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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Auburn National Bancorporation, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 12, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| August 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2025 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| August 12, 2025 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – August 12, 2025 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 12, 2025, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a third quarter $0.27 per share cash dividend, payable |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 (July 24, 2025) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incor |
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| July 30, 2025 |
EX-10.1 Exhibit 10.1 [] 2025 [Employee Name] Subject: Discretionary Equity Award Notice and Agreement (the “Award Agreement”) Dear [Employee Name]: We are pleased that that the Compensation Committee (the “Committee”) of the Board of Directors of Auburn National Bancorporation, Inc. (individually, and together with any Subsidiary that employs you, the “Company”). has selected you as an initial Par |
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| July 22, 2025 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – July 22, 2025 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2025 Highlights: • Earnings per share increased 18% compared to 1Q 2025 • Net interest income increased 4% compared to 1Q 2025 • Net interest margin (tax-equivalent) increased |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 22, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| July 7, 2025 |
EX-3.1 Exhibit 3.1 STATE OF DELAWARE AUBURN NATIONAL BANCORPORATION, INC. CERTIFICATE OF CORRECTION Auburn National Bancorporation, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: 1. The name of the Corporation is “Auburn National Bancorporation, Inc.” 2. That a Certificate of Amendment |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2025 (July 1, 2025) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incor |
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| July 2, 2025 |
EX-3.1 Exhibit 3.1 AUBURN NATIONAL BANCORPORATION, INC. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION Auburn National Bancorporation, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), hereby certifies as follows: 1. The name of the Corporation is “Auburn National Bancorporation, Inc.” 2. The Certificate of Incorpor |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2025 (July 1, 2025) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commi |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 14, 2025 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – May 13, 2025 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 13, 2025, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a second quarter $0.27 per share cash dividend, payable June 25, 2025 |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 (May 13, 2025) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2025 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 22, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 22, 2025 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – April 22, 2025 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2025 Highlights: • Net income of $1.5 million, or $0.44 per share, compared to $1.4 million, or $0.39 per share in 1Q 2024 • Net interest income (tax-equivalent) was $7.1 milli |
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| April 3, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, f |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 0-26486 Auburn |
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| March 11, 2025 |
Description of the Registrant’s Securities EX-4.1 AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the “Company”). The Company’s common stock is registered under Section 12(b) of the Securi |
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| March 11, 2025 |
EX-21.1 AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 11, 2025 |
EX-19.1 AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 19.1 INSIDER TRADING POLICY This is the Insider Trading Policy (the “Policy”) of Auburn National Bancorporation, Inc., AuburnBank and their subsidiaries (individually and collectively, the “Company”). This Policy covers all Company (1) employees and officers, (2) members of the any Company Board of Directors (the “Board”), adviso |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2025 (February 11, 2025) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| February 12, 2025 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – February 11, 2025 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 11, 2025, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a first quarter $0.27 per share cash dividend, paya |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 28, 2025 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| January 28, 2025 |
Auburn National Bancorporation, Inc. Reports Fourth Quarter and Full Year Results Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – January 28, 2025 Auburn National Bancorporation, Inc. Reports Fourth Quarter and Full Year Results Fourth Quarter 2024 Highlights: • Net interest margin (tax-equivalent) improved 44 basis points to 3.09%, compared to 4Q 2023 • Net interest income (tax-equivalent) increased 14% compare |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 10, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| December 10, 2024 |
EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share (3) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registra |
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| December 10, 2024 |
Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan Exhibit 10.1 AUBURN NATIONAL BANCORPORATION, INC. 2024 EQUITY AND INCENTIVE COMPENSATION PLAN 1. Purpose. The purpose of Auburn National Bancorporation, Inc. 2024 Equity and Incentive Compensation Plan (the “Plan”) is to attract and retain non-employee Directors, officers and other employees of the Company and its Subsidiaries, and certain consultants to the Company and its Subsidiaries, and to pr |
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| December 10, 2024 |
As filed with the Securities and Exchange Commission on December 10, 2024 As filed with the Securities and Exchange Commission on December 10, 2024 Registration No. |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 (November 12, 2024) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| November 13, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – November 12, 2024 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November12, 2024, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a fourth quarter $0.27 per share cash dividend, payable Dece |
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| November 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended September 30, 2024 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-2 |
