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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AutoWeb Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34761 AutoWeb, Inc. (Exact name of registrant as specified in its charte |
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| September 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| September 7, 2022 |
AUTO / Autoweb Inc / GLOBAL VALUE INVESTMENT CORP. - AMENDMENT NO. 3 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)* AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Global Value Investme |
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| September 7, 2022 |
Eighth Amended and Restated Certificate of Incorporation of the Company Exhibit 3.1 EIGHTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AUTOWEB, INC. ARTICLE I The name of the corporation (the ?Corporation?) is: AutoWeb, Inc. ARTICLE II The address of the Corporation?s registered office in the State of Delaware is 3500 S Dupont HWY, Dover DE 19901. The name of the Corporation?s registered agent at such address is Incorporating Services, Ltd. ARTICLE III The pu |
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| September 7, 2022 |
Eighth Amended and Restated Bylaws of the Company Exhibit 3.2 EIGHTH AMENDED AND RESTATED BYLAWS OF AutoWeb, Inc. (the ?Corporation?) Adopted as of These Eighth Amended and Restated Bylaws (as amended, the ?Bylaws?) of the Corporation, are effective as of August 31, 2022, and hereby amend and restate the previous bylaws of the Corporation, where are hereby deleted and replaced with the following: ARTICLE I OFFICES The registered office of the Cor |
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| September 6, 2022 |
AUTO / Autoweb Inc / Auto Holdings Ltd. - SCHEDULE 13D/A Activist Investment SC 13D/A 1 ahltd20220902sc13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) AutoWeb, Inc. (Name of Issuer) (Former name or former address, if changed since last report.) Common Stock par value $.001 per share (Title of Class of Securities) 05335B100 (CUSIP Number) Jose Vargas Au |
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| September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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| September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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| September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 S-8 POS 1 auto20220830cs8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. 333-197325 Registration No. 333-212910 Registration No. 333-226519 Registration No. 333-226520 Registration No. 333-254153 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No |
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| September 1, 2022 |
AutoWeb, Inc. 400 North Ashley Drive, Suite 300 Tampa, Florida 33602-4314 AutoWeb, Inc. 400 North Ashley Drive, Suite 300 Tampa, Florida 33602-4314 August 31, 2022 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: AutoWeb, Inc. Registration Statement on Form S-3 (Registration No. 333-249876) Ladies and Gentlemen: Pursuant to Rule 477 of the Rules and Regulations promulgated under the Securities Act of 1933, as amended (the ?Sec |
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| September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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| September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 S-8 POS 1 auto20220830es8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. 333-197325 Registration No. 333-212910 Registration No. 333-226519 Registration No. 333-226520 Registration No. 333-254153 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AutoWeb, Inc. (Name of Subject Company (Issuer)) Unity AC 2, Inc. (Offeror) A Wholly-Owned Subsidiary of Unity AC 1, LLC (Parent of Offeror) One Planet Group LLC (Parent of Unity AC 1, L |
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| August 31, 2022 |
One Planet Group Acquires AutoWeb Inc. One Planet Group Acquires AutoWeb Inc. Walnut Creek, Calif., (August 31, 2022) ? One Planet Group LLC (?One Planet Group?) today announced that it has successfully completed its acquisition of AutoWeb, Inc. (Nasdaq: AUTO), an automotive matchmaking platform connecting in-market car shoppers to their preferred vehicle transactions. AutoWeb will continue independent operations as a privately held co |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Amendment No. 2 AUTOWEB, INC. (Name of Subject Company) AUTOWEB, INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 05335B100 (CUSIP Numb |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AutoWeb, Inc. (Name of Subject Company (Issuer)) Unity AC 2, Inc. (Offeror) A Wholly-Owned Subsidiary of Unity AC 1, LLC (Parent of Offeror) One Planet Group LLC (Parent of Unity AC 1, L |
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| August 23, 2022 |
AMENDMENT NO. 4 TAX BENEFIT PRESERVATION PLAN Exhibit 4.1 AMENDMENT NO. 4 TO TAX BENEFIT PRESERVATION PLAN This Amendment No. 4 to Tax Benefit Preservation Plan (?Amendment?) is entered into between AutoWeb, Inc. (formerly known as Autobytel Inc.), a Delaware corporation (?Company?), and Computershare Trust Company, N.A., as rights agent (?Rights Agent?) effective as of August 23, 2022. BACKGROUND: The Company and the Rights Agent are parties |
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| August 23, 2022 |
Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 23, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Amendment No. 1 AUTOWEB, INC. (Name of Subject Company) AUTOWEB, INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 05335B100 (CUSIP Numb |
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| August 12, 2022 |
AUTO / Autoweb Inc / PITON CAPITAL PARTNERS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) AUTOWEB, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 05335B100 (CUSIP Number) August 10, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| August 11, 2022 |
Exhibit 10.3 NUMBER THIRTY-ONE (31).- In Guatemala City, on the first of April of two thousand and twenty-two, Before Me: MARIA EUGENIA HERNANDEZ LIMA, Notary, appear on the one hand Mr. GUILLERMO RAVINA CABRERA, sixty-seven years old, married, Agricultural Technical Engineer, Spanish resident, of this address, is identified with the Personal Identification Document Unique Identification Code numb |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exact nam |
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| August 3, 2022 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of AutoWeb, Inc. |
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| August 3, 2022 |
Limited Guarantee, dated July 24, 2022, from One Planet Group, LLC to AutoWeb, Inc. Exhibit (d)(4) Execution Version LIMITED GUARANTEE LIMITED GUARANTEE, dated as of July 24, 2022 (this ?Limited Guarantee?), by One Planet Group, LLC, a Delaware limited liability company (the ?Guarantor?) in favor of AutoWeb, Inc. |
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| August 3, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AUTOWEB, INC. (Name of Subject Company) AUTOWEB, INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 05335B100 (CUSIP Number of Class of Securities) Gle |
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| August 3, 2022 |
Offer to Purchase, dated August 3, 2022 August 3, 2022 Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of AutoWeb, Inc. |
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| August 3, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Schedule TO-T (Rule 14d-100) Transaction Valuation* Fee Rate Amount of Filing Fee** Fees to Be Paid $ 5,479,948. |
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| August 3, 2022 |
Exhibit (d)(3) AutoWeb, Inc. 6410 Oak Canyon, Suite 250 Irvine, CA 92618 Phone: (949) 225-4500 www.autoweb.com Glenn E. Fuller Executive Vice President, Chief Legal Officer and Secretary Direct Line: 949.862.1392 [email protected] May 5, 2022 Via email [email protected] Mutual Confidentiality and Non-Disclosure Agreement One Planet Group, LLC 1820 Bonanza Street Walnut Creek, California 9459 |
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| August 3, 2022 |
Equity Commitment Letter, dated as of July 24, 2022, between Unity 1 AC, LLC and One Planet Group Exhibit (d)(2) July 24, 2022 One Planet Group, LLC 1820 Bonanza Street Walnut Creek, CA 94596 Ladies and Gentlemen: This letter agreement (this ?Agreement?) sets forth the commitment of One Planet Group, LLC, a Delaware limited liability company (?One Planet?), subject to the terms and conditions contained herein, to purchase certain equity interests of Unity AC 1, LLC, a newly formed Delaware limited liability company (?Parent?). |
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| August 3, 2022 |
Press release issued by One Planet Group on August 3, 2022 Exhibit (a)(5)(2) One Planet Group Announces Commencement of the Tender Offer for All Outstanding Shares of AutoWeb Walnut Creek, Calif. |
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| August 3, 2022 |
Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of AutoWeb, Inc. |
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| August 3, 2022 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees Exhibit (a)(1)(C) Offer to Purchase for Cash All Outstanding Shares of Common Stock of AutoWeb, Inc. |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AutoWeb, Inc. (Name of Subject Company (Issuer)) Unity AC 2, Inc. (Offeror) A Wholly-Owned Subsidiary of Unity AC 1, LLC (Parent of Offeror) One Planet Group LLC (Parent of Unity AC 1, LLC) (Names of Fili |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AutoWeb, Inc. (Name of Subject Company (Issuer)) Unity AC 2, Inc. (Offeror) A Wholly-Owned Subsidiary of Unity AC 1, LLC (Parent of Offeror) (Names of Filing Persons (identifying status as offeror, issuer |
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| July 25, 2022 |
Exhibit 10.1 TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of July , 2022 (this ?Agreement?), among Unity AC 1, LLC, a Delaware limited liability company (?Parent?); Unity AC 2, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (?Purchaser?), and the Person(s) listed as ?Stockholder? on the signature page hereto (?Stockholder?). WHEREAS, as a condition and |
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| July 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| July 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 AUTOWEB, INC. (Name of Subject Company) AUTOWEB, INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 05335B100 (CUSIP Number of Class of Securities) Gle |
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| July 25, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among: Unity AC 1, LLC, a Delaware limited liability company Unity AC 2, Inc., a Delaware corporation; and AutoWeb, Inc., a Delaware corporation Dated as of July 24, 2022 TABLE OF CONTENTS Page Section 1 Description of Transaction 2 1.1 The Offer 2 1.2 Offer Documents 4 1.3 Company Actions 4 1.4 Merger of Purchaser into the Company 5 1.5 Effects of the Merg |
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| July 25, 2022 |
Exhibit 10.2 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT AutoWeb, Inc., a Delaware corporation (?Company?), and Jared A. Rowe (?Executive?) have entered into that certain Employment Agreement dated as of April 12, 2018, as later amended on August 26, 2019 (collectively, ?Employment Agreement?). This Amendment No. 2 to the Employment Agreement (the ?Amendment?) is made and entered into as of July 24, 2 |
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| July 25, 2022 |
AutoWeb Announces Definitive Agreement to be Acquired by One Planet Group Exhibit 99.1 AutoWeb Announces Definitive Agreement to be Acquired by One Planet Group TAMPA, Fla. ? July 25, 2022 ? AutoWeb, Inc. (Nasdaq: AUTO) (?AutoWeb? or the ?Company?), an automotive matchmaking platform connecting in-market car shoppers to their preferred vehicle transactions, announced that it has entered into a definitive merger agreement to be acquired by a subsidiary (the ?Purchaser?) |
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| July 25, 2022 |
Exhibit 99.3 Distribution Date: Monday, July 25, 2022 9am EDT Distribution: All AutoWeb employees Subject: Important Company Update Team, This morning, we publicly announced that AutoWeb has entered into a definitive merger agreement to be acquired by a subsidiary of One Planet Group LLC. As you know, a special committee of AutoWeb?s Board of Directors has sought out and carefully considered a ran |
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| July 25, 2022 |
Exhibit 99.4 Script for AutoWeb All Team Meeting Jared: Good morning everyone, thank you for joining us. Many of you may already be aware that we reached an important milestone in our efforts to identify the best next steps for AutoWeb. As you?ll remember, in May, AutoWeb disclosed substantial doubt about its ability to continue as a going concern and announced the formation of a special committee |
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| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 21, 2022 |
Exhibit 3.1 Amendment No. 3 to Seventh Amended and Restated Bylaws of AutoWeb, Inc. (a Delaware corporation) Article III, Section 3.02 of the Seventh Amended and Restated Bylaws of the Corporation is hereby amended in its entirety to read as set forth below: ?Section 3.02 NUMBER. The authorized number of directors of the Corporation shall be six (6) members until changed by an amendment of this Se |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| June 1, 2022 |
FOURTH AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT Exhibit 10.1 FOURTH AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT This FOURTH AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT (this ?Amendment?), dated as of May 26, 2022 (the ?Amendment Date?), is entered into by and among AUTOWEB, INC., a Delaware corporation (the ?Borrower?), THE OTHER OBLIGORS PARTY HERETO, THE LENDERS PARTY HERETO, and CIT NORTHBRIDGE CREDIT LLC, a Delaware limited |
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| June 1, 2022 |
Exhibit 3.1 Amendment No. 2 to Seventh Amended and Restated Bylaws of AutoWeb, Inc. (a Delaware corporation) Effective upon expiration of the term of the Board of Directors? Class III Directors upon commencement of the 2022 Annual Meeting of Stockholders of AutoWeb, Inc. (?Corporation?), Article III, Section 3.02 of the Seventh Amended and Restated Bylaws of the Corporation is hereby amended in it |
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| May 24, 2022 |
Amended and Restated Tax Benefit Preservation Plan Exemption Agreement Exhibit 2 Amended and Restated Tax Benefit Preservation Plan Exemption Agreement This Amended and Restated Tax Benefit Preservation Plan Exemption Agreement (?Agreement?) is made and entered into on and as of May 19, 2022 (?Effective Date?), by and between AutoWeb, Inc. |
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| May 24, 2022 |
AUTO / Autoweb Inc / GLOBAL VALUE INVESTMENT CORP. - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)* AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Global Value Investme |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 23, 2022 |
EX-10.1 2 ex379097.htm EXHIBIT 10.1 Exhibit 10.1 Amended and Restated Tax Benefit Preservation Plan Exemption Agreement This Amended and Restated Tax Benefit Preservation Plan Exemption Agreement (“Agreement”) is made and entered into on and as of May 19, 2022 (“Effective Date”), by and between AutoWeb, Inc., a Delaware corporation (“Company”), and each of the Requesting Persons (as such term is d |
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| May 23, 2022 |
Exhibit 10.2 Irrevocable Proxy The undersigned (?Requesting Person?) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a ?Proxyholder,? and collectively, the ?Proxyholders?) of AutoWeb, Inc, a Delaware corporation (?Company?), and each of them individually, the agents, attorneys-in-fact and proxies of the unders |
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| May 18, 2022 |
AutoWeb, Inc. Q1 2022 Earnings Call Transcript Call Participants Exhibit 99.2 AutoWeb, Inc. Q1 2022 Earnings Call Transcript Call Participants EXECUTIVES Carlton D. Hamer Executive VP & CFO Jared R. Rowe CEO, President & Director ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Eric Martinuzzi Lake Street Capital Markets, LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division ATTENDEES Cody |
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| May 18, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 18, 2022 |
Exhibit 99.1 AutoWeb Reports First Quarter 2022 Results - Macroeconomic Headwinds Persist, Announces Special Committee of the Board of Directors to Explore Strategic Alternatives for the Company - TAMPA, Fla. ? May 16, 2022 ? AutoWeb, Inc. (Nasdaq: AUTO), an automotive matchmaking platform connecting in-market car shoppers to their preferred vehicle transactions, is reporting financial results for |
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| May 18, 2022 |
AUTO / Autoweb Inc / Negari Daniel Moshe - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)1 AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) DANIEL M. NEGARI 2121 E |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exact na |
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| April 25, 2022 |
AUTO / Autoweb Inc / Negari Daniel Moshe - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)1 AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Daniel M. Negari 2121 E |
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| April 25, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of common stock, $0.001 par value, of AutoWeb, Inc., a Delaware corporation. This Joint Fili |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 21, 2022 |
