ASH / Ashland Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Ashland Inc.
US ˙ NYSE ˙ US0441861046

Mga Batayang Estadistika
LEI 529900E4L9R04SB8HB11
CIK 1674862
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ashland Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 30, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN

July 29, 2025 8-K

FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 7.01 Regulation FD Disclosure. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

July 29, 2025 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports third quarter fiscal 2025 results and narrows full-year outlook range • Sales of $463 million, down 15 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC), Nutraceuticals and Avoca portfolio optimization initiatives (collectively, Portfolio Optimization) reduced overall sales by approximately $53 million or 10 p

July 28, 2025 8-K/A

FORM 8-K/A Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 21, 2025 8-K

FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

July 14, 2025 8-K

FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

July 14, 2025 EX-99.1

Operations leadership changes announced at Ashland

EXHIBIT 99.1 News Release Operations leadership changes announced at Ashland WILMINGTON, Del., July 14, 2025 - Ashland Inc. (NYSE: ASH) announced today that Karl Bostaph, senior vice president, operations will retire on October 1, 2025. Bostaph joined Hercules in 1990 which was acquired by Ashland in 2008. Over the course of his career at Ashland, Bostaph held roles in Research and Development, Qu

May 23, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 23, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 23, 2025 11-K

Telephone Number (302) 995-3000

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 5, 2025 8-K

FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 05, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I

April 30, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

April 30, 2025 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports second quarter fiscal 2025 results and revises full-year outlook • Sales of $479 million, down 17 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC), nutraceuticals and Avoca portfolio optimization initiatives (collectively, “Portfolio Optimization”) reduced overall sales by approximately $67 million or 12 perc

January 31, 2025 EX-99

Schedule A TRANSACTIONS IN THE ISSUER'S SHARES OF COMMON STOCK BY THE REPORTING PERSONS DURING THE PAST SIXTY (60) DAYS

EX-99 2 p25-0359schedulea.htm SCHEDULE A Schedule A TRANSACTIONS IN THE ISSUER'S SHARES OF COMMON STOCK BY THE REPORTING PERSONS DURING THE PAST SIXTY (60) DAYS The following table sets forth all transactions with respect to the shares of Common Stock effected during the past sixty (60) days by the Reporting Persons, which were all effected in the open market through a broker and the price per sha

January 29, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN

January 28, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 28, 2025 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results for first quarter fiscal 20251, reiterates outlook for full-year fiscal 2025 • Sales of $405 million, down 14 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC) and nutraceuticals portfolio optimization initiatives (collectively, “Portfolio Optimization”) reduced overall sales by approximately

January 22, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

December 9, 2024 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

December 9, 2024 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

November 25, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 18, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S

November 18, 2024 EX-19.1

Insider Trading Policy.

EXHIBIT 19.1 Insider Trading Policy Policy Statement Ashland Inc. (“Ashland”) requires strict compliance with all applicable securities laws, including prohibitions against the insider trading laws of the United States and other applicable non-U.S. jurisdictions. This Insider Trading Policy (this “Policy”), which has been adopted by the Board of Directors (the “Board”) of Ashland, describes Ashlan

November 18, 2024 EX-10.68

Form of Cash-Settled Performance Unit Agreement for Non-U.S. Participants pursuant to Ashland Inc.’s 2021 Omnibus Incentive Compensation Plan, filed herewith.

EXHIBIT 10.68 CASH-SETTLED PERFORMANCE UNIT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2024 to September 30, 2027 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required by: #Acceptance Dea

November 18, 2024 EX-10.66

Form of Cash-Settled Restricted Stock Equivalent Agreement for Non-U.S. Participants pursuant to Ashland Inc.’s 2021 Omnibus Incentive Compensation Plan, filed herewith.

EXHIBIT 10.66 CASH-SETTLED RESTRICTED STOCK EQUIVALENT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Units (“RSEs”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #CliffVest# Signature Required By: #Acceptance Deadline# 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named in

November 18, 2024 EX-10.67

Form of Stock-Settled Performance Unit Agreement pursuant to Ashland Inc.’s 2021 Omnibus Incentive Compensation Plan, filed herewith.

EXHIBIT 10.67 STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2024 to September 30, 2027 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required By: #Acceptance Deadline# 1. Grant. Ashland

November 18, 2024 EX-24

Power of Attorney.

EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC.

November 18, 2024 EX-4.8(C)

Description of 3.75% Senior Notes due 2031, filed herewith.

EXHIBIT 4.8(c) DESCRIPTION OF THE 2031 NOTES The following summary of our 3.375% Senior Notes due 2031 is based on and qualified by the Indenture, dated as of August 18, 2021, between Ashland LLC and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a first supplemental Indenture, dated as of August 1, 2022, by and between Ashland Global Holdings Inc. (the “Issuer”) an

November 18, 2024 EX-10.65

Form of Restricted Stock Unit Agreement pursuant to Ashland Inc.’s 2021 Omnibus Incentive Compensation Plan, filed herewith.

EXHIBIT 10.65 RESTRICTED STOCK UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #CliffVest# Signature Required By: #Acceptance Deadline# 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named individual (the “Participant”) #QuantityGrante

November 18, 2024 EX-97

Ashland, Inc. Dodd-Frank Compensation Recoupment Policy.

EXHIBIT 97 DODD-FRANK COMPENSATION RECOUPMENT POLICY The purpose of this Dodd-Frank Compensation Recoupment Policy, which has been adopted by the Board of Directors of Ashland Inc.

November 18, 2024 EX-21

List of Subsidiaries.

EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (“Ashland”) at September 30, 2024, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Holdings Two B.V. Netherlands ASH GP INC. Delaware Ash Junior Global Holding One LLC Delaware Ash Junior Global Holding Two LLC Dela

November 12, 2024 SC 13G

ASH / Ashland Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASHLAND INC. (Name of Issuer) Common Stock (Title of Class of Securities) 044186104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

November 6, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 6, 2024 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results for fourth-quarter fiscal 20241, issues outlook for full-year fiscal 2025, provides portfolio optimization update and announces strategy update event Financial results for fourth-quarter fiscal 20241 • Sales of $522 million, up one percent from the prior-year quarter • Sold nutraceuticals business to Turnspire Capital Partners LLC • Previously announc

November 5, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

September 16, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N

September 16, 2024 EX-10.1

Fourth Amendment to the Receivables Purchase Agreement dated as of September 13, 2024 by and among Ashland, Ashland Specialty Ingredients G.P., a Delaware general partnership, CVG Capital III LLC, a bankruptcy-remote special purpose entity and subsidiary of Ashland, PNC Bank, National Association, as administrative agent, PNC Capital Markets LLC, as structuring agent, Ashland, as initial servicer, and certain other persons from time to time named as parties thereto as purchasers, group agents, LC banks and LC participants*

Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This FOURTH AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this “Amendment”), dated as of September 13, 2024, is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the “Seller”); (ii) the Persons id

