AWX / Avalon Holdings Corporation - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Avalon Holdings Corporation
US ˙ NYSEAM ˙ US05343P1093

Mga Batayang Estadistika
CIK 1061069
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Avalon Holdings Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 8, 2025 10-Q

2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 ☐ Transition Report Pursuant

2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

May 8, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2025 (May 7, 2025) AVALON HOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2025 (May 7, 2025) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 7, 2025 10-Q

2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ Transition Report Pursuan

2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPO

March 21, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 20, 2025 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio • American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohio • AWMS Water Solutions, LLC Oh

March 20, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 ☐ Transition Report Pursuant to Secti

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATIO

March 20, 2025 EX-13.1

Avalon Holdings Corporation 2024 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 F i n a n c i a l H i g h l i g h ts (in thousands, except for per share amounts) For the year 2024 2023 Net operating revenues $ 83,795 $ 80,899 Income (loss) before income taxes 1,042 (1,987 ) Net income (loss) attributable to Avalon Holdings Corporation common shareholders 1,318 (1,775 ) Net income (loss) per share attributable to Avalon Holdings Corporation common shareholders 0.3

November 8, 2024 10-Q

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ Transition Report Pur

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

September 24, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2024 (September 23, 2024) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

September 24, 2024 EX-10.2

10.2 Promissory Note, dated as of September 23, 2024 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank, as lender.

Exhibit 10.2

September 24, 2024 EX-10.3

10.3 Commercial Security Agreement, dated September 23, 2024 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank, as lender.

Exhibit 10.3

September 24, 2024 EX-10.1

10.1 Business Loan Agreement (Asset Based), dated September 23, 2024 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank, as lender.

Exhibit 10.1

August 16, 2024 SC 13D/A

AWX / Avalon Holdings Corporation / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment 39)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri, M.D. 3954 Montereale Drive Canfield Ohio 44406 330-783-1147 (Name, Address and Telephon

August 8, 2024 10-Q

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Pursuant

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

May 9, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2024 (May 8, 2024) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 8, 2024 10-Q

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report Pursuan

2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPO

March 22, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 21, 2024 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohio • AWMS Water Solutions, LLC Ohi

March 21, 2024 EX-13.1

Avalon Holdings Corporation 2023 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 F i n a n c i a l H i g h l i g h t s (in thousands, except for per share amounts) For the year 2023 2022 Net operating revenues $ 80,515 $ 81,180 Loss before income taxes (1,987 ) (886 ) Net loss attributable to Avalon Holdings Corporation common shareholders (1,775 ) (583 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.46 ) (0.15 ) At year-end

March 21, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 ☐ Transition Report Pursuant to Secti

2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATIO

January 25, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2024 (January 24, 2024) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

January 12, 2024 SC 13D/A

AWX / Avalon Holdings Corporation / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d647249dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (38)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri, M.D. 3954 Montereale Drive Canfield Ohio 44406 330-783-1

December 8, 2023 SC 13D/A

AWX / Avalon Holdings Corp. - Class A / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d640333dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (37)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri, M.D. 5500 Market Street, Suite 128 Youngstown, Ohio 4451

November 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition Report Pursuant

2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

September 19, 2023 EX-10.3

Commercial Security Agreement, dated as of September 18, 2023 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Waste Management Services, Inc., as grantor, and Premier Bank as lender, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on September 19, 2023.

Exhibit 10.3

September 19, 2023 EX-10.1

Business Loan Agreement (Asset Based), dated September 18, 2023 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank, as lender.

Exhibit 10.1

September 19, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2023 (September 18, 2023) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

September 19, 2023 EX-10.2

Promissory Note, dated as of September 18, 2023 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank, as lender.

Exhibit 10.2

August 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Pursuant to S

2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

August 2, 2023 SC 13D/A

AWX / Avalon Holdings Corp. - Class A / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (36)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri, M.D. 5500 Market Street, Suite 128 Youngstown, Ohio 44512 330-783-1147 (Name, Address

June 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 28, 2023 (June 26, 2023) AVALON

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 28, 2023 (June 26, 2023) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

June 28, 2023 EX-99.1

Avalon Holdings Corporation

Exhibit 99.1 Avalon Holdings Corporation One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 AVALON HOLDINGS CORPORATION ANNOUNCES ORGANIZATIONAL CHANGES WARREN, Ohio (June 28, 2023) – Ronald E. Klingle, Chairman of the Board of Avalon Holdings Corporation (NYSE Amex:AWX) today announced that effective June 26, 2023, Michael J. Havalo, has been hired as Chief Financial Officer and Tre

June 22, 2023 SC 13D/A

AWX / Avalon Holdings Corp. - Class A / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (35)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 330-783-1147 (Name, Address and Te

May 11, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2023 (May 10, 2023) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 10, 2023 10-Q

2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Pursuan

2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPO

April 28, 2023 EX-99.1

Avalon Holdings Corporation

Exhibit 99.1 Avalon Holdings Corporation One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 AVALON HOLDINGS CORPORATION ANNOUNCES ORGANIZATIONAL CHANGES WARREN, Ohio (April 28, 2023) – Ronald E. Klingle, Chairman of the Board of Avalon Holdings Corporation (NYSE Amex: AWX) announced that on April 26, 2023, Bryan P. Saksa resigned as Chief Financial Officer, Treasurer and Secretary of

April 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2023 (April 26, 2023) AVAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2023 (April 26, 2023) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 24, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 23, 2023 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohio • American Waste NJ New Jersey

March 23, 2023 EX-13.1

Avalon Holdings Corporation 2022 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2022 2021 Net operating revenues $ 81,180 $ 70,383 Income (loss) before income taxes (886 ) 1,736 Net income (loss) attributable to Avalon Holdings Corporation common shareholders (583 ) 1,971 Net income (loss) per share attributable to Avalon Holdings Corporation common shareholders (0.15 ) 0.51 At year-en

