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| CIK | 1398006 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Oak Ridge Financial Services, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 10, 2022 |
BKOR / Oak Ridge Financial Services, Inc. / BANC FUNDS CO LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 9, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 12, 2020 |
BKOR / Oak Ridge Financial Services, Inc. / BANC FUNDS CO LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 12, 2019 |
BKOR / Oak Ridge Financial Services, Inc. / BANC FUNDS CO LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 12, 2018 |
BKOR / Oak Ridge Financial Services, Inc. / BANC FUNDS CO LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| November 8, 2013 |
bkor201310291512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-52640 OAK RIDGE FINANCIAL SERVICES, INC. (Exact na |
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| August 14, 2013 |
bkor2013063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or othe |
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| August 9, 2013 |
bkor201308081512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-52640 OAK RIDGE FINANCIAL SERVICES, INC. (Exact na |
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| July 29, 2013 |
25 1 bkor2013072625.htm FORM 25 OMB APPROVAL OMB Number: 3235-0080 Expires: December 31, 2014 Estimated average burden hours per response. 1.00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-52640 OAK RIDGE FINANCIAL SERVI |
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| July 17, 2013 |
bkor20130717s8pos8k.htm As filed with the Securities and Exchange Commission on July 17, 2013 Registration No. 333- 166694 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OAK RIDGE FINANCIAL SERVICES, INC. (exact name of registrant as specified in its charter) North Carolina 20-8550086 (sta |
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| July 17, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K bkor201307178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 17, 2013 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 State or other jurisdict |
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| July 17, 2013 |
EX-99 2 bkor201307178kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE For more information: Tom Wayne, 336-662-4815 Chief Financial Officer Bank of Oak Ridge Oak Ridge Financial Services, Inc. Announces Intention to Voluntarily Delist from the Nasdaq Stock Market and Deregister as a Reporting Company with the SEC Oak Ridge, North Carolina, July 17, 2013 – The Board of Directors of Oak Ridge Fin |
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| July 12, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K bkor201307118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2013 Oak Ridge Financial Services, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina (State or Other Jurisdiction of Incorporation) |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other jurisdiction of i |
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| May 15, 2013 |
EXHIBIT 31(ii) CERTIFICATIONS I, Thomas W. Wayne , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| May 15, 2013 |
EXHIBIT 31(i) CERTIFICATIONS I, Ronald O. Black , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| April 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 25, 2013 |
Exhibit (99.01) Oak Ridge Financial Services, Inc. UST #381 Certification of the Principal Executive Officer under TARP Interim Final Rule 31 C.F.R. 30.15(a) I, Ronald O. Black, certify, based on my knowledge, that the TARP period of Oak Ridge Financial Services, Inc. under the TARP Interim Final Rules at 31 C.F.R. Part 30 ended on October 31, 2012 with the sale by the U.S. Department of the Treas |
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| March 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52640 OAK RIDGE FINA |
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| March 25, 2013 |
BANK OF OAK RIDGE 2012 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose Exhibit 10(xvi) BANK OF OAK RIDGE 2012 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Bank of Oak Ridge Semi-annual Incentive Plan (the ?Plan?) is to provide key employees of Bank of Oak Ridge (the ?Bank?) with the opportunity to receive payments of additional compensation distributed based upon the earnings of the Bank, and on the achievement of a broad set of corporate and/or individua |
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| March 25, 2013 |
Exhibit (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. |
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| March 25, 2013 |
Exhibit (99.02) Oak Ridge Financial Services, Inc. UST #381 Certification of the Principal Financial Officer under TARP Interim Final Rule 31 C.F.R. 30.15(a) I, Thomas W. Wayne, certify, based on my knowledge, that the TARP period of Oak Ridge Financial Services, Inc. under the TARP Interim Final Rules at 31 C.F.R. Part 30 ended on October 31, 2012 with the sale by the U.S. Department of the Treas |
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| February 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 6, 2013 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 State or other jurisdiction (Commission |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other jurisdiction |
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| November 14, 2012 |
EXHIBIT 31(ii) CERTIFICATIONS I, Thomas W. Wayne , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 14, 2012 |
EXHIBIT 31(i) CERTIFICATIONS I, Ronald O. Black , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| November 2, 2012 |
bkor201211028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 31, 2012 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporat |
