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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Broadcom Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 6, 2020 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| June 30, 2020 |
BROADCOM INC. 1320 Ridder Park Drive San Jose, California 95131 June 30, 2020 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Geoff Kruczek Re: Broadcom Inc. Registration Statement on Form S-4, SEC File No. 333-239489 Ladies and Gentlemen: In connection with the above-referenced Registration Statement |
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| June 30, 2020 |
CORRESP BROADCOM INC. 1320 Ridder Park Drive San Jose, California 95131 June 30, 2020 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Geoff Kruczek Re: Broadcom Inc. Registration Statement on Form S-4, SEC File No. 333-239489 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, |
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| June 26, 2020 |
EX-4.6 2 d921022dex46.htm EX-4.6 Exhibit 4.6 BROADCOM INC. INDENTURE Dated as of , 20 Wilmington Trust, National Association Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 5 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES |
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| June 26, 2020 |
POSASR Table of Contents As filed with the Securities and Exchange Commission on June 26, 2020 Registration No. |
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| June 26, 2020 |
Form of Letter to DTC Participants Regarding the Exchange Offer EX-99.2 Exhibit 99.2 LETTER TO DTC PARTICIPANTS REGARDING THE OFFER TO EXCHANGE April 2019 Notes: $525,342,000 3.125% Senior Notes due 2021 $692,841,000 3.125% Senior Notes due 2022 $1,044,409,000 3.625% Senior Notes due 2024 $2,500,000,000 4.250% Senior Notes due 2026 $3,000,000,000 4.750% Senior Notes due 2029 May 2020 Notes: $1,000,000,000 2.250% Senior Notes due 2023 $2,250,000,000 3.150% Seni |
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| June 26, 2020 |
Bylaws of Broadcom Technologies Inc. EX-3.5 Exhibit 3.5 BYLAWS OF BROADCOM TECHNOLOGIES INC. (a Delaware corporation) Adopted as of January 17, 2018 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 Section 1. NAME 1 Section 2. PRINCIPAL AND BUSINESS OFFICES 1 Section 3. REGISTERED AGENT AND OFFICE 1 Section 4. PLACE OF KEEPING CORPORATE RECORDS 1 ARTICLE II. STOCKHOLDERS 1 Section 1. ANNUAL MEETING 1 Section 2. SPECIAL MEE |
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| June 26, 2020 |
S-4 Table of Contents As filed with the Securities and Exchange Commission on June 26, 2020 Registration No. |
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| June 26, 2020 |
List of Subsidiaries of Broadcom Inc., Broadcom Corporation and Broadcom Technologies Inc. EX-21 Exhibit 21 Broadcom Inc., Broadcom Corporation and Broadcom Technologies Inc. List of Subsidiaries As of June 12, 2020 Name of Subsidiary Country of Incorporation Avago Technologies Cayman Ltd. Cayman Islands Avago Technologies International Sales Pte. Limited Singapore Avago Technologies Japan, Ltd. Japan Avago Technologies Wireless (U.S.A.) Manufacturing LLC Delaware (U.S.A.) Avago Technol |
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| June 26, 2020 |
Amended and Restated Articles of Incorporation of Broadcom Corporation EX-3.6 Exhibit 3.6 Exhibit A AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BROADCOM CORPORATION ARTICLE I The name of this corporation is Broadcom Corporation. ARTICLE II The purpose of this corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business o |
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| June 26, 2020 |
Form of Letter of Transmittal with Respect to the Exchange Offer EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL To Tender For Exchange $525,342,000 3.125% Senior Notes due 2021 $692,841,000 3.125% Senior Notes due 2022 $1,044,409,000 3.625% Senior Notes due 2024 $2,500,000,000 4.250% Senior Notes due 2026 $3,000,000,000 4.750% Senior Notes due 2029 $2,250,000,000 4.700% Senior Notes due 2025 $2,250,000,000 5.000% Senior Notes due 2030 $1,000,000,000 2.250% Senior N |
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| June 26, 2020 |
Form of Letter to Beneficial Holders Regarding the Exchange Offer EX-99.3 Exhibit 99.3 LETTER TO BENEFICIAL HOLDERS REGARDING THE OFFER TO EXCHANGE April 2019 Notes: $525,342,000 3.125% Senior Notes due 2021 $692,841,000 3.125% Senior Notes due 2022 $1,044,409,000 3.625% Senior Notes due 2024 $2,500,000,000 4.250% Senior Notes due 2026 $3,000,000,000 4.750% Senior Notes due 2029 May 2020 Notes: $1,000,000,000 2.250% Senior Notes due 2023 $2,250,000,000 3.150% Se |
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| June 26, 2020 |
EX-25.1 5 d921022dex251.htm EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, |
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| June 26, 2020 |
EX-25 Exhibit 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of princi |
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| June 26, 2020 |
Certificate of Incorporation of Broadcom Technologies Inc. EX-3.4 Exhibit 3.4 CERTIFICATE OF INCORPORATION OF BROADCOM TECHNOLOGIES INC. FIRST The name of the corporation (the “Corporation”) is Broadcom Technologies Inc. SECOND The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, 19808. The name of its registered agent at such address is The Corporation Serv |
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| January 9, 2018 |
Filed Pursuant to Rule 424(b)(3) Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| January 4, 2018 |
BRCM / Broadcom Corporation ESP CORRESP 1 filename1.htm BROADCOM CORPORATION BROADCOM CAYMAN FINANCE LIMITED c/o Broadcom Limited 1 Yishun Avenue 7 Singapore 768923 January 4, 2018 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Amanda Ravitz Heather Percival Re: Broadcom Corporation and Broadcom Cayman Finance Limited Registration S |
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| January 4, 2018 |
BRCM / Broadcom Corporation ESP CORRESP 1 filename1.htm BROADCOM CORPORATION BROADCOM CAYMAN FINANCE LIMITED c/o Broadcom Limited 1 Yishun Avenue 7 Singapore 768923 January 4, 2018 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Amanda Ravitz Heather Percival Re: Broadcom Corporation and Broadcom Cayman Finance Limited Registration S |
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| December 21, 2017 |
Form of Letter of Transmittal with Respect to the Exchange Offer EX-99.1 12 d475132dex991.htm EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL To Tender For Exchange $2,750,000,000 2.375% Senior Notes due 2020 $3,500,000,000 3.000% Senior Notes due 2022 $2,500,000,000 3.625% Senior Notes due 2024 $4,800,000,000 3.875% Senior Notes due 2027 $750,000,000 2.200% Senior Notes due 2021 $1,000,000,000 2.650% Senior Notes due 2023 $1,000,000,000 3.125% Senior Notes due 2025 |
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| December 21, 2017 |
As filed with the Securities and Exchange Commission on December 21, 2017 Form S-4 Table of Contents As filed with the Securities and Exchange Commission on December 21, 2017 Registration No. |
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| December 21, 2017 |
Consent of Maples and Calder (included in Exhibit 5.3 above) EX-5.3 Exhibit 5.3 Our ref: LJS/705023-000001/53337370v5 Broadcom Cayman Finance Limited Broadcom Corporation c/o Broadcom Limited 1 Yishun Avenue 7 Singapore 768923 21 December 2017 Dear Sirs Broadcom Cayman Finance Limited We have acted as counsel as to Cayman Islands law to Broadcom Cayman Finance Limited (the “Company”), a Cayman Islands exempted limited company, in connection with the issue b |
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| December 21, 2017 |
Exhibit 21 Broadcom Limited, Broadcom Cayman L.P., Broadcom Cayman Finance Limited and Broadcom Corporation List of Subsidiaries As of October 29, 2017 Name of Subsidiary Country of Incorporation Agere Systems LLC Delaware (U.S.A.) AT Luxembourg S.a. r.l. Luxembourg Avago Technologies Cayman Holdings Ltd ? Cayman Islands Avago Technologies Cayman Ltd. Cayman Islands Avago Technologies Finance Pte. |
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| December 21, 2017 |
Form of Letter to Beneficial Holders Regarding the Exchange Offer Exhibit 99.4 LETTER TO BENEFICIAL HOLDERS REGARDING THE OFFER TO EXCHANGE 2.375% SENIOR NOTES DUE 2020 2.200% SENIOR NOTES DUE 2021 3.000% SENIOR NOTES DUE 2022 2.650% SENIOR NOTES DUE 2023 3.625% SENIOR NOTES DUE 2024 3.125% SENIOR NOTES DUE 2025 3.875% SENIOR NOTES DUE 2027 3.500% SENIOR NOTES DUE 2028 FOR 2.375% SENIOR NOTES DUE 2020 2.200% SENIOR NOTES DUE 2021 3.000% SENIOR NOTES DUE 2022 2.6 |
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| December 21, 2017 |
Memorandum and Articles of Association of Broadcom Cayman Finance Limited EX-3.3 Exhibit 3.3 THE COMPANIES LAW (2013 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION OF BROADCOM CAYMAN FINANCE LIMITED (ADOPTED BY SPECIAL RESOLUTION PASSED ON 6 JANUARY 2017) THE COMPANIES LAW (2013 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES MEMORANDUM OF ASSOCIATION OF BROADCOM CAYMAN FINANCE LIMITED (ADOPTED BY SPECIAL RESOL |
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| December 21, 2017 |
Form of Letter to DTC Participants Regarding the Exchange Offer Exhibit 99.3 LETTER TO DTC PARTICIPANTS REGARDING THE OFFER TO EXCHANGE 2.375% SENIOR NOTES DUE 2020 2.200% SENIOR NOTES DUE 2021 3.000% SENIOR NOTES DUE 2022 2.650% SENIOR NOTES DUE 2023 3.625% SENIOR NOTES DUE 2024 3.125% SENIOR NOTES DUE 2025 3.875% SENIOR NOTES DUE 2027 3.500% SENIOR NOTES DUE 2028 FOR 2.375% SENIOR NOTES DUE 2020 2.200% SENIOR NOTES DUE 2021 3.000% SENIOR NOTES DUE 2022 2.650 |
