Mga Batayang Estadistika
| LEI | 549300NZS2OZN6Q63A60 |
| CIK | 1418100 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Avaya Holdings Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 15, 2024 |
AVYA / Avaya Holdings Corp. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 AvayaHoldingsCorp.htm SCHEDULE 13G/A CUSIP No: 05351X101 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 0 6) S |
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| September 8, 2023 |
EXHIBIT 10.56 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Warrant Confirmations between JPMorgan Chase Bank, National Association, London Branch and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Warrant Confirmations (as defined below) is made as of July 12, 2022 between JPMorgan Chase Bank, National Assoc |
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| September 8, 2023 |
EXECUTION VERSION AMENDED AND RESTATED ABL CREDIT AGREEMENT Dated as of May 1, 2023 among AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 10.32 RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2022 OMNIBUS INDUCEMENT EQUITY PLAN * * * Participant: Alan Masarek Grant Date: [ ], 2022 Vesting Commencement Date: August 1, 2022 Grant Number: [XXX] Number of Restricted Stock Units (“RSUs”) Granted: 875,000 * * * This RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date spec |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 10.64 ***Certain information identified with brackets ([*****]) has been excluded from this exhibit because such information is both (i) not material and (ii) competitively harmful if publicly disclosed*** Exhibit 10.1 Schedule 1 to Agreement for Consulting Services - Interim CFO, dated November 4, 2022, between AP Services, LLC and Avaya Holdings Corp. Schedule 1 Fees and Expenses 1.Fees: |
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| September 8, 2023 |
EXECUTION VERSION SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION ABL CREDIT AGREEMENT Dated as of February 24, 2023 among AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 10.51 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Call Option Confirmations between Barclays Bank PLC and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Call Option Confirmations (as defined below) is made as of July 12, 2022 between Barclays Bank PLC (“Dealer”), through its agent Barclays Capital I |
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| September 8, 2023 |
Retention Bonus Letter Agreement, dated December 23, 2022, between Avaya Inc. and Shefali Shah EXHIBIT 10.3 Avaya Inc. One Penn Plaza, 16th Floor New York, NY 11019 Personal and Confidential By Email December 23, 2022 Shefali Shah Re: Retention Bonus Dear Shefali: On behalf of Avaya Inc. (the “Company”), I am pleased to offer you the opportunity to receive a one-time cash retention bonus in the amount of $1,200,000 (the “Retention Bonus”), if you agree to the terms and conditions contained |
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| September 8, 2023 |
EXHIBIT 10.1 ***Certain information identified with brackets ([*****]) has been excluded from this exhibit because such information is both (i) not material and (ii) competitively harmful if publicly disclosed*** Exhibit 10.1 Schedule 1 to Agreement for Consulting Services - Interim CFO, dated November 4, 2022, between AP Services, LLC and Avaya Holdings Corp. Schedule 1 Fees and Expenses 1.Fees: |
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| September 8, 2023 |
Execution Version TERM LOAN CREDIT AGREEMENT Dated as of May 1, 2023 among AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 10.33 PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2022 OMNIBUS INDUCEMENT EQUITY PLAN (Chief Executive Officer) * * * Participant: Alan Masarek Grant Date: [ ] Vesting Commencement Date: August 1, 2022 Grant Number: [xxxxx] Target Number of Performance Restricted Stock Units (“PRSUs”) Granted: 2,625,000 (the “Target PRSUs”) * * * This PERFORMANCE |
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| September 8, 2023 |
Avaya Holdings Corp. 2022 Omnibus Inducement Equity Plan EXHIBIT 10.31 AVAYA HOLDINGS CORP. 2022 OMNIBUS INDUCEMENT EQUITY PLAN ARTICLE I PURPOSE The purpose of this Avaya Holdings Corp. 2022 Omnibus Inducement Equity Plan is to assist the Company and its Subsidiaries in attracting select individuals who are expected to contribute to the Company’s success as employees by providing an inducement award that is material for such individuals to enter into e |
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| September 8, 2023 |
EXHIBIT 10.53 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Call Option Confirmations between JPMorgan Chase Bank, National Association, London Branch and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Call Option Confirmations (as defined below) is made as of July 12, 2022 between JPMorgan Chase Bank, Nation |
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| September 8, 2023 |
Executive Employment Agreement, dated July 28, 2022, between Alan B. Masarek and Avaya Inc. EXHIBIT 10.59 Avaya Inc. 2605 Meridian Parkway, Suite 200 Durham, NC 27713 July 28, 2022 BY EMAIL Mr. Alan Masarek Dear Alan: It gives me great pleasure to offer you the position of President and Chief Executive Officer of Avaya Inc. (“Avaya”) and Avaya Holdings Corp. (“Holdings”). In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the |
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| September 8, 2023 |
Third Amended and Restated Bylaws of Avaya Holdings Corp., dated as of May 1, 2023 EXHIBIT 3.3 THIRD AMENDED AND RESTATED BYLAWS OF AVAYA HOLDINGS CORP. ARTICLE I Offices SECTION 1.01.Registered Office. The registered office and registered agent of Avaya Holdings Corp. (the “Corporation”) in the State of Delaware shall be as set forth in the Certificate of Incorporation (as defined below). The Corporation may also have offices in such other places in the United States or elsewhe |
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| September 8, 2023 |
EXHIBIT 4.9 AVAYA INC., as Issuer AND AVAYA HOLDINGS CORP. AND THE OTHER GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO, as Guarantors AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, Exchange Agent and Notes Collateral Agent INDENTURE Dated as of July 12, 2022 8.00% Exchangeable Senior Secured Notes due 2027 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1 |
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| September 8, 2023 |
EXHIBIT 10.52 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Call Option Confirmations between Credit Suisse Capital LLC and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Call Option Confirmations (as defined below) is made as of July 12, 2022 between Credit Suisse Capital LLC (“Dealer”), through its agent Cr |
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| September 8, 2023 |
Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK As of May 1, 2023 The following summary of the terms of our capital stock is based upon our Amended and Restated Certificate of Incorporation and our Third Amended and Restated Bylaws currently in effect and applicable provisions of Delaware General Corporation Law, as amended (the “DGCL”). The summary is not complete, and is qualified by reference to our A |
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| September 8, 2023 |
EXHIBIT 10.12 AMENDMENT NO. 4 AMENDMENT NO. 4, dated as of July 12, 2022 (this “Amendment”), in respect of that certain Term Loan Credit Agreement, dated as of December 15, 2017 (as amended by that certain Amendment No. 1, dated as of June 18, 2018, that certain Amendment No. 2, dated as of September 25, 2020, that certain Amendment No. 3, dated as of February 24, 2021 and as further amended, rest |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 10.54 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Warrant Confirmations between Barclays Bank PLC and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Warrant Confirmations (as defined below) is made as of July 12, 2022 between Barclays Bank PLC (“Dealer”), through its agent Barclays Capital Inc., and |