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| August 14, 2012 |
EXHIBIT 31(i) CERTIFICATIONS I, Ronald O. Black , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other jurisdiction of in |
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| August 14, 2012 |
EXHIBIT 31(ii) CERTIFICATIONS I, Thomas W. Wayne , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| June 12, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2012 Oak Ridge Financial Services, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina (State or Other Jurisdiction of Incorporation) 000-52640 20-85500 |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other |
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| May 15, 2012 |
Certification of Thomas W. Wayne Exhibit 31(ii) CERTIFICATIONS I, Thomas W. Wayne , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 15, 2012 |
Exhibit 31(i) CERTIFICATIONS I, Ronald O. Black , certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| April 30, 2012 |
Additional Proxy Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 29, 2012 |
BANK OF OAK RIDGE 2012 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose Exhibit 10(xvi) BANK OF OAK RIDGE 2012 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Bank of Oak Ridge Semi-annual Incentive Plan (the ?Plan?) is to provide key employees of Bank of Oak Ridge (the ?Bank?) with the opportunity to receive payments of additional compensation distributed based upon the earnings of the Bank, and on the achievement of a broad set of corporate and/or individua |
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| March 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d294593d10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| March 29, 2012 |
Exhibit (99.01) OAK RIDGE FINANCIAL SERVICES, INC. UST #381 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a) I, Ronald O. Black, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least ever |
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| March 29, 2012 |
Exhibit (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. |
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| March 29, 2012 |
Exhibit (99.02) OAK RIDGE FINANCIAL SERVICES, INC. UST #381 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a) I, Thomas W. Wayne, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least ever |
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| January 24, 2012 |
Herbert M Herbert M. Cole 8015 Sapp Acres Lane Oak Ridge, NC 27310 January 24, 2012 Douglas G. Boike Chairman Oak Ridge Financial Services Incorporated P.O. Box 2 2211 Oak Ridge Road Oak Ridge, NC 27310 Dear Doug: This letter is to advise that I will retire as a member of the Board of Directors of Bank of Oak Ridge and its holding company, Oak Ridge Financial Services Incorporated effective Januar |
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| January 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 01/24/2012 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-52640 North Carolina 20-8550086 (State or other jurisd |
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| December 5, 2011 |
Oak Ridge Financial Services Announces Third Quarter 2011 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE For More Information Contact: Ron Black, President & CEO 336-644-9944 P.O. Box 2 Oak Ridge, NC 27310 Oak Ridge Financial Services Announces Third Quarter 2011 Results Oak Ridge, North Carolina, November 29, 2011 ? Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, reporte |
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| December 5, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpor |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or o |
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| November 14, 2011 |
Section 302 CEO Certification Exhibit 31(i) CERTIFICATIONS I, Ronald O. Black, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| November 14, 2011 |
Section 302 CFO Certification Exhibit 31(ii) CERTIFICATIONS I, Thomas W. Wayne, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| August 18, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 11, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpora |
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| August 18, 2011 |
Oak Ridge Financial Services Announces Second Quarter 2011 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Second Quarter 2011 Results Oak Ridge, North Carolina, August 11, 2011 ? Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, reported financial results for the seco |
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| August 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 State or other jurisdiction of incorporation |
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| June 27, 2011 |
OAK RIDGE FINANCIAL SERVICES, INC. STOCK OPTION GRANT AND AGREEMENT Exhibit 10.XXII OAK RIDGE FINANCIAL SERVICES, INC. STOCK OPTION GRANT AND AGREEMENT THIS STOCK OPTION GRANT AND AGREEMENT (?Agreement?), being made according to and subject to the terms and conditions of the Oak Ridge Financial Services, Inc. Long-Term Stock Incentive Plan (referred to hereafter as the ?Plan?), a copy of which Plan is attached hereto as Annex A and is hereby incorporated by refere |
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| June 27, 2011 |
OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 10.XX OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT This Restricted Stock Award Agreement (this ?Agreement?) is entered into as of June 20, 2011, by and between Oak Ridge Financial Services, Inc., a North Carolina corporation (the ?Company?), and Lynda J. Anderson (the ?Participant?). The Company hereby grants Restricted Stock in accorda |
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| June 27, 2011 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 20, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdict |
