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| LEI | 9845004583U3B8E06924 |
| CIK | 1837429 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Brookfield Reinsurance Ltd (Exchangeable Shares, Sub Voting) - Class A
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| August 12, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE Exhibit 99.2 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Wealth Solutions Ltd., certify the following: 1,Review: I have reviewed the interim financial report and interim MD&A (together, the “interim filings”) of Brookfield Wealth Solution Ltd. (the “issuer”) for the interim period ended June 30, 2025. 2,No misrepresentations: |
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| August 12, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE Exhibit 99.3 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Wealth Solutions Ltd., certify the following: 1,Review: I have reviewed the interim financial report and interim MD&A (together, the “interim filings”) of Brookfield Wealth Solutions Ltd. (the “issuer”) for the interim period ended June 30, 2025. 2,No misrepresentatio |
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| August 12, 2025 |
Exhibit 99.1 UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD WEALTH SOLUTIONS LTD. AS OF JUNE 30, 2025 AND DECEMBER 31, 2024 AND FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2025 AND 2024 INDEX Page Unaudited Condensed Consolidated Statements of Financial Position 1 Unaudited Condensed Consolidated Statements of Operations 2 Unaudited Condensed Consolidated Statements of Compreh |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| August 7, 2025 |
Brookfield Wealth Solutions Announces Second Quarter Results and Three-for-Two Stock Split EXHIBIT 99.1 Brookfield Wealth Solutions Announces Second Quarter Results and Three-for-Two Stock Split BROOKFIELD, NEWS, Aug. 07, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced financial results for the quarter ended June 30, 2025. Sachin Shah, CEO of Brookfield Wealth Solutions, stated, “Our business continues to generate strong returns across a growing offe |
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| July 31, 2025 |
EX-2.1 Exhibit 2.1 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR IMMEDIATE RELEASE 31 July 2025 RECOMMENDED CASH ACQUISITION OF JUST GROUP PLC (“JUST”) BY BWS HOLDINGS LTD. (“BIDCO”) a wh |
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| July 31, 2025 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: July 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| June 11, 2025 |
Exhibit 99.2 Brookfield WEALTH SOLUTIONS LTD. REPORT ON VOTING RESULTS Annual General and Special Meeting of Shareholders June 10, 2025 National Instrument 51-102 – Section 11.3 (Canada) An annual general and special meeting of the holders of class A exchangeable limited voting shares (“class A shares”), class B limited voting shares (“class B shares”) and class C non-voting shares (“class C share |
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| June 11, 2025 |
Brookfield Wealth Solutions Announces Results for Election of Directors Exhibit 99.1 Brookfield Wealth Solutions Announces Results for Election of Directors BROOKFIELD, NEWS, June 10, 2025 – Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced the approval of all items of business at the company’s annual general and special meeting of shareholders. The meeting was held earlier today in a virtual meeting format. All five nominees proposed for election to the bo |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: June 2025 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2025 Commission File Number: 001-40509 Brookfield wealth solutions LTD. |
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| May 16, 2025 |
Exhibit 99.2 LETTER TO THE SHAREHOLDERS To our shareholders, You are invited to attend an annual general and special meeting of holders of shares of Brookfield Wealth Solutions Ltd. (“Brookfield Wealth Solutions”, “BWS”, “we,” “our” or the “company”). The meeting will occur at 10:30 a.m. Eastern Daylight Time on June 10, 2025, in a virtual meeting format via live audio webcast available online at |
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| May 16, 2025 |
Exhibit 99.1 PROXY FORM CONTROL NO.:➔ SCAN TO VIEW MATERIAL AND VOTE NOW STEP 1 REVIEW YOUR VOTING OPTIONS BY TELEPHONE: YOU MAY ENTER YOUR VOTING INSTRUCTIONS BY TELEPHONE AT: ENGLISH: 1-800-474-7493 OR FRENCH: 1-800-474-7501 BY MAIL: THIS PROXY FORM MAY BE RETURNED BY MAIL IN THE ENVELOPE PROVIDED. REMINDER: PLEASE REVIEW THE INFORMATION / PROXY CIRCULAR BEFORE VOTING. ONLINE: VOTE AT PROXYVOTE. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| May 13, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Wealth Solutions Ltd. |
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| May 13, 2025 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD WEALTH SOLUTIONS LTD. |
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| May 13, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Wealth Solutions Ltd. |
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| May 8, 2025 |
Brookfield Wealth Solutions Announces First Quarter Results and Declares Quarterly Distribution EXHIBIT 99.1 Brookfield Wealth Solutions Announces First Quarter Results and Declares Quarterly Distribution BROOKFIELD, NEWS, May 08, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced financial results for the three months ended March 31, 2025. Sachin Shah, CEO of Brookfield Wealth Solutions, stated, “Our business is off to a strong start in 2025. We have entere |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: April 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| April 8, 2025 |
Exhibit 99.1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION April 8, 2025 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS: RE: BROOKFIELD WEALTH SOLUTIONS LTD. Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Annual General and Spec |
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| March 27, 2025 |
BROOKFIELD WEALTH SOLUTIONS LTD. CLAWBACK POLICY September 6, 2024 Exhibit 97.1 BROOKFIELD WEALTH SOLUTIONS LTD. CLAWBACK POLICY September 6, 2024 Brookfield Wealth Solutions Ltd. Scope This Clawback Policy (the “Policy”) applies to any individual who, at the relevant time, is or was an Executive Officer (as defined below) of Brookfield Wealth Solutions Ltd. (“Brookfield Wealth Solutions”) and/or any wholly-owned subsidiary of Brookfield Wealth Solutions, whose s |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: March 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT |
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| March 27, 2025 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief executive officer of Brookfield Wealth Solutions Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge |
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| March 27, 2025 |
Exhibit 4.6 AMENDED AND RESTATED CREDIT AGREEMENT between BAM RE HOLDINGS LTD. NORTH END RE (CAYMAN) SPC acting on behalf of, and for (i) its own account, and/or (ii) the account of any Segregated Portfolio, as the context dictates NORTH END RE LTD. BROOKFIELD ANNUITY COMPANY BAMR US HOLDINGS LLC as Borrowers and BAM RE HOLDINGS LTD. as Guarantor and BROOKFIELD CORPORATE TREASURY LTD. BROOKFIELD T |
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| March 27, 2025 |
CERTIFICATION I, Sachin Shah, certify that: Exhibit 12.1 CERTIFICATION I, Sachin Shah, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Wealth Solutions Ltd. (the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| March 27, 2025 |
Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief financial officer of Brookfield Wealth Solutions Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge |
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| March 27, 2025 |
BROOKFIELD WEALTH SOLUTIONS LTD. PERSONAL TRADING POLICY January 28, 2025 Exhibit 11.1 BROOKFIELD WEALTH SOLUTIONS LTD. PERSONAL TRADING POLICY January 28, 2025 TABLE OF CONTENTS Page INTRODUCTION 1 CONSEQUENCES OF NON-COMPLIANCE 2 APPLICATION OF THIS POLICY 2 CERTIFICATION AND REPORTING 3 PART I: GENERAL RULES APPLICABLE TO ALL DIRECTORS AND EMPLOYEES 3 PART II: ADDITIONAL RULES APPLICABLE TO NON-EMPLOYEE DIRECTORS 6 PART III: ADDITIONAL RULES APPLICABLE WITH RESPECT T |
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| March 27, 2025 |
Brookfield Wealth Solutions Completes Annual Filings EXHIBIT 99.1 Brookfield Wealth Solutions Completes Annual Filings BROOKFIELD, NEWS, March 27, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions Ltd. (NYSE, TSX: BNT) announced today the filing of its 2024 annual report, including audited financial statements for the year ended December 31, 2024, on Form 20-F with the SEC on EDGAR as well as with Canadian securities regulatory authorities on SEDA |