March 23, 2023 10-K

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATIO

December 21, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2022 (December 19, 2022

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2022 (December 19, 2022) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

November 10, 2022 10-Q

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ☐ Transition Report Pur

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

August 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ☐ Transition Report Pursuant to S

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

August 8, 2022 EX-10.6

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Avalon Country Club at Sharon, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.6 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.6 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON COUNTRY CLUB AT SHARON, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee p

August 8, 2022 EX-10.4

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Avalon Lakes Golf, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.4 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.4 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON LAKES GOLF, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pursuant to 5

August 8, 2022 EX-10.9

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Havana Cigar Shop, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee (Parcel 2), incorporated by reference as Exhibit 10.9 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.9 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THE HAVANA CIGAR SHOP, INC., D/B/A AVALON FIELD CLUB AT NEW CASTLE MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All noti

August 8, 2022 EX-10.2

Mortgage Note, dated as of August 5, 2022 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

Exhibit 10.2 MORTGAGE NOTE $31,000,000.00 August 5, 2022 FOR VALUE RECEIVED, AVALON HOLDINGS CORPORATION, an Ohio corporation ("Avalon Holdings"), AVALON RESORTS AND CLUBS, INC., an Ohio corporation ("Avalon Resorts and Clubs"), AVALON CLUBS, INC., an Ohio corporation ("Avalon Clubs"), AVALON RESORTS, INC., an Ohio corporation ("Avalon Resorts"), AVALON GOLF AND COUNTRY CLUB, INC., an Ohio corpora

August 8, 2022 EX-10.7

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Avalon Mahoning Sports Center, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.7 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.7 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON MAHONING SPORTS CENTER, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee p

August 8, 2022 EX-10.8

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Havana Cigar Shop, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee (Parcel 1), incorporated by reference as Exhibit 10.8 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.8 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THE HAVANA CIGAR SHOP, INC., D/B/A AVALON FIELD CLUB AT NEW CASTLE MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All noti

August 8, 2022 EX-10.5

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Avalon Resort and Spa, LLC., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.5 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.5 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON RESORT AND SPA, LLC, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pursuant t

August 8, 2022 EX-10.3

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated August 1, 2022 and effective as of August 5, 2022 between Avalon Holdings Corporation, as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

EXHIBIT 10.3 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON HOLDINGS CORPORATION, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of August 1, 2022 and Effective as of August 5, 2022 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pursuant

August 8, 2022 EX-10.1

Loan and Security Agreement, dated as of August 5, 2022 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on August 8, 2022.

Exhibit 10.1 LOAN AND SECURITY AGREEMENT By and Among AVALON HOLDINGS CORPORATION, AVALON RESORTS AND CLUBS, INC., AVALON CLUBS, INC., AVALON RESORTS, INC., AVALON GOLF AND COUNTRY CLUB, INC., AVALON LAKES GOLF, INC., AVALON COUNTRY CLUB AT SHARON, INC., THE AVALON RESORT AND SPA LLC, THE HAVANA CIGAR SHOP, INC., AVALON TRAVEL, INC., AVALON MAHONING SPORTS CENTER, INC. AVALON CIGAR SHOP, INC. TBG,

August 8, 2022 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2022 (August 5, 2022) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

July 25, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2022 (July 22, 2022) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

July 25, 2022 EX-10.1

Change in Terms Agreement, dated as of July 22, 2022 between Avalon Holdings Corporation and certain wholly-owned subsidiaries, as borrowers, and Premier Bank, as lender, incorporated by reference at Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on July 25, 2022.

Exhibit 10.1

May 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ☐ Transition Report Pursuant to

2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPO

April 28, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2022 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

April 18, 2022 SC 13D/A

AWX / Avalon Holdings Corp / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (34)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 330-783-1147 (Name, Address and Telephone N

March 11, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 awx20220215def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ☐ Transition Report Pursuant to Secti

2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATIO

March 10, 2022 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon?s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation ? American Landfill Management, Inc. Ohio ?American Construction Supply, Inc. Ohio ? American Waste Management Services, Inc. Ohio ? American Waste NJ New Jersey

March 10, 2022 EX-13.1

Avalon Holdings Corporation 2021 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 FORM 10-K F i n a n c i a l H i g h l i g h t s (in thousands, except for per share amounts) For the year 2021 2020 Net operating revenues $ 70,383 $ 58,720 Income before income taxes 1,736 52 Net income attributable to Avalon Holdings Corporation common shareholders 1,971 14 Net income per share attributable to Avalon Holdings Corporation common shareholders 0.51 0.00 At year-end 202

November 12, 2021 10-Q

2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 ☐ Transition Report Pur

2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

August 18, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 18, 2021 (August 17, 2021) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

August 18, 2021 EX-10.1

Change in Terms Agreement, dated as of August 17, 2021 between Avalon Holdings Corporation and certain wholly-owned subsidiaries, as borrowers, and Premier Bank, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on August 18, 2021.