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| December 21, 2017 |
Statement of Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 BROADCOM LIMITED AND BROADCOM CAYMAN L.P. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES Fiscal Year Ended October 29, 2017 October 30, 2016 November 1, 2015 November 2, 2014 November 3, 2013 (in millions, except ratio data) Fixed charges (1): Interest expense $ 430 $ 549 $ 169 $ 96 $ 1 Capitalized interest 23 17 5 2 ? Amortization of debt issuance costs and accretion of debt disco |
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| December 21, 2017 |
Consent of Maples and Calder (included in Exhibit 5.4 above) EX-5.4 Exhibit 5.4 Our ref: LJS/705023-000001/53337813v3 Broadcom Cayman Finance Limited Broadcom Corporation c/o Broadcom Limited 1 Yishun Avenue 7 Singapore 768923 21 December 2017 Dear Sirs Broadcom Cayman L.P. We have acted as counsel as to Cayman Islands law to Broadcom Cayman L.P. (the “Partnership”), a Cayman Islands exempted limited partnership, and to Broadcom Limited, a foreign company i |
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| December 21, 2017 |
Form of Notice of Guaranteed Delivery with Respect to the Exchange Offer Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY For Tender for Exchange $2,750,000,000 2.375% Senior Notes due 2020 $3,500,000,000 3.000% Senior Notes due 2022 $2,500,000,000 3.625% Senior Notes due 2024 $4,800,000,000 3.875% Senior Notes due 2027 $750,000,000 2.200% Senior Notes due 2021 $1,000,000,000 2.650% Senior Notes due 2023 $1,000,000,000 3.125% Senior Notes due 2025 $1,250,000,000 3.500% Senio |
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| December 21, 2017 |
EX-25 11 d475132dex25.htm EX-25 Exhibit 25 File No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in |
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| February 11, 2016 |
As filed with the Securities and Exchange Commission on February 11, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 10, 2016 |
BRCM / Broadcom Corporation / VANGUARD GROUP INC Passive Investment broadcomcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Broadcom Corp Title of Class of Securities: Common Stock CUSIP Number: 111320107 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to design |
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| February 2, 2016 |
EX-4.8 Exhibit 4.8 Broadcom Corporation EIGHTH SUPPLEMENTAL INDENTURE Dated as of January 12, 2016 Wilmington Trust, National Association Trustee Eighth Supplemental Indenture dated as of January 12, 2016 between Broadcom Corporation, a California corporation (the ?Company?), and Wilmington Trust, National Association (the ?Trustee?). RECITALS A. The Company and the Trustee executed and delivered |
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| February 2, 2016 |
Amended and Restated Articles of Incorporation of Broadcom Corporation EX-3.1 2 d114920dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BROADCOM CORPORATION ARTICLE I The name of this corporation is Broadcom Corporation. ARTICLE II The purpose of this corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust co |
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| February 2, 2016 |
EX-99.1 Exhibit 99.1 NOT FOR DISTRIBUTION TO ANY PERSON LOCATED OR RESIDENT IN ANY JURISDICTION WHERE IT IS UNLAWFUL TO DISTRIBUTE THIS ANNOUNCEMENT. THIS ANNOUNCEMENT IS FOR INFORMATION PURPOSES ONLY AND IS NOT AN OFFER TO PURCHASE OR A SOLICITATION OF AN OFFER TO SELL ANY NOTES Broadcom Corporation Announces Results of Notes Tender Offers and Consent Solicitation IRVINE, Calif., February 2, 2016 |
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| February 2, 2016 |
Broadcom 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2016 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 2, 2016 |
Bylaws of Broadcom Corporation EX-3.2 Exhibit 3.2 BYLAWS OF BROADCOM CORPORATION (a California corporation) Adopted as of February 1, 2016 TABLE OF CONTENTS Page ARTICLE I - OFFICES 1 Section 1. Principal Office 1 Section 2. Other Offices 1 ARTICLE II - CORPORATE SEAL 1 Section 3. Corporate Seal. 1 ARTICLE III - SHAREHOLDERS? MEETINGS AND VOTING RIGHTS 1 Section 4. Place of Meetings 1 Section 5. Annual Meeting 1 Section 6. Post |
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| February 2, 2016 |
Broadcom FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2016 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 2, 2016 |
EX-4.7 4 d114996dex47.htm EX-4.7 Exhibit 4.7 Broadcom Corporation SEVENTH SUPPLEMENTAL INDENTURE Dated as of January 12, 2016 Wilmington Trust, National Association Trustee Seventh Supplemental Indenture dated as of January 12, 2016 between Broadcom Corporation, a California corporation (the “Company”), and Wilmington Trust, National Association (the “Trustee”). RECITALS A. The Company and the Tru |
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| February 2, 2016 |
EX-4.5 Exhibit 4.5 Broadcom Corporation FIFTH SUPPLEMENTAL INDENTURE Dated as of January 12, 2016 Wilmington Trust, National Association Trustee Fifth Supplemental Indenture dated as of January 12, 2016 between Broadcom Corporation, a California corporation (the ?Company?), and Wilmington Trust, National Association (the ?Trustee?). RECITALS A. The Company and the Trustee executed and delivered an |
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| February 2, 2016 |
EX-4.6 Exhibit 4.6 Broadcom Corporation SIXTH SUPPLEMENTAL INDENTURE Dated as of January 12, 2016 Wilmington Trust, National Association Trustee Sixth Supplemental Indenture dated as of January 12, 2016 between Broadcom Corporation, a California corporation (the ?Company?), and Wilmington Trust, National Association (the ?Trustee?). RECITALS A. The Company and the Trustee executed and delivered an |
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| February 1, 2016 |
As filed with the Securities and Exchange Commission on February 1, 2016 Registration No. |
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| February 1, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| February 1, 2016 |
S-8 POS 1 d125264ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. 333-132533; 333-172017; 333-179273; 333-179871; 333-186334; 333-193682; 333-201759 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement (No. 333-132533) Form S-8 Registration Statement (No |
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| February 1, 2016 |
POS AM 1 d125056dposam.htm POS AM As filed with the Securities and Exchange Commission on February 1, 2016 Registration No. 333-112997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADCOM CORPORATION (Exact name of registrant as specified in its charter) California 33-0480 |
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| February 1, 2016 |
As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| February 1, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| February 1, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| February 1, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| February 1, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on February 1, 2016 Registration Nos. |
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| January 26, 2016 |
425 Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-6(b) Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| January 26, 2016 |
Broadcom FORM 425 (Prospectus) Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-6 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| January 15, 2016 |
EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Election Deadline for Broadcom Shareholders Election Deadline Set as 5:00 p.m., New York time, on January 25, 2016 SINGAPORE and IRVINE, Calif. ? January 15, 2016 ? In connection with their previously announced business combination transaction, Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) announced t |
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| January 15, 2016 |
EX-99.1 2 d117675dex991.htm EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Election Deadline for Broadcom Shareholders Election Deadline Set as 5:00 p.m., New York time, on January 25, 2016 SINGAPORE and IRVINE, Calif. – January 15, 2016 – In connection with their previously announced business combination transaction, Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporatio |
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| January 15, 2016 |
Financial Statements and Exhibits, Other Events Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2016 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 15, 2016 |
Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-6(b) Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| January 15, 2016 |
Broadcom FORM 8-K (Prospectus) Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2016 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 11, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Avago Technologies Limited Commission File No. |
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| December 11, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| December 7, 2015 |
EX-99.2 3 d42935dex992.htm EX-99.2 Exhibit 99.2 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Scott McGregor to Broadcom Employees Broadcom Colleagues, Today Avago Technologies |
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| December 7, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d42935d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (C |
