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| LEI | 529900L26LIS2V8PWM23 |
| CIK | 1056903 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American States Water Company
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2025 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2025 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 6, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 6, 2025 |
American States Water Company Announces Second Quarter 2025 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2025 Results •Second quarter 2025 consolidated diluted earnings were $0.87 per share compared to second quarter 2024 of $0.85 per share ◦AWR’s water and electric regulated utilities had increases in diluted earnings per share resulting from the implementation of new rates to support the continued growth in capital investments ◦AWR |
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| August 6, 2025 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2025 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| August 6, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Com |
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| June 25, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11‑K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001‑14431 A. Full title of the plan and the addres |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 29, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 20, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| May 7, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Co |
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| May 7, 2025 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2025 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 7, 2025 |
American States Water Company Announces First Quarter 2025 Results Exhibit 99.1 American States Water Company Announces First Quarter 2025 Results •First quarter 2025 consolidated diluted earnings per share were $0.70 compared to first quarter 2024 of $0.62 per share, an increase of $0.08 per share or 13%, largely from new rates implemented at AWR's regulated utilities ◦AWR’s regulated utilities received CPUC decisions authorizing nearly $650 million in capital i |
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| May 7, 2025 |
Execution Version AMENDMENT NO. 1 TO CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”) dated and effective as of May 6, 2025 (the “Amendment No. 1 Effective Date”), is among GOLDEN STATE WATER COMPANY, a California corporation (the “Borrower”), WELLS FARGO BANK, NATIONAL ASSOCIATION, in its capacity as administrative agent (in such capacity, the “Administrative Agent”), |
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| May 7, 2025 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2025 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| May 7, 2025 |
to Credit Agreement of American States Water Company dated June 28, 2023 (1) Execution Version AMENDMENT NO. 3 TO CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”) dated and effective as of May 6, 2025 (the “Amendment No. 3 Effective Date”), is among AMERICAN STATES WATER COMPANY, a California corporation (the “Borrower”), WELLS FARGO BANK, NATIONAL ASSOCIATION, in its capacity as administrative agent (in such capacity, the “Administrative Agent” |
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| May 7, 2025 |
mendment No. 2 to Credit Agreement of American States Water Company dated June 28, 202 Execution Version AMENDMENT NO. 2 TO CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”) dated and effective as of May 6, 2025 (the “Amendment No. 2 Effective Date”), is among AMERICAN STATES WATER COMPANY, a California corporation (the “Borrower”), WELLS FARGO BANK, NATIONAL ASSOCIATION, in its capacity as administrative agent (in such capacity, the “Administrative Agent” |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 4, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| March 28, 2025 |
FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2025 SHORT-TERM INCENTIVE PROGRAM March 27, 2025 To: 2025 Short-Term Incentive Program Participants American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2025 Short-Term Incentive Program (the “Bonus Program”). |
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| March 28, 2025 |
AMERICAN STATES WATER COMPANY 2025 SHORT-TERM INCENTIVE PROGRAM 1.Purpose of 2025 Short-Term Incentive Program American States Water Company, a California corporation, (the “Corporation”) has adopted this 2025 Short-Term Incentive Program (the “2025 STIP”) to promote the success of the Corporation by (a) motivating Executives selected to participate in the 2025 STIP to maximize the performance of |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 27, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 13, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| March 14, 2025 |
2025 Performance Award Agreement* AMERICAN STATES WATER COMPANY 2016 STOCK INCENTIVE PLAN 2025 PERFORMANCE AWARD AGREEMENT THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2025 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”). |
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| February 19, 2025 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number Registrant, State of Incorporation Addr |
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| February 19, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 19, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 19, 2025 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2024; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| February 19, 2025 |
American States Water Company Announces Fourth Quarter and Full Year 2024 Results Exhibit 99.1 American States Water Company Announces Fourth Quarter and Full Year 2024 Results •$0.20 per share increase in recorded 2024 fourth quarter consolidated diluted EPS compared to fourth quarter of 2023, or a $0.14 per share increase as adjusted •Fourth quarter recorded results reflect a $0.06 per share impact of retroactive rates related to the full year of 2023 and the nine months ende |
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| February 19, 2025 |
Subsidiaries of Registrant (1) Exhibit 21 Subsidiaries of American States Water Company Golden State Water Company American States Utility Services, Inc. |
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| February 19, 2025 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2024; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 4, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 4, 2025 |