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| March 27, 2025 |
DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT Exhibit 2.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT As of December 31, 2024, Brookfield Wealth Solutions Ltd. (“we”, “us”, “our”, or the “company”) had the following securities registered pursuant to Section 12(b) of the Exchange Act: Title of class Trading symbol Name of exchange on which registered Class A Exchangeable Limited Voting Shares BNT New York Stock Ex |
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| March 27, 2025 |
CERTIFICATION I, Thomas Corbett, certify that: Exhibit 12.2 CERTIFICATION I, Thomas Corbett, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Wealth Solutions Ltd. (the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| March 27, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-276533 on Form F-3 of our reports dated March 27, 2025 relating to the financial statements of Brookfield Wealth Solutions Ltd. (the “Company”) and the effectiveness of the Company’s internal control over financial reporting appearing in this Annual R |
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| March 11, 2025 |
Brookfield Wealth Solutions Subsidiary Receives Authorization in the United Kingdom EXHIBIT 99.1 Brookfield Wealth Solutions Subsidiary Receives Authorization in the United Kingdom BROOKFIELD, NEWS, March 11, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced the UK Prudential Regulatory Authority (“PRA”) and Financial Conduct Authority (“FCA”) have issued a license to Blumont Annuity Company UK Ltd. to participate directly in the UK's pension ri |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Berm |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Berm |
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| March 5, 2025 |
EXHIBIT 99.1 Brookfield Wealth Solutions announces Group Capital position of over $16 Billion Group capital triples over two-year period Financial strength underpins A ratings across life and annuity companies BROOKFIELD, NEWS, March 04, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced its year-end 2024 capital position with over $16 billion of group capital acr |
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| March 3, 2025 |
Brookfield Wealth Solutions Launches in the United Kingdom EXHIBIT 99.1 Brookfield Wealth Solutions Launches in the United Kingdom BROOKFIELD, NEWS, March 03, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) is entering the UK insurance market to focus on delivering bulk annuity solutions for UK pension schemes. This follows a comprehensive approval process carried out by the Prudential Regulation Authority (“PRA”) and the Financial Co |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Berm |
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| February 13, 2025 |
EXHIBIT 99.1 Brookfield Wealth Solutions Announces Year End 2024 Results and Declares Quarterly Distribution Increase BROOKFIELD, NEWS, Feb. 13, 2025 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced financial results for the three months and year ended December 31, 2024. Sachin Shah, CEO of Brookfield Wealth Solutions, stated, “Our strong results for 2024 underscore |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, B |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: February 2025 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| February 5, 2025 |
CODE OF BUSINESS CONDUCT AND ETHICS January 28, 2025 Exhibit 99.1 Brookfield Wealth Solutions Ltd. CODE OF BUSINESS CONDUCT AND ETHICS January 28, 2025 Brookfield Wealth Solutions Ltd. SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA • We often have sensitive confidential information about the company, other companies, our customers and investors, our directors, officers and employees; preserving the integrity of |
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| November 15, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Wealth Solutions Ltd. |
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| November 15, 2024 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD WEALTH SOLUTIONS LTD. |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 2024 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| November 15, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Wealth Solutions Ltd. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-40509 Brookfield Wealth Solutions Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, B |
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| November 14, 2024 |
EXHIBIT 99.1 Brookfield Wealth Solutions Announces Third Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, Nov. 14, 2024 (GLOBE NEWSWIRE) - Brookfield Wealth Solutions (NYSE, TSX: BNT) today announced financial results for the quarter ended September 30, 2024. Sachin Shah, CEO, stated, “We generated strong returns in the quarter, led by $5 billion of investment redeploy |
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| November 13, 2024 |
November 13, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N. |
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| November 8, 2024 |
SC 13G/A 1 mawerbnt13ga3q2024.htm AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Brookfield Wealth Solutions Ltd. (formerly Brookfield Reinsurance Ltd.) (Name of Issuer) Class A Exchangeable Shares (Title of Class of Securities) G17434104 (formerly G16250105) (CUSIP Num |
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| October 31, 2024 |
Exhibit 10.2 BROOKFIELD CORPORATION – and – BROOKFIELD WEALTH SOLUTIONS LTD. SECOND AMENDED AND RESTATED SUPPORT AGREEMENT October 29, 2024 SECOND AMENDED AND RESTATED SUPPORT AGREEMENT This SECOND AMENDED AND RESTATED SUPPORT AGREEMENT is made as of October 29, 2024 (this “Agreement”), between Brookfield Corporation (“BN”), a corporation existing under the laws of the Province of Ontario, and Bro |
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| October 31, 2024 |
Exhibit 10.1 BROOKFIELD CORPORATION - and - BROOKFIELD WEALTH SOLUTIONS LTD. SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT October 29, 2024 TABLE OF CONTENTS Page ARTICLE 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Rules of Construction 5 ARTICLE 2 TERM 6 2.1 Term 6 ARTICLE 3 SERVICES 6 3.1 Services to be Provided by Brookfield 6 3.2 Addition or Removal of Services 6 3.3 Service Level Agree |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: October 2024 Commission File Number: 001-40509 BROOKFIELD WEALTH SOLUTIONS LTD. |
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| September 30, 2024 |
September 30, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N. |
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| September 6, 2024 |
EX-3.1 Exhibit 3.1 Registration No. 56130 GOVERNMENT OF BERMUDA Registrar of Companies The Companies Act 1981 CERTIFICATE OF CHANGE OF NAME I HEREBY CERTIFY that in accordance with section 10 of the Companies Act 1981 Brookfield Reinsurance Ltd. by resolution and with the approval of the Registrar of Companies has changed its name and was registered as Brookfield Wealth Solutions Ltd. on the 4th d |
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| September 6, 2024 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: September 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| September 6, 2024 |
EX-99.1 Exhibit 99.1 Notice of Change in Corporate Structure (In accordance with section 4.9 of National Instrument 51-102) Item 1. Names of the parties to the transaction Brookfield Wealth Solutions Ltd. (formerly known as Brookfield Reinsurance Ltd.) Item 2. Description of the transaction At a meeting on July 22, 2024, shareholders of Brookfield Wealth Solutions Ltd. (formerly known as Brookfiel |
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| September 3, 2024 |
BNRE / Brookfield Reinsurance Ltd. / Partners Value Investments LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Allison Smith Partners Value Investments L.P. c/o PVI Management Trust 73 Front Street, 5th Floor Ha |
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| September 3, 2024 |
BNRE / Brookfield Reinsurance Ltd. / Flatt Bruce - SC 13D/A Activist Investment SC 13D/A 1 d316598dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Kathy Sarpash c/o Brookfield Asset Management Ltd. Brookfield Place 18 |
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| August 30, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 10, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 14, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Reinsurance Ltd. |
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| August 14, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Reinsurance Ltd. |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 14, 2024 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. |
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| August 9, 2024 |