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| June 27, 2011 |
OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 10.XXI OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT This Restricted Stock Award Agreement (this ?Agreement?) is entered into as of June 20, 2011, by and between Oak Ridge Financial Services, Inc., a North Carolina corporation (the ?Company?), and Ronald O. Black (the ?Participant?). The Company hereby grants Restricted Stock in accordan |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2011 |
Oak Ridge Financial Services Announces First Quarter 2011 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE For More Information Contact: Ron Black, President & CEO 336-644-9944 P.O. Box 2 Oak Ridge, NC 27310 Oak Ridge Financial Services Announces First Quarter 2011 Results Oak Ridge, North Carolina, April 26, 2011 – Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, reported f |
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| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 29, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 26, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of i |
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| March 30, 2011 |
BANK OF OAK RIDGE 2009 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose Exhibit 10(xvi) BANK OF OAK RIDGE 2009 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Bank of Oak Ridge Semi-annual Incentive Plan (the ?Plan?) is to provide key employees of Bank of Oak Ridge (the ?Bank?) with the opportunity to receive payments of additional compensation distributed based upon the earnings of the Bank, and on the achievement of a broad set of corporate and/or individua |
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| March 30, 2011 |
Exhibit (99.01) OAK RIDGE FINANCIAL SERVICES, INC. UST #381 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a) I, Ronald O. Black, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least ever |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52 |
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| March 30, 2011 |
Exhibit (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. 87 |
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| March 30, 2011 |
Exhibit (99.02) OAK RIDGE FINANCIAL SERVICES, INC. UST #381 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a) I, Thomas W. Wayne, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least ever |
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| March 17, 2011 |
Oak Ridge Financial Services Announces 2010 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE For More Information Contact: Ron Black, President & CEO 336-644-9944 P.O. Box 2 Oak Ridge, NC 27310 Oak Ridge Financial Services Announces 2010 Results Oak Ridge, North Carolina, March 11, 2011 – Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, reported financial resul |
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| March 17, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 11, 2011 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jur |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or o |
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| September 24, 2010 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 (Date of Report (date of earliest event reported)): September 24, 2010 Oak Ridge Financial Services, Inc. |
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| September 24, 2010 |
Exhibit 99.1 BANK OF OAK RIDGE EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Prepared by: Gentry Locke Rakes & Moore, LLP P.O. Box 40013 Roanoke, VA 24022-0013 (540) 983-9300 PLAN NUMBER: 002 THIS DOCUMENT IS COPYRIGHTED UNDER THE LAWS OF THE UNITED STATES. ITS USE, DUPLICATION OR REPRODUCTION, INCLUDING THE USE OF ELECTRONIC MEANS, IS PROHIBITED BY LAW WITHOUT THE EXPRESS CONSENT OF THE AUTHOR. TABLE O |
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| August 19, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 16, 2010 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpora |
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| August 19, 2010 |
Oak Ridge Financial Services Announces Second Quarter 2010 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Second Quarter 2010 Results Oak Ridge, North Carolina, August 13, 2010 – Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, announce |
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| August 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other |
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| June 15, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 10, 2010 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 State or other jurisdiction of incorporatio |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other |
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| May 11, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 7, 2010 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of inco |
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| May 11, 2010 |
Oak Ridge Financial Services Announces First Quarter 2010 Results NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces First Quarter 2010 Results Oak Ridge, North Carolina, May 7, 2010 ? Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, announced financial result |
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| May 10, 2010 |
As filed with the Securities and Exchange Commission on May 10, 2010 FORM S-8 As filed with the Securities and Exchange Commission on May 10, 2010 Registration No. |
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| May 10, 2010 |
OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 99.3 OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT This Restricted Stock Award Agreement (this ?Agreement?) has been entered into as of the day of , 200 , between Oak Ridge Financial Services, Inc. (the ?Company?), a North Carolina corporation, and (the ?Participant?). The Company hereby grants Restricted Stock in accordance with Section |