American States Water Company Announces Final Decision by the CPUC in Its Water Utility General Rate Case Proceeding San Dimas, California, February 4, 2025…. |
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| February 4, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 30, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| January 21, 2025 |
American States Water Company Announces CPUC’s Approval to Defer the Cost of Capital Application at Golden State Water Company San Dimas, California, January 21, 2025. |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| January 21, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 14, 2025 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| January 21, 2025 |
American States Water Company Announces Final Decision by the CPUC in Its Electric Utility General Rate Case Proceeding San Dimas, California, January 21, 2025…. |
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| December 18, 2024 |
American States Water Company Announces Proposed Decision Adopting Settlement Agreement In Its Electric Utility General Rate Case San Dimas, California, December 18, 2024…. |
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| December 18, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 12, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 21, 2024 |
American States Water Company Announces Proposed Decision Adopting Settlement Agreement In Its Water Utility General Rate Case San Dimas, California, November 21, 2024…. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 15, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Wate |
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| November 6, 2024 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 6, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 6, 2024 |
American States Water Company Announces Third Quarter 2024 Results Exhibit 99.1 American States Water Company Announces Third Quarter 2024 Results •Third quarter 2024 recorded earnings were $0.95 per share compared to third quarter 2023 recorded earnings of $0.85 per share, a $0.10 per share increase •AWR’s regulated utilities reach settlement agreements in connection with both the water and electric general rate cases that combined authorize nearly $650 million |
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| November 6, 2024 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| August 6, 2024 |
American States Water Company Announces Second Quarter 2024 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2024 Results •Second quarter 2024 recorded and adjusted earnings were both $0.85 per share compared to second quarter 2023 recorded earnings of $1.04 per share and adjusted earnings of $0.86 per share ◦Adjusted earnings for the second quarter 2023 exclude $0.18 per share related to the reversal of previously recorded revenues subj |
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| August 6, 2024 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| August 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Com |
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| August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 6, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 6, 2024 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| July 18, 2024 |
American States Water Company Announces a Settlement Agreement in its Water Utility General Rate Case San Dimas, California. |
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| July 18, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| June 20, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11‑K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001‑14431 A. Full title of the plan and the addres |
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| May 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| May 7, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Co |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 7, 2024 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 7, 2024 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2024 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| May 7, 2024 |
American States Water Company Announces First Quarter 2024 Results Exhibit 99.1 American States Water Company Announces First Quarter 2024 Results •2024 first quarter recorded (and adjusted) earnings were $0.62 per share, compared to 2023 first quarter recorded earnings of $0.93 per share. Adjusted earnings for 2023 first quarter were $0.60 per share excluding: ◦$0.38 per share related to the full year of 2022 because of receiving a proposed decision in the water |
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| April 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| March 29, 2024 |
AMERICAN STATES WATER COMPANY 2024 SHORT-TERM INCENTIVE PROGRAM 1.Purpose of 2024 Short-Term Incentive Program American States Water Company, a California corporation, (the “Corporation”) has adopted this 2024 Short-Term Incentive Program (the “2024 STIP”) to promote the success of the Corporation by (a) motivating Executives selected to participate in the 2024 STIP to maximize the performance of |
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| March 29, 2024 |
FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2024 SHORT-TERM INCENTIVE PROGRAM March 27, 2024 To: 2024 Short-Term Incentive Program Participants American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2024 Short-Term Incentive Program (the “Bonus Program”). |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| March 15, 2024 |
Form of 2024 Performance Award Agreement* exhibit101-2024x2026pspa 1 AMERICAN STATES WATER COMPANY 2016 STOCK INCENTIVE PLAN 2024 PERFORMANCE AWARD AGREEMENT THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2024 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”). |
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| February 27, 2024 |
Exhibit 107.1 Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) American States Water Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(1) |
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| February 27, 2024 |
Exhibit 1.1 Execution Version AMERICAN STATES WATER COMPANY Shares of Common Stock With an Aggregate Sales Price of Up to $200,000,000 EQUITY DISTRIBUTION AGREEMENT Dated: February 27, 2024 TABLE OF CONTENTS Page SECTION 1. Description of Securities 1 SECTION 2. Placements 3 SECTION 3. Sale of Placement Securities 4 SECTION 4. Suspension of Sales 4 SECTION 5. Representations and Warranties 5 SECTI |
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| February 27, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2024 AMERICAN STATES WATER COMPANY (Exact Name of Registrant as Specified in Charter) California 001-14431 95-4676679 (State or Other Jurisdiction of Incorporation) (Comm |
