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| CIK | 1643171 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Brookfield Corporation - Preferred Security
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated May 31, 2024) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated May 31, 2024, as amended or supplemented, and each document incorporated by |
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| August 13, 2025 |
BROOKFIELD FINANCE INC. US$650,000,000 5.330% NOTES DUE 2036 PRICING TERM SHEET August 13, 2025 Filed Pursuant to Rule 433 Registration Nos. 333-279601 and 333-279601-02 August 13, 2025 BROOKFIELD FINANCE INC. US$650,000,000 5.330% NOTES DUE 2036 PRICING TERM SHEET August 13, 2025 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest and c |
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| August 13, 2025 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| February 28, 2025 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated May 31, 2024) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated May 31, 2024, as amended or supplemented, and each document incorporated by |
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| February 27, 2025 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| February 27, 2025 |
BROOKFIELD FINANCE INC. US$500,000,000 5.813% NOTES DUE 2055 PRICING TERM SHEET February 27, 2025 Filed Pursuant to Rule 433 Registration Nos. 333-279601 and 333-279601-02 February 27, 2025 BROOKFIELD FINANCE INC. US$500,000,000 5.813% NOTES DUE 2055 PRICING TERM SHEET February 27, 2025 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest a |
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| December 12, 2024 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated May 31, 2024) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated May 31, 2024, as amended or supplemented, and each document incorporated by |
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| December 10, 2024 |
Filed Pursuant to Rule 433 Registration Nos. 333-279601 and 333-279601-02 December 10, 2024 BROOKFIELD FINANCE INC. US$700,000,000 6.300% FIXED-TO-FIXED RESET RATE SUBORDINATED NOTES DUE 2055 PRICING TERM SHEET December 10, 2024 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed, on a subordinated b |
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| December 9, 2024 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| June 20, 2024 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated May 31, 2024) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated May 31, 2024, as amended or supplemented, and each document incorporated by |
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| June 17, 2024 |
Filed Pursuant to Rule 433 Registration Nos. 333-279601 and 333-279601-02 June 17, 2024 BROOKFIELD FINANCE INC. US$450,000,000 5.675% NOTES DUE 2035 US$200,000,000 5.968% NOTES DUE 2054 PRICING TERM SHEET June 17, 2024 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment of principal, pr |
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| June 17, 2024 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-279601 and 333-279601-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| May 31, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 31, 2024 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 31, 2024 Registration Nos. |
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| May 31, 2024 |
[Signature Page to the Acceleration Request] VIA EDGAR AND E-MAIL May 31, 2024 Division of Corporation Finance Office of International Corporate Finance U. |
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| May 22, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulati |
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| May 22, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 21, 2024 F-10 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 21, 2024 REGISTRATION NO. |
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| May 22, 2024 |
Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form F-10 Form F-3 (Form Type) (Form Type) Brookfield Corporation Brookfield Finance Inc. |
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| February 27, 2024 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated September 16, 2022) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-267243 and 333-267243-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated September 16, 2022, as amended or supplemented, and each document incorporat |
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| February 26, 2024 |
BROOKFIELD FINANCE INC. US$750,000,000 5.968% NOTES DUE 2054 PRICING TERM SHEET February 26, 2024 Filed Pursuant to Rule 433 Registration Nos. 333-267243 and 333-267243-02 February 26, 2024 BROOKFIELD FINANCE INC. US$750,000,000 5.968% NOTES DUE 2054 PRICING TERM SHEET February 26, 2024 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest a |
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| February 26, 2024 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-267243 and 333-267243-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| November 28, 2023 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated September 16, 2022) Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-267243 and 333-267243-02 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated September 16, 2022, as amended or supplemented, and each document incorporat |
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| November 27, 2023 |
