Mga Batayang Estadistika
| CIK | 1006424 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Bear State Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 30, 2018 |
BSF / Bear State Financial, Inc. FORM 15-12G 15-12G 1 bsf20180430b1512g.htm FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-28312 BEAR STATE FINANCIAL, INC |
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| April 30, 2018 |
BSF / Bear State Financial, Inc. FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-28312 BEAR STATE FINANCIAL, INC. (Exact name of registrant as specified in |
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| April 20, 2018 |
BSF / Bear State Financial, Inc. FORM S-8 POS S-8 POS 1 bsf20180416bs8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on April 20, 2018 Registration No. 333-193405 Registration No. 333-217386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-193405) POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-217386) TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT |
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| April 20, 2018 |
BSF / Bear State Financial, Inc. FORM S-8 POS As filed with the Securities and Exchange Commission on April 20, 2018 Registration No. |
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| April 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2018 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission File Number) (IRS |
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| April 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) Richard N. Massey Bear State Financial Holdings, LLC 900 S. Shackleford, Suite 401 Little Rock, Arkansas 72211 ( |
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| April 2, 2018 |
EX-99.1 2 ex109570.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Matt Machen | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Receipt of Required Regulatory Approvals for Merger with Arvest Bank LITTLE ROCK, AR – April 2, 2018 – Bear State Financial, Inc. (“Bear State”) (NASDA |
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| April 2, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 2, 2018 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission File Number) (IRS E |
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| March 16, 2018 |
EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-217386), Form S-8 (File No. 333-135402), and Form S-8 (File No. 333-193405), of Bear State Financial, Inc. (the Company) of our report dated March 16, 2018, on the consolidated financial statements of the Company as of December |
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| March 16, 2018 |
BSF / Bear State Financial, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear Sta |
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| March 16, 2018 |
Subsidiaries of the Registrant EXHIBIT 21.0 SUBSIDIARIES OF THE REGISTRANT Bear State Bank, a state bank headquartered in Arkansas |
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| February 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, 8-K/A bsf201802148ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2018 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other ju |
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| February 15, 2018 |
CORRECTING AND REPLACING Bear State Financial, Inc. Announces Full Year 2017 Earnings EX-99.1 2 ex105257.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501.975.6033 CORRECTING AND REPLACING Bear State Financial, Inc. Announces Full Year 2017 Earnings Little Rock, AR – February 15, 2018 – Bear State Financial, Inc. has issued the following corrected press |
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| January 22, 2018 |
BSF / Bear State Financial, Inc. FORM POS AM bsf20180122posam.htm As filed with the Securities and Exchange Commission on January 22, 2018 Registration No. 333-212622 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT No. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 bear state financial, inc. (Exact name of registrant as specified in its charter) Arkansas 71-0785261 (Stat |
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| January 18, 2018 |
Bear State Financial, Inc. Announces Full Year 2017 Earnings ex103099.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Full Year 2017 Earnings FINANCIAL HIGHLIGHTS: ? Full year 2017 GAAP net income was $20.4 million or $0.54 per diluted common share, compared to GAAP net income of $17.5 million |
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| January 18, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf201801168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2018 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| January 17, 2018 |
Bear State Financial, Inc. Announces Quarterly Cash Dividend ex103101.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Quarterly Cash Dividend Little Rock, AR ? January 17, 2018 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.03 cash dividen |
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| January 17, 2018 |
Financial Statements and Exhibits bsf20180116b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 17, 2018 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| November 15, 2017 |
Submission of Matters to a Vote of Security Holders bsf201711158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 15, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| November 3, 2017 |
BSF / Bear State Financial, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 bsf2017093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| October 31, 2017 |
Bear State Financial FORM DEFA14A DEFA14A 1 bsf20171031defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
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| October 20, 2017 |
Bear State Financial FORM DEFA14A bsf20171020defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 19, 2017 |
Bear State Financial, Inc. Announces Third Quarter 2017 Earnings ex96681.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Third Quarter 2017 Earnings FINANCIAL HIGHLIGHTS: ? Third quarter 2017 GAAP net income was $5.1 million, an 8% increase from $4.7 million for the third quarter of 2016. Diluted e |
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| October 19, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf201710178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 19, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| October 18, 2017 |
Bear State Financial, Inc. Announces Quarterly Cash Dividend ex96683.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Matt Machen | CEO Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Quarterly Cash Dividend Little Rock, AR ? October 18, 2017 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.03 cash dividend |
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| October 18, 2017 |
Financial Statements and Exhibits 8-K 1 bsf20171017b8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 18, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdi |
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| October 5, 2017 |
Bear State Financial FORM DEFM14A DEFM14A 1 bsf20171003bdefm14a.htm FORM DEFM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| September 25, 2017 |
Bear State Financial FORM PREM14A bsf20170922prem14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| August 25, 2017 |
ex2-1.htm Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION among ARVEST BANK, ARVEST ACQUISITION SUB, INC., BEAR STATE FINANCIAL, INC., and BEAR STATE BANK Dated as of August 22, 2017 AGREEMENT AND PLAN OF REORGANIZATION TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 1.2 Other Terms 9 1.3 Other Definitional Provisions 9 ARTICLE II THE MERGER 9 2.1 Effective Time of Merger 9 2.2 C |
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| August 25, 2017 |
Arvest Bank to Acquire Bear State Financial, Inc. ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO 501.975.6033 Arvest Bank to Acquire Bear State Financial, Inc. FAYETTEVILLE, AR and LITTLE ROCK, AR ? August 22, 2017 ? Bear State Financial, Inc. (?Bear State?) (NASDAQ:BSF), parent company of Bear State Bank, and Arvest Bank jointly announced tod |
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| August 25, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 bsf201708248k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 22, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdict |
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| August 25, 2017 |
ex2-1.htm Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION among ARVEST BANK, ARVEST ACQUISITION SUB, INC., BEAR STATE FINANCIAL, INC., and BEAR STATE BANK Dated as of August 22, 2017 AGREEMENT AND PLAN OF REORGANIZATION TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 1.2 Other Terms 9 1.3 Other Definitional Provisions 9 ARTICLE II THE MERGER 9 2.1 Effective Time of Merger 9 2.2 C |
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| August 25, 2017 |
Arvest Bank to Acquire Bear State Financial, Inc. ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO 501.975.6033 Arvest Bank to Acquire Bear State Financial, Inc. FAYETTEVILLE, AR and LITTLE ROCK, AR ? August 22, 2017 ? Bear State Financial, Inc. (?Bear State?) (NASDAQ:BSF), parent company of Bear State Bank, and Arvest Bank jointly announced tod |
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| August 25, 2017 |