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| December 7, 2015 |
EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Commencement of Election Period for Broadcom Shareholders Parties Targeting a February 1, 2016 Closing Date SINGAPORE and IRVINE, Calif. ? December 7, 2015 ? In connection with their previously announced business combination transaction, Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) announced today th |
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| December 7, 2015 |
Broadcom FORM 8-K (Prospectus) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 7, 2015 |
EX-99.1 2 d42935dex991.htm EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Commencement of Election Period for Broadcom Shareholders Parties Targeting a February 1, 2016 Closing Date SINGAPORE and IRVINE, Calif. – December 7, 2015 – In connection with their previously announced business combination transaction, Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDA |
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| December 7, 2015 |
EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Commencement of Election Period for Broadcom Shareholders Parties Targeting a February 1, 2016 Closing Date SINGAPORE and IRVINE, Calif. ? December 7, 2015 ? In connection with their previously announced business combination transaction, Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) announced today th |
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| December 7, 2015 |
EX-99.2 Exhibit 99.2 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Scott McGregor to Broadcom Employees Broadcom Colleagues, Today Avago Technologies and Broadcom Corporation a |
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| December 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2015 Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2015 |
Broadcom Shareholders Approve Acquisition by Avago Technologies EX-99.1 2 d63064dex991.htm EX-99.1 Exhibit 99.1 Broadcom Shareholders Approve Acquisition by Avago Technologies IRVINE, Calif. – November 10, 2015 – Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductors for wired and wireless communications, announced today that at a special meeting of Broadcom shareholders held today, its shareholders approved all proposals necessary f |
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| November 12, 2015 |
Broadcom FORM 8-K (Prospectus) 425 1 d63064d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2015 (November 10, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction |
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| November 12, 2015 |
Broadcom Shareholders Approve Acquisition by Avago Technologies EX-99.1 Exhibit 99.1 Broadcom Shareholders Approve Acquisition by Avago Technologies IRVINE, Calif. ? November 10, 2015 ? Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductors for wired and wireless communications, announced today that at a special meeting of Broadcom shareholders held today, its shareholders approved all proposals necessary for its previously announced |
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| November 12, 2015 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 d63064d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2015 (November 10, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction |
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| November 10, 2015 |
EX-99.1 Exhibit 99.1 Shareholders of Avago Technologies Overwhelmingly Approve Merger with Broadcom Avago Provides Transaction Update SINGAPORE ? November 10, 2015 ? Avago Technologies Limited (NASDAQ: AVGO) announced that, at its shareholder meeting held earlier today, its shareholders have voted overwhelmingly to approve their previously announced business combination transaction with Broadcom C |
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| November 10, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2015 Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of incorporation) ( |
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| October 28, 2015 |
Broadcom FORM 8-K (Prospectus) Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 28, 2015 |
Broadcom DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d63388ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl |
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| October 28, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 26, 2015 |
Broadcom Reports Third Quarter 2015 Results Exhibit Broadcom Reports Third Quarter 2015 Results IRVINE, Calif. ? October 26, 2015 ? Third Quarter 2015 Results GAAP Non-GAAP Net revenue $2.19 billion Net income per share $.69 $.77 (including $.03 of other charges) ($.03 better than First Call consensus) Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless communications, today repo |
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| October 26, 2015 |
Broadcom 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 26, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 26, 2015 |
Broadcom 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Co |
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| September 29, 2015 |
425 1 d37792d425.htm 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation The following is a notice that is first being mailed to registered holders of Broadcom Class A common stock on or ab |
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| September 29, 2015 |
Broadcom FILED PURSUANT TO RULE 425 (Prospectus) Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| September 28, 2015 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 11, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 11, 2015 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 11, 2015 |
Broadcom FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2015 Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of incorporation) (Commis |
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| August 11, 2015 |
Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period SINGAPORE and IRVINE, Calif. ? August 11, 2015 ? Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) today announced the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the ?HSR Act?), as amended, has expired with regard to their |
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| August 11, 2015 |
Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period SINGAPORE and IRVINE, Calif. August 11, 2015 Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) today announced the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the HSR Act), as amended, has expired with regard to their |
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| August 11, 2015 |
Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 Avago Technologies and Broadcom Announce Expiration of Hart-Scott-Rodino Waiting Period SINGAPORE and IRVINE, Calif. ? August 11, 2015 ? Avago Technologies Limited (NASDAQ: AVGO) and Broadcom Corporation (NASDAQ: BRCM) today announced the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the ?HSR Act?), as amended, has expired with regard to their |
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| July 31, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2015 (July 29, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification No. |
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| July 31, 2015 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is made and entered into as of July 29, 2015 with respect to that certain Agreement and Plan of Merger, dated as of May 28, 2015 (the ?Merger Agreement?), by and among Broadcom Corporation, a California corporation (?Broadcom?), Avago Technologies Limited, a li |
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| July 31, 2015 |
8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2015 (July 29, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification No. |
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| July 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2015 Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of incorporation) (Commissi |
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| July 31, 2015 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is made and entered into as of July 29, 2015 with respect to that certain Agreement and Plan of Merger, dated as of May 28, 2015 (the ?Merger Agreement?), by and among Broadcom Corporation, a California corporation (?Broadcom?), Avago Technologies Limited, a li |
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| July 31, 2015 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER EX-2.1 2 d47325dex21.htm EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made and entered into as of July 29, 2015 with respect to that certain Agreement and Plan of Merger, dated as of May 28, 2015 (the “Merger Agreement”), by and among Broadcom Corporation, a California corporation (“Broadcom”), Avago T |
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| July 30, 2015 |
Broadcom 8-K (Current Report/Significant Event) 2015.06.308K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 30, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| July 30, 2015 |
Broadcom Reports Second Quarter 2015 Results 2015.06.308KEX Broadcom Reports Second Quarter 2015 Results IRVINE, Calif. ? July 30, 2015 ? Second Quarter 2015 Results GAAP Non-GAAP Net revenue $2.10 billion Net income per share $.63 $.72 Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless communications, today reported unaudited financial results for its second quarter ended June 3 |
