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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Liberty All-Star Growth Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 16, 2025 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 13, 2024 |
SC 13G 1 karpus-sch13g18886.htm KARPUS INVESTMENT MGT / LIBERTY ALL-STAR GROWTH FUND, INC - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Liberty All-Star Growth Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 529900102 (CUSIP Number) September 30, 2024 (Date of Even |
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| July 26, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 15, 2024 |
July 15, 2024 FILED VIA EDGAR Mr. Jeffrey W. Long Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission 100 F Street NW Washington DC 20549 Re: Liberty All-Star Equity Fund (File No. 811-04809) Liberty All-Star Growth Fund, Inc. (File No. 811-04537) Dear Mr. Long: On March 7, 2024, Liberty All-Star Equity Fund and Liberty All-Star Growth |
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| June 27, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] |
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| June 27, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 26, 2024 |
June 25, 2024 Clifford J Alexander [email protected] John Grzeskiewicz Senior Counsel T +1 202 778 9068 IM, DRAO, DRO1, Branch 22 F +1 202 778 9100 Securities and Exchange Commission 100 F St. NE Washington DC 20549 Mr. Grzeskiewicz: This is in response to your email and our telephone conversation on Friday, June 21. You requested that we clarify on page 1 the disclosure relating to c |
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| June 14, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 30, 2023 |
Liberty All-Star® Growth Fund Schedule of Investments March 31, 2023 (Unaudited) SHARES VALUE COMMON STOCKS (98. |
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| November 29, 2022 |
Liberty All-Star® Growth Fund Schedule of Investments September 30, 2022 (Unaudited) SHARES VALUE COMMON STOCKS (97. |
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| June 30, 2022 |
DEF 14A 1 fp0077055def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commissi |
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| May 31, 2022 |
Liberty All-Star®Growth Fund Schedule of Investments March 31, 2022 (Unaudited) SHARES VALUE COMMONA STOCKS (97. |
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| November 26, 2021 |
Liberty All-Star® Growth Fund Schedule of Investments September 30, 2021 (Unaudited) SHARES VALUE COMMON STOCKS (97. |
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| June 30, 2021 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 10, 2021 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 27, 2021 |
Liberty All-Star® Growth Fund Schedule of Investments March 31, 2021 (Unaudited) SHARES VALUE COMMON STOCKS (98. |
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| May 24, 2021 |
PROSPECTUS DATED May 24, 2021 LIBERTY ALL-STAR? GROWTH FUND, INC. 8,528,621 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares The Liberty All-Star? Growth Fund, Inc. (the ?Fund?) is issuing non-transferrable subscription rights (?Rights?) to its common shareholders of record as of May 24, 2021 (the ?Record Date? and such shareholders, ?Record Date Shareholders?). |
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| November 27, 2020 |
Liberty All-Star® Growth Fund Schedule of Investments September 30, 2020 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (98. |
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| August 10, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 13, 2020 |
EX-99.I 2 dp132196ex99i.htm EXHIBIT I Exhibit I Joint Filing Agreement This will confirm the agreement by and among all the undersigned that Amendment No. 8 dated on or about this date to the Statement on Schedule 13D filed on or about September 29, 2011, and any further amendments thereto with respect to the beneficial ownership by the undersigned of the shares of common stock, par value $0.10 pe |
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| July 13, 2020 |
ASG / Liberty All-Star Growth Fund, Inc. / DST SYSTEMS INC - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 8) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) SS&C Technologies Holdings, Inc. Attn: SS&C General Counsel 80 Lamberton Road Windsor, CT 06095 860-298-4500 (N |
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| June 24, 2020 |
[K&L Gates LLP] June 24, 2020 David L. Orlic Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission Subject: Preliminary Proxy Material of Liberty All-Star Equity Fund and Liberty All-star Growth Fund, Inc. Dear Mr. Orlic: The follow are the responses of the Liberty All-Star Equity Fund and Liberty All-Star Growth Fund, Inc. (?Funds?) to t |
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| June 24, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 12, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 12, 2020 |
June 12, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 450 Fifth Street, N. |
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| May 29, 2020 |
Liberty All-Star® Growth Fund Schedule of Investments March 31, 2020 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Liberty All-Star Growth Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 529900102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 26, 2019 |
ASG / Liberty All-Star Growth Fund, Inc. NPORT-EX - - Liberty All-Star® Growth Fund Schedule of Investments September 30, 2019 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (98. |
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| June 28, 2019 |
ASG / Liberty All-Star Growth Fund, Inc. DEF 14A - - fp0043574 UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e) |
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| May 28, 2019 |
ASG / Liberty All-Star Growth Fund, Inc. NPORT-EX - - Liberty All-Star® Growth Fund Schedule of Investments March 31, 2019 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Liberty All-Star Growth Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 529900102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 21, 2018 |
EX-99.CERT 2 fp0037233ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