Exhibit 10.1

August 6, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ☐ Transition Report Pursuant to S

2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

May 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ☐ Transition Report Pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPORATIO

April 29, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2021 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 12, 2021 DEF 14A

- FORM DEF 14A

DEF 14A 1 awx20210302def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

March 11, 2021 EX-13.1

Avalon Holdings Corporation 2020 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 F i n a n c i a l H i g h l i g h t s (in thousands, except for per share amounts) For the year 2020 2019 Net operating revenues $ 58,720 $ 68,357 Income (loss) before income taxes 52 (375 ) Net income (loss) attributable to Avalon Holdings Corporation common shareholders 14 (455 ) Net income (loss) per share attributable to Avalon Holdings Corporation common shareholders 0.00 (0.12 )

March 11, 2021 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon?s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation ? American Landfill Management, Inc. Ohio ?American Construction Supply, Inc. Ohio ? American Waste Management Services, Inc. Ohio ? American Waste NJ New Jersey

March 11, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATION (Ex

November 12, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition Report Pursuant

2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

November 9, 2020 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2020 (November 6, 2020) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

August 10, 2020 10-Q

Quarterly Report - FORM 10-Q

2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPOR

August 6, 2020 EX-10.4

Commercial Security Agreement, dated as of August 5, 2020 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Waste NJ L.L.C., as grantor, and Premier Bank formerly known as Home Savings Bank, as lender, incorporated by reference as Exhibit 10.4 to Avalon Holdings Corporation Form 8-K filed on August 6, 2020.

Exhibit 10.4

August 6, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 (August 5, 2020) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

August 6, 2020 EX-10.5

Commercial Security Agreement, dated as of August 5, 2020 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Waste Management Services, Inc., as grantor, and Premier Bank formerly known as Home Savings Bank, as lender, incorporated by reference as Exhibit 10.5 to Avalon Holdings Corporation Form 8-K filed on August 6, 2020.

Exhibit 10.5

August 6, 2020 EX-10.3

Commercial Security Agreement, dated as of August 5, 2020 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Landfill Management, Inc., as grantor, and Premier Bank formerly known as Home Savings Bank, as lender, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on August 6, 2020.

Exhibit 10.3

August 6, 2020 EX-10.1

Business Loan Agreement (Asset Based), dated as of August 5, 2020 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank formerly known as Home Savings Bank, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on August 6, 2020.

Exhibit 10.1

August 6, 2020 EX-10.2

Promissory Note, dated as of August 5, 2020 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Premier Bank formerly known as Home Savings Bank, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on August 6, 2020.

Exhibit 10.2

May 14, 2020 10-Q

Quarterly Report - FORM 10-Q

2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CORPO

May 6, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2020 (May 4, 2020) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

April 30, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2020 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

April 27, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2020 (April 22, 2020) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 13, 2020 DEF 14A

AWX / Avalon Holdings Corp. DEF 14A - - FORM DEF 14A

DEF 14A 1 awx20200227def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

March 12, 2020 EX-13.1

Avalon Holdings Corporation 2019 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2019 2018 Net operating revenues $ 68,357 $ 62,234 Loss before income taxes (375 ) (3,089 ) Net loss attributable to Avalon Holdings Corporation common shareholders (455 ) (1,144 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.12 ) (0.30 ) At year-end 2019 2018 Workin

March 12, 2020 10-K

AWX / Avalon Holdings Corp. 10-K - Annual Report - FORM 10-K

2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPORATIO

March 12, 2020 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohio • American Waste NJ New Jersey

March 5, 2020 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.

February 12, 2020 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

December 26, 2019 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d829585dsc13da.htm SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (32)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Secu

December 23, 2019 EX-10.6

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Avalon Country Club at Sharon, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.6 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

EXHIBIT 10.6 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON COUNTRY CLUB AT SHARON, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortg

December 23, 2019 EX-10.3

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Avalon Holdings Corporation, as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

EXHIBIT 10.3 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON HOLDINGS CORPORATION, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pur

December 23, 2019 EX-10.8

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Havana Cigar Shop, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee (Parcel 1), incorporated by reference as Exhibit 10.8 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

EXHIBIT 10.8 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THE HAVANA CIGAR SHOP, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pur

December 23, 2019 EX-10.4

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Avalon Lakes Golf, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.4 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

Exhibit 10.4 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON LAKES GOLF, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pursuan

December 23, 2019 EX-10.9

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Havana Cigar Shop, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee (Parcel 2), incorporated by reference as Exhibit 10.9 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

exhibit 10.9 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THE HAVANA CIGAR SHOP, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee pur

December 23, 2019 EX-10.5

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Avalon Resort and Spa, LLC., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.5 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

EXHIBIT 10.5 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON RESORT AND SPA, LLC, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgagee purs

December 23, 2019 EX-10.7

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 18, 2019 and effective as of December 20, 2019 between Avalon Mahoning Sports Center, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.7 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

EXHIBIT 10.7 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON MAHONING SPORTS CENTER, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 18, 2019 and Effective as of December 20, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortg

December 23, 2019 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 23, 2019 (December 20, 2019) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

December 23, 2019 EX-10.2

Mortgage Note, dated as of December 20, 2019 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

Exhibit 10.2 MORTGAGE NOTE $23,000,000.00 December 20, 2019 FOR VALUE RECEIVED, AVALON HOLDINGS CORPORATION, an Ohio corporation ("Avalon Holdings"), AVALON RESORTS AND CLUBS, INC., an Ohio corporation ("Avalon Resorts and Clubs"), AVALON CLUBS, INC., an Ohio corporation ("Avalon Clubs"), AVALON RESORTS, INC., an Ohio corporation ("Avalon Resorts"), AVALON GOLF AND COUNTRY CLUB, INC., an Ohio corp

December 23, 2019 EX-10.1

Loan and Security Agreement, dated as of December 20, 2019 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on December 23, 2019.

Exhibit 10.1 LOAN AND SECURITY AGREEMENT By and Among AVALON HOLDINGS CORPORATION, AVALON RESORTS AND CLUBS, INC., AVALON CLUBS, INC., AVALON RESORTS, INC., AVALON GOLF AND COUNTRY CLUB, INC., AVALON LAKES GOLF, INC., AVALON COUNTRY CLUB AT SHARON, INC., THE AVALON RESORT AND SPA LLC, THE HAVANA CIGAR SHOP, INC., AVALON TRAVEL, INC., AVALON MAHONING SPORTS CENTER, INC. AVALON CIGAR SHOP, INC. TBG,

December 6, 2019 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.