Exhibit 3.1 Amendment No. 1 to Seventh Amended and Restated Bylaws of AutoWeb, Inc. (a Delaware corporation) Effective upon expiration of the term of the Board of Directors? Class III Directors upon commencement of the 2022 Annual Meeting of Stockholders of AutoWeb, Inc. (?Corporation?), Article III, Section 3.02 of the Seventh Amended and Restated Bylaws of the Corporation is hereby amended in it |
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| March 28, 2022 |
AutoWeb, Inc. Q4 and FY 2021 Earnings Call Transcript EX-99.2 3 ex351245.htm EXHIBIT 99.2 Exhibit 99.2 AutoWeb, Inc. Q4 and FY 2021 Earnings Call Transcript Call Participants EXECUTIVES Carlton D. Hamer Executive VP & CFO Jared R. Rowe CEO, President & Director ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division Maxwell Scott Michaelis Lake Street Cap |
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| March 28, 2022 |
Exhibit 99.1 AutoWeb Reports Fourth Quarter and Full Year 2021 Results - 2021 Marked Continued Progress with Transformation Strategy Amidst Challenging Macro-Economic Conditions - - Efforts to Scale Vehicle Acquisition Business in 2022 Remains a Priority - TAMPA, Fla. ? Mar. 24, 2022 ? AutoWeb, Inc. (Nasdaq: AUTO), an automotive matchmaking platform connecting in-market car shoppers to their prefe |
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| March 28, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 24, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 24, 2022 |
AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT Exhibit 10.14 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (?Agreement?) entered into effective as of January 10, 2022 (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Carlton D. Hamer (?Employee?). Background AutoWeb has determined that it is in its best interests to provide Employee with certain severance benefits to e |
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| March 24, 2022 |
AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) Exhibit 10.13 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| March 24, 2022 |
SUBSIDIARIES OF AUTOWEB, INC. As of December 31, 2021 EX-21.1 11 ex350339.htm EXHIBIT 21.1 Exhibit 21.1 SUBSIDIARIES OF AUTOWEB, INC. As of December 31, 2021 Subsidiary Jurisdiction Autobytel, Inc. Delaware AW GUA USA, Inc. Delaware Car.com, Inc. Delaware Tradein Expert, Inc. Delaware AW GUA, Sociedad de Responsabilidad Limitada Guatemala |
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| March 24, 2022 |
AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) Exhibit 10.19 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| March 24, 2022 |
Exhibit 10.18 AutoWeb, Inc. 400 North Ashley Dr., Suite 300 Tampa, FL 33602 Phone: (949) 225-4500 www.autoweb.com Sara Partin SVP, Chief People Officer Direct Line: 949.862.3069 [email protected] December 13, 2021 Scott Edwards [PERSONAL ADDRESS REDACTED] Re: Offer of Employment Dear Scott: This letter confirms the terms and conditions upon which AutoWeb, Inc., a Delaware corporation (?Compa |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34761 AutoWeb, Inc. (Ex |
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| March 24, 2022 |
AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT Exhibit 10.20 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (?Agreement?) is entered into effective as of February 7, 2022 (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Scott L. Edwards (?Employee? or ?You?). Background Employee commenced employment with the Company as the Company?s Senior Vice President, Digital Marke |
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| March 24, 2022 |
AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT Exhibit 10.22 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (?Agreement?) is entered into effective as of February 3, 2022 (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Brett L. Nanigian (?Employee? or ?You?). Background Employee commenced employment with the Company effective as of April 17, 2019 (?Employment Commence |
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| March 24, 2022 |
Exhibit 10.21 AutoWeb, Inc. 18872 MacArthur Blvd., Suite 200 Irvine, CA 92612-1400 Phone: (949) 225-4500 Sara Partin SVP, Chief People Officer Direct Line: 949.862.3069 [email protected] April 2, 2019 Brett Nanigian [PERSONAL ADDRESS REDACTED] Re: Offer of Employment Dear Brett: This letter confirms the terms and conditions upon which AutoWeb, Inc., a Delaware corporation (?Company?) is offe |
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| March 24, 2022 |
DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary description of the securities of AutoWeb, Inc., a Delaware corporation (?Company? or ?AutoWeb?), is not complete and is qualified in its entirety by reference to, and should be read in conjunction with, the Company?s Seventh Restated Certificate of Incorporation (?Ce |
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| March 24, 2022 |
VANCE JACKSON SERVICE CENTER LEASE AGREEMENT Exhibit 10.28 VANCE JACKSON SERVICE CENTER LEASE AGREEMENT THIS LEASE AGREEMENT is made and entered into between Hooten Non Exempt Family Trust B, hereafter referred to as "Lessor" and Tradein Expert, Inc., a Delaware corporation hereafter referred to as "Lessee": WITNESSETH: 1. LEASED PREMISES: In consideration of the rents, terms, provisions and covenants of this Lease Agreement, Lessor hereby l |
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| February 4, 2022 |
AUTO / Autoweb Inc / PITON CAPITAL PARTNERS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) AUTOWEB, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 05335B100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| January 7, 2022 |
Exhibit 99.1 AutoWeb Appoints Carlton Hamer as Executive Vice President, Chief Financial Officer and Josh Barsetti as Vice President, Controller & Principal Accounting Officer New Finance Executives to Enhance Operational Performance Opportunities as Company Continues on its Strategic Growth Plans TAMPA, Fla., Jan. 7, 2022 ? AutoWeb, Inc. (Nasdaq: AUTO), an automotive matchmaking platform connecti |
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| January 7, 2022 |
Exhibit 10.2 AutoWeb, Inc. 400 North Ashley Dr., Suite 300 Tampa, FL 33602 Phone: (949) 225-4500 www.autoweb.com Sara Partin SVP, Chief People Officer Direct Line: 949.862.3069 [email protected] December 21, 2021 Josh Barsetti [PERSONAL RESIDENCE ADDRESS REDACTED] Re: Offer of Employment Dear Josh: This letter confirms the terms and conditions upon which AutoWeb, Inc., a Delaware corporation |
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| January 7, 2022 |
Exhibit 10.1 AutoWeb, Inc. 400 North Ashley Dr., Suite 300 Tampa, FL 33602 Phone: (949) 225-4500 www.autoweb.com Sara Partin SVP, Chief People Officer Direct Line: 949.862.3069 [email protected] January 4, 2022 Carlton Hamer [PERSONAL RESIDENCE ADDRESS REDACTED] Re: Offer of Employment Dear Carlton: This letter confirms the terms and conditions upon which AutoWeb, Inc., a Delaware corporatio |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 3, 2022 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 8, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 8, 2021 |
AutoWeb, Inc. Q3 2021 Earnings Call Transcript EX-99.2 3 ex303490.htm EXHIBIT 99.2 Exhibit 99.2 AutoWeb, Inc. Q3 2021 Earnings Call Transcript Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Michael A. Sadowski Executive VP & CFO ANALYSTS Aman Gulani B. Riley Securities, Inc. Bruce Goldfarb Lake Street Capital Markets, LLC, Research Division Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Gary Frank Prest |
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| November 8, 2021 |
EX-99.1 2 ex303023.htm EXHIBIT 99.1 Exhibit 99.1 AutoWeb Reports Third Quarter 2021 Results - Continued Core Platform Enhancements and Customer Acquisition Efficiencies Form Strong Foundation for Scaling Used Vehicle Acquisition Business - TAMPA, Fla. – November 4, 2021 – AutoWeb, Inc. (Nasdaq: AUTO), a matchmaking platform connecting in-market vehicle shoppers to their preferred vehicle transacti |
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| November 4, 2021 |
Exhibit 10.2 JOINDER UNDER LOAN, SECURITY AND GUARANTEE AGREEMENT AND PLEDGE AGREEMENT SUPPLEMENT This JOINDER UNDER LOAN, SECURITY AND GUARANTEE AGREEMENT AND PLEDGE AGREEMENT SUPPLEMENT (this ?Agreement?), dated as of August 12, 2021 (the ?Agreement Date?), is entered into by and among AUTOWEB, INC., a Delaware corporation (the ?Borrower?), TRADEIN EXPERT, INC., a Delaware corporation (?Tradein |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exac |
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| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| September 15, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 13, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numb |
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| September 15, 2021 |
EXHIBIT 10.1 THIRD AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT This THIRD AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT (this ?Amendment?), dated as of September 13, 2021 (the ?Amendment Date?), is entered into by and among AUTOWEB, INC., a Delaware corporation (the ?Borrower?), THE OTHER OBLIGORS PARTY HERETO, THE LENDERS PARTY HERETO, and CIT NORTHBRIDGE CREDIT LLC, a Delaware limi |