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| November 21, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| September 14, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. CORRESP Clifford J. Alexander [email protected] T + 202.778.9068 F + 202 778.9100 BY edgar transmission September 14, 2018 Mr. David Manion Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Liberty All-Star Growth Fund, Inc. Response to SEC Staff Comments File Numbers 811-04537, 333-226260 Dear Mr. Manion: This letter responds, on b |
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| July 23, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. CORRESP Clifford J. Alexander D 202.778.9068 F 202.778.9100 [email protected] July 23, 2018 VIA EDGAR Samantha Brutlag U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Liberty All-Star Growth Fund, Inc. (the “Fund”) Registration Statement on Form N-2, File No. 811-04537 Dear Ms. Brutlag: Based on our telephone conversation today, on behalf of the Fund, th |
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| June 28, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. DEF 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 18, 2018 |
EX-99CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| May 18, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. FORM N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Z |
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| May 7, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. DEFA14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| April 11, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. DEF 14A fp0032487 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants [X] Filed by a Party other than the Co-Registrants [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| April 4, 2018 |
EQL / Alps Etf Tr Equal Sector Weight Etf CORRESP Skadden, Arps, Slate, Meagher & Flom llp 155 North Wacker Drive Chicago, Illinois 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| March 23, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. DEFA14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| March 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants [X] Filed by a Party other than the Co-Registrants [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 23, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 23, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Liberty All-Star Equity Fund (File No. |
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| March 1, 2018 |
ex77q1alibertya-sgrowthfunda.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. A Maryland Corporation As amended through December 7, 2017 ARTICLE I STOCKHOLDERS SECTION 1. Annual Meetings. The annual meeting of the stockholders of Liberty All-Star Growth Fund, Inc. (formerly “The Charles Allmon Trust, Inc.”) (the “Corporation”) shall |
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| March 1, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM libertygrowthn-saritem77b.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audits of the financial statements of Liberty All-Star® Growth Fund, Inc. (the “Fund”), as of and for the year ended December 31, 2017, in accordance with t |
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| November 17, 2017 |
Liberty All Star Growth Fund Inc. - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| November 17, 2017 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| September 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 7) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| August 28, 2017 |
exhibit77clibertygrowth2017s.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders Shareholder Meeting Results On June 16, 2017, a Special Meeting of the Shareholders of the Fund was held to approve a new Portfolio Management Agreement with Weatherbie Capital, LLC (?Weatherbie?). On March 30, 2017, the record date for the meeting, the Fund ha |
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| August 28, 2017 |
EX-99.77Q1 OTHR EXHB 3 exhibit77q1egrowthweatherbie.htm LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT WEATHERBIE CAPITAL, LLC June 16, 2017 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subj |
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| June 30, 2017 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 24, 2017 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| May 24, 2017 |
Liberty All Star Growth Fund Inc. - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| May 19, 2017 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| April 28, 2017 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| April 17, 2017 |
Liberty All-Star Growth Fund ESP ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 April 17, 2017 VIA EDGAR Samantha Brutlag Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Growth Fund (File No. 811-04537) Dear Ms. Brutlag: The following are responses to the comments that Sareena Khwaja-Dixon of ALPS Fund Service, Inc. and I received from you by telephone on |
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| March 31, 2017 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| February 27, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM item77basgauditorletter2016.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star? Growth Fund, Inc.: In planning and performing our audits of the financial statements of Liberty All-Star? Growth Fund, Inc. (the ?Fund?), as of and for the year ended December 31, 2016, in accordance with |
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| February 27, 2017 |
Section 16(a) Beneficial Ownership Reporting Compliance asg-exhibit77q2section16fili.htm - Generated by SEC Publisher for SEC Filing Exhibit 77Q.2 ? Liberty All Star Growth Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Liberty All Star Growth Fund Inc.?s (the ?Fund?) officers and Trustees, officers and directors of the investment |
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| February 27, 2017 |
Item 77C: Submission of Matters to a Vote of Security Holders exhibit77cliberty2016shareho.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders Shareholder Meeting Results On August 25, 2016, the Annual Meeting of Shareholders of the Fund was held to elect one Director and to approve a new Portfolio Management Agreement with Congress Asset Management Company, LLP (?Congress?). On June 13, 2016, the rec |
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| December 22, 2016 |
SC 13D/A 1 s13da122216-libertyallstar.htm SC 13 D/A FOR LIBERTY ALL-STAR GROWTH FUND, INC. BY DST SYSTEMS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) |
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| November 21, 2016 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| November 21, 2016 |