BROOKFIELD FINANCE INC. US$700,000,000 6.350% NOTES DUE 2034 PRICING TERM SHEET November 27, 2023 Filed Pursuant to Rule 433 Registration Nos. 333-267243 and 333-267243-02 November 27, 2023 BROOKFIELD FINANCE INC. US$700,000,000 6.350% NOTES DUE 2034 PRICING TERM SHEET November 27, 2023 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Corporation Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest a |
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| November 27, 2023 |
Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-267243 and 333-267243-02 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for the purpose of the sa |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A/A (Amendment No. |
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| September 16, 2022 |
[Signature Page to the Acceleration Request] CORRESP 1 filename1.htm VIA EDGAR AND E-MAIL September 16, 2022 Division of Corporation Finance Office of International Corporate Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Brookfield Asset Management Inc. Brookfield Finance Inc. Brookfield Finance II Inc. Brookfield Capital Finance LLC Brookfield Finance II LLC Brookfield Finance (Australia) Pty Lt |
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| September 16, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 16, 2022 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 16, 2022 Registration Nos. |
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| September 2, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 2, 2022 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 2, 2022 REGISTRATION NO. |
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| September 2, 2022 |
Exhibit 7.6 to Form F-10 Exhibit 4.4 to Form F-3 BROOKFIELD CAPITAL FINANCE LLC AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [ ], 20[ ] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ], 20[ ] Trust Indenture Act Section Indenture Section ?310(a) 7.12 (b) 7.11 ?311 |
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| September 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): Brookfield Finance II Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulat |
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| September 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): Brookfield Asset Management Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| September 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 2, 2022 |
EX-FILING FEES 5 tm2224814d1ex-filingfees.htm EX-FILING FEES Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form F-10 Form F-3 (Form Type) (Form Type) Brookfield Asset Management Inc. Brookfield Finance Inc. Brookfield Finance II Inc. Brookfield Capital Finance LLC Brookfield Finance II LLC Brookfield Finance (Australia) Pty Ltd Brookfield Finance I (UK) plc (Exact Name of Registrant |
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| September 2, 2022 |
F-X 1 a22-2481413fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form |
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| September 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 4, 2022 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated October 6, 2020) SUPPL 1 tm224509-2suppl.htm SUPPL TABLE OF CONTENTS Filed pursuant to General Instruction II.L. of Form F-10 File Nos. 333-249132 and 333-249132-01 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated October 6, 2020, as am |
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| February 3, 2022 |
Filed Pursuant to Rule 433 Registration Nos. 333-249132-01 and 333-249132 February 2, 2022 BROOKFIELD FINANCE INC. US$400,000,000 3.625% NOTES DUE 2052 US$400,000,000 3.900% NOTES DUE 2028 PRICING TERM SHEET February 2, 2022 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The Notes (as defined below) will be fully and unconditionally guaranteed as to payment |
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| February 2, 2022 |
SUPPL 1 tm224509-1suppl.htm SUPPL TABLE OF CONTENTS Filed pursuant to General Instruction II.L. of Form F-10 File Nos. 333-249132 and 333-249132-01 A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, |
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| July 23, 2021 |
PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated October 6, 2020) TABLE OF CONTENTS ?Filed pursuant to General Instruction II.L. of Form F-10? ?File Nos. 333-249132 and 333-249132-01? No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the short form base shelf prospectus to which it relates dated October 6, 2020, as amended or supplemented, and each |
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| July 22, 2021 |
FWP 1 tm2122621d8fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-249132, 333-249132-01 and 333-249134-03 July 21, 2021 BROOKFIELD FINANCE I (UK) PLC BROOKFIELD FINANCE INC. US$600,000,000 2.340% NOTES DUE 2032 US$250,000,000 3.500% NOTES DUE 2051 PRICING TERM SHEET July 21, 2021 Issuers: Brookfield Finance I (UK) plc (in the case of the 2032 Notes) Brookfield Finance Inc. (in the case |
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| July 21, 2021 |
TABLE OF CONTENTS ?Filed pursuant to General Instruction II.L. of Form F-10? ?File Nos. 333-249132 and 333-249132-01? A copy of this preliminary prospectus supplement has been filed with the securities regulatory authorities in each of the provinces of Canada, and with the U.S. Securities and Exchange Commission pursuant to an effective U.S. registration statement, but has not yet become final for |