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| July 30, 2015 |
Summary of Amendment to Performance Bonus Plan Exhibit 10.5 Summary of Amendment to Performance Bonus Plan On May 27, 2015, the Compensation Committee of the Board of Directors of Broadcom Corporation (the ?Company?) approved an amendment to the Company?s Performance Bonus Plan to provide that with respect to the annual performance period in effect at the time of the closing of the Transactions (as defined in the Agreement and Plan of Merger b |
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| July 30, 2015 |
Exhibit 10.4 Summary of Amendment to Restricted Stock Unit Incentive Award Program On May 27, 2015, the Compensation Committee of the Board of Directors of Broadcom Corporation (the ?Company?) approved an amendment to the Company?s Restricted Stock Unit Incentive Award Program to provide that (i) any awards of restricted stock units that would otherwise have been granted to Scott A. McGregor, Pres |
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| July 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corporation |
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| June 17, 2015 |
Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| June 8, 2015 |
CORRESP June 8, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cecilia Blye, Office Chief Office of Global Security Risk Re: Broadcom Corporation Form 10-K for the Fiscal Year Ended December 31, 2014 Filed January 29, 2015 File No.: 0-23993 Dear Ms. Blye: Set forth below are Broadcom Corporation?s (the ?Co |
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| June 5, 2015 |
425 Avago Technologies Meeting with Broadcom Employees June 2015 Your Imagination, Our Innovation Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| June 5, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| June 4, 2015 |
Avago to Acquire Broadcom Creates Worlds Leading Diversified Communications Semiconductor Company June 2015 Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| June 4, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| June 1, 2015 |
425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No. |
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| May 29, 2015 |
CONFLICT MINERALS REPORT For the Year Ended December 31, 2014 Conflict Minerals Report Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2014 INTRODUCTION Broadcom Corporation (?we,? ?our? and ?us?) has taken a number of steps to address concerns that minerals illegally mined from troubled regions in the Democratic Republic of the Congo ("DRC") and adjoining countries may be funding armed conflict and contributing to serious human rights |
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| May 29, 2015 |
EX-2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and among PAVONIA LIMITED, AVAGO TECHNOLOGIES LIMITED, SAFARI CAYMAN L.P., AVAGO TECHNOLOGIES CAYMAN HOLDINGS LTD., AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, BUFFALO CS MERGER SUB, INC., BUFFALO UT MERGER SUB, INC. and BROADCOM CORPORATION May 28, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.1 Definitions 3 |
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| May 29, 2015 |
AMENDMENT TO BROADCOM CORPORATION EMPLOYMENT LETTER AGREEMENT Exhibit 99.3 AMENDMENT TO BROADCOM CORPORATION EMPLOYMENT LETTER AGREEMENT THIS AMENDMENT (the ?Amendment?) is made and entered into on , 2015 (the ?Effective Date?), by and between Broadcom Corporation (the ?Company?) and (?Executive?). Unless otherwise defined in this Amendment, capitalized terms used herein shall have the meanings ascribed to such terms in the Agreement (as defined below). RECI |
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| May 29, 2015 |
Exhibit 99.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?), dated as of May 28, 2015, is by and among Pavonia Limited (?Holdco?) and Avago Technologies Limited (?Antelope?), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a ?Shareholder? and collectively, the ?Shareholders?) with respect to matters re |
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| May 29, 2015 |
EX-2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and among PAVONIA LIMITED, AVAGO TECHNOLOGIES LIMITED, SAFARI CAYMAN L.P., AVAGO TECHNOLOGIES CAYMAN HOLDINGS LTD., AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, BUFFALO CS MERGER SUB, INC., BUFFALO UT MERGER SUB, INC. and BROADCOM CORPORATION May 28, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.1 Definitions 3 |
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| May 29, 2015 |
AMENDMENT TO BROADCOM CORPORATION EMPLOYMENT LETTER AGREEMENT EX-99.3 5 d934010dex993.htm EX-99.3 Exhibit 99.3 AMENDMENT TO BROADCOM CORPORATION EMPLOYMENT LETTER AGREEMENT THIS AMENDMENT (the “Amendment”) is made and entered into on , 2015 (the “Effective Date”), by and between Broadcom Corporation (the “Company”) and (“Executive”). Unless otherwise defined in this Amendment, capitalized terms used herein shall have the meanings ascribed to such terms in th |
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| May 29, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2015 (May 28, 2015) Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of i |
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| May 29, 2015 |
Avago Technologies Limited Announces Second Quarter Fiscal Year 2015 Financial Results EX-99.1 Exhibit 99.1 Avago Technologies Limited Announces Second Quarter Fiscal Year 2015 Financial Results ? Quarterly GAAP gross margin of 52 percent; Quarterly non-GAAP gross margin from continuing operations of 61 percent ? Quarterly GAAP diluted EPS of $1.21; Quarterly non-GAAP diluted EPS from continuing operations of $2.13 SAN JOSE, Calif., and SINGAPORE ? May 28, 2015 ? Avago Technologies |
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| May 29, 2015 |
Exhibit 99.2 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of May 28, 2015, is by and among Pavonia Limited (“Holdco”) and Avago Technologies Limited (“Antelope”), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a “Shareholder” and collectively, the “Shareholders”) with respect to matters re |
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| May 29, 2015 |
Exhibit 99.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of May 28, 2015, is by and among Pavonia Limited (“Holdco”) and Avago Technologies Limited (“Antelope”), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a “Shareholder” and collectively, the “Shareholders”) with respect to matters re |
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| May 29, 2015 |
Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| May 29, 2015 |
Your Imagination, Our Innovation EX-99.3 Your Imagination, Our Innovation Avago to Acquire Broadcom Creates World?s Leading Diversified Communications Semiconductor Company Investor Presentation May 28, 2015 Exhibit 99.3 Your Imagination, Our Innovation Cautions Regarding Forward-Looking Statements Forward-Looking Statements Page 1 This communication contains forward-looking statements (including within the meaning of Section 21E |
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| May 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 (May 28, 2015) Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisd |
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| May 29, 2015 |
EX-99.2 4 d934010dex992.htm EX-99.2 Exhibit 99.2 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of May 28, 2015, is by and among Pavonia Limited (“Holdco”) and Avago Technologies Limited (“Antelope”), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a “Shareholder” and collectively, the “Share |
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| May 29, 2015 |
Avago Technologies to Acquire Broadcom for $37 Billion EX-99.2 Exhibit 99.2 Avago Technologies to Acquire Broadcom for $37 Billion ? Creates the world?s leading diversified communications semiconductor company ? Transaction consideration of $17 billion in cash and equity valued at approximately $20 billion as of May 27, 2015 ? $750 million of projected annual cost synergies expected to be achieved within 18 months ? Immediately accretive to non-GAAP E |
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| May 29, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 29, 2015 (May 28, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 29, 2015 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Corporation (Exact name of registrant as specified in its charter) California 000-23993 33-0480482 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 5300 California Avenue Irvine, CA 92617 (Address of |
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| May 29, 2015 |
EX-2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and among PAVONIA LIMITED, AVAGO TECHNOLOGIES LIMITED, SAFARI CAYMAN L.P., AVAGO TECHNOLOGIES CAYMAN HOLDINGS LTD., AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, BUFFALO CS MERGER SUB, INC., BUFFALO UT MERGER SUB, INC. and BROADCOM CORPORATION May 28, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.1 Definitions 3 |
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| May 29, 2015 |
8-K 1 d934010d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 29, 2015 (May 28, 2015) BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incor |
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| May 29, 2015 |
EX-99.1 3 d934010dex991.htm EX-99.1 Exhibit 99.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of May 28, 2015, is by and among Pavonia Limited (“Holdco”) and Avago Technologies Limited (“Antelope”), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a “Shareholder” and collectively, the “Share |