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| February 27, 2024 |
AMERICAN STATES WATER COMPANY $200,000,000 COMMON SHARES TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-277365 PROSPECTUS SUPPLEMENT (To Prospectus dated February 26, 2024) AMERICAN STATES WATER COMPANY $200,000,000 COMMON SHARES We have entered into an equity distribution agreement, dated February 27, 2024 (the “Equity Distribution Agreement”), with Wells Fargo Securities, LLC (“Wells Fargo”), Janney Montgomery Scott LLC (“JM |
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| February 26, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) American States Water Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1) Fee Rate(2) Amount of Registration Fe |
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| February 26, 2024 |
As filed with the Securities and Exchange Commission on February 26, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 26, 2024 Registration Statement No. |
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| February 21, 2024 |
Subsidiaries of Registrant (1) Exhibit 21 Subsidiaries of American States Water Company Golden State Water Company American States Utility Services, Inc. |
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| February 21, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number Registrant, State of Incorporation Addr |
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| February 21, 2024 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2023; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 21, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 21, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 21, 2024 |
American States Water Company Announces Fourth Quarter and Full Year 2023 Results Exhibit 99.1 American States Water Company Announces Fourth Quarter and Full Year 2023 Results •10% increase (or $0.05 per share) in recorded fourth quarter 2023 consolidated diluted EPS compared to fourth quarter of 2022 •$1.25 per share increase in reported consolidated diluted EPS for full year 2023 compared to 2022, or $0.41 per share increase as adjusted (discussed later) ◦Regulated utilities |
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| February 21, 2024 |
1 American States Water Company Insider Trading Policy October 31, 2023 Contents Page I. |
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| February 21, 2024 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2023; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| February 21, 2024 |
Description of Common Shares (1) Exhibit 4.3 DESCRIPTION OF COMMON SHARES American States Water Company (“AWR”) is currently authorized to issue 60,000,000 common shares. AWR has no other class of equity securities outstanding. Information on the number of common shares outstanding may be found in AWR’s most recent Form 10-K or Form 10-Q filing. A general summary of the rights and obligations of AWR’s common shares is set forth b |
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| February 13, 2024 |
AWR / American States Water Company / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0014-americanstateswaterco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 16)* Name of issuer: American States Water Co Title of Class of Securities: Common Stock CUSIP Number: 029899101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 6, 2023 |
By-Laws of American States Water Company As amended as of October 31, 2023 Exhibit 3.1 BYLAWS for the regulation, except as otherwise provided by statute or its Articles of Incorporation, of AMERICAN STATES WATER COMPANY (a California corporation) ARTICLE I. OFFICES. Section 1.PRINCIPAL EXECUTIVE OFFICE. The corporation’s principal executive office shall be fixed and located at such place as the Board of Directors (herein called the “Boa |
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| November 6, 2023 |
Credit Agreement of American States Water Company dated June 2 Execution Version 175130428 $150,000,000 CREDIT AGREEMENT dated as of June 28, 2023, by and among AMERICAN STATES WATER COMPANY, as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender BANK OF CHINA, LOS ANGELES BRANCH, as Syndication Agent and WELLS FARGO SECURITIES, LLC and BANK OF CHINA, LOS ANGELES BRANCH, as Joint Lead Arrangers and Joint Bookrunners TABLE OF CONTENTS Page i 175130428 ARTICLE I DEFINITIONS . |
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| November 6, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Wate |
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| November 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 6, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 6, 2023 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| November 6, 2023 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| November 6, 2023 |
American States Water Company Announces Third Quarter 2023 Results Exhibit 99.1 American States Water Company Announces Third Quarter 2023 Results •$0.16 per share increase, or 23.2%, in recorded third quarter 2023 consolidated diluted EPS (“2023 third quarter results”) compared to third quarter of 2022 ◦or $0.12 per share increase, or 16.4%, as adjusted, to remove a favorable variance of $0.04 per share resulting from the receipt of a final decision in the cost |
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| November 6, 2023 |
Policy Regarding the Recoupment of Certain Performance-Based Compensation Payments Exhibit 10.9 POLICY REGARDING THE RECOUPMENT OF CERTAIN PERFORMANCE-BASED COMPENSATION PAYMENTS Revised October 31, 2023 1.Purpose. The purpose of the Policy Regarding the Recoupment of Certain Performance-Based Compensation Payments is to set forth the circumstances in which American States Water Company will recover the amount of erroneously awarded Performance-Based Compensation Received by a c |
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| August 17, 2023 |
American States Water Company Announces New Privatization Contract Award at Naval Air Station Patuxent River, Maryland Initial Contract Value of Nearly $350 Million over a 50-Year Period San Dimas, California, August 17, 2023 . |
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| August 17, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 15, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or o |
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| August 7, 2023 |