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| April 9, 2021 |
Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| April 7, 2021 |
BROOKFIELD FINANCE INC. US$500,000,000 2.724% NOTES DUE 2031 PRICING TERM SHEET April 7, 2021 FWP 1 tm2112222d5fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-249132 and 333-249132-01 April 7, 2021 BROOKFIELD FINANCE INC. US$500,000,000 2.724% NOTES DUE 2031 PRICING TERM SHEET April 7, 2021 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The Notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) an |
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| April 7, 2021 |
Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| October 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Brookfield Finance Inc. |
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| October 13, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| October 8, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| October 8, 2020 |
FWP 1 a20-3189320fwp.htm FWP FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration Nos. 333-249132 and 333-249132-01 October 8, 2020 This document does not provide full disclosure of all material facts relating to the securities offered. Investors should read the registration statement, any amendment and any applicable prospectus supplement for disclosure of those facts, especially risk |
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| October 6, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 7.5 BROOKFIELD FINANCE II INC. AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA INDENTURE Dated as of [ • ], 20[ • ] TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 1.1 Definitions. 1 1.2 Compliance Certificates and Opinions. 8 1.3 Form of Documents Deli |
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| October 6, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 7.6 to Form F-10 (Exhibit 4.6 to Form F-3) BROOKFIELD FINANCE (AUSTRALIA) PTY LTD. AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [ • ], 20[ • ] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ • |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o COMPUTERSHARE TRUST COMPANY, NATIONAL |
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| October 6, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 6, 2020 REGISTRATION NOS. |
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| October 6, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 7.7 to Form F-10 (Exhibit 4.7 to Form F-3) BROOKFIELD FINANCE I (UK) PLC AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [ • ], 20[ • ] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ • ], 20[ • ] |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 5.5 October 6, 2020 Ken Astridge Partner T + 61 2 9296 2146 To Brookfield Asset Management Inc. Suite 300, Brookfield Place 181 Bay Street, P.O. Box 762 Toronto, Ontario, M5J 2T3 Brookfield Finance (Australia) Pty Ltd Level 22, 135 King Street Sydney NSW 2000 Australia Dear Sirs and Mesdames Brookfield Finance (Australia) Pt |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 5.4 Brookfield Asset Management Inc Suite 300 Brookfield Place 181 Bay Street P.O. Box 762 Toronto Ontario Canada M5J 2T3 Herbert Smith Freehills LLP Exchange House Primrose Street London EC2A 2EG T +44 (0)20 7374 8000 F +44 (0)20 7374 0888 DX28 London Chancery Lane www.herbertsmithfreehills.com Brookfield Finance I (UK) plc |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 5.3 October 6, 2020 Brookfield Asset Management Inc. Brookfield Place 181 Bay Street, Suite 300 P.O. Box 762 Toronto, Canada M5J 2T3 Brookfield Finance LLC Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281 Brookfield Finance II LLC Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281 Br |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o COMPUTERSHARE TRUST COMPANY, NATIONAL |
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| October 6, 2020 |
CORRESP 1 filename1.htm VIA EDGAR October 6, 2020 Division of Corporation Finance Office of International Corporate Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Brookfield Asset Management Inc. Brookfield Finance Inc. Brookfield Finance II Inc. Brookfield Finance LLC Brookfield Finance II LLC Brookfield Finance (Australia) Pty Ltd Brookfield Finance I |
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| October 6, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o COMPUTERSHARE TRUST COMPANY, NATIONAL |
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| October 6, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 7.3 BROOKFIELD FINANCE INC. AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA SUBORDINATED INDENTURE Dated as of [ • ], 20[ • ] TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 1.1 Definitions. 1 1.2 Compliance Certificates and Opinions. 8 1.3 Form of Docu |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance w |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance II Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulat |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Asset Management Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| September 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 29, 2020 |
Limited Liability Company Agreement of Brookfield Finance II LLC QuickLinks - Click here to rapidly navigate through this document Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF BROOKFIELD FINANCE II LLC This limited liability company agreement (this "Agreement") of Brookfield Finance II LLC, a Delaware limited liability company (the "Company"), is made effective as of September 24, 2020, by the sole member, Brookfield US Inc., a Delaware corporation (the " |