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| September 2, 2021 |
S-8 POS 1 s8possep2021.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identificat |
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| August 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 10, 2021 |
Transcript of AutoWeb, Inc.’s Conference Call EX-99.2 3 autoex992.htm TRANSCRIPT OF AUTOWEB, INC.'S CONFERENCE CALL DATED AUGUST 5, 2021 EXHIBIT 99.2 Transcript of AutoWeb, Inc.’s Conference Call Operator Good morning and thank you for participating in today’s conference call to discuss AutoWeb’s Financial Results for the Second Quarter Ended June 30, 2021. Joining us today are AutoWeb’s President and CEO, Jared Rowe; the company’s CFO, Micha |
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| August 10, 2021 |
EX-99.1 2 autoex991.htm PRESS RELEASE DATED AUGUST 5, 2021 EXHIBIT 99.1 AutoWeb Reports Second Quarter 2021 Results - Platform Optimization and Sustained Traffic Acquisition Efficiencies Drive Revenue and Profitability Improvements - - Acquisition of CarZeus Assets Adds to Company’s Retail-Ready Components and Additional Runway for Revenue Growth - TAMPA, Fla. – August 5, 2021 – AutoWeb, Inc. (Nas |
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| August 9, 2021 |
AUTO / Autoweb Inc / GLOBAL VALUE INVESTMENT CORP. - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)* AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Global Value Investment |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exact nam |
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| August 2, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO AND CONSENT UNDER LOAN, SECURITY AND GUARANTEE AGREEMENT This SECOND AMENDMENT TO AND CONSENT UNDER LOAN, SECURITY AND GUARANTEE AGREEMENT (this ?Amendment?), dated as of July 30, 2021 (the ?Amendment Date?), is entered into by and among AUTOWEB, INC., a Delaware corporation (the ?Borrower?), THE OTHER OBLIGORS PARTY HERETO, THE LENDERS PARTY HERETO, and CIT NORTHB |
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| August 2, 2021 |
Exhibit 2.1 Certain attachments to this Exhibit 2.1 have been omitted pursuant to Item 601(a)(5) of Regulation S-K because the information contained therein is not material and is not otherwise publicly disclosed. AutoWeb, Inc. will furnish supplementally copies of such attachments to the SEC or its staff upon request. ASSET PURCHASE AGREEMENT by and among AutoWeb, Inc., Tradein Expert, Inc., Car |
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| August 2, 2021 |
Completion of Acquisition or Disposition of Assets 8-K 1 auto8kjuly302021.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of |
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| August 2, 2021 |
EX-99 4 ex99-1.htm PRESS RELEASE Exhibit 99.1 AutoWeb Acquires Assets of Vehicle Acquisition Company CarZeus to Expand Matchmaking Capabilities Transaction Extends Company Further into Used Cars, Increasing TAM ● Acquisition of Assets a $400K All-cash Purchase from McCombs Family Partners and Founder ● Company Intends to Leverage its Efficient Traffic Acquisition Capabilities, Management Experienc |
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| June 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 24, 2021 |
Tax Benefit Preservation Plan Exemption Agreement Exhibit 2 Tax Benefit Preservation Plan Exemption Agreement This Tax Benefit Preservation Plan Exemption Agreement (?Agreement?) is made and entered into on and as of May 12, 2021 (?Effective Date?), by and between AutoWeb, Inc. |
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| May 24, 2021 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )* AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Global Value Inve |
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| May 24, 2021 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0. |
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| May 17, 2021 |
EX-10 3 ex10-2.htm IRREVOCABLE PROXY Exhibit 10.2 Irrevocable Proxy The undersigned (“Requesting Person”) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a “Proxyholder,” and collectively, the “Proxyholders”) of AutoWeb, Inc, a Delaware corporation (“Company”), and each of them individually, the agents, attorn |
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| May 17, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 17, 2021 |
Exhibit 10.1 Tax Benefit Preservation Plan Exemption Agreement This Tax Benefit Preservation Plan Exemption Agreement (?Agreement?) is made and entered into on and as of May 12, 2021 (?Effective Date?), by and between AutoWeb, Inc., a Delaware corporation (?Company?), and each of the Requesting Persons (as such term is defined below). Background Facts Effective as of May 26, 2010, the Company adop |
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| May 11, 2021 |
Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Michael A. Sadowski Executive VP & CFO ANALYSTS Bruce Goldfarb Lake Street Capital Markets, LLC, Research Division Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Michael Joshua Nichols B. Riley Securities, Inc., Research Division ATTENDEES Cody Cree Gateway Group, Inc. Presentation Operator Good mo |
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| May 11, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 11, 2021 |
Exhibit 99.1 CORRECTION - AutoWeb Reports First Quarter 2021 Results - Traffic Acquisition Efficiencies and Platform Improvements Drive Strong Margin Expansion and Operational Momentum - TAMPA, Fla., May 06, 2021 (GLOBE NEWSWIRE) - In a release issued under the same headline earlier today by AutoWeb, Inc. (Nasdaq: AUTO) please note that there were incorrect figures in the Statements of Cash Flows |
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| May 6, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exac |
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| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 16, 2021 |
EX-99.2 3 ex99-2.htm TRANSCRIPT Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Michael A. Sadowski Executive VP & CFO ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division Jacob Stephan Lake Street Capital Michael Joshua Nichols B. Riley Securities, Inc., Research D |
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| March 16, 2021 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 AutoWeb Reports Fourth Quarter and Full Year 2020 Results - Continued Focus on Effective Traffic Acquisition and Operational Efficiencies Drive Highest Level of Q4 Gross Profit and Margin Since 2017; Strong Foundation in Place for 2021 - TAMPA, Fla. – Mar. 11, 2021 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital |
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| March 16, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 11, 2021 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Suite 300 Tamp |
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| March 11, 2021 |
AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) Exhibit 10.14 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| March 11, 2021 |
DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary description of the securities of AutoWeb, Inc., a Delaware corporation (?Company? or ?AutoWeb?), is not complete and is qualified in its entirety by reference to, and should be read in conjunction with, the Company?s Seventh Restated Certificate of Incorporation (?Ce |
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| March 11, 2021 |
Exhibit 10.9 AUTOWEB, INC. THIRD AMENDED AND RESTATED SEVERANCE BENEFITS AGREEMENT This Third Amended and Restated Severance Benefits Agreement (?Agreement?) entered into effective as of March 3, 2021, (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Glenn E. Fuller (?Employee?). Background AutoWeb has determined that it is in its best interests to enc |
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| March 11, 2021 |
Exhibit 21.1 SUBSIDIARIES OF AUTOWEB, INC. Subsidiary Name Jurisdiction of Incorporation Autobytel, Inc. Delaware AW GUA USA, Inc. Delaware Car.com, Inc. Delaware AW GUA, Sociedad de Responsabilidad Limitada Guatemala |
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| March 11, 2021 |
Exhibit 10.18 AUTOWEB, INC. AMENDED AND RESTATED SEVERANCE BENEFITS AGREEMENT This Amended and Restated Severance Benefits Agreement (?Agreement?) entered into effective as of March 3, 2021, (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Sara E. Partin (?Employee?). Background AutoWeb has determined that it is in its best interests to encourage Emplo |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34761 AutoWeb, Inc. (Ex |
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| March 4, 2021 |
