Mga Batayang Estadistika
| CIK | 878079 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Bon-Ton Stores, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-19517 THE BON-TON STORES, INC. (Exact name of registrant as specified i |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS S-8 POS 1 eh1800632s8pos107.htm S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. 333-36661 333-46974 333-118700 333-139107 333-156523 333-160200 333-182655 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 333-36661 Post-Effective Amendment No. 1 to Form S-8, |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) S-8 POS S-8 POS 1 eh1800630s8pos974.htm S-8 POS As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. 333-36661 333-46974 333-118700 333-139107 333-156523 333-160200 333-182655 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8, Registration Statement No. 333-36661 Post-Effective Amendment No. 1 to Form S-8, |
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| April 25, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on April 25, 2018 Registration Nos. |
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| April 20, 2018 |
EXHIBIT 99.4 The Bon-Ton Stores, Inc. Announces Going Out of Business Sales at Stores and Online to Begin Friday, April 20 MILWAUKEE, WI (APRIL 19, 2018) – The Bon-Ton Stores, Inc. today announced that going out of business sales will begin Friday, April 20, 2018, in 212 stores and e-commerce websites under the Bon-Ton, Bergner's, Boston Store, Carson's, Elder-Beerman, Herberger’s and Younkers nam |
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| April 20, 2018 |
Case 18-10248-MFW Doc 632-1 Filed 04/18/18 Page 2 of 60 AGENCY AGREEMENT EXHIBIT 99.3 Case 18-10248-MFW Doc 632-1 Filed 04/18/18 Page 2 of 60 AGENCY AGREEMENT This Agency Agreement (“Agreement”) is made as of April 18, 2018, by and between The Bon-Ton Stores, Inc. and its associated chapter 11 debtors in possession (collectively, “Merchant”),1 on the one hand, and (a) a contractual joint venture comprised of GA Retail, Inc. (“GA”) and Tiger Capital Group, LLC (“Tiger” |
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| April 20, 2018 |
The Bon-Ton Stores, Inc. Announces Bankruptcy Court Approval of Winning Bid EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Bankruptcy Court Approval of Winning Bid MILWAUKEE, WI (April 18, 2018) – The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”) today announced that the U.S. Bankruptcy Court for the District of Delaware has approved an asset purchase agreement between the Company and a joint venture composed of the holders of the Company’s 8.0% Second Lien Secured |
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| April 20, 2018 |
Financial Statements and Exhibits, Other Events, Bankruptcy or Receivership 8-K 1 eh18006258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdict |
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| April 20, 2018 |
The Bon-Ton Stores, Inc. Announces Winning Bid in Bankruptcy Court-Supervised Auction EXHIBIT 99.2 The Bon-Ton Stores, Inc. Announces Winning Bid in Bankruptcy Court-Supervised Auction MILWAUKEE, WI (APRIL 17, 2018) – The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”) today announced the winning bid in an auction for the Company’s assets held pursuant to Section 363 of the U.S. Bankruptcy Code. Subject to Bankruptcy Court approval, a joint venture composed of the holders of the |
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| April 10, 2018 |
EX-99.1 2 eh1800540ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. Receives Signed Letter of Intent from DW Partners, Namdar Realty Group and Washington Prime Group Auction Rescheduled to April 16, 2018 All Bon-Ton Stores Remain Open and Serving Customers MILWAUKEE, WI – April 9, 2018 – The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”) today announced that it has received a sign |
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| April 10, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissio |
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| April 2, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissi |
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| April 2, 2018 |
EX-99.1 2 eh1800459ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. in Discussions with Going-Concern Bidder Bid Deadline for Bankruptcy Court-Supervised Sale Process Extended Until April 4, 2018 All Bon-Ton Stores Remain Open and Serving Customers MILWAUKEE, WI (March 30, 2018) – The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”) today announced that it is in active discussions w |
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| February 13, 2018 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment SC 13G/A 1 d782036113g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 09776J101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 8, 2018 |
EX-10.1 2 eh1800293ex1001.htm EXHIBIT 10.1 EXHIBIT 10.1 EXECUTION VERSION Published Deal CUSIP: 09776RAD5 Published Tranche A CUSIP: 09776RAE3 Published Tranche A-1 CUSIP: 09776RAF0 THE BON-TON DEPARTMENT STORES, INC., CARSON PIRIE SCOTT II, INC., BON-TON DISTRIBUTION, LLC, MCRIL, LLC, BONSTORES REALTY ONE, LLC and BONSTORES REALTY TWO, LLC, as Borrowers, and THE OTHER OBLIGORS PARTY HERETO, SENIO |
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| February 8, 2018 |
8-K 1 eh18002938k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdi |
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| February 5, 2018 |
EX-99.1 2 eh1800267ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. Files Voluntary Chapter 11 Petitions to Implement Financial Restructuring Stores Open, E-Commerce and Mobile Platforms Operating to Continue Delivering Exceptional Shopping Experience for Customers Receives Commitment of up to $725 Million in Debtor-in-Possession Financing to Support Operations Company to Explore Pote |
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| February 5, 2018 |
8-K 1 eh18002678k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdi |
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| January 31, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 31, 2018 |
EX-99.1 2 eh1800248ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Locations of Store Closures as Part of Store Rationalization Program MILWAUKEE, WI (January 31, 2018) –The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”), today announced the 42 locations that will be closed as part of its previously communicated store rationalization program. The closing stores will inc |
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| January 29, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 29, 2018 |
BON-TON STORES, INC. AND ITS DOMESTIC SUBSIDIARIES RESTRUCTURING TERM SHEET As of January 8, 2018 EX-99.1 2 eh1800230ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 ALIXPARTNERS LOGO SITS ON TOP OF THIS LINE USE TO ALIGN CLIENT LOGO SLIDE CENTER LINE SLIDE CENTER LINE GREEN GUIDES DELINEATE MAIN CONTENT AREA GREEN GUIDES DELINEATE MAIN CONTENT AREA CLIENT LOGO IS TOP - RIGHT ALIGNED ENABLE GUIDES UNDER VIEW – SHOW – GUIDES CONFIDENTIAL – SUBJECT TO MATERIAL CHANGE December 2017 Bon - Ton Stores Inc Busin |
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| January 16, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 eh18001438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdi |
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| January 16, 2018 |
The Bon-Ton Stores, Inc. Enters Into Forbearance Agreements EX-99.1 2 eh1800143ex9901.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. Enters Into Forbearance Agreements MILWAUKEE, WI (January 16, 2018) –The Bon-Ton Stores, Inc. (OTCQX: BONT) (“the Company”), today announced that it has entered into forbearance agreements (the “Forbearance Agreements”) with its ABL Credit Agreement lenders and an ad hoc group of holders of approximately 75% in aggreg |
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| January 9, 2018 |
THE BON-TON STORES, INC. PROVIDES HOLIDAY SALES UPDATE EX-99.1 2 a18-25141ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Investor Relations: Jean Fontana ICR, Inc. 646.277.1214 [email protected] Media: Christine Hojnacki 414.347.5329 [email protected] THE BON-TON STORES, INC. PROVIDES HOLIDAY SALES UPDATE York, PA, January 8, 2018 — The Bon-Ton Stores, Inc. (OTCQX: BONT) today announced that its comparable store sales |
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| January 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a18-251418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2018 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction Of |
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| January 3, 2018 |
8-K 1 a18-209518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction |
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| January 3, 2018 |