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| September 29, 2020 |
Certificate of Formation of Brookfield Finance II LLC QuickLinks - Click here to rapidly navigate through this document Exhibit 3.1 CERTIFICATE OF FORMATION OF BROOKFIELD FINANCE II LLC Under Section 18-201 of the Delaware Limited Liability Company Act The undersigned, being a natural person of at least eighteen (18) years of age and acting as the authorized organizer of the limited liability company hereby being formed under Section 18-201 of the De |
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| September 29, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 29, 2020 REGISTRATION NO. |
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| September 24, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| September 23, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| September 23, 2020 |
BROOKFIELD FINANCE INC. US$500,000,000 3.500% NOTES DUE 2051 PRICING TERM SHEET September 23, 2020 FWP 1 a20-313286fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-236217 and 333-236217-01 September 23, 2020 BROOKFIELD FINANCE INC. US$500,000,000 3.500% NOTES DUE 2051 PRICING TERM SHEET September 23, 2020 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium (i |
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| April 13, 2020 |
BAMGF / Brookfield Asset Management, Inc. SUPPL - - SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| April 9, 2020 |
BROOKFIELD FINANCE INC. US$150,000,000 4.350% NOTES DUE 2030 PRICING TERM SHEET April 9, 2020 FWP 1 a20-149278fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-236217 and 333-236217-01 April 9, 2020 BROOKFIELD FINANCE INC. US$150,000,000 4.350% NOTES DUE 2030 PRICING TERM SHEET April 9, 2020 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and |
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| April 8, 2020 |
BAMGF / Brookfield Asset Management, Inc. SUPPL - - SUPPL SUPPL 1 a2241300zsuppl.htm SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-236217 and 333-236217-01 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement together with the s |
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| April 7, 2020 |
BROOKFIELD FINANCE INC. US$600,000,000 4.350% NOTES DUE 2030 FINAL TERM SHEET April 7, 2020 Filed Pursuant to Rule 433 Registration Nos. 333-236217 and 333-236217-01 April 7, 2020 BROOKFIELD FINANCE INC. US$600,000,000 4.350% NOTES DUE 2030 FINAL TERM SHEET April 7, 2020 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest and certain other am |
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| April 7, 2020 |
BAMGF / Brookfield Asset Management, Inc. SUPPL - - SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| February 11, 2020 |
BAM / Brookfield Asset Management, Inc. F-10/A - - F-10/A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 11, 2020 REGISTRATION NOS. |
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| February 11, 2020 |
Exhibit 7.3 to Form F-10 Exhibit 4.4 to Form F-3 BROOKFIELD FINANCE LLC AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [ ], 20[ ] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ], 20[] Trust Indenture Act Section Indenture Section §310(a) 7.12 (b) 7.11 §311 7.16 §312 |
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| February 3, 2020 |
BAMGF / Brookfield Asset Management, Inc. F-X - - F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 3, 2020 |
BAMGF / Brookfield Asset Management, Inc. F-X - - F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 3, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance w |
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| February 3, 2020 |
BAM / Brookfield Asset Management, Inc. F-X - - F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Asset Management Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| January 31, 2020 |
BAM / Brookfield Asset Management, Inc. F-10 - - F-10 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 31, 2020 REGISTRATION NO. |
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| February 19, 2019 |
BAM / Brookfield Asset Management, Inc. F-10/A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 19, 2019. |
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| February 8, 2019 |
F-X 1 a19-40148fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F- |
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| February 8, 2019 |
BAMGF / Brookfield Asset Management, Inc. F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 8, 2019 |
BAMGF / Brookfield Asset Management, Inc. F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Finance Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 8, 2019 |
BAM / Brookfield Asset Management, Inc. F-X F-X 1 a19-40144fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): Brookfield Asset Management Inc. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in |
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| February 8, 2019 |
BAM / Brookfield Asset Management, Inc. F-10 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 8, 2019. |
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| January 25, 2019 |
BAM / Brookfield Asset Management, Inc. SUPPL Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| January 24, 2019 |