November 13, 2019 10-Q

AWX / Avalon Holdings Corp. 10-Q - Quarterly Report - FORM 10-Q

2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDIN

August 9, 2019 10-Q

AWX / Avalon Holdings Corp. 10-Q - Quarterly Report - FORM 10-Q

2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CO

June 18, 2019 EX-10.1

Change in Terms Agreement, dated as of June 17, 2019 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on June 18, 2019.

Exhibit 10.1

June 18, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2019 (June 17, 2019) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 21, 2019 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2019 (May 20, 2019) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 21, 2019 EX-16.1

Letter from BDO USA, LLP

Exhibit 16.1 May 21, 2019 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on May 20, 2019, to be filed by our former client, Avalon Holdings Corporation. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /

May 14, 2019 EX-10.3

Promissory Note, principal amount of $950,000, dated as of June 21, 2013 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.3

May 14, 2019 EX-10.2

Business Loan Agreement, principal amount of $950,000, dated as of June 21, 2013 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.2

May 14, 2019 EX-10.8

Credit Agreement and Disclosure Change in Terms Agreement, principal amount of $150,000, dated as of July 10, 2015 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.8

May 14, 2019 EX-10.7

Credit Agreement and Disclosure Change in Terms Agreement, principal amount of $150,000, dated as of May 28, 2014 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.7

May 14, 2019 EX-10.6

Business Loan Agreement, principal amount of $150,000, dated as of May 28, 2014 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.6

May 14, 2019 EX-10.4

Commercial Security Agreement, principal amount of $950,000, dated as of June 21, 2013 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.4

May 14, 2019 EX-10.1

Assignment and Assumption and Commercial Loan Modification Agreement, effective May 13, 2019 between Mercer County State Bank, as lender, New Castle Country Club, as borrower, and Havana Cigar Shop, Inc. dba Avalon Field Club at New Castle, as buyer/obligor.

Exhibit 10.1 ASSIGNMENT AND ASSUMPTION AND COMMERCIAL LOAN MODIFICATION AGREEMENT This Assignment and Assumption and Commercial Loan Modification Agreement (“Agreement”) is made effective as of the 13th day of May 2019, by and between Mercer County State Bank (“Bank”) and New Castle Country Club (“Borrower”) and The Havana Cigar Shop, Inc., dba Avalon Field Club at New Castle, a Pennsylvania Corpo

May 14, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2019 (May 13, 2019) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

May 14, 2019 EX-10.5

Commercial Security Agreement, principal amount of $100,000, dated as of June 21, 2013 between New Castle Country Club, as borrower, and Mercer County State Bank, as lender.

Exhibit 10.5

May 9, 2019 10-Q

AWX / Avalon Holdings Corp. 10-Q Quarterly Report FORM 10-Q

2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

April 26, 2019 EX-4.2

Avalon Holdings Corporation 2019 Long-Term Incentive Plan incorporated by reference as Exhibit 4.2 to Avalon Holdings Corporation Form S-8 filed on April 26, 2019.

EX-4.2 2 ex141774.htm EXHIBIT 4.2 Exhibit 4.2 AVALON HOLDINGS CORPORATION 2019 Long-Term Incentive Plan The 2019 Long-Term Incentive Plan (the “Plan”) is the renewal of the 2009 Long-Term Incentive Plan, which expires October 6, 2019 (the “2009 Plan”). The name was changed to reflect the year the Plan was approved. 1. Purposes. The principal purposes of the Plan are: (a) to improve individual empl

April 26, 2019 S-8

AWX / Avalon Holdings Corp. S-8 FORM S-8

S-8 1 awx20190425s8.htm FORM S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Avalon Holdings Corporation (Exact name of registrant as specified in its charter) Ohio 34-1863889 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) One American Way Warren, Ohio 4

April 25, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2019 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

April 4, 2019 DEFA14A

AWX / Avalon Holdings Corp. FORM DEFA14A

DEFA14A 1 awx20190403defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O

March 29, 2019 EX-10.2

Exhibit 10.2 Mortgage Note, dated as of March 29, 2019 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on March 29, 2019.

Exhibit 10.2 2019 MORTGAGE NOTE $3,000,000.00 March 29, 2019 FOR VALUE RECEIVED, AVALON HOLDINGS CORPORATION, an Ohio corporation ("Avalon Holdings"), AVALON RESORTS AND CLUBS, INC., an Ohio corporation ("Avalon Resorts and Clubs"), AVALON CLUBS, INC., an Ohio corporation ("Avalon Clubs"), AVALON RESORTS, INC., an Ohio corporation ("Avalon Resorts"), AVALON GOLF AND COUNTRY CLUB, INC., an Ohio cor

March 29, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2019 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 29, 2019 EX-10.3

Exhibit 10.3 Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated March 27, 2019 and effective as of March 29, 2019 between Avalon Resort and Spa, LLC, as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on March 29, 2019.

EX-10.3 4 ex139296.htm EXHIBIT 10.3 Exhibit 10.3 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON RESORT AND SPA, LLC, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of March 27, 2019 and Effective as of March 29, 2019 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices

March 29, 2019 EX-10.1

Exhibit 10.1 Loan and Security Agreement, dated as of March 29, 2019 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on March 29, 2019.