bsf201708248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 22, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| August 25, 2017 |
bearstate20170824sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) Richard N. Massey Bear State Financial Holdings, LLC 900 S. Shackleford, Suite 401 L |
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| August 3, 2017 |
BSF / Bear State Financial, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 bsf2017063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| July 27, 2017 |
Bear State Financial, Inc. Announces Second Quarter 2017 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Second Quarter 2017 Earnings FINANCIAL HIGHLIGHTS: ? Second quarter 2017 GAAP net income was $6.7 million, a 47% increase from $4.5 million for the second quarter of 2016. Diluted |
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| July 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf20170724b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 27, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| July 26, 2017 |
Bear State Financial, Inc. Announces Quarterly Cash Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Quarterly Cash Dividend Little Rock, AR ? July 26, 2017 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.03 cash dividend per |
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| July 26, 2017 |
8-K 1 bsf201707248k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 26, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdictio |
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| June 27, 2017 |
Bear State Financial FORM 11-K 11-K 1 bsf2017062011k.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-28312 A. Full title of the plan and the |
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| May 18, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 bsf201705178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 17, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction |
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| May 5, 2017 |
Bear State Financial FORM 10-Q (Quarterly Report) 10-Q 1 bsf2017033110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| April 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 bsf201704198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdicti |
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| April 20, 2017 |
Bear State Financial, Inc. Announces First Quarter 2017 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces First Quarter 2017 Earnings FINANCIAL HIGHLIGHTS: ? First quarter 2017 GAAP net income was $4.9 million, a 47% increase from $3.3 million for the first quarter of 2016. Diluted ea |
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| April 19, 2017 |
EX-4.1 2 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 Bear State Financial, Inc. Employees’ Savings & Profit Sharing Plan and Trust (Restated January 1, 2016) Table of Contents Page ARTICLE I THE PLAN, DEFINITIONS AND CONSTRUCTION Section 1.01. The Plan 1 Section 1.02. Definitions 1 Section 1.03. Construction 8 ARTICLE II ELIGIBILITY AND PARTICIPATION Section 2.01. Eligible Class of Employees 9 Section 2.02. |
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| April 19, 2017 |
bsf20170418s8.htm Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BEAR STATE FINANCIAL, INC. (Exact name of registrant as specified in its charter) ARKANSAS 71-0785261 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 900 SOUTH SHACKLEFORD |
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| April 19, 2017 |
Bear State Financial FORM S-8 POS bsf20170418s8pos.htm As filed with the Securities and Exchange Commission on April 19, 2017 Registration No. 333-32921 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 REGISTRATION STATEMENT NO. 333-32921 Bear State Financial, Inc. (Exact Name of Registrant as Specified in its |
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| April 19, 2017 |
Financial Statements and Exhibits bsf201704188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 19, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| April 19, 2017 |
Bear State Financial, Inc. Announces Quarterly Cash Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CEO Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Quarterly Cash Dividend Little Rock, AR ? April 19, 2017 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.03 cash dividend pe |
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| April 12, 2017 |
Bear State Financial FORM DEF 14A DEF 14A 1 bsf20170331def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On |
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| March 10, 2017 |
Bear State Financial FORM 10-K (Annual Report) bsf2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear St |
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| March 10, 2017 |
ex10-17.htm Exhibit 10.17 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into effective as of the 18th day of November, 2015 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned subsidiary of the Co |
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| March 10, 2017 |
ex10-15.htm Exhibit 10.15 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into as of the 18th day of November, 2015 (the “Effective Date”), by and among Bear State Bank (“Bank”), an Arkansas state bank and a wholly-owned subsidiary of Bear State Financial, Inc., a bank holding company (“Company”), and Matt Mac |
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| March 10, 2017 |
CHANGE IN CONTROL SEVERANCE AGREEMENT ex10-21.htm Exhibit 10.21 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) is made and entered into as of the 15th day of February, 2017 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned subsidiary of the Company (the “Bank”), and Paul Low |
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| March 10, 2017 |
ex10-14.htm Exhibit 10.14 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into effective as of the 18th day of November, 2015 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned subsidiary of the Co |
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| March 10, 2017 |
ex10-20.htm Exhibit 10.20 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into effective as of the 18th day of November, 2015 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned subsidiary of the Co |
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| March 10, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ex23-0.htm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-135402), Form S-8 (File No. 333-193405), Form S-8 (File No. 333-32921) and Form S-3 (File No. 333-212622) of Bear State Financial, Inc. (the Company) of our report dated March 10, 2017, on the consolidated financial s |
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| March 10, 2017 |
CHANGE IN CONTROL SEVERANCE AGREEMENT EX-10.16 4 ex10-16.htm EXHIBIT 10.16 Exhibit 10.16 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into effective as of the 1st day of May, 2016 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned s |
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| March 10, 2017 |
SUBSIDIARIES OF THE REGISTRANT ex21-0.htm EXHIBIT 21.0 SUBSIDIARIES OF THE REGISTRANT Bear State Bank, a state bank headquartered in Arkansas |
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| March 10, 2017 |
CHANGE IN CONTROL SEVERANCE AGREEMENT ex10-19.htm Exhibit 10.19 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) is made and entered into as of the 15th day of February, 2017 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-owned subsidiary of the Company (the “Bank”), and Chad Raw |
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| March 10, 2017 |
CHANGE IN CONTROL SEVERANCE AGREEMENT EX-10.18 6 ex10-18.htm EXHIBIT 10.18 Exhibit 10.18 CHANGE IN CONTROL SEVERANCE AGREEMENT (amended) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) was originally made and entered into effective as of the 18th day of November, 2015 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, an Arkansas state bank and a wholly-o |
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| March 6, 2017 |
BSF / Bear State Financial, Inc. / Hendrix Carol W. - SCHEDULE 13D Activist Investment hend20170306sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) Carol W. Hendrix 2610 County Road 856 McKinney, Texas 75071 (972) 562-6178 (Name, Address and Telephone Number |
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| February 21, 2017 |
8-K 1 bsf201702178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 15, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdi |
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| January 24, 2017 |
bsf201701238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| January 19, 2017 |
Bear State Financial, Inc. Announces Full Year 2016 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 605 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Full Year 2016 Earnings FINANCIAL HIGHLIGHTS: ? Full year 2016 GAAP net income was $17.5 million or $0.46 per diluted common share, compared to GAAP net income of $10.6 million or $0.30 per diluted |
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| January 19, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf20170117b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 19, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| January 18, 2017 |