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| September 8, 2023 |
EXHIBIT 10.55 PARTIAL TERMINATION AGREEMENT dated as of July 12, 2022 with respect to the Warrant Confirmations between Credit Suisse Capital LLC and Avaya Holdings Corp. This PARTIAL TERMINATION AGREEMENT (this “Termination Agreement”) with respect to the Warrant Confirmations (as defined below) is made as of July 12, 2022 between Credit Suisse Capital LLC (“Dealer”), through its agent Credit Sui |
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| September 8, 2023 |
Amended and Restated Certificate of Incorporation of Avaya Holdings Corp., dated as of May 1, 2023 EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVAYA HOLDINGS CORP. AVAYA HOLDINGS CORP. (formerly known as Sierra Holdings Corp.), a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The Corporation’s original Certificate of Incorporation was filed with the Secretary of State of the State of Delawa |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| September 8, 2023 |
EXHIBIT 4.3 AVAYA HOLDINGS CORP. REGISTRATION RIGHTS AGREEMENT PREAMBLE THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of July 12, 2022 (the “Effective Date”) by and among Avaya Inc., a Delaware corporation (the “Issuer”), Avaya Holdings Corp., a Delaware corporation (the “Company”), and Brigade Capital Management, LP. Except as otherwise specified herein, all capitalized terms u |
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| September 8, 2023 |
EXHIBIT 10.2 Avaya Inc. One Penn Plaza, 16th Floor New York, NY 11019 Personal and Confidential By Email December 23, 2022 Alan Masarek Re: Retention Bonus and Sign-On Bonus Dear Alan: On behalf of Avaya Inc. (the “Company”), I am pleased to offer you the opportunity to receive a one-time cash retention bonus in the amount of $6,000,000 (the “Retention Bonus”), if you agree to the terms and condit |
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| September 8, 2023 |
EXHIBIT 21.1 Avaya Holdings Corp. and Its Subsidiaries Company Name State or Other Jurisdiction of Incorporation or Organization 3102455 Nova Scotia Company Nova Scotia Aurix Limited England & Wales Avaya (China) Communication Co. Ltd. China Avaya (Dalian) Intelligent Communications Co., Ltd. China Avaya (Gibraltar) Investments Limited Gibraltar Avaya (Malaysia) Sdn. Bhd. Malaysia Avaya (Shanghai) |
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| May 24, 2023 |
AVYA / Avaya Holdings Corp. / Ringcentral, Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) John Marlow RingCentral, Inc. 20 Davis Drive Belmont, CA 94002 (650) 472-4100 (Name, Address and Telephone Number of Per |
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| March 9, 2023 |
AVYA / Avaya Holdings Corp. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaadvanceautoparts SCHEDULE 13G/A CUSIP No: 05351X101 1)NAME OF REPORTING PERSON S. |
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| March 9, 2023 |
STVN / Stevanato Group Spa / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaadvanceautoparts SCHEDULE 13G/A CUSIP No: T9224W109 1)NAME OF REPORTING PERSON S. |
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| March 8, 2023 |
STVN / Stevanato Group Spa / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaadvanceautoparts SCHEDULE 13G/A CUSIP No: T9224W109 1)NAME OF REPORTING PERSON S. |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in it |
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| February 24, 2023 |
S-8 POS 1 a20230224avaya-sx8posregis.htm S-8 POS As filed with the Securities and Exchange Commission on February 24, 2023 Registration No. 333-222647 Registration No. 333-234716 Registration No. 333-236930 Registration No. 333-263339 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-222647 POST-EFFECTI |
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| February 24, 2023 |
As filed with the Securities and Exchange Commission on February 24, 2023 Registration No. |
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| February 24, 2023 |
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 UNDER THE SECURITIES ACT OF 1933 ___________________ As filed with the Securities and Exchange Commission on February 24, 2023 No. 333- 248478 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 UNDER THE SECURITIES ACT OF 1933 AVAYA HOLDINGS CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 26-1119726 (I. |
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| February 24, 2023 |
As filed with the Securities and Exchange Commission on February 24, 2023 Registration No. |
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| February 24, 2023 |
As filed with the Securities and Exchange Commission on February 24, 2023 Registration No. |
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| February 22, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION SUPERPRIORITY SECURED DEBTOR IN POSSESSION CREDIT AGREEMENT Dated as of February 15, 2023, among AVAYA HOLDINGS CORP., a Debtor and Debtor in Possession under chapter 11 of the Bankruptcy Code, as Holdings, AVAYA INC., a Debtor and Debtor in Possession under chapter 11 of the Bankruptcy Code, as the Borrower, The Several Lenders from Time to Time Parties Here |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2023 (February 15, 2023) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorpo |
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| February 15, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the Common stock, $0. |
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| February 14, 2023 |
EX-99.2 5 d811637dex992.htm EX-99.2 Confidential discussion materials Business Update and Management Presentation Exhibit 99.2 Disclaimer Cautionary Note Information Regarding Projections and Preliminary Financial Information The financial projections, prospective financial information and forecasts (collectively, the “Projections”) included in this presentation were not prepared with a view towar |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| February 14, 2023 |
EX-10.2 Exhibit 10.2 Execution Version BACKSTOP COMMITMENT AGREEMENT BY AND AMONG AVAYA HOLDINGS CORP., THE OTHER DEBTORS AND THE COMMITMENT PARTIES PARTY HERETO Dated as of February 14, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Construction 18 Section 1.3 Consent Rights under the Restructuring Support Agreement 19 ARTICLE II BACKSTOP COMMITMENT 19 S |
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| February 14, 2023 |
AVYA / Avaya Holdings Corp / Contour Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2023 |
EX-99.1 Exhibit 99.1 Avaya Takes Action to Accelerate Transformation and Fortify Capital Structure Secures Approximately $780 Million in Committed Financing; New Capital Will Accelerate Investment in Avaya’s Leading Cloud Communications Portfolio Enters Agreement to Eliminate More Than 75% of Debt and Substantially Increase Cash and Liquidity Initiates Expedited, Prepackaged Financial Restructurin |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2023 (February 12, 2023) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorpo |
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| February 14, 2023 |
Restructuring Support Agreement EX-10.1 Exhibit 10.1 Execution Version THIS RESTRUCTURING SUPPORT AGREEMENT AND THE DOCUMENTS ATTACHED HERETO COLLECTIVELY DESCRIBE A PROPOSED RESTRUCTURING OF THE COMPANY PARTIES THAT WILL BE EFFECTUATED THROUGH FILING CHAPTER 11 CASES IN THE BANKRUPTCY COURT (AS DEFINED BELOW). THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER, ACCEPTANCE OR SOLICITATION WITH RESPECT TO ANY SECURITIES, LOANS, |
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| February 13, 2023 |
AVYA / Avaya Holdings Corp / ALKEON CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 avya13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Avaya Holdings Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 13, 2023 |
AVYA / Avaya Holdings Corp / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2023 |