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| October 22, 2024 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – October 22, 2024 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2024 Highlights: • Return on Assets (annualized) improved to 0.71%, compared to 0.58% in 3Q 2023 • Net interest margin (tax-equivalent) of 3.05%, compared to 2.73% in 3Q 2023 • Ne |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 22, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2024 (August 13, 2024) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of I |
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| August 14, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – August 13, 2024 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 13, 2024, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a third quarter $0.27 per share cash dividend, payable |
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| August 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2024 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 23, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| July 23, 2024 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – July 23, 2024 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2024 Highlights(1): • Net earnings of $1.7 million, or $0.50 per share, compared to $1.4 million, or $0.39 per share • Total revenue increased 1% • Net interest margin (tax-equivalent |
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| May 22, 2024 |
AUBN / Auburn National Bancorporation, Inc. / Spencer Sandra J. - SC 13D/A Activist Investment SC 13D/A 1 d650641dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Auburn National Bancorporation, Inc. (Name of Issuer) Common stock, Par Value $0.01 per Share (Title of Class of Securities) 050473107 (CUSIP Number) Sandra J. Spencer 100 N. Gay Street Auburn, Alabama 3630 (334) 88 |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 (May 14, 2024) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 15, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – May 14, 2024 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 14, 2024, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a second quarter $0.27 per share cash dividend, payable June 25, 2024 |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 (May 14, 2024) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2024 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| May 2, 2024 |
AUBN / Auburn National Bancorporation, Inc. / Spencer Sandra J. - SC 13D/A Activist Investment SC 13D/A 1 sandraspenceramend1m.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Auburn National Bancorporation, Inc. (Name of Issuer) Common stock, Par Value $0.01 per Share (Title of Class of Securities) 050473107 (CUSIP Number) Sandra J. Spencer 100 N. Gay Street Auburn, Alabama 3630 (3 |
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| April 24, 2024 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – April 24, 2024 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2024 Highlights(1): • Net income of $1.4 million, or $0.39 per share • Net interest income (tax-equivalent) was $6.7 million, an increase of $0.5 million, or 8% • Net interest margin ( |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 24, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 12, 2024 |
Description of the Registrant’s Securities AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the “Company”). The Company’s common stock is registered under Section 12(b) of the Securities Ex |
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| April 12, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 0-26486 Auburn |
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| April 12, 2024 |
AUBURN NATIONAL BANCORPORATION , INC. and AUBURNBANK Erroneously Awarded Executive Incentive-Based Compensation Recovery Policy Introduction Section 10D was added to the Securities Exchange Act of 1934 (the “Exchange Act”) by Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Securities and Exchange Commission (“Commission”) adopted, effective January 27, 202 |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 29, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| March 29, 2024 |
Auburn National Bancorporation, Inc. Elects Two New Directors Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – March 29, 2024 Auburn National Bancorporation, Inc. Elects Two New Directors AUBURN, Alabama –Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN), the parent company of AuburnBank (the “Bank”), announced that Sandra J. Spencer and Michael A. Lawler have been elected e |
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| March 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 0-26486 Auburn |
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| March 14, 2024 |
Description of the Registrant’s Securities AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the “Company”). The Company’s common stock is registered under Section 12(b) of the Securities Ex |
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| March 14, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2024 (February 13, 2024) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| February 14, 2024 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – February 13, 2024 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 13, 2024, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a first quarter $0.27 per share cash dividend, payable Marc |
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| January 29, 2024 |
Auburn National Bancorporation, Inc. Reports Fourth Quarter and Full Year Results For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – January 29, 2024 Auburn National Bancorporation, Inc. Reports Fourth Quarter and Full Year Results AUBURN, Alabama – Auburn National Bancorporation (Nasdaq: AUBN) reported a net loss of $4.0 million, or $1.14 per share, for the fourth quarter of 2023. The quarterly loss reflects the sale of $117.6 |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 29, 2024 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| December 26, 2023 |
AUBN / Auburn National Bancorporation, Inc. / WRIGHT EMIL F JR - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Auburn National Bancorporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 050473107 (CUSIP Number) Emil F. Wright, Jr. 100 N. Gay Street Auburn, Alabama 3630 (334) 887-2772 (Name, Address and Telep |
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| December 26, 2023 |
AUBN / Auburn National Bancorporation, Inc. / Spencer Sandra J. - SC 13D Activist Investment SC 13D 1 d589692dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Auburn National Bancorporation, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 050473107 (CUSIP Number) Sandra J. Spencer 100 N. Gay Street Auburn, Alabama 3630 (334) 887-2772 |