EX-10.1 2 ex139294.htm EXHIBIT 10.1 Exhibit 10.1 Execution Copy LOAN AND SECURITY AGREEMENT By and Among AVALON HOLDINGS CORPORATION, AVALON RESORTS AND CLUBS, INC., AVALON CLUBS, INC., AVALON RESORTS, INC., AVALON GOLF AND COUNTRY CLUB, INC., AVALON LAKES GOLF, INC., AVALON COUNTRY CLUB AT SHARON, INC., AVALON RESORT AND SPA LLC, THE HAVANA CIGAR SHOP, INC., AVALON TRAVEL, INC., AVALON MAHONING S

March 19, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 19, 2019 (March 18, 2019) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 15, 2019 DEF 14A

AWX / Avalon Holdings Corp. FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 14, 2019 10-K

AWX / Avalon Holdings Corp. FORM 10-K (Annual Report)

2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPOR

March 14, 2019 EX-13.1

Avalon Holdings Corporation 2018 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2018 2017 Net operating revenues $ 62,234 $ 55,848 Loss before income taxes (3,089 ) (694 ) Net loss attributable to Avalon Holdings Corporation common shareholders (1,144 ) (307 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.30 ) (0.08 ) At year-end 2018 2017 Workin

March 14, 2019 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohio • American Waste NJ New Jersey

February 8, 2019 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

December 6, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2018 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

November 23, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 23, 2018 (November 21, 2018) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 8, 2018 10-Q

AWX / Avalon Holdings Corp. FORM 10-Q (Quarterly Report)

2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDIN

August 28, 2018 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.

August 22, 2018 EX-1

EX-1

Account Trade Date Acct Type B/S Symbol Quantity Price Exec Time Commission Trade Fee 1 Trade Fee 2 Trade Fee 3 Exec Broker Currency 32810 07-24-18 2 BUY AWX 800 2.

August 10, 2018 SC 13G/A

AWX / Avalon Holdings Corp. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Avalon Holdings Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) July 31, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic

August 9, 2018 10-Q

AWX / Avalon Holdings Corp. FORM 10-Q (Quarterly Report)

2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CO

August 1, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2018 (July 31, 2018) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

July 30, 2018 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2018 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

July 30, 2018 EX-99.1

One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 ● Fax: (330) 856-8480 AVALON HOLDINGS CORPORATION RECENT TRADING ACTIVITY

Exhibit 99.1 Avalon Holdings Corporation One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 ● Fax: (330) 856-8480 AVALON HOLDINGS CORPORATION RECENT TRADING ACTIVITY WARREN, Ohio (July 30, 2018) – Avalon Holdings Corporation (NYSE American: AWX) (“Avalon” or the “Company”) has announced today that the Company has received numerous inquiries regarding recent trading activity in the Co

May 31, 2018 EX-10.2

Promissory Note, dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.2

May 31, 2018 EX-10.3

Commercial Security Agreement, dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Landfill Management, Inc., as grantor, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.3

May 31, 2018 EX-10.4

Commercial Security Agreement, dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Waste NJ LLC, as grantor, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.4 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.4

May 31, 2018 EX-10.1

Business Loan Agreement (Asset Based), dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.1

May 31, 2018 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 31, 2018 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 31, 2018 EX-10.5

Commercial Security Agreement, dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, American Waste Management Services, Inc., as grantor, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.5 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.5

May 31, 2018 EX-10.6

Loan Documents Addendum, dated as of May 31, 2018 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.6 to Avalon Holdings Corporation Form 8-K filed on May 31, 2018.

Exhibit 10.6 LOAN DOCUMENTS ADDENDUM BORROWERS Avalon Holdings Corporation, American Waste Management Services, Inc., American Landfill Management, Inc., American Construction Supply, Inc., Avalon Golf and Country Club, Inc., Avalon Country Club at Sharon, Inc., Avalon Lakes Golf, Inc., TBG, Inc., Avalon Travel, Inc., The Havana Cigar Shop, Inc., American NJ, L.L.C., Avalon Resort And Spa LLC, Ava

May 10, 2018 10-Q

AWX / Avalon Holdings Corp. FORM 10-Q (Quarterly Report)

2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

April 26, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2018 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 16, 2018 DEF 14A

AWX / Avalon Holdings Corp. FORM DEF 14A

DEF 14A 1 awx20180305def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

March 15, 2018 EX-21.1

Subsidiaries of Avalon Holdings Corporation.

EX-21.1 3 ex107016.htm EXHIBIT 21.1 Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc.

March 15, 2018 10-K

AWX / Avalon Holdings Corp. FORM 10-K (Annual Report)

2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVALON HOLDINGS CORPOR

March 15, 2018 EX-13.1

Avalon Holdings Corporation 2017 Annual Report to Shareholders (except pages and information therein expressly incorporated by reference in this Form 10-K, the Annual Report to Shareholders, is provided for the information of the Commission and is not to be deemed “filed” as part of the Form 10-K).

Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2017 2016 Net operating revenues $ 55,848 $ 61,352 Loss before income taxes (694 ) (284 ) Net loss attributable to Avalon Holdings Corporation common shareholders (307 ) (69 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.08 ) (0.02 ) At year-end 2017 2016 Working cap

February 9, 2018 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 8, 2018 SC 13G/A

AWX / Avalon Holdings Corp. / RAFFLES ASSOCIATES LP - SC 13G/A Passive Investment

Raffles Capital Management: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) January 24, 2018 (Date of Event which Requires Filing of this Statement) Check

January 22, 2018 SC 13G/A

AWX / Avalon Holdings Corp. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Avalon Holdings Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to

December 8, 2017 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment (29)* AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 330-783-1147 (Name, Address and Te

December 5, 2017 EX-10.1

First Amendment to Loan and Security Agreement, dated as of December 4, 2017, between Avalon Holdings Corporation and certain direct and indirect wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on December 5, 2017.

ex101400.htm Exhibit 10.1 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Amendment") is made as of December 4th, 2017 by and among AVALON HOLDINGS CORPORATION, an Ohio corporation ("Avalon Holdings"), AVALON RESORTS AND CLUBS, INC., an Ohio corporation ("Avalon Resorts and Clubs"), AVALON CLUBS, INC., an Ohio corporation ("Avalon Clubs"),

December 5, 2017 8-K

Current Report

8-K 1 awx201712048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 5, 2017 (December 4, 2017) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or

November 24, 2017 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.