Commission File Number: 001-38289 CUSIP Number: 05351X101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 8, 2023 |
SC 13G/A 1 avayaholdings13g-a1.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AVAYA HOLDINGS CORP. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05351X101 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 6, 2023 |
AVYA / Avaya Holdings Corp / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 3)* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2023 (February 1, 2023) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorpora |
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| January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2023 (January 11, 2023) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorpora |
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| January 10, 2023 |
AVYA / Avaya Holdings Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Avaya Holdings Corp. Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| December 30, 2022 |
Avaya Receives Continued Listing Standard Notice from NYSE Avaya Receives Continued Listing Standard Notice from NYSE Raleigh-Durham, NC – December 30, 2022 – Avaya Holdings Corp. |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2022 (December 29, 2022) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorpo |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 20, 2022 |
AVYA / Avaya Holdings Corp / King Theodore Walker Cheng-de - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) December 19, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 13, 2022 |
ex991cleansingpresentati 218-40-28 234-104-52 0-78-108 27-119-175 10-142-155 234-140-63 Form 8-K Cleansing Materials The following materials are included herein: 1. |
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| December 12, 2022 |
AVYA / Avaya Holdings Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0019-avayaholdingscorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Avaya Holdings Corp. Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: November 30, 2022 Check the appropriate box to design |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 28, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 30, 2022 |
Commission File Number: 001-38289 CUSIP Number: 05351X101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 7, 2022 |
Avaya Announces Changes to Executive Leadership Team Kieran McGrath to Retire; Becky Roof Appointed Interim Chief Financial Officer Raleigh-Durham, NC – November 7, 2022 – Avaya Holdings Corp. |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 26, 2022 |
8-K 1 form8-koctober2022.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdictio |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission F |
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| September 6, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 23, 2022 |
AVYA / Avaya Holdings Corp / King Theodore Walker Cheng-de - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) August 22, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| August 18, 2022 |
AVYA / Avaya Holdings Corp / King Theodore Walker Cheng-de - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) August 8, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 16, 2022 |
Avaya Receives New York Stock Exchange Notice Regarding Late Form 10-Q Filing Media Inquiries: Investor Inquiries: Alex Alias Tyler Chambers [email protected] [email protected] Avaya Receives New York Stock Exchange Notice Regarding Late Form 10-Q Filing Raleigh-Durham, NC, - August 16, 2022 - Avaya Holdings Corp. (NYSE: AVYA) ("Avaya" or "the Company") today reported that it had received a notice (the ?Notice?) from the New York Stock Exchange (the ?NYSE?) notifying the |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 9, 2022 |
ex992avayaq3fy22erpresen © 2022 Avaya Inc. All rights reserved Investor Presentation 3Q FY22 August 9, 2022 Exhibit 99.2 2© 2022 Avaya Inc. All rights reserved Cautionary Note Regarding Preliminary Financial Information All financial results for the third quarter ended June 30, 2022 and related comparisons to prior periods included in this presentation are preliminary, have not been reviewed or au |
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| August 9, 2022 |
NT 10-Q 1 formnt10-q3q22.htm NT 10-Q Commission File Number: 001-38289 CUSIP Number: 05351X101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20 |
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| August 9, 2022 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Tyler Chambers [email protected] [email protected] Avaya Reports Selected Additional Preliminary Third Quarter Fiscal 2022 Financial Results and Provides Business Updates Raleigh-Durham, NC, - August 9, 2022 - Avaya Holdings Corp. (NYSE: AVYA) ("Avaya" or "the Company") today reported selected additional preliminary financial results f |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 29, 2022 |
Avaya Holdings Corp. 2022 Omnibus Inducement Equity Plan AVAYA HOLDINGS CORP. 2022 OMNIBUS INDUCEMENT EQUITY PLAN Article I PURPOSE The purpose of this Avaya Holdings Corp. 2022 Omnibus Inducement Equity Plan is to assist the Company and its Subsidiaries in attracting select individuals who are expected to contribute to the Company?s success as employees by providing an inducement award that is material for such individuals to enter into employment with |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 29, 2022 |
Media Inquiries: Investor Inquiries: Alex Alias Tyler Chambers [email protected] [email protected] Avaya Appoints Alan Masarek as President and CEO Industry Veteran Brings Over 30 Years of Software and Cloud-Based Business Experience to Lead Avaya’s Business Model Transformation RALEIGH-DURHAM, N.C.– July 28, 2022 – Avaya Holdings Corp. (NYSE: AVYA) today announced that Alan Masarek has been app |
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| July 29, 2022 |
Avaya Announces Certain Preliminary Third Quarter Fiscal 2022 Financial Results Media Inquiries: Investor Inquiries: Alex Alias Tyler Chambers [email protected] [email protected] Avaya Announces Certain Preliminary Third Quarter Fiscal 2022 Financial Results RALEIGH-DURHAM, N.C. ? July 28, 2022 ? Avaya Holdings Corp. (NYSE: AVYA) today announced certain preliminary financial results for the third quarter ended June 30, 2022 and expects to release full results for the third |
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| July 29, 2022 |
Avaya Inc. Offer Letter for Alan Masarek, dated July Avaya Inc. 2605 Meridian Parkway, Suite 200 Durham, NC 27713 July 28, 2022 BY EMAIL Mr. Alan Masarek Dear Alan: It gives me great pleasure to offer you the position of President and Chief Executive Officer of Avaya Inc. (?Avaya?) and Avaya Holdings Corp. (?Holdings?). In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the current major |
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| July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 24, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 23, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 3, 2022 |
AVYA / Avaya Holdings Corp / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 2)* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) May 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| May 25, 2022 |
Conflict Minerals Report as required by Items 1.01 and 1.02. Exhibit 1.01 2021 Conflict Minerals Report Avaya Holdings Corp. Reporting period: January 1, 2021, to December 31, 2021 Avaya Holdings Corp. (?Avaya? or the ?Company?) prepared this Conflict Minerals Report (the ?Report?) for the reporting period from January 1 to December 31, 2021. The Report provides the information required by the provisions of Rule 13(p)(1) under the Securities Exchange Act of |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AVAYA HOLDINGS CORP. (Exact name of the registrant as specified in its charter) Delaware 001-38289 26-1119726 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2605 Meridian Parkway, Suite 200 Durham, North Carolina 27 |