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| May 29, 2015 |
Exhibit 99.2 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of May 28, 2015, is by and among Pavonia Limited (“Holdco”) and Avago Technologies Limited (“Antelope”), each a limited company organized under the laws of the Republic of Singapore, and the persons set forth on Schedule A hereto (each, a “Shareholder” and collectively, the “Shareholders”) with respect to matters re |
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| May 28, 2015 |
FILED PURSUANT TO RULE 425 UNDER THE EX-99.2 Exhibit 99.2 FILED PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND DEEMED FILED UNDER RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED FILER: BROADCOM CORPORATION COMMISSION FILE NO.: 000-23993 SUBJECT COMPANY: BROADCOM CORPORATION AVAGO TO ACQUIRE BROADCOM SUPPLEMENTAL MATERIAL May 28, 2015 ? 2015 Broadcom Corporation. All rights reserved. CAUTIONAR |
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| May 28, 2015 |
EX-99.3 Exhibit 99.3 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation BROADCOM AND AVAGO ANNOUNCEMENT CEO All Hands May 28, 2015 Broadcom Proprietary and Confidential. © 2015 Broadcom Corpor |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.4 Exhibit 99.4 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom and Avago Employee FAQ COMPANY QUESTIONS: Q1: Why would Broadcom consider this transaction? Was the company for |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.7 Exhibit 99.7 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom Sample Customer and Partner Letter ? Version 2 May 28, 2015 To Our Valued Customers and Partners: We are please |
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| May 28, 2015 |
EX-99.3 Exhibit 99.3 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation BROADCOM AND AVAGO ANNOUNCEMENT CEO All Hands May 28, 2015 Broadcom Proprietary and Confidential. ? 2015 Broadcom Corpor |
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| May 28, 2015 |
425 Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.2 Exhibit 99.2 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Henry Samueli to Broadcom Employees All, By now you?ve heard the news that Broadcom has entered into an agree |
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| May 28, 2015 |
EX-99.5 Exhibit 99.5 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom and Avago Investor Q&A May 28, 2015 Why is Avago entering into an agreement to acquire Broadcom? Bottom line - |
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| May 28, 2015 |
425 Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| May 28, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Scott McGregor to Broadcom Employees Broadcom Colleagues, Today marks the next chapter in Broadcom?s incredib |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Scott McGregor to Broadcom Employees Broadcom Colleagues, Today marks the next chapter in Broadcom?s incredib |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.6 Exhibit 99.6 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Raw Transcript 28-May-2015 Avago Technologies Ltd. (AVGO) Acquisition of Broadcom Corp by Avago Technologies Ltd Call To |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.8 Exhibit 99.8 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Your Imagination, Our Innovation Avago to Acquire Broadcom Creates World?s Leading Diversified Communications Semiconduc |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.4 Exhibit 99.4 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom and Avago Employee FAQ COMPANY QUESTIONS: Q1: Why would Broadcom consider this transaction? Was the company for |
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| May 28, 2015 |
Broadcom FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 28, 2015 |
Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| May 28, 2015 |
425 Filed by Avago Technologies Limited Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Of the Securities Exchange Act of 1934, as amended Subject Company: Broadcom Corporation Commission File No. |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.2 Exhibit 99.2 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Email from Henry Samueli to Broadcom Employees All, By now you?ve heard the news that Broadcom has entered into an agree |
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| May 28, 2015 |
Broadcom FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2015 (May 28, 2015) Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdiction of incorporat |
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| May 28, 2015 |
Avago Technologies Limited Announces Second Quarter Fiscal Year 2015 Financial Results EX-99.1 Exhibit 99.1 Avago Technologies Limited Announces Second Quarter Fiscal Year 2015 Financial Results ? Quarterly GAAP gross margin of 52 percent; Quarterly non-GAAP gross margin from continuing operations of 61 percent ? Quarterly GAAP diluted EPS of $1.21; Quarterly non-GAAP diluted EPS from continuing operations of $2.13 SAN JOSE, Calif., and SINGAPORE ? May 28, 2015 ? Avago Technologies |
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| May 28, 2015 |
Avago Technologies to Acquire Broadcom for $37 Billion EX-99.1 Exhibit 99.1 Avago Technologies to Acquire Broadcom for $37 Billion ? Creates the world?s leading diversified communications semiconductor company ? Transaction consideration of $17 billion in cash and equity valued at approximately $20 billion as of May 27, 2015 ? $750 million of projected annual cost synergies expected to be achieved within 18 months ? Immediately accretive to non-GAAP E |
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| May 28, 2015 |
Avago Technologies to Acquire Broadcom for $37 Billion EX-99.2 Exhibit 99.2 Avago Technologies to Acquire Broadcom for $37 Billion ? Creates the world?s leading diversified communications semiconductor company ? Transaction consideration of $17 billion in cash and equity valued at approximately $20 billion as of May 27, 2015 ? $750 million of projected annual cost synergies expected to be achieved within 18 months ? Immediately accretive to non-GAAP E |
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| May 28, 2015 |
Your Imagination, Our Innovation EX-99.3 4 d934860dex993.htm EX-99.3 Your Imagination, Our Innovation Avago to Acquire Broadcom Creates World’s Leading Diversified Communications Semiconductor Company Investor Presentation May 28, 2015 Exhibit 99.3 Your Imagination, Our Innovation Cautions Regarding Forward-Looking Statements Forward-Looking Statements Page 1 This communication contains forward-looking statements (including withi |
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| May 28, 2015 |
Avago Technologies to Acquire Broadcom for $37 Billion EX-99.1 Exhibit 99.1 Avago Technologies to Acquire Broadcom for $37 Billion ? Creates the world?s leading diversified communications semiconductor company ? Transaction consideration of $17 billion in cash and equity valued at approximately $20 billion as of May 27, 2015 ? $750 million of projected annual cost synergies expected to be achieved within 18 months ? Immediately accretive to non-GAAP E |
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| May 28, 2015 |
FILED PURSUANT TO RULE 425 UNDER THE EX-99.2 3 d933281dex992.htm EX-99.2 Exhibit 99.2 FILED PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND DEEMED FILED UNDER RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED FILER: BROADCOM CORPORATION COMMISSION FILE NO.: 000-23993 SUBJECT COMPANY: BROADCOM CORPORATION AVAGO TO ACQUIRE BROADCOM SUPPLEMENTAL MATERIAL May 28, 2015 © 2015 Broadcom Corporation. Al |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.7 Exhibit 99.7 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom Sample Customer and Partner Letter ? Version 2 May 28, 2015 To Our Valued Customers and Partners: We are please |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.6 Exhibit 99.6 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Raw Transcript 28-May-2015 Avago Technologies Ltd. (AVGO) Acquisition of Broadcom Corp by Avago Technologies Ltd Call To |
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| May 28, 2015 |
EX-99.5 Exhibit 99.5 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Broadcom and Avago Investor Q&A May 28, 2015 Why is Avago entering into an agreement to acquire Broadcom? Bottom line - |
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| May 28, 2015 |
Filed pursuant to Rule 425 under the EX-99.8 Exhibit 99.8 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: Broadcom Corporation Commission File No.: 000-23993 Subject Company: Broadcom Corporation Your Imagination, Our Innovation Avago to Acquire Broadcom Creates World?s Leading Diversified Communications Semiconduc |
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| May 28, 2015 |
Broadcom 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 28, 2015 |
Broadcom FORM 8-K (Prospectus) Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 14, 2015 |
Broadcom 8-K (Current Report/Significant Event) 2015-05-128-KAMS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 21, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corporation |
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| April 21, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a201503318k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 21, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 21, 2015 |