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| December 21, 2023 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 21, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| December 21, 2023 |
Auburn National Bancorporation, Inc. Repositions Balance Sheet Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – December 21, 2023 Auburn National Bancorporation, Inc. Repositions Balance Sheet AUBURN, Alabama – Auburn National Bancorporation, Inc. (Nasdaq: AUBN) announced it has repositioned its balance sheet by selling approximately $117.6 million, or 27%, of its available-for-sale securities |
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| November 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2023 (November 14, 2023) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| November 15, 2023 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A Hedges President and CEO (334) 821-9200 Press Release – November 14, 2023 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November 14, 2023, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a fourth quarter $0.27 per share cash dividend, payable Dece |
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| November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended September 30, 2023 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-2 |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 26, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| October 26, 2023 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – October 26, 2023 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2023 Highlights: • Net income of $1.5 million • Earnings per share of $0.43 decreased 22% compared to the second quarter • Net interest income (tax-equivalent) was $6.4 million, a de |
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| September 15, 2023 |
Exhibit 99.1 September 12, 2023 The Board of Directors Auburn National Bancorporation, Inc. AuburnBank 100 North Gay Street, P. O. Drawer 3110 Auburn, AL 36831-3110 Ladies and Gentlemen: I joined the AuburnBank (“Bank”) and Auburn National Bancorporation, Inc. (“Company”) boards of directors (the “Board”) 32 years ago. It has been a pleasure to work with this organization and its directors and emp |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 15, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emplo |
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| August 9, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 (August 8, 2023) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inc |
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| August 9, 2023 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A Hedges President and CEO (334) 821-9200 Press Release – August 8, 2023 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 8, 2023, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a third quarter $0.27 per share cash dividend, payable September 2 |
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| August 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2023 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 25, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| July 25, 2023 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – July 25, 2023 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2023 Highlights: • Total revenues increased 6% from Q2 2022 • Net interest income (tax-equivalent) increased 8% from Q2 2022 • Net interest margin (tax-equivalent) was 3.03%, compared |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2023 (May 9, 2023) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpor |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 10, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Id |
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| May 10, 2023 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: David A Hedges President and CEO (334) 821-9200 Press Release – May 10, 2023 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 9, 2023, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a second quarter $0.27 per share cash dividend, payable June 26 |
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| May 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2023 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| April 25, 2023 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – April 25, 2023 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2023 Highlights: · Total revenues increased 13% from Q1 2022 · Net interest income (tax-equivalent) increased 17% from Q1 2022 · Net interest margin (tax-equivalent) was 3.17%, |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 25, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| March 29, 2023 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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| March 29, 2023 |
DEFA14A 1 d412199ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Prox |
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| March 17, 2023 |
EX-21.1 AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 17, 2023 |
Description of the Registrant’s Securities EX-4.1 AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the “Company”). The Company’s common stock is registered under Section 12(b) of the Securi |
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| March 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 Auburn |
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| February 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2023 (February 14, 2023) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| February 15, 2023 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: David A Hedges President and CEO (334) 821-9200 Press Release – February 14, 2023 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 14, 2023, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a first quarter $0.27 per share cash dividend, payable March |
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| January 30, 2023 |
Exhibit 99.1 For additional information, contact: David A. Hedges President and CEO (334) 821-9200 Press Release – January 30, 2023 Auburn National Bancorporation, Inc. Reports Record Full Year Net Earnings of $10.3 million, or $2.95 per share and Record Quarterly Net Earnings of $4.5 million, or $1.27 per share Fourth Quarter 2022 Highlights: • Net interest income (tax-equivalent) increased 23% f |
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| January 30, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 30, 2023 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) ( |
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| November 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended September 30, 2022 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-2 |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| November 8, 2022 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? November 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On November 8, 2022, the Board of Directors of Auburn National Bancorporation, Inc. (the ?Company?) (Nasdaq: AUBN) declared a fourth quarter $0.265 per share cash dividend, pa |