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| May 10, 2022 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Tyler Chambers [email protected] [email protected] Avaya Reports Second Quarter Fiscal 2022 Financial Results Total revenue was $716 million Avaya OneCloud? ARR increased 118% year over year to $750 million Avaya OneCloud? ARR increased $130 million sequentially, a record quarterly contribution Signed ~100 deals with TCV greater than $ |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| May 10, 2022 |
? 2022 Avaya Inc. All rights reserved Investor Presentation 2Q FY22 May 10, 2022 Exhibit 99.2 2? 2022 Avaya Inc. All rights reserved Cautionary Note Regarding Forward-Looking Statements This presentation contains certain ?forward-looking statements.? All statements other than statements of historical fact are "forward-looking" statements for purposes of the U.S. federal and state securities laws. |
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| March 7, 2022 |
Registration No. 333- As filed with the Securities and Exchange Commission on March 7, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) DELAWARE 26-1119726 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Empl |
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| March 7, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Avaya Holdings Corp. |
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| March 2, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 14, 2022 |
AVYA / Avaya Holdings Corp / ALKEON CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Avaya Holdings Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 14, 2022 |
AVYA / Avaya Holdings Corp / Contour Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
AVYA / Avaya Holdings Corp / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2022 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 9, 2022 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports First Quarter Fiscal 2022 Financial Results Total revenue was $713 million Avaya OneCloud? ARR increased 137% year over year to $620 million Signed 100+ deals with TCV greater than $1 million, for the 7th consecutive quarter Signed largest A |
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| February 9, 2022 |
AVYA / Avaya Holdings Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Avaya Holdings Corp. Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| February 9, 2022 |
ex992avayaq1fy22erpresen © 2022 Avaya Inc. All rights reserved Investor Presentation 1Q FY22 February 9, 2022 Exhibit 99.2 2© 2022 Avaya Inc. All rights reserved Cautionary Note Regarding Forward-Looking Statements This presentation contains certain “forward-looking statements.” All statements other than statements of historical fact are "forward-looking" statements for purposes of the U.S. federa |
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| February 4, 2022 |
AVYA / Avaya Holdings Corp / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AVAYA HOLDINGS CORP. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05351X101 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 2, 2022 |
AVYA / Avaya Holdings Corp / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 1)* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 18, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| December 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 6, 2021 |
AVYA / Avaya Holdings Corp / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 1)* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) November 30, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| November 22, 2021 |
? 2021 Avaya Inc. All rights reserved Investor Presentation 4Q FY21 November 22, 2021 Exhibit 99.2 2? 2021 Avaya Inc. All rights reserved Cautionary Note Regarding Forward-Looking Statements This presentation contains certain ?forward-looking statements.? All statements other than statements of historical fact are "forward-looking" statements for purposes of the U.S. federal and state securities l |
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| November 22, 2021 |
EXHIBIT 21.1 Subsidiaries of Avaya Holdings Corp. Company Name State or Other Jurisdiction of Incorporation or Organization 3102455 Nova Scotia Company Nova Scotia Aurix Limited England & Wales Avaya (China) Communication Co. Ltd. China Avaya (Dalian) Intelligent Communications Co., Ltd. China Avaya (Gibraltar) Investments Limited Gibraltar Avaya (Malaysia) Sdn. Bhd. Malaysia Avaya (Shanghai) Ente |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 22, 2021 |
FY21 Form of PRSU Award Agreement ? Optional Retirement Provision 2019 Equity Incentive Plan PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. |
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| November 22, 2021 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Fourth Quarter and Fiscal 2021 Financial Results, Provides Fiscal 2023 and Fiscal 2024 Targets Q4 revenues of $760 million; FY21 revenue $2.973 billion - an increase of 3.5% year over year Avaya OneCloud? ARR for Q4 increased 177% year over |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| September 16, 2021 |
AVYA / Avaya Holdings Corp / Ringcentral, Inc. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) John Marlow RingCentral, Inc. 20 Davis Drive Belmont, CA 94002 (650) 472-4100 (Name, Address and Telephone Numb |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 9, 2021 |
? 2021 Avaya Inc. All rights reserved Investor Presentation 3Q FY21 August 9, 2021 Exhibit 99.2 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 0 ? 0 ? 0 TEXT ? 2021 Avaya Inc. All rights reserved 2 Cautionary Note Regarding Forward-Looking Statements This presentation contains certain ?forward-looking statements.? All statements other than statements of historical fact are ?forward |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| August 9, 2021 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Third Quarter Fiscal 2021 Financial Results Total revenue increased 2% year-over-year to $732 million Avaya OneCloud? ARR increased over 275% year over year to $425 million Raising ARR guidance and expects ARR to reach $1 billion by end of 2 |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AVAYA HOLDINGS CORP. (Exact name of the registrant as specified in its charter) Delaware 001-38289 26-1119726 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2605 Meridian Parkway, Suite 200 Durham, North Carolina 27 |
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| May 27, 2021 |
Conflict Minerals Report as required by Items 1.01 and 1.02. Exhibit 1.01 2020 Conflict Minerals Report Avaya Holdings Corp. Reporting period: January 1, 2020 to December 31, 2020 Avaya Holdings Corp. (?Avaya? or the ?Company?) prepared this Conflict Minerals Report (the ?Report?) for the reporting period from January 1 to December 31, 2020. The Report provides the information required by the provisions of Rule 13(p) under the Securities Exchange Act of 193 |
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| May 13, 2021 | ||
| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 10, 2021 |
FY21 Form of Non-qualified Stock Option Award Agreement 2019 Equity Incentive Plan NON-QUALIFIED STOCK OPTION AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| May 10, 2021 |
EXECUTION VERSION AMENDMENT NO. 3 AMENDMENT NO. 3, dated as of February 24, 2021 (this ?Amendment?), in respect of that certain Term Loan Credit Agreement, dated as of December 15, 2017 (as amended by that certain Amendment No. 1, dated as of June 18, 2018, that certain Amendment No. 2, dated as of September 25, 2020 and as further amended, restated, amended and restated, supplemented or otherwise |
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| May 10, 2021 |
FY21 Form of RSU Award Agreement 2019 Equity Incentive Plan RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. |
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| May 6, 2021 |