Agreement dated January 2, 2018 Exhibit 10.2 AGREEMENT THIS AGREEMENT (this "Agreement") is entered into and effective as of January [Z], 2018 (the "Effective Date"), by and between The Bon-Ton Depmiment Stores, Inc., a Pellllsylvania corporation (the "Company"), and Michael Culhane, a prospective employee of the Company ("Employee"). RECITALS A. The Company has determined that (i) Employee's past performance of his duties as Ch |
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| January 3, 2018 |
Offer Letter Dated December 29, 2017 EX-10.1 2 a18-20951ex10d1.htm EX-10.1 Exhibit 10.1 December 29, 2017 Mike Culhane Dear Mike, I am pleased to extend an offer of employment to join The Bon-Ton Stores, Inc., as EVP, Chief Financial Officer reporting to Bill Tracy, President & Chief Executive Officer. In recognition of your responsibilities, your base salary will be $600,000 annually, paid according to the established bi-weekly payr |
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| January 3, 2018 |
The Bon-Ton Stores, Inc. Names Michael Culhane as Chief Financial Officer Exhibit 99.1 The Bon-Ton Stores, Inc. Names Michael Culhane as Chief Financial Officer YORK, PA?January 3, 2018 ? The Bon-Ton Stores, Inc. (OTCQX: BONT) today announced the appointment of Michael Culhane to the position of Executive Vice President, Chief Financial Officer of the Company, effective immediately. Mr. Culhane will be responsible for Accounting, Treasury, Tax, Credit, Investor Relation |
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| December 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commi |
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| December 14, 2017 |
EX-10.1 2 a17-284751ex10d1.htm EX-10.1 Exhibit 10.1 AMENDMENT NO. 5 TO EXECUTIVE TRANSITION AGREEMENT THIS AMENDMENT NO. 5 is effective as of the 10th day of December, 2017, between The Bon-Ton Stores, Inc., a Pennsylvania corporation (the “Company”), and Mr. M. Thomas Grumbacher (the “Executive”). WHEREAS, the Company and the Executive are parties to an Executive Transition Agreement effective as |
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| December 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or other jurisdiction (Commission File (IRS Em |
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| December 12, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended October 28, 2017 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| November 30, 2017 |
Form of Retention Award Agreement Exhibit 10.1 RETENTION AWARD AGREEMENT THIS RETENTION AWARD AGREEMENT (this ?Agreement?) is entered into and effective as of November [ ], 2017 (the ?Effective Date?), by and between The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (the ?Company?), and , an employee of the Company (?Employee?). RECITALS A. The Company has determined that (i) Employee?s performance of his duties has |
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| November 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 24, 2017 THE BON-TON STORES, INC. |
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| November 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 16, 2017 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 16, 2017 |
EdgarFiling EXHIBIT 99.1 The Bon-Ton Stores, Inc. Reports Third Quarter Fiscal 2017 Results ~ Updates Fiscal 2017 Earnings Guidance ~ YORK, Pa., Nov. 16, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (OTCQX:BONT) today reported operating results for its fiscal third quarter ended October 28, 2017, and updated its earnings guidance for the full year fiscal 2017. Results for the Third Quarter End |
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| November 3, 2017 |
The Bon-Ton Stores, Inc. Announces Commencement of Trading on OTCQX Best Market starting November 9 EX-99.1 2 a17-251801ex99d1.htm EX-99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Commencement of Trading on OTCQX Best Market starting November 9 YORK, PA., November 3, 2017 (GLOBE NEWSWIRE) — The Bon-Ton Stores, Inc. (“Bon-Ton” or the “Company”) (OTCQX: BONT) today announced that the shares of its common stock will begin to trade on the OTCQX Best Market starting Thursday, November 9. Bon-T |
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| November 3, 2017 |
8-K 1 a17-2518018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdictio |
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| October 27, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 eh17010698k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdi |
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| October 27, 2017 |
EX-10.1 2 eh1701069ex1001.htm EXHIBIT 10.1 EXHIBIT 10.1 EXECUTION VERSION SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of October 24, 2017 (this “Amendment”), modifies that certain Second Amended and Restated Loan and Security Agreement, dated as of March 21, 2011 (as amended by |
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| October 27, 2017 |
EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Amendment to ABL Credit Facility; Provides Immediate Flexibility and Additional Liquidity Heading into Holiday Season YORK, PA., October 24, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (?Bon-Ton? or the ?Company?) (NASDAQ:BONT) today announced that it has amended its $880 million ABL Tranche A and Tranche A-1 credit facility, providing the Compa |
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| September 6, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended July 29, 2017 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| September 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2017 THE BON-TON STORES, INC. |
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| August 30, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2017 THE BON-TON STORES, INC. |
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| August 25, 2017 |
The Bon-Ton Stores, Inc. Appoints William Tracy to Its Board of Directors EX-99.1 3 a17-209591ex99d1.htm EX-99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Appoints William Tracy to Its Board of Directors MILWAUKEE, WI - August 25, 2017 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) today announced its Board of Directors has elected William Tracy to its Board, effective August 25, 2017. Mr. Tracy will also begin his role of President and Chief Executive Officer of The Bon-Ton Sto |
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| August 25, 2017 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF THE BON-TON STORES, INC. ARTICLE I - OFFICES Section 1-1. Registered Office. The registered office of The Bon-Ton Stores, Inc. (the ?Corporation?) shall be located within the Commonwealth of Pennsylvania at such place as the Board of Directors (hereinafter referred to as the ?Board of Directors? or the ?Board?) shall determine from time to time. Section 1 |
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| August 17, 2017 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Bon-Ton Stores, Inc. Reports Second Quarter Fiscal 2017 Results ~ Reaffirms Fiscal 2017 Earnings Guidance ~ YORK, Pa., Aug. 17, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal second quarter ended July 29, 2017, and reaffirmed its earnings guidance for the full year fiscal 2017. Results f |
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| August 17, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 17, 2017 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 15, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2017 THE BON-TON STORES, INC. |
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| June 7, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended April 29, 2017 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| May 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report The Bon-Ton Stores, Inc. (Exact name of registrant as specified in charter) Pennsylvania 0-19517 23-2835229 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 2801 E. Market Street, York, PA 17402 (Address of Principal Executive Offices) (Zip Code) Nathanie |
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| May 31, 2017 |
Exhibit 1.01 CONFLICT MINERALS REPORT This Conflict Minerals Report for The Bon-Ton Stores, Inc. (?Bon-Ton?) is filed with the United States Securities and Exchange Commission (?SEC?) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) for the reporting period from January 1, 2016 to December 31, 2016. The Rule was adopted by the SEC to implement reporting and disclosure |
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| May 30, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 bont19.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock , $.01 par value (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Te |
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| May 18, 2017 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 The Bon-Ton Stores, Inc. Reports First Quarter Fiscal 2017 Results Maintains Fiscal 2017 Adjusted EBITDA Guidance YORK, Pa., May 18, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal first quarter ended April 29, 2017. Results for the First Quarter Ended April 29, 2017 Comparable store sale |
