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| CIK | 1415726 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - March
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 26, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| August 26, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| June 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| June 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| May 23, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| May 8, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| April 25, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| April 25, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| April 25, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| March 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs® Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| March 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| March 11, 2025 |
[Chapman and Cutler LLP Letterhead] March 11, 2025 [Chapman and Cutler LLP Letterhead] March 11, 2025 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| March 11, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| March 6, 2025 |
[Chapman and Cutler LLP Letterhead] March 6, 2025 [Chapman and Cutler LLP Letterhead] March 6, 2025 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| February 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| February 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| February 24, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| February 7, 2025 |
[Chapman and Cutler LLP Letterhead] February 7, 2025 [Chapman and Cutler LLP Letterhead] February 7, 2025 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| February 3, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| January 27, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| January 27, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| January 27, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| January 24, 2025 |
January 24, 2025 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| January 24, 2025 |
[Chapman and Cutler LLP Letterhead] January 24, 2025 [Chapman and Cutler LLP Letterhead] January 24, 2025 VIA EDGAR CORRESPONDENCE Eileen Smiley United States Securities and Exchange Commission 100 F Street, N. |
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| January 24, 2025 |
January 24, 2025 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| December 23, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| December 23, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| December 5, 2024 |
SC 13G/A 1 sflra3120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45783Y673 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statemen |
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| December 5, 2024 |
SC 13G/A 1 ujula1120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45782C839 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this Statemen |
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| November 25, 2024 |
8-A12B 1 ea0220989-048a12b.htm FORM 8-A12B Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification N |
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| November 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 200 W. Front Street Wheaton, Illinois 6 |
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| November 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFsÒ Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| November 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - April (Title of Class of Securities) 45783Y400 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this State |
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| November 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - April (Title of Class of Securities) 45782C805 (CUSIP Number) October 31, 2024 (Date of Event which Requires Filing of this Statement) |
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| November 4, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - October (Title of Class of Securities) 45782C821 (CUSIP Number) October 31, 2024 (Date of Event which Requires Filing of this Statement) Check th |
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| October 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| October 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Growth-100 Power Buffer ETF™ — November 99-4243942 |
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| October 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator U.S. Small Cap Power Buffer ETF™ — November 99-4197947 |
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| October 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator Etfs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| October 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF - 1 Yr November 99-4279562 |
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| October 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| October 21, 2024 |
[Chapman and Cutler LLP Letterhead] October 21, 2024 [Chapman and Cutler LLP Letterhead] October 21, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Buffer ETF - May (Title of Class of Securities) 45782C326 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - May (Title of Class of Securities) 45782C292 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - April (Title of Class of Securities) 45783Y400 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 2, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - September (Title of Class of Securities) 45782C649 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this State |
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| September 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 1 Yr October 99-4286914 |
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| September 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 6 Mo Apr/Oct 99-4131537 |
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| September 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 2 Yr to October 2026 99-4109494 |
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| September 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 12, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 12, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator U.S. Small Cap Managed Floor ETF 99-4262132 |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator International Developed Power Buffer ETF - May (Title of Class of Securities) 45783Y293 (CUSIP Number) August 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