August 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN

August 6, 2024 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results1 for third quarter fiscal 2024, issues outlook for fourth quarter and full-year fiscal 2024 • Sales of $544 million • Net income (including discontinued operations) of $6 million, or $0.12 per diluted share • Income from continuing operations of $31 million, or $0.60 per diluted share • Adjusted income from continuing operations excluding intangibles

August 6, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 10, 2024 SC 13G/A

ASH / Ashland Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Ashland Inc Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: June 28, 2024 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1

May 24, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 23, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 23, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 9, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 9, 2024 EX-99.1

Ashland Board appoints Ashish K. Kulkarni as new director

News Release Ashland Board appoints Ashish K. Kulkarni as new director WILMINGTON, Del., May 8, 2024 – Ashland Inc. (NYSE: ASH) is announcing the appointment of Ashish K. Kulkarni to its Board of Directors. Kulkarni is the CEO of Kebotix, a startup company focused on commercializing artificial intelligence methods into new material commercialization. He is the former executive vice president and c

May 8, 2024 8-K

Financial Statements and Exhibits, Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 8, 2024 EX-99.1

2

EXHIBIT 99.1 News Release Ashland signs definitive agreement to sell nutraceuticals business to Turnspire Capital Partners WILMINGTON, Del., May 7, 2024 - Ashland Inc. (NYSE: ASH) announced today that it has signed a definitive agreement to sell its nutraceuticals business to Turnspire Capital Partners LLC (“Turnspire”). The transaction is expected to close in the calendar third quarter 2024, subj

May 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I

April 30, 2024 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results1 for second quarter fiscal 2024; issues outlook for third quarter and full-year fiscal 2024 • Sales of $575 million, down five percent from the prior-year quarter • Net income (including discontinued operations) of $120 million, or $2.39 per diluted share • Income from continuing operations of $121 million, or $2.40 per diluted share • Adjusted income

April 30, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

April 30, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

April 25, 2024 SC 13D/A

ASH / Ashland Inc. / EMINENCE CAPITAL, LP - ASHLAND INC. Activist Investment

SC 13D/A 1 p24-1546sc13da.htm ASHLAND INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ashland Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) Ricky C. Sandler Eminence Capital, LP 399 Park Avenue, 25th Floor New York, New York 10022 (212)

April 15, 2024 EX-99.1

Ashland Board appoints Scott A. Tozier as new director

EXHIBIT 99.1 News Release Ashland Board appoints Scott A. Tozier as new director Tozier is strategic advisor to the CEO, and former executive vice president and chief financial officer of Albemarle Corporation WILMINGTON, Del., April 15, 2024 – Effective today, Ashland Inc. (NYSE: ASH) has announced the appointment of Scott A. Tozier, strategic advisor to the CEO and former executive vice presiden

April 15, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

February 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

February 13, 2024 SC 13G/A

ASH / Ashland Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0345-ashlandinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Ashland Inc Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pur

February 9, 2024 SC 13G

ASH / Ashland Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ashland Inc (Name of Issuer) Common Stock (Title of Class of Securities) 044186104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

January 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN

January 31, 2024 EX-10.3

EX-10.3

efficacy usability allure integrity profitability ™ Ashland 5200 Blazer Parkway, Dublin, OH 43017 November 15, 2023 Mr.

January 31, 2024 EX-10.3

Letter Agreement between the Ashland and Guillermo Novo, dated November 15, 2023.

efficacy usability allure integrity profitability™ EXHIBIT 10.3 November 15, 2023 Mr. Guillermo Novo 8145 Blazer Drive Wilmington, DE, 19808 Dear Guillermo, In recognition of your many contributions to Ashland Inc. (the “Company”), the Board of Directors (the “Board”) would like to encourage your continued employment as Chair and Chief Executive Officer through at least December 31, 2026. In this

January 30, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 30, 2024 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results1 for first quarter fiscal 2024; issues outlook for second quarter and full-year fiscal 2024 • Sales of $473 million, down 10 percent from the prior-year quarter • Net income (including discontinued operations) of $26 million, or $0.51 per diluted share • Income from continuing operations of $28 million, or $0.54 per diluted share • Adjusted income fro

January 26, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

December 11, 2023 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

December 11, 2023 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

November 17, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S

November 17, 2023 EX-21

List of Subsidiaries.

EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (“Ashland”) at September 30, 2023, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Ho

November 17, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 17, 2023 EX-97

Ashland, Inc. Dodd-Frank Compensation Recoupment Policy.

EXHIBIT 97 DODD-FRANK COMPENSATION RECOUPMENT POLICY The purpose of this Dodd-Frank Compensation Recoupment Policy, which has been adopted by the Board of Directors of Ashland Inc.

November 17, 2023 EX-24

Power of Attorney.

EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC.

November 14, 2023 EX-99.1

Ashland Board appoints Sanat Chattopadhyay, executive vice president, Merck & Company, as new director effective November 13, 2023

Exhibit 99.1 News Release Ashland Board appoints Sanat Chattopadhyay, executive vice president, Merck & Company, as new director effective November 13, 2023 WILMINGTON, Del., November 14, 2023 – Ashland Inc. (NYSE: ASH) has announced the appointment of Sanat Chattopadhyay, executive vice president of Merck & Company (NYSE: MRK) to its Board of Directors. Chattopadhyay will serve on the Board's Env

November 14, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 8, 2023 EX-99.1

Three months ended

Exhibit 99.1 Ashland reports financial results1 for fourth-quarter fiscal 2023; issues outlook for first-quarter fiscal 2024 • Sales of $518 million, down eighteen percent from the prior-year quarter • Net loss (including discontinued operations) of $4 million, or $0.07 per diluted share • Loss from continuing operations of $8 million, or $0.15 per diluted share • Adjusted income from continuing o

November 8, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 08, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 1, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 01, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 1, 2023 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland provides update on fiscal 2023 fourth-quarter and full-year earnings1 and announces upcoming portfolio-optimization actions; sets date for fiscal 2023 fourth-quarter earnings release o Results in the fourth-quarter reflect a customer-demand environment that was generally consistent with expectations o Fourth-quarter and full-year earnings are below expectations dr

October 24, 2023 EX-10.1

Receivables Purchase Agreement, dated October 19, 2023

EXHIBIT 10.1 EXECUTION VERSION NOTE: In accordance with Item 601(a)(5) of Regulation S-K, this exhibit omits certain of its schedules and exhibits. This exhibit’s table of contents includes a brief description of the subject matter of all of its schedules and exhibits, including the omitted schedules and exhibits. The Registrant acknowledges that it must provide a copy of any omitted schedules or

October 24, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

October 24, 2023 EX-10.2

Master Framework Agreement, dated October 19, 2023

EXHIBIT 10.2 EXECUTION VERSION Dated 19 October 2023 (1) ASHLAND INTERNATIONAL RECEIVABLES DESIGNATED ACTIVITY COMPANY as Seller (2) ASHLAND INC. as Performance Guarantor (3) ASHLAND INDUSTRIES FRANCE SAS as French Originator and French Sub-Servicer (4) ASHLAND INDUSTRIES DEUTSCHLAND GMBH as German Originator, German Sub-Servicer and Subordinated Lender (5) ASHLAND INDUSTRIES ITALIA S.R.L as Itali