Broadcom Reports First Quarter 2015 Results EX-99 2 a201503318kex.htm EXHIBIT 99 Broadcom Reports First Quarter 2015 Results IRVINE, Calif. – April 21, 2015 – First Quarter 2015 Results GAAP Non-GAAP Net revenue $2.06 billion Net income per share $.34 $.64 (including $.23 of impairment charges) ($.04 better than First Call consensus) Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wir |
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| March 27, 2015 |
Broadcom DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Definitive Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| March 27, 2015 |
DEF 14A Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Definitive Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| February 17, 2015 |
BRCM / Broadcom Corporation / Clearbridge Investments, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Broadcom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 111320107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 17, 2015 |
This Joint Filing Agreement confirms the agreement by and among the undersigned that the Schedule 13G is filed on behalf of each member of the group identified in Item 8. |
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| February 11, 2015 |
BRCM / Broadcom Corporation / VANGUARD GROUP INC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Broadcom Corp Title of Class of Securities: Common Stock CUSIP Number: 111320107 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X) Ru |
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| January 30, 2015 |
BRCM / Broadcom Corporation S-8 - - FORM S-8 S-8 1 d857308ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on January 29, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 BROADCOM CORPORATION (Exact name of registrant as specified in its charter) California 33-0480482 (State or other jurisdiction of incorpor |
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| January 29, 2015 |
Broadcom Reports Fourth Quarter and Full Year 2014 Results Broadcom Reports Fourth Quarter and Full Year 2014 Results IRVINE, Calif. – January 29, 2015 – - Record 2014 Net Revenue: $8.43 billion - Fourth Quarter 2014 Results GAAP Non-GAAP (including SBC) Non-GAAP (excluding SBC) Net revenue $2.14 billion Net income per share $.64 $.76 $.90 (including $0.14 of stock-based compensation) ($0.03 better than First Call consensus) Broadcom Corporation (NASDAQ: |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS 1 d857316ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. 333-114405; 333-117866; 333-127775; 333-142526; 333-148971; 333-157089; 333-164685 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No. 333-114405 Form S-8 Registration Statement No. 3 |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. |
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| January 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2015 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 29, 2015 |
Exhibit 10.48 NINTH AMENDMENT TO LEASE I. PARTIES AND DATE. This Ninth Amendment to Lease (the "Amendment") dated as of May 22, 2014, is by and between THE IRVINE COMPANY LLC, a Delaware limited liability company (“Landlord”), and BROADCOM CORPORATION, a California corporation (“Tenant”). II. RECITALS. On October 31, 2007, Landlord and Tenant entered into a lease (the “Original Lease”), which Leas |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS 1 d857316ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. 333-114405; 333-117866; 333-127775; 333-142526; 333-148971; 333-157089; 333-164685 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No. 333-114405 Form S-8 Registration Statement No. 3 |
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| January 29, 2015 |
EXHIBIT 21.1 SUBSIDIARIES OF BROADCOM CORPORATION Name of Entity State or Other Jurisdiction of Incorporation or Organization Broadcom International Limited Cayman Islands Broadcom Singapore Pte Ltd. Singapore Broadcom Cayman Limited Cayman Islands Broadcom Bermuda LP Bermuda NetLogic I LLC (formerly known as NetLogic Microsystems, Inc.) Delaware ServerWorks Corporation Delaware ServerWorks Intern |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. |
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| January 29, 2015 |
Exhibit 10.41 SIXTH AMENDMENT TO LEASE I. PARTIES AND DATE. This Sixth Amendment to Lease (the "Amendment") dated as of May 22, 2014, is by and between THE IRVINE COMPANY LLC, a Delaware limited liability company (“Landlord”), and BROADCOM CORPORATION, a California corporation (“Tenant”). II. RECITALS. On December 29, 2004, Landlord and Tenant entered into a lease (the “Original Lease”), which Lea |
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| January 29, 2015 |
Broadcom Corporation 2012 Stock Incentive Plan Exhibit 10.20 BROADCOM CORPORATION 2012 STOCK INCENTIVE PLAN (amended and restated January 28, 2015) ARTICLE ONE GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2012 Stock Incentive Plan, adopted by the Broadcom Corporation Board of Directors on February 16, 2012 was approved by the Corporation?s shareholders at the annual meeting of shareholders on May 15, 2012. The Plan was amended and restated b |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. |
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| January 29, 2015 |
BRCM / Broadcom Corporation S-8 POS - - S-8 POS S-8 POS 1 d857316ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 29, 2015 Registration Nos. 333-114405; 333-117866; 333-127775; 333-142526; 333-148971; 333-157089; 333-164685 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No. 333-114405 Form S-8 Registration Statement No. 3 |
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| January 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corpo |
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| December 9, 2014 |
AMENDED AND RESTATED BYLAWS BROADCOM CORPORATION As Amended through December 4, 2014 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF BROADCOM CORPORATION As Amended through December 4, 2014 1 TABLE OF CONTENTS ARTICLE I. CORPORATE OFFICES 1 1.1 PRINCIPAL OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II. MEETINGS OF SHAREHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETINGS 1 2.4 NOTICE OF SHAREHOLDERS MEETINGS 2 2.5 MANNER OF GIVING NOTICE; AFFIDAVIT OF NOTICE 3 2.6 ADVANC |
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| December 9, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 4, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 9, 2014 |
Broadcom Corporation Incentive Compensation Repayment Policy November 19, 2014 Exhibit 10.1 Broadcom Corporation Incentive Compensation Repayment Policy November 19, 2014 This policy (the “Policy”) applies in the event of a restatement of the financial statements of Broadcom Corporation (the “Company”) under certain circumstances. In the event of such a restatement, the Compensation Committee, or any authorized committee of the Board, of the Company’s Board of Directors (the |
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| December 9, 2014 |
Broadcom Corporation Incentive Compensation Repayment Policy Acknowledgement Exhibit 10.2 Broadcom Corporation Incentive Compensation Repayment Policy Acknowledgement On November 19, 2014 (the “Effective Date”) Broadcom Corporation (the “Company”) adopted the Broadcom Incentive Compensation Repayment Policy (as it may be amended from time to time, the “Policy”). The Policy is attached hereto. I agree that the cash and equity incentive compensation I am awarded on the basis |
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| October 21, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a201409308k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 21, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 21, 2014 |
APPENDIX I - ADDITIONAL TERMS AND CONDITIONS Exhibit 10.3 Exhibit 10.2 August 20, 2014 Nancy Phillips By EMail Dear Nancy, It is my pleasure to present you with this offer of employment to join Broadcom Corporation (“Broadcom” or the “company”) in the position of Executive Vice President Human Resources. In such position, you will report directly to Broadcom’s President and Chief Executive Officer. The specifics of our offer follow below. Ce |
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| October 21, 2014 |
Exhibit 10.2 November 18, 2013 Cindy Fiorillo Senior Vice President, Finance Broadcom Corporation 5300 California Avenue Irvine, California 92617 Dear Cindy: Broadcom Corporation considers it essential to its best interests and those of its shareholders that you be encouraged to remain with the company and continue to devote your full attention to Broadcom’s business, notwithstanding the possibili |
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| October 21, 2014 |
Broadcom Reports Third Quarter 2014 Results - Record Quarterly Revenue - Broadcom Reports Third Quarter 2014 Results - Record Quarterly Revenue - IRVINE, Calif. |
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| October 21, 2014 |
BROADCOM CORPORATION PERFORMANCE BONUS PLAN (as amended and restated October 19, 2014) Exhibit 10.4 BROADCOM CORPORATION PERFORMANCE BONUS PLAN (as amended and restated October 19, 2014) I. PURPOSES OF THE PLAN A. The Broadcom Corporation Performance Bonus Plan (the “Plan”) is intended to promote the interests of Broadcom Corporation (the “Company”) and its shareholders by establishing a compensation program to provide key employees with incentive awards tied to the achievement of g |