November 21, 2017 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.

November 9, 2017 10-Q

AWX / Avalon Holdings Corp. FORM 10-Q (Quarterly Report)

2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDIN

August 31, 2017 10-K/A

AWX / Avalon Holdings Corp. FORM 10-K/A (Annual Report)

awx2017083110ka.htm 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission Fi

August 14, 2017 CORRESP

AWX / Avalon Holdings Corp. ESP

awx20170814corresp.htm Avalon Holdings Corporation One American Way ? Warren, OH 44484-5555 ? Phone: (330) 856-8800 ? Fax: (330) 856-8480 August 14, 2017 Mr. Terence O?Brien Accounting Branch Chief Securities and Exchange Commission Division of Corporate Finance Mail Stop 4631 Washington, DC 20549 Re: Response to Comment Letter dated August 9, 2017 relating to Avalon Holdings Corporation?s Form 10

August 11, 2017 10-Q

AWX / Avalon Holdings Corp. FORM 10-Q (Quarterly Report)

awx2017063010q.htm 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105

June 2, 2017 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d350981dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDED SCHEDULE 13D (Amendment No. 26) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (N

May 12, 2017 10-Q

2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 [ ] Transition Report Pur

awx2017033110q.htm 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-1410

May 4, 2017 EX-1

Joint Filing Agreement

Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Common Stock of Jewett-Cameron Trading Company, Ltd.

May 4, 2017 SC 13G

AWX / Avalon Holdings Corp. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Avalon Holdings Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) April 30, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic

May 2, 2017 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d389362dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDED SCHEDULE 13D (Amendment No. 25) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (N

April 27, 2017 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201704278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2017 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction of Incorporation)

April 25, 2017 EX-10.1

Change in Terms Agreement, dated as of April 25, 2017, between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Home Savings Bank, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on April 25, 2017.

EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1

April 25, 2017 8-K

Current Report

awx201704258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2017 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File

March 22, 2017 8-K

Current Report

awx201703228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 22, 2017 (March 21, 2017) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction

March 17, 2017 DEF 14A

Avalon Holdings FORM DEF 14A

awx20170309def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul

March 16, 2017 EX-13.1

Financial Highlights (in thousands, except for per share amounts)

ex13-1.htm Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2016 2015 Net operating revenues $ 61,352 $ 53,090 Loss before income taxes (284 ) (1,163 ) Net loss attributable to Avalon Holdings Corporation common shareholders (69 ) (712 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.02 ) (0.19 ) At year-end 2016 201

March 16, 2017 EX-21.1

The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary.

Exhibit 21.1 The following is a list of Avalon?s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation ? American Landfill Management, Inc. Ohio ? American Construction Supply, Inc. Ohio ? American Waste Management Services, Inc. Ohio ? American Waste NJ New Jersey

March 16, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 [ ] Transition Report Pursuant to S

10-K 1 awx2016123110k.htm FORM 10-K 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File N

February 23, 2017 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201702238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 23, 2017 (February 21, 2017) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdi

February 15, 2017 SC 13G/A

AWX / Avalon Holdings Corp. / RAFFLES ASSOCIATES LP - SC 13G/A Passive Investment

Raffles Capital Management: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Chec

February 9, 2017 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

December 28, 2016 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201612288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 28, 2016 (December 23, 2016) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdi

December 21, 2016 EX-10.6

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 1, 2016 and effective as of December 20, 2016 between Avalon Country Club at Sharon, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.6 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-6.htm Exhibit 10.6 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON COUNTRY CLUB AT SHARON, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 1, 2016 and Effective as of December 20, 2016 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be give

December 21, 2016 EX-10.7

Business Loan Agreement (Asset Based), dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and The Home Savings and Loan Company of Youngstown, Ohio as lender, incorporated by reference as Exhibit 10.7 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-7.htm Exhibit 10.7

December 21, 2016 EX-10.3

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 1, 2016 and effective as of December 20, 2016 between Avalon Holdings Corporation, as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.3 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-3.htm Exhibit 10.3 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON HOLDINGS CORPORATION, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 1, 2016 and Effective as of December 20, 2016 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mor

December 21, 2016 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

awx201612208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2016 (December 20, 2016) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdi

December 21, 2016 EX-10.5

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 1, 2016 and effective as of December 20, 2016 between Avalon Resort and Spa, LLC., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.5 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-5.htm Exhibit 10.5 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON RESORT AND SPA, LLC, MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 1, 2016 and Effective as of December 20, 2016 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mort

December 21, 2016 EX-10.9

Commercial Security Agreement, dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and The Home Savings and Loan Company of Youngstown, Ohio as lender, incorporated by reference as Exhibit 10.9 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-9.htm Exhibit 10.9

December 21, 2016 EX-10.8

Promissory Note, dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and The Home Savings and Loan Company of Youngstown, Ohio as lender, incorporated by reference as Exhibit 10.8 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-8.htm Exhibit 10.8

December 21, 2016 EX-10.2

Mortgage Note, dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.2 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-2.htm Exhibit 10.2 MORTGAGE NOTE $12,000,000.00 December 20, 2016 FOR VALUE RECEIVED, AVALON HOLDINGS CORPORATION, an Ohio corporation ("Avalon Holdings"), AVALON RESORTS AND CLUBS, INC., an Ohio corporation ("Avalon Resorts and Clubs"), AVALON CLUBS, INC., an Ohio corporation ("Avalon Clubs"), AVALON RESORTS, INC., an Ohio corporation ("Avalon Resorts"), AVALON GOLF AND COUNTRY CLUB, INC., a