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| May 10, 2010 |
OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 99.4 OAK RIDGE FINANCIAL SERVICES, INC. LONG-TERM STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT This Restricted Stock Award Agreement (this “Agreement”) has been entered into as of the day of , 200 , between Oak Ridge Financial Services, Inc. (the “Company”), a North Carolina corporation, and Ronald O. Black (the “Participant”). The Company hereby grants Restricted Stock in accorda |
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| April 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 31, 2010 |
Exhibit (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. 82 |
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| March 31, 2010 |
Exhibit (99.01) OAK RIDGE FINANCIAL SERVICES, INC. CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a)(2) I, Ronald O. Black, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least every six |
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| March 31, 2010 |
BANK OF OAK RIDGE 2009 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose Exhibit 10(xvi) BANK OF OAK RIDGE 2009 SEMI-ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Bank of Oak Ridge Annual Incentive Plan (the “Plan”) is to provide key employees of Bank of Oak Ridge (the “Bank”) with the opportunity to receive payments of additional compensation distributed based upon the earnings of the Bank, and on the achievement of a broad set of corporate and/or individual obj |
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| March 31, 2010 |
Exhibit (99.02) OAK RIDGE FINANCIAL SERVICES, INC. CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER UNDER TARP INTERIM FINAL RULE 31 C.F.R. 30.15(a)(2) I, Thomas W. Wayne, certify, based on my knowledge, that: (i) The corporate governance, compensation and nominating committee of Oak Ridge Financial Services, Inc. has discussed, reviewed, and evaluated with senior risk officers at least every six |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52640 OAK RIDGE FINA |
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| December 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 10, 2009 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 State or other jurisdiction of incorpor |
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| December 15, 2009 |
Exhibit 99.2 Resignation of Craig S. Fleming RESIGNATION Effective immediately, I hereby tender my resignation as a director of Bank of Oak Ridge and Oak Ridge Financial Services, Inc. I have enjoyed the time that I have served as a director of the Bank of Oak Ridge and Oak Ridge Financial Services, Inc., and I look forward to the possibility of rejoining the Boards at a later date if my personal |
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| December 15, 2009 |
Exhibit 99.1 Resignation of Francis R. Disney RESIGNATION Effective immediately, I hereby tender my resignation as a director of Bank of Oak Ridge and Oak Ridge Financial Services, Inc. I have enjoyed the time that I have served as a director of the Bank of Oak Ridge and Oak Ridge Financial Services, Inc., and I look forward to the possibility of rejoining the Boards at a later date if my personal |
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| November 16, 2009 |
Oak Ridge Financial Services Announces Third Quarter 2009 Results Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Third Quarter 2009 Results OAK RIDGE, N.C.?(BUSINESS WIRE)?Oak Ridge Financial Services, Inc. (Nasdaq:BKOR), parent company of Bank of Oak Ridge, headquartered in Oak Ridge, North Carolina, announced unaudited net income of $159,000 before adj |
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| November 16, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 3, 2009 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpor |
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| November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (State or other |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 Commission File Number: 000-52640 OAK RIDGE FINANCIAL SERVICES, INC (Exact name of registrant as specified in its charter) North Carolina 20-8550086 (Sta |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Form 10-K Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm |
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| April 30, 2009 |
Definitive Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 27, 2009 |
Exhibit 10.I EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into effective as of this 31st day of December, 2008, by and among Oak Ridge Financial Services, Inc., a North Carolina corporation (the ?Corporation?), Bank of Oak Ridge, a North Carolina-chartered bank and wholly owned subsidiary of the Corporation (the ?Bank?), and Ronald O. Black, President and Chief Exec |
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| April 27, 2009 |
Exhibit 10.III EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into effective as of this 31st day of December, 2008, by and among Oak Ridge Financial Services, Inc., a North Carolina corporation (the ?Corporation?), Bank of Oak Ridge, a North Carolina-chartered bank and wholly owned subsidiary of the Corporation (the ?Bank?), and Thomas W. Wayne, Chief Financial Office |
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| April 27, 2009 |
Exhibit 10.II EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective as of this 31st day of December, 2008, by and among Oak Ridge Financial Services, Inc., a North Carolina corporation (the “Corporation”), Bank of Oak Ridge, a North Carolina-chartered bank and wholly owned subsidiary of the Corporation (the “Bank”), and L. William Vasaly III, Senior Vice Presi |