? 2021 Avaya Inc. All rights reserved Investor Presentation 2Q FY21 May 6, 2021 Exhibit 99.2 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 0 ? 0 ? 0 TEXT ? 2021 Avaya Inc. All rights reserved 2 Cautionary Note Regarding Forward-Looking Statements This release contains certain ?forward-looking statements.? All statements other than statements of historical fact are ?forward-looking |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 6, 2021 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Second Quarter Fiscal 2021 Financial Results Total revenue increased 8% year-over-year to $738 million Avaya OneCloud? ARR increased 31% sequentially to $344 million Raising Revenue, OneCloud ARR, CAPS and Adj. EBITDA Guidance for Fiscal 202 |
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| March 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 16, 2021 |
Exhibit 99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of February 16, 2021, is by and among Contour Asset Management LLC, Contour Asset Management LP, CAM GP LLC, DLM I LLC and David L. Meyer (collectively, the “Filers”). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13D and/or 13G with |
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| February 16, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. ) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2020 (Da |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Avaya Holdings Corp. Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2021 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 9, 2021 |
ex992avayaq1fy21erpresen © 2021 Avaya Inc. All rights reserved Investor Presentation 1Q FY21 February 9, 2021 Exhibit 99.2 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 0 – 0 – 0 TEXT © 2021 Avaya Inc. All rights reserved 2 Cautionary Note Regarding Forward-Looking Statements This release contains certain “forward-looking statements.” All statements other than statements of histor |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| February 9, 2021 |
Avaya Inc. Involuntary Separation Plan for Senior Executives, dated December 11, 2020 EXHIBIT 10.1* AVAYA INC. INVOLUNTARY SEPARATION PLAN FOR SENIOR EXECUTIVES PLAN DOCUMENT AND SUMMARY PLAN DESCRIPTION (EFFECTIVE December 11, 2020) THIS DOCUMENT, LIKE ALL AVAYA PLANS, PERSONNEL POLICIES OR PRACTICES, IS NOT A CONTRACT OF EMPLOYMENT. IT IS NOT INTENDED TO CREATE, AND IT SHOULD NOT BE CONSTRUED TO CREATE, ANY CONTRACTUAL RIGHTS, EITHER EXPRESS OR IMPLIED, BETWEEN ANY PARTICIPATING |
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| February 9, 2021 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports First Quarter Fiscal 2021 Financial Results Guidance raised reflecting improved performance across key business metrics Total revenue increased 4% year-over-year to $743 million Avaya OneCloud™ ARR increased 38% sequentially to $262 million |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. )* Avaya Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 19, 2021 |
DEF 14A 1 d70930ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ |
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| December 9, 2020 |
AVYA / Avaya Holdings Corp. / JPMORGAN CHASE & CO - FILING AVAYA HOLDINGS CORP. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 05351X101 (CUSIP Number) November 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 25, 2020 |
EXHIBIT 10.29 FY21 Form of RSU Award Agreement 2019 Equity Incentive Plan RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * Participant: [Participant Name] “Grant Date”: [Grant Date] Grant Number: [Client Grant ID] Number of Restricted Stock Units (“RSUs”) Granted: [RSUs Granted] * * * This RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agree |
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| November 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| November 25, 2020 |
EXHIBIT 21.1 Subsidiaries of Avaya Holdings Corp. Company Name State or Other Jurisdiction of Incorporation or Organization 3102455 Nova Scotia Company Nova Scotia Aurix Limited England & Wales Avaya (China) Communication Co. Ltd. China Avaya (Dalian) Intelligent Communications Co., Ltd. China Avaya (Gibraltar) Investments Limited Gibraltar Avaya (Malaysia) Sdn. Bhd. Malaysia Avaya (Shanghai) Ente |
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| November 25, 2020 |
Exhibit 10.30 Form of PRSU Award Agreement 2019 Equity Incentive Plan PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * Participant: [#ParticipantName#] Grant Date: [#GrantDate#] Grant Number: [#ClientGrantID#] Number of Performance Restricted Stock Units (“PRSUs”) Granted: [#QuantityGranted#] * * * This PERFORMANCE RESTRICTED S |
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| November 25, 2020 |
EXHIBIT 4.7 Execution Version AVAYA INC. AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and Notes Collateral Agent 6.125% Senior First Lien Notes due 2028 INDENTURE Dated as of September 25, 2020 Table of Contents Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1. Definitions 1 Section 1.2. Other Definitions 54 Section 1.3. [Reserved] 56 Section 1.4. Rules of Constructi |
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| November 25, 2020 |
EXHIBIT 10.8 EXECUTION VERSION AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of September 25, 2020 (this “Amendment”), in respect of that certain ABL Credit Agreement, dated as of December 15, 2017 (as the same may be amended, restated, supplemented or otherwise modified, refinanced or replaced from time to time prior to the date hereof, the “Credit Agreement”) among AVAYA INC., a Delaware corporation |
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| November 25, 2020 |
Employment Offer Letter, dated November 3, 2019, between Anthony F. Bartolo and Avaya Inc. EXHIBIT 10.53 Avaya Inc. 4655 Great America Parkway Santa Clara, CA 95054 USA November 1st, 2019 BY EMAIL Mr. Anthony Bartolo Dear Anthony, It gives me great pleasure to offer you a Executive Vice President position in Avaya Inc. (“Avaya”). In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the current major features of Avaya’s compens |
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| November 25, 2020 |
Employment Offer Letter, dated August 9, 2020, between Stephen D. Spears and Avaya Inc. EXHIBIT 10.54 Avaya Inc. 4655 Great America Parkway Santa Clara, CA 95054 USA July 30, 2020 BY EMAIL Mr. Stephen Spears Dear Stephen, It gives me great pleasure to offer you an Executive Vice President position in Avaya Inc. (“Avaya”). In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the current major features of Avaya’s compensation |
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| November 25, 2020 |
EXHIBIT 10.6 EXECUTION VERSION AMENDMENT NO. 2 AMENDMENT NO. 2, dated as of September 25, 2020 (this “Amendment”), in respect of that certain Term Loan Credit Agreement, dated as of December 15, 2017 (as amended by that certain Amendment No. 1, dated as of June 18, 2018 and as further amended, restated, amended and restated, supplemented or otherwise modified prior to the date hereof, the “Credit |
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| November 18, 2020 |
ex992avayaq4fy20presenta Investor Presentation 4Q FY20 November 18, 2020 © 2020 Avaya Inc. |
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| November 18, 2020 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Fourth Quarter and Fiscal 2020 Financial Results Q4 revenues of $755 million - an increase of 4% year over year; FY20 revenue $2,873 million Cloud, Alliance Partner & Subscription revenue increased 3 points sequentially to 33% of Q4 revenue |
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| November 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 9, 2020 |
Avaya Appoints Rob Theis to its Board Of Directors Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 alalias@avaya. |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 25, 2020 |
ex991pressrelease92520 For media inquiries: For investor inquiries: Forrest Monroy Mike McCarthy fwmonroy@avaya. |
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| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 8, 2020 |