Liberty All-Star Growth Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0022511nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executiv |
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| August 25, 2016 |
exhibit77q1agrowthfundbylaw.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. A Maryland Corporation As amended through June 2, 2016 ARTICLE I STOCKHOLDERS SECTION 1. Annual Meetings . The annual meeting of the stockholders of Liberty All-Star Growth Fund, Inc. (formerly The Charles Allmon Trust, Inc. ) (the Corporation ) shall be he |
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| August 25, 2016 |
LIBERTY ALL-STAR ® GROWTH FUND, INC. exhibit77q1elasgrowthfundpo.htm - Generated by SEC Publisher for SEC Filing LIBERTY ALL-STAR ? GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT CONGRESS ASSET MANAGEMENT COMPANY, LLP June 6, 2016 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the Fund ) is a diversified closed-end investment company registered under the Investment Company Act of 1940, |
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| August 25, 2016 |
LIBERTY ALL-STAR ® GROWTH FUND, INC. exhibit77q1elasgrowthfundpo.htm - Generated by SEC Publisher for SEC Filing LIBERTY ALL-STAR ? GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT CONGRESS ASSET MANAGEMENT COMPANY, LLP June 6, 2016 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the Fund ) is a diversified closed-end investment company registered under the Investment Company Act of 1940, |
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| August 25, 2016 |
exhibit77q1agrowthfundbylaw.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. A Maryland Corporation As amended through June 2, 2016 ARTICLE I STOCKHOLDERS SECTION 1. Annual Meetings . The annual meeting of the stockholders of Liberty All-Star Growth Fund, Inc. (formerly The Charles Allmon Trust, Inc. ) (the Corporation ) shall be he |
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| July 19, 2016 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 14, 2016 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 1, 2016 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 1, 2016 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 24, 2016 |
Liberty All-Star Growth Fund ESP ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 June 24, 2016 VIA EDGAR Sam Brutlag Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Growth Fund, Inc. (File No. 811-04537) Dear Ms. Brutlag: The following are responses to the comments that I received from you by telephone on June 16, 2016 regarding the preliminary proxy statem |
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| June 10, 2016 |
ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 June 10, 2016 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Growth Fund, Inc. (811-04537 and 005-84682) To Whom It May Concern: On behalf of the Liberty All-Star Growth Fund, Inc. (the “Growth Fund”), attached hereto is a preliminary proxy statement pursuant to |
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| June 10, 2016 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 25, 2016 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| May 25, 2016 |
Liberty All-Star Growth Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0019637nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executiv |
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| April 26, 2016 |
Liberty All-Star Growth Fund ESP Reaves Utility Income fund Liberty All-Star Growth Fund, Inc. 1290 Broadway Suite 1100 Denver CO 80203 April 26, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. Jacob Sandoval RE: Liberty All-Star Growth Fund, Inc. (the ?Registrant? or ?Fund?) Investment Company Act File No. 811-04537 Dear Mr. Sandoval: |
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| March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| February 24, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 item77basgauditorletter2015.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audits of the financial statements of Liberty All-Star® Growth Fund, Inc. (the “Fund”), as of and for the year ended December 31, 2015, in accordance with the standards of the |
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| February 24, 2016 |
Converted by EDGARwiz Item 77Q2 Exhibit Pursuant to Section 30(h) of the 1940 Act and Section 16 of the Securities and Exchange Act of 1934 (the “Exchange Act”), investment advisers, or affiliated persons of investment advisers are subject to making certain filings (the “Section 16 Filings”) with the U. |
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| November 19, 2015 |
Liberty All-Star Growth Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| November 19, 2015 |
EX-99.CERT 2 fp0016824ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
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| July 6, 2015 |
Liberty All-Star Growth Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 22, 2015 |
Liberty All-Star Growth Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| May 22, 2015 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Growth Fund, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| February 26, 2015 |
Item 77Q1(e): Copies of any New or Amended Registrant Investment Advisory Agreements LIBERTY ALL-STAR GROWTH FUND, INC. |
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| February 26, 2015 |
Converted by EDGARwiz Item 77C: Submission of Matters to a Vote of Security Holders On August 28, 2014, the Annual Meeting of Shareholders of the Fund was held to elect two Directors and to approve a new Portfolio Management Agreement. |
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| February 26, 2015 |
Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc. |
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| December 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| November 26, 2014 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 26, 2014 |
Liberty All Star Growth Fund Inc. - LIBERTY ALL STAR GROWTH FUND N-Q 1 d823138dnq.htm LIBERTY ALL STAR GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (A |
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| July 14, 2014 |
ASG / Liberty All-Star Growth Fund, Inc. DEFA14A - - Converted by EDGARwiz UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2014 |
- LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2014 |
- LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 24, 2014 |