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| November 8, 2022 |
Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? November 8, 2022 Auburn National Bancorporation, Inc. Announces Leadership Succession Plan Bob Dumas to Remain Chairman and a Director, but Retire on December 31, 2022 as President and CEO David Hedges, EVP and CFO to be named President and CEO effective January 1, 2023 Jame |
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| November 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| October 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 25, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| October 25, 2022 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? October 25, 2022 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2022: ? Net earnings of $2.0 million or $0.57 per share, compared to $1.9 million or $0.53 per share in Q3 2021 ? Total revenue increased 15% from Q3 2021 ? Net interest in |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) |
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| August 9, 2022 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? August 9, 2022 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On August 9, 2022, the Board of Directors of Auburn National Bancorporation, Inc. (the ?Company?) (Nasdaq: AUBN) declared a third quarter $0.265 per share cash dividend, payable |
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| August 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 9, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| August 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2022 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| July 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 26, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| July 26, 2022 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? July 26, 2022 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2022 Results: ? Total revenue increased 2% from Q2 2021 or 13% linked-quarter annualized ? Net interest income (tax-equivalent) increased 6% from Q2 2021 ? No provision for |
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| May 12, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2022 (May 10, 2022) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 11, 2022 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? May 11, 2022 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On May 10, 2022, the Board of Directors of Auburn National Bancorporation, Inc. (the ?Company?) (Nasdaq: AUBN) declared a second quarter $0.265 per share cash dividend, payable Ju |
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| May 11, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: (Date of earliest event reported): May 11, 2022 (May 10, 2022) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorp |
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| May 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2022 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| April 26, 2022 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? April 26, 2022 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2022 Results: ? Earnings per share increased 5% compared to Q1 2021 ? Dividends per share increased 2% from Q1 2021 ? Net interest income (tax-equivalent) increased 2% from Q |
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| April 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 26, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 12, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 12, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 12, 2022 |
AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? April 12, 2022 AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM AUBURN, Alabama ? Auburn National Bancorporation, Inc. (NASDAQ: AUBN) announced today that the Company?s Board of Directors has approved a new stock repurchase program to replace the repurchase |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| March 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 Auburn |
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| March 8, 2022 |
AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 8, 2022 |
Description of the Registrant’s Securities AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the ?Company?). The Company?s common stock is registered under Section 12(b) of the Securities Ex |
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| February 22, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 22, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| February 8, 2022 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? February 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On February 8, 2022, the Board of Directors of Auburn National Bancorporation, Inc. (the ?Company?) (Nasdaq: AUBN) declared a first quarter $0.265 per share cash dividend, pay |
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| February 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 8, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| January 27, 2022 |
Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release ? January 27, 2022 Auburn National Bancorporation, Inc. Reports Full Year Net Earnings of $8.0 million, or $2.27 per share Quarterly Net Earnings of $1.9 million, or $0.53 per share Full Year 2021 Results: ? Earnings per share increased 9% compared to 2020 ? Surpassed $1.0 bi |
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| January 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 27, 2022 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| November 9, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 9, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| November 9, 2021 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? November 9, 2021 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On November 9, 2021, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a fourth quarter $0.26 per share cash dividend, payable December 27 |
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| October 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended September 30, 2021 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-2 |
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| October 19, 2021 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? October 19, 2021 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2021 Results: ? Net earnings of $1.9 million or $0.53 per share ? Net interest income (tax-equivalent) of $6.2 million, a 3% increase from Q3 2020 ? No provision for loan l |
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| October 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 19, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| August 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 10, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| August 10, 2021 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? August 10, 2021 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On August 10, 2021, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a third quarter $0.26 per share cash dividend, payable September 27, |