Avaya Announces Notes Offering Exhibit 99.2 For media inquiries: For investor inquiries: Forrest Monroy Mike McCarthy [email protected] [email protected] Avaya Announces Notes Offering Santa Clara, Calif. – September 8, 2020 - Avaya Holdings Corp. (NYSE: AVYA) (“Avaya”) today announced that its wholly-owned subsidiary, Avaya Inc. (the “Company”), is offering $750 million in aggregate principal amount of Senior First Lien |
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| September 8, 2020 |
Exhibit 99.1 In this Exhibit 99.1, all references to “Avaya,” the “Company,” the “issuer,” “we,” “our” and “us” mean, unless otherwise indicated or the context otherwise requires, Avaya Inc. and its subsidiaries, and all references the “Parent” mean, unless otherwise indicated or the context otherwise requires, Avaya Holdings Corp. and its subsidiaries. Risk factors An investment in the notes invo |
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| August 28, 2020 |
Avaya Holdings Corp. 4655 Great America Parkway Santa Clara, California 95054 August 28, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Avaya Holdings Corp. Request to Withdraw Registration Statement on Form S-3 (File No. 333-243748) Filed on August 10, 2020 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, Avaya |
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| August 28, 2020 |
As filed with the United States Securities and Exchange Commission on August 28, 2020 Registration No. |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| August 10, 2020 |
ex992avayaq3fy20erpresen Investor Presentation 3Q FY20 August 10, 2020 © 2020 Avaya Inc. |
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| August 10, 2020 |
As filed with the United States Securities and Exchange Commission on August 10, 2020 Registration No. |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 10, 2020 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Third Quarter Fiscal 2020 Financial Results GAAP Revenues of $721 million represented year-over-year growth Revenue from Software and Services was 89%, a new record; Recurring revenue was 64% Cloud, Alliance Partner & Subscription revenue in |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AVAYA HOLDINGS CORP. (Exact name of the registrant as specified in its charter) Delaware 001-38289 26-1119726 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4655 Great America Parkway Santa Clara, California 95054 ( |
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| May 28, 2020 |
Conflict Minerals Report as required by Items 1.01 and 1.02. ex101avaya2019cmr052820 Exhibit 1.01 2019 Avaya Holdings Corp. Conflict Minerals Report Reporting period: January 1, 2019 to December 31, 2019 The Conflict Minerals Report (the “Report”) is publicly available on the Company’s website at: https://www.avaya.com/en/about-avaya/corporate-responsibility. Exhibit 1.01 Avaya Holdings Corp. is providing this Report for the reporting period from January 1 |
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| May 12, 2020 |
United States securities and exchange commission logo May 12, 2020 Kevin Speed Chief Accounting Officer Avaya Holdings Corp. |
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| May 12, 2020 |
United States securities and exchange commission logo May 12, 2020 Kevin Speed Chief Accounting Officer Avaya Holdings Corp. |
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| May 11, 2020 |
avaya-ex1012020331x10q EXHIBIT 10.1 Form of RSU Award Agreement 2019 Equity Incentive Plan RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * Participant: [Participant Name] “Grant Date”: [Grant Date] Grant Number: [Client Grant ID] Number of Restricted Stock Units (“RSUs”) Granted: [RSUs Granted] * * * This RESTRICTED STOCK UNIT AWARD AGREE |
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| May 11, 2020 |
ex992avayaq2fy20erpresen Exhibit 99.2 Investor Presentation 2Q FY20 May 11, 2020 © 2020 Avaya Inc. All rights reserved TEXT 0 – 0 – 0 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 Forward Looking Statements Cautionary note regarding forward-looking statements This release contains certain “forward-looking statements.” All statements other than statements of historical fact are “fo |
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| May 11, 2020 |
avaya-ex1032020331x10q EXHIBIT 10.3 Form of PRSU Award Agreement 2019 Equity Incentive Plan PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * Participant: [#ParticipantName#] Grant Date: [#GrantDate#] Grant Number: [#ClientGrantID#] Number of Performance Restricted Stock Units (“PRSUs”) Granted: [#QuantityGranted#] * * * This PE |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 11, 2020 |
avaya-ex1022020331x10q EXHIBIT 10.2 Form of Nonqualified Stock Option Award Agreement 2019 Equity Incentive Plan NONQUALIFIED STOCK OPTION AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * * * Participant: [Participant Name] “Grant Date”: [Grant Date] Grant Number: [Client Grant ID] “Per Share Exercise Price”: [Grant Date FMV] Number of shares of Common Stock su |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| May 11, 2020 |
Avaya Holdings Corp. 2020 Employee Stock Purchase Plan EXHIBIT 10.5 AVAYA HOLDINGS CORP. 2020 EMPLOYEE STOCK PURCHASE PLAN (As Adopted by the Board of Directors of the Company on January 8, 2020, and approved by the stockholders of the Company on March 4, 2020) 1. Definitions. (a) “Administrator” means the Committee or, subject to Applicable Law, a subcommittee of the Committee or one or more of the Company’s officers or management team appointed by t |
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| May 11, 2020 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Second Quarter Fiscal 2020 Financial Results Revenue from Software and Services was a record of 88% of $682 million in revenue Recurring revenue was 64% of revenue - up 5 points sequentially Cloud, Alliance Partner & Subscription revenue inc |
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| May 11, 2020 |
EXHIBIT 10.4 Form of Non-Employee Director Deferred RSU Award Agreement 2019 Equity Incentive Plan NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN * * * * * Participant: [Participant Name] Grant Date: [Grant Date ] Grant Number: [Client Grant ID] Number of Restricted Stock Units (“RSUs”) Granted: [RSUs Granted] * * * * * T |
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| May 1, 2020 |
May 1, 2020 VIA EDGAR AND Overnight Delivery Securities and Exchange Commission Division of Corporation Finance Office of Information Technologies and Services 100 F Street, N. |
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| March 19, 2020 |
March 19, 2020 Kevin Speed Chief Accounting Officer Avaya Holdings Corp. 4655 Great America Parkway Santa Clara, CA 95054 Re: Avaya Holdings Corp. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 29, 2019 Form 10-Q for the Fiscal Quarter Ended December 31, 2019 Filed February 10, 2020 Form 8-K Filed February 10, 2020 File No. 001-38289 Dear Mr. Speed: We have limited our revie |
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| March 19, 2020 |
March 19, 2020 Kevin Speed Chief Accounting Officer Avaya Holdings Corp. 4655 Great America Parkway Santa Clara, CA 95054 Re: Avaya Holdings Corp. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 29, 2019 Form 10-Q for the Fiscal Quarter Ended December 31, 2019 Filed February 10, 2020 Form 8-K Filed February 10, 2020 File No. 001-38289 Dear Mr. Speed: We have limited our revie |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38289 AVAYA HOLDINGS CORP. (Exact name of re |
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| March 6, 2020 |
AVYA / Avaya Holdings Corp. S-8 - - S-8 As filed with the Securities and Exchange Commission on March 6, 2020 Registration No. |
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| March 6, 2020 |
AVYA / Avaya Holdings Corp. / JP Morgan Chase & Co - FILING AVAYA HOLDINGS CORP. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 05351X101 (CUSIP Number) February 28, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| March 4, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 26, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 26, 2020 |