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| May 18, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k051717.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 18, 2017 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of I |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2017 THE BON-TON STORES, INC. |
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| May 10, 2017 |
EX-99.1 3 a17-129071ex99d1.htm EX-99.1 Exhibit 99.1 N E W S R E L E A S E THE BON-TON STORES, INC. ANNOUNCES MANAGEMENT REORGANIZATION Initiates CEO Transition Plan York, PA, May 8, 2017 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) announced today that Kathryn Bufano, President and Chief Executive Officer, has resigned from the Company effective August 25, 2017, upon expiration of her contract. Willi |
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| May 10, 2017 |
Exhibit 10.1 ADDENDUM TO EMPLOYMENT AGREEMENT This ADDENDUM TO EMPLOYMENT AGREEMENT (?Addendum?), effective as of May 5, 2017 (the ?Effective Date?), is by and between THE BON-TON STORES, INC., a Pennsylvania corporation (the ?Company?), and KATHRYN BUFANO (?Executive?), and amends the Executive?s Employment Agreement dated July 28, 2014 and effective as of August 25, 2014 (?Employment Agreement?) |
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| May 9, 2017 |
Exhibit 10.1 AMENDMENT NO. 4 TO EXECUTIVE TRANSITION AGREEMENT THIS AMENDMENT NO. 4 is effective as of the 5th day of May, 2017, between The Bon-Ton Stores, Inc., a Pennsylvania corporation (the ?Company?), and Mr. M. Thomas Grumbacher (the ?Executive?). WHEREAS, the Company and the Executive are parties to an Executive Transition Agreement effective as of February 1, 2005; WHEREAS, as of December |
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| May 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2017 THE BON-TON STORES, INC. |
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| May 9, 2017 |
Exhibit 99.1 N E W S R E L E A S E THE BON-TON STORES, INC. ANNOUNCES RETIREMENT OF TIM GRUMBACHER AND ELECTION OF DEBRA K. SIMON AS CHAIRMAN OF THE BOARD York, PA, May 5, 2017 ? The Bon-Ton Stores, Inc. (NASDAQ: BONT) announced that Tim Grumbacher has informed the Board of Directors of the Company of his decision to retire as Chairman of the Board of Directors and Strategic Initiatives Officer ef |
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| May 5, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 a17-1254618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Com |
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| May 2, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 eh17005748k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdict |
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| May 1, 2017 |
EXHIBIT 99.1 N E W S R E L E A S E CONTACT: Investor Relations Jean Fontana ICR, Inc. 646.277.1214 [email protected] THE BON-TON STORES, INC. ANNOUNCES CLOSING OF EXTENSION OF $730 MILLION ABL TRANCHE A CREDIT FACILITY York, PA, May 1, 2017 ? The Bon-Ton Stores, Inc. (NASDAQ: BONT) announced today that it has successfully completed the closing of an extension of its $730 million ABL Tranche |
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| May 1, 2017 |
Fifth Amendment to Second Amended and Restated Loan and Security Agreement, as of April 28, 2017 EX-10.1 2 eh1700574ex1001.htm EXHIBIT 10.1 EXHIBIT 10.1 EXECUTION COPY FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of April 28, 2017 (this “Amendment”), modifies that certain Second Amended and Restated Loan and Security Agreement, dated as of March 21, 2011 (as amended by that |
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| April 12, 2017 |
Bon-Ton Stores 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 12, 2017 |
SUBSIDIARIES OF THE REGISTRANT QuickLinks - Click here to rapidly navigate through this document EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Organization Trade names Bonstores Realty One, LLC Delaware Bonstores Realty Two, LLC Delaware Bon-Ton Distribution, LLC Illinois Carson's Carson Pirie Scott II, Inc. |
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| March 17, 2017 |
The Bon-Ton Stores, Inc. Announces Nasdaq’s Withdrawal of Deficiency Notice EdgarFiling EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Nasdaq?s Withdrawal of Deficiency Notice YORK, Pa., March 17, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) announced today that Nasdaq has withdrawn its notification of potential delisting related to the minimum market value of publicly held shares issued on March 9, 2017. Following discussions with the Company regarding |
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| March 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Empl |
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| March 15, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 9, 2017 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employe |
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| March 15, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 bont18.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock , $.01 par value (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Te |
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| March 14, 2017 |
The Bon-Ton Stores, Inc. Reports Fourth Quarter and Fiscal 2016 Results EdgarFiling EXHIBIT 99.1 The Bon-Ton Stores, Inc. Reports Fourth Quarter and Fiscal 2016 Results YORK, Pa., March 14, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal fourth quarter and full year ended January 28, 2017 and initiated guidance for fiscal 2017. Results for the Fourth Quarter Ended January 28, 2017 Comparable store sales de |
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| March 14, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 14, 2017 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 14, 2017 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment SC 13G/A 1 d741261213ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 09776J101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| January 11, 2017 |
The Bon-Ton Stores, Inc. Provides Holiday Sales and Fiscal 2016 Update Reaffirms Full-Year Guidance EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 The Bon-Ton Stores, Inc. Provides Holiday Sales and Fiscal 2016 Update Reaffirms Full-Year Guidance YORK, Pa., Jan. 11, 2017 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced that its comparable store sales for the nine-week holiday period ended December 31, 2016 decreased 3.1%, in line with guidance provided on November 17, 2 |
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| January 11, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 11, 2017 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 7, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended October 29, 2016 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| November 17, 2016 |
Bon-Ton Stores, Inc. Reports Third Quarter Fiscal 2016 Results Revises Fiscal 2016 Guidance EdgarFiling EXHIBIT 99.1 Bon-Ton Stores, Inc. Reports Third Quarter Fiscal 2016 Results Revises Fiscal 2016 Guidance YORK, Pa., Nov. 17, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal third quarter ended October 29, 2016, and updated its guidance for the full year fiscal 2016. Results for the Third Quarter Ended October 29, 2016 Compa |
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| November 17, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| November 17, 2016 |
Bon-Ton Stores FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 17, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 31, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 1, 2016 |
The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors YORK, Pa., Nov. 01, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced its Board of Directors has unanimously elected Philmer H. Rohrbaugh to its Board, effective November 1, 2016. Mr. Rohrbaugh, age 64, has been the Senior Executive Vice President and |
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| September 30, 2016 |
The Bon-Ton Stores, Inc. Announces Redemption of Senior Notes Due 2017 EdgarFiling EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Redemption of Senior Notes Due 2017 YORK, Pa., Sept. 30, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) announced today that it will redeem the entirety of its outstanding 10 5/8% Second Lien Senior Secured Notes due 2017 (the "Notes"). The aggregate principal amount outstanding of the Notes is approximately $57 million. T |
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| September 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 30, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 7, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended July 30, 2016 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| August 26, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| August 18, 2016 |