Exhibit 3.1 THIRD AMENDED AND RESTATED BYE-LAWS (AS AMENDED) OF BROOKFIELD REINSURANCE LTD. (TO BE RENAMED “BROOKFIELD WEALTH SOLUTIONS LTD.”) The undersigned HEREBY CERTIFIES that the attached Bye-Laws are a true copy of the Bye-Laws of Brookfield Reinsurance Ltd. (To be renamed “Brookfield Wealth Solutions Ltd.”) as amended and restated by a Resolution on July 22, 2024 with effect on August 9, 2 |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 8, 2024 |
EXHIBIT 99.1 Brookfield Wealth Solutions Announces Second Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, Aug. 08, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A), soon to be renamed ‘Brookfield Wealth Solutions,’ today announced financial results for the quarter ended June 30, 2024. Sachin Shah, CEO, stated, “We delivered strong operating res |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Translation of registrant's name into English) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: July 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| July 23, 2024 |
Brookfield Reinsurance Announces Voting Results from Shareholder Meeting Exhibit 99.1 Brookfield Reinsurance Announces Voting Results from Shareholder Meeting BROOKFIELD, NEWS, July 22, 2024 – Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) today announced the approval of all items of business at the company’s annual general and special meeting of shareholders. The meeting was held earlier today in a virtual meeting format. All five nominees proposed for election to t |
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| July 23, 2024 |
Exhibit 99.2 BROOKFIELD REINSURANCE LTD. REPORT ON VOTING RESULTS Annual General and Special Meeting of Shareholders July 22, 2024 National Instrument 51-102 – Section 11.3 (Canada) An annual general and special meeting of the holders of class A exchangeable limited voting shares (“class A shares”), class A-1 exchangeable limited voting shares (“class A-1 shares”), class B limited voting shares (“ |
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| June 28, 2024 |
Brookfield Reinsurance Ltd. PROXY | CLASS A-1 EXCHANGEABLE NON-VOTING SHARES Exhibit 99.2 Brookfield Reinsurance Ltd. PROXY | CLASS A-1 EXCHANGEABLE NON-VOTING SHARES PROXY, solicited by management, for the Annual General and Special Meeting of Shareholders of Brookfield Reinsurance Ltd. (the “company”) to be held on Monday, July 22, 2024 at 10:30 a.m., Eastern Daylight Time (EDT), via live audio webcast online at https://web.lumiagm.com/406423725 (the “Meeting”) password |
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| June 28, 2024 |
Exhibit 99.3 Brookfield Reinsurance Ltd. M A N A G E M E N T I N F O R M A T I O N C I R C U L A R Annual General and Special Meeting – July 22, 2024 LETTER TO SHAREHOLDERS To our shareholders, You are invited to attend an annual general and special meeting of holders of shares of Brookfield Reinsurance Ltd. (“Brookfield Reinsurance”, “we,” “our” or the “company”). The meeting will occur at 10:30 |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: June 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| June 28, 2024 |
Brookfield Reinsurance Ltd. PROXY | CLASS A EXCHANGEABLE LIMITED VOTING SHARES Exhibit 99.1 Brookfield Reinsurance Ltd. PROXY | CLASS A EXCHANGEABLE LIMITED VOTING SHARES PROXY, solicited by management, for the Annual General and Special Meeting of Shareholders of Brookfield Reinsurance Ltd. (the “company”) to be held on Monday, July 22, 2024 at 10:30 a.m., Eastern Daylight Time (EDT), via live audio webcast online at https://web.lumiagm.com/406423725 (the “Meeting”) passwor |
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| June 27, 2024 |
Brookfield Reinsurance Announces Details of Upcoming Shareholders Meeting EXHIBIT 99.1 Brookfield Reinsurance Announces Details of Upcoming Shareholders Meeting BROOKFIELD, NEWS, June 27, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) today announced that its upcoming annual general and special meeting of shareholders will be held on July 22, 2024 at 10:30 a.m. (Eastern Daylight Time), in a virtual format whereby holders may attend and particip |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| June 18, 2024 |
Exhibit 99.1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION June 18, 2024 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS RE: BROOKFIELD REINSURANCE LTD. Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Annual General and Special Me |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: June 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| May 14, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Reinsurance Ltd. |
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| May 14, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Reinsurance Ltd. |
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| May 14, 2024 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. |
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| May 9, 2024 |
Brookfield Reinsurance Announces First Quarter Results and Declares Regular Quarterly Distribution EXHIBIT 99.1 Brookfield Reinsurance Announces First Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, May 09, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) today announced financial results for the three months ended March 31, 2024. Sachin Shah, CEO of Brookfield Reinsurance, stated, “Our business continued to deliver strong financial results |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive O |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Shares (Title of Class of Securities) G16250105 (CUSIP Number) April 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive O |
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| May 7, 2024 |
EXHIBIT 99.1 Brookfield Reinsurance Announces Credit Rating Upgrade of American Equity Investment Life Insurance Company to A BROOKFIELD, NEWS, May 07, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) today announced that its wholly-owned operating subsidiary American Equity Investment Life Insurance Company (“AEL”) has received an upgrade to its Insurer Financial Strength |
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| May 7, 2024 |
CODE OF BUSINESS CONDUCT AND ETHICS May 1, 2024 Exhibit 99.2 CODE OF BUSINESS CONDUCT AND ETHICS May 1, 2024 SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA • We often have sensitive confidential information about the company, other companies, our customers and investors, and our directors, officers and employees; preserving the integrity of this information is vital to our business and reputation and is ne |
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| May 7, 2024 |
PERSONAL TRADING POLICY May 1, 2024 Exhibit 99.3 PERSONAL TRADING POLICY May 1, 2024 TABLE OF CONTENTS Page INTRODUCTION 1 CONSEQUENCES OF NON-COMPLIANCE 2 APPLICATION OF THIS POLICY 3 CERTIFICATION AND REPORTING 3 PART I: GENERAL RULES APPLICABLE TO ALL DIRECTORS AND EMPLOYEES 3 PART II: ADDITIONAL RULES APPLICABLE TO NON-EMPLOYEE DIRECTORS 7 PART III: ADDITIONAL RULES APPLICABLE WITH RESPECT TO MAJOR SUBSIDIARIES OF THE COMPANY 7 |
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| May 7, 2024 |
Exhibit 99.1 CLAWBACK POLICY May 1, 2024 Clawback Policy Scope This Clawback Policy (the “Policy”) applies to any individual who, at the relevant time, is or was an Executive Officer (as defined below) of Brookfield Reinsurance Ltd. (“Brookfield Reinsurance”) and/or any wholly-owned subsidiary of Brookfield Reinsurance, whose securities may be listed on a U.S. Stock Exchange (as defined below) fro |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| May 2, 2024 |
Brookfield Reinsurance Completes Acquisition of AEL EXHIBIT 99.1 Brookfield Reinsurance Completes Acquisition of AEL BROOKFIELD, NEWS, May 02, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced the completion of Brookfield Reinsurance’s acquisition of AEL in a cash and stock transaction valued at $56.50 per AEL share. AEL’s leading fixed an |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive O |
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| May 1, 2024 |
Exhibit 99.1 Brookfield Reinsurance and AEL Announce Expected Closing Date for Brookfield Reinsurance’s Acquisition of AEL WEST DES MOINES, Iowa - (BUSINESS WIRE) - Apr. 30, 2024 - Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that the previously announced acquisition of AEL by Brookfield Reinsurance is expected to |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| March 28, 2024 |
Exhibit 12.1 CERTIFICATION I, Sachin Shah, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Reinsurance Ltd. (“the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 28, 2024 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED SUPPORT AGREEMENT Exhibit 4.5 FIRST AMENDMENT TO THE AMENDED AND RESTATED SUPPORT AGREEMENT THIS AMENDMENT (the “Amendment”) to the Amended and Restated Support Agreement dated as of March 22, 2023 (the “Agreement”) between Brookfield Corporation (“BN”) and Brookfield Reinsurance Ltd. (the “Company”) is made as of the 22nd day of March, 2024, by the undersigned. Capitalized terms used but not defined herein shall h |