EX-10.2 3 ex10-2.htm AMENDED AND RESTATED SEVERANCE BENEFITS AGREEMENT BETWEEN DANIEL R. INGLE AND AUTOWEB, INC. DATED MARCH 3, 2021. Exhibit 10.2 AUTOWEB, INC. AMENDED AND RESTATED SEVERANCE BENEFITS AGREEMENT This Amended and Restated Severance Benefits Agreement (“Agreement”) entered into effective as of March 3, 2021, (“Effective Date”) between AutoWeb, Inc., a Delaware corporation (“AutoWeb” |
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| March 4, 2021 |
8-K 1 auto8kfeb262021.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction |
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| March 4, 2021 |
Exhibit 10.1 AUTOWEB, INC. AMENDED AND RESTATED SEVERANCE BENEFITS AGREEMENT This Amended and Restated Severance Benefits Agreement (?Agreement?) entered into effective as of March 3, 2021, (?Effective Date?) between AutoWeb, Inc., a Delaware corporation (?AutoWeb? or ?Company?), and Michael A. Sadowski (?Employee?). Background AutoWeb has determined that it is in its best interests to encourage E |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) AUTOWEB, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 05335B100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 13, 2021 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 19, 2020 |
Exhibit 99.1 AutoWeb Appoints Michael Sadowski to Chief Financial Officer Former Cox Automotive Executive to Lead Finance Organization Through AutoWeb’s Next Phase of Growth TAMPA, Fla., Nov. 19, 2020 — AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, has appointed Michael Sadowski as executive vice president |
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| November 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 19, 2020 |
Exhibit 10.1 AutoWeb, Inc. 400 North Ashley Dr., Suite 300 Tampa, FL 33602 Phone: (949) 225-4500 www.autoweb.com Sara Partin SVP, Chief People Officer Direct Line: 949.862.3069 [email protected] November 16, 2020 Michael Sadowski [PERSONAL RESIDENCE ADDRESS REDACTED] Re: Offer of Employment Dear Michael: This letter confirms the terms and conditions upon which AutoWeb, Inc., a Delaware corpo |
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| November 10, 2020 |
Exhibit 99.1 AutoWeb Reports Third Quarter 2020 Results - Sustained Operational Improvements Drive Continued Performance Across Key Financial Metrics - TAMPA, Fla. ? Nov. 5, 2020 ? AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the third quarter ended September 30, 2020. ? |
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| November 10, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 10, 2020 |
Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Joseph Patrick Hannan Executive VP & CFO ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Eric Martinuzzi Lake Street Capital Markets, LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division Lee T. Krowl B. Riley Securities, Inc., Research Divisio |
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| November 9, 2020 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 As filed with the Securities and Exchange Commission on November 9, 2020 Registration No. |
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| November 9, 2020 |
6410 Oak Canyon, Suite 250 Irvine, CA 92618 Phone: (949) 225-4500 www.autoweb.com Glenn E. Fuller Executive Vice President, Chief Legal Officer and Secretary Direct Line: 949.862.1392 Facsimile: 949.608.3614 [email protected] Via Edgar and Electronic Mail November 9, 2020 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Ja |
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| November 5, 2020 |
As filed with the Securities and Exchange Commission on November 5, 2020 Registration No. |
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| November 5, 2020 |
Exhibit 4.8 AUTOWEB, INC. And , as Warrant Agent Form Of Preferred Stock Warrant Agreement Dated As Of AUTOWEB, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [●], between AUTOWEB, INC., a Delaware corporation (the "Company") and [●], a [corporation] [national banking association] organized and existing under the laws of [●] an |
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| November 5, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. ( |
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| November 5, 2020 |
Exhibit 4.7 AUTOWEB, INC. and , as Warrant Agent Form of Debt Securities Warrant Agreement Dated As Of AUTOWEB, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this "Agreement"), dated as of [●], between AUTOWEB, INC., a Delaware corporation (the "Company") and [●], a [corporation] [national banking association] organized and existing under the laws of [●] an |
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| November 5, 2020 |
Exhibit 4.5 AUTOWEB, INC. AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF AUTOWEB, INC. FORM OF COMMON STOCK WARRANT AGREEMENT THIS COMMON STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [●], between AUTOWEB, INC., a Delaware corporation (the "Company"), and [●], a [corporation] [national banking association] organized and existing under the laws of [●], and havin |
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| November 5, 2020 |
AutoWeb, Inc., Dated as of [●], 20__ Debt Securities Table of Contents Exhibit 4.1 AutoWeb, Inc., Issuer and [Trustee], Trustee Indenture Dated as of [●], 20 Debt Securities Table of Contents ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities. 4 Section 2.02 Form of Securities and Trustee’s Certificate. 7 Section 2.03 De |
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| November 5, 2020 |
Exhibit 4.6 AUTOWEB, INC. And , as Warrant Agent Form Of Preferred Stock Warrant Agreement Dated As Of AUTOWEB, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [●], between AUTOWEB, INC., a Delaware corporation (the "Company") and [●], a [corporation] [national banking association] organized and existing under the laws of [●] an |
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| August 7, 2020 |
Exhibit 99.1 AutoWeb Reports Second Quarter 2020 Results Gross Profit up 11% to $6.0 Million; Generated Strongest Level of Gross Margin since 2016 Cost Controls and Operating Efficiencies Continue to Improve Profitability TAMPA, FL. – August 5, 2020 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is report |
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| August 7, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 7, 2020 |
Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Joseph Patrick Hannan Executive VP & CFO ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division Lee T. Krowl B. Riley FBR, Inc., Research Division ATTENDEES Sean Mansouri Gateway Group, Inc. -1- Presentation Operator Goo |
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| August 5, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exact nam |
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| June 23, 2020 |
Exhibit 3.1 STATE OF DELAWARE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AUTOWEB, INC. AutoWeb, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (“Corporation”), hereby certifies that: 1. The present name of the Corporation is AutoWeb, Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of |
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| June 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 18, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 19, 2020 |
Exhibit 10.1 FIRST AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT This FIRST AMENDMENT TO LOAN, SECURITY AND GUARANTEE AGREEMENT (this “Amendment”), dated as of May 18, 2020 (the “Amendment Date”), is entered into by and among AUTOWEB, INC., a Delaware corporation, (the “Borrower”), THE OTHER OBLIGORS PARTY HERETO, THE LENDERS PARTY HERETO, and CIT NORTHBRIDGE CREDIT LLC, a Delaware limited l |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| May 11, 2020 |
AutoWeb Reports First Quarter 2020 Results Exhibit 99.1 AutoWeb Reports First Quarter 2020 Results TAMPA, Fla., – May 7, 2020 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the first quarter ended March 31, 2020. First Quarter 2020 Financial Summary ($ in millions, excl. per share items) Q1 2020 Q4 2019 Q1 2019 T |
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| May 11, 2020 |
Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Joseph Patrick Hannan Executive VP & CFO ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division James Philip Geygan Global Value Investment Corp Lee T. Krowl B. Riley FBR, Inc., Research Division Presentation Operator Go |
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| May 11, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 7, 2020 |
EX-10 6 ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 April 1, 2020 To: Sara Partin From: Jared Rowe, President and CEO Date: April 1, 2020 Re: Temporary Monthly Base Salary Reduction Program (“Salary Reduction Program”) In light of the financial impact of the corona virus pandemic on AutoWeb, Inc. (“Company”), the Company and you have agreed to a temporary reduction in your base monthly salary as follows: |
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| May 7, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. (Exac |