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| October 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corpora |
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| August 21, 2014 |
424B5 Table of Contents EXPLANATORY NOTE: This filing is made solely to supplement the Calculation of Registration Fee table. |
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| July 31, 2014 |
SECOND AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 d769639dex101.htm EX-10.1 Exhibit 10.1 EXECUTION COPY SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of July 31, 2014 (this “Amendment”), is among BROADCOM CORPORATION, a California corporation (the “Borrower”), the Lenders party hereto and BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer. W I T N E S S E T H: WHER |
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| July 31, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2014 Broadcom Corporation (Exact name of registrant as specified in its charter) California 000-23993 33-0480482 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| July 29, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 29, 2014 |
EX-4.1 3 d765267dex41.htm EX-4.1 Exhibit 4.1 EXECUTION VERSION Broadcom Corporation FOURTH SUPPLEMENTAL INDENTURE Dated as of July 29, 2014 Wilmington Trust, National Association Trustee Fourth Supplemental Indenture dated as of July 29, 2014 between Broadcom Corporation, a California corporation (the “Company”) and Wilmington Trust, National Association (“Trustee”). RECITALS A. The Company and th |
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| July 29, 2014 |
EX-1.1 Exhibit 1.1 Execution Version BROADCOM CORPORATION 3.500% Senior Notes due 2024 4.500% Senior Notes due 2034 UNDERWRITING AGREEMENT July 24, 2014 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Underwriting Agreement July 24, 2014 J.P. MORGAN SECURITIES LLC MORGAN STANLEY & CO. LLC As Representatives of the several Underwriters c/o J.P. MORGAN SECURITIES LLC 383 Madison Avenue New York, |
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| July 28, 2014 |
$600,000,000 Broadcom Corporation 3.500% Senior Notes due 2024 4.500% Senior Notes due 2034 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-197597 PROSPECTUS SUPPLEMENT (To Prospectus dated July 24, 2014) $600,000,000 Broadcom Corporation 3.500% Senior Notes due 2024 4.500% Senior Notes due 2034 We are offering $350 million aggregate principal amount of our 3.500% Senior Notes due 2024 (the “2024 notes”) and $250 million aggregate principal amount of our 4.500% Se |
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| July 24, 2014 |
EX-12.1 Exhibit 12.1 BROADCOM CORPORATION RATIO OF EARNINGS TO FIXED CHARGES Six Months Ended June 30, Year Ended December 31, 2014 2013(1) 2013 2012 2011 2010 2009 (In millions) Earnings: Income (loss) before income taxes $ 169 $ (61 ) $ 445 $ 656 $ 956 $ 1,098 $ 72 Plus: Fixed Charges 40 41 81 72 52 28 25 Total income (loss) before income taxes and fixed charges $ 209 $ (20 ) $ 526 $ 728 $ 1,008 |
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| July 24, 2014 |
Financial Statements and Exhibits, Other Events 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 24, 2014 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED JULY 24, 2014 424B5 1 d760008d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-197597 The information in this preliminary prospectus supplement and accompanying base prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying base prospectus are not an offer to sell these securities, and we are not soliciting an offer to buy t |
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| July 24, 2014 |
FWP Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement No. 333-197597 BROADCOM CORPORATION 3.500% Senior Notes due 2024 4.500% Senior Notes due 2034 Pricing Term Sheet, dated July 24, 2014 This pricing term sheet supplements and should be read together with the preliminary prospectus supplement, dated July 24, 2014, relating to these securities. Issuer: Broadcom Corporation |
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| July 24, 2014 |
Broadcom Corporation to Offer Senior Notes EX-99.1 Exhibit 99.1 Broadcom Corporation to Offer Senior Notes IRVINE, Calif. – July 24, 2014 – Broadcom Corporation (NASDAQ: BRCM) today announced its intention to offer, subject to market and other conditions, two tranches of Senior Notes due 2024 and 2044 under an effective shelf registration statement on Form S-3, on file with the Securities and Exchange Commission. Broadcom expects to use th |
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| July 24, 2014 |
EX-25.1 Exhibit 25.1 File No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-148645 |
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| July 24, 2014 |
BRCM / Broadcom Corporation S-3ASR - - S-3ASR S-3ASR Table of Contents As filed with the Securities and Exchange Commission on July 24, 2014 Registration No. |
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| July 23, 2014 |
8-K 1 htm50191.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2014 Broadcom Corporation (Exact name of registrant as specified in its charter) California 000-23993 33-0480482 (State or other jurisdiction ( |
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| July 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corporation |
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| July 22, 2014 |
Broadcom Reports Second Quarter 2014 Results Broadcom Reports Second Quarter 2014 Results IRVINE, Calif. – July 22, 2014 – Second Quarter 2014 Results GAAP Non-GAAP Total net revenue $2.04 billion Net income (loss) per share $(.00) $.65 (including $.40 of impairment and other charges, primarily related to our cellular baseband business) ($.04 better than First Call consensus) Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in |
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| July 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 22, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 2, 2014 |
CONFLICT MINERALS REPORT For the Year Ended December 31, 2013 EX-1.02 Exhibit 1.02 CONFLICT MINERALS REPORT For the Year Ended December 31, 2013 We have made statements in this conflict minerals report that may constitute forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of tin, tantalum, tungsten and gold included in our pr |
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| June 2, 2014 |
Financial Statements and Exhibits, Material Impairments, Other Events - LIVE FILING Broadcom Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 2, 2014 |
EX-99.1 Broadcom to Explore Strategic Alternatives for Cellular Baseband Business Company Accelerates Key Initiatives in Broadband, Infrastructure and Connectivity Markets Conference Call Webcasted at 6:00 a.m. PT / 9:00 a.m. ET www.broadcom.com/investors Irvine, Calif., June 2, 2014 — Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless |
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| June 2, 2014 |
FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Corporation (Exact name of registrant as specified in its charter) California 000-23993 33-0480482 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 5300 California Avenue Irvine, CA 92617 (Address of |
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| May 19, 2014 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 13, 2014 Broadcom Corporation (Exact name of registrant as specified in its charter) California 000-23993 33-0480482 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| April 28, 2014 |
DEFA14A 1 d716509ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Definitive Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Addi |
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| April 24, 2014 |
Form of Award Letter under the Broadcom Corporation Restricted Stock Units Incentive Award Program. Exhibit 10.3 [date] VIA EMAIL AND U.S. MAIL [Name] [Company] [Address] [email] Re: Restricted Stock Units Incentive Award Program ? 2014 Participation Letter Dear [Name], Broadcom (the ?Company?) is pleased to inform you that you have been selected to participate in the Company?s restricted stock unit incentive award program (the ?Program?). The Program is intended to deliver significant capital a |
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| April 24, 2014 |
Broadcom Corporation Amended and Restated Restricted Stock Units Incentive Award Program. Exhibit 10.2 BROADCOM CORPORATION RESTRICTED STOCK UNITS INCENTIVE AWARD PROGRAM (Established January 18, 2011) (Amended and Restated February 20, 2014) SECTION I. PURPOSE The purpose of the Broadcom Corporation (the “Company”) Restricted Stock Units Incentive Award Program (the “Program”) is to • Focus management efforts on the creation of long-term stockholder value, • Sustain consistent profita |
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| April 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 24, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corporation |
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| April 24, 2014 |
Broadcom Reports First Quarter 2014 Results Broadcom Reports First Quarter 2014 Results IRVINE, Calif. – April 24, 2014 – First Quarter 2014 Results GAAP Non-GAAP Total net revenue $1.98 billion Net income per share $.28 $.51 ($.05 better than First Call consensus) Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless communications, today reported unaudited financial results for i |
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| April 24, 2014 |