ALPS FUND SERVICES, INC ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 June 25, 2014 VIA EDGAR Monique Botkin Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Growth Fund, Inc. (File No. 811-04537) Dear Ms. Botkin: The following are responses to the comments that I received from you by telephone on June 6, 2014 regarding the |
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| May 30, 2014 |
SEC Transmittal Letter ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 May 30, 2014 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Growth Fund, Inc. (811-04537 and 333-106675) To Whom It May Concern: On behalf of Liberty All-Star Growth Fund, Inc. (the “Growth Fund”), attached hereto is a preliminary proxy sta |
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| May 30, 2014 |
- LIBERTY ALL-STAR GROWTH FUND, INC. Liberty All-Star Growth Fund, Inc. UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as |
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| May 22, 2014 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2014 |
Certifications Exhibit 99.Cert CERTIFICATION I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| February 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Liberty All-Star® Growth Fund, Inc. |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 26, 2013 |
EX-99.CERT 2 d624715dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| August 29, 2013 |
LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT TCW INVESTMENT MANAGEMENT COMPANY February 6, 2013 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgate |
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| June 28, 2013 |
- LIBERTY ALL-STAR GROWTH FUND, INC. Liberty All-Star Growth Fund, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [...] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only ( |
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| May 23, 2013 |
EX-99.CERT 2 d541392dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 23, 2013 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR GROWTH FUND NQ Liberty All-Star Growth Fund NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2013 |
EX-99.77C VOTES 3 growth77c.htm LIBERTY ALL-STAR® GROWTH FUND RESULTS OF SHAREHOLDER MEETING (UNAUDITED) A Special Meeting of shareholders of the Liberty All-Star Growth Fund (the “Fund”) was held on December 20, 2012 (the “Meeting”). On October 10, 2012, the record date of the Meeting, the Fund had outstanding 22,734,574 shares of common stock. At the Meeting, the following matters were voted on |
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| February 27, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Liberty All-Star® Growth Fund, Inc. |
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| December 5, 2012 |
Liberty All-Star Growth UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 26, 2012 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 26, 2012 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR GROWTH FUND NQ Liberty All-Star Growth Fund NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 21, 2012 |
Liberty All-Star Growth UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2012 |
- LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2012 |
- LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 15, 2012 |
- LIBERTY ALL-STAR GROWTH FUND Liberty All-Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 2, 2012 |
ASG / Liberty All-Star Growth Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number) July, 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| July 30, 2012 |
- LIBERTY ALL STAR GROWTH FUND Liberty All Star Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2012 |
Liberty Growth DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 (Amendment No. 3) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer)) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 529900 |
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| July 26, 2012 |
LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER July 26, 2012 LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER For Information Contact: Liberty All-Star Growth Fund, Inc. 1-800-241-1850 www.all-starfunds.com For Immediate Release BOSTON, July 26, 2012 — Liberty All-Star® Growth Fund, Inc. (the “Fund”) announced the final results of its tender offer (the “Offer”). The Offer, which expired at midnight, New York time on |
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| July 25, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer)) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 529900 |
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| July 25, 2012 |
LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER July 25, 2012 LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER For Information Contact: Liberty All-Star Growth Fund, Inc. 1-800-241-1850 www.all-starfunds.com For Immediate Release BOSTON, July 25, 2012 — Liberty All-Star® Growth Fund, Inc. (NYSE: ASG) (the “Fund”) announced the preliminary results of its tender offer (the “Offer”) to purchase up to |
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| July 18, 2012 |
LIBERTY ALL-STAR® GROWTH FUND, INC. ADJUSTS EXPIRATION TIME FOR TENDER OFFER July 18, 2012 LIBERTY ALL-STAR® GROWTH FUND, INC. ADJUSTS EXPIRATION TIME FOR TENDER OFFER Contact: Liberty All-Star Growth Fund, Inc. 1-800-241-1850 www.all-starfunds.com For Immediate Release BOSTON, July 18, 2012 — Liberty All-Star® Growth Fund, Inc. (NYSE: ASG) (the “Fund”) announced that its tender offer will expire at midnight, New York time, on July 24, 2012 rather than at 5:00 p.m., New Yo |
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| July 18, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer)) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 529900 |
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| July 16, 2012 |
- LIBERTY ALL-STAR GROWTH FUND, INC Liberty All-Star Growth Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 16, 2012 |
- LIBERTY ALL-STAR GROWTH FUNDS Liberty All-Star Growth Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2012 |
SC TO-I 1 scto-i.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer)) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 529 |
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| June 25, 2012 |
LIBERTY ALL-STAR® GROWTH FUND, INC. COMMENCES TENDER OFFER June 25, 2012 LIBERTY ALL-STAR® GROWTH FUND, INC. COMMENCES TENDER OFFER Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. 1-800-241-1850 www.all-starfunds.com BOSTON, June 25, 2012 — Liberty All-Star® Growth Fund, Inc. (NYSE: ASG) (the “Fund”) announced that it commenced a tender offer today, June 25, 2012. As previously announced, the Fund will purchase up to 25% of its outstandi |