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| September 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - March (Title of Class of Securities) 45782C375 (CUSIP Number) August 31, 2024 (Date of Event which Requires Filing of this Statement) C |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) August 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| August 30, 2024 |
[Chapman and Cutler LLP Letterhead] August 30, 2024 [Chapman and Cutler LLP Letterhead] August 30, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| August 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| August 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| August 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 1 Yr September 99-3940465 |
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| August 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Growth-100 Power Buffer ETFÔ – September 99-3969207 |
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| August 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| August 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator U.S. Small Cap Power Buffer ETF™ — September 99-3958380 |
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| August 14, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Hedged Nasdaq-100â ETF 99-3299959 |
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| August 14, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - February (Title of Class of Securities) 45782C425 (CUSIP Number) July 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| August 2, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - July (Title of Class of Securities) 45783Y806 (CUSIP Number) July 31,2024 (Date of Event which Requires Filing of this Statement) |
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| August 2, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - July (Title of Class of Securities) 45782C839 (CUSIP Number) July 31 2024 (Date of Event which Requires Filing of this Statement) Check the appro |
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| August 2, 2024 |
[Chapman and Cutler LLP Letterhead] August 2, 2024 [Chapman and Cutler LLP Letterhead] August 2, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator International Developed Power Buffer ETF - May (Title of Class of Securities) 45783Y293 (CUSIP Number) July 31 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| July 31, 2024 |
[Chapman and Cutler LLP Letterhead] July 31, 2024 [Chapman and Cutler LLP Letterhead] July 31, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| July 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| July 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| July 26, 2024 |
8-A12B 1 ea0210051-048a12b.htm FORM 8-A12B Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No |
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| July 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| July 25, 2024 |
Innovator ETFs Trust 109 North Hale Street Wheaton, Illinois 60187 July 25, 2024 Innovator ETFs Trust 109 North Hale Street Wheaton, Illinois 60187 July 25, 2024 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, N. |
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| July 18, 2024 |
[Chapman and Cutler LLP Letterhead] July 18, 2024 [Chapman and Cutler LLP Letterhead] July 18, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| July 18, 2024 |
[Chapman and Cutler LLP Letterhead] July 18, 2024 [Chapman and Cutler LLP Letterhead] July 18, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| July 12, 2024 |
[Chapman and Cutler LLP Letterhead] July 12, 2024 [Chapman and Cutler LLP Letterhead] July 12, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - June (Title of Class of Securities) 45782C730 (CUSIP Number) June 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Buffer ETF - June (Title of Class of Securities) 45782C755 (CUSIP Number) June 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| June 28, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A/A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinoi |
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| June 27, 2024 |
[Chapman and Cutler LLP Letterhead] June 27, 2024 [Chapman and Cutler LLP Letterhead] June 27, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 21, 2024 |
[Chapman and Cutler LLP Letterhead] June 21, 2024 [Chapman and Cutler LLP Letterhead] June 21, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 21, 2024 |
[Chapman and Cutler LLP Letterhead] June 21, 2024 [Chapman and Cutler LLP Letterhead] June 21, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 14, 2024 |
[Chapman and Cutler LLP Letterhead] June 14, 2024 [Chapman and Cutler LLP Letterhead] June 14, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 14, 2024 |
[Chapman and Cutler LLP Letterhead] June 14, 2024 [Chapman and Cutler LLP Letterhead] June 14, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 7, 2024 |
[Chapman and Cutler LLP Letterhead] June 7, 2024 [Chapman and Cutler LLP Letterhead] June 7, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 5, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - December (Title of Class of Securities) 45782C532 (CUSIP Number) May 31, 2024 (Date of Event which Requires Filing of this Statement) C |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Buffer ETF - May (Title of Class of Securities) 45782C326 (CUSIP Number) May 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| June 5, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - May (Title of Class of Securities) 45782C292 (CUSIP Number) May 31, 2024 (Date of Event which Requires Filing of this Statement) Check |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator International Developed Power Buffer ETF - May (Title of Class of Securities) 45783Y293 (CUSIP Number) May 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| May 28, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| May 28, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| May 28, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| May 23, 2024 |
[Chapman and Cutler LLP Letterhead] May 23, 2024 [Chapman and Cutler LLP Letterhead] May 23, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| May 15, 2024 |