BROOKFIELD FINANCE INC. US$1,000,000,000 4.850% NOTES DUE 2029 PRICING TERM SHEET January 24, 2019 Filed Pursuant to Rule 433 Registration Nos. 333-224426-01 and 333-224426 January 24, 2019 BROOKFIELD FINANCE INC. US$1,000,000,000 4.850% NOTES DUE 2029 PRICING TERM SHEET January 24, 2019 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and interest and certai |
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| January 24, 2019 |
BAM / Brookfield Asset Management, Inc. SUPPL Use these links to rapidly review the document TABLE OF CONTENTS Prospectus Supplement TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| May 2, 2018 |
BAM / Brookfield Asset Management, Inc. CORRESP VIA EDGAR May 2, 2018 Division of Corporation Finance Office of International Corporate Finance U. |
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| April 25, 2018 |
F-X 1 a18-111329fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F |
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| April 25, 2018 |
BAM / Brookfield Asset Management, Inc. F-X F-X 1 a18-111325fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD ASSET MANAGEMENT INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in |
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| April 25, 2018 |
Statement of Eligibility on Form T-1 of the U.S. Trustee for the Debt Securities Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N |
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| April 25, 2018 |
BAM / Brookfield Asset Management, Inc. F-10 Use these links to rapidly review the document TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 24, 2018. |
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| April 25, 2018 |
Consent of Torys LLP (included in the opinion filed as Exhibit 5.3 to this Form F-3) Exhibit 5.3 1114 Avenue of the Americas, 23rd Floor New York, New York 10036.7703 USA P. 212.880.6000 | F. 212.682.0200 www.torys.com April 24, 2018 Brookfield Asset Management Inc. Brookfield Place 181 Bay Street, Suite 300 P.O. Box 762 Toronto, Canada M5J2T3 Brookfield Finance LLC Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281-1023 RE: Registration Statement on Forms F-10 |
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| April 25, 2018 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges Year ended December 31 (in million, except ratios) 2013 2014 2015 2016 2017 Fixed charges: Interest expense 2,750 2,783 3,151 3,462 3,811 Amortization of debt issue costs and discount or premium relating to indebtedness — — — — — Preferred stock dividend requirements of subsidiaries 177 193 140 119 165 Interest portion of |
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| April 25, 2018 |
BAMGF / Brookfield Asset Management, Inc. F-X F-X 1 a18-111327fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| April 25, 2018 |
BAMGF / Brookfield Asset Management, Inc. F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| January 12, 2018 |
BAM / Brookfield Asset Management, Inc. SUPPL SUPPL 1 a2234243zsuppl.htm SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Prospectus Supplement Table of Contents Filed Pursuant to General Instruction II.L of Form F-10 File Nos. 333-220746 and 333-220746-01 PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated February 17, 2017, as Amended by Amendment No. 1 Dated September 29, 2017) New Iss |
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| January 11, 2018 |
BAM / Brookfield Asset Management, Inc. SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Prospectus Supplement Table of Contents Filed Pursuant to General Instruction II. |
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| January 11, 2018 |
FWP 1 a18-23308fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-220746 and 333-220746-01 January 11, 2018 BROOKFIELD FINANCE INC. US$650,000,000 3.900% NOTES DUE 2028 US$350,000,000 4.700% NOTES DUE 2047 PRICING TERM SHEET January 11, 2018 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to |
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| September 29, 2017 |
Brookfield Asset Management F-X F-X 1 a17-226505fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD ASSET MANAGEMENT INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in |
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| September 29, 2017 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges Year ended December 31 Six months ended June 30, (in million, except ratios) 2012 2013 2014 2015 2016 2017 Fixed charges: Interest expense 2,738 2,750 2,783 3,151 3,462 1,802 Amortization of debt issue costs and discount or premium relating to indebtedness ? ? ? ? ? ? Preferred stock dividend requirements of subsidiaries 1 |
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| September 29, 2017 |
Consent of Torys LLP (included in the opinion filed as Exhibit 5.3 to this Form F-3) Exhibit 5.3 1114 Avenue of the Americas, 23rd Floor New York, New York 10036.7703 USA P. 212.880.6000 | F. 212.682.0200 www.torys.com September 29, 2017 Brookfield Asset Management Inc. Brookfield Place 181 Bay Street, Suite 300 P.O. Box 762 Toronto, Canada M5J2T3 Brookfield Finance LLC Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281-1023 RE: Registration Statement on Forms |
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| September 29, 2017 |
Brookfield Asset Management F-10 F-10 1 a2233427zf-10.htm F-10 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 29, 2017. REGISTRATION NO. 333- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-10 and FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Form F-10 BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD FINANCE INC. (Exact name of Registrant as specified in its charter) Form F-3 |