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| May 7, 2020 |
Exhibit 10.6 April 1, 2020 To: Glenn Fuller From: Sara Partin, Senior Vice President, Chief People Officer Date: April 1, 2020 Re: Temporary Monthly Base Salary Reduction Program (“Salary Reduction Program”) In light of the financial impact of the corona virus pandemic on AutoWeb, Inc. (“Company”), the Company and you have agreed to a temporary reduction in your base monthly salary as follows: 1. |
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| May 7, 2020 |
EX-10 5 ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 April 1, 2020 To: Joseph P. Hannan From: Sara Partin, Senior Vice President, Chief People Officer Date: April 1, 2020 Re: Temporary Monthly Base Salary Reduction Program (“Salary Reduction Program”) In light of the financial impact of the corona virus pandemic on AutoWeb, Inc. (“Company”), the Company and you have agreed to a temporary reduction in your |
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| May 7, 2020 |
Exhibit 10.4 April 1, 2020 To: Jared Rowe From: Sara Partin, Senior Vice President, Chief People Officer Date: April 1, 2020 Re: Temporary Monthly Base Salary Reduction Program (“Compensation Reduction Program”) In light of the financial impact of the corona virus pandemic on AutoWeb, Inc. (“Company”), the Company and you have agreed to a temporary reduction in your base monthly salary and your Tr |
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| May 7, 2020 |
Exhibit 10.5 April 1, 2020 To: Dan Ingle From: Sara Partin, Senior Vice President, Chief People Officer Date: April 1, 2020 Re: Temporary Monthly Base Salary Reduction Program (“Salary Reduction Program”) In light of the financial impact of the corona virus pandemic on AutoWeb, Inc. (“Company”), the Company and you have agreed to a temporary reduction in your base monthly salary as follows: 1. Red |
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| April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 17, 2020 |
Exhibit 10.1 Paycheck Protection Program Term Note $1,383,990.00 April 16, 2020 FOR VALUE RECEIVED, AUTOWEB, INC. (the “Borrower”), with an address at 18872 MACARTHUR BOULEVARD SUITE 200, IRVINE, CALIFORNIA 92612-1427, promises to pay to the order of PNC BANK, NATIONAL ASSOCIATION (the “Bank”), in lawful money of the United States of America in immediately available funds at its offices located at |
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| April 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 17, 2020 |
AutoWeb Secures $1.4 Million Loan Through the CARES Act Paycheck Protection Program Exhibit 99.1 AutoWeb Secures $1.4 Million Loan Through the CARES Act Paycheck Protection Program TAMPA, FL – April 17, 2020 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing advertising solutions for automotive dealers and OEMs, has received funding under a Paycheck Protection Program Term Note (PNC Note) with PNC Bank (PNC). This was completed through the Paycheck Prot |
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| April 10, 2020 |
AUTO / AutoWeb, Inc. PRE 14A - - PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 6, 2020 |
Exhibit 99.1 AutoWeb Implements Cost Reductions in Response to COVID-19, Including Voluntary Executive Salary Reductions Cost Reductions Expected to Save $1.6 Million in 2020 TAMPA, FL – April 6, 2020 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing advertising solutions for automotive dealers and OEMs, has implemented a series of cost actions in response to COVID-19, |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| April 2, 2020 |
Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 2, 2020 |
Exhibit 4.1 AMENDMENT NO. 3 TO TAX BENEFIT PRESERVATION PLAN This Amendment No. 3 to Tax Benefit Preservation Plan (“Amendment”) is entered into between AutoWeb, Inc. (formerly known as Autobytel Inc.), a Delaware corporation (“Company”), and Computershare Trust Company, N.A., as rights agent (“Rights Agent”) effective as of March 31, 2020. Background The Company and the Rights Agent are parties t |
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| March 31, 2020 |
Exhibit 99.2 Call Participants EXECUTIVES Jared R. Rowe CEO, President & Director Joseph Patrick Hannan Executive VP & CFO ANALYSTS Edward Moon Woo Ascendiant Capital Markets LLC, Research Division Eric Martinuzzi Lake Street Capital Markets, LLC, Research Division Gary Frank Prestopino Barrington Research Associates, Inc., Research Division James Philip Geygan Global Value Investment Corp Lee T. |
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| March 31, 2020 |
AutoWeb Reports Fourth Quarter and Full Year 2019 Results EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 AutoWeb Reports Fourth Quarter and Full Year 2019 Results TAMPA, FL – March 27, 2020 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the fourth quarter and full year ended December 31, 2019. Fourth Quarter 2019 Financial Sum |
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| March 31, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 27, 2020 |
Exhibit 21.1 SUBSIDIARIES OF AUTOWEB, INC. Subsidiary Name Jurisdiction of Incorporation Autobytel, Inc. Delaware AW GUA USA, Inc. Delaware Car.com, Inc. Delaware AW GUA, Sociedad de Responsabilidad Limitada Guatemala |
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| March 27, 2020 |
Exhibit 10.33 December 18, 2019 Mr. Alejandro Coronado Castro MERTECH, SOCIEDAD ANÓNIMA Address: 16 calle 9-23, zona 14 Ciudad de Guatemala Reference: Renewal of the Lease Agreement, Unit 1102-T2 Dear Mr. Coronado, On behalf of AW GUA, Limitada, we are contacting you as representative of MERTECH, Sociedad Anónima, in reference to the Lease Agreement executed under indenture number 10, authorized o |
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| March 27, 2020 |
DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary description of the securities of AutoWeb, Inc., a Delaware corporation (“Company” or “AutoWeb”), is not complete and is qualified in its entirety by reference to, and should be read in conjunction with, the Company’s Sixth Restated Certificate of Incorporation (“Cert |
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| March 27, 2020 |
AUTO / AutoWeb, Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34761 AutoWeb, Inc. (Ex |
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| March 27, 2020 |
Exhibit 10.32 December 18, 2019 Mr. Alejandro Coronado Castro MERTECH, SOCIEDAD ANÓNIMA Address: 16 calle 9-23, zona 14 Ciudad de Guatemala Reference: Renewal of the Lease Agreement, Unit 1101-T2 Dear Mr. Coronado, On behalf of AW GUA, Limitada, we are contacting you as representative of MERTECH, Sociedad Anónima, in reference to the Lease Agreement executed under indenture number 8, authorized on |
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| March 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 26, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 26, 2020 |
Exhibit 10.1 - LOAN, SECURITY AND GUARANTEE AGREEMENT Dated as of March 26, 2020 AUTOWEB, INC., as Borrower AUTOBYTEL, INC., AW GUA USA, INC., and CAR.COM, INC., as Guarantors CERTAIN FINANCIAL INSTITUTIONS, as Lenders CIT NORTHBRIDGE CREDIT LLC, as Agent CIT NORTHBRIDGE CREDIT LLC, as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1 Defi |
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| March 16, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 16, 2020 |
Exhibit 10.1 LEASE BETWEEN THE IRVINE COMPANY LLC AND AUTOWEB, INC -1- LEASE (Short Form) THIS LEASE is made as of March 11, 2020 , by and between THE IRVINE COMPANY LLC, a Delaware limited liability company, hereafter called “Landlord,” and AUTOWEB, INC, a Delaware corporation, hereafter called “Tenant.” ARTICLE 1. BASIC LEASE PROVISIONS Each reference in this Lease to the “Basic Lease Provisions |
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| February 11, 2020 |
AUTO / AutoWeb, Inc. / PITON CAPITAL PARTNERS LLC - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) AUTOWEB, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 05335B100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| January 31, 2020 |
AUTO / AutoWeb, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| January 31, 2020 |
AUTO / AutoWeb, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| January 31, 2020 |
AUTO / AutoWeb, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| January 31, 2020 |
AUTO / AutoWeb, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| January 31, 2020 |
AUTO / AutoWeb, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 400 North Ashley Drive, Su |
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| January 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 16, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| January 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2020 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 12, 2019 |