ex991investordeck22620 Investor Relations Update February 2020 © 2020 Avaya Inc. All rights reserved. 1 Cautionary Note Regarding Forward-Looking Statements This document contains certain “forward-looking statements.” All statements other than statements of historical fact are “forward- looking” statements for purposes of the U.S. federal and state securities laws. These statements may be identifi |
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| February 13, 2020 |
AVYA / Avaya Holdings Corp. / DAVIDSON KEMPNER PARTNERS - AVAYA HOLDINGS CORP. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Avaya Holdings Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 10, 2020 |
AVYA / Avaya Holdings Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Avaya Holdings Corp Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: January 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| February 10, 2020 |
EX-10.5 4 avaya-ex10520191231x10q.htm EXHIBIT 10.5 EXHIBIT 10.5 Form of Nonqualified Stock Option Award Agreement 2019 Omnibus Inducement Equity Plan FORM OF INDUCEMENT NONQUALIFIED STOCK OPTION AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 OMNIBUS INDUCEMENT EQUITY PLAN * * * * * Participant: [Participant Name] “Grant Date”: [Grant Date] Grant Number: [Client Grant ID] “Per Share Exer |
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| February 10, 2020 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports First Quarter Fiscal 2020 Financial Results $715 million 1Q FY20 GAAP revenue; $717 million 1Q FY20 Non-GAAP revenue Cloud, Alliance Partner & Subscription revenue was 18% Repurchased 10.7 million shares of stock and paid down $250 million o |
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| February 10, 2020 |
AVYA / Avaya Holdings Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Avaya Holdings Corp Title of Class of Securities: Common Stock CUSIP Number: 05351X101 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (I |
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| February 10, 2020 |
EX-10.4 3 avaya-ex10420191231x10q.htm EXHIBIT 10.4 EXHIBIT 10.4 Form of RSU Award Agreement 2019 Omnibus Inducement Equity Plan FORM OF INDUCEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO THE AVAYA HOLDINGS CORP. 2019 OMNIBUS INDUCEMENT EQUITY PLAN * * * Participant: [Participant Name] “Grant Date”: [Grant Date] Grant Number: [Client Grant ID] Number of Restricted Stock Units (“RSUs”) Gra |
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| February 10, 2020 |
ex992avayaq1fy20erpresen Exhibit 99.2 Investor Presentation 1Q FY20 February 10, 2020 © 2020 Avaya Inc. All rights reserved TEXT 0 – 0 – 0 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 Forward Looking Statements Cautionary note regarding forward-looking statements This document contains certain “forward-looking statements.” All statements other than statements of historical fact a |
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| February 10, 2020 |
EX-10.1 2 avaya-ex10120191231x10q.htm EXHIBIT 10.1 EXHIBIT 10.1 [Redacted Version] ***Certain information identified with brackets ([*****]) has been excluded from this exhibit because such information is both (i) not material and (ii) competitively harmful if publicly disclosed*** First Amended and Restated Framework Agreement This FIRST AMENDED AND RESTATED FRAMEWORK AGREEMENT (this “Agreement”) |
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| January 17, 2020 |
Avaya Holdings Corp. 2019 Equity Incentive Plan DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 8, 2020 |
AVYA / Avaya Holdings Corp. / JP Morgan Chase & Co - FILING AVAYA HOLDINGS CORP. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 05351X101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 6, 2020 |
EXHIBIT 10.1 AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment No. 1 (this “Amendment”) to the Employment Agreement (as defined below) is dated as of January 3, 2020 and is entered into between Avaya Inc., a Delaware corporation (the “Company”), and James M. Chirico, Jr. (“Executive”). Capitalized terms used but not defined herein shall have the same meanings set forth in the Employ |
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| January 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2020 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (IRS |
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| November 29, 2019 |
EXHIBIT 21.1 Subsidiaries of Avaya Holdings Corp. Company Name State or Other Jurisdiction of Incorporation or Organization 3102455 Nova Scotia Company Nova Scotia Aurix Limited United Kingdom Avaya (China) Communication Co. Ltd. China Avaya (Dalian) Intelligent Communications Co., Ltd. China Avaya (Gibraltar) Investments Limited Gibraltar Avaya (Malaysia) Sdn. Bhd. Malaysia Avaya (Shanghai) Enter |
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| November 29, 2019 |
Employment Offer Letter, dated November 16, 2017, between Shefali Shah and Avaya Inc. EXHIBIT 10.39* Avaya Inc. 4655 Great America Parkway Santa Clara, CA 95054 USA November 3, 2017 Ms. Shefali Shah Dear Shefali, It gives me great pleasure to offer you a Senior Vice President position in Avaya Inc. In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the current major features of Avaya’s compensation and benefit plans, pr |
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| November 29, 2019 |
Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our amended and restated certificate of incorporation and our amended and our restated bylaws currently in effect and applicable provisions of Delaware law. The summary is not complete, and is qualified by reference to our amended and restated certificate of incorporation and our amended |
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| November 29, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| November 29, 2019 |
Employment Offer Letter, dated January 30, 2019, between Kieran McGrath and Avaya Inc. EX-10.38 3 avaya-ex10382019930x10k.htm EXHIBIT 10.38 EXHIBIT 10.38* Avaya Inc. 4655 Great America Parkway Santa Clara, CA 95054 USA January 28, 2019 Mr. Kieran McGrath Dear Kieran, It gives me great pleasure to offer you a Senior Vice President position in Avaya Inc. (“Avaya”). In addition to confirming my offer, this letter sets out the terms and conditions of your employment and outlines the cur |
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| November 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (I |
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| November 20, 2019 |
Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Fourth Quarter and Fiscal 2019 Financial Results $723 million Q4 FY19 GAAP revenue; $2.887 billion FY19 GAAP revenue 83.8% of GAAP revenue from software and services, 58.9% of GAAP recurring revenue in FY19 352 deals signed with a TCV greate |
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| November 20, 2019 |
ex992avayaq4fy19erpresen Exhibit 99.2 Investor Presentation 4Q FY19 November 20, 2019 © 2019 Avaya Inc. All rights reserved TEXT 0 – 0 – 0 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 Forward Looking Statements Cautionary note regarding forward-looking statements This document contains certain “forward-looking statements.” All statements other than statements of historical fact a |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (I |
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| November 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (I |
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| November 18, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2019 (November 12, 2019) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commis |
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| November 18, 2019 |
EXHIBIT 1.1 1,750,000 Shares RINGCENTRAL, INC. CLASS A COMMON STOCK, PAR VALUE $0.0001 UNDERWRITING AGREEMENT November 12, 2019 November 12, 2019 Goldman Sachs & Co. LLC c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 BofA Securities, Inc. c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: The selling stockholder named in Schedule II heret |