August 16, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 27, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN

July 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

July 25, 2023 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1 for third quarter of fiscal year 2023 • Sales of $546 million, down 15 percent compared to the prior-year quarter • Net income (including discontinued operations) of $50 million, or $0.94 per diluted share • Income from continuing operations of $42 million, or $0.79 per diluted share • Adjusted income from continuing operations excluding

June 28, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

June 28, 2023 EX-99.1

1

Exhibit 99.1 News Release Ashland provides update on projected fiscal 2023 third-quarter earnings and financial outlook for fiscal year 2023; announces new $1 billion evergreen share repurchase authorization WILMINGTON, Del., June 28, 2023 – Ashland Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2023 third-quarter financial results1 and its outlook for fiscal year 2023 results. T

June 26, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number

June 26, 2023 EX-99.1

Ashland Board appoints Sergio Pedreiro, former chief operating officer, Revlon, as new director effective July 1, 2023

EXHIBIT 99.1 News Release Ashland Board appoints Sergio Pedreiro, former chief operating officer, Revlon, as new director effective July 1, 2023 Jay V. Ihlenfeld and Brendan M. Cummins plan exit in January 2024 WILMINGTON, Del., June 26, 2023 – Ashland Inc. (NYSE: ASH) today announced the appointment of Sergio Pedreiro, former chief operating officer, Revlon, to its Board of Directors, effective J

June 5, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

June 5, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

June 5, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One):  ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR  TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Inc. DELAWARE (State or other jurisdiction of incorporation or organization) 333-211719 (Commission File Number) 81-2587835 (IRS Employer Identification No.) 8145 Blazer Drive Wilmington, DE 19808 (Address of principal executive offices) Robin E. Lampkin (302-995-3000) (Name and te

May 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 12, 2023 EX-99.1

Ashland announces 15 percent increase in quarterly dividend, new dividend policy and $100 million share repurchase program

Exhibit 99.1 News Release Ashland announces 15 percent increase in quarterly dividend, new dividend policy and $100 million share repurchase program WILMINGTON, Del., May 11, 2023, – The board of directors of Ashland Inc. (NYSE: ASH) has declared a quarterly cash dividend of $0.385 cents per share on the company's common stock representing a 15 percent increase from the previous quarter. The divid

May 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I

May 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 02, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 2, 2023 EX-99

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1 for second quarter of fiscal year 2023 and updates fiscal year 2023 financial outlook; announces completion of $200 million share repurchase • Sales of $603 million consistent with the prior-year quarter • Net income (including discontinued operations) of $91 million, or $1.67 per diluted share • Income from continuing operations of $92

April 20, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

April 20, 2023 EX-10

Second Amendment to the Second Amended and Restated Purchase and Sale Agreement dated as of April 14, 2023, by and among Ashland Inc. as Exiting Originator and Servicer, Ashland Specialty Ingredients G.P. as remaining originator and CVG Capital III as the Buyer filed as Exhibit 10.2 to Ashland Inc.’s Form 8-K filed on April 20, 2023 (SEC File No. 333-211719) and incorporated herein by reference.

EXECUTION VERSION EXHIBIT 10.2 SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT This SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this “Amendment”), dated as of April 14, 2023 is entered into by and among the following parties: (i) ASHLAND INC., a Delaware corporation (successor by merger to Ashland LLC, a Kentucky limited liabilit

April 20, 2023 EX-10

Third Amendment to the Receivables Purchase Agreement dated as of April 14, 2023, by and among CVG Capital III LLC as the Seller, PNC Bank National association as the Administrative Agent and Ashland Inc. as the Servicer filed as Exhibit 10.1 to Ashland Inc.’s Form 8-K filed on April 20, 2023 (SEC File No. 333-211719) and incorporated herein by reference.

EXHIBIT 10.1 EXECUTION VERSION THIRD AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This THIRD AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this “Amendment”), dated as of April 14, 2023 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the “Seller”); (ii) the Persons identifie

March 10, 2023 CORRESP

March 10, 2023

Ashland Inc. 8145 Blazer Drive Wilmington, DE 19808 J. Kevin Willis Senior Vice President and Chief Financial Officer VIA EDGAR March 10, 2023 Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Ashland Inc. Form 10-K for Fiscal Year Ended September 30, 2022 Filed November 21, 2022 File No. 333-211719 Dear Division of Corporation Finance: Set forth be

February 9, 2023 SC 13G/A

ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0322-ashlandinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Ashland Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu

February 1, 2023 EX-10.1

Amendment dated as of January 13, 2023, to the Tax Matters Agreement dated as of September 22, 2016, between Ashland Inc. (formerly Ashland Global Holdings Inc.) and Valvoline Inc. filed as Exhibit 10.4 to the Form 8-K filed on September 28, 2016 (SEC File No. 333-211719) and incorporated herein by reference.

EXHIBIT 10.1 AMENDMENT, dated as of January 13, 2023 (this “Amendment”), between ASHLAND INC. (f/k/a ASHLAND GLOBAL HOLDINGS INC.), Delaware corporation (“Ashland Global”), VALVOLINE INC., (a Kentucky corporation) (“Valvoline”). Capitalized terms used and not otherwise defined herein shall have the meanings given them in the Tax Matters Agreement referred to below. WHEREAS Ashland Global and Valvo

February 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN

January 31, 2023 8-K/A

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N

January 31, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 31, 2023 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1 for first quarter of fiscal year 2023 consistent with previous update • Sales of $525 million, up three percent from the prior-year quarter • Net income (including discontinued operations) of $40 million, or $0.73 per diluted share • Income from continuing operations of $42 million, or $0.76 per diluted share • Adjusted income from conti

January 30, 2023 SC 13G/A

ASH / Ashland Global Holdings Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment

ashl22a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 044186104 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASHLAND INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) December 31, 2022 (Date of Event Whi

January 27, 2023 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 25, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 25, 2023 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland provides update on fiscal 2023 first-quarter earnings and maintains its financial outlook for fiscal year 2023; sets date for fiscal 2023 first-quarter earnings release WILMINGTON, Del., January 25, 2023 – Ashland Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2023 first-quarter financial results1 and maintained its outlook for fiscal year 2023 r

December 16, 2022 DEFR14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

December 9, 2022 DEFR14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)

DEFR14A 1 d392689ddefr14a.htm DEFR14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement

December 9, 2022 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)

DEFA14A 1 d392689ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement

December 6, 2022 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

December 6, 2022 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

November 21, 2022 EX-10.64

Form of Cash-Settled Restricted Equivalent (RSE) Award Agreement for Non-US Participants, effective as of September 19, 2022 under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan filed as Exhibit 10.64 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.64 CASH-SETTLED RESTRICTED STOCK EQUIVALENT (RSE) AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Equivalents: Grant Date: Vesting Schedule: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Equiva

November 21, 2022 EX-10.66

Ashland Inc. Independent Director Deferred Compensation Program effective as of November 17, 2022 filed as Exhibit 10.66 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.66 ASHLAND INC. INDEPENDENT DIRECTOR DEFERRED COMPENSATION PROGRAM This Ashland Inc. Independent Director Deferred Compensation Program (this ?Program?) has been adopted by the Board to govern the deferral of RSUs by Independent Directors pursuant to the Ashland Inc. 2021 Omnibus Incentive Compensation Plan (the ?Equity Plan?). Capitalized terms used but not defined herein shall have th

November 21, 2022 EX-21

List of Subsidiaries.

EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (?Ashland?) at September 30, 2022, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Ho

November 21, 2022 EX-10.75

Second Amendment as of August 1, 2022, to the Receivables Purchase Agreement dated March 17, 2021, by and among CVG Capital III LLC, PNC Bank, National Association, as administrative agent, Ashland Inc. in its individual capacity and as initial servicer, and certain other persons identified as Purchasers, LC, LC Participants and Group Agents and other persons from time to time identified as parties thereto filed as Exhibit 10.75 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.75 SECOND AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This SECOND AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this ?Amendment?), dated as of August 1, 2022 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the ?Seller?); (ii) the Persons identified on the signat

November 21, 2022 EX-10.61

Form of Stock-Settled Performance Unit Agreement for US Employees, effective as of September 19, 2022 under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan filed as Exhibit 10.61 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.61 STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number Performance Units: Grant Date: , 20 Performance Period: , 20 to , 20 Vesting Date: , 20 Performance Goals: (see appendix) 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Performance Units (the ?Award?) p

November 21, 2022 EX-10.74

First Amendment as of August 1, 2022, to the Second Amended and Restated Purchase and Sale Agreement, dated March 17, 2021, by and among Ashland Inc. as an originator and servicer, and Ashland Specialty Ingredients G.P., as originator, and CVG Capital III LLC, as purchaser filed as Exhibit 10.74 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.74 FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT This FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this ?Amendment?), dated as of August 1, 2022 is entered into by and among the following parties: (i) ASHLAND, INC., a Delaware corporation (successor by merger to Ashland LLC, a Kentucky limited liability company, and f/k

November 21, 2022 EX-10.62

Form of Cash-Settled Performance Unit (PSU) Award Agreement for Non-US Participants, effective as of September 19, 2022 under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan filed as Exhibit 10.62 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.62 CASH-SETTLED PERFORMANCE UNIT (PSU) AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Performance Units: Grant Date: Performance Period: to Vesting Date: Performance Goals: (see appendix) 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Performance U

November 21, 2022 EX-10.60

Ashland Inc. Senior Leadership Severance Plan (effective as of September 19, 2022) filed as Exhibit 10.60 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.60 ASHLAND INC. SENIOR LEADERSHIP SEVERANCE PLAN (Effective as of September 19, 2022) 1. Establishment; Purpose. (a) Establishment. Ashland Inc. (collectively referred to herein, together with its majority-owned subsidiaries, as the ?Company?) hereby establishes the Ashland Inc. Senior Leadership Severance Plan (the ?Plan?), as set forth in this document, effective as of September 19, 2

November 21, 2022 EX-10.65

Amendment No. 1 effective as of November 17, 2022, to the Ashland Global Holdings Inc. Deferred Compensation Plan for Non-Employee Directors (Amended and Restated as of May 2019) filed as Exhibit 10.65 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.65 AMENDMENT NO. 1 ASHLAND GLOBAL HOLDINGS INC. DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Amended and Restated as of May 22, 2019) The Ashland Global Holdings Inc. Deferred Compensation Plan for Non-Employee Directors (Amended and Restated as of May 22, 2019) (the ?Plan?) is hereby amended, effective as of November 17, 2022, as follows: 1. The name of the Plan is hereby cha

November 21, 2022 EX-10.67

Form of Restricted Stock Unit Agreement (Independent Directors), effective as of November 17, 2022 filed as Exhibit 10.67 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.67 FORM OF RESTRICTED STOCK UNIT AGREEMENT (Independent Directors) Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of RSUs: Grant Date: Vesting Date: The one (1) year anniversary of the Grant Date; provided, however, if the Participant does not seek re-election to the Board, such forfeitable amounts shall become non-forfeitable on the date of the Board meeting

November 21, 2022 EX-24

Power of Attorney.

EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC.

November 21, 2022 EX-4.12

First Supplemental Indenture as of August 1, 2022, to the Trust Indenture in respect of the 2031 Notes dated as of August 18, 2021, by and among Ashland Global Holdings Inc. (now Ashland Inc.), U.S. Bank Trust Company, National Association, as trustee (filed as Exhibit 4.12 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated herein by reference).

EXHIBIT 4.12 ASHLAND GLOBAL HOLDINGS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee 3.375% SENIOR NOTES DUE 2031 SUPPLEMENTAL INDENTURE NO. 1 DATED AS OF AUGUST 1, 2022 to INDENTURE DATED AS OF AUGUST 18, 2021 IF " DOCVARIABLE "SWDocIDLocation" 1" = "1" " DOCPROPERTY "SWDocID" [[DMS:5856535v6:08/04/2022-03:12 PM]]" "" [[DMS:5856535v6:08/04/2022-03:12 PM]] SUPPLEMENTAL INDENTURE

November 21, 2022 EX-10.63

Form of Restricted Stock Unit (RSU) Award Agreement for US Participants, effective as of September 19, 2022 under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan filed as Exhibit 10.63 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated by reference herein.

EXHIBIT 10.63 RESTRICTED STOCK UNIT (RSU) AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Units: Grant Date: Vesting Dates: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Units (the ?Award?) pursuant to the Ashland Global Holdings Inc. 2

November 21, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S

November 21, 2022 EX-4.14

Fourth Supplemental Indenture dated August 1, 2022, to the Trust Indenture dated as of February 26, 2013, between Ashland Global Holdings Inc. (now Ashland Inc.) and U.S. Bank Trust Company, National Association, as trustee (filed as Exhibit 4.14 to Ashland's Form 10-K for the fiscal year ended September 30, 2022, filed on November 21, 2022 (SEC File No. 333-211719), and incorporated herein by reference).

EXHIBIT 4.14 ASHLAND GLOBAL HOLDINGS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee SUPPLEMENTAL INDENTURE NO. 4 DATED AS OF AUGUST 1, 2022 to INDENTURE DATED AS OF FEBRUARY 26, 2013 IF " DOCVARIABLE "SWDocIDLocation" 1" = "1" " DOCPROPERTY "SWDocID" [[DMS:5856640v5:08/04/2022-03:13 PM]]" "" [[DMS:5856640v5:08/04/2022-03:13 PM]] SUPPLEMENTAL INDENTURE NO. 4, dated as of August 1

November 7, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1 for fourth-fiscal quarter; issues outlook for fiscal year 2023 ? Sales of $631 million, up 7 percent from the prior-year quarter ? Net income (including discontinued operations) of $57 million, or $1.04 per diluted share ? Income from continuing operations of $60 million, or $1.09 per diluted share ? Adjusted income from continuing opera

November 7, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu

September 20, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N

September 20, 2022 EX-3.1

By-laws of Ashland Inc. (Amended and Restated as of September 20, 2022) (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on September 20, 2022 (SEC File No. 333-211719) and incorporated by reference herein).