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| April 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 31, 2008 Oak Ridge Financial Services, Inc. |
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| April 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 31, 2009 |
EX-21 4 dex21.htm SUBSIDIARY OF THE COMPANY Exhibit (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. 93 |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-52640 OAK RIDGE FINA |
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| March 31, 2009 |
STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS Exhibit (11) STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS The information required by this Exhibit is set forth under Note 1 ?Organization and Summary of Significant Accounting Policies?Basic Earnings per Share? and ??Diluted Earnings per Share? and Note 10 ?Earnings per Share? of the Company?s financial statements in ?ITEM 7- FINANCIAL STATEMENTS? of this Form 10-K. 92 |
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| March 31, 2009 |
Exhibit (10)(xvi) Bank of Oak Ridge Management Incentive Plan Administrative Rules Bank of Oak Ridge Management Incentive Plan 1. |
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| March 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 30, 2009 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or Other Jurisdiction of Incorporati |
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| March 3, 2009 |
Oak Ridge Financial Services Announces Increased 2008 Earnings Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Increased 2008 Earnings Oak Ridge, North Carolina, February 27, 2009 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, today reported annual 2008 net income and di |
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| March 3, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 27, 2009 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpo |
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| February 2, 2009 |
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Exhibit 10.1 UST Seq. No. 381 UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Dear Ladies and Gentlemen: The company set forth on the signature page hereto (the ?Company?) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the ?Preferred Shares?) and a warrant to purchase the n |
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| February 2, 2009 |
Exhibit 4.1 State of North Carolina Department of the Secretary of State ARTICLES OF AMENDMENT OF OAK RIDGE FINANCIAL SERVICES, INC. Pursuant to §55-10-06 of the General Statutes of North Carolina, the undersigned corporation hereby submits the following Articles of Amendment for the purpose of amending its Articles of Incorporation. 1. The name of the corporation is: OAK RIDGE FINANCIAL SERVICES, |
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| February 2, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 30, 2009 Date of Report (Date of earliest event reported) OAK RIDGE FINANCIAL SERVICES, INC. (Exact Name of Registrant as Specified in Charter) North Carolina 000-52640 20-8550086 State or Other Jurisdiction of Incor |
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| February 2, 2009 |
AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT WHEREAS, Oak Ridge Financial Services, Inc. (?Company?) intends to enter into a letter agreement with the United States Department of the Treasury (?UST?) pursuant to which the Company shall issue shares of preferred stock and a warrant to purchase shares of common stock (together the ?Purchased Securities?) and the UST shall purchase from the Company |
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| February 2, 2009 |
WARRANT TO PURCHASE COMMON STOCK Exhibit 4.3 UST Seq. No. 381 WARRANT TO PURCHASE COMMON STOCK THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURS |
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| February 2, 2009 |
SECURITIES PURCHASE AGREEMENT STANDARD TERMS UST Seq. No. 381 EXHIBIT A SECURITIES PURCHASE AGREEMENT STANDARD TERMS UST Seq. No. 381 TABLE OF CONTENTS Page Article I Purchase; Closing 1.1 Purchase 1 1.2 Closing 2 1.3 Interpretation 4 Article II Representations and Warranties 2.1 Disclosure 4 2.2 Representations and Warranties of the Company 5 Article III Covenants 3.1 Commercially Reasonable Efforts 13 3.2 Expenses 14 3.3 Sufficiency of Aut |
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| January 28, 2009 |
Press Release Exhibit 99.1 Section 2: Ex-99.1 (Press Release) Oak Ridge Financial Services Receives Preliminary Approval to Participate in the U.S. Treasury Capital Purchase Program Company Expects to Use Proceeds to Benefit Local Businesses and Consumers Oak Ridge, North Carolina, January 6, 2009 – Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, to |
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| January 28, 2009 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 6, 2009 Oak Ridge Financial Services, Inc. |
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| November 5, 2008 |
Exhibit (31.2) CERTIFICATIONS I, Thomas W. Wayne, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| November 5, 2008 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 5, 2008 |
Exhibit (31.1) CERTIFICATIONS I, Ronald O. Black, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of Oak Ridge Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| November 5, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 3, 2008 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpor |
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| November 5, 2008 |
EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces a 25% Increase in Net Income and a 24% Increase in EPS; Solid Asset Quality and Strong Capital Position Oak Ridge, North Carolina, November 3, 2008 – Oak Ridge Financial Service |