American States Water Company Announces Second Quarter 2023 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2023 Results •American States Water Company receives final CPUC-decisions for its water utility general rate case and cost of capital proceedings in June 2023 •$0.50 per share increase in recorded second quarter 2023 consolidated diluted EPS (“2023 second quarter results”) compared to second quarter of 2022, or $0.19 per share inc |
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| August 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 7, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 7, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Com |
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| August 7, 2023 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| August 7, 2023 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| July 28, 2023 |
As filed with the Securities and Exchange Commission on July 28, 2023 Registration No. |
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| July 28, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) American States Water Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule(1) Amount Registered(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Sha |
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| July 26, 2023 |
As filed with the Securities and Exchange Commission on July 26, 2023 Registration No. |
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| July 26, 2023 |
As filed with the Securities and Exchange Commission on July 26, 2023 Registration No. |
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| July 26, 2023 |
As filed with the Securities and Exchange Commission on July 26, 2023 Registration No. |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 29, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| July 6, 2023 |
American States Water Company Announces Final Decisions by the CPUC in Its Water Utility General Rate Case and Cost of Capital Proceedings San Dimas, California, July 6, 2023…. |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 28, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| July 5, 2023 |
exhibit102-executedcredi Execution Version 175446357 $200,000,000 CREDIT AGREEMENT dated as of June 28, 2023, by and among GOLDEN STATE WATER COMPANY, as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender BANK OF CHINA, LOS ANGELES BRANCH, as Syndication Agent COBANK, ACB, as Documentation Agent and WELLS FARGO SECURITIES, LLC, BANK OF CHINA, LOS ANGELES BRANCH, and COBANK, ACB, as Joint Lead Arrangers and Joint Bookrunners TABLE OF CONTENTS Page i 175446357 ARTICLE I DEFINITIONS . |
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| July 5, 2023 |
American States Water Company and Golden State Water Company Announce New Credit Agreements American States Water Company and Golden State Water Company Announce New Credit Agreements San Dimas, California, July 5, 2023…. |
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| July 5, 2023 |
exhibit101-executedcredi Execution Version 175130428 $150,000,000 CREDIT AGREEMENT dated as of June 28, 2023, by and among AMERICAN STATES WATER COMPANY, as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender BANK OF CHINA, LOS ANGELES BRANCH, as Syndication Agent and WELLS FARGO SECURITIES, LLC and BANK OF CHINA, LOS ANGELES BRANCH, as Joint Lead Arrangers and Joint Bookrunners TABLE OF CONTENTS Page i 175130428 ARTICLE I DEFINITIONS . |
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| June 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11‑K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001‑14431 A. Full title of the plan and the addres |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 23, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| May 26, 2023 |
Exhibit 10.1 AMERICAN STATES WATER COMPANY 2023 NON-EMPLOYEE DIRECTORS STOCK PLAN TABLE OF CONTENTS Page Section 1 General Description 1 Section 2. Definitions 1 Section 3. Effective Date; Duration 2 Section 4. Stock Units Awards 2 4.1 Annual Award 2 4.2 Crediting of Dividend Equivalents to Accounts 2 4.3 Units and Other Amounts Vest Immediately 2 4.4 Distribution of Benefits 2 Section 5. Ch |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| May 10, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Co |
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| May 10, 2023 |
American States Water Company Announces First Quarter 2023 Results Exhibit 99.1 American States Water Company Announces First Quarter 2023 Results •American States Water Company received proposed decision adopting a settlement agreement in its entirety in the water utility general rate case ◦Settlement agreement authorizes nearly $405 million in capital investment •$0.55 per share increase in recorded first quarter consolidated diluted EPS compared to first quart |
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| May 10, 2023 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 10, 2023 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2023 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| May 10, 2023 |
Exhibit 10.8 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead Arranger TABLE OF CONTENTS Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 |
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| May 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 10, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| April 18, 2023 |
American States Water Company Announces Proposed Decision Adopting Settlement Agreement In Its Water Utility General Rate Case And Date to Report First Quarter 2023 Results San Dimas, California, April 18, 2023…. |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 13, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
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| April 7, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 31, 2023 |
FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2023 SHORT-TERM INCENTIVE PROGRAM March 28, 2023 To: 2023 Short-Term Incentive Program Participants American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2023 Short-Term Incentive Program (the “Bonus Program”). |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| March 31, 2023 |
2023 Short-Term Incentive Program* AMERICAN STATES WATER COMPANY 2023 SHORT-TERM INCENTIVE PROGRAM 1.Purpose of 2023 Short-Term Incentive Program American States Water Company, a California corporation, (the “Corporation”) has adopted this 2023 Short-Term Incentive Program (the “2023 STIP”) to promote the success of the Corporation by (a) motivating Executives selected to participate in the 2023 STIP to maximize the performance of |
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| March 1, 2023 |