AutoWeb, Inc. (2019 Q3 Results) November 7, 2019 Exhibit 99.2 AutoWeb, Inc. (2019 Q3 Results) November 7, 2019 Corporate Speakers: Jared R. Rowe AutoWeb, Inc. - CEO, President & Director Joseph Patrick Hannan AutoWeb, Inc. - EVP & CFO Participants: Bruce Goldfarb Edward Moon Woo Ascendiant Capital Markets LLC, Research Division - Director of Research and Senior Research Analyst of Internet & Digital Media Gary Frank Prestopino Barrington Researc |
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| November 12, 2019 |
AutoWeb Reports Third Quarter 2019 Results Exhibit 99.1 AutoWeb Reports Third Quarter 2019 Results TAMPA, FL. – November 7, 2019 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the third quarter ended September 30, 2019. Third Quarter 2019 Financial Summary ● Total revenues were $28.6 million compared to $27.1 mil |
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| November 12, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 7, 2019 |
AUTO / AutoWeb, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-34761 AutoWeb, Inc. ( |
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| November 7, 2019 |
Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (“Amendment”) is made and entered into as of August 26, 2019, by and between AutoWeb, Inc., a Delaware corporation (“Company”), and Jared R. Rowe (“Executive”). Background The Company and the Executive have entered into that certain Employment Agreement dated as of April 12, 2018 (“Employment Agreemen |
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| October 30, 2019 |
Exhibit 10.1 FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of October 29, 2019, is entered into by and among the Lenders signatory hereto, PNC BANK, NATIONAL ASSOCIATION, in its capacity as agent for the Lenders (in such capacity “Agent”), AUTOWEB, INC., a Delaware corporation (“AutoWeb”, and |
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| October 30, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 12, 2019 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 12, 2019 |
AutoWeb Reports Second Quarter 2019 Results Exhibit 99.1 AutoWeb Reports Second Quarter 2019 Results TAMPA, FL. – August 7, 2019 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the second quarter ended June 30, 2019. Second Quarter 2019 Financial Summary ● Total revenues were $27.1 million compared to $31.6 million |
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| August 12, 2019 |
AutoWeb, Inc. (2019 Q2 Results) August 7, 2019 Exhibit 99.2 AutoWeb, Inc. (2019 Q2 Results) August 7, 2019 Corporate Speakers: ● Sean Mansouri; AutoWeb; Outside Investor Relations Advisor ● Jared Rowe; AutoWeb; CEO and Director ● J.P. Hannan; AutoWeb; CFO Participants: ● Gary Prestopino; Barrington Research; CFA and Marketing Director ● Ed Woo; Ascendiant Capital Markets, LLC; Director and Analyst PRESENTATION Operator: Good afternoon everyone |
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| August 7, 2019 |
AUTO / AutoWeb, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 auto10qjune302019.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Com |
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| August 7, 2019 |
Exhibit 31.1 Certification of Principal Executive Officer Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jared R. Rowe, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of AutoWeb, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material |
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| June 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 13, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 13, 2019 |
AutoWeb Reports First Quarter 2019 Results Exhibit 99.1 AutoWeb Reports First Quarter 2019 Results IRVINE, Calif. – May 9, 2019 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the first quarter ended March 31, 2019. First Quarter 2019 Financial Summary ● Total revenues were $31.6 million compared to $32.3 million |
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| May 13, 2019 |
AUTOWEB, INC. Moderator: Sean Mansouri May 09, 2019 5:00 p.m. ET Exhibit 99.2 AUTOWEB, INC. Moderator: Sean Mansouri May 09, 2019 5:00 p.m. ET OPERATOR: Good afternoon, everyone, and thank you for participating in today’s conference call to discuss AutoWeb’s Financial Results for the First Quarter ending March 31, 2019. Joining us today are AutoWeb’s CEO, Jared Rowe; the company’s CFO, JP Hannan; and the company’s outside Investor Relations advisor, Sean Mansou |
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| May 9, 2019 |
AUTO / AutoWeb, Inc. 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 1-34761 AutoWeb, Inc. (Ex |
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| May 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 1, 2019 |
Exhibit 10.1 EXECUTION VERSION REVOLVING CREDIT AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS AGENT) THE LENDERS PARTY HERETO (AS LENDERS) WITH AUTOWEB, INC. AND EACH PERSON JOINED HERETO AS A BORROWER FROM TIME TO TIME (AS BORROWERS) AND CAR.COM, INC. AUTOBYTEL, INC. AW GUA USA, INC. AND EACH PERSON JOINED HERETO AS A GUARANTOR FROM TIME TO TIME (AS GUARANTORS) APRIL 30, 2019 TABLE OF |
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| May 1, 2019 |
AutoWeb Enters Into New $25 Million Revolving Credit Facility with PNC Bank Exhibit 99.1 AutoWeb Enters Into New $25 Million Revolving Credit Facility with PNC Bank IRVINE, Calif. – May 1, 2019 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, has entered into a new three-year, $25 million secured revolving credit facility with PNC Bank. “This new credit facility speaks to the confi |
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| April 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 12, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| March 12, 2019 |
Exhibit 99.2 AutoWeb, Inc. Moderator: Sean Mansouri 03-07-19/5:00 p.m. ET Confirmation # 6986797 Page 1 AutoWeb, Inc. Moderator: Sean Mansouri March 07, 2019 5:00 p.m. ET OPERATOR: This is Conference # 6986797 Operator: Good afternoon, everyone, and thank you for participating in today's conference call to discuss AutoWeb's financial results for the fourth quarter and full year ended December 31, |
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| March 12, 2019 |
AutoWeb Reports Fourth Quarter and Full Year 2018 Results Exhibit 99.1 AutoWeb Reports Fourth Quarter and Full Year 2018 Results IRVINE, Calif. – March 7, 2019 – AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing digital advertising solutions for automotive dealers and OEMs, is reporting financial results for the fourth quarter and full year ended December 31, 2018. Fourth Quarter 2018 Financial Summary ● Total revenues were $32. |
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| March 11, 2019 |
AUTO / AutoWeb, Inc. AMENDMENT NO. 1 TO FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34761 AutoWeb, |
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| March 7, 2019 |
Exhibit 10.30 Sara Partin Senior Vice President, Chief Human Resources Officer Direct Line: 949.862.3069 [email protected] AutoWeb, Inc. 18872 MacArthur Blvd., Suite 200Irvine, CA 92612-1400Phone: (949) 225-4500 www.autoweb.com November 28, 2018 Tim Branham [Personal Residence Address Redacted] Re: Offer of Employment Dear Mr. Branham: This letter confirms the terms and conditions upon which |
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| March 7, 2019 |
Exhibit 10.32 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (“Agreement”) entered into effective as of December 17, 2018, (“Effective Date”) between AutoWeb, Inc., a Delaware corporation (“AutoWeb” or “Company”), and Tim Branham (“Employee”). Background AutoWeb has determined that it is in its best interests to provide Employee with certain severance benefits to enco |
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| March 7, 2019 |
Exhibit 10.26 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (“Agreement”) entered into effective as of January 16, 2019, (“Effective Date”) between AutoWeb, Inc., a Delaware corporation (“AutoWeb” or “Company”), and Daniel R. Ingle (“Employee”). Background AutoWeb has determined that it is in its best interests to provide Employee with certain severance benefits to e |
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| March 7, 2019 |
Exhibit 10.25 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| March 7, 2019 |
Exhibit 21.1 SUBSIDIARIES OF AUTOWEB, INC. Subsidiary Name Jurisdiction of Incorporation Autobytel, Inc. (formerly AutoWeb, Inc.) Delaware AW GUA USA, Inc. Delaware Car.com, Inc. Delaware AW GUA, Sociedad de Responsabilidad Limitada Guatemala |
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| March 7, 2019 |
Separation and Release Agreement Exhibit 10.37 SEPARATION AND RELEASE AGREEMENT It is hereby agreed by and between you, Jeffrey H. Coats (for yourself, your spouse, family, agents and attorneys) (jointly, “You” or “Employee”), and AutoWeb,Inc., its predecessors, successors, affiliates, directors, employees, shareholders, fiduciaries, insurers, employees and agents (jointly, the “Company”), as follows: 1. Separation of Employment. |