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| August 11, 2008 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 8, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 7, 2008 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorporat |
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| August 8, 2008 |
EXHIBIT 99.1 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces ?Near Record? Second Quarter Net Income and Solid Asset Quality Oak Ridge, North Carolina, August 7, 2008 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, today reported near record quarterly net income of $384,000 for the secon |
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| July 1, 2008 |
Exhibit 10.XVIII LOAN AGREEMENT by and between OAK RIDGE FINANCIAL SERVICES, INC. and SILVERTON BANK, NATIONAL ASSOCIATION DATED JUNE 30, 2008 LOAN AGREEMENT Agreement, dated as of the 30th day of June, 2008, by and between Oak Ridge Financial Services, Inc., a North Carolina corporation and a bank holding company (the ?Borrower?), and Silverton Bank, National Association (the ?Lender?) (?Agreemen |
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| July 1, 2008 |
Exhibit 10.XIX STOCK PLEDGE AGREEMENT This Stock Pledge Agreement (this ?Agreement?), dated as of this 30th day of June, 2008, is by and between OAK RIDGE FINANCIAL SERVICES, INC., a North Carolina corporation and a bank holding company (the ?Borrower?), and SILVERTON BANK, NATIONAL ASSOCIATION (the ?Lender?). W I T N E S S E T H: WHEREAS, the Borrower and the Lender have entered into that certain |
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| July 1, 2008 |
Form 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 14, 2008 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ANNUAL REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Commission File No. 000-52640 OAK RIDGE FINANCIAL SERVICES, INC. (Name of small business issuer in its charter) North Carolina 20-8550086 (State or other jurisdiction of incorpo |
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| May 9, 2008 |
Oak Ridge Financial Services Announces First Quarter Earnings Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces First Quarter Earnings Oak Ridge, North Carolina, May 8, 2008 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, today reported net income for the first quarter of |
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| May 9, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 8, 2008 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorporation |
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| April 1, 2008 |
Definitive Proxy Statement OMB APPROVAL OMB Number: 3235-0059 Expires: January 31, 2008 Estimated average burden hours per response 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2008 |
EXHIBIT (10)(VI) GROUND LEASE AGREEMENT between FRIENDLY ASSOCIATES XVIII LLLP, A NORTH CAROLINA LIMITED LIABILITY LIMITED PARTNERSHIP, (Landlord) and BANK OF OAK RIDGE (Tenant) NGOP Lease-Bank of Oak Ridge 9 13 04 GROUND LEASE AGREEMENT FACE PAGE LEASE DATE: as of the 13th day of September, 2004. |
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| March 28, 2008 |
BANK OF OAK RIDGE SECOND AMENDED AND RESTATED EMPLOYEE STOCK OPTION PLAN Exhibit 10(viii) BANK OF OAK RIDGE SECOND AMENDED AND RESTATED EMPLOYEE STOCK OPTION PLAN THIS IS THE EMPLOYEE STOCK OPTION PLAN (“Plan”) of the Bank of Oak Ridge (the “Bank”), a North Carolina bank, with its principal office in Oak Ridge, Guilford County, North Carolina, adopted by the Board of Directors of the Bank, under which options may be granted from time to time to eligible employees of the Bank to purchase shares of common stock of the Bank (“Common Stock”), subject to the provisions set forth below: 1. |
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| March 28, 2008 |
EX-10.V 6 dex10v.htm GROUND AND BUILDING LEASE EXHIBIT(10)(V) NORTH CAROLINA GUILFORD COUNTY LEASE AGREEMENT THIS LEASE AGREEMENT made and entered into this 25th day of September, 2002, by and between KRS OF SUMMERFIELD, LLC, a North Carolina Limited Liability Company, located in Greensboro, North Carolina (“Owner”) and BANK OF OAK RIDGE, a North Carolina banking corporation (“TENANT”). WITNESSETH |
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| March 28, 2008 |
BANK OF OAK RIDGE SECOND AMENDED AND RESTATED DIRECTOR STOCK OPTION PLAN Exhibit 10(vii) BANK OF OAK RIDGE SECOND AMENDED AND RESTATED DIRECTOR STOCK OPTION PLAN THIS IS THE DIRECTOR STOCK OPTION PLAN (?Plan?) of the Bank of Oak Ridge (the ?Bank?), a North Carolina bank, with its principal office in Oak Ridge, Guilford County, North Carolina, adopted by the Board of Directors of the Bank, under which options may be granted from time to time to eligible directors of the Bank to purchase shares of common stock of the Bank (?Common Stock?), subject to the provisions set forth below: 1. |
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| March 28, 2008 |
EXHIBIT (10)(IV) OUTPARCEL GROUND LEASE between JPC MONROE, LLC, Landlord and BANK OF OAK RIDGE, Tenant Dated: June 1, 2002 TABLE OF CONTENTS Page No. |
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| March 28, 2008 |
STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS Statement Regarding Computation of Per Share Earnings EXHIBIT (11) STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS The information required by this Exhibit is set forth under Note 1 “Organization and Summary of Significant Accounting Policies—Basic Earnings per Share” and “—Diluted Earnings per Share” and Note 10 “Earnings per Share” of the Company’s financial statements in “ITEM 7- FINANCIAL STATEMENTS” of this Form 10-KSB. |
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| March 28, 2008 |