Exhibit 3.1 BY-LAWS OF ASHLAND INC. Amended and restated as of September 20, 2022 Article I Offices Section 1.01 Registered Office. The registered office of ?Ashland Inc.? (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall be Corporation Trust Company, or such other

September 14, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N

September 14, 2022 EX-99.1

agenda corporate overview financial performance closing comments Q&A

responsibly solving for a better world September 14, 2022 investor.ashland.com corporate presentation Exhibit 99.1 forward looking statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. Ashland has identified some of these forward-looking stateme

September 14, 2022 8-K

Current Report

This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended.

August 5, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb

August 1, 2022 EX-3.1

Certificate of Ownership & Merger, amending the Company’s Amended and Restated Certificate of Incorporation (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on August 1, 2022 (SEC File No. 001-32532) and incorporated by reference herein).

Exhibit 3.1 CERTIFICATE OF OWNERSHIP AND MERGER MERGING ASHLAND CHEMCO INC. WITH AND INTO ASHLAND GLOBAL HOLDINGS INC. July 28, 2022 Pursuant to Section 253 of the Delaware General Corporation Law (the ?DGCL?), Ashland Global Holdings Inc., a Delaware corporation (the ?Corporation?), does hereby certify to the following information relating to the merger (the ?Merger?) of Ashland Chemco Inc., a De

August 1, 2022 EX-3.2

Bylaws of Ashland Inc. as further amended effective August 1, 2022, reflecting the Company’s name change to “Ashland Inc.” effective August 1, 2022.

Exhibit 3.2 BY-LAWS OF ASHLAND INC. Amended and restated as of January 24, 2022, as further amended effective August 1, 20221 Article I Offices Section I.01 Registered Office. The registered office of ?Ashland Inc.? (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall

August 1, 2022 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

July 28, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND GL

July 26, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports strong financial results1 for third quarter of fiscal year 2022 consistent with previous update ? Sales of $644 million, up 19 percent from the prior-year quarter ? Net income (including discontinued operations) of $36 million, or $0.65 per diluted share ? Income from continuing operations of $51 million, or $0.93 per diluted share ? Adjusted income from c

July 26, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

July 22, 2022 EX-10.1

Amended and Restated Credit Agreement dated as of July 22, 2022, among Ashland Global Holdings Inc., Ashland Chemco Inc., Ashland LLC, Ashland Services B.V., each lender from time to time party thereto, the Bank of Nova Scotia, Houston Branch, as administrative agent, swing line lender and a letter of credit issuer, each other letter of credit issuer from time to time party thereto and Citibank, N.A., as syndication agent (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on July 22, 2022 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.1 Execution Copy AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 22, 2022 among ASHLAND GLOBAL HOLDINGS INC. and ASHLAND CHEMCO INC., as Holding Companies, ASHLAND LLC, as a Borrower, ASHLAND SERVICES B.V., as the Dutch Borrower, THE BANK OF NOVA SCOTIA, HOUSTON BRANCH as Administrative Agent, Swing Line Lender and an L/C Issuer, CITIBANK, N.A., as Syndication Agent, The Other Le

July 22, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Commi

July 18, 2022 EX-99.1

Three months ended

News Release Ashland provides update on fiscal 2022 third-quarter earnings and raises its financial outlook for fiscal year 2022; sets date for fiscal 2022 third-quarter earnings release WILMINGTON, Del.

July 18, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

June 14, 2022 SC 13D/A

ASH / Ashland Global Holdings Inc. / EMINENCE CAPITAL, LP - ASHLAND GLOBAL HOLDINGS INC. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ashland Global Holdings Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) Ricky C. Sandler Eminence Capital, LP 399 Park Avenue, 25th Floor New York, New York 10022 (212) 418-2100 Eleazer Klein, Esq

June 10, 2022 EX-99.1

Ashland Board appoints Steve D. Bishop, former chief executive officer, Procter and Gamble consumer health care, and Suzan F. Harrison, former president, Colgate-Palmolive global oral care as new directors effective July 1, 2022

Exhibit 99.1 News Release Ashland Board appoints Steve D. Bishop, former chief executive officer, Procter and Gamble consumer health care, and Suzan F. Harrison, former president, Colgate-Palmolive global oral care as new directors effective July 1, 2022 William G. Dempsey and Ricky C. Sandler plan exit in January 2023 WILMINGTON, Del., June 10, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) toda

June 10, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

June 9, 2022 EX-99.1

agenda corporate overview financial performance closing comments Q&A

responsibly solving for a better world June 9, 2022 investor.ashland.com corporate presentation Exhibit 99.1 forward looking statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. Ashland has identified some of these forward-looking statements wi

June 9, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

May 31, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 31, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 31, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 26, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Global Holdings Inc.

SD 1 ash-formsd-may2022.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Global Holdings Inc. DELAWARE (State or other jurisdiction of incorporation or organization) 333-211719 (Commission File Number) 81-2587835 (IRS Employer Identification No.) 8145 Blazer Drive Wilmington, DE 19808 (Address of principal executive office

May 26, 2022 EX-99.1

Ashland board authorizes a 12 percent increase in quarterly dividend and new, evergreen $500 million common stock repurchase program

EX-99.1 2 ash-ex991.htm EX-99.1 Exhibit 99.1 News Release Ashland board authorizes a 12 percent increase in quarterly dividend and new, evergreen $500 million common stock repurchase program WILMINGTON, Del., May 25, 2022 – The board of directors of Ashland Global Holdings Inc. (NYSE: ASH) has declared a quarterly cash dividend of $0.335 cents per share on the company's common stock representing a

May 26, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commiss

May 20, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commiss

April 28, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND G

April 26, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1for second quarter of fiscal year 2022 consistent with previous update ? Sales of $604 million, up nineteen percent from the prior-year quarter ? Net income (including discontinued operations) of $786 million, or $13.69 per diluted share ? Income from continuing operations of $38 million, or $0.66 per diluted share ? Adjusted income from

April 26, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):April 26, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

April 12, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commi

April 12, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland provides update on fiscal 2022 second-quarter earnings and affirms its financial outlook for fiscal year 2022 Company announces completion of $200 million share repurchase program and sets date for fiscal 2022 second-quarter earnings release WILMINGTON, Del., April 12, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal

March 3, 2022 EX-99.1

ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION

Exhibit 99.1 ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION On February 28, 2022, Ashland Global Holdings Inc. announced it has completed the previously announced sale of its Performance Adhesives business to Arkema in an all-cash transaction valued at approximately $1.65 billion. The following unaudited condensed consoli

March 3, 2022 8-K/A

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (

February 28, 2022 EX-10.2

Assignment Agreement dated February 22, 2022, between CVG Capital III LLC and Ashland LLC (filed as Exhibit 10.2 to Ashland’s Form 8-K filed on February 28, 2022 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.2 ASSIGNMENT AGREEMENT This Assignment Agreement (this ?Assignment Agreement?), dated as of February 22, 2022, is between CVG CAPITAL III LLC (the ?Seller?), and ASHLAND LLC (the ?Buyer?). Reference is made to (i) the Receivables Purchase Agreement, dated as of March 17, 2021 (as amended, restated, supplemented or otherwise modified through the date hereof, the ?Receivables Purchase Agr