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| March 7, 2019 |
Exhibit 10.20 AutoWeb, Inc. Human Resources Department 18872 MacArthur Blvd, Suite 200 Irvine, CA 92612-1400 Voice: (949) 225-4572 April 18, 2018 TO: Glenn Fuller FROM: Jared Rowe – President and CEO RE: Salary Increase It is a pleasure to inform you of an increase in your salary. Following is a summary of your salary increase. Position: EVP, Chief Legal and Administrative Officer and Secretary Ne |
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| March 7, 2019 |
Exhibit 10.31 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| March 7, 2019 |
AUTO / AutoWeb, Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34761 AutoWeb, Inc. (Ex |
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| March 4, 2019 |
AUTO / AutoWeb, Inc. / Negari Daniel Moshe Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) DANIEL M. NEGARI 2121 E |
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| February 11, 2019 |
AUTO / AutoWeb, Inc. / PITON CAPITAL PARTNERS LLC - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) AutoWeb, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05335B100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| January 16, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| January 16, 2019 |
AutoWeb Appoints Dan Ingle to Chief Operating Officer Exhibit 99.1 AutoWeb Appoints Dan Ingle to Chief Operating Officer IRVINE, Calif., January 16, 2019 — AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing advertising solutions for automotive dealers and OEMs, has appointed Dan Ingle to the newly created position of chief operating officer. Ingle brings more than two decades of automotive and technology related experience to |
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| January 16, 2019 |
Exhibit 10.1 Sara Partin Senior Vice President, Chief Human Resources Officer Direct Line: 949.862.3069 [email protected] AutoWeb, Inc. 18872 MacArthur Blvd., Suite 200 Irvine, CA 92612-1400 Phone: (949) 225-4500 www.autoweb.com November 26, 2018 Daniel Ingle [PERSONAL RESIDENCE ADDRESS REDACTED] Re: Offer of Employment Dear Mr. Ingle: This letter confirms the terms and conditions upon which |
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| January 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2019 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| December 17, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2018 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| December 17, 2018 |
EX-10.1 2 ex10-1.htm OFFER OF EMPLOYMENT BETWEEN JOSEPH P. HANNAN AND AUTOWEB, INC. DATED NOVEMBER 21, 2018 Exhibit 10.1 Sara Partin Senior Vice President, Chief Human Resources Officer Direct Line: 949.862.3069 [email protected] AutoWeb, Inc. 18872 MacArthur Blvd., Suite 200 Irvine, CA 92612-1400 Phone: (949) 225-4500 www.autoweb.com November 21, 2018 Joseph P. Hannan [Personal Residence Ad |
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| December 17, 2018 |
Exhibit 10.3 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (“Agreement”) entered into effective as of December 17, 2018, (“Effective Date”) between AutoWeb, Inc., a Delaware corporation (“AutoWeb” or “Company”), and Joseph P. Hannan (“Employee”). Background AutoWeb has determined that it is in its best interests to provide Employee with certain severance benefits to |
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| December 17, 2018 |
AutoWeb Strengthens Executive Team with Two Key New Hires Exhibit 99.1 AutoWeb Strengthens Executive Team with Two Key New Hires IRVINE, Calif., December 17, 2018 — AutoWeb, Inc. (Nasdaq: AUTO), a robust digital marketing platform providing advertising solutions for automotive dealers and OEMs, has appointed J.P. Hannan as executive vice president, chief financial officer and Tim Branham as senior vice president, chief technology officer effective Decemb |
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| December 17, 2018 |
Exhibit 10.2 AUTOWEB, INC. Inducement Stock Option Award Agreement (Non-Qualified Stock Options) THESE OPTIONS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND OTHER APPLICABLE STATE |
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| December 14, 2018 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of AutoWeb, Inc., a Delaware corporation. This Joint Fili |
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| December 14, 2018 |
AUTO / AutoWeb, Inc. / Negari Daniel Moshe - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 AutoWeb, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 05335B100 (CUSIP Number) Daniel M. Negari 2121 E. |
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| December 14, 2018 |
Tax Benefit Preservation Plan Exemption Agreement Exhibit 99.1 Tax Benefit Preservation Plan Exemption Agreement This Tax Benefit Preservation Plan Exemption Agreement (“Agreement”) is made and entered into on and as of November 30, 2018 (“Effective Date”), by and between AutoWeb, Inc., a Delaware corporation (“Company”), and each of the Requesting Persons (as such term is defined below). Background Facts Effective as of May 26, 2010, the Company |
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| November 30, 2018 |
Exhibit 10.4 Irrevocable Proxy The undersigned (“Requesting Person”) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a “Proxyholder,” and collectively, the “Proxyholders”) of AutoWeb, Inc, a Delaware corporation (“Company”), and each of them individually, the agents, attorneys-in-fact and proxies of the unders |
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| November 30, 2018 |
Exhibit 10.5 Irrevocable Proxy The undersigned (“Requesting Person”) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a “Proxyholder,” and collectively, the “Proxyholders”) of AutoWeb, Inc, a Delaware corporation (“Company”), and each of them individually, the agents, attorneys-in-fact and proxies of the unders |
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| November 30, 2018 |
Exhibit 10.3 Irrevocable Proxy The undersigned (“Requesting Person”) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a “Proxyholder,” and collectively, the “Proxyholders”) of AutoWeb, Inc, a Delaware corporation (“Company”), and each of them individually, the agents, attorneys-in-fact and proxies of the unders |
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| November 30, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2018 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 30, 2018 |
Exhibit 10.1 Tax Benefit Preservation Plan Exemption Agreement This Tax Benefit Preservation Plan Exemption Agreement (“Agreement”) is made and entered into on and as of November 30, 2018 (“Effective Date”), by and between AutoWeb, Inc., a Delaware corporation (“Company”), and each of the Requesting Persons (as such term is defined below). Background Facts Effective as of May 26, 2010, the Company |
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| November 30, 2018 |
Exhibit 10.2 Irrevocable Proxy The undersigned (“Requesting Person”) hereby irrevocably appoints and constitutes the Chief Executive Officer, Chief Financial Officer, and Chief Legal Officer (individually, a “Proxyholder,” and collectively, the “Proxyholders”) of AutoWeb, Inc, a Delaware corporation (“Company”), and each of them individually, the agents, attorneys-in-fact and proxies of the unders |
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| November 13, 2018 |
AutoWeb Reports Third Quarter 2018 Results Exhibit 99.1 AutoWeb Reports Third Quarter 2018 Results IRVINE, Calif., Nov. 08, 2018 (GLOBE NEWSWIRE) - AutoWeb, Inc. (Nasdaq: AUTO), a digital marketing solution provider for automotive dealers and OEMs, is reporting financial results for the third quarter ended September 30, 2018. Third Quarter 2018 Financial Summary ● Total revenues were $31.7 million compared to $29.3 million in Q2’18 and $36 |
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| November 13, 2018 |
AUTOWEB, INC. Moderator: Sean Mansouri November 8, 2018 5:00 p.m. ET Exhibit 99.2 AUTOWEB, INC. Moderator: Sean Mansouri November 8, 2018 5:00 p.m. ET OPERATOR: This is Conference # 9376169. Operator: Good afternoon, everyone, and thank you for participating in today’s conference call for us to discuss AutoWeb’s financial results for the third quarter ended September 30, 2018. Joining us today are AutoWeb’s CEO, Jared Rowe; the company’s interim CFO, Wes Ozima; and |
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| November 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 AutoWeb, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34761 33-0711569 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 8, 2018 |
Exhibit 10.4 AUTOWEB, INC. SEVERANCE BENEFITS AGREEMENT This Severance Benefits Agreement (“Agreement”) entered into effective as of October 22, 2018 (“Effective Date”) between AutoWeb, Inc., a Delaware corporation (“AutoWeb” or “Company”), and Sara Partin (“Employee”). Background AutoWeb has determined that it is in its best interests to provide Employee with certain severance benefits to encoura |