bsf201701188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 14, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| January 18, 2017 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT This Separation Agreement (the “Agreement”) is made and entered into between Bear State Bank (the “Bank”), an Arkansas state banking corporation and a wholly-owned subsidiary of Bear State Financial, Inc. (the “Company”) (collectively, the “Employer”) and Mark A. McFatridge (the “Executive”). The Company and the Executive are refe |
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| January 18, 2017 |
Bear State Financial, Inc. Announces Promotion of Matt Machen to Chief Executive Officer EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 605 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Shelly Loftin | Chief Marketing Officer 501.975.6033 Bear State Financial, Inc. Announces Promotion of Matt Machen to Chief Executive Officer LITTLE ROCK, AR – January 18, 2017 – Bear State Bank (“Bank”) and its holding company, Bear State Fin |
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| January 18, 2017 |
Bear State Financial, Inc. to Increase Quarterly Cash Dividend by 20 Percent ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 605 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. to Increase Quarterly Cash Dividend by 20 Percent Little Rock, AR ? January 18, 2017 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.03 cash dividend pe |
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| January 18, 2017 |
Financial Statements and Exhibits bsf201701178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2017 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| December 21, 2016 |
bearstate20161220sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) Richard N. Massey Bear State Financial Holdings, LLC 900 S. Shackleford, Suite 401 L |
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| November 4, 2016 |
Bear State Financial FORM 10-Q (Quarterly Report) bsf2016081810q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Be |
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| October 20, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf20161019b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 20, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| October 20, 2016 |
Bear State Financial, Inc. Announces Third Quarter 2016 Earnings - Surpasses $2 Billion in Assets ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 605 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Mark McFatridge | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Third Quarter 2016 Earnings - Surpasses $2 Billion in Assets FINANCIAL HIGHLIGHTS: ? Third quarter 2016 GAAP net income was $4.7 million, a 48% increase from $3.2 million for |
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| October 19, 2016 |
Financial Statements and Exhibits 8-K 1 bsf201610198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 19, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdic |
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| October 19, 2016 |
Bear State Financial, Inc. Announces Third Quarter Cash Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 605 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Third Quarter Cash Dividend Little Rock, AR ? October 19, 2016 ? Bear State Financial, Inc. (NASDAQ: BSF) announced today that its Board of Directors authorized a $0.025 cash dividend per share to |
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| September 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 bsf201609158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 19, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisd |
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| September 19, 2016 |
Bear State Financial, Inc. Announces Second Quarter 2016 Earnings EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Mark McFatridge | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Second Quarter 2016 Earnings FINANCIAL HIGHLIGHTS: ● Second quarter 2016 GAAP net income was $4.5 million, a 79% increase from $2.5 million for the seco |
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| August 26, 2016 |
bsf20160826corresp.htm BEAR STATE FINANCIAL, INC. 900 South Shackleford Rd., Suite 401 Little Rock, Arkansas 72211 August 26, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Erin E. Martin Re: Bear State Financial, Inc. Registration Statement on Form S-3 File No. 333-212622 Request for Acceleration o |
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| August 26, 2016 |
bsf20160826corresp.htm BEAR STATE FINANCIAL, INC. 900 South Shackleford Rd., Suite 401 Little Rock, Arkansas 72211 August 26, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Erin E. Martin Re: Bear State Financial, Inc. Registration Statement on Form S-3 File No. 333-212622 Request for Acceleration o |
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| August 17, 2016 |
ex12-1.htm BEAR STATE FINANCIAL, INC. EXHIBIT 12.1 STATEMENT OF COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES Year Ended December 31, Six Months Ended June 30, (dollars in thousands) 2015 2014 2013 2012 2011 2016 2015 Fixed charges and preferred dividends Interest expense $ 6,364 $ 5,138 $ 3,392 $ 4,422 $ 6,682 $ 3,798 $ 3,091 Estimated interest in rent 216 145 86 89 77 135 101 Preferred divi |
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| August 17, 2016 |
Bear State Financial FORM S-3/A bsf20160816s3a.htm As filed with the Securities and Exchange Commission on August 17, 2016 Registration No. 333-212622 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BEAR STATE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Arkansas (State or other jurisdiction of inco |
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| August 17, 2016 |
corresp.htm August 17, 2016 By EDGAR Electronic Transmission United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Erin E. Martin Re: Bear State Financial, Inc. Registration Statement on Form S-3 Filed July 22, 2016 File No. 333-212622 Dear Ms. Martin: This letter is submitted by Bear State Financial, Inc. (the ?Company? |
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| August 5, 2016 |
Bear State Financial FORM 10-Q (Quarterly Report) bsf2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear St |
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| August 5, 2016 |
EX-10.2 2 ex10-2.htm EXHIBIT 10.2 EXHIBIT 10.2 FIRST AMENDMENT TO BEAR STATE FINANCIAL, INC. 2011 OMNIBUS INCENTIVE PLAN THIS FIRST AMENDMENT TO THE BEAR STATE FINANCIAL, INC. 2011 OMNIBUS INCENTIVE PLAN (this “First Amendment”) is made effective as of this 25th day of May, 2016 (the “Effective Date”), by the Board of Directors (the “Board”) of Bear State Financial, Inc., an Arkansas corporation ( |
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| July 22, 2016 |
As filed with the Securities and Exchange Commission on July 21, 2016 bsf20160721s3.htm As filed with the Securities and Exchange Commission on July 21, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BEAR STATE FINANCIAL, INC. (Exact name of registrant as specified in its charter) Arkansas (State or other jurisdiction of incorporation or organization) 7 |
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| July 22, 2016 |
EX-4.1 2 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 FORM OF SENIOR INDENTURE BEAR STATE FINANCIAL, INC. as the Company and [ ] as Trustee Senior Indenture Dated as of CROSS-REFERENCE TABLE Trust Indenture Act Section Indenture Section 310(a)(1) 7.11 (a)(2) 7.11 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.08; 7.11 (b) 7.08; 7.09; 7.11; 10.02 311(a) 7.03 (b) 7.03 312(a) 4.03 (b) 10.15 (c) 10.15 313(a) 7.06 (b)(1) 7.06 |
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| July 22, 2016 |
EX-4.2 3 ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 FORM OF SUBORDINATED INDENTURE BEAR STATE FINANCIAL, INC. as the Company and [ ] as Trustee Subordinated Indenture Dated as of CROSS-REFERENCE TABLE Trust Indenture Act Section Indenture Section 310(a)(1) 7.11 (a)(2) 7.11 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.08; 7.11 (b) 7.08; 7.09; 7.11; 10.02 311(a) 7.03 (b) 7.03 312(a) 4.03 (b) 10.15 (c) 10.15 313(a) 7.06 |
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| July 22, 2016 |
ex12-1.htm EXHIBIT 12.1 BEAR STATE FINANCIAL, INC. STATEMENT OF COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES Year Ended December 31, Three Months Ended (dollars in thousands) 2015 2014 2013 2012 2011 3/31/2016 3/31/2015 Fixed charges and preferred dividends Interest expense $ 6,364 $ 5,138 $ 3,392 $ 4,422 $ 6,682 $ 1,864 $ 1,528 Estimated interest in rent 216 145 86 89 77 68 50 Preferred div |
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| July 21, 2016 |
Bear State Financial, Inc. Announces Second Quarter 2016 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Mark McFatridge | CEO Sherri Billings | CFO 501.975.6033 Bear State Financial, Inc. Announces Second Quarter 2016 Earnings FINANCIAL HIGHLIGHTS: ? Second quarter 2016 GAAP net income was $4.5 million, a 79% increase from $2.5 million for the second quarter of 2015. Dil |
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| July 21, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201607208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 21, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| July 15, 2016 |