10 AMENDMENT OF EMPLOYMENT AGREEMENT Exhibit 10(ii) STATE OF NORTH CAROLINA EMPLOYMENT AGREEMENT COUNTY OF GUILFORD THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of April 10, 2000, by and between Bank of Oak Ridge, (hereinafter referred to as the ?Bank?) and L. |
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| March 28, 2008 |
Subsidiary of the Company EXHIBIT (21) SUBSIDIARY OF THE COMPANY The Company has one subsidiary, Bank of Oak Ridge, a North Carolina state-chartered bank. 85 |
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| March 28, 2008 |
BANK OF OAK RIDGE 2007 ANNUAL INCENTIVE PLAN 1. Purpose EX-10.(XVIII) 2 dex10xviii.htm BANK OF OAK RIDGE 2007 ANNUAL INCENTIVE PLAN Exhibit 10(xviii) BANK OF OAK RIDGE 2007 ANNUAL INCENTIVE PLAN 1. Purpose The purpose of the Bank of Oak Ridge Annual Incentive Plan (the “Plan”) is to provide key employees of Bank of Oak Ridge (the “Bank”) with the opportunity to receive payments of additional compensation distributed based upon the earnings of the Bank, |
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| March 28, 2008 |
BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT EXHIBIT 10(ix) BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT This SALARY CONTINUATION AGREEMENT (this ?Agreement?) is made and entered into as of this 1st day of January, 2006, by and between Bank of Oak Ridge, a bank chartered under North Carolina law (the ?Bank?), and Ronald O. |
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| March 28, 2008 |
BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT EXHIBIT 10(xi) BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT This SALARY CONTINUATION AGREEMENT (this ?Agreement?) is made and entered into as of this 1st day of January, 2006, by and between Bank of Oak Ridge, a bank chartered under North Carolina law (the ?Bank?), and Thomas W. |
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| March 28, 2008 |
BANK OF OAK RIDGE CODE OF ETHICS FOR SENIOR OFFICERS POLICY Exhibit 14 BANK OF OAK RIDGE CODE OF ETHICS FOR SENIOR OFFICERS POLICY STATEMENT OF PURPOSE Bank of Oak Ridge maintains high standards of conduct in keeping with our statutory and moral responsibilities to our shareholders and the banking public. |
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| March 28, 2008 |
Exhibit 10(i) STATE OF NORTH CAROLINA EMPLOYMENT AGREEMENT COUNTY OF GUlLFORD THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of March 22, 2001, by and between Bank of Oak Ridge, Inc. |
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| March 28, 2008 |
BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT Exhibit 10(x) BANK OF OAK RIDGE SALARY CONTINUATION AGREEMENT This SALARY CONTINUATION AGREEMENT (this ?Agreement?) is made and entered into as of this 1st day of January, 2006, by and between Bank of Oak Ridge, a bank chartered under North Carolina law (the ?Bank?), and L. |
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| March 28, 2008 |
Exhibit 10(iii) Bank of Oakridge Oakridge, NC STATE OF NORTH CAROLINA EMPLOYMENT AGREEMENT COUNTY OF GUILDFORD THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of January 21, 2003, by and between Bank of Oak Ridge, (hereinafter referred to as the ?Bank?) and Thomas W. |
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| March 28, 2008 |
Financial Statements and Exhibits, Other Events Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2008 OAK RIDGE FINANCIAL SERVICES, INC. (Exact Name of Registrant as Specified in Charter) North Carolina 000-52640 20-8550086 (State or Other Jurisdiction |
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| March 28, 2008 |
Form 10-KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 7, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 (Date of Report (date of earliest event reported)): February 18, 2008 Oak Ridge Financial Services, Inc. |
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| March 7, 2008 |
EX-10.(XVI) 2 dex10xvi.htm FORM OF INDEMNIFICATION AGREEMENT Exhibit 10(xvi) INDEMNIFICATION AGREEMENT This Indemnification Agreement made this day of , 2008, between Oak Ridge Financial Services, Inc., a North Carolina corporation (the “Corporation”) and , a director, officer, employee, agent, or representative (as hereinafter defined) of the Corporation (the “Indemnitee”). WHEREAS, the Corporati |
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| February 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Oak Ridge Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 671768109 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 11, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 8, 2008 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-52640 20-8550086 (State or other jurisdiction of incorpor |
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| February 11, 2008 |
Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Record Fourth Quarter Earnings and Opening of its Fifth Banking Office Oak Ridge, North Carolina, February 8, 2008 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge |
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| January 14, 2008 |
8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 14, 2008 |
Exhibit 99.1 Contract for the Purchase and Sale of Real Property This Contract for the Purchase and Sale of real Property (this ?Contract?) made as of the Effective Date (as hereinafter defined), by and between KANOY GRADING & LANDSCAPING, INC., a North Carolina corporation (hereinafter referred to as ?Seller?), and BANK OF OAK RIDGE, a North Carolina state chartered bank (hereinafter referred to |
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| December 21, 2007 |
BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT Amended Endorsement Split Dollar Agreement Exhibit 10(xiv) BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT This AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT (this “Agreement”) is entered into as of this 19th day of December, 2007 by and between Bank of Oak Ridge, a North Carolina-chartered commercial bank (the “Bank”), and L. |