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| March 28, 2024 |
Exhibit 12.2 CERTIFICATION I, Thomas Corbett, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Reinsurance Ltd. (“the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 28, 2024 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATION AGREEMENT Exhibit 4.2 FIRST AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT (the “Amendment”) to the Amended and Restated Administration Agreement dated as of August 5, 2022 (the “Agreement”) between Brookfield Corporation (formerly known as Brookfield Asset Management Inc.) (“BAM”) and Brookfield Reinsurance Ltd. (formerly known as Brookfield Asset Management Reinsurance Partn |
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| March 28, 2024 |
Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief financial officer of Brookfield Reinsurance Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge, as |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF |
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| March 28, 2024 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief executive officer of Brookfield Reinsurance Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge, as |
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| March 28, 2024 |
DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT Exhibit 2.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT As of December 31, 2023, Brookfield Reinsurance Ltd. (“we”, “us”, “our”, or the “company”) had the following securities registered pursuant to Section 12(b) of the Exchange Act: Title of class Trading symbol Name of exchange on which registered Class A Exchangeable Limited Voting Shares Class A-1 Exchangeable Non |
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| March 28, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-276533 on Form F-3 of our reports dated March 27, 2024, relating to the financial statements of Brookfield Reinsurance Ltd. (the “Company”) and the effectiveness of the Company’s internal control over financial reporting appearing in this Annual Repor |
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| March 28, 2024 |
Brookfield Reinsurance Completes Annual Filings EXHIBIT 99.1 Brookfield Reinsurance Completes Annual Filings BROOKFIELD, NEWS, March 27, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) announced today the filing of its 2023 annual report, including audited financial statements for the year ended December 31, 2023, on Form 20-F with the SEC on EDGAR as well as with Canadian securities regulatory authorities on SEDAR. The |
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| March 14, 2024 |
Hearing Date Set for Brookfield Reinsurance Acquisition of AEL EXHIBIT 99.1 Hearing Date Set for Brookfield Reinsurance Acquisition of AEL BROOKFIELD, NEWS, March 13, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced that the Iowa Insurance Division has confirmed a hearing date of April 5, 2024 for the Brookfield Reinsurance acquisition of American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”). Sachin Shah, CEO of B |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| February 8, 2024 |
Brookfield Reinsurance Announces Year End 2023 Results and Declares Quarterly Distribution Increase EXHIBIT 99.1 Brookfield Reinsurance Announces Year End 2023 Results and Declares Quarterly Distribution Increase BROOKFIELD, NEWS, Feb. 08, 2024 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE, BNRE.A) today announced financial results for the three months and year ended December 31, 2023. Sachin Shah, CEO of Brookfield Reinsurance, stated, “Our strong results for 2023 reflect the conti |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Execut |
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| February 5, 2024 |
SC 13G/A 1 mawerbnre13gmay2023.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Shares (Title of Class of Securities) G16250105 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of t |
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| January 29, 2024 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration Nos. 333-276533 and 333-276533-01 BROOKFIELD REINSURANCE LTD. BROOKFIELD CORPORATION US$1,500,000,000 Class A Exchangeable Limited Voting Shares of Brookfield Reinsurance Ltd. Class A-1 Exchangeable Non-Voting Shares of Brookfield Reinsurance Ltd. Offered by Brookfield Reinsurance Ltd. and Class A Limited Voting Shares of Brookfield C |
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| January 25, 2024 |
[Signature Page to the Acceleration Request] - 2 - VIA EDGAR AND E-MAIL January 25, 2024 Division of Corporation Finance Office of Finance Securities and Exchange Commission 100 F Street, N. |
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| January 17, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 Table of Contents As filed with the Securities and Exchange Commission on January 16, 2024 Registration Nos. |
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| January 17, 2024 |
Consent of Independent Registered Public Accounting Firm EX-23.9 Exhibit 23.9 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in this Registration Statement (Form F-3) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated February 28, 2023, except for the effect of the adoption of ASU No. 2018-12 disclosed in |
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| January 17, 2024 |
Consent of Independent Registered Public Accounting Firm EX-23.8 Exhibit 23.8 KPMG LLP 2500 Ruan Center 666 Grand Avenue Des Moines, IA 50309 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement on Form F-3 of Brookfield Reinsurance Ltd. and Brookfield Corporation of our report dated March 1, 2021, with respect to the consolidated financial statements and financial statement |
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| January 17, 2024 |
Exhibit 99.2 ARGO GROUP INTERNATIONAL HOLDINGS, LTD. CONDENSED CONSOLIDATED BALANCE SHEETS (in millions, except number of shares and per share amounts) September 30, 2023 December 31, 2022 (Unaudited) Assets Investments: Fixed maturities available-for-sale, at fair value (amortized cost: 2023 - $2,873.2, 2022 - $3,016.4; allowance for expected credit losses: 2023 - $4.4, 2022 - $2.8) $ 2,537.4 $ 2 |
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| January 17, 2024 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA FINANCIAL STATEMENTS These Unaudited Pro Forma Financial Statements are based on the combined and consolidated financial statements of Brookfield Reinsurance Ltd. (the “Company”), the consolidated financial statements of American National Insurance Company (“American National”), Argo Group International Holdings, Ltd. (“Argo”) and American Equity Investment Life Ho |
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| January 17, 2024 |
CONSENT OF INDEPENDENT AUDITORS EX-23.10 Exhibit 23.10 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in this Registration Statement on Form F-3 of our report dated August 17, 2023 relating to the combined statement of revenues and certain operating expenses of the acquired office and mixed-use portfolio, appearing in the Current Report on Form 6-K of Brookfield Reinsurance Ltd. filed on August 18, |
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| January 17, 2024 |
Exhibit 99.3 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share data) (Unaudited) September 30, 2023 December 31, 2022 (a) Assets Investments: Fixed maturity securities, available for sale, at fair value (amortized cost of $37,813,550 as of 2023 and $44,866,019 as of 2022; allowance for credit losses of $3, |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: January 2024 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| January 17, 2024 |
Consent of Independent Registered Public Accounting Firm EX-23.7 Exhibit 23.7 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in this Registration Statement (Form F-3) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated March 16, 2022, with respect to the consolidated financial statements and schedules of A |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): Brookfield Reinsurance Ltd. B. This is (select one): ☒ an |
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| January 17, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) Brookfield Reinsurance Ltd. |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Execut |
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| December 21, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Ad |
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| December 21, 2023 |