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| July 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2021 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| July 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 20, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| July 20, 2021 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? July 20, 2021 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2021 Results: ? Achieved significant milestone of $1.0 billion in total assets for the first time in Company history ? Net earnings of $2.3 million, compared to $1.7 million |
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| May 13, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2021 (May 11, 2021) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 12, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2021 (May 11, 2021) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorpo |
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| May 12, 2021 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release ? May 11, 2021 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On May 11, 2021, the Board of Directors of Auburn National Bancorporation, Inc. (the ?Company?) (Nasdaq: AUBN) declared a second quarter $0.26 per share cash dividend, payable Ju |
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| April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2021 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| April 27, 2021 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release ? April 27, 2021 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2021 Results: ? Net earnings of $2.0 million, compared to $1.8 million for Q1 2020 ? Earnings per share of $0.56 per share, compared to $0.50 per share for Q1 2020 ? Mortgage |
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| April 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 27, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 9, 2021 |
Description of the Registrant’s Securities AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the ?Company?). The Company?s common stock is registered under Section 12(b) of the Securities Ex |
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| March 9, 2021 |
AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 9, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 9, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I |
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| March 9, 2021 |
AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – March 9, 2021 AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM AUBURN, Alabama – Auburn National Bancorporation, Inc. (NASDAQ: AUBN) announced today that the Company’s Board of Directors has approved a new stock repurchase program to replace the rep |
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| March 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2020 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 Auburn |
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| February 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2021 (February 9, 2021) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction o |
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| February 10, 2021 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – February 9, 2021 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 9, 2021, the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN) declared a first quarter $0.26 per share cash divid |
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| January 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 29, 2021 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| January 29, 2021 |
EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – January 29, 2021 Auburn National Bancorporation, Inc. Reports Full Year Net Earnings of $7.5 million, or $2.09 per share Quarterly Net Earnings of $2.1 million, or $0.58 per share Full Year 2020 Results: • Net interest margin decreased to 2.92% in 2020, compared to |
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| November 10, 2020 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – November 10, 2020 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November 10, 2020, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a third quarter $0.255 per share cash dividend, payable |
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| November 10, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 10, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| October 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended September 30, 2020 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-2 |
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| October 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 30, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe |
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| October 30, 2020 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – October 30, 2020 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2020 Results: ● Net earnings of $1.9 million, or $0.54 per share, compared to $2.2 million, or $0.62 per share for the third quarter of 2019 ● Provision for loan lo |
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| August 11, 2020 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 2 d67621dex991.htm EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – August 11, 2020 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 11, 2020, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a third quarter $0.255 per share |
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| August 11, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 11, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| August 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2020 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period to Commission File Number: 0-26486 |
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| July 30, 2020 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – July 30, 2020 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2020 Results: • Net earnings of $1.7 million, compared to $2.3 million for Q2 2019 • Earnings per share of $0.47 per share, compared to $0.64 per share for Q2 2019 • |
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| July 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 30, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| May 14, 2020 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2020 (May 12, 2020) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inc |
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| May 13, 2020 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2020 (May 12, 2020) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inc |