Exhibit 10.1 BROADCOM CORPORATION 2012 STOCK INCENTIVE PLAN (amended and restated February 13, 2014) ARTICLE ONE GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2012 Stock Incentive Plan, adopted by the Broadcom Corporation Board of Directors on February 16, 2012 was approved by the Corporation?s shareholders at the annual meeting of shareholders on May 15, 2012. The Plan was amended and restated b |
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| March 28, 2014 |
DEFA14A 1 d660500ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Definitive Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Addi |
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| March 28, 2014 |
DEF 14A 1 d660495ddef14a.htm DEF 14A Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement þ Definitive Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 18, 2014 |
Exhibit 99.1 Broadcom and QLogic Announce Sale and Purchase of Certain Ethernet Controller-related Assets and Entry Into ASIC Partnership QLogic Investor Conference Call at 2:30 p.m. PT / 5:30 p.m. ET Today IRVINE, Calif. and ALISO VIEJO, Calif. February 18, 2014 – Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless communications and Q |
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| February 18, 2014 |
Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 18, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification No. |
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| February 14, 2014 |
BRCM / Broadcom Corporation / Clearbridge Investments, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Broadcom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 111320107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 14, 2014 |
This Joint Filing Agreement confirms the agreement by and among the undersigned that the Schedule 13G is filed on behalf of (i) each member of the group identified in Item 8 and (ii) the other reporting person(s) identified in Item 6 that may be deemed to beneficially own more than five percent of the issuers outstanding equity securities. |
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| February 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* BROADCOM CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 111320107 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fi |
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| January 31, 2014 |
Table of Contents As filed with the Securities and Exchange Commission on January 31, 2014 Registration No. |
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| January 31, 2014 |
EX-99.5 Exhibit 99.5 BROADCOM CORPORATION 2007 INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN (AS AMENDED AND RESTATED FEBRUARY 16, 2012) AMENDMENT NO. 1 Effective October 18, 2013, the Broadcom Corporation 2007 International Employee Stock Purchase Plan, as amended and restated February 16, 2012 (the “Plan”) is hereby further amended as follows: 1. Section VII.D. of the Plan is hereby deleted in its |
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| January 31, 2014 |
EX-99.3 Exhibit 99.3 BROADCOM CORPORATION 1998 EMPLOYEE STOCK PURCHASE PLAN (AS AMENDED AND RESTATED FEBRUARY 16, 2012) AMENDMENT NO. 1 Effective October 18, 2013, the Broadcom Corporation 1998 Employee Stock Purchase Plan, as amended and restated February 16, 2012 (the “Plan”) is hereby further amended as follows: 1. Section VII.D. of the Plan is hereby deleted in its entirety and replaced with t |
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| January 30, 2014 |
BROADCOM CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT EX-10.21 3 brcm-ex102120131231x10k.htm EXHIBIT EXHIBIT 10.21 STANDARD QUARTERLY VESTING OFFICER SEVERANCE PROGRAM PARTICIPANT BROADCOM CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees and consultants and other independent advisors who provide services to the Corporation (or any Parent or |
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| January 30, 2014 |
BROADCOM CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT EX-10.20 2 brcm-ex102020131231x10k.htm EXHIBIT EXHIBIT 10.20 STANDARD QUARTERLY VESTING CEO ONLY BROADCOM CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees and consultants and other independent advisors who provide services to the Corporation (or any Parent or Subsidiary). B. Participant i |
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| January 30, 2014 |
S-8 POS As filed with the Securities and Exchange Commission on January 30, 2014 Registration No. |
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| January 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2014 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 30, 2014 |
Broadcom Reports Fourth Quarter and Full Year 2013 Results Broadcom Reports Fourth Quarter and Full Year 2013 Results IRVINE, Calif. – January 30, 2014 – — Record 2013 Net Revenue: $8.31 billion — — Raises Quarterly Cash Dividend by Nine Percent to $.12 Per Share — Fourth Quarter 2013 Results GAAP Non-GAAP Total net revenue $2.06 billion Net income per share $.29 $.60 ($.02 better than First Call consensus) ($.03 better than First Call consensus) Broadcom |
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| January 30, 2014 |
BROADCOM CORPORATION NOTICE OF GRANT OF STOCK OPTION EX-10.23 5 brcm-ex102320131231x10k.htm EXHIBIT EXHIBIT 10.23 OFFICER SEVERANCE PROGRAM PARTICIPANT BROADCOM CORPORATION NOTICE OF GRANT OF STOCK OPTION Notice is hereby given of the following option grant (the “Option”) to purchase shares of the Common Stock of Broadcom Corporation (the “Corporation”): Optionee: Grant Date: Vesting Commencement Date: Exercise Price: $ per share Number of Option Sh |
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| January 30, 2014 |
RESTRICTED STOCK UNIT AWARD AGREEMENT EX-10.25 7 brcm-ex102520131231x10k.htm EXHIBIT EXHIBIT 10.25 PRO-RATED AWARD NON-EMPLOYEE BOARD MEMBER RESTRICTED STOCK UNIT AWARD AGREEMENT Dear : Broadcom Corporation (the “Corporation”) is pleased to present you with the documentation for your award of Restricted Stock Units (the “Units”) under the Director Automatic Grant Program in effect under the Corporation’s 1998 Stock Incentive Plan, as |
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| January 30, 2014 |
Exhibit 10.44 EIGHTH AMENDMENT TO LEASE I.PARTIES AND DATE. This Eighth Amendment to Lease (the "Amendment") dated as of February 26, , 2013, is by and between THE IRVINE COMPANY LLC, a Delaware limited liability company ("Landlord"), and BROADCOM CORPORATION, a California corporation ("Tenant"). II.RECITALS. On October 31, 2007, Landlord and Tenant entered into a lease (the "Original Lease"), whi |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23993 Broadcom Corpo |
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| January 30, 2014 |
RESTRICTED STOCK UNIT AWARD AGREEMENT EXHIBIT 10.24 ANNUAL AWARD NON-EMPLOYEE BOARD MEMBER RESTRICTED STOCK UNIT AWARD AGREEMENT Dear : Broadcom Corporation (the ?Corporation?) is pleased to present you with the documentation for your award of Restricted Stock Units (the ?Units?) under the Director Automatic Grant Program in effect under the Corporation?s 2012 Stock Incentive Plan (the ?Plan?). The Units will entitle you to receive sh |
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| January 30, 2014 |
EXHIBIT 10.22 CLIFF-YEAR VESTING OFFICER SEVERANCE PROGRAM PARTICIPANT BROADCOM CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees and consultants and other independent advisors who provide services to the Corporation (or any Parent or Subsidiary). B. Participant is to render valuable servi |
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| January 30, 2014 |
S-8 POS 1 d660536ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 30, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No. 333-93457 Form S-8 Registration Statement No. 333-116877 UNDER THE SECURITIES ACT OF 1933 BROADCOM CORPORATION (Exact name of r |
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| January 30, 2014 |
EXHIBIT 21.1 SUBSIDIARIES OF THE COMPANY Name of Entity State or Other Jurisdiction of Incorporation or Organization Broadcom International Limited Cayman Islands Broadcom Singapore Pte Ltd. Singapore Broadcom Cayman Limited Cayman Islands Broadcom Bermuda LP Bermuda NetLogic I LLC (formerly known as NetLogic Microsystems, Inc.) Delaware ServerWorks Corporation Delaware ServerWorks International L |
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| January 30, 2014 |
Exhibit 10.38 FIFTH AMENDMENT TO LEASE I.PARTIES AND DATE. This Fifth Amendment to Lease (the "Amendment") dated as of February 26, 2013, is by and between THE IRVINE COMPANY LLC, a Delaware limited liability company ("Landlord"), and BROADCOM CORPORATION, a California corporation ("Tenant"). II.RECITALS. On December 29, 2004, Landlord and Tenant entered into a lease (the "Original Lease"), which |
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| October 22, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 22, 2013 BROADCOM CORPORATION (Exact Name of Registrant as Specified in Charter) California 000-23993 33-0480482 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 22, 2013 |
Broadcom Reports Third Quarter 2013 Results Record Revenue Broadcom Reports Third Quarter 2013 Results Record Revenue IRVINE, Calif. – October 22, 2013 – Third Quarter 2013 Results GAAP Non-GAAP Total net revenue $2.15 billion Net income per share $0.55 $0.76 ($0.15 better than First Call consensus) ($0.07 better than First Call consensus) Broadcom Corporation (NASDAQ: BRCM), a global innovation leader in semiconductor solutions for wired and wireless com |