Bon-Ton Stores, Inc. Reports Second Quarter Fiscal 2016 Results Reaffirms Fiscal 2016 Guidance EdgarFiling EXHIBIT 99.1 Bon-Ton Stores, Inc. Reports Second Quarter Fiscal 2016 Results Reaffirms Fiscal 2016 Guidance YORK, Pa., Aug. 18, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal second quarter ended July 30, 2016, and reaffirmed its earnings guidance for the full year fiscal 2016. Results for the Second Quarter Ended July 30, |
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| August 18, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 18, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 15, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a16-1678218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction |
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| August 15, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 15, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a16-1678218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction |
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| August 15, 2016 |
FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit 10.1 [EXECUTION COPY] FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of August 15, 2016 (this “Amendment”), modifies that certain Second Amended and Restated Loan and Security Agreement, dated as of March 21, 2011 (as amended by that certain First Amendment to Second Amen |
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| August 15, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 15, 2016 |
Exhibit 99.1 N E W S R E L E A S E FOR IMMEDIATE RELEASE CONTACT: Investor Relations Wendy Wilson 414-347-5153 [email protected] BON-TON ANNOUNCES THE COMPLETION OF A NEW $150 MILLION ABL TERM LOAN THAT REFINANCES THE EXISTING A-1 TRANCHE OF ITS CREDIT FACILITY York, PA, August 15, 2016 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) Bon-Ton announced today that it has successfully completed the c |
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| August 15, 2016 |
Exhibit 99.1 N E W S R E L E A S E FOR IMMEDIATE RELEASE CONTACT: Investor Relations Wendy Wilson 414-347-5153 [email protected] BON-TON ANNOUNCES THE COMPLETION OF A NEW $150 MILLION ABL TERM LOAN THAT REFINANCES THE EXISTING A-1 TRANCHE OF ITS CREDIT FACILITY York, PA, August 15, 2016 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) Bon-Ton announced today that it has successfully completed the c |
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| June 28, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 28, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 28, 2016 |
Bon-Ton Stores, Inc. Provides Update on Current Business Trends and Reaffirms Fiscal 2016 Guidance EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Bon-Ton Stores, Inc. Provides Update on Current Business Trends and Reaffirms Fiscal 2016 Guidance YORK, Pa., June 28, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today provided an update on quarter-to-date business performance. Through June 25, 2016, comparable sales performance for the second quarter of fiscal 2016 was in line wi |
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| June 20, 2016 |
Bon-Ton Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employ |
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| June 16, 2016 |
As filed with the Securities and Exchange Commission on June 16, 2016 Registration No. |
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| June 16, 2016 |
S-8 POS 1 a16-132591s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 16, 2016 Registration No. 33-43105 Registration No. 333-36725 Registration No. 333-65120 Registration No. 333-169063 Registration No. 333-178338 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33-43105 Post- |
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| June 16, 2016 |
As filed with the Securities and Exchange Commission on June 16, 2016 Registration No. |
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| June 16, 2016 |
As filed with the Securities and Exchange Commission on June 16, 2016 Registration No. |
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| June 16, 2016 |
As filed with the Securities and Exchange Commission on June 16, 2016 Registration No. |
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| June 15, 2016 |
Bon-Ton Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employ |
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| June 8, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended April 30, 2016 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| June 1, 2016 |
Exhibit 10.1 AGREEMENT OF PURCHASE AND SALE Between UNITED TRUST FUND LIMITED PARTNERSHIP, as Purchaser, and BONSTORES REALTY ONE, LLC AND BONSTORES REALTY TWO, LLC, as Seller, Dated June 1, 2016 TABLE OF CONTENTS Page Section 1. Agreement to Purchase 1 Section 2. Purchase Price 2 Section 3. Lease Agreements/Rent 2 Section 4. Due Diligence Materials 3 Section 5. Inspection; Due Diligence 6 Section |
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| June 1, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employe |
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| May 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report The Bon-Ton Stores, Inc. (Exact name of registrant as specified in charter) Pennsylvania 0-19517 23-2835229 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 2801 E. Market Street, York, PA 17402 (Address of Principal Executive Offices) (Zip Code) J. Grego |
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| May 31, 2016 |
Exhibit 1.01 CONFLICT MINERALS REPORT This Conflict Minerals Report for The Bon-Ton Stores, Inc. (?Bon-Ton?) is filed with the United States Securities and Exchange Commission (?SEC?) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) for the reporting period from January 1, 2015 to December 31, 2015. The Rule was adopted by the SEC to implement reporting and disclosure |
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| May 19, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k051816.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 19, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of I |
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| May 19, 2016 |
Bon-Ton Stores, Inc. Reports First Quarter Fiscal 2016 Results Revises Fiscal 2016 Guidance EdgarFiling |
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| May 3, 2016 |
DEF 14A 1 a2228228zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box |
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| April 15, 2016 |
The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors YORK, Pa., April 15, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced its Board of Directors has unanimously elected Paul E. Rigby to its Board, effective immediately. Mr. Rigby will join the Audit Committee. Mr. Rigby, 62, has served on several priva |
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| April 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 15, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 13, 2016 |
SUBSIDIARIES OF THE REGISTRANT EX-21 2 a2228180zex-21.htm EX-21 QuickLinks - Click here to rapidly navigate through this document EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Organization Trade names Bonstores Realty One, LLC Delaware Bonstores Realty Two, LLC Delaware Bon-Ton Distribution, LLC Illinois Carson's Carson Pirie Scott II, Inc. Florida Bon-Ton, Herberger's, Younkers McRIL, LLC Virginia Bergne |
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| April 13, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended January 30, 2016 Commission File Number 0-19517 THE BON¨TON STORES, INC. 2801 East Market Street York, Pennsylvania 17402 (717) 757-7660 www.bonton.com Incorporated in Pennsylvania IRS No. 23-2835229 Securit |
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| March 21, 2016 |
The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 The Bon-Ton Stores, Inc. Appoints New Member to Its Board of Directors YORK, Pa., March 21, 2016 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced its Board of Directors has elected Debra K. Simon to its Board, effective immediately, expanding its Board membership to ten. Ms. Simon, 57, the wife of Tim Grumbacher, Chairman of |
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| March 21, 2016 |
Bon-Ton Stores FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 18, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 15, 2016 |
EdgarFiling |
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| March 15, 2016 |
Bon-Ton Stores FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 15, 2016 The Bon-Ton Stores, Inc. (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 29, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| February 25, 2016 |
February 25, 2016 VIA EDGAR William H. Thompson Accounting Branch Chief Office of Consumer Products Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Bon-Ton Stores, Inc. Form 10-K for the Fiscal Year Ended January 31, 2015 Filed April 15, 2015 Form 8-K Filed August 20, 2015 File No. 0-19517 Dear Mr. Thompson: This letter is in response to the comments of the sta |