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| September 29, 2017 |
Statement of Eligibility on Form T-1 of the U.S. Trustee for the Debt Securities Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N |
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| September 29, 2017 |
F-X 1 a17-226509fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F |
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| September 29, 2017 |
F-X 1 a17-226506fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| September 29, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| September 12, 2017 |
Brookfield Asset Management SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| September 11, 2017 |
Brookfield Asset Management SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to General Instruction II. |
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| September 11, 2017 |
BROOKFIELD FINANCE INC. US$550,000,000 4.700% NOTES DUE 2047 PRICING TERM SHEET September 11, 2017 FWP 1 a17-2144510fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-215992 and 333-215992-02 September 11, 2017 BROOKFIELD FINANCE INC. US$550,000,000 4.700% NOTES DUE 2047 PRICING TERM SHEET September 11, 2017 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium ( |
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| February 24, 2017 |
Brookfield Asset Management F-10/A Use these links to rapidly review the document TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 24, 2017. |
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| February 17, 2017 |
Brookfield Asset Management F-10/A Use these links to rapidly review the document TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 17, 2017. |
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| February 17, 2017 |
Brookfield Asset Management ESP VIA EDGAR February 17, 2017 Re: Brookfield Asset Management Inc., Brookfield Finance Inc., and Brookfield Finance LLC Registration Statement on Form F-10 and Form F-3 File No. 333-215992 Division of Corporation Finance Office of International Corporate Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 To Whom It May Concern: On behalf of Brookfield Asset Manag |
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| February 10, 2017 |
F-X 1 a17-38926fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| February 10, 2017 |
NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS Exhibit 4.4 Notice of Annual and Special Meeting of Shareholders and Management Information Circular Annual and Special Meeting | June 17, 2016 | Toronto, Canada Brookfield Brookfield NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS AND AVAILABILITY OF INVESTOR MATERIALS An Annual and Special Meeting of Shareholders of Brookfield Asset Management Inc. (the “Corporation” or “Brookfield”) will b |
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| February 10, 2017 |
Statement of Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges Year ended December 31, Nine months ended September 30, (in million, except ratios) 2011 2012 2013 2014 2015 2016 Fixed charges: Interest expensed $ 2,355 $ 2,500 $ 2,553 $ 2,579 $ 2,820 $ 2,407 Interest capitalized 277 238 197 204 331 153 Interest expensed & capitalized 2,632 2,738 2,750 2,783 3,151 2,560 Preferred stock |
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| February 10, 2017 |
Exhibit 4.5 CONSOLIDATED FINANCIAL STATEMENTS CONSOLIDATED BALANCE SHEETS (UNAUDITED) (MILLIONS) Note Sep. 30, 2016 Dec. 31, 2015 Assets Cash and cash equivalents $ 4,372 $ 2,774 Other financial assets 5, 6 5,096 6,156 Accounts receivable and other 6 8,882 7,044 Inventory 6 5,869 5,281 Assets classified as held for sale 7 3,760 1,397 Equity accounted investments 24,453 23,216 Investment properties |
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| February 10, 2017 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) |
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| February 10, 2017 |
Exhibit 7.3 BROOKFIELD FINANCE LLC AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA AND COMPUTERSHARE TRUST COMPANY, N.A. INDENTURE Dated as of [ ], 20[?] Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ], 20[ ] Trust Indenture Act Section Indenture Section ?310(a) 7.11 (b) 7.10 ?311 7.15 ?312 8.1 ?313 8.2 ?314(a) 8.3; 11.10 (c) |
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| February 10, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 10, 2017. |
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| February 10, 2017 |
F-X 1 a17-38928fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F- |
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| February 10, 2017 |
Exhibit 5.3 1114 Avenue of the Americas, 23rd Floor New York, New York 10036.7703 USA P. 212.880.6000 | F. 212.682.0200 www.torys.com February 10, 2017 Brookfield Asset Management Inc. Brookfield Place 181 Bay Street, Suite 300 P.O. Box 762 Toronto, Canada M5J2T3 Brookfield Finance LLC Brookfield Place 250 Vesey Street, 15th Floor New York, New York 10281-1023 RE: Registration Statement on Forms F |
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| February 10, 2017 |
Exhibit 4.6 Interim Report Q3 2016 Three Months Ended Nine Months Ended FOR THE PERIODS ENDED SEP. 30 2016 2015 2016 2015 TOTAL (MILLIONS) Revenues $ 6,285 $ 5,056 $ 17,476 $ 14,375 Net income 2,021 845 3,241 3,482 Funds from operations 883 501 2,223 1,578 PER SHARE Net income $ 1.03 $ 0.26 $ 1.41 $ 1.60 Funds from operations 0.87 0.48 2.17 1.52 Dividends1 ? cash 0.13 0.12 0.39 0.35 ? special ? ? |