[Chapman and Cutler LLP Letterhead] May 15, 2024 [Chapman and Cutler LLP Letterhead] May 15, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - April (Title of Class of Securities) 45782C805 (CUSIP Number) April 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| May 1, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Innovator ETFs Trust (Name of Issuer) Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly (Title of Class of Securities) 45782C243 (CUSIP Number) April 30, 2024 (Date of Event which Requires Filing of this St |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) April 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| May 1, 2024 |
SC 13G/A 1 pocta250124.htm TRANSFORM WEALTH, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator S&P 500 Power Buffer ETF-October Series (Name of Issuer) (Title of Class of Securities) 45782C797 (CUSIP Number) October 05, 2022 (Date of Event which Requires Filing of this Statement) Check the |
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| April 24, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| April 24, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – May 99-2340278 |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - February (Title of Class of Securities) 45782C425 (CUSIP Number) March 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - July (Title of Class of Securities) 45782C839 (CUSIP Number) March 31 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF – March (Title of Class of Securities) 45782C375 (CUSIP Number) March 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - September (Title of Class of Securities) 45782C649 (CUSIP Number) March 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 2 Yr to April 2026 99-1362255 |
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| March 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| March 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 9 Buffer ETF – April 99-1242258 |
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| March 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| March 25, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 15 Buffer ETF – April 99-1332739 |
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| March 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| March 18, 2024 |
INNOVATOR PREMIUM INCOME 40 BARRIER ETF - APRIL INNOVATOR PREMIUM INCOME 40 BARRIER ETF - APRIL Schedule of Investments July 31, 2023 (Unaudited) Contracts Notional Amount Value PURCHASED OPTIONS - 7. |
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| March 18, 2024 |
INNOVATOR PREMIUM INCOME 20 BARRIER ETF - APRIL INNOVATOR PREMIUM INCOME 20 BARRIER ETF - APRIL Schedule of Investments July 31, 2023 (Unaudited) Contracts Notional Amount Value PURCHASED OPTIONS - 10. |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - July (Title of Class of Securities) 45783Y566 (CUSIP Number) February 29, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - January (Title of Class of Securities) 45783Y376 (CUSIP Number) February 29, 2024 (Date of Event which Requires Filing of this Stateme |
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| March 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - July (Title of Class of Securities) 45782C839 (CUSIP Number) February 29, 2024 (Date of Event which Requires Filing of this Statement) Chec |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - July (Title of Class of Securities) 45783Y806 (CUSIP Number) February 29, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| March 4, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 20 Barrier ETF - October (Title of Class of Securities) 45783Y525 (CUSIP Number) February 29, 2024 (Date of Event which Requires Filing of this Stateme |
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| February 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| February 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – March 99-0501039 |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - January (Title of Class of Securities) 45783Y376 (CUSIP Number) January 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 1, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - October (Title of Class of Securities) 45782C821 (CUSIP Number) January 31, 2024 (Date of Event which Requires Filing of this Statement) Che |
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| February 1, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - July (Title of Class of Securities) 45783Y806 (CUSIP Number) January 31, 2024 (Date of Event which Requires Filing of this Statement) Che |
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| January 26, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| January 26, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – February 99-0463955 |
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| January 19, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| January 19, 2024 |
Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Nasdaq-100® Managed Floor ETF 88-3087159 |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Buffer Step-Up Strategy ETF (Title of Class of Securities) 45783Y731 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 3, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Power Buffer ETF - December (Title of Class of Securities) 45782C540 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Ch |
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| January 3, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - October (Title of Class of Securities) 45783Y491 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Ch |
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| January 3, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - December (Title of Class of Securities) 45782C532 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Stateme |