Subsidiaries of Registrant (1) Exhibit 21 Subsidiaries of American States Water Company Golden State Water Company American States Utility Services, Inc. |
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| March 1, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 1, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| March 1, 2023 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2022; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| March 1, 2023 |
American States Water Company Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 American States Water Company Announces Fourth Quarter and Full Year 2022 Results •$0.05 per share decrease in recorded fourth quarter consolidated diluted EPS compared to fourth quarter of 2021, or $0.05 per share increase as adjusted ◦Fourth quarter recorded results reflect 2021 water rates. 2022 water rates, if approved as settled, would be retroactive to January 1, 2022 and would |
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| March 1, 2023 |
Exhibit 10.6 CHANGE-IN-CONTROL AGREEMENT This Change-in-Control Agreement (the “Agreement”) dated as of February [], 2023, is entered into by and between (the “Executive”) and [Golden State Water Company][American States Utility Services, Inc.], a California corporation (the “Company”). RECITALS The Company believes that it is in the best interests of the Company, its shareholder and the sharehold |
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| March 1, 2023 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2022; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 1, 2023 |
incorporated by reference herein to Exhibit 10.2 EX-10.24 3 ex1024-revisedindeminifica.htm EX-10.24 Exhibit 10.24 AMENDED AND RESTATED INDEMNIFICATION AGREEMENT This Amended and Restated Indemnification Agreement (“Agreement”) is made as of May , 2021 by and between American States Water Company, a California corporation (“Company”), and [] (“Indemnitee”), a [director/officer] of the Company. This Agreement fully amends, restates and supersedes |
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| February 13, 2023 |
American States Water Company Announces Appointment of New Director American States Water Company Announces Appointment of New Director San Dimas, California. |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 7, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 10, 2023 |
Form of 2023 Performance Award Agreement* AMERICAN STATES WATER COMPANY 2016 STOCK INCENTIVE PLAN 2023 PERFORMANCE AWARD AGREEMENT THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2023 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”). |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 7, 2023 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 9, 2023 |
AWR / American States Water Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 15)* Name of issuer: American States Water Co. Title of Class of Securities: Common Stock CUSIP Number: 029899101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 31, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 15, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 7, 2022 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2022 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| November 7, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Wate |
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| November 7, 2022 |
American States Water Company Announces Third Quarter 2022 Results Exhibit 99.1 American States Water Company Announces Third Quarter 2022 Results ?$0.07 per share decrease in recorded third quarter consolidated diluted EPS compared to third quarter of 2021, or $0.06 per share increase as adjusted ?Third quarter results reflect an unfavorable variance of $0.03 per share from losses on investments held to fund a retirement plan ?Third quarter results also reflect |
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| November 7, 2022 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2022 of Golden State Water Company (referred to as ?GSWC?); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| November 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 7, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 10, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or o |
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| August 1, 2022 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2022 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 1, 2022 |
American States Water Company Announces Second Quarter 2022 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2022 Results ?$0.18 per share decrease in recorded second quarter consolidated diluted EPS compared to second quarter of 2021, or $0.02 per share increase as adjusted ?Quarter results reflect an unfavorable variance of $0.10 per share from losses on investments held to fund a retirement plan ?Quarter results also reflect 2021 wate |
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| August 1, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Com |
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| August 1, 2022 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2022 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| June 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11?K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001?14431 A. Full title of the plan and the addres |
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| May 26, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 24, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 2, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organi |
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| May 2, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2022 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Co |
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| May 2, 2022 |
American States Water Company Announces First Quarter 2022 Results Exhibit 99.1 American States Water Company Announces First Quarter 2022 Results San Dimas, California, May 2, 2022?. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per share of $0.38 for the quarter ended March 31, 2022, as compared to basic and fully diluted earnings per share of $0.52 for the quarter ended March 31, 2021. Due to the delay in receiving a |
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| May 2, 2022 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period March 31, 2022 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| May 2, 2022 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2022 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 2, 2022 |