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| February 16, 2016 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2016 |
Amendment No. 1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 09776J101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 19, 2016 |
EXHIBIT 10.4 GUARANTY This GUARANTY (this ?Guaranty?), dated as of January 15, 2016, by the entities signatory hereto (collectively, the ?New Guarantors? and each a ?New Guarantor?) in favor of (i) Bank of America, N.A., a national banking association, as agent (hereinafter, in such capacity, ?Agent?) for itself and the other financial institutions (hereinafter, collectively, the ?Lenders?) which |
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| January 19, 2016 |
OMNIBUS JOINDER AGREEMENT TO LOAN DOCUMENTS EX-10.3 6 a16-25141ex10d3.htm EX-10.3 EXHIBIT 10.3 OMNIBUS JOINDER AGREEMENT TO LOAN DOCUMENTS This Omnibus Joinder Agreement to Loan Documents (this “Joinder”) is made as of January 15, 2016, by and among: BONSTORES HOLDINGS ONE, LLC, a Delaware limited liability company, and BONSTORES HOLDINGS TWO, LLC, a Delaware limited liability company (each a “New Guarantor”, and collectively, the “New Guar |
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| January 19, 2016 |
8-K 1 a16-251418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction |
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| January 19, 2016 |
EXHIBIT 10.5 SECURITY AGREEMENT SUPPLEMENT SUPPLEMENT NO. 4 (this ?Supplement?), dated as of January 15, 2016, to the Second Lien Security Agreement, dated as of July 9, 2012, by and among THE BON-TON DEPARTMENT STORES, INC., a Pennsylvania corporation (the ?Issuer?), and the other Persons listed on the signature pages thereof (collectively, the ?Initial Grantors?) and WELLS FARGO BANK, NATIONAL A |
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| January 19, 2016 |
EX-99.1 9 a16-25141ex99d1.htm EX-99.1 EXHIBIT 99.1 N E W S R E L E A S E FOR IMMEDIATE RELEASE CONTACT: Kim George Divisional Vice President Investor Relations 717.751.3071 [email protected] THE BON-TON STORES, INC. ANNOUNCES RETIREMENT OF REMAINING MORTGAGE LOAN FACILITY York, PA, January 19, 2016 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) today announced that, effective as of January 15, 2016 |
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| January 19, 2016 |
EXHIBIT 4.2 THIRD SUPPLEMENTAL INDENTURE Third Supplemental Indenture (this ?Supplemental Indenture?), dated as of January 15, 2016, among Bonstores Holdings One, LLC, a Delaware limited liability company, Bonstores Realty One, LLC, a Delaware limited liability company, Bonstores Holdings Two, LLC, a Delaware limited liability company, and Bonstores Realty Two, LLC, a Delaware limited liability co |
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| January 19, 2016 |
EXHIBIT 4.1 FIFTH SUPPLEMENTAL INDENTURE Fifth Supplemental Indenture (this ?Supplemental Indenture?), dated as of January 15, 2016, among Bonstores Holdings One, LLC, a Delaware limited liability company, Bonstores Realty One, LLC, a Delaware limited liability company, Bonstores Holdings Two, LLC, a Delaware limited liability company, and Bonstores Realty Two, LLC, a Delaware limited liability co |
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| January 19, 2016 |
CONSENT AND THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EXHIBIT 10.1 CONSENT AND THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT AND THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of January 15, 2016 (this ?Amendment?), modifies that certain Second Amended and Restated Loan and Security Agreement, dated as of March 21, 2011 (as amended by that certain First Amendment to Secon |
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| January 19, 2016 |
OMNIBUS JOINDER AGREEMENT TO LOAN DOCUMENTS EXHIBIT 10.2 OMNIBUS JOINDER AGREEMENT TO LOAN DOCUMENTS This Omnibus Joinder Agreement to Loan Documents (this ?Joinder?) is made as of January 15, 2016, by and among: BONSTORES REALTY ONE, LLC, a Delaware limited liability company, and BONSTORES REALTY TWO, LLC, a Delaware limited liability company (each a ?New Borrower?, and collectively, the ?New Borrowers?), each with their principal executiv |
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| January 14, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2016 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 14, 2016 |
Exhibit 99.1 The Bon-Ton Stores, Inc. Provides Holiday Sales and Fiscal 2015 Update ~Company Reports a 1.6% Comparable Store Decrease in Holiday Sales~ ~Company Reaffirms Full-Year Adjusted EBITDA Guidance~ YORK, Pa.-(BUSINESS WIRE)-January 14, 2016-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced that its comparable store sales for the nine-week holiday period ended January 2, 2016 decrease |
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| December 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2015 THE BON-TON STORES, INC. |
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| December 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended October 31, 2015 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| November 19, 2015 |
Bon-Ton Stores FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2015 The Bon-Ton Stores, Inc. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or other jurisdiction of incor |
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| November 19, 2015 |
The Bon-Ton Stores, Inc. Announces Third Quarter Fiscal 2015 Results The Bon-Ton Stores, Inc. Announces Third Quarter Fiscal 2015 Results EXHIBIT 99.1 The Bon-Ton Stores, Inc. Announces Third Quarter Fiscal 2015 Results YORK, Pa., Nov. 19, 2015 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for the third quarter of fiscal 2015, the 13-week period ended October 31, 2015. Third Quarter Overview Comparable store sales decrea |
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| November 18, 2015 |
EXHIBIT 10.1 November 17, 2015 Bank of America, N.A., as Agent 100 Federal Street Boston, Massachusetts 02110 Re: Commitment Increase Acknowledgment Ladies and Gentlemen: Reference is hereby made to that certain Second Amended and Restated Loan Agreement, dated as of March 21, 2011 (as amended, restated, supplemented or otherwise modified from time to time, the ?Loan Agreement?), among The Bon-Ton |
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| November 18, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Em |
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| November 4, 2015 |
THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT EX-10.2 3 exh102.htm EXHIBIT 10.2 Exhibit 10.2 THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement dated as of November 9, 2015 (“Agreement”), is between The Bon-Ton Stores, Inc. (the “Company”) and Nancy A. Walsh (“Grantee”). 1. Definitions. As used herein: (a) “Committee” means the Human Resources and Compensation Committee of the Board of Directors of the Company |
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| November 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2015 THE BON-TON STORES, INC. |
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| November 4, 2015 |
The Bon-Ton Stores, Inc. Names Nancy Walsh Chief Financial Officer EX-99.1 4 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 The Bon-Ton Stores, Inc. Names Nancy Walsh Chief Financial Officer YORK, Pa., Nov. 4, 2015 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced the appointment of Nancy A. Walsh to the position of Executive Vice President, Chief Financial Officer of the Company, effective November 9, 2015. Ms. Walsh will have responsibility for Ac |
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| November 4, 2015 |
Exhibit 10.1 October 29, 2015 Dear Nancy: Welcome to the Bon-Ton team! The details of your offer as we discussed are included below. In your position as EVP, Chief Financial Officer you will report directly to Kathy Bufano, President & Chief Executive Officer. In recognition of your responsibilities, your base salary will be $500,000 annually, paid according to the established bi-weekly payroll ca |
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| November 3, 2015 |
FIRST AMENDMENT TO PRIVATE LABEL CREDIT CARD PROGRAM AGREEMENT EX-10.1 2 exh101.htm EXHIBIT 10.1 EXHIBIT 10.1 FIRST AMENDMENT TO PRIVATE LABEL CREDIT CARD PROGRAM AGREEMENT This First Amendment to the Private Label Credit Card Program Agreement ("First Amendment") is entered into as of the 28th day of October, 2015, (the “Amendment Effective Date”) by and between The Bon-Ton Stores, Inc., with its principal office at 2801 East Market Street, York, Pennsylvani |
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| November 3, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2015 THE BON-TON STORES, INC. |
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| November 3, 2015 |