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| January 3, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Accelerated Plus ETF - July (Title of Class of Securities) 45783Y806 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Ch |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Power Buffer ETF - June (Title of Class of Securities) 45782C748 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 3, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly (Title of Class of Securities) 45782C243 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statem |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - June (Title of Class of Securities) 45782C730 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 3, 2024 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Buffer ETF - December (Title of Class of Securities) 45782C557 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check th |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 40 Barrier ETF™ – January 88-4372917 |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 10 Barrier ETF™ – January 93-3704425 |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 20 Barrier ETF™ – January 92-1298353 |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 2 Yr to January 2026 93-3779533 |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 15 Buffer ETF™ – January 93-3783939 |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 30 Barrier ETF™ – January 93-3636180 |
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| December 22, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 9 Buffer ETF™ – January 93-3810631 |
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| December 11, 2023 |
[Chapman and Cutler LLP Letterhead] December 11, 2023 [Chapman and Cutler LLP Letterhead] December 11, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| December 4, 2023 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - July (Title of Class of Securities) 45782C839 (CUSIP Number) November 30,2023 (Date of Event which Requires Filing of this Statement) Check the a |
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| November 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – December 93-3731112 |
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| November 27, 2023 |
[Chapman and Cutler LLP Letterhead] November 27, 2023 [Chapman and Cutler LLP Letterhead] November 27, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| November 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| November 13, 2023 |
SC 13G/A 1 sflra2111323.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45783Y673 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement |
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| November 3, 2023 |
INNOVATOR EQUITY MANAGED FLOOR ETF INNOVATOR EQUITY MANAGED FLOOR ETF Schedule of Investments July 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 96. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Ultra Buffer ETF - October (Title of Class of Securities) 45782C821 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - July (Title of Class of Securities) 45783Y566 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 20 Barrier ETF - October (Title of Class of Securities) 45783Y525 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - May (Title of Class of Securities) 45782C292 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| October 25, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| October 25, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – November 93-3002759 |
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| October 10, 2023 |
October 10, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| October 10, 2023 |
October 10, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| October 10, 2023 |
October 10, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| October 10, 2023 |
October 10, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| October 10, 2023 |
October 10, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45783Y673 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - September (Title of Class of Securities) 45782C649 (CUSIP Number) September 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - April (Title of Class of Securities) 45782C805 (CUSIP Number) September 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 20 Barrier ETF™ – October 93-2719980 |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 9 Buffer ETF™ – October 93-3034357 |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator U.S. Equity 5 to 15 Buffer ETF™ – Quarterly 93-3171143 |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 10 Barrier ETF™ – October 93-2696661 |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 15 Buffer ETF™ – October 93-3023142 |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
|
| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
|
| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 30 Barrier ETF™ – October 93-2738122 |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 40 Barrier ETF™ – October 93-2778199 |
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| September 27, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| September 27, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator U.S. Equity 10 Buffer ETF™ – Quarterly 93-3056441 |
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| September 26, 2023 |
September 26, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| September 26, 2023 |
September 26, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| September 26, 2023 |
September 26, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| September 26, 2023 |
September 26, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW – Request for Withdrawal Innovator ETFs Trust Post-Effective Amendment No. |
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| September 21, 2023 |
[Chapman and Cutler LLP Letterhead] September 21, 2023 [Chapman and Cutler LLP Letterhead] September 21, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| September 21, 2023 |
[Chapman and Cutler LLP Letterhead] September 21, 2023 [Chapman and Cutler LLP Letterhead] September 21, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) August 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| August 28, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| August 28, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator International Developed Power Buffer ETF – September 93-2634505 |
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| August 18, 2023 |
[Chapman and Cutler LLP Letterhead] August 18, 2023 [Chapman and Cutler LLP Letterhead] August 18, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| August 17, 2023 |