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| May 13, 2020 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – May 12, 2020 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 12, 2020, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a second quarter $0.255 per share cash dividend, payable June 25, |
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| May 8, 2020 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – May 8, 2020 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2020 Results: • Net earnings of $1.8 million, compared to $2.5 million for Q1 2019 • Earnings per share of $0.50 per share, compared to $0.70 per share for Q1 2019 • Pro |
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| May 8, 2020 |
10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 8, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 17, 2020 |
AUBN / Auburn National Bancorporation, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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| April 17, 2020 |
AUBN / Auburn National Bancorporation, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 10, 2020 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 10, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emplo |
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| March 10, 2020 |
AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – March 10, 2020 AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM AUBURN, Alabama – Auburn National Bancorporation, Inc. (NASDAQ: AUBN) announced today that the Company’s Board of Directors has approved a new stock repurchase program to replace the re |
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| March 6, 2020 |
EX-21.1 AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 6, 2020 |
Agreement, dated November 12, 2019, by and between Michael J. King and AuburnBank EX-10.1 AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 10.1 AGREEMENT, DATED NOVEMBER 12, 2019, BY AND BETWEEN MICHAEL J. KING AND AUBURNBANK SEVERANCE AGREEMENT This Severance Agreement and General Release (“Agreement”) is made between Michael J. King and AuburnBank and Auburn National Bancorporation, Inc. (collectively, “AuburnBank”) as follows: RECITALS The following recitals are |
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| March 6, 2020 |
AUBN / Auburn National Bancorporation, Inc. 10-K - Annual Report - 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 6, 2020 |
Description of the Registrant’s Securities EX-4.1 AUBURN NATIONAL BANCORPORATION, INC AND SUBSIDIARIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms of certain securities of Auburn National Bancorporation, Inc., a Delaware corporation (the “Company”). The Company’s common stock is registered under Section 12(b) of the Securi |
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| February 18, 2020 |
Auburn National Bancorporation, Inc. Appoints New Director EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas. Chairman, President and CEO (334) 821-9200 Press Release – February 18, 2020 Auburn National Bancorporation, Inc. Appoints New Director AUBURN, Alabama – Auburn National Bancorporation, Inc. (the “Company”) (Nasdaq: AUBN), the parent company of AuburnBank (the “Bank”), announced that Laura Cooper was appointed on February 1 |
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| February 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Delaware 0-26486 63-0885779 (State or other jurisdiction of incorpora |
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| February 12, 2020 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2020 (February 11, 2020) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdict |
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| February 12, 2020 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 2 d833132dex991.htm EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – February 11, 2020 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 11, 2020, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a first quarter $0.255 per s |
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| January 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 29, 2020 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| January 29, 2020 |
EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – January 29, 2020 Auburn National Bancorporation, Inc. Reports Record Full Year Net Earnings of $9.7 million, or $2.72 per share Record Quarterly Net Earnings of $2.7 million, or $0.75 per share Fourth Quarter 2019 Results: • Earnings per share increased 14% compared |
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| November 21, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Delaware 0-26486 63-0885779 (State or other jurisdiction of incorpora |
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| November 21, 2019 |
EX-99.1 Exhibit 99.1 November 18, 2019 The Board of Directors Auburn National Bancorporation, Inc. AuburnBank 100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831 Ladies and Gentlemen: I write to advise you of my resignation as a member of the Board of Directors (the “Board”) of Auburn National Bancorporation, Inc. (the “Company”) and as a member of the Board of AuburnBank (the “Bank”), e |
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| November 15, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation |
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| November 13, 2019 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – November 12, 2019 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November 12, 2019, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a fourth quarter $0.25 per share cash dividend, payable |
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| November 13, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2019 (November 12, 2019) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdict |
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| October 31, 2019 |
AUBN / Auburn National Bancorporation, Inc. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 22, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| October 22, 2019 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – October 22, 2019 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2019 vs. 2018 Highlights • Earnings per share increased 15% to $0.62 per share • Total revenue increased 5% to $7.6 million • Average loans increased 14.7 million, |
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| August 14, 2019 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – August 13, 2019 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 13, 2019, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a third quarter $0.25 per share cash dividend, payable Septe |
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| August 14, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2019 (August 13, 2019) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| August 1, 2019 |