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| November 15, 2019 |
AVYA / Avaya Holdings Corp. S-8 - - S-8 As filed with the Securities and Exchange Commission on November 15, 2019 Registration No. |
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| November 15, 2019 |
Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan EXHIBIT 99.2 AVAYA HOLDINGS CORP. 2019 OMNIBUS INDUCEMENT EQUITY PLAN Article I PURPOSE The purpose of this Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan is to assist the Company and its Subsidiaries in attracting select individuals who are expected to contribute to the Company’s success as employees by providing an inducement award that is material for such individuals to enter into em |
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| November 15, 2019 |
Avaya Holdings Corp. 2019 Equity Incentive Plan EXHIBIT 99.1 AVAYA HOLDINGS CORP. 2019 EQUITY INCENTIVE PLAN Article I PURPOSE The purpose of this Avaya Holdings Corp. 2019 Equity Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company Entities to offer Eligible Individuals cash and stock-based incentives in order to attract, retain and reward such individuals and stren |
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| November 13, 2019 |
8-K/A 1 form8-kadirectorelection11.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2019 (March 18, 2019) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware |
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| November 13, 2019 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (I |
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| November 12, 2019 |
AVYA / Avaya Holdings Corp. / Ringcentral, Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* AVAYA HOLDINGS CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05351X101 (CUSIP Number) John Marlow RingCentral, Inc. 20 Davis Drive Belmont, CA 94002 (650) 472-4100 (Name, Address and Telephone Number |
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| October 31, 2019 |
Certificate of Designations of the Series A Convertible Preferred Stock EX-3.1 Exhibit 3.1 Execution Version CERTIFICATE OF DESIGNATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF AVAYA HOLDINGS CORP. (Pursuant to Section 151 of the Delaware General Corporation Law) Avaya Holdings Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies that, pursuant to authority vested in the Board of Directors of the |
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| October 31, 2019 |
EX-99.1 Exhibit 99.1 RingCentral and Avaya Announce Closing of Strategic Partnership Empowers Avaya’s global sales & partner network with RingCentral’s leading technology platform BELMONT, Calif. and SANTA CLARA, Calif. — October 31, 2019 — RingCentral, Inc. (NYSE: RNG), and Avaya Holdings Corp (NYSE: AVYA) today announced the closing of their previously announced strategic partnership. Avaya and |
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| October 31, 2019 |
EX-10.1 Exhibit 10.1 AVAYA HOLDINGS CORP. FORM OF INVESTOR RIGHTS AGREEMENT This Investor Rights Agreement (this “Agreement”) is made as of October 31, 2019 (the “Effective Date”), between Avaya Holding Corp., a Delaware corporation (the “Company”), and RingCentral, Inc., a Delaware corporation (the “Investor”). WHEREAS, the Investor and the Company have entered into that certain Investment Agreem |
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| October 31, 2019 |
8-K 1 d827503d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2019 (October 25, 2019) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other |
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| October 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (IRS |
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| October 3, 2019 |
EX-10.1 Exhibit 10.1 INVESTMENT AGREEMENT by and among AVAYA HOLDINGS CORP. and RINGCENTRAL, INC. Dated as of October 3, 2019 TABLE OF CONTENTS Page ARTICLE I Definitions 2 SECTION 1.01. Definitions 2 ARTICLE II Purchase and Sale 13 SECTION 2.01. Purchase and Sale 13 SECTION 2.02. Closing 13 SECTION 2.03. Restrictive Legends 13 ARTICLE III Representations and Warranties of the Company 14 SECTION 3 |
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| October 3, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2019 (October 1, 2019) AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of In |
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| October 3, 2019 |
Avaya Announces Strategic Partnership with RingCentral to Accelerate Transformation to the Cloud EX-99.2 Exhibit 99.2 Avaya Media Inquiries: Avaya Investor Inquiries: Forrest Monroy Michael McCarthy 669-242-8122 919-425-8330 [email protected] [email protected] Avaya Announces Strategic Partnership with RingCentral to Accelerate Transformation to the Cloud Additionally announces $500 million share repurchase authorization and $250 million debt paydown • Avaya to expand its portfolio with |
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| October 3, 2019 |
© 2019 Avaya Inc. All rights reserved. EX-99.1 © 2019 Avaya Inc. All rights reserved. Investor Presentation October 3, 2019 © 2019 Avaya Inc. All rights reserved. Exhibit 99.1 Forward-Looking Statements Cautionary note regarding forward-looking statements This document contains “forward-looking statements.” All statements other than statements of historical fact are “forward-looking” statements for purposes of the U.S. federal and stat |
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| September 16, 2019 |
8-K 1 form8-kneodeparture091619.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Ju |
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| September 12, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-k20190912xupdateonstra.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Ju |
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| September 12, 2019 |
Avaya Provides Update on Strategic Alternatives Review Process Exhibit 99.1 Avaya Media Inquiries: Avaya Investor Inquiries: Forrest Monroy Michael McCarthy 669-242-8122 919-425-8330 [email protected] [email protected] Avaya Provides Update on Strategic Alternatives Review Process Santa Clara, CA – September 12, 2019 – Avaya Holdings Corp. (NYSE: AVYA), a global leader in solutions to enhance and simplify communications and collaboration, today provided |
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| August 13, 2019 |
Avaya Reports Third Quarter Fiscal 2019 Financial Results Exhibit 99.1 Media Inquiries: Investor Inquiries: Alex Alias Michael McCarthy 669-242-8034 919-425-8330 [email protected] [email protected] Avaya Reports Third Quarter Fiscal 2019 Financial Results • GAAP revenue of $717 million; non-GAAP revenue of $720 million • GAAP operating margin of (85.5)%; non-GAAP operating margin of 20.1% • Recorded a non-cash goodwill impairment charge of $657 mill |
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| August 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdiction of (Commission File Number) (IRS |
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| August 13, 2019 |
ex992avayaq3fy19erpresen Exhibit 99.2 Investor Presentation 3Q FY19 August 13, 2019 © 2019 Avaya Inc. All rights reserved TEXT 0 – 0 – 0 204-0-0 127-127-127 17-114-210 80-200-74 86-183-242 247-150-70 Forward Looking Statements Cautionary note regarding forward-looking statements This document contains certain “forward-looking statements.” All statements other than statements of historical fact are |
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| August 13, 2019 |
AVYA / Avaya Holdings Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38289 AVAYA HOLDINGS CORP. |
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| June 6, 2019 |
8-K 1 form8-kofficerdeparture060.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2019 AVAYA HOLDINGS CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38289 26-1119726 (State or Other Jurisdi |