February 28, 2022 EX-10.1

First Amendment as of February 22, 2022, to the Receivables Purchase Agreement dated March 17, 2021, by and among CVG Capital III LLC, PNC Bank, National Association, as administrative agent, Ashland LLC, as initial servicer, and certain other persons identified as Purchasers, LC, LC Participants and Group Agents and other persons from time to time identified as parties thereto (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on February 28, 2022 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.1 FIRST AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This FIRST AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this ?Amendment?), dated as of February 22, 2022 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the ?Seller?); (ii) the Persons identified on the signat

February 28, 2022 EX-2.1

Amendment No. 1 to the Purchase and Sale Agreement, dated as of February 28, 2022, by and between Arkema and Ashland LLC (filed as Exhibit 2.1 to Ashland’s Form 8-K filed on February 28, 2022 (SEC File No.333-211719) and incorporated herein by reference).

EX-2.1 2 ex2-1.htm FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT Exhibit 2.1 AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT This AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT is entered into as of February 28, 2022 (this “Amendment”), by and between Arkema, a French société anonyme (“Purchaser”), and Ashland LLC, a Kentucky limited liability company (the “Seller”). Capitalized terms used

February 28, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co

February 28, 2022 EX-99.1

1

Exhibit 99.1 News Release Ashland completes sale of Performance Adhesives business to Arkema for $1.65 billion WILMINGTON, Del., February 28, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today announced it has completed the previously announced sale of its Performance Adhesives business to Arkema in an all-cash transaction valued at approximately $1.65 billion. Ashland expects net proceeds from

February 28, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (C

February 24, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co

February 9, 2022 SC 13G/A

ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Ashland Global Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is

February 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN

February 3, 2022 EX-10.1

Amendment dated November 22, 2021 to the Master Confirmation (as supplemented by the Supplemental Confirmation) – Uncollared Accelerated Share Repurchase September 2, 2021, between Ashland Global Holdings Inc. and JPMorgan Chase Bank, National Association (filed as Exhibit 10.1 to Ashland’s Form 10-Q filed on February 3, 2022 (SEC File No. 333-211719), and incorporated herein by reference).

Exhibit 10.1 Amendment to Supplemental Confirmation THIS AMENDMENT (this ?Amendment?) is made as of November 22, 2021, between JPMorgan Chase Bank, National Association, London Branch (?JPMorgan?) and Ashland Global Holdings Inc., a Delaware corporation (?Counterparty?). WHEREAS, JPMorgan and Counterparty entered into a Master Confirmation dated as of September 2, 2021 (the ?Master Confirmation?),

February 1, 2022 SC 13G

ASH / Ashland Global Holdings Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment

ashl21in1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 044186104 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASHLAND GLOBAL HOLDINGS INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) December 31, 2021 (D

February 1, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release ASH-Form8K Earn Rel 02012022 Ashland reports financial results1 for first quarter of fiscal year 2022 consistent with previous update ? Sales of $512 million, up nine percent from the prior-year quarter ? Net income (including discontinued operations) of $48 million, or $0.83 per diluted share ? Income from continuing operations of $32 million, or $0.55 per diluted share

February 1, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 01, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co

January 27, 2022 EX-3.1

Amended and Restated By-Laws of Ashland Global Holdings Inc. (filed as Exhibit 3.1 to Ashland's Form 8-K filed on January 27, 2022 (SEC File No. 333-211719) and incorporated by referenced herein by reference.

Exhibit 3.1 BY-LAWS OF ASHLAND GLOBAL HOLDINGS INC. Amended and restated as of January 24, 2022 ARTICLE I Offices SECTION 1.01. Registered Office. The registered office of Ashland Global Holdings Inc. (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall be Corporation

January 27, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Com

January 18, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Com

January 18, 2022 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland provides update on fiscal 2022 first-quarter earnings and maintains financial outlook for fiscal year 2022; sets date for fiscal 2022 first-quarter earnings release WILMINGTON, Del., January 18, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2022 first-quarter financial results and maintained its outlook for fiscal

December 9, 2021 SC 13G/A

ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Ashland Global Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: November 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is

December 7, 2021 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

DEFA14A 1 d212948ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement

December 7, 2021 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )

Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

November 22, 2021 EX-10.69

Form of Chief Executive Officer Change in Control Agreement (filed as Exhibit 10.69 to Ashland's Form 10-K for the fiscal year ended September 30, 2021, filed on November 22, 2021 (SEC File No. 333-211719), and incorporated by reference herein.

Exhibit 10.69 [Date] [CEO name & address] Dear : RE: Change in Control Agreement Ashland Global Holdings Inc. (?Ashland? or the ?Company?) considers the establishment and maintenance of a sound and vital management to be essential to protecting and enhancing the best interest of the Company and its shareholders. In this regard, the Company recognizes that, as is the case with many publicly-held co

November 22, 2021 EX-24

Power of Attorney.

EX-24 6 ash-ex24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND GLOBAL HOLDINGS INC., a Delaware corporation (the “Corporation”), which anticipates filing an Annual Report on Form 10-K with the Securities and Exchange Commission, under the provisions of the Securities Act of 1933, as amended, hereby constitute and appoint GUILLERMO NOVO and YVONNE

November 22, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND GLOBAL HOLDINGS

November 22, 2021 EX-21

List of Subsidiaries.

EX-21 3 ash-ex21.htm EX-21 EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Global Holdings Inc. (“Ashland”) at September 30, 2021, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH

November 9, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Co

November 9, 2021 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports financial results1 for fourth quarter and fiscal year 2021; issues outlook for fiscal year 2022 ? Sales of $591 million, up twelve percent from the prior-year quarter ? Net income of $43 million, or $0.72 per diluted share ? Income from continuing operations of $33 million, or $0.55 per diluted share ? Adjusted income from continuing operations excluding i

November 1, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Co

November 1, 2021 EX-99.1

ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION

Exhibit 99.1 ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION The following unaudited condensed consolidated pro forma financial information is based upon the historical financial statements of Ashland Global Holdings Inc. and its consolidated subsidiaries (Ashland), adjusted to reflect the future disposition of the Perform

November 1, 2021 EX-99.2

3 Months 9/30/21

Exhibit 99.2 News Release Ashland provides update on preliminary fiscal 2021 results and updated financial reporting, reflects the planned Performance Adhesives divestiture1 o Fiscal-fourth quarter and fiscal year sales and adjusted EBITDA consistent with original expectations; o New discontinued operations accounting reflecting previously announced Performance Adhesives divestiture; o Planned fis

September 28, 2021 8-K/A

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of

September 28, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland provides update on its outlook for fiscal 2021 financial results1 WILMINGTON, Del., September 27, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2021 financial results. In general, economic recovery in the U.S. and other regions of the world is driving strong demand for most products in the company?s Life Sciences,