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| June 25, 2012 |
EX-99.(A)(1)(IV) 5 ltr-brokers.htm Offer by Liberty All-Star® Growth Fund, Inc. to Purchase for Cash Up To 25% of Its Outstanding Shares of Common Stock June 25, 2012 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Liberty All-Star® Growth Fund, Inc., a Maryland corporation (the “Fund”), to purch |
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| June 25, 2012 |
Offer by Liberty All-Star® Growth Fund, Inc. to Purchase for Cash Up To 25% of Its Outstanding Shares of Common Stock THE FUND’S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, JULY 24, 2012, UNLESS THE OFFER IS EXTENDED. THE FUND’S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON ANY MINIMUM NUMBER OF SH |
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| June 25, 2012 |
Offer by Liberty All-Star® Growth Fund, Inc. to Purchase for Cash Up To 25% of Its Outstanding Shares of Common Stock June 25, 2012 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated June 25, 2012 in connection with the offer by Liberty All-Star® Growth Fund, Inc., a Maryland corporation (the “Fund”), to purchase for cash up to 25% of its outstanding shares of common st |
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| June 25, 2012 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Liberty All-Star® Growth Fund, Inc. |
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| June 25, 2012 |
Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Liberty All-Star® Growth Fund, Inc. |
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| June 25, 2012 |
EX-99.(A)(1)(III) 4 ltr-stockholders.htm June 25, 2012 Dear Stockholder: Liberty All-Star® Growth Fund, Inc., a Maryland corporation (the “Fund”), is offering to purchase for cash up to 25% of its outstanding shares of common stock, par value $0.10 per share (the “Common Stock”) (the “Offer”), upon the terms and subject to the conditions set forth in the Offer to Purchase and the related Letter of |
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| June 22, 2012 |
LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES APPROVAL OF TENDER OFFER June 21, 2012 LIBERTY ALL-STAR® GROWTH FUND, INC. ANNOUNCES APPROVAL OF TENDER OFFER Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. 1-800-241-1850 www.all-starfunds.com BOSTON, June 21, 2012 — Liberty All-Star® Growth Fund, Inc. (NYSE: ASG) (the “Fund”) announced that its Board of Directors (the “Board”) has authorized the Fund to conduct a tender offer for up to 25% of its outs |
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| June 22, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer)) LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 529900102 (CUSIP Number |
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| May 30, 2012 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR GROWTH FUND, INC. Liberty All-Star Growth Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of princ |
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| February 28, 2012 |
LIBERTY ALL-STAR GROWTH FUND, INC. FUND MANAGEMENT AGREEMENT EX-99.77Q1 OTHR EXHB 4 q1.1.htm LIBERTY ALL-STAR GROWTH FUND, INC. FUND MANAGEMENT AGREEMENT FUND MANAGEMENT AGREEMENT dated November 1, 2011, between Liberty All-Star Growth Fund, a corporation organized under the laws of the State of Maryland (the “Fund”), and ALPS Advisors, Inc., a corporation organized under the laws of the State of Colorado (“Manager”). WHEREAS the Fund will operate as a clos |
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| February 28, 2012 |
EX-99.77Q1 OTHR EXHB 6 q6.htm LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT TCW INVESTMENT MANAGEMENT COMPANY , 2011 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and re |
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| February 28, 2012 |
EX-99.77Q1 OTHR EXHB 5 q2.htm LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT M.A. WEATHERBIE & CO., INC. , 2011 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulati |
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| February 28, 2012 |
EX-99.77B ACCT LTTR 2 grw77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audit of the financial statements of Liberty All-Star® Growth Fund, Inc. (the “Fund”), as of and for the year ended December 31, 2011, in accordance with the standards of the Public Company Account |
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| February 28, 2012 |
Results of the Shareholder Meeting (Unaudited) Shareholder Meeting (Unaudited) Results of the Shareholder Meeting (Unaudited) A Special Meeting of shareholders of the Liberty All-Star Growth Fund (the “Fund”) was held on September 30, 2011 (the “Meeting”). |
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| December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number) December 29, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| December 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| December 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| November 29, 2011 |
Certification Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| November 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1 |
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| September 30, 2011 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| September 29, 2011 |
Exhibit 2 STANDSTILL AGREEMENT This Standstill Agreement (the “Agreement”) is made and entered into effective as of the 28th day of September 2011 by and between DST Systems, Inc. |
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| September 29, 2011 |
Exhibit 1 STANDSTILL AGREEMENT This Standstill Agreement (the “Agreement”) is made and entered into effective as of the 14th day of September 2011 by and between DST Systems, Inc. |
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| September 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock, $0.10 par value (Title of Class of Securities) 529900102 (CUSIP Number) DST Systems, Inc. Attn: DST Corporate Secretary 333 W. 11th Street, 5th Floor Kansas City, MO 64105 (816) 435-1000 Brian D. McCab |
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| September 15, 2011 | ||
| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Shares (Title of Class of Securities) 529900102 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York |
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| September 8, 2011 |