Bear State Financial, Inc. Announces Second Quarter Cash Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Sherri Billings | CFO 501-975-6033 Bear State Financial, Inc. Announces Second Quarter Cash Dividend Little Rock, AR ? July 15, 2016 ? Bear State Financial, Inc. (the ?Company,? NASDAQ: BSF) announced today that its Board of Directors authorized a $0.025 cash dividend |
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| July 15, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bearstate201607148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 15, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commis |
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| June 27, 2016 |
Bear State Financial FORM 11-K bsf2016062411k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-28312 A. Full title of the plan and the address of the pl |
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| May 26, 2016 |
8-K 1 bsf201605268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2016 (May 25, 2016) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or ot |
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| May 9, 2016 |
ex99-1.htm Exhibit 99.1 |
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| May 9, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201605058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 9, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission Fil |
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| May 6, 2016 |
Bear State Financial FORM 10-Q (Quarterly Report) bsf2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear S |
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| April 26, 2016 |
CHANGE IN CONTROL SEVERANCE AGREEMENT EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (“Agreement”) is made and entered into effective as of the 1st day of May, 2016 (the “Effective Date”), by and among Bear State Financial, Inc., an Arkansas corporation (the “Company”), Bear State Bank, a national bank and a wholly-owned subsidiary of the Company (the “Ba |
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| April 26, 2016 |
8-K 1 bsf201604268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdicti |
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| April 26, 2016 |
Bear State Financial, Inc. Announces First Cash Dividend since Recapitalization EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Mark McFatridge | CEO Matt Machen | CFO 501.975.6033 Bear State Financial, Inc. Announces First Cash Dividend since Recapitalization Little Rock, AR – April 22, 2016 – Bear State Financial, Inc. (the “Company,” NASDAQ: BSF) announced today that i |
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| April 20, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bearstate201604208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commi |
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| April 20, 2016 |
Bear State Financial, Inc. Announces First Quarter 2016 Earnings EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Mark McFatridge | CEO Matt Machen | CFO 501.975.6033 Bear State Financial, Inc. Announces First Quarter 2016 Earnings FINANCIAL HIGHLIGHTS: ● First quarter GAAP net income was $3.3 million or $0.09 per common share, compared to GAAP net income of |
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| April 20, 2016 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2016 |
Bear State Financial FORM 10-K (Annual Report) bsf20151231b10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear State Fin |
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| March 11, 2016 |
ex10-6.htm EXHIBIT 10.6 Bear State Financial, Inc. 2011 Omnibus Incentive Plan Notice of Stock Option Grant You (the “Optionee”) have been granted the following option (the “Option”) to purchase Common Stock of Bear State Financial, Inc. (the “Company”), par value $0.01 per share (“Share”), pursuant to the Bear State Financial, Inc. 2011 Omnibus Incentive Plan (the “Plan”): Name of Optionee: [●] T |
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| March 11, 2016 |
SUBSIDIARIES OF THE REGISTRANT EX-21.0 6 ex21-0.htm EXHIBIT 21.0 EXHIBIT 21.0 SUBSIDIARIES OF THE REGISTRANT Bear State Bank, N.A., a national bank headquartered in Arkansas Metropolitan National Bank, a national bank headquartered in Missouri* * Merged into Bear State Bank N.A. effective February 19, 2016 |
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| March 11, 2016 |
BEAR STATE FINANCIAL, INC. 2011 OMNIBUS INCENTIVE PLAN Notice of Restricted Stock Unit Grant ex10-7.htm EXHIBIT 10.7 BEAR STATE FINANCIAL, INC. 2011 OMNIBUS INCENTIVE PLAN Notice of Restricted Stock Unit Grant You (the “Grantee”) have been granted the following award of Restricted Stock Units (“Restricted Stock Units” or “RSUs”) with respect to shares of Bear State Financial, Inc. (the “Company”) common stock, par value $0.01 per share (the “Shares”), pursuant to the Bear State Financial, |
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| March 11, 2016 |
ex10-4.htm EXHIBIT 10.4 Bear State Financial, Inc. 2011 Omnibus Incentive Plan Notice of Performance-Based Restricted Stock Grant You (the “Grantee”) have been granted the following award of restricted Common Stock (the “Restricted Stock”) of Bear State Financial, Inc. (the “Company”), par value $0.01 per share (the “Shares”), pursuant to the Bear State Financial, Inc. 2011 Omnibus Incentive Plan |
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| March 11, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM bsf20151231b10k.htm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-135402), Form S-8 (File No. 333-193405) and Form S-8 (File No. 333-32921) of Bear State Financial, Inc. (the Company) of our report dated March 11, 2016, on the consolidated financial statements of the Compan |
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| March 11, 2016 |
Bear State Financial, Inc. 2011 Omnibus Incentive Plan Notice of Restricted Stock Grant ex10-5.htm EXHIBIT 10.5 Bear State Financial, Inc. 2011 Omnibus Incentive Plan Notice of Restricted Stock Grant You (the “Grantee”) have been granted the following award of restricted Common Stock (the “Restricted Stock”) of Bear State Financial, Inc. (the “Company”), par value $0.01 per share (the “Shares”), pursuant to the Bear State Financial, Inc. 2011 Omnibus Incentive Plan (the “Plan”): Name |
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| March 10, 2016 |
Bear State Financial FORM POS AM bsf20160310posam.htm As filed with the Securities and Exchange Commission on March 10, 2016 Registration No. 333-189180 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT No. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 bear state financial, inc. (Exact name of registrant as specified in its charter) Arkansas 71-0785261 (State |
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| February 4, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201602038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 3, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| February 4, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 605 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Share Repurchase LITTLE ROCK, AR – February 3, 2016 – Bear State Financial, Inc., (“Bear State”) (NASDAQ:BSF), parent company of Bear State Bank, today announced the repurchas |
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| February 2, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201602018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 1, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| February 2, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 |
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| January 22, 2016 |
Bear State Financial, Inc. Announces Full Year 2015 Earnings EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Mark McFatridge | CEO Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Full Year 2015 Earnings 2015 HIGHLIGHTS: ● Full year 2015 GAAP net income was $10.6 million or $0.30 per diluted common share, compared to GAAP net income o |
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| January 22, 2016 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf20160121b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 22, 2016 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| December 17, 2015 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information as of and for the nine months ended September 30, 2015 and for the year ended December 31, 2014 combine the historical consolidated financial statements of Bear State Financial, Inc. (the ?Company?) and Metropolitan National Bank (?Metropolitan?). The |
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| December 17, 2015 |
bsf201512168ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 1, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jur |
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| December 17, 2015 |
Metropolitan National Bank Condensed Balance Sheets (In thousands, except share data) Exhibit 99.3 Metropolitan National Bank Condensed Balance Sheets (In thousands, except share data) September 30, 2015 (Unaudited) December 31, 2014 ASSETS Cash and due from banks $ 10,256 $ 13,726 Interest-bearing demand deposits in banks 4,041 5,311 Cash and cash equivalents 14,297 19,037 Federal funds sold and securities purchased under agreements to resell 51 15 Investment securities available- |