AUBN / Auburn National Bancorporation, Inc. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 16, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 16, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| July 16, 2019 |
Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President and CEO (334) 821-9200 Press Release – July 16, 2019 Auburn National Bancorporation, Inc. Reports Second Quarter Net Earnings Second Quarter 2019 vs. 2018 Highlights ● Total revenue increased 5% to $7.5 million ● Net interest margin (tax-equivalent) increased by 14 basis points ● Average loans increased $24.7 mil |
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| May 16, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2019 (May 14, 2019) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inc |
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| May 15, 2019 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – May 14, 2019 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 14, 2019, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a second quarter $0.25 per share cash dividend, payable June 25, 2 |
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| May 15, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest reported event): May 15, 2019 (May 14, 2019) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inc |
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| May 6, 2019 |
AUBN / Auburn National Bancorporation, Inc. 10-Q Quarterly Report 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 23, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emplo |
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| April 23, 2019 |
Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – April 23, 2019 Auburn National Bancorporation, Inc. Reports First Quarter Net Earnings First Quarter 2019 vs. 2018 Highlights • Record quarterly net earnings of $2.5 million • Net interest income increased 5% • Net interest margin (tax-equivalent) increased by 25 basis points |
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| April 12, 2019 |
AUBN / Auburn National Bancorporation, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| April 10, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 10, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Delaware 0-26486 63-0885779 (State or other jurisdiction of incorporation (Commission file number) (IRS Em |
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| April 10, 2019 |
Agreement dated July 24, 2017, by and between J. Michael King and AuburnBank. *** EX-10.1 2 d733550dex101.htm EX-10.1 Exhibit 10.1 July 24, 2017 Mr. Mike King 2225 Brookstone Drive Montgomery, AL 36117 Dear Mike: To incentivize you to join and remain with and committed to the success of AuburnBank and its Mortgage Lending Division, we offer you a retention bonus upon the conditions set forth below in this agreement (this “Agreement”). In consideration of the premises, and other |
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| March 12, 2019 |
AUBN / Auburn National Bancorporation, Inc. 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2019 |
EX-21.1 AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| February 12, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 12, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Em |
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| February 12, 2019 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – February 12, 2019 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On February 12, 2019, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a first quarter $0.25 per share cash dividend, payable M |
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| January 29, 2019 |
EX-99.1 2 d700331dex991.htm EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas Chairman, President, and CEO (334) 821-9200 Press Release – January 29, 2019 Auburn National Bancorporation, Inc. Reports Record Full Year Net Earnings of $8.8 million, or $2.42 per share Record Fourth Quarter Net Earnings of $2.4 million, or $0.66 per share Full Year 2018 Results – Compared to Fu |
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| January 29, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 29, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| January 15, 2019 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Delaware 0-26486 63-0885779 (State or other jurisdiction of incorporat |
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| January 15, 2019 |
AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges EVP, Chief Financial Officer (334) 821-9200 Press Release – January 15, 2019 AUBURN NATIONAL BANCORPORATION AUTHORIZES STOCK REPURCHASE PROGRAM AUBURN, Alabama – Auburn National Bancorporation, Inc. (NASDAQ: AUBN) announced today that the Company’s Board of Directors has approved a stock repurchase program. The program autho |
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| January 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2019 AUBURN NATIONAL BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Delaware 0-26486 63-0885779 (State or other jurisdiction of incorporation |
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| January 15, 2019 |
President and CEO Robert W. Dumas elected Chairman EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges Executive Vice President and Chief Financial Officer (334) 821-9200 Press Release – January 15, 2019 President and CEO Robert W. Dumas elected Chairman AUBURN, Alabama – Auburn National Bancorporation, Inc. (Nasdaq: AUBN) (the “Company”) today announced the election of Robert W. Dumas as Chairman of the Board of Directors of |
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| December 11, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 11, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| December 11, 2018 |
EX-99.1 2 d637998dex991.htm EX-99.1 Exhibit 99.1 December 11, 2018 The Board of Directors Auburn National Bancorporation, Inc. AuburnBank 100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831 Ladies and Gentlemen: I am retiring today as a member of the Board of Directors of Auburn National Bancorporation, Inc. (the “Company”) and as a member of the Board of Directors of AuburnBank (the “Ba |
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| November 13, 2018 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – November 13, 2018 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November 13, 2018, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a fourth quarter $0.24 per share cash dividend, payable December 27 |
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| November 13, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 13, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| November 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 2, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| November 2, 2018 |
Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release — November 2, 2018 Auburn National Bancorporation, Inc. Reports Third Quarter Net Earnings Third Quarter 2018 Highlights • Net interest margin (tax-equivalent) increased by 9 basis points compared to third quarter 2017 • Loan growth — Average loans increased $14.3 million, or 3% |