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| December 21, 2007 |
BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT Exhibit 10(xv) BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT This AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT (this ?Agreement?) is entered into as of this 19th day of December, 2007 by and between Bank of Oak Ridge, a North Carolina-chartered commercial bank (the ?Bank?), and Thomas W. |
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| December 21, 2007 |
BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT Amended Endorsement Split Dollar Agreement Exhibit 10(xiii) BANK OF OAK RIDGE AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT This AMENDED ENDORSEMENT SPLIT DOLLAR AGREEMENT (this “Agreement”) is entered into as of this 19th day of December, 2007 by and between Bank of Oak Ridge, a North Carolina-chartered commercial bank (the “Bank”), and Ronald O. |
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| December 21, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 (Date of Report (date of earliest event reported)): December 19, 2007 Oak Ridge Financial Services, Inc. |
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| November 9, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 Commission File No: 0001398006 OAK RIDGE FINANCIAL SERVICES, INC. (Name of small business issuer in its charter) North Carolina 20-8550086 (State or other jurisdictio |
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| August 21, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 18, 2007 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 0001398006 20-8550086 (State or other jurisdiction of |
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| August 21, 2007 |
Oak Ridge Financial Services Announces Second Quarter Earnings Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces Second Quarter Earnings Oak Ridge, North Carolina, August 18, 2007 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, today reported diluted earnings per share of 7 |
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| August 14, 2007 |
Form 10QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment 2006-1 Oak Ridge Financial Services Inc. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 671768109 (CUSIP Number) June 11, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| May 17, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 16, 2007 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 20-8550086 State or other jurisdiction of incorporation) |
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| May 17, 2007 |
Oak Ridge Financial Services Announces First Quarter Earnings And New Holding Company Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE P.O. Box 2 Oak Ridge, NC 27310 For More Information Contact: Ron Black, President & CEO 336-644-9944 Oak Ridge Financial Services Announces First Quarter Earnings And New Holding Company Oak Ridge, North Carolina, May 16, 2007 ? Oak Ridge Financial Services, Inc. (NASDAQ CM: BKOR), the holding company for Bank of Oak Ridge, today reported net income |
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| May 15, 2007 |
Exhibit (10)(xiii) Exhibit 10(xiii) OAKRIDGE FINANCIAL SERVICES, INC. Long-Term Stock Incentive Plan Approved by Shareholders June 8, 2006 TABLE OF CONTENTS I. Long-Term Stock Incentive Plan 2 1. Purpose 2 2. Definitions 2 3. Administration 6 4. Term of Plan/Common Stock Subject to Plan 8 5. Eligibility 9 6. Stock Options 9 7. Restricted Awards 10 8. Performance Units 12 9. Deferral Elections 13 1 |
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| May 15, 2007 |
10QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 10, 2007 |
State of North Carolina Department of the Secretary of State Exhibit 2 State of North Carolina Department of the Secretary of State SOSID: 0901545 Date Filed: 4/19/2007 2:49:00 PM Effective: 4/20/2007 Elaine F. |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 20, 2007 Oak Ridge Financial Services, Inc. (Exact name of registrant as specified in its charter) North Carolina 20-8550086 State or other jurisdiction of incorporation) (Commi |
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| May 10, 2007 |
Exhibit 3.ii Exhibit 3(ii) BYLAWS OF OAK RIDGE FINANCIAL SERVICES, INC. i BYLAWS OF OAK RIDGE FINANCIAL SERVICES, INC. Table of Contents ARTICLE I Offices Section 1.1 Principal Office Section 1.2 Registered Office Section 1.3 Other Offices ARTICLE II Meetings of Shareholders Section 2.1 Place of Meetings Section 2.2 Annual Meetings Section 2.3 Substitute Annual Meetings Section 2.4 Special Meeting |
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| May 10, 2007 |
Additional abbreviations may also be used though not in the above list. Exhibit 4 Exhibit 4 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UNIF TRANS MIN ACT – Custodian TENENT – as tenants by the entireties (Cust) (Minor) JT TEN – as joint tenants with right of survivorship and not as tenants in common under Uniform Transfers to Minors Act (State) Additional abbreviations may also be used though not in the above list. |
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| May 10, 2007 |
ARTICLES OF INCORPORATION OAK RIDGE FINANCIAL SERVICES, INC. ARTICLE I Exhibit 3.i Exhibit 3(i) SOSID: 0901545 Date Filed: 3/2/2007 11:09:00 AM Elaine F. Marshall North Carolina Secretary of State C200706100098 ARTICLES OF INCORPORATION OF OAK RIDGE FINANCIAL SERVICES, INC. ARTICLE I The name of the corporation is Oak Ridge Financial Services, Inc. (the “Corporation”). ARTICLE II Section 2.1. Total Authorized Shares of Capital Stock. The Corporation shall have author |