September 27, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (C

September 27, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland provides update on its outlook for fiscal 2021 financial results1 WILMINGTON, Del., September 27, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2021 financial results. In general, economic recovery in the U.S. and other regions of the world is driving strong demand for most products in the company?s Life Sciences,

September 8, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 08, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (C

September 8, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland establishes renewable annual environmental trust WILMINGTON, Del., September 8, 2021 ? Ashland Global Holdings, Inc. (NYSE: ASH) has established a renewable annual trust for ongoing and future environmental remediation and related litigation. The initiative follows Ashland?s announcement in February to align its operations with the ambitious aim of the Paris Clima

September 7, 2021 EX-10.1

Master Confirmation - Uncollared Accelerated Share Repurchase, dated September 2, 2021, between Ashland Global Holdings Inc. and JPMorgan Chase Bank, National Association (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on September 7, 2021 (SEC File No. 333-211719), and incorporated herein by reference

Exhibit 10.1 EXECUTION VERSION JPMorgan Chase Bank, National Association New York Branch 383 Madison Avenue New York, NY, 10179 September 2, 2021 To: Ashland Global Holdings Inc. 8145 Blazer Drive Wilmington, DE 19808 Attention: Vice President and Treasurer Telephone No.: (614) 790-2095 From: JPMorgan Chase Bank, National Association Re: Master Confirmation?Uncollared Accelerated Share Repurchase

September 7, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

false000167486200016748622021-08-302021-08-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 31, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 30, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Com

August 31, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland signs definitive agreement to sell performance adhesives business to Arkema for $1.65 billion Upon completion of the sale, Ashland will be a focused additive and ingredients company with leadership positions in life sciences, personal care and coatings WILMINGTON, Del., August 31, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) announced today that its wholly owne

August 31, 2021 EX-2.1

Purchase and Sale Agreement, dated as of August 30, 2021, between Ashland LLC and Arkema, filed as Exhibit 2.1 to Ashland’s Form 8-K filed on August 31, 2021 (SEC File No.333-211719) and incorporated herein by reference).

Exhibit 2.1 PURCHASE AND SALE AGREEMENT by and between ARKEMA and ASHLAND LLC Dated as of August 30, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Defined Terms 12 SECTION 1.03. Interpretation 15 ARTICLE II PURCHASE AND SALE; ASSUMPTION OF LIABILITIES 16 SECTION 2.01. Purchase and Sale 16 SECTION 2.02. Transferred Assets; Exclu

August 18, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 18, 2021 ASHLAND GLOBAL HOLDINGS INC (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

August 18, 2021 EX-99.1

Ashland Global Holdings Inc. announces completion of senior notes offering by Ashland LLC

Exhibit 99.1 News Release Ashland Global Holdings Inc. announces completion of senior notes offering by Ashland LLC WILMINGTON, Del., August 18, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) announced today that its indirect, wholly owned subsidiary, Ashland LLC, has closed its previously announced offering of $450 million aggregate principal amount of 3.375 percent senior notes due 2031 (the ?N

August 18, 2021 EX-4.1

Indenture dated August 18, 2021, among Ashland LLC, Ashland Global Holdings Inc. and U.S. Bank National Association, as trustee, in respect of the Notes due 2031 (filed as Exhibit 4.1 to Ashland’s Form 8-K filed on August 18, 2021 (SEC File No. 333-211719), and incorporated herein by reference).

Exhibit 4.1 ASHLAND LLC as Issuer 3.375% Senior Notes due 2031 INDENTURE Dated as of August 18, 2021 U.S. BANK NATIONAL ASSOCIATION as Trustee, Registrar and Paying Agent TABLE OF CONTENTS Page ARTICLE 1 Definitions and Incorporation by Reference Section 1.01. Definitions 1 Section 1.02. Other Definitions 15 Section 1.03. [Reserved] 16 Section 1.04. Rules of Construction 16 ARTICLE 2 The Notes Sec

August 6, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 03, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Comm

August 6, 2021 EX-10.3

Form of Cash Settled Performance Unit Award Agreement for Non-U.S. Participants under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.3 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.3 FORM OF CASH-SETTLED PERFORMANCE UNIT AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Performance Units: Grant Date: Performance Period: to Vesting Date: Performance Metrics: (see appendix) 1. Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Particip

August 6, 2021 EX-10.1

Ashland Global Holdings Inc. Senior Leadership Severance Plan (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.1 ASHLAND GLOBAL HOLDINGS INC. SENIOR LEADERSHIP SEVERANCE PLAN (Effective as of August 3, 2021) 1. Establishment; Purpose. (a) Establishment. Ashland Global Holdings Inc. (collectively referred to herein, together with its majority-owned subsidiaries, as the ?Company?) hereby establishes the Ashland Global Holdings Inc. Senior Leadership Severance Plan (the ?Plan?), as set forth in thi

August 6, 2021 EX-10.2

Form of Cash Settled Restricted Stock Equivalent Award Agreement for Non-U.S. Participants under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.2 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.2 FORM OF CASH-SETTLED RESTRICTED STOCK EQUIVALENT AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Equivalents: Grant Date: Vesting Schedule: 1/3 on 1/3 on 1/3 on Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricte

August 6, 2021 EX-10.7

Form of Restricted Stock Unit Agreement for (Germany) under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.7 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.7 FORM OF RESTRICTED STOCK UNIT AGREEMENT FOR (GERMANY) Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Units: Grant Date: Vesting Dates: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Units (the ?Award?) pursuant to the

August 6, 2021 EX-10.4

Form of Stock Settled Performance Unit Agreement for U.S. Employees under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.4 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.4 FORM OF STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number Performance Units: Grant Date: , 20 Performance Period: , 20 to , 20 Vesting Date: , 20 Performance Metrics: (see appendix) 1. Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Performa

August 6, 2021 EX-10.5

Form of Restricted Stock Unit Agreement for U.S. Employees under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.5 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.5 FORM OF RESTRICTED STOCK UNIT AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Units: Grant Date: Vesting Dates: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Units (the ?Award?) pursuant to the Ashland Globa

August 6, 2021 EX-10.6

Form of Stock-Settled Performance Unit Agreement for (Germany) under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.6 to Ashland’s Form 8-K filed on August 6, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.6 FORM OF STOCK-SETTLED PERFORMANCE UNIT AGREEMENT FOR (GERMANY) Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number Performance Units: Grant Date: , 20 Performance Period: 20 to , 20 Vesting Date: , 20 Performance Metrics: (see appendix) 1. Grant. Ashland Global Holdings Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participan

August 3, 2021 EX-99.1

Ashland Global Holdings Inc. announces offering of senior notes by Ashland LLC

Exhibit 99.1 News Release Ashland Global Holdings Inc. announces offering of senior notes by Ashland LLC WILMINGTON, Del., August 3, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today announced the intention of its indirect, wholly owned subsidiary Ashland LLC to offer $450 million aggregate principal amount of senior notes (the ?Notes?). The Notes will be senior unsecured obligations of Ashlan

August 3, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

August 3, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

August 3, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland Global Holdings Inc. announces pricing of senior notes offering by Ashland LLC WILMINGTON, Del., August 3, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today announced the pricing of an offering by its indirect, wholly owned subsidiary, Ashland LLC, of $450 million aggregate principal amount of 3.375 percent senior notes due 2031 (the ?Notes?). The Notes will b

July 29, 2021 EX-2.2

Amendment Agreement to the Master Purchase Agreement regarding the acquisition of the Personal Care Business of Schülke & Mayr GmbH dated April 29, 2021, filed as Exhibit 2.2 to Ashland’s Form 10-Q filed on July 29, 2021 (SEC File No.333-211719) and incorporated herein by reference).