[CHAPMAN AND CUTLER LETTERHEAD] August 17, 2023 [CHAPMAN AND CUTLER LETTERHEAD] August 17, 2023 Securities and Exchange Commission 100 F Street, N. |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45783Y673 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
|
| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Innovator ETFs Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 45782C839 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - March (Title of Class of Securities) 45782C375 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - February (Title of Class of Securities) N/A (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - April (Title of Class of Securities) 45782C805 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Buffer ETF - February (Title of Class of Securities) N/A (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 20 Barrier ETF - July (Title of Class of Securities) 45783Y582 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
|
| August 4, 2023 |
SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator Premium Income 30 Barrier ETF - July (Title of Class of Securities) 45783Y566 (CUSIP Number) July 31, 2023 (Date of Event which Requires Filing of this Statement) Check the |
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| July 28, 2023 |
INNOVATOR EQUITY MANAGED FLOOR ETF INNOVATOR EQUITY MANAGED FLOOR ETF Schedule of Investments January 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 94. |
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| July 13, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Equity Defined Protection ETF – 2 Yr to July 2025 93-2070378 |
|
| July 13, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - March (Title of Class of Securities) 45782C375 (CUSIP Number) June 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| July 6, 2023 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) June 30, 2023 (Date of Event which Requires Filing of this Statement) Ch |
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| June 30, 2023 |
[Chapman and Cutler LLP Letterhead] June 30, 2023 [Chapman and Cutler LLP Letterhead] June 30, 2023 VIA EDGAR CORRESPONDENCE Ken Ellington United States Securities and Exchange Commission 100 F Street, N. |
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| June 28, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
|
| June 28, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
|
| June 28, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
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| June 28, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 30 Barrier ETF™ – July 92-3595470 |
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| June 28, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
|
| June 28, 2023 |
[Chapman and Cutler LLP Letterhead] June 28, 2023 [Chapman and Cutler LLP Letterhead] June 28, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
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| June 28, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 40 Barrier ETF™ – July 92-3644544 |
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| June 28, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 20 Barrier ETF™ – July 92-3573667 |
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| June 28, 2023 |
I.R.S. Employer Identification No. Exhibit 1 Fund I.R.S. Employer Identification No. Innovator Premium Income 10 Barrier ETF™ – July 92-3545530 |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - May (Title of Class of Securities) N/A (CUSIP Number) May 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator Growth Accelerated Plus ETF - October (Title of Class of Securities) N/A (CUSIP Number) May 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - August (Title of Class of Securities) 45782C672 (CUSIP Number) May 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Innovator ETFs Trust (Name of Issuer) Innovator U.S. Equity Ultra Buffer ETF - March (Title of Class of Securities) N/A (CUSIP Number) April 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Innovator ETFs Trust (Name of Issuer) Innovator S&P 500 Buffer ETF - March (Title of Class of Securities) N/A (CUSIP Number) April 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| May 1, 2023 |
SC 13G/A 1 psepa150123.htm TRANSFORM WEALTH, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovator S&P 500 Power Buffer ETF - September Series (Name of Issuer) (Title of Class of Securities) 45782C656 (CUSIP Number) May 01, 2023 (Date of Event which Requires Filing of this Statement) Check the |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INNOVATOR ETFS TR (Name of Issuer) (Title of Class of Securities) 45782C367 (CUSIP Number) March 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* INNOVATOR ETFS TR (Name of Issuer) (Title of Class of Securities) 45782C367 (CUSIP Number) March 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| April 14, 2023 |
[CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 [CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 Securities and Exchange Commission 100 F Street, N. |
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| April 14, 2023 |
[CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 [CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 Securities and Exchange Commission 100 F Street, N. |
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| April 14, 2023 |
[CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 [CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 Securities and Exchange Commission 100 F Street, N. |
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| April 14, 2023 |
[CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 [CHAPMAN AND CUTLER LETTERHEAD] April 14, 2023 Securities and Exchange Commission 100 F Street, N. |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Innovator S&P 500 Power Buffer ETF - September Series (Name of Issuer) (Title of Class of Securities) 45782C656 (CUSIP Number) April 10, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
|
| March 30, 2023 |
[Chapman and Cutler LLP Letterhead] March 30, 2023 [Chapman and Cutler LLP Letterhead] March 30, 2023 VIA EDGAR CORRESPONDENCE Kimberly Browning United States Securities and Exchange Commission 100 F Street, N. |
|
| March 30, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Innovator ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 109 North Hale Street Wheaton, Illinois |