EX-99.1 3 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Bon-Ton Stores Announces Extension of Private Label Credit Card Agreement With Alliance Data's Card Services Business Agreement Extended to July 2022 YORK, Pa., Nov. 3, 2015 (GLOBE NEWSWIRE) - The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced it has extended its private label credit card program agreement with Alliance Data Systems Corporation's |
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| September 23, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended August 1, 2015 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| September 8, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| September 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Empl |
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| September 2, 2015 |
Exhibit 10.1 August 28, 2015 Bank of America, N.A., as Agent 100 Federal Street Boston, Massachusetts 02110 Re: Commitment Increase Acknowledgment Ladies and Gentlemen: Reference is hereby made to that certain Second Amended and Restated Loan Agreement, dated as of March 21, 2011 (as amended, restated, supplemented or otherwise modified from time to time, the ?Loan Agreement?), among The Bon-Ton D |
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| August 25, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 25, 2015 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-August 25, 2015-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable November 2, 2015 to shareholders of record as of October 16, 2015. The Bon-Ton Stores, Inc. |
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| August 20, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| August 20, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 20, 2015 |
The Bon-Ton Stores, Inc. Announces Second Quarter Fiscal 2015 Results EX-99.1 2 a51166351ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Second Quarter Fiscal 2015 Results YORK, Pa.-(BUSINESS WIRE)-August 20, 2015-The Bon-Ton Stores, Inc. (NASDAQ: BONT) today reported operating results for the second quarter of fiscal 2015, the 13-week period ended August 1, 2015. Second Quarter Overview Comparable store sales decreased 1.3% in the second quar |
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| August 3, 2015 |
Bon-Ton Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2015 THE BON-TON STORES, INC. |
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| July 21, 2015 |
8-K 1 a15-1597818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction Of |
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| July 21, 2015 |
THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT EX-10.2 3 a15-159781ex10d2.htm EX-10.2 EXHIBIT 10.2 THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement dated as of July 27, 2015 (“Agreement”), is between The Bon-Ton Stores, Inc. (the “Company”) and William Tracy (“Grantee”). 1. Definitions. As used herein: (a) “Committee” means the Human Resources and Compensation Committee of the Board of Directors of the Compan |
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| July 21, 2015 |
THE BON-TON STORES, INC. NAMES WILLIAM TRACY CHIEF OPERATING OFFICER EX-99.1 4 a15-159781ex99d1.htm EX-99.1 EXHIBIT 99.1 NEWS RELEASE CONTACT: Kim George Divisional Vice President Investor Relations 717.751.3071 [email protected] THE BON-TON STORES, INC. NAMES WILLIAM TRACY CHIEF OPERATING OFFICER York, PA, July 21, 2014 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) today announced the appointment of William Tracy to the position of Chief Operating Officer of the C |
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| July 21, 2015 |
EX-10.1 2 a15-159781ex10d1.htm EX-10.1 EXHIBIT 10.1 July 6, 2015 William Tracy 6 Massachusetts Blvd Bellerose Village, NY 11001 Dear Bill: I am pleased to extend an offer of employment to join The Bon-Ton Stores, Inc., as Chief Operating Officer reporting to Kathy Bufano, President & Chief Executive Officer. In this role, you will have responsibility for Information Systems, Stores, Loss Preventio |
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| July 14, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment SC 13G/A 1 d670290113g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 09776J101 (CUSIP Number) July 10, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| July 9, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 bont11.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of |
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| June 29, 2015 |
EXHIBIT 10.1 LEASE AGREEMENT by and between BT (MULTI) LLC, a Delaware limited liability company as LANDLORD and MCRIL, LLC a Virginia limited liability company as TENANT Premises: Joliet, Illinois Fargo, North Dakota Ashwaubenon, Wisconsin Brookfield, Wisconsin Greendale, Wisconsin Wauwatosa, Wisconsin Dated as of: June 26, 2015 TABLE OF CONTENTS Page 1. Demise of Premises 1 2. Certain Definition |
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| June 29, 2015 |
EX-99 4 a15-148161ex99.htm EX-99 EXHIBIT 99 NEWS RELEASE CONTACT: Kim George Divisional Vice President Investor Relations 717.751.3071 [email protected] THE BON-TON STORES, INC. ANNOUNCES SALE-LEASEBACK AGREEMENT ~ Proceeds Used to Facilitate Retirement of Mortgage Loan Facility ~ York, PA, June 29, 2015 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) today announced it has entered into an agreement |
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| June 29, 2015 |
Bon-Ton Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employ |
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| June 29, 2015 |
GUARANTY AND SURETYSHIP AGREEMENT EX-10.2 3 a15-148161ex10d2.htm EX-10.2 EXHIBIT 10.2 GUARANTY AND SURETYSHIP AGREEMENT THIS GUARANTY AND SURETYSHIP AGREEMENT (this “Guaranty”), dated as of the 26th day of June, 2015, made by THE BON-TON STORES, INC., a Pennsylvania corporation, THE BON-TON DEPARTMENT STORES, INC., a Pennsylvania corporation and CARSON PIRIE SCOTT II, INC., a Florida corporation (individually and collectively refe |
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| June 23, 2015 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 Commission File Number 000-19517 Title of Plan THE BON-TON STORES, INC. |
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| June 17, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employ |
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| June 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended May 2, 2015 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report The Bon-Ton Stores, Inc. (Exact name of registrant as specified in charter) Pennsylvania 0-19517 23-2835229 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 2801 E. Market Street, York, PA 17402 (Address of Principal Executive Offices) (Zip Code) J. Grego |
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| June 1, 2015 |
CONFLICT MINERALS REPORT For The Year Ended December 31, 2014 EX-1.01 2 a15-130301ex1d01.htm EX-1.01 Exhibit 1.01 CONFLICT MINERALS REPORT For The Year Ended December 31, 2014 This Conflict Minerals Report for The Bon-Ton Stores, Inc. (“Bon-Ton”) is filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1, 2014 to December 31, |
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| May 22, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 21, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51107759.htm THE BON-TON STORES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or |
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| May 21, 2015 |
Exhibit 99.1 The Bon-Ton Stores, Inc. Announces First Quarter Fiscal 2015 Results ~ Fiscal 2015 Guidance is Reaffirmed ~ YORK, Pa.-(BUSINESS WIRE)-May 21, 2015-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for the first quarter of fiscal 2015, the 13-week period ended May 2, 2015, and reaffirmed its earnings guidance for full-year fiscal 2015. Comparable store sales incre |
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| May 19, 2015 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend EX-99.1 2 a51106566-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-May 19, 2015-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable August 3, 2015 to shareholders of record as of July |
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| May 19, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 12, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 bont10.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of |
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| May 5, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 15, 2015 |
10-K 1 a2224182z10-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended January 31, 2015 Commission File Number 0-19517 THE BON¨TON STORES, INC. 2801 East Market Street York, Pennsylvania 17402 (717) 757-7660 www.bonton.com Incorporated in Pennsylva |
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| April 15, 2015 |