Liberty All-Star Growth Fund Form DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| August 30, 2011 |
DEFA14A 1 ddefa14a.htm LIBERTY ALL-STAR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Onl |
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| August 26, 2011 |
EX-99.77C VOTES 2 lasg.htm ASG – 6/30/2011 NSAR Filing exhibit Item 77c On June 30, 2011 the Annual Meeting of Shareholders of the Fund was held to elect two Directors. On April 1, 2011, the record date for the meeting, the Fund had outstanding 30,080,350 shares of common stock. The votes cast at the meeting were as follows: Proposal to elect two Directors: For Withheld John A. Benning 22,363,442 |
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| August 22, 2011 |
August 22, 2011 VIA EDGAR Linda Sterling Securities and Exchange Commission 100 F Street, N. |
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| August 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| August 19, 2011 |
DEFC14A 1 ddefc14a.htm LIBERTY ALL-STAR GROWTH FUND, INC. UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of |
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| August 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [ X ] Check the appropriate box: [ X ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Shares (Title of Class of Securities) 529900102 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 586-468 |
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| August 8, 2011 |
- LIBERTY ALL-STAR GROWTH FUND, INC. Liberty All-Star Growth Fund, Inc. UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as |
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| August 8, 2011 |
SEC Response Letter August 8, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Liberty All-Star Equity Fund File No. 811-04809 Liberty All-Star Growth Fund, Inc. File No. 811-04537 Preliminary Proxy Statement Dear Sir or Madam: On behalf of Liberty All-Star Equity Fund and Liberty All-Star Growth Fund, Inc. (the “Funds”), transmitted herewith for |
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| May 26, 2011 |
EX-99.CERT 2 dex99cert.htm CERTIFICATION Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst |
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| May 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) |
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| April 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [...] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X |
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| April 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| March 1, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex77bfil.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Liberty All-Star® Growth Fund, Inc.: We have audited the accompanying statement of assets and liabilities of Liberty All-Star® Growth Fund, Inc. (the "Fund"), including the schedule of investments, as of December 31, 2010, and the related statements of operations |
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| March 1, 2011 |
EX-99.77Q1 OTHR EXHB 3 byl77q1a.htm Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. A Maryland Corporation As amended through December 16, 2010 ARTICLE I STOCKHOLDERS SECTION 1. Annual Meetings. The annual meeting of the stockholders of Liberty All-Star Growth Fund, Inc. (formerly “The Charles Allmon Trust, Inc.”) (the “Corporation”) shall be held on a date fixed from time to time by the Bo |
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| February 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 19, 2010 |
N-Q 1 dnq.htm LIBERTY ALL STAR GROWTH FUND N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Addr |
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| November 19, 2010 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Liberty All-Star Growth Fund, Inc. (ASG) (Name of Issuer) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number) October 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| August 30, 2010 |
EX-99.77C VOTES 2 item77cg.htm Item 77c On April 29, 2010 the Annual Meeting of Shareholders of the Fund was held to elect two Directors and to approve the Fund's Portfolio Management Agreement with Mazama Capital Management Inc. (“Mazama”). On February 12, 2010, the record date for the meeting, the Fund had outstanding 30,080,350 shares of common stock. The votes cast at the meeting were as follo |
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| May 12, 2010 |
EX-2 3 q1repsupp.htm [LOGO] IMPORTANT NOTICE On April 29, 2010, the Liberty All-Star© Growth Fund, Inc. (the “Fund”) Annual Meeting was held and adjourned with respect to Proposal 4 to approve a Portfolio Management Agreement between the Fund, ALPS Advisors, Inc. and Mazama Capital Management, Inc. (“Mazama”). With respect to the Portfolio Management Agreement proposal as described in the proxy st |
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| May 12, 2010 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 12, 2010 |
EX-1 2 sharlasg.htm Fellow Shareholders: Maintaining momentum from 2009, equity markets got off to a solid start in 2010, with first quarter returns for major benchmarks ranging from 4.87 percent for the Russell 3000® Growth Index to 5.39 percent for the S&P 500 Index and 5.91 percent for the NASDAQ Composite Index. It was the fourth consecutive quarter of gains for most major indices. Investors k |
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| May 11, 2010 |
&# 160; Exhibit (a)(1)(G) FOR IMMEDIATE RELEASE For more information, contact Bulldog Investors General Partnership at (201) 556-0092 BIGP ANNOUNCES EXPIRATION OF ITS TENDER OFFER TO PURCHASE SHARES OF COMMON STOCK OF ASG May 11, 2010 ? (New York) ? Bulldog Investors General Partnership (?BIGP?) announced today that its tender offer (the ?Offer?) to purchase up to 5,000,000 shares of the outstanding shares of common stock, $0. |
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| May 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Liberty All-Star Growth Fund, Inc. - (Name of Subject Company (Issuer)) Bulldog Investors General Partnership - (Names of Filing Person (Offerer)) Common Stock, $0.10 par value - |
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| May 5, 2010 |
Additional Information for Liberty All-Star Growth Fund Stockholders about Tender Offer Filing [LOGO] Additional Information for Liberty All-Star Growth Fund Stockholders about Tender Offer Filing Recently, some stockholders may have been contacted by their brokers or other financial intermediaries about a tender offer to purchase a limited number of shares of Liberty All-Star Growth Fund, Inc. |