EX-99.1 2 d784513dex991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION JOINDER TO VOTING AGREEMENT This Joinder (“Joinder”), dated as of December 21, 2023, to the Voting Agreement, dated as of July 4, 2023, by and among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), Freestone Re Ltd., an exempted company established under the laws of Bermuda (“Freestone Re”) and |
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| December 21, 2023 |
ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT Exhibit 99.2 EXECUTION VERSION ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT This ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT (this “Agreement”), dated as of December 21, 2023 (the “Effective Date”), is entered into by and among Brookfield Corporation (f/k/a Brookfield Asset Management Inc.), a corporation organized under the Laws of the Province of Ontario (“BN”), Brookfield Reinsurance Ltd. (f/k |
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| December 21, 2023 |
Exhibit 99.1 EXECUTION VERSION JOINDER TO VOTING AGREEMENT This Joinder (“Joinder”), dated as of December 21, 2023, to the Voting Agreement, dated as of July 4, 2023, by and among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), Freestone Re Ltd., an exempted company established under the laws of Bermuda (“Freestone Re”) and North End Re (Cayman) SPC, a Cayman |
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| December 21, 2023 |
ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT EX-99.2 3 d784513dex992.htm EX-99.2 Exhibit 99.2 EXECUTION VERSION ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT This ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT (this “Agreement”), dated as of December 21, 2023 (the “Effective Date”), is entered into by and among Brookfield Corporation (f/k/a Brookfield Asset Management Inc.), a corporation organized under the Laws of the Province of Ontario (“BN |
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| December 21, 2023 |
EX-99.3 4 d784513dex993.htm EX-99.3 Exhibit 99.3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and f |
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| November 30, 2023 |
SC 13D/A 1 d465943dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Allison Smith Partners Value Investments L.P. c/o PVI Management Trust |
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| November 21, 2023 |
SC 13D/A 1 d691157dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Kathy Sarpash Partners Value Investments LP Brookfield Place, 181 Bay |
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| November 21, 2023 |
EX-99.1 2 d471950dex991.htm EX-99.1 Exhibit 99.1 November 16, 2023 Brookfield Reinsurance Ltd. Ideation House, First Floor 94 Pitts Bay Road Pembroke, Bermuda HM08 RE: Exercise of conversion rights attached to Class A-1 Exchangeable Non-Voting Shares of Brookfield Reinsurance Ltd. Bruce Flatt (“Shareholder”) currently owns class A exchangeable limited voting shares (the “BNRE Class A Shares”) and |
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| November 21, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Kathy Sarpash c/o Brookfield Asset Management Ltd. Brookfield Place 181 Bay Street, Suite 100 Toront |
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| November 16, 2023 |
Exhibit 99.2 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF CLASS A JUNIOR PREFERRED SHARES, SERIES 2 OF BROOKFIELD REINSURANCE LTD. Brookfield Reinsurance Ltd., an exempted company limited by shares incorporated in Bermuda on December 16, 2020 (the “Company”), CERTIFIES that the creation of the series of the class A junior preferred shares, series 2 (hereinafter referred to as the “Cla |
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| November 16, 2023 |
Exhibit 99.1 THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF CLASS A JUNIOR PREFERRED SHARES, SERIES 1 OF BROOKFIELD REINSURANCE LTD. Brookfield Reinsurance Ltd., an exempted company limited by shares incorporated in Bermuda on December 16, 2020 (the “Company”), CERTIFIES that the creation of the series of the class A junior preferred shares, series 1 (hereinafter referred to as the “Clas |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BROOKFIELD REINSURANCE LTD. |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Execut |
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| November 14, 2023 |
EXHIBIT 99.1 Brookfield Reinsurance Announces Results of Exchange Offer and Intention to Take Up Brookfield Corporation Class A Shares Approximately 32.5 million BN Shares were tendered in the Exchange Offer BROOKFIELD, NEWS, Nov. 14, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced the preliminary results of its previously announced offer (the “Offer”) through whic |
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| November 13, 2023 |
CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Reinsurance Ltd. |
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| November 13, 2023 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. |
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| November 13, 2023 |
CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Reinsurance Ltd. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| November 9, 2023 |
EXHIBIT 99.1 Brookfield Reinsurance Announces Strong Third Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, Nov. 09, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced financial results for the quarter ended September 30, 2023. Sachin Shah, CEO of Brookfield Reinsurance, stated, “Our strong results for the third quarter reflect the continu |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Execut |
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| November 3, 2023 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration Nos. 333-274058 and 333-274058-01 BROOKFIELD REINSURANCE LTD. OFFER TO EXCHANGE up to 40,000,000 of issued and outstanding Class A Limited Voting Shares of BROOKFIELD CORPORATION for up to 40,000,000 of class A-1 exchangeable non-voting shares of Brookfield Reinsurance Ltd. THE OFFER WILL BE OPEN FOR ACCEPTANCE UNTIL 5:00 P.M. (EASTER |
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| October 30, 2023 |
[Signature Page to the Acceleration Request] VIA EDGAR AND E-MAIL October 30, 2023 Division of Corporation Finance Office of Finance Securities and Exchange Commission 100 F Street, N. |
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| October 11, 2023 |
Exhibit 99.1 LETTER OF TRANSMITTAL TO TENDER CLASS A LIMITED VOTING SHARES OF BROOKFIELD CORPORATION Pursuant to the offer to exchange up to 40,000,000 of issued and outstanding Class A Limited Voting Shares of BROOKFIELD CORPORATION for up to 40,000,000 of class A-1 exchangeable non-voting shares of BROOKFIELD REINSURANCE LTD. THE OFFER EXPIRES AT 5:00 P.M. (EASTERN TIME) ON NOVEMBER 13, 2023, UN |
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| October 11, 2023 |
Exhibit 99.2 THIS IS NOT A LETTER OF TRANSMITTAL NOTICE OF GUARANTEED DELIVERY FOR TENDER OF CLASS A LIMITED VOTING SHARES OF BROOKFIELD CORPORATION Pursuant to the offer to exchange up to 40,000,000 of issued and outstanding Class A Limited Voting Shares of BROOKFIELD CORPORATION for up to 40,000,000 of class A-1 exchangeable non-voting shares of BROOKFIELD REINSURANCE LTD. THE OFFER EXPIRES AT 5 |
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| October 11, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.8 Exhibit 23.8 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement on Form F-4 of Brookfield Corporation and Brookfield Reinsurance Ltd. of our report dated March 1, 2021, with respect to the consolidated financial statements and financial statement schedules II to IV of American Equity Investment Life Holding Co |
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| October 11, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.7 Exhibit 23.7 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in the Registration Statement (Form F-4 No. 333-274058 and 333-274058-01) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated March 16, 2022, with respect to the consoli |
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| October 11, 2023 |
CONSENT OF INDEPENDENT AUDITORS EX-23.10 Exhibit 23.10 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in this Registration Statement Nos. 333-274058 and 333-274058-01 on Form F-4 of our report dated August 17, 2023 relating to the combined statement of revenues and certain operating expenses of the acquired office and mixed-use portfolio, appearing in the Current Report on Form 6-K of Brookfield Rei |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executi |
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| October 11, 2023 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Brookfield Reinsurance Announces Commencement of Exchange Offer Offer enables holders of Brookfield Corporation Class A Shares to voluntarily exchange into shares of Brookfield Reinsurance on a one-for-one basis BROOKFIELD, NEWS, Oct. 11, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced that it has formally commenced i |