EXHIBIT 2.2 29 April 2021 SCH?LKE & MAYR GMBH as Seller ASHLAND SPECIALTIES DEUTSCHLAND GMBH as Purchaser ASHLAND INDUSTRIES EUROPE GMBH as Purchaser Guarantor AMENDMENT AGREEMENT to the MASTER ASSET PURCHASE AGREEMENT regarding the acquisition of the Personal Care Business of Sch?lke & Mayr GmbH 1. Amendments to the MAPA 1 2. Scope of Amendment 4 3. Relationship to MAPA 4 4. Continuing Effect of

July 29, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND GL

July 27, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Commi

July 27, 2021 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports preliminary financial results1 for third quarter of fiscal year 2021 ? Sales of $637 million, up eleven percent from the prior-year quarter ? Net income of $80 million, or $1.29 per diluted share ? Income from continuing operations of $87 million, or $1.40 per diluted share ? Adjusted income from continuing operations excluding intangibles amortization exp

June 10, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland provides update on outlook for fiscal 2021 third-quarter and full-year earnings1 WILMINGTON, Del., June 10, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2021 third-quarter and full-year financial results. In general, economic recovery in the U.S. and other regions of the world is driving strong demand for most pro

June 10, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Global Holdings Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Global Holdings Inc. DELAWARE (State or other jurisdiction of incorporation or organization) 333-211719 (Commission File Number) 81-2587835 (IRS Employer Identification No.) 8145 Blazer Drive Wilmington, DE 19808 (Address of principal executive offices) Yvonne Winkler von Mohrenfel

May 25, 2021 EX-99.1

1

Exhibit 99.1 News Release Ashland announces strategic review of its performance adhesives business unit and enhanced focus on growth in high-value ingredients portfolio WILMINGTON, Del., May 25, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH), today announced a strategic review of its performance adhesives business unit. Ashland intends to evaluate all options with respect to the business unit, in

May 25, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Commis

May 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

May 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A.

April 30, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

April 30, 2021 EX-99.1

Ashland completes acquisition of personal care business of Schülke & Mayr GmbH, a portfolio company of EQT

Exhibit 99.1 News Release Ashland completes acquisition of personal care business of Schülke & Mayr GmbH, a portfolio company of EQT WILMINGTON, Del., April 30, 2021 – Ashland Global Holdings Inc. (NYSE: ASH) today announced that it has completed the acquisition of the personal care business from Schülke & Mayr GmbH, a portfolio company of the global investment organization EQT. Under the terms of

April 29, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND G

April 28, 2021 EX-99.1

Three months ended

Exhibit 99.1 News Release Ashland reports preliminary financial results1 for second quarter of fiscal year 2021 ? Sales of $598 million, down two percent from the prior-year quarter ? Net income of $41 million, or $0.66 per diluted share ? Income from continuing operations of $43 million, or $0.69 per diluted share ? Adjusted income from continuing operations excluding intangibles amortization exp

April 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

March 18, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Comm

March 18, 2021 EX-10.1

Second Amended and Restated Purchase and Sale Agreement, dated March 17, 2021, by and among Ashland LLC and Ashland Specialty Ingredients G.P., as originators, Ashland LLC, as initial servicer, and CVG Capital III LLC, as purchaser (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on March 18, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.1 EXECUTION VERSION SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT Dated as of March 17, 2021 among VARIOUS ENTITIES LISTED ON SCHEDULE I HERETO, as Originators, ASHLAND LLC, as Servicer, and CVG CAPITAL III LLC, as Buyer Contents Clause Subject Matter Page Article I AGREEMENT TO PURCHASE AND SELL 2 Section 1.1 Agreement To Purchase and Sell 2 Section 1.2 Timing of Purchases 4

March 18, 2021 EX-10.2

Receivables Purchasing Agreement, dated March 17, 2021, by and among CVG Capital III LLC, PNC Bank, National Association, as administrative agent, PNC Bank Capital Markets LLC, as structuring agent, Ashland LLC, as initial servicer, and certain other persons from time to time party thereto (filed as Exhibit 10.2 to Ashland’s Form 8-K filed on March 18, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.2 EXECUTION VERSION RECEIVABLES PURCHASE AGREEMENT Dated as of March 17, 2021 by and among CVG CAPITAL III LLC, as Seller, THE PERSONS FROM TIME TO TIME PARTY HERETO, as Purchasers, Group Agents, LC Banks and LC Participants, PNC BANK, NATIONAL ASSOCIATION, as Administrative Agent, ASHLAND LLC, as initial Servicer, and PNC CAPITAL MARKETS LLC, as Structuring Agent Table of Contents Page

February 19, 2021 EX-24.1

Power of Attorney of each person whose signature on this Post-Effective Amendment No. 1 to the Registration Statement (File No. 333-222841) was signed by another pursuant to a power of attorney

EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned Directors and Officers of ASHLAND GLOBAL HOLDINGS INC., a Delaware corporation (the ?Corporation?), hereby constitutes and appoints GUILLERMO NOVO, YVONNE WINKLER VON MOHRENFELS AND BABATUNDE AWODIRAN, and each of them, his or her true and lawful attorneys-in-fact and agents, with full power to act without

February 19, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on February 19, 2021 Registration No.

February 19, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on February 19, 2021 Registration No.

February 19, 2021 EX-24.1

Power of Attorney of each person whose signature on this Registration Statement was signed by another pursuant to a power of attorney

EX-24.1 5 ash-ex24111.htm EX-24.1 EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned Directors and Officers of ASHLAND GLOBAL HOLDINGS INC., a Delaware corporation (the “Corporation”), hereby constitutes and appoints GUILLERMO NOVO, YVONNE WINKLER VON MOHRENFELS AND BABATUNDE AWODIRAN, and each of them, his or her true and lawful attorneys-in-fact and agent

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Ashland Global Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is

February 4, 2021 EX-10

Separation Agreement and General Release between Peter S. Ganz and Ashland LLC, effective as of December 31, 2020 (filed as Exhibit 10.3 to Ashland’s Form 10-Q filed on February 4, 2021 (SEC File No. 333-211719) and incorporated herein by reference).

Exhibit 10.3 SEPARATION AGREEMENT AND GENERAL RELEASE Section 1.SPECIAL SEVERANCE BENEFITS I, Peter Ganz (EE#A408943), understand that on December 31, 2020 (“Termination Date”), my employment with Ashland LLC (the “Company” or “Ashland”) ended. I am signing this Separation Agreement and General Release (the “Separation Agreement”) in return for the special severance benefits offered to me by Ashla

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