December 21, 2016 EX-10.4

Open-End Mortgage, Assignment of Leases, Security Agreement and Fixture Filing, dated December 1, 2016 and effective as of December 20, 2016 between Avalon Lakes Golf, Inc., as mortgagor, and Laurel Capital Corporation, as mortgagee, incorporated by reference as Exhibit 10.4 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-4.htm Exhibit 10.4 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING AVALON LAKES GOLF, INC., MORTGAGOR, AND LAUREL CAPITAL CORPORATION, MORTGAGEE Dated as of December 1, 2016 and Effective as of December 20, 2016 OPEN-END MORTGAGE, ASSIGNMENT OF LEASES, SECURITY AGREEMENT AND FIXTURE FILING THIS MORTGAGE SECURES FUTURE ADVANCES (All notices to be given to Mortgag

December 21, 2016 EX-10.1

Loan and Security Agreement, dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and Laurel Capital Corporation, as lender, incorporated by reference as Exhibit 10.1 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-1.htm Exhibit 10.1 Execution Copy LOAN AND SECURITY AGREEMENT By and Among AVALON HOLDINGS CORPORATION, AVALON RESORTS AND CLUBS, INC., AVALON CLUBS, INC., AVALON RESORTS, INC., AVALON GOLF AND COUNTRY CLUB, INC., AVALON LAKES GOLF, INC., AVALON COUNTRY CLUB AT SHARON, INC., AVALON RESORT AND SPA LLC, THE HAVANA CIGAR SHOP, INC., AVALON TRAVEL, INC. and TBG, INC. and LAUREL CAPITAL CORPORATIO

December 21, 2016 EX-10.10

Loan Documents Addendum, dated as of December 20, 2016 between Avalon Holdings Corporation and certain wholly owned subsidiaries, as borrowers, and The Home Savings and Loan Company of Youngstown, Ohio as lender, incorporated by reference as Exhibit 10.10 to Avalon Holdings Corporation Form 8-K filed on December 21, 2016.

ex10-10.htm Exhibit 10.10 LOAN DOCUMENTS ADDENDUM BORROWERS Avalon Holdings Corporation, American Waste Management Services, Inc., American Landfill Management, Inc., American Construction Supply, Inc., Avalon Golf and Country Club, Inc., Avalon Country Club at Sharon, Inc., Avalon Lakes Golf, Inc., TBG, Inc., Avalon Travel, Inc., The Havana Cigar Shop, Inc., American Waste NJ, L.L.C., Avalon Reso

November 10, 2016 10-Q

2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 [ ] Transition Report

awx2016110310q.htm 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-

August 26, 2016 8-K

Current Report

8-K 1 awx201608268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2016 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (

August 26, 2016 8-K

Current Report

8-K 1 awx201608268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2016 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (

August 8, 2016 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDED SCHEDULE 13D (Amendment No. 24) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (Name, Address and Telephone Num

August 5, 2016 10-Q

2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 [ ] Transition Report Purs

awx2016063010q.htm 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105

June 29, 2016 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDED SCHEDULE 13D (Amendment No. 23) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (Name, Address and Telephone Num

May 13, 2016 10-Q

2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 [ ] Transition Report Pur

awx2016033110q.htm 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-1410

April 28, 2016 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201604288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2016 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File

March 17, 2016 DEF 14A

Avalon Holdings FORM DEF 14A

awx20160309def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul

March 16, 2016 EX-13.1

Financial Highlights (in thousands, except for per share amounts)

ex13-1.htm Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2015 2014 Net operating revenues $ 53,090 $ 51,472 Loss before income taxes (1,163 ) (1,185 ) Net loss attributable to Avalon Holdings Corporation common shareholders (712 ) (1,080 ) Net loss per share attributable to Avalon Holdings Corporation common shareholders (0.19 ) (0.28 ) At year-end 201

March 16, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 [ ] Transition Report Pursuant to S

awx2015123110k.htm 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVA

March 16, 2016 EX-21.1

The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary.

Exhibit 21.1 The following is a list of Avalon?s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation ? American Landfill Management, Inc. Ohio ?American Construction Supply, Inc. Ohio ? American Waste Management Services, Inc. Ohio ? American Waste NJ New Jersey

February 16, 2016 SC 13G/A

AWX / Avalon Holdings Corp. / RAFFLES ASSOCIATES LP - SC 13G/A Passive Investment

Raffles Capital Management: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Chec

February 9, 2016 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

December 30, 2015 EX-10.1

EX-10.1

Exhibit 10.1

December 30, 2015 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201512308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 30, 2015 AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission Fi

November 12, 2015 10-Q

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 [ ] Transition Report

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDIN

August 17, 2015 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201508178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 17, 2015 (August 12, 2015) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdictio

August 7, 2015 10-Q

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 [ ] Transition Report Purs

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CO

July 8, 2015 8-K

Avalon Holdings FORM 8-K (Current Report/Significant Event)

awx201507088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 8, 2015 (July 7, 2015) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Com

July 8, 2015 EX-16.1

July 8, 2015

ex16-1.htm Exhibit 16.1 July 8, 2015 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Avalon Holdings Corporation File No. 1-14105 Dear Sir or Madam: We have read Item 4.01 of Form 8-K of Avalon Holdings Corporation dated July 8, 2015, and agree with the statements concerning our Firm contained therein. Very truly yours, /s/ Grant Tho

May 27, 2015 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

8-K 1 awx201505228k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 27, 2015 (May 21, 2015) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Ju

May 27, 2015 EX-10.4

EX-10.4

Exhibit 10.4

May 27, 2015 EX-10.2

EX-10.2

Exhibit 10.2

May 27, 2015 EX-10.5

EX-10.5

Exhibit 10.5

May 27, 2015 EX-10.3

EX-10.3

ex10-3.htm Exhibit 10.3

May 27, 2015 EX-10.1

EX-10.1

EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1

May 14, 2015 10-Q

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 [ ] Transition Report Pur

2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

May 1, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2015 (April 30, 2015) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.

