holds Annual Meeting of Shareholders and Announces Election of Board of Directors OAKVILLE, Ontario – June 20, 2023 - Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX/NYSE: AQN) today held an annual meeting of common shareholders. At the meeting, all of the nominees listed in the Company’s management information circular dated April 27, 2023 were el |
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| June 21, 2023 |
ALGONQUIN POWER & UTILITIES CORP. (the “Corporation”) ANNUAL MEETING OF SHAREHOLDERS JUNE 20, 2023 VOTING RESULTS Resolution # 1: By way of a ballot, the shareholders approved the appointment of Ernst & Young LLP as auditor of the Corporation for the ensuing year. Ballots Tabulated: For: 300,767,590 99.59% Against: 1,240,382 0.41% Total: 302,007,972 100% Resolution # 2: By way of a ballot, the sha |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: June 20, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execu |
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| May 19, 2023 |
Exhibit 99.2 1. to receive the financial statements of the Corporation as at and for the year ended December 31, 2022, and the report of the auditor on the statements; 2. to re-appoint Ernst & Young LLP as the auditor of the Corporation for the ensuing year; 3. to elect directors for the ensuing year; 4. to consider and, if thought fit, pass an advisory resolution approving the Corporation’s appro |
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| May 19, 2023 |
Exhibit 99.1 Form of proxy Please date and sign this form of proxy and return it in the enclosed envelope addressed to Algonquin Power & Utilities Corp., c/o TSX Trust Company, Proxy Department, P.O. Box 721, Agincourt, Ontario, Canada M1S 0A1, so that it is received before 1:00 p.m. (Eastern Time) on Friday, June 16, 2023. In the alternative, you may deliver it by electronic mail (scan both sides |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 19, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 19, 2023 |
Exhibit 99.1 2022 Annual Report Driving value ALGONQUIN | LIBERTY 2022 Annual Report Corporate profile Algonquin Power & Utilities Corp. (“AQN”, the “Company”, or “we”), parent company of Liberty, is a diversified international generation, transmission, and distribution utility with over $17 billion of total assets. Through its two business groups, the Regulated Services Group and the Renewable En |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 19, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 19, 2023 |
Exhibit 99.3 3 When Tuesday, June 20, 2023 at 1:00 p.m. (Eastern Time) Where Royal Bank Plaza, North Tower 200 Bay Street, Suite 1600 Toronto, Ontario Notice of annual meeting of common shareholders of Algonquin Power & Utilities Corp. Business of the annual meeting of common shareholders At the meeting, shareholders of Algonquin Power & Utilities Corp. (the “Corporation”) will be asked to: Receiv |
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| May 19, 2023 |
Exhibit 99.4 Notice of annual meeting of common shareholders to be held on June 20, 2023 and Management Information Circular ALGONQUIN | LIBERTY 2023 Management Information Circular 2 Annual meeting of common shareholders You may vote by proxy using one of the following methods If you are unable to attend the meeting Your voting instructions must be received before the date indicated on your votin |
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| May 11, 2023 |
Algonquin Power & Utilities Corp. to Conduct Strategic Review of its Renewable Energy Group with Aim of Enhancing Shareholder Value OAKVILLE, Ontario – May 11, 2023 – Algonquin Power & Utilities Corp. (“AQN” or the “Company”) (TSX/NYSE: AQN) today announced that the Company’s Board of Directors has initiated a strategic review of the Company’s Renewable Energy Group1 with the aim of enhancing shar |
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| May 11, 2023 |
Algonquin Power & Utilities Corp. Announces 2023 First Quarter Financial Results Algonquin Power & Utilities Corp. Announces 2023 First Quarter Financial Results OAKVILLE, Ontario - May 11, 2023 - Algonquin Power & Utilities Corp. (TSX/NYSE: AQN) (“AQN” or the “Company”) today announced financial results for the first quarter ended March 31, 2023. All amounts are shown in United States dollars (“U.S. $” or “$”), unless otherwise noted. “In the first quarter of 2023, we achieve |
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| May 11, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Arun Banskota, President and Chief Executive Officer of Algonquin Power & Utilities Corp. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 11, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date: May 11, 2023 Commission File Number: 001-37946 Algonquin Power & Utilities Corp. (Translation of registrant’s name into English) 354 Davis Road Oakville, Ontario, L6J 2X1, Canada (Address of principal execut |
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| May 11, 2023 |
Unaudited Interim Consolidated Financial Statements of Algonquin Power & Utilities Corp. |
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| May 11, 2023 |
Management Discussion & Analysis Management of Algonquin Power & Utilities Corp. (“AQN” or the “Company” or the “Corporation”) has prepared the following discussion and analysis to provide information to assist its securityholders’ understanding of the financial results for the three months ended March 31, 2023. This Management Discussion & Analysis (“MD&A”) should be read in conjunction with AQN’ |
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| May 11, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Darren Myers, Chief Financial Officer of Algonquin Power & Utilities Corp. |
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| May 11, 2023 |
Algonquin Power & Utilities Corp. Declares Second Quarter 2023 Common Share Dividend of U.S.$0.1085 (C$0.1453), and Declares Second Quarter 2023 Preferred Share Dividends Oakville, Ontario – May 11, 2023 - Algonquin Power & Utilities Corp. (“AQN”) (TSX: AQN, AQN.PR.A, AQN.PR.D, NYSE: AQN) announced today that its board of directors has approved and declared the following common and preferred share |