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| May 5, 2010 |
Liberty All-Star Growth Fund, Inc. Issues Statement Converted by EDGARwiz NEWS RELEASE For Information Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. |
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| May 5, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Liberty All-Star Growth Fund, Inc. (Name of Subject Company) ALPS Fund Services, Inc. (Name of Persons Filing Statement) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number of Class of Securities) ALPS Fund Serv |
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| May 4, 2010 |
Liberty All-Star® Growth Fund, Inc. Adjourns Annual Meeting of Shareholders NEWS RELEASE For Information Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. |
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| May 4, 2010 |
EX-99.CERT 2 a10-83544ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| May 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| April 22, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 LIBERTY ALL-STAR GROWTH FUND, INC. (Name of Subject Company (Issuer) ALPS Fund Services, Inc., Administrator (Name of Filing Person (Issuer) Common Stock (Title of Class of Securities) 529900102 (CUSIP Number of Class of Securities) |
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| April 22, 2010 |
Leading Independent Proxy Advisor Recommends that Liberty All-Star Growth Fund Shareholders Vote “FOR management’s nominees amd FOR management’s sub-advisory proposal” NEWS RELEASE For Information Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. |
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| April 22, 2010 |
Leading Independent Proxy Advisor Recommends that Liberty All-Star Growth Fund Shareholders Vote “FOR management’s nominees amd FOR management’s sub-advisory proposal” NEWS RELEASE For Information Contact: For Immediate Release Liberty All-Star Growth Fund, Inc. |
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| April 22, 2010 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| April 20, 2010 |
77Q1)(e) Copies of any New or Amended Registrant Investment Advisory Contract LIBERTY ALL-STAR GROWTH FUND, INC. |
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| April 20, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 77.B) Accountant’s Report on Internal Control Deloitte & Touche LLP Suite 3600 Denver, CO 80202-3942 Tel: 303-292-5400 Fax: 303-312-4000 www.deloitte.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audit of the financi |
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| April 20, 2010 |
EX-99.77Q3 4 ex77q3lg.htm 77.Q3) At a meeting held on March 19, 2009, the Board of the Liberty All-Star Growth Fund, Inc., resolved that the Fund shall be subject to the Maryland Control Share Acquisition Act and be subject to the Maryland Business Combination Act. |
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| April 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Liberty All-Star Growth Fund, Inc. - (Name of Subject Company (Issuer)) Bulldog Investors General Partnership - (Names of Filing Person (Offerer)) Common Stock, $0.10 par value - (Title of |
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| April 12, 2010 |
EXHIBIT (a)(1)(D) Offer to Purchase for Cash Up To 5,000,000 Shares of Common Stock of LIBERTY ALL-STAR GROWTH FUND, INC. |
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| April 12, 2010 |
EX-99.(A)(1)(F) 7 ex99a1f.htm PRESS RELEASE Exhibit (a)(1)(F) FOR IMMEDIATE RELEASE For more information, contact Bulldog Investors General Partnership at (201) 556-0092 BULLDOG INVESTORS GENERAL PARTNERSHIP COMMENCES TENDER OFFER TO PURCHASE UP TO 5,000,000 SHARES OF COMMON STOCK OF ASG AT 91% OF NET ASSET VALUE PER SHARE April 12, 2010 — Bulldog Investors General Partnership (“BIGP”) is offering |
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| April 12, 2010 |
60; Exhibit (a)(1)(A) Offer to Purchase for Cash Up To 5,000,000 Shares of Common Stock of LIBERTY ALL-STAR GROWTH FUND, INC. |
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| April 12, 2010 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 EXHIBIT (a)(1)(E) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER IDENTIFICATION NUMBER TO GIVE THE PAYER. |
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| April 12, 2010 |
EXHIBIT (a)(1)(C) Offer to Purchase for Cash Up To 5,000,000 Shares of Common Stock Of LIBERTY ALL-STAR GROWTH FUND, INC. |
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| April 12, 2010 |
EXHIBIT (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of LIBERTY ALL-STAR GROWTH FUND, INC. |
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| April 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 12, 2010 |
Converted by EDGARwiz LIBERTY ALL-STAR GROWTH FUND, INC. THIS VOTING INSTRUCTION FORM IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS A majority of the proxies present and acting at the Meeting in person or by substitute (or, if only one shall be so present, then that one) shall have and may exercise all of the power and authority of said proxies hereunder. The undersigned hereby revokes any voti |
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| March 12, 2010 |
Your Board recommends that you vote FOR each Director nominee and FOR the Agreement. LIBERTY ALL-STAR? GROWTH FUND, INC. 1290 BROADWAY, SUITE 1100 DENVER, COLORADO 80203 March 10, 2010 Dear Fellow Stockholders: We recently mailed you proxy materials for the upcoming Annual Meeting of Stockholders of Liberty All-Star? Growth Fund, Inc. (the ?Fund?), to be held on April 29, 2010. Those materials discuss the two proposals you will be asked to vote on at the Annual Meeting: (1) To ele |
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| February 25, 2010 |
February 25, 2010 Ms. Laura Hatch Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Preliminary Proxy Statement filed by Full Value Partners L.P. Dear Ms. Hatch: We are writing to bring to the Staff’s attention what we believe to be material misstatements and omissions contained in the preliminary proxy statement filed on February 19, 2010 by Full Value Partners L.P. (“FV |
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| February 24, 2010 |
EX-99.77B ACCT LTTR 2 f77bgr.htm 77.B) Accountant’s Report on Internal Control Deloitte & Touche LLP Suite 3600 Denver, CO 80202-3942 Tel: 303-292-5400 Fax: 303-312-4000 www.deloitte.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audit of the financial statements of Libert |