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| October 11, 2023 |
Filed by Brookfield Reinsurance Ltd. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Brookfield Corporation Commission File No.: 001-15160 Date: October 11, 2023 Brookfield Reinsurance Announces Commencement of Exchange Offer Offer enables holders of Brookfield Corporation Class A Shares to voluntarily exchange into shares of Brookfield Reinsurance on a one-for-one basis BRO |
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| October 11, 2023 |
As filed with the Securities and Exchange Commission on October 11, 2023 Table of Contents As filed with the Securities and Exchange Commission on October 11, 2023 Registration Nos. |
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| October 11, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.9 Exhibit 23.9 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in the Registration Statement (Form F-4 No. 333-274058 and 333-274058-01) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated February 28, 2023, except for the effect of |
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| September 20, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.8 Exhibit 23.8 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement on Form F-4 of Brookfield Corporation and Brookfield Reinsurance Ltd. of our report dated March 1, 2021, with respect to the consolidated financial statements and financial statement schedules II to IV of American Equity Investment Life Holding Co |
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| September 20, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.9 Exhibit 23.9 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in the Registration Statement (Form F-4 No. 333-274058 and 333-274058-01) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated February 28, 2023, except for the effect of |
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| September 20, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.7 Exhibit 23.7 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in the Registration Statement (Form F-4 No. 333-274058 and 333-274058-01) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated March 16, 2022, with respect to the consoli |
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| September 20, 2023 |
As filed with the Securities and Exchange Commission on September 20, 2023 Table of Contents As filed with the Securities and Exchange Commission on September 20, 2023 Registration Nos. |
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| September 20, 2023 |
CONSENT OF INDEPENDENT AUDITORS EX-23.10 Exhibit 23.10 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in this Registration Statement Nos. 333-274058 and 333-274058-01 on Form F-4 of our report dated August 17, 2023 relating to the combined statement of revenues and certain operating expenses of the acquired office and mixed-use portfolio, appearing in the Current Report on Form 6-K of Brookfield Rei |
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| September 20, 2023 |
1114 Avenue of the Americas, 23rd Floor New York, New York 10036.7703 USA P. 212.880.6000 | F. 212.682.0200 www.torys.com Mile T. Kurta [email protected] P. 212.880.6363 September 20, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Attention: Todd K. Schiffman Christian Windsor Re: Brook |
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| August 18, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.8 Exhibit 23.8 KPMG LLP 2500 Ruan Center 666 Grand Avenue Des Moines, IA 50309 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement on Form F-4 of Brookfield Corporation and Brookfield Reinsurance Ltd of our report dated March 1, 2021, with respect to the consolidated financial statements and financial statement s |
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| August 18, 2023 |
Exhibit 99.1 Brookfield Reinsurance Announces Exchange Offer Offer will enable holders of Brookfield Corporation Class A Shares to voluntarily exchange into shares of Brookfield Reinsurance on a one-for-one basis BROOKFIELD, NEWS, August 18, 2023 – Brookfield Reinsurance (NYSE, TSX: BNRE) today announced its intention to commence an offer whereby holders of Class A Limited Voting Shares (“BN Share |
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| August 18, 2023 |
EX-99.4 Exhibit 99.4 ARGO GROUP INTERNATIONAL HOLDINGS, LTD. CONDENSED CONSOLIDATED BALANCE SHEETS (in millions, except number of shares and per share amounts) June 30, 2023 December 31, 2022 (Unaudited) Assets Investments: Fixed maturities available-for-sale, at fair value (amortized cost: 2023 - $2,904.7, 2022 - $3,016.4; allowance for expected credit losses: 2023 - $2.5, 2022 - $2.8) $ 2,590.2 |
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| August 18, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.9 Exhibit 23.9 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in this Registration Statement (Form F-4) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated February 28, 2023, except for the effect of the adoption of ASU No. 2018-12 |
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| August 18, 2023 |
Filed by Brookfield Reinsurance Ltd. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Brookfield Corporation Commission File No.: 001-15160 Date: August 18, 2023 Brookfield Reinsurance Announces Exchange Offer Offer will enable holders of Brookfield Corporation Class A Shares to voluntarily exchange into shares of Brookfield Reinsurance on a one-for-one basis BROOKFIELD, NEWS |
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| August 18, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 18, 2023 |
F-N UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): Brookfield Reinsurance Ltd. B. This is (select one): |
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| August 18, 2023 |
EX-99.2 Exhibit 99.2 AMERICAN NATIONAL GROUP, INC. CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION (UNAUDITED) (In thousands, except share data) March 31, 2022 December 31, 2021 ASSETS Fixed maturity, bonds held-to-maturity, at amortized cost, net of allowance for credit losses of $13,388 in 2022 and $13,129 in 2021 (Fair value $6,828,253 in 2022 and $7,458,789 in 2021) $ 6,896,485 $ 7,088 |
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| August 18, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form F-4 (Form Type) Brookfield Reinsurance Ltd. |
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| August 18, 2023 |
Consent of Independent Registered Public Accounting Firm EX-23.7 Exhibit 23.7 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Interests of Experts” in this Registration Statement (Form F-4) of Brookfield Corporation and Brookfield Reinsurance Ltd. and to the incorporation by reference therein of our report dated March 16, 2022, with respect to the consolidated financial statements and s |
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| August 18, 2023 |
CONSENT OF INDEPENDENT AUDITORS EX-23.10 Exhibit 23.10 CONSENT OF INDEPENDENT AUDITORS We consent to the incorporation by reference in this Registration Statement on Form F-4 of our report dated August 17, 2023 relating to the combined statement of revenues and certain operating expenses of the acquired office and mixed-use portfolio, appearing in the Current Report on Form 6-K of Brookfield Reinsurance Ltd. filed on August 18, |
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| August 18, 2023 |
Report of Independent Registered Public Accounting Firm EX-99.3 Exhibit 99.3 Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors Argo Group International Holdings, Ltd.: Opinion on the Consolidated Financial Statements We have audited the accompanying consolidated balance sheet of Argo Group International Holdings, Ltd. and subsidiaries (the Company) as of December 31, 2022, the related consolidated statem |
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| August 18, 2023 |
Exhibit 99.5 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY AND SUBSIDIARIES INDEX TO CONSOLIDATED FINANCIAL STATEMENTS AND SCHEDULES YEARS ENDED DECEMBER 31, 2022, 2021 and 2020 Reports of Independent Registered Public Accounting Firm (Ernst & Young LLP, Des Moines, Iowa, Auditor Firm ID: 42; KPMG LLP, Des Moines, Iowa, Auditor Firm ID: 185) F-2 Consolidated Financial Statements: Consolidated Ba |
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| August 18, 2023 |
As filed with the Securities and Exchange Commission on August 18, 2023 F-4 Table of Contents As filed with the Securities and Exchange Commission on August 18, 2023 Registration Nos. |
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| August 18, 2023 |