Golden State Water Company Supplemental Executive Retirement Plan, amended and restated (1) GOLDEN STATE WATER COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AMENDED AND RESTATED EFFECTIVE July 1, 2020 (formerly known as the Golden State Water Company Pension Restoration Plan) OMMUS:77141921. |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) April 22, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| April 26, 2022 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead Arranger TABLE OF CONTENTS Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 8, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 30, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| April 1, 2022 |
Form of Award Agreement for 2022 Short-Term Incentive Program* FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2022 SHORT-TERM INCENTIVE PROGRAM March 30, 2022 To: 2022 Short-Term Incentive Program Participants American States Water Company (the ?Company?) is pleased to inform you that you have been selected as a participant in the Company?s 2022 Short-Term Incentive Program (the ?Bonus Program?). |
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| April 1, 2022 |
AMERICAN STATES WATER COMPANY 2022 SHORT-TERM INCENTIVE PROGRAM 1.Purpose of 2022 Short-Term Incentive Program American States Water Company, a California corporation, (the ?Corporation?) has adopted this 2022 Short-Term Incentive Program (the ?2022 STIP?) to promote the success of the Corporation by (a) motivating Executives selected to participate in the 2022 STIP to maximize the performance of |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 24, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 22, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 22, 2022 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as ?GSWC?) for the year ended December 31, 2021; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| February 22, 2022 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2021; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 22, 2022 |
American States Water Company Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 American States Water Company Announces Fourth Quarter and Full Year 2021 Results ?A 9.4% increase in full year 2021 consolidated diluted EPS over prior year, or an 8.8% increase as adjusted ?Increased earnings per share at all operating business segments for full year 2021 San Dimas, California, February 22, 2022?. American States Water Company (NYSE:AWR) today reported basic and ful |
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| February 22, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act |
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| February 22, 2022 |
Description of Debt Securities (1) Exhibit 4.4 DESCRIPTION OF DEBT SECURITIES Golden State Water Company (?GSWC?) has issued and which are outstanding as of December 31, 2019, five series of notes under the terms of an Indenture dated September 1, 1993 (the ?Indenture?) between GSWC and The Bank of New York Mellon Trust Company, N.A. (formerly known as The Bank of New York Trust Company, N.A.), as successor to JPMorgan Chase Bank, |
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| February 22, 2022 |
Subsidiaries of Registrant (1) Exhibit 21 Subsidiaries of American States Water Company Golden State Water Company American States Utility Services, Inc. |
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| February 9, 2022 |
AWR / American States Water Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: American States Water Co. Title of Class of Securities: Common Stock CUSIP Number: 029899101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 31, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 4, 2022 |
AMERICAN STATES WATER COMPANY 2016 STOCK INCENTIVE PLAN 2022 PERFORMANCE AWARD AGREEMENT THIS PERFORMANCE AWARD AGREEMENT (this ?Agreement?) is dated as of [ ], 2022 by and between American States Water Company, a California corporation (the ?Corporation?), and [ ] (the ?Participant?). |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 14, 2022 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| January 21, 2022 |
CONTRACT FOR PROFESSIONAL SERVICES BRYAN K. SWITZER ? CONSULTANT This Contract is made and entered into by and between Golden State Water Company (?GSWC?) and Bryan K. Switzer (?Consultant?) for a continuation of Consultant?s services as set forth in Paragraph 2. 1. Effective Date: This Contract?s Effective Date is January 15, 2022 (the ?Effective Date?). 2. Services and Compensation: Until the te |
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| January 21, 2022 |
January 8, 2022 Bryan K. Switzer Dear Keith: This letter (this ?Agreement?) confirms our agreement with regard to your retirement from your employment with Golden State Water Company (the ?Company?) effective January 14, 2022 (the ?Retirement Date?). 1.You will cease to actively participate in all benefit plans and programs of the Company and its affiliates as of the Retirement Date. Regardless of |
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| December 15, 2021 |
December 15, 2021 Mr. Karl Hiller Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F. Street, NE Washington, D.C. 20549 Re: American States Water Company Form 10-K for the Fiscal Year ended December 31, 2020 Response Letter dated October 14, 2021 File No. 001-14431 Dear Mr. Hiller: This letter sets forth American St |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 10, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 23, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 29, 2021 |
Exhibit 99.1 American States Water Company Announces a Settlement Agreement in its Water Utility General Rate Case San Dimas, California. . . American States Water Company (NYSE:AWR) announced that on November 23, 2021, its regulated water utility subsidiary, Golden State Water Company (GSWC) and the Public Advocates Office (Cal Advocates) at the California Public Utilities Commission (CPUC) filed |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 1, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 1, 2021 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period September 30, 2021 of Golden State Water Company (referred to as ?GSWC?); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| November 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 1, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or o |
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| November 1, 2021 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2021 of Golden State Water Company (referred to as ?GSWC?); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| November 1, 2021 |