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| February 10, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation |
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| February 10, 2017 |
Brookfield Asset Management F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): BROOKFIELD ASSET MANAGEMENT INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| February 10, 2017 |
Exhibit 4.7 CONSOLIDATED FINANCIAL STATEMENTS CONSOLIDATED BALANCE SHEETS (UNAUDITED) (MILLIONS) Note Sep. 30, 2016 Dec. 31, 2015 Assets Cash and cash equivalents $ 4,372 $ 2,774 Other financial assets 5, 6 5,096 6,156 Accounts receivable and other 6 8,882 7,044 Inventory 6 5,869 5,281 Assets classified as held for sale 7 3,760 1,397 Equity accounted investments 24,453 23,216 Investment properties |
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| October 3, 2016 |
F-X 1 a16-188745fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| October 3, 2016 |
Brookfield Asset Management F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): BROOKFIELD ASSET MANAGEMENT INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| October 3, 2016 |
F-X 1 a16-188748fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F |
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| October 3, 2016 |
F-X 1 a16-188746fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| September 28, 2016 |
Brookfield Asset Management F-10 QuickLinks - Click here to rapidly navigate through this document AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 28, 2016. |
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| May 26, 2016 |
SUPPL 1 a2228795zsuppl.htm SUPPL QuickLinks - Click here to rapidly navigate through this document Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-204611 and 333-204611-01 PROSPECTUS SUPPLEMENT (To a Short Form Base Shelf Prospectus Dated June 5, 2015) US$500,000,000 BROOKFIELD FINANCE INC. 4.250% Notes due June 2, 2026 Fully and unconditionally guaranteed by Brookfield Asse |
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| May 25, 2016 |
BROOKFIELD FINANCE INC. US$500,000,000 4.250% NOTES DUE 2026 PRICING TERM SHEET May 25, 2016 FWP 1 a16-117029fwp.htm FWP Filed Pursuant to Rule 433 Registration Nos. 333-204611 and 333-204611-01 May 25, 2016 BROOKFIELD FINANCE INC. US$500,000,000 4.250% NOTES DUE 2026 PRICING TERM SHEET May 25, 2016 Issuer: Brookfield Finance Inc. Guarantor: Brookfield Asset Management Inc. Guarantee: The notes will be fully and unconditionally guaranteed as to payment of principal, premium (if any) and i |
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| May 25, 2016 |
SUBJECT TO COMPLETION, DATED MAY 25, 2016 SUPPL 1 a2228736zsuppl.htm SUPPL QuickLinks - Click here to rapidly navigate through this document Filed Pursuant to General Instruction II.L. of Form F-10 File Nos. 333-204611 and 333-204611-01 This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This prospectus supplement is not an offer to |
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| June 5, 2015 |
Brookfield Asset Management F-10/A F-10/A 1 a2225028zf-10a.htm F-10/A QuickLinks - Click here to rapidly navigate through this document AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 5, 2015. U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM F-10 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROOKFIELD ASSET MANAGEMENT INC. (Exact name of Registrant as specified in its ch |
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| June 1, 2015 |
BROOKFIELD FINANCE INC. BROOKFIELD ASSET MANAGEMENT INC. COMPUTERSHARE TRUST COMPANY OF CANADA Exhibit 7.2 BROOKFIELD FINANCE INC. AND BROOKFIELD ASSET MANAGEMENT INC. AND COMPUTERSHARE TRUST COMPANY OF CANADA INDENTURE Dated as of ?, 2015 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 1.1 Definitions 1 1.2 Compliance Certificates and Opinions 11 1.3 Form of Documents Delivered to Trustee 12 1.4 Acts of Holders; Record Dates 12 1.5 Notices, Etc., |
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| June 1, 2015 |
F-X 1 a15-129548fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| June 1, 2015 |
Brookfield Asset Management F-10 F-10 1 a2224931zf-10.htm F-10 QuickLinks - Click here to rapidly navigate through this document AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 1, 2015. U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-10 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROOKFIELD ASSET MANAGEMENT INC. (Exact name of Registrant as specified in its charter) ONTARIO (Province |
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| June 1, 2015 |
Brookfield Asset Management F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): BROOKFIELD ASSET MANAGEMENT INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with R |
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| June 1, 2015 |
F-X 1 a15-129543fx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the “Filer”): BROOKFIELD FINANCE INC. B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in |
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| June 1, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X Appointment of Agent For Service of Process And Undertaking A. Name of issuer or person filing (the ?Filer?): COMPUTERSHARE TRUST COMPANY OF CANADA B. (1) This is [check one]: x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance w |