Exhibit 3.1 SECOND AMENDED AND RESTATED BYE-LAWS (AS AMENDED) OF BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD. The undersigned HEREBY CERTIFIES that the attached Bye-Laws are a true copy of the Bye-Laws of Brookfield Reinsurance Ltd. (formerly Brookfield Asset Management Reinsurance Partners Ltd.) as amended by a Resolution on August 17, 2023. /s/ Gregory E.A. Morrison Director SECOND AMEN |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of: August 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. (Name of Registrant) Ideation House, First Floor 90 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Exec |
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| August 18, 2023 |
EX-99.6 Exhibit 99.6 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share data) (Unaudited) June 30, 2023 December 31, 2022 (a) Assets Investments: Fixed maturity securities, available for sale, at fair value (amortized cost of $43,323,015 as of 2023 and $44,866,019 as of 2022; allowance for credit losses of |
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| August 18, 2023 |
Exhibit 99.7 INDEPENDENT AUDITOR’S REPORT To the Board of Directors of Brookfield Reinsurance Ltd. Opinion We have audited the accompanying combined statements of revenues and certain operating expenses of the acquired office and mixed-use portfolio (the “Portfolio”) for the year ended December 31, 2022, and the related notes (the “Statements”). In our opinion, the accompanying Statements present |
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| August 18, 2023 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.8 UNAUDITED PRO FORMA FINANCIAL STATEMENTS These Unaudited Pro Forma Financial Statements are based on the combined and consolidated financial statements of Brookfield Reinsurance Ltd. (the “Company”), the consolidated financial statements of American National Insurance Company (“American National”), Argo Group International Holdings, Ltd. (“Argo”) and American Equity Investment Life Ho |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 18, 2023 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm To the Shareholders and the Board of Directors of American National Group, Inc. Galveston, Texas Opinion on the Financial Statements We have audited the accompanying consolidated statements of financial position of American National Group, Inc. and subsidiaries (the “Company”) as of December 31, 2021 and 2020, the related consoli |
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| August 17, 2023 |
Brookfield Reinsurance Announces Results for Election of Directors Exhibit 99.1 Brookfield Reinsurance Announces Results for Election of Directors BROOKFIELD NEWS, August 17, 2023 – Brookfield Reinsurance (NYSE, TSX: BNRE) today announced that all five nominees proposed for election to the board of directors by holders of class A exchangeable limited voting shares (“class A shares”) and all five nominees proposed for election to the board of directors by the hold |
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| August 17, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 17, 2023 |
Exhibit 99.2 BROOKFIELD REINSURANCE LTD. REPORT ON VOTING RESULTS Annual General and Special Meeting of Shareholders August 17, 2023 National Instrument 51-102 – Section 11.3 (Canada) The Annual General and Special Meeting of Shareholders of Brookfield Reinsurance Ltd. (the “company”) was held on Thursday, August 17, 2023 at 10:00 a.m. in a virtual meeting format via live audio webcast. At this me |
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| August 14, 2023 |
CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Reinsurance Ltd. |
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| August 14, 2023 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: August 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| August 14, 2023 |
CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Reinsurance Ltd. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executiv |
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| August 10, 2023 |
EXHIBIT 99.1 Brookfield Reinsurance Announces Strong Second Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, Aug. 10, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced financial results for the quarter ended June 30, 2023. Sachin Shah, CEO of Brookfield Reinsurance, stated, “The strength of our second quarter results are underpinned by si |
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| July 27, 2023 |
Brookfield Reinsurance Ltd. PROXY | CLASS A EXCHANGEABLE LIMITED VOTING SHARES Exhibit 99.1 Brookfield Reinsurance Ltd. PROXY | CLASS A EXCHANGEABLE LIMITED VOTING SHARES PROXY, solicited by management, for the Annual General and Special Meeting of Shareholders of Brookfield Reinsurance Ltd. (the “company”) to be held on Thursday, August 17, 2023 at 10:00 a.m., Eastern Daylight Time (EDT), via live audio webcast online at https://web.lumiagm.com/492308657 (the “Meeting”) pas |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: July 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. |
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| July 27, 2023 |
Brookfield Reinsurance Ltd. ANNUAL GENERAL AND SPECIAL MEETING | AUGUST 17, 2023 Exhibit 99.2 2023 MANAGEMENT INFORMATION CIRCULAR Brookfield Reinsurance Ltd. ANNUAL GENERAL AND SPECIAL MEETING | AUGUST 17, 2023 LETTER TO SHAREHOLDERS To our shareholders, You are invited to attend an annual general and special meeting of holders of shares of Brookfield Reinsurance Ltd. (“Brookfield Reinsurance”, “we,” “our” or the “company”). The meeting will occur at 10:00 a.m. EDT on Thursda |
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| July 5, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, BROOKFIELD REINSURANCE LTD., ARCHES MERGER SUB INC., and, solely for the limited purposes set forth herein, BROOKFIELD ASSET MANAGEMENT LTD. Dated as of July 4, 2023 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS SECTION 1.01. Definitions 2 SECTION 1.02. Interpretation 2 |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Exhibit 99.1 Brookfield Press Release Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023—Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common s |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction EXHIBIT 99.1 Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 05, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common stock |
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| July 5, 2023 |
Filed by Brookfield Reinsurance Ltd. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: American Equity Investment Life Holding Company Commission File No. 001-31911 Date: July 5, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Address and |
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| July 5, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| July 5, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, BROOKFIELD REINSURANCE LTD., ARCHES MERGER SUB INC., and, solely for the limited purposes set forth herein, BROOKFIELD ASSET MANAGEMENT LTD. Dated as of July 4, 2023 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS SECTION 1.01. Definitions 2 SECTION 1.02. Interpretation 2 |
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| July 5, 2023 |
Exhibit 10.1 VOTING AGREEMENT (this “Agreement”) dated as of July 4, 2023, among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), and each party listed on Schedule A hereto (each, a “Stockholder” and, collectively, the “Stockholders”). The Company and Stockholders are each referred to in this Agreement as a “party” and collectively as the “parties”. WHEREAS, si |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction EX-99.4 3 ex99-4.htm PRESS RELEASE Exhibit 99.4 Brookfield Press Release Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023—Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Exhibit 99.1 Brookfield Press Release Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023—Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common s |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| July 5, 2023 |
Exhibit 10.1 VOTING AGREEMENT (this “Agreement”) dated as of July 4, 2023, among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), and each party listed on Schedule A hereto (each, a “Stockholder” and, collectively, the “Stockholders”). The Company and Stockholders are each referred to in this Agreement as a “party” and collectively as the “parties”. WHEREAS, si |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| June 28, 2023 |
FORM 52-109F1 CERTIFICATION OF ANNUAL FILINGS FULL CERTIFICATE FORM 52-109F1 CERTIFICATION OF ANNUAL FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer of Brookfield Reinsurance Ltd. |
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| June 28, 2023 |
EXHIBIT 99.1 Brookfield Reinsurance Completes Filing of Recast Financial Statements; Announces date of Shareholder Meeting BROOKFIELD, NEWS, June 28, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced that it has filed recast audited consolidated financial statements as of December 31, 2022 and December 31, 2021 and for each of the three years in the period ended Dece |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| June 28, 2023 |