American States Water Company Announces Third Quarter 2021 Results Exhibit 99.1 American States Water Company Announces Third Quarter 2021 Results ?5.6% increase in third quarter consolidated diluted EPS over third quarter of 2020, or 8.6% increase as adjusted ?11.7% increase in year-to-date consolidated diluted EPS over prior year, or 10.7% increase as adjusted San Dimas, California, November 1, 2021?. American States Water Company (NYSE:AWR) today reported basi |
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| November 1, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Wate |
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| October 14, 2021 |
October 14, 2021 Mr. Karl Hiller Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F. Street, NE Washington, D.C. 20549 Re: American States Water Company Form 10-K for Fiscal Year Ended December 31, 2021 [sic] Filed February 22, 2021 File No. 001-14431 Dear Mr. Hiller: This letter sets forth American States Water Com |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 12, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 13, 2021 |
SEPARATION AGREEMENT And GENERAL RELEASE OF ALL CLAIMS This Separation Agreement and General Release of All Claims (?Agreement?) is made by and between American States Utility Services, Inc. |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 10, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or or |
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| August 2, 2021 |
American States Water Company Announces Second Quarter 2021 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2021 Results ?7.8% increase in adjusted second quarter consolidated diluted EPS over adjusted second quarter of 2020, or 4.3% increase as recorded ?12.1% increase in adjusted YTD consolidated diluted EPS over adjusted YTD 2020, or 15.9% increase as recorded ?9% increase in quarterly dividend for September 1 dividend payment San Di |
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| August 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 2, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| August 2, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 American States Water Com |
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| August 2, 2021 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2021 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| August 2, 2021 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period June 30, 2021 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| August 2, 2021 |
Form of Indemnification Agreement for directors, CEO, SVPs and VP of Finance (1) Exhibit 10.12 [AMENDED AND RESTATED]1 INDEMNIFICATION AGREEMENT This [Amended and Restated] Indemnification Agreement (?Agreement?) is made as of May , 2021 by and between American States Water Company, a California corporation (?Company?), and [] (?Indemnitee?), a [director/officer] of the Company. [This Agreement fully amends, restates and supersedes any prior indemnification agreement between t |
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| July 15, 2021 |
CONTRACT FOR PROFESSIONAL SERVICES DENISE L. KRUGER ? CONSULTANT This Contract is made and entered into by and between Golden State Water Company (?GSWC?) and Denise L. Kruger (?Consultant?) for a continuation of Consultant?s services as set forth in Paragraph 2. 1. Effective Date: This Contract?s Effective Date is July 10, 2021 (the ?Effective Date?). 2. Services and Compensation: Until the termi |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 9, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| June 28, 2021 |
11-K 1 gswc11-k2020.htm 11-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11‑K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001‑14431 A. Full tit |
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| June 21, 2021 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead Arranger TABLE OF CONTENTS Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 |
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| June 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 15, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| May 20, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 18, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 3, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organi |
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| May 3, 2021 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period March 31, 2021 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| May 3, 2021 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2021 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 3, 2021 |
Exhibit 99.1 American States Water Company Announces First Quarter 2021 Results ?36.8% increase in consolidated diluted EPS over first quarter of 2020 (20.9% increase over adjusted first quarter 2020 diluted EPS) ?Increased earnings per share in all business segments San Dimas, California, May 3, 2021?. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per sh |
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| May 3, 2021 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 Americ |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 1, 2021 |
Form of Award Agreement for 2021 Short-Term Incentive Program FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2021 SHORT-TERM INCENTIVE PROGRAM March 26, 2021 To: 2021 Short-Term Incentive Program Participants American States Water Company (the ?Company?) is pleased to inform you that you have been selected as a participant in the Company?s 2021 Short-Term Incentive Program (the ?Bonus Program?). |
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| April 1, 2021 |
EX-10.1 2 exhibit101-2021stipdocument.htm EX-10.1 AMERICAN STATES WATER COMPANY 2021 SHORT-TERM INCENTIVE PROGRAM 1.Purpose of 2021 Short-Term Incentive Program American States Water Company, a California corporation, (the “Corporation”) has adopted this 2021 Short-Term Incentive Program (the “2021 STIP”) to promote the success of the Corporation by (a) motivating Executives selected to participat |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 26, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| February 22, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2020 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act |
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| February 22, 2021 |
Subsidiaries of Registrant (1) Exhibit 21 Subsidiaries of American States Water Company Golden State Water Company American States Utility Services, Inc. |
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| February 22, 2021 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2020; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| February 22, 2021 |