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| December 17, 2015 |
ex99-2.htm Exhibit 99.2 Independent Auditor’s Report Board of Directors Metropolitan National Bank Springfield, Missouri We have audited the accompanying financial statements of Metropolitan National Bank, a wholly owned subsidiary of Marshfield Investment Company, which comprise the balance sheet as of December 31, 2014, and the related statements of income, comprehensive income, stockholders’ eq |
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| November 20, 2015 |
CHANGE IN CONTROL SEVERANCE AGREEMENT ex10-1.htm Exhibit 10.1 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT ("Agreement") is made and entered into as of the 18th day of November, 2015 (the "Effective Date"), by and among Bear State Bank ("Bank"), a national bank and a wholly-owned subsidiary of Bear State Financial, Inc., a bank holding company ("Company"), and Tom Fritsche (the "Executive"). WITNESS |
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| November 20, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201511188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 17, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| November 20, 2015 |
CHANGE IN CONTROL SEVERANCE AGREEMENT EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT ("Agreement") is made and entered into as of the 18th day of November, 2015 (the "Effective Date"), by and among Bear State Bank ("Bank"), a national bank and a wholly-owned subsidiary of Bear State Financial, Inc., a bank holding company ("Company"), and Matt Machen (the |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q bsf2015093010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Be |
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| November 6, 2015 |
Bear State Financial, Inc. Announces Third Quarter 2015 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Mark McFatridge | CEO Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Third Quarter 2015 Earnings QUARTER HIGHLIGHTS: ? Third quarter 2015 GAAP net income was $3.2 million or $0.10 per diluted common share, compared to GAAP net income of $22.7 milli |
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| November 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 5, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction of incorporation) (Commissio |
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| October 7, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bearstate201510078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 1, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Comm |
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| October 1, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bearstate201509308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 1, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Comm |
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| October 1, 2015 |
ex99-1.htm Ex. 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72212 Shelly Loftin | Chief Marketing Officer 501.975.6011 Bear State Financial, Inc. Completes Acquisition of Metropolitan National Bank and Names New CEO and Board Member ? Bear State Financial, Inc. announced the completion of the acquisition of Metropolitan National Bank |
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| October 1, 2015 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT Bear State Bank ("Bank"), a national bank and a wholly-owned subsidiary of Bear State Financial, Inc., a bank holding company ("Company") and Mark A. McFatridge ("Executive") make and enter into this Employment Agreement ("Agreement"), as of October 1, 2015 to be effective as of the Effective Date. Background A. Metropolitan Natio |
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| September 23, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201509238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 17, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commiss |
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| July 31, 2015 |
Bear State Financial, Inc. Announces Second Quarter 2015 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Second Quarter 2015 Earnings QUARTER HIGHLIGHTS: ? Second quarter 2015 core earnings were $2.9 million or $0.09 per diluted common share, compared to core earnings of $1.0 |
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| July 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 bsf2015063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 31, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 bsf201507308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 30, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdictio |
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| June 29, 2015 |
Bear State Financial FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-28312 A. Full title of the plan and the address of the plan, if different fr |
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| June 25, 2015 |
Bear State Financial FORM 8-K/A (Current Report/Significant Event) bsf201506248ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 19, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| June 25, 2015 |
FORM OF VOTING AGREEMENT IRREVOCABLE PROXY AND VOTING AGREEMENT ex2-3.htm Exhibit 2.3 FORM OF VOTING AGREEMENT IRREVOCABLE PROXY AND VOTING AGREEMENT This IRREVOCABLE PROXY AND VOTING AGREEMENT (this ?Agreement?), dated as of [], 2015, is entered into by and among Bear State Financial, Inc., an Arkansas corporation (?Buyer?), and [] (the ?Shareholder?). Capitalized terms used but not separately defined herein shall have the meanings assigned to such terms in t |
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| June 25, 2015 |
ex2-1.htm Exhibit 2.1 STOCK PURCHASE AGREEMENT dated as of June 22, 2015 by and between MARSHFIELD INVESTMENT COMPANY, and BEAR STATE FINANCIAL, INC. relating to the purchase and sale of 100% of the Common Stock of METROPOLITAN NATIONAL BANK Table of Contents Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 8 Section 2.01. Purchase and Sale 8 Section 2.02. Purchase Price 8 Section 2.03. P |
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| June 25, 2015 |
List of Schedules to the Stock Purchase Agreement ex2-2.htm Exhibit 2.2 List of Schedules to the Stock Purchase Agreement The following is a list of the subject matter of the schedules to the Stock Purchase Agreement, which schedules were omitted from Exhibit 2.1 pursuant to Item 6.01(b)(2) of Regulation S-K. List of Subject Matters on Disclosure Schedules of Marshfield Investment Company Schedule 2.03(a) - Allocation Schedule Schedule 3.03(a) - |
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| June 22, 2015 |
8-K 1 bsf201506218k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 19, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdictio |
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| June 22, 2015 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72212 Matt Machen | Chief Financial Officer 501.975.6011 Bear State Financial, Inc. Announces a Definitive Agreement to Purchase Metropolitan National Bank (Springfield, MO); Announces Increased Stock Repurchase Authority and Provides Second Quarter Guidance ? Bear State |
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| June 22, 2015 |
Exhibit 99.2 |
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| June 18, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201506178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 15, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| June 18, 2015 |
Bear State Financial, Inc. Selected for Inclusion in the Russell 3000 Index EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Ex. 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 Little Rock, AR 72212 FOR FURTHER INFORMATION CONTACT: Matt Machen | Chief Financial Officer 501.975.6011 Bear State Financial, Inc. Selected for Inclusion in the Russell 3000 Index Monday, June 15, 2015 — Bear State Financial, Inc. is set to join the broad-market Russell 3000 Index at the conclusion |
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| June 9, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201506098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 29, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission Fi |
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| May 15, 2015 |
Bear State Financial, Inc. Announces First Quarter 2015 Earnings ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces First Quarter 2015 Earnings FINANCIAL HIGHLIGHTS: ? First quarter 2015 core earnings were $2.8 million or $0.08 per common share, compared to a core loss of $96,000 or $0.0 |
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| May 15, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201505148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 14, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission Fi |
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| May 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear State Financial, Inc |
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| April 27, 2015 |