COMBINED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. AS AT DECEMBER 31, 2022 AND 2021, AND FOR THE YEARS ENDED DECEMBER 31, 2022, 2021 AND 2020 INDEX Page Reports of Independent Registered Public Accounting Firm 2 Combined Consolidated Statements of Financial Position 7 Combined Consolidated Statements of Operations 8 Combined Consolidated Statements of Comprehensive Income (L |
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| June 28, 2023 |
FORM 52-109F1 CERTIFICATION OF ANNUAL FILINGS FULL CERTIFICATE FORM 52-109F1 CERTIFICATION OF ANNUAL FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer of Brookfield Reinsurance Ltd. |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: June 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| June 27, 2023 |
Brookfield Reinsurance Submits Proposal to Acquire AEL for $4.3 Billion EXHIBIT 99.1 Brookfield Reinsurance Submits Proposal to Acquire AEL for $4.3 Billion BROOKFIELD, NEWS, June 27, 2023 (GLOBE NEWSWIRE) - Brookfield today announced that following close of markets on June 26, 2023, Brookfield Reinsurance (NYSE, TSX: BNRE) delivered a letter to the board of directors of American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) setting forth a proposal to ac |
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| June 27, 2023 |
EX-99.2 3 ex99-2.htm OFFER LETTER Exhibit 99.2 June 26, 2023 Dave Mulcahy, Non-Executive Chairman of the Board of Directors American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Dear Dave: Brookfield Reinsurance Ltd. (NYSE/TSX: BNRE) (“BNRe” or “we”) is pleased to submit this non-binding proposal to acquire all of the outstanding shares of common stock of A |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Address and |
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| June 27, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Shares (Title of Class of Securities) G16250105 (CUSIP Number) May 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| May 24, 2023 |
CODE OF BUSINESS CONDUCT AND ETHICS May 3, 2023 Exhibit 99.1 CODE OF BUSINESS CONDUCT AND ETHICS May 3, 2023 SUMMARY OF THE CODE’S PRINCIPLES1 PROTECTING THE COMPANY’S ASSETS, RESOURCES AND DATA • We often have sensitive confidential information about the company, other companies, our customers and investors, and our directors, officers and employees; preserving the integrity of this information is vital to our business and reputation and is ne |
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| May 16, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Sachin Shah, Chief Executive Officer, Brookfield Reinsurance Ltd. |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2023 Commission File Number: 001-40509 BROOKFIELD REINSURANCE LTD. |
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| May 16, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Thomas Corbett, Chief Financial Officer, Brookfield Reinsurance Ltd. |
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| May 16, 2023 |
UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS OF BROOKFIELD REINSURANCE LTD. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive O |
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| May 11, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| May 11, 2023 |
SC 13D/A 1 sc13da.htm AMENDMENT NO. 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pem |
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| May 11, 2023 |
Brookfield Reinsurance Announces First Quarter Results and Declares Regular Quarterly Distribution EXHIBIT 99.1 Brookfield Reinsurance Announces First Quarter Results and Declares Regular Quarterly Distribution BROOKFIELD, NEWS, May 11, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) today announced financial results for the quarter ended March 31, 2023. Sachin Shah, CEO of Brookfield Reinsurance, stated, “Our results for the quarter were strong and reflect the significant grow |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| March 31, 2023 |
DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT Exhibit 2.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT As of December 31, 2022, Brookfield Reinsurance Ltd. (“we”, “us”, “our”, or the “company”) had the following securities registered pursuant to Section 12(b) of the Exchange Act: Title of class Trading symbol Name of exchange on which registered Class A Exchangeable Limited Voting Shares BNRE New York Stock Exchan |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2023 Commission File Number: 001-40509 Brookfield Reinsurance Ltd. (Name of Registrant) Ideation House, First Floor 94 Pitts Bay Road, Pembroke, HM08, Bermuda (Address of Principal Executive |
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| March 31, 2023 |
Exhibit 4.5 BROOKFIELD CORPORATION - and – BROOKFIELD REINSURANCE LTD. AMENDED AND RESTATED SUPPORT AGREEMENT March 21, 2023 - 2 - AMENDED AND RESTATED SUPPORT AGREEMENT This AMENDED AND RESTATED SUPPORT AGREEMENT is made as of March 21, 2023 (this “Agreement”), between Brookfield Corporation (formerly known as Brookfield Asset Management Inc.) (“BN”), a corporation existing under the laws of the |
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| March 31, 2023 |
Exhibit 12.2 CERTIFICATION I, Thomas Corbett, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Reinsurance Ltd. (“the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 31, 2023 |
Exhibit 12.1 CERTIFICATION I, Sachin Shah, certify that: 1.I have reviewed this Annual Report on Form 20-F of Brookfield Reinsurance Ltd. (“the “Company”); 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 31, 2023 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief executive officer of Brookfield Reinsurance Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge, as |
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| March 31, 2023 |
Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The undersigned, who is carrying out the functions of chief financial officer of Brookfield Reinsurance Ltd. (the “Company”) hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge, as |
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| March 31, 2023 |
Exhibit 4.1 BROOKFIELD CORPORATION and BROOKFIELD REINSURANCE LTD. and WILMINGTON TRUST, NATIONAL ASSOCIATION Rights Agent AMENDED AND RESTATED RIGHTS AGREEMENT Dated as of March 21, 2023 TABLE OF CONTENTS Page - i - Section 1. Certain Definitions. ................................................................................................ 2 Section 2. Appointment of Rights Agent. ............ |
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| March 31, 2023 |
Brookfield Reinsurance Completes Annual Filings EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Brookfield Reinsurance Completes Annual Filings BROOKFIELD, NEWS, March 31, 2023 (GLOBE NEWSWIRE) - Brookfield Reinsurance (NYSE, TSX: BNRE) announced today the filing of its 2022 annual report, including audited financial statements for the year ended December 31, 2022, on Form 20-F with the SEC on EDGAR as well as with Canadian securities regulator |
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| March 13, 2023 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Brookfield Reinsurance Ltd. (Name of Issuer) Class A Exchangeable Limited Voting Shares (Title of Class of Securities) G16250105 (CUSIP Number) Kathy Sarpash Partners Value Investments LP Brookfield Place, 181 Bay Street, Suite 100 Toronto, Ontario |
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| March 13, 2023 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This will confirm the agreement among the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of the class A exchangeable limited voting shares of Brookfield Reinsurance Ltd. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k) |
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| February 9, 2023 |
EX-2.1 2 d391238dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ARGO GROUP INTERNATIONAL HOLDINGS, LTD. BROOKFIELD REINSURANCE LTD. and BNRE BERMUDA MERGER SUB LTD. Dated as of February 8, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS Section 1.01 Definitions 5 Section 1.02 Interpretation 18 ARTICLE II THE MERGER Section 2.01 Merger 20 Section |
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| February 9, 2023 |
EX-99.1 4 d391238dex991.htm EX-99.1 Exhibit 99.1 Brookfield Reinsurance to Acquire Argo in $1.1 Billion Transaction Argo Shareholders to Receive $30.00 per Share in Cash BROOKFIELD, NEWS, FEBRUARY 8, 2023 – Brookfield Reinsurance (NYSE, TSX:BNRE) and Argo Group International Holdings, Ltd. (“Argo”) (NYSE: ARGO) today announced they have entered into a definitive merger agreement whereby Brookfield |