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| February 24, 2010 |
EX-99.77Q1 OTHR EXHB 3 f77q1egr.htm 77Q1)(e) Copies of any New or Amended Registrant Investment Advisory Contract LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT MAZAMA CAPITAL MANAGEMENT, INC. December 21, 2009 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under t |
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| February 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 17, 2010 |
LIBERTY ALL-STAR FUNDS 1290 Broadway, Suite 1100 Denver, Colorado 80203 LIBERTY ALL-STAR FUNDS 1290 Broadway, Suite 1100 Denver, Colorado 80203 February 17, 2010 Via EDGAR Ms. |
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| February 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 2, 2010 |
ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 February 1, 2010 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (811-04809 and 333-145600) Liberty All-Star Growth Fund, Inc. (811-04537 and 333-106675) To Whom it May Concern: On behalf of Liberty All-Star Equity Fund and Liberty All-Star Growth Fund |
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| November 23, 2009 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| August 28, 2009 |
Exhibit 77Q1(a) Amendments to the Registrants Charter or By-Laws Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. |
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| May 22, 2009 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2009 |
77.B) Accountant’s Report in Internal Control REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 77.B) Accountant’s Report in Internal Control REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audit of the financial statements of Liberty All-Star® Growth Fund, Inc. (the "Fund") as of and for the year ended December 31, 2 |
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| November 21, 2008 |
N-Q 1 a08-286111nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal exec |
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| November 21, 2008 |
EX-99.CERT 2 a08-286111ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
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| August 20, 2008 |
77C Matters Submitted to a Vote of Security Holders EX-99.77C VOTES 2 f77cgrowth.htm 77C Matters Submitted to a Vote of Security Holders RESULTS OF ANNUALMEETING OF SHAREHOLDERS On April 23, 2008, the Annual Meeting of Shareholders of the Fund was held to elect two Directors and to approve the Fund’s Portfolio Management Agreement with Chase Investment Counsel Corporation. On February 15, 2008, the record date for the Meeting, the Fund had outstand |
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| August 20, 2008 |
77Q1 (a) Amendment to the registrant?s Charter or By-laws Restated BY-LAWS OF LIBERTY ALL-STAR GROWTH FUND, INC. |
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| August 20, 2008 |
EX-99.77Q2 ITEM 405 4 f77q1egrowth.htm 77Q1 (e) Amended Registrant Investment Advisory Contracts LIBERTY ALL-STAR GROWTH FUND, INC. PORTFOLIO MANAGEMENT AGREEMENT CHASE INVESTMENT COUNSEL CORPORATION January 2, 2008 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Growth Fund, Inc. (the “Fund”) is a diversified closed-end investment company registered under the Investment |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| May 30, 2008 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 11, 2008 |
EX-99.77K CHNG ACCNT 3 lasg77ka.htm March 10, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements made by Liberty All-Star Growth Fund, Inc. (the "Fund") (copy attached), which we understand will be filed with the Commission as part of the Fund's Amendment to Form N-SAR filed with the Commission on March 10, 2008. We agree wi |
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| March 11, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 lasg77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc.: In planning and performing our audit of the financial statements of Liberty All-Star® Growth Fund, Inc. (the "Fund") as of and for the year ended December 31, 2007, in accordance with the standards of the Public Company Account |
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| March 11, 2008 |
Sub-Item 77K: Changes in registrant’s certifying accountant EX-99.77K CHNG ACCNT 4 lasg77kb.htm Sub-Item 77K: Changes in registrant’s certifying accountant The Board of Directors of Liberty All-Star Growth Fund, Inc. (the “Fund”) has selected Deloitte & Touche LLP (“D&T”) as independent registered public accountants for fiscal year ended December 31, 2007. Financial statements for the Fund’s fiscal year ended December 31, 2006 were audited by Pricewaterhou |
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| March 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 29, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM INDEPENDENT AUDITORS’ REPORT REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Growth Fund, Inc. |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 29, 2008 |
Sub-Item 77K: Changes in registrant’s certifying accountant EX-99.77K CHNG ACCNT 3 lasg77k.htm Sub-Item 77K: Changes in registrant’s certifying accountant The Boards of Trustees/Directors of the Funds have selected Deloitte & Touche LLP (“D&T”) as independent registered public accountants for fiscal year ended December 31, 2007. Financial statements for the Funds' fiscal year ended December 31, 2006 were audited by PricewaterhouseCoopers LLP (PwC). From Se |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| November 29, 2007 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| May 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04537 LIBERTY ALL-STAR GROWTH FUND, INC. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) T |
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| May 30, 2007 |
EX-99.CERT 2 a07-151861ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Growth Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
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| March 1, 2007 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Liberty All-Star Growth Fund, Inc. |
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| March 1, 2007 |
N-SAR Sub-Item 77C Matters sumitted to a vote of security holders File Number: 811-4537 A Special Meeting of Shareholders of the Liberty All-Star Growth Fund, Inc. |
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| March 1, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