Bear State Financial FORM DEF 14A bsf20150424def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 22, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing bsf201504218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| April 10, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bearstate201504108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commi |
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| March 27, 2015 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.0 SUBSIDIARIES OF THE REGISTRANT Bear State Bank, N.A., a national bank headquartered in Arkansas |
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| March 27, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM bsf2014123110k.htm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements on Form S-8 (File No. 333-135402), Form S-3 (File No. 333-189180), Form S-8 (File No. 333-193405) and Form S-8 (File No. 333-32921) of Bear State Financial, Inc. (the Company) of our report dated March 27, 2015 on the consolidated fina |
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| March 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear State Financial, Inc. (Exact |
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| March 16, 2015 |
Regulation FD Disclosure, Other Events bsf201503138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 13, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| March 12, 2015 |
Bear State Financial FORM 8-K (Current Report/Significant Event) bsf201503128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 6, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| February 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 bsf201502268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 26, 2015 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdi |
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| February 26, 2015 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Record Earnings for 2014 and Consolidation of Bank Charters to Form Bear State Bank FINANCIAL HIGHLIGHTS: ● Bear State Financial, Inc. reports a record full year 2014 GAAP |
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| November 19, 2014 |
bsf201411188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 19, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| November 12, 2014 |
Bear State Financial, Inc. Declares 11% Stock Dividend ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72211 Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Declares 11% Stock Dividend Little Rock, AR – November 12, 2014 – Bear State Financial, Inc. (“Bear State,” NASDAQ: BSF), today announced that it has declared an 11% stock dividend p |
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| November 12, 2014 |
Financial Statements and Exhibits bsf201411118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 12, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissi |
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| November 7, 2014 |
Results of Operations and Financial Condition bsf201411068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 6, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commissio |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear State Financial, I |
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| November 7, 2014 |
bsf201411068k.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc.: Record Third Quarter 2014 Results Show Substantial Earnings and Book Value Accretion From Recent Merger FINANCIAL HIGHLIGHTS: ● Bear State Financial, Inc. reports third quart |
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| August 29, 2014 |
ex99-3.htm Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma condensed combined consolidated financial statements as of and for the three months ended March 31, 2014 and for the year ended December 31, 2013 combine the historical consolidated financial statements of Bear State Financial, Inc. (the “Company”)(formerly First Fede |
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| August 29, 2014 |
Report of Independent Auditors ex99-1.htm Exhibit 99.1 Report of Independent Auditors The Board of Directors and Shareholders First National Security Company Report on the Financial Statements We have audited the accompanying consolidated financial statements of First National Security Company and subsidiaries, which comprise the consolidated balance sheets as of December 31, 2013 and 2012, and the related consolidated statemen |
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| August 29, 2014 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets bsf201408298ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 13, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other juris |
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| August 29, 2014 |
ex99-2.htm Exhibit 99.2 FIRST NATIONAL SECURITY COMPANY CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (In thousands, except share data) (Unaudited) March 31, 2014 December 31, 2013 ASSETS Cash and cash equivalents $ 157,240 $ 104,079 Federal funds sold 3,450 16,125 Investment securities held to maturity, approximate fair values of $990 and $885, respectively 981 876 Investment securitie |
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| August 14, 2014 |
bsf201408148k.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 900 S. Shackleford, Suite 401 Little Rock, AR 72211 FOR FURTHER INFORMATION CONTACT: Richard N. Massey | Chairman Matt Machen | CFO 501.975.6011 Bear State Financial, Inc. Announces Second Quarter 2014 Results and Reaffirms Guidance for Remainder of 2014 FINANCIAL HIGHLIGHTS: ● Bear State Financial, Inc. reports second quarter 2014 core earnings |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 Bear State Financial, Inc. |
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| August 14, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition bsf201408148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 14, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| July 3, 2014 |
bsf201407028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 27, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| June 27, 2014 |
bearstate2014062611k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-28312 A.Full title of the plan and the address of t |
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| June 25, 2014 |
Regulation FD Disclosure - FORM 8-K bsf201406258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 25, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| June 23, 2014 |
BSF / Bear State Financial, Inc. / Hendrix John H. - SCHEDULE 13D Activist Investment hendr20140623sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) John H. Hendrix 2610 County Road 856 McKinney, Texas 75071 (972) 562-6178 (Name, Address and |
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| June 19, 2014 |
bsf201406198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 13, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| June 19, 2014 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF BEAR STATE FINANCIAL, INC. ARTICLE I. OFFICES SECTION 1. The principal office of Bear State Financial, Inc., an Arkansas corporation (referred to herein as the “corporation ”), in the State of Arkansas shall be located in the City of Harrison. SECTION 2. The corporation may have such other offices, either within or without the State of Arkansas, |
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| June 17, 2014 |
BSF / Bear State Financial, Inc. / Bear State Financial Holdings, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* BEAR STATE FINANCIAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 073844102 (CUSIP Number) Richard N. Massey Bear State Financial Holdings, LLC 900 S. Shackleford, Suite 215 Little Rock, Arkansa |
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| June 13, 2014 |
Bear State Financial, Inc. and First National Security Company Complete Merger EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE 900 South Shackleford, Suite 401 FOR FURTHER INFORMATION CONTACT: Little Rock, AR 72212 Shelly Loftin | 501.539.0676 Bear State Financial, Inc. and First National Security Company Complete Merger LITTLE ROCK, AR – June 13, 2014 – Bear State Financial, Inc. (“Bear State Financial”) (NASDAQ:BSF), parent company of First Federal Bank |
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| June 13, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits bsf201406138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 13, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission F |
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| June 3, 2014 |
8-K 1 bsf201406028k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 3, 2014 Date of Report (Date of earliest event reported) Bear State Financial, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction |
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| June 3, 2014 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEAR STATE FINANCIAL, INC. (Formerly named First Federal Bancshares of Arkansas, Inc.) FIRST. The name of this corporation is Bear State Financial, Inc. (hereinafter referred to as the “Corporation”). SECOND. The nature of the business of the Corporation and the objects or purpose to be transacted, promoted or carried on by it |
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| May 29, 2014 |
ffbh20140528def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 First Federal Bancshares |
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| March 28, 2014 |