SUBSIDIARIES OF THE REGISTRANT QuickLinks - Click here to rapidly navigate through this document EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Organization Trade names Bonstores Realty One, LLC Delaware Bonstores Realty Two, LLC Delaware Bon-Ton Distribution, LLC Illinois Carson's Carson Pirie Scott II, Inc. |
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| March 16, 2015 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend EX-99.1 2 a51058928-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-March 13, 2015-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable May 4, 2015 to shareholders of record as of April |
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| March 16, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 12, 2015 |
The Bon-Ton Stores, Inc. Announces Fourth Quarter and Fiscal 2014 Results Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Fourth Quarter and Fiscal 2014 Results YORK, Pa.-(BUSINESS WIRE)-March 12, 2015-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for its fiscal fourth quarter and full year ended January 31, 2015. Fourth Quarter Results Comparable store sales increased 4.3% in the fourth quarter compared with the prior year period. Adjusted EBI |
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| March 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissio |
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| February 17, 2015 |
EX-99.1 2 d871736dex991.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $.01 par value, of The Bon-Ton Stores, Inc., a Pennsylvania corp |
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| February 17, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / DW Partners, LP - SC 13G Passive Investment SC 13G 1 d871736dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 09776J101 (CUSIP Number) December 31, |
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| February 13, 2015 |
BONT / Bon-Ton Stores, Inc. (THE) / BERYLSON CAPITAL PARTNERS, LLC Passive Investment SC 13G/A 1 abonton-13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 09776J101 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| February 11, 2015 |
SC 13G/A 1 p15-0384sc13ga.htm THE BON-TON STORES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of |
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| January 20, 2015 |
Exhibit 99.1 The Bon-Ton Stores, Inc. Provides Fourth Quarter Update ~Company Reports a 5.3% Comparable Store Increase in Holiday Sales~ ~Company Lowers Full-Year Guidance~ YORK, Pa.-(BUSINESS WIRE)-January 20, 2015-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced that its comparable store sales for the nine-week holiday period ended January 3, 2015 increased 5.3%. Total sales for the combin |
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| January 20, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 20, 2015 |
The Bon-Ton Stores, Inc. Announces the 2015 Retirement of Keith E. Plowman, Chief Financial Officer EX-99.1 3 a51022369ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces the 2015 Retirement of Keith E. Plowman, Chief Financial Officer YORK, Pa.-(BUSINESS WIRE)-January 20, 2015-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced that Keith E. Plowman, Executive Vice President and Chief Financial Officer, has informed the Company’s Board of Directors (the “Board”) that he pl |
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| January 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2015 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 20, 2015 |
SEPARATION AGREEMENT AND GENERAL RELEASE EX-10.1 2 a51022369ex101.htm EXHIBIT 10.1 EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement”) is made and entered into this 16th day of January, 2015 by and between The Bon-Ton Stores, Inc. (“Bon-Ton” or “Company”) and Keith E. Plowman (“Executive”). WHEREAS, Executive wishes to retire from his position with the Company effective August |
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| December 10, 2014 |
AMENDMENT NO. 2 TO THE BON-TON STORES, INC. CASH BONUS PLAN EX-10.2 3 a14-214651ex10d2.htm EX-10.2 EXHIBIT 10.2 AMENDMENT NO. 2 TO THE BON-TON STORES, INC. CASH BONUS PLAN WHEREAS, The Bon-Ton Stores, Inc. (the “Company”) maintains The Bon-Ton Stores, Inc. Cash Bonus Plan (the “Plan”) pursuant to which certain eligible executives may earn bonuses that are linked to the performance of the Company; and WHEREAS, the Human Resources and Compensation Committee |
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| December 10, 2014 |
AMENDMENT NO. 1 TO THE BON-TON STORES, INC. AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE PLAN EX-10.1 2 a14-214651ex10d1.htm EX-10.1 EXHIBIT 10.1 AMENDMENT NO. 1 TO THE BON-TON STORES, INC. AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE PLAN WHEREAS, The Bon-Ton Stores, Inc. (the “Company”) maintains The Bon-Ton Stores, Inc. Amended and Restated 2009 Omnibus Incentive Plan (the “Plan”) pursuant to which eligible employees may be granted equity based awards and options, some of which may be li |
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| December 10, 2014 |
10-Q 1 a14-21465110q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended November 1, 2014 Commission File Number 0-19517 THE BON-TON STORES, INC. 2801 East Market Street York, Pennsylvania 17402 (717) 757-7660 Incorporated in Pennsylvania IRS No. 23-283 |
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| November 20, 2014 |
The Bon-Ton Stores, Inc. Announces Third Quarter Fiscal 2014 Results Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Third Quarter Fiscal 2014 Results YORK, Pa.-(BUSINESS WIRE)-November 20, 2014-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for the third quarter of fiscal 2014, the 13-week period ended November 1, 2014. Comparable store sales decreased 0.8% compared with the prior year period. Adjusted EBITDA was $28.4 million in the third |
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| November 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 19, 2014 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-November 18, 2014-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable February 2, 2015 to shareholders of record as of January 16, 2015. The Bon-Ton Stores, In |
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| November 19, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction Of Incorporation) (Comm |
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| October 1, 2014 |
The Bon-Ton Stores, Inc. Appoints a New Member to Its Board of Directors EX-99.1 2 a50953900-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Appoints a New Member to Its Board of Directors YORK, Pa.-(BUSINESS WIRE)-October 1, 2014-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced its Board of Directors has unanimously elected Beth Grumbacher to its Board, effective October 1, 2014, expanding its Board membership to ten. Ms. Grumbacher, 43, has been em |
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| September 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended August 2, 2014 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| September 9, 2014 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend EX-99.1 2 a50939303-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-September 9, 2014-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable November 3, 2014 to shareholders of record as |
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| September 9, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2014 THE BON-TON STORES, INC. |
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| August 21, 2014 |
EX-99.1 2 a50928173-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Second Quarter Fiscal 2014 Results ~ Comparable Stores Sales Increased 1.6% ~ YORK, Pa.-(BUSINESS WIRE)-August 21, 2014-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for the second quarter of fiscal 2014 ended August 2, 2014. Comparable store sales in the second quarter of fiscal 20 |
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| August 21, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50928173.htm THE BON-TON STORES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State |
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| July 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2014 THE BON-TON STORES, INC. |
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| July 31, 2014 |
EX-10.1 2 a14-181341ex10d1.htm EX-10.1 EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), dated as of the 28th day of July, 2014 and effective as of August 25, 2014 (the “Effective Date”), is by and between THE BON-TON STORES, INC., a Pennsylvania corporation (the “Company”), and KATHRYN BUFANO (“Executive”). W I T N E S S E T H: WHEREAS, the Company desires to employ Execu |
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| July 31, 2014 |