March 13, 2015 DEF 14A

Avalon Holdings FORM DEF 14A

awx20150312def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul

March 12, 2015 EX-13.1

Financial Highlights (in thousands, except for per share amounts)

ex13-1.htm Exhibit 13.1 Financial Highlights (in thousands, except for per share amounts) For the year 2014 2013 Net operating revenues $ 51,472 $ 59,470 Income (loss) before income taxes (1,185 ) 535 Net income (loss) of Avalon Holdings Corporation common shareholders (1,080 ) 438 Net income (loss) per share attributable to Avalon Holdings Corporation common shareholders (0.28 ) 0.12 At year-end

March 12, 2015 10-K

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 [ ] Transition Report Pursuant

10-K 1 awx2014123110k.htm FORM 10-K 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File N

March 12, 2015 EX-21.1

The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary.

EX-21.1 3 ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio •American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Oh

February 24, 2015 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - SC 13D/A Activist Investment

SC 13D/A 1 d879044dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDED SCHEDULE 13D (Amendment No. 22) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (N

February 23, 2015 SC 13D/A

AWX / Avalon Holdings Corp. / NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80 - AMENDMENT NO. 22 TO SCHEDULE 13D Activist Investment

Amendment No. 22 to Schedule 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 22) Under the Securities Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock, $0.01 par value (Title of Class of Securities) 0534P109 (CUSIP Number) Anil Choudary Nalluri 5500 Market Street, Suite 128 Youngstown, Ohio 44512 (330) 783-1147 (Name, Address a

February 13, 2015 SC 13G/A

AWX / Avalon Holdings Corp. / RAFFLES ASSOCIATES LP - FORM SC 13G/A Passive Investment

Raffles Capital Management: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check

February 5, 2015 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

December 3, 2014 EX-99

Avalon Holdings Corporation

awx201412028k.htm Exhibit 99.1 Avalon Holdings Corporation One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 AVALON HOLDINGS CORPORATION ANNOUNCES ORGANIZATIONAL CHANGES WARREN, Ohio (December 2, 2014) – Ronald E. Klingle, Chairman of the Board of Avalon Holdings Corporation (NYSE Amex:AWX) today announced that effective December 1, 2014, Bryan P. Saksa, has been hired as Treasurer

December 3, 2014 8-K

Current Report

awx201412028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2014 (December 1, 2014) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdict

November 13, 2014 10-Q

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 [ ] Transition Report

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDIN

September 24, 2014 8-K

Current Report

8-K 1 awx201409238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 23, 2014 (September 18, 2014) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State

September 9, 2014 8-K

8-K

awx201409098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 9, 2014 (September 3, 2014) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdi

August 12, 2014 10-Q

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 [ ] Transition Report Purs

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS CO

August 5, 2014 8-K

8-K

awx201408048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August, 4, 2014 (August 1, 2014) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction

August 5, 2014 EX-99

Avalon Holdings Corporation

ex99-1.htm Exhibit 99.1 Avalon Holdings Corporation One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800 FOR IMMEDIATE RELEASE AVALON HOLDINGS CORPORATION ACQUIRES THE MAGNUSON GRAND HOTEL, FORMERLY THE AVALON INN WARREN, Ohio (August 1, 2014) – Avalon Holdings Corporation (NYSE Amex:AWX). Ronald E. Klingle, Chairman and CEO of Avalon Holdings Corporation (Avalon) announced today that

May 9, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 [ ] Transition Report Pursuant

2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-14105 AVALON HOLDINGS C

May 9, 2014 8-K

- FORM 8-K

awx201405088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2014 (May 7, 2014) AVALON HOLDINGS CORPORATION (Exact Name of Registrant as Specified in its Charter) Ohio 1-14105 34-1863889 (State or Other Jurisdiction (Commi

March 25, 2014 EX-21

The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary.

EX-21 3 ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 The following is a list of Avalon’s subsidiaries except for unnamed subsidiaries which considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary. Subsidiary Name State of Incorporation • American Landfill Management, Inc. Ohio • American Construction Supply, Inc. Ohio • American Waste Management Services, Inc. Ohi

March 25, 2014 10-K

2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

awx2013123110k.htm 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 1-14105 AVA

March 25, 2014 EX-13

Avalon Holdings Corporation 2013 Annual Report Financial Highlights (in thousands, except for per share amounts)

ex13-1.htm Exhibit 13.1 Avalon Holdings Corporation 2013 Annual Report Financial Highlights (in thousands, except for per share amounts) For the year 2013 2012 Net operating revenues $ 59,470 $ 48,891 Income (loss) before income taxes 535 (255 ) Net income (loss) 438 (326 ) Net income (loss) per share .12 (.09 ) At year-end 2013 2012 Working capital $ 9,537 $ 8,112 Total assets 55,579 50,155 Total

March 25, 2014 DEF 14A

- FORM DEF 14A

awx20140320def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul

February 14, 2014 SC 13G/A

AWX / Avalon Holdings Corp. / RAFFLES ASSOCIATES LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 AVALON HOLDINGS CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

February 10, 2014 SC 13G/A

AWX / Avalon Holdings Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* AVALON HOLDINGS CORP-A (Name of Issuer) Common Stock (Title of Class of Securities) 05343P109 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

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