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| November 2, 2018 |
AUBN / Auburn National Bancorporation, Inc. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2018 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – August 14, 2018 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On August 14, 2018, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a third quarter $0.24 per share cash dividend, payable September 25, 20 |
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| August 14, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 14, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Empl |
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| August 2, 2018 |
AUBN / Auburn National Bancorporation, Inc. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 24, 2018 |
Auburn National Bancorporation, Inc. Reports Record Quarterly Net Earnings EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – July 24, 2018 Auburn National Bancorporation, Inc. Reports Record Quarterly Net Earnings Second Quarter 2018 vs. 2017 Highlights • Record quarterly net earnings of $2.3 million, an increase of 13% • Net interest margin (tax-equivalent) increased by 8 basis points • Loan growth |
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| July 24, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 24, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employ |
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| May 11, 2018 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2018 (May 8, 2018) AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Inco |
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| May 9, 2018 |
AUBN / Auburn National Bancorporation, Inc. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 8, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| May 8, 2018 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – May 8, 2018 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On May 8, 2018, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a second quarter $0.24 per share cash dividend, payable June 25, 2018 to shareh |
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| April 27, 2018 |
EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – April 27, 2018 Auburn National Bancorporation, Inc. Reports Completion of the Redemption of Trust Preferred Securities AUBURN, Alabama – Auburn National Bancorporation (the “Company”) (Nasdaq: AUBN) today announced that the Auburn National Bancorporation Capital Trust I (the “ |
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| April 27, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 27, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emplo |
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| April 24, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 24, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emplo |
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| April 24, 2018 |
EX-99.1 2 d560040dex991.htm EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release – April 24, 2018 Auburn National Bancorporation, Inc. Reports Record Quarterly Net Earnings First Quarter 2018 vs. 2017 Highlights • Record quarterly net earnings of $2.2 million, an increase of 16% • Pre-tax earnings increased 5% • Net interest incom |
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| April 6, 2018 |
AUBN / Auburn National Bancorporation, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 13, 2018 |
EX-21.1 AUBURN NATIONAL BANCORPORATION, INC. AND SUBSIDIARIES EXHIBIT 21.1 - SUBSIDIARIES DIRECT SUBSIDIARIES JURISDICTION OF INCORPORATION AuburnBank Alabama Auburn National Bancorporation Capital Trust I Alabama INDIRECT SUBSIDIARIES Banc of Auburn, Inc. Alabama Auburn Mortgage Corporation Alabama |
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| March 13, 2018 |
AUBN / Auburn National Bancorporation, Inc. FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2018 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release ? February 13, 2018 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama ? On February 13, 2018, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a first quarter $0.24 per share cash dividend, payable March 26, 20 |
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| February 14, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2018 (February 13, 2018) Auburn National Bancorporation, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction |
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| January 23, 2018 |
EX-99.1 For additional information, contact: Robert W. Dumas President and CEO (334) 821-9200 Press Release ? January 23, 2018 Auburn National Bancorporation, Inc. Reports Full Year Net Earnings of $7.8 million, or $2.15 per share Full Year 2017 Results ? Compared to Full Year 2016: ? Net earnings of $8.2 million, or $2.25 per share (excluding the tax remeasurement adjustment) ? Net interest incom |
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| January 23, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 23, 2018 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Emp |
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| November 15, 2017 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2017 (November 14, 2017) Auburn National Bancorporation, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Juri |
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| November 15, 2017 |
AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND EX-99.1 2 d493426dex991.htm EXHIBIT 99.1 Exhibit 99.1 For additional information, contact: David A. Hedges Executive Vice President and Chief Financial Officer (334) 821-9200 Press Release – November 14, 2017 AUBURN NATIONAL BANCORPORATION, INC. DECLARES QUARTERLY DIVIDEND AUBURN, Alabama – On November 14, 2017, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared |
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| October 27, 2017 |
AUBN / Auburn National Bancorporation, Inc. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 25, 2017 |
EX-99.1 2 d482310dex991.htm EX-99.1 Exhibit 99.1 For additional information, contact: David A. Hedges Executive Vice President and Chief Financial Officer (334) 821-9200 Press Release – October 25, 2017 Chairman, CEO, and President, E. L. Spencer, Jr., Announces Retirement; Board elects Robert W. Dumas CEO and President AUBURN, Alabama – Auburn National Bancorporation, Inc. (Nasdaq: AUBN) (the “Co |
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| October 25, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2017 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) |
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| October 24, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 24, 2017 AUBURN NATIONAL BANCORPORATION, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-26486 63-0885779 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