THE BON-TON STORES, INC. NAMES KATHRYN BUFANO PRESIDENT AND CHIEF EXECUTIVE OFFICER EX-99.1 5 a14-181341ex99d1.htm EX-99.1 EXHIBIT 99.1 THE BON-TON STORES, INC. NAMES KATHRYN BUFANO PRESIDENT AND CHIEF EXECUTIVE OFFICER York, PA, July 31, 2014 — The Bon-Ton Stores, Inc. (NASDAQ: BONT) today announced the appointment of Kathryn Bufano to the position of President and Chief Executive Officer of the Company, effective August 25, 2014. She will also be elected to the Board of Directo |
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| July 31, 2014 |
FORM OF THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT - PERFORMANCE SHARES EX-10.3 4 a14-181341ex10d3.htm EX-10.3 Exhibit 10.3 FORM OF THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT - PERFORMANCE SHARES This Restricted Stock Agreement — Performance Shares dated as of August 25, 2014 (“Agreement”), is between The Bon-Ton Stores, Inc. (the “Company”) and Kathryn Bufano (the “Grantee”). 1. Definitions. As used herein: (a) “Committee” means the Human Resources and Compe |
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| July 31, 2014 |
FORM OF THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT EX-10.2 3 a14-181341ex10d2.htm EX-10.2 Exhibit 10.2 FORM OF THE BON-TON STORES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement dated as of August 25, 2014 (“Agreement”), is between The Bon-Ton Stores, Inc. (the “Company”) and Kathryn Bufano (“Grantee”). 1. Definitions. As used herein: (a) “Committee” means the Human Resources and Compensation Committee of the Board of Directors of |
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| July 30, 2014 |
The Bon-Ton Stores, Inc. Appoints a New Member to Its Board of Directors Exhibit 99.1 The Bon-Ton Stores, Inc. Appoints a New Member to Its Board of Directors YORK, Pa.-(BUSINESS WIRE)-July 30, 2014-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today announced its Board of Directors has unanimously elected Daniel T. Motulsky to its Board, effective August 1, 2014. Mr. Motulsky, 52, was a Managing Director and Global Head of Consumer & Retail of Lazard from 2000 to June 2014, |
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| July 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2014 THE BON-TON STORES, INC. |
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| July 25, 2014 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to R |
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| July 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2014 THE BON-TON STORES, INC. |
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| July 17, 2014 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.1 2 a14-164962ex10d1.htm EX-10.1 EXHIBIT 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This AMENDMENT TO EMPLOYMENT AGREEMENT (“Amendment”), effective as of July 16, 2014 (the “Amendment Effective Date”), is by and between THE BON-TON STORES, INC., a Pennsylvania corporation (the “Company”), and BRENDAN L. HOFFMAN (“Executive”). W I T N E S S E T H: WHEREAS, the Company and Executive previously ent |
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| June 24, 2014 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 Commission File Number 000-19517 Title of Plan THE BON-TON STORES, INC. |
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| June 18, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction (Commission File (IRS Employ |
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| June 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter ended May 3, 2014 Commission File Number 0-19517 THE BON-TON STORES, INC. |
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| June 2, 2014 |
Exhibit 1.02 CONFLICT MINERALS REPORT This Conflict Minerals Report for The Bon-Ton Stores, Inc. is filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1, 2013 to December 31, 2013. The Rule was adopted by the SEC to implement reporting and disclosure requirements |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report The Bon-Ton Stores, Inc. (Exact name of registrant as specified in charter) Pennsylvania 0-19517 23-2835229 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 2801 E. Market Street 17402 (Address of Principal Executive Offices) (Zip Code) J. Gregory Yawman |
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| May 22, 2014 |
EX-99.1 2 a50871141-ex991.htm EXHIBIT 99.1 Exhibit 99.1 The Bon-Ton Stores, Inc. Announces First Quarter Fiscal 2014 Results ~ Fiscal 2014 Guidance is Reaffirmed ~ YORK, Pa.-(BUSINESS WIRE)-May 22, 2014-The Bon-Ton Stores, Inc. (NASDAQ:BONT) today reported operating results for the first quarter of fiscal 2014 ended May 3, 2014 and reaffirmed its earnings guidance for fiscal 2014. Total sales and |
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| May 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 21, 2014 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-May 20, 2014-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable August 5, 2014 to shareholders of record as of July 18, 2014. The Bon-Ton Stores, Inc., with c |
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| May 21, 2014 |
Financial Statements and Exhibits, Other Events - THE BON-TON STORES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 15, 2014 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 bont08.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of |
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| May 6, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 16, 2014 |
SUBSIDIARIES OF THE REGISTRANT EX-21 6 a2219264zex-21.htm EX-21 EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Jurisdiction of Organization Tradenames Bonstores Realty One, LLC Delaware Bonstores Realty Two, LLC Delaware Bon-Ton Distribution, LLC Illinois Carson’s Carson Pirie Scott II, Inc. Florida Bon-Ton, Herberger’s, Younkers McRIL, LLC Virginia Bergner’s, Carson’s, Elder-Beerman, Younkers The Bon-Ton Department Store |
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| April 16, 2014 |
EX-4.2(G) 2 a2219264zex-42g.htm EX-4.2(G) EXHIBIT 4.2(g) AMENDMENT TO NOTE GUARANTEE AMENDMENT NO. 2 TO NOTE GUARANTEE (this “Amendment”), dated as of February 2, 2014, by and among the guarantors listed on the signature pages hereto (the “Guarantors”). WHEREAS, The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (the “Company”), and the guarantors party thereto have heretofore execute |
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| April 16, 2014 |
10-K 1 a2219264z10-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended February 1, 2014 Commission File Number 0-19517 2801 East Market Street York, Pennsylvania 17402 (717) 757-7660 www.bonton.com Incorporated in Pennsylvania IRS No. 23-2835229 Se |
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| April 16, 2014 |
EX-4.3(D) 3 a2219264zex-43d.htm EX-4.3(D) EXHIBIT 4.3(d) SECOND SUPPLEMENTAL INDENTURE Second Supplemental Indenture (this “Supplemental Indenture”), dated as of February 2, 2014, among The Bon-Ton Department Stores, Inc., a Pennsylvania corporation (the “Company”), The Bon-Ton Stores, Inc., a Pennsylvania corporation (or its permitted successor) (the “Parent”), The Bon-Ton Giftco, LLC, a Virginia |
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| April 16, 2014 |
EX-10.7 4 a2219264zex-107.htm EX-10.7 EXHIBIT 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is entered into on the date first set forth below by and between THE BON-TON STORES, INC., a Pennsylvania corporation (the “Company”), and LUIS FERNANDEZ (the “Employee”) (collectively referred to as the “Parties”). INTRODUCTION WHEREAS, the Company desires to employ Employee as its Chie |
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| April 16, 2014 |
EX-10.19(B) 5 a2219264zex-1019b.htm EX-10.19(B) EXHIBIT 10.19(b) THIS DOCUMENT HAS BEEN REDACTED AND IS THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST PURSUANT TO RULE 24b-2. REDACTED MATERIAL IS MARKED WITH [***] AND HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. March 14, 2014 H. Todd Dissinger Sr. Vice President & Treasurer The Bon-Ton Stores, Inc. 2801 East Market Stre |
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| March 20, 2014 |
BONT / Bon-Ton Stores, Inc. (THE) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) The Bon-Ton Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 09776J101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to R |
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| March 18, 2014 |
Financial Statements and Exhibits, Other Events - THE BON-TON STORES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2014 THE BON-TON STORES, INC. (Exact name of registrant as specified in its charter) Pennsylvania 0-19517 23-2835229 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 18, 2014 |
The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend Exhibit 99.1 The Bon-Ton Stores, Inc. Announces Quarterly Cash Dividend YORK, Pa.-(BUSINESS WIRE)-March 18, 2014-The Bon-Ton Stores, Inc. (Nasdaq:BONT) today announced the Board of Directors declared a cash dividend of five cents per share on the Class A Common Stock and Common Stock of the Company payable May 5, 2014 to shareholders of record as of April 17, 2014. The Bon-Ton Stores, Inc., with c |