Exhibit 99.1 American States Water Company Announces Fourth Quarter and Full Year 2020 Results •a 20 % increase in consolidated diluted EPS over fourth quarter of 2019 with all operating business segments contributing to this increase San Dimas, California, February 22, 2021…. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per share of $0.55 and $0.54, res |
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| February 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 22, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| February 22, 2021 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1)I have reviewed this annual report on Form 10-K of Golden State Water Company (referred to as “GSWC”) for the year ended December 31, 2020; 2)Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: American States Water Co. Title of Class of Securities: Common Stock CUSIP Number: 029899101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 5, 2021 |
Form of 2021 Performance Award Agreement* AMERICAN STATES WATER COMPANY 2016 STOCK INCENTIVE PLAN 2021 PERFORMANCE AWARD AGREEMENT THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2021 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”). |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 1, 2021 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or |
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| November 2, 2020 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 Am |
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| November 2, 2020 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period September 30, 2020 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| November 2, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 2, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or o |
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| November 2, 2020 |
American States Water Company Announces Third Quarter 2020 Results Exhibit 99.1 American States Water Company Announces Third Quarter 2020 Results San Dimas, California, November 2, 2020…. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per share of $0.72 for the third quarter ended September 30, 2020, as compared to basic and fully diluted earnings per share of $0.76 recorded for the third quarter ended September 30, 2019 |
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| November 2, 2020 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2020 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| August 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 27, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or o |
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| August 3, 2020 |
Exhibit 31.2.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Eva G. Tang, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period June 30, 2020 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| August 3, 2020 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended June 30, 2020 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| August 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 3, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or org |
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| August 3, 2020 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 001-14431 America |
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| August 3, 2020 |
American States Water Company Announces Second Quarter 2020 Results Exhibit 99.1 American States Water Company Announces Second Quarter 2020 Results San Dimas, California, August 3, 2020…. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per share of $0.69 for the second quarter ended June 30, 2020, as compared to basic and fully diluted earnings per share of $0.72 for the second quarter ended June 30, 2019. Included in the |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 16, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| July 16, 2020 |
Exhibit 99.1 American States Water Company Announces Appointment of Stuart Harrison to Senior Vice President of ASUS SAN DIMAS, California-(BUSINESS WIRE)-American States Water Company (NYSE:AWR) announces the appointment of Stuart Harrison to Senior Vice President of American States Utility Services, Inc. (“ASUS”) effective July 20, 2020. ASUS is a wholly-owned subsidiary of AWR providing operati |
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| July 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 8, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| July 14, 2020 |
American States Water Company Announces Issuance of $160 Million Senior Unsecured Notes at GSWC American States Water Company Announces Issuance of $160 Million Senior Unsecured Notes at GSWC San Dimas, California. |
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| July 14, 2020 |
exhibit101notepurchaseag Execution Version GOLDEN STATE WATER COMPANY $160,000,000 2. |
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| June 29, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 26, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or orga |
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| June 29, 2020 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead Arranger TABLE OF CONTENTS Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 |
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| June 26, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11‑K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001‑14431 A. Full title of the plan and the addres |
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| May 22, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 19, 2020 AMERICAN STATES WATER COMPANY (Exact name of registrant as specified in its charter) California 001-14431 95-4676679 (State or other jurisdiction of incorporation or organ |
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| May 4, 2020 |
Exhibit 99.1 American States Water Company Announces First Quarter 2020 Results •An 8.6% increase in Consolidated Diluted EPS over first quarter of 2019 San Dimas, California, May 4, 2020…. American States Water Company (NYSE:AWR) today reported basic and fully diluted earnings per share of $0.38 for the quarter ended March 31, 2020, as compared to basic and fully diluted earnings per share of $0. |
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| May 4, 2020 |
Exhibit 31.1.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC I, Robert J. Sprowls, certify that: 1) I have reviewed this quarterly report on Form 10-Q for the period ended March 31, 2020 of Golden State Water Company (referred to as “GSWC”); 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