EXHIBIT 21.0 SUBSIDIARIES OF THE REGISTRANT Subsidiaries Jurisdiction in Which Organized Percentage of Voting Securities Owned Directly or Indirectly By Parent First Federal Bank Arkansas 100% |
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| March 28, 2014 |
10-K 1 ffbh2013123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-283 |
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| March 26, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K ffbh201403258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 21, 2014 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdic |
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| February 25, 2014 |
ffbh201402258ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 19, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other ju |
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| February 25, 2014 |
Merger Prospectus - FORM 8-K/A ffbh201402258ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 19, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other ju |
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| February 21, 2014 |
appendix a.htm FILED PURSUANT TO RULE 424(B)(3) REGISTRATION NO. 333-190845 FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST NATIONAL SECURITY COMPANY Joint Proxy Statement/Prospectus Merger Proposal – Your Vote is Very Important 6,252,400 Shares of Common Stock, par value $.01 per share of First Federal Bancshares of Arkansas, Inc. The boards of directors of First Federal Bancshares of Arkansas, |
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| February 19, 2014 |
425 1 ffbh201402198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 19, 2014 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State |
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| February 19, 2014 |
ffbh201402198k.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 1401 Highway 62-65 North FOR FURTHER INFORMATION CONTACT: P O Box 550 Richard N. Massey | Chairman Harrison, AR 72602 501.320.4862 First Federal Bancshares of Arkansas, Inc. Announces Share Repurchase Program, Extension of Bear State Financial Holdings, LLC Operating Agreement and Merger Update HARRISON, AR - February 19, 2014 – First Federal B |
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| February 19, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K ffbh201402198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 19, 2014 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other juris |
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| February 19, 2014 |
ffbh201402198k.htm Exhibit 99.1 FOR IMMEDIATE RELEASE 1401 Highway 62-65 North FOR FURTHER INFORMATION CONTACT: P O Box 550 Richard N. Massey | Chairman Harrison, AR 72602 501.320.4862 First Federal Bancshares of Arkansas, Inc. Announces Share Repurchase Program, Extension of Bear State Financial Holdings, LLC Operating Agreement and Merger Update HARRISON, AR - February 19, 2014 – First Federal B |
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| February 12, 2014 |
ffbh20140212corresp.htm FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. 1401 Highway 62-65 North Harrison, Arkansas 72601 February 12, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Attn: Michael Clampitt Re: First Federal Bancshares of Arkansas, Inc. Registration Statement on Form S-4 File No. 333-190845 Request for Accel |
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| February 10, 2014 |
CORRESP 1 filename1.htm CONFIDENTIAL TREATMENT REQUEST BY FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. February 10, 2014 Mr. Michael R. Clampitt Senior Attorney Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First Federal Bancshares of Arkansas, Inc. Amendment No. 3 to Registration Statement on Form S-4 Submitted January 10, |
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| January 17, 2014 |
S-8 1 ffbh20140115s8.htm FORM S-8 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. (Exact name of registrant as specified in its charter) Arkansas 71-0785261 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identific |
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| January 10, 2014 |
appendix a.htm As filed with the Securities and Exchange Commission on January 10, 2014 Registration No. 333-190845 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 first federal bancshares of arkansas, inc. (Exact name of registrant as specified in its charter) Arkansas 6035 71-0785261 (Stat |
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| December 23, 2013 |
ffbh201312208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 19, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other juris |
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| December 23, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 19, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| December 23, 2013 |
ex99-1.htm Exhibit 99.1 FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. 1401 Highway 62-65 North Harrison, Arkansas 72601 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON MARCH 5, 2014 NOTICE IS HEREBY GIVEN that a special meeting of the shareholders of First Federal Bancshares of Arkansas, Inc. (“First Federal”) will be held at Three Financial Centre, 900 S. Shackleford Rd., Suite 605, Little R |
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| December 23, 2013 |
ex99-1.htm Exhibit 99.1 FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. 1401 Highway 62-65 North Harrison, Arkansas 72601 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON MARCH 5, 2014 NOTICE IS HEREBY GIVEN that a special meeting of the shareholders of First Federal Bancshares of Arkansas, Inc. (“First Federal”) will be held at Three Financial Centre, 900 S. Shackleford Rd., Suite 605, Little R |
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| November 8, 2013 |
S-4/A 1 ffbh20131106s4a.htm FORM S-4/A As filed with the Securities and Exchange Commission on November 8, 2013 Registration No. 333-190845 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 first federal bancshares of arkansas, inc. (Exact name of registrant as specified in its charter) Arkans |
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| November 8, 2013 |
CORRESP 1 filename1.htm November 8, 2013 Mr. Michael R. Clampitt Senior Attorney Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First Federal Bancshares of Arkansas, Inc. Amendment No. 1 to Registration Statement on Form S-4 Submitted October 11, 2013 File No. 333-190845 Dear Mr. Clampitt: We are in receipt of your letter, |
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| October 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 First Federal Bancsha |
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| October 11, 2013 |
ffbh20131010corresp.htm October 11, 2013 Mr. Michael R. Clampitt Senior Attorney Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First Federal Bancshares of Arkansas, Inc. Registration Statement on Form S-4 Submitted August 27, 2013 File No. 333-190845 Dear Mr. Clampitt: We are in receipt of your letter, dated September 19, |
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| October 11, 2013 |
appendix a.htm +As filed with the Securities and Exchange Commission on October 11, 2013 Registration No. 333-190845 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 first federal bancshares of arkansas, inc. (Exact name of registrant as specified in its charter) Arkansas 6035 71-0785261 (Sta |
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| August 28, 2013 |
ex10-12.htm Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into this day of , 2013 by and among First Federal Bancshares of Arkansas, Inc. (the “Company”), an Arkansas corporation, and Bear State Financial Holdings, LLC, an Arkansas limited liability company (“Bear State”) and each of the undersigned signatories (each of Bear State Finan |
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| August 28, 2013 |
ffbh201308288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 23, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdi |
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| August 28, 2013 |
SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. ex10-11.htm Exhibit 10.1 SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. This Subscription Agreement (this “Subscription Agreement”) is made as of this 23rd day of August, 2013, by and between First Federal Bancshares of Arkansas, Inc., an Arkansas corporation (the “Corporation”), and Bear State Financial Holdings, LLC, an Arkansas limited liability company (the “Subscriber”), su |
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| August 28, 2013 |
ffbh201308288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 23, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdi |
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| August 28, 2013 |
ex10-12.htm Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into this day of , 2013 by and among First Federal Bancshares of Arkansas, Inc. (the “Company”), an Arkansas corporation, and Bear State Financial Holdings, LLC, an Arkansas limited liability company (“Bear State”) and each of the undersigned signatories (each of Bear State Finan |
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| August 28, 2013 |
SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. ex10-11.htm Exhibit 10.1 SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. This Subscription Agreement (this “Subscription Agreement”) is made as of this 23rd day of August, 2013, by and between First Federal Bancshares of Arkansas, Inc., an Arkansas corporation (the “Corporation”), and Bear State Financial Holdings, LLC, an Arkansas limited liability company (the “Subscriber”), su |
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| August 27, 2013 |
IRREVOCABLE PROXY AND VOTING AGREEMENT ex2-4.htm Exhibit 2.4 IRREVOCABLE PROXY AND VOTING AGREEMENT This IRREVOCABLE PROXY AND VOTING AGREEMENT (this “Agreement”), dated as of July 1, 2013, is entered into by and among First Federal Bancshares of Arkansas, Inc., an Arkansas corporation (“Parent”), and John H. Hendrix (the “Majority Shareholder”). Capitalized terms used but not separately defined herein shall have the meanings assigned |
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| August 27, 2013 |
ex99-1.htm Exhibit 99.1 |
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| August 27, 2013 |
Exhibit 99.2 REVOCABLE PROXY FIRST NATIONAL SECURITY COMPANY Proxy for Special Meeting of Shareholders, , 2013 Solicited by the Board of Directors KNOW ALL MEN BY THESE PRESENTS that I, the undersigned shareholder of First National Security Company (“FNSC”), do hereby nominate, constitute and appoint Daniel C. Horton and Jason Lenderman and each of them, with full power to act alone, my true and l |
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| August 27, 2013 |
appendix a.htm As filed with the Securities and Exchange Commission on , 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 first federal bancshares of arkansas, inc. (Exact name of registrant as specified in its charter) Arkansas 6035 71-0785261 (State or other jurisdiction of incorpor |
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| August 27, 2013 |
IRREVOCABLE PROXY AND VOTING AGREEMENT ex2-3.htm Exhibit 2.3 IRREVOCABLE PROXY AND VOTING AGREEMENT This IRREVOCABLE PROXY AND VOTING AGREEMENT (this “Agreement”), dated as of July 1, 2013, is entered into by and among First National Security Company, an Arkansas corporation (the “Company”), and Bear State Financial Holdings, LLC (the “Majority Shareholder”). Capitalized terms used but not separately defined herein shall have the meani |
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| August 27, 2013 |
ex10-10.htm Exhibit 10.10 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) by and between First Federal Bancshares of Arkansas, Inc. (the “Company”), an Arkansas corporation, and the undersigned warrant holders (each a “Holder” and together, the “Holders”) is effective as of the date of first issuance of any of the Warrants (defined below). WHEREAS, in order to i |
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| August 27, 2013 |
CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR ex99-4.htm Exhibit 99.4 CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR Pursuant to Section 230.438 of Regulation C promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4 (the “Registration Statement”) of First Federal Bancshares of Arkansas, Inc. (“First Federal”) relating to the merger agreement by and between First Federal and First Nati |
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| August 27, 2013 |
CONSENT OF SOUTHARD FINANCIAL, LLC ex99-3.htm Exhibit 99.3 CONSENT OF SOUTHARD FINANCIAL, LLC We hereby consent to the inclusion of our opinion letter dated July 1, 2013 to the Board of Directors of First Federal Bancshares of Arkansas, Inc. (“First Federal”) as an appendix to the Joint Proxy Statement/Prospectus relating to the proposed merger of First National Security Company with and into First Federal and related proposals con |
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| August 27, 2013 |
ex10-9.htm Exhibit 10.9 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER UNITED STATES FEDERAL OR STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, OR OTHERWISE TRANSFERRED OR ASSIGNED FOR VALUE, DIRECTLY OR INDIRECTLY, NOR MAY THIS WARRANT OR THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT BE TRANSFERRED ON THE BO |
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| August 27, 2013 |
CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR ex99-6.htm Exhibit 99.6 CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR Pursuant to Section 230.438 of Regulation C promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4 (the “Registration Statement”) of First Federal Bancshares of Arkansas, Inc. (“First Federal”) relating to the merger agreement by and between First Federal and First Nati |
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| August 27, 2013 |
SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. ex10-11.htm Exhibit 10.11 SUBSCRIPTION AGREEMENT FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. This Subscription Agreement (this “Subscription Agreement”) is made as of this 23rd day of August, 2013, by and between First Federal Bancshares of Arkansas, Inc., an Arkansas corporation (the “Corporation”), and Bear State Financial Holdings, LLC, an Arkansas limited liability company (the “Subscriber”), s |
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| August 27, 2013 |
ex10-12.htm Exhibit 10.12 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into this day of , 2013 by and among First Federal Bancshares of Arkansas, Inc. (the “Company”), an Arkansas corporation, and Bear State Financial Holdings, LLC, an Arkansas limited liability company (“Bear State”) and each of the undersigned signatories (each of Bear State Fina |
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| August 27, 2013 |
Exhibit 21 Subsidiaries of First Federal Bancshares of Arkansas, Inc. Subsidiaries Jurisdiction in which Organized Percentage of Voting Securities Owned Directly or Indirectly By Parent First Federal Bank Arkansas 100% |
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| August 27, 2013 |
CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR ex99-5.htm Exhibit 99.5 CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR Pursuant to Section 230.438 of Regulation C promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4 (the “Registration Statement”) of First Federal Bancshares of Arkansas, Inc. (“First Federal”) relating to the merger agreement by and between First Federal and First Nati |
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| July 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ffbh2013071710q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 First |
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| July 15, 2013 |
ffbh201307158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 12, 2013 (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| July 15, 2013 |
ffbh201307158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 12, 2013 (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission |
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| July 3, 2013 |
[LETTERHEAD OF INVESTOR] July __, 2013 ffbh201307028kex10-1.htm Exhibit 10.1 [LETTERHEAD OF INVESTOR] July , 2013 First Federal Bancshares of Arkansas, Inc. 1401 Hwy. 62/65 N. P O Box 550 Harrison, AR 72602 Attn: John Adams, General Counsel Dear Mr. Adams: This letter agreement sets forth the commitment of the undersigned investor (the “Investor”), subject to the terms and conditions contained herein, to purchase certain securities of |
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| July 3, 2013 |
List of Schedules to the Agreement and Plan of Merger ffbh201307028kex2-2.htm Exhibit 2.2 List of Schedules to the Agreement and Plan of Merger The following is a list of the subject matter of the schedules to the Agreement and Plan of Merger, which schedules were omitted from Exhibit 2.1 pursuant to Item 6.01(b)(2) of Regulation S-K. List of Subject Matters on Disclosure Schedules of First National Security Company Schedule 1.1 – Individuals with Kn |
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| July 3, 2013 |
[LETTERHEAD OF INVESTOR] July __, 2013 ffbh201307028kex10-1.htm Exhibit 10.1 [LETTERHEAD OF INVESTOR] July , 2013 First Federal Bancshares of Arkansas, Inc. 1401 Hwy. 62/65 N. P O Box 550 Harrison, AR 72602 Attn: John Adams, General Counsel Dear Mr. Adams: This letter agreement sets forth the commitment of the undersigned investor (the “Investor”), subject to the terms and conditions contained herein, to purchase certain securities of |
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| July 3, 2013 |
ffbh201307028kex2-1.htm Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER BY AND BETWEEN FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. AND FIRST NATIONAL SECURITY COMPANY DATED AS OF JULY 1, 2013 Table of Contents Page ARTICLE I DEFINITIONS Section 1.1. Definitions 1 ARTICLE II THE MERGER Section 2.1. The Merger 5 Section 2.2. Effective Time 5 Section 2.3. Closing 5 Section 2.4. Tax Consequence |
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| July 3, 2013 |
List of Schedules to the Agreement and Plan of Merger ffbh201307028kex2-2.htm Exhibit 2.2 List of Schedules to the Agreement and Plan of Merger The following is a list of the subject matter of the schedules to the Agreement and Plan of Merger, which schedules were omitted from Exhibit 2.1 pursuant to Item 6.01(b)(2) of Regulation S-K. List of Subject Matters on Disclosure Schedules of First National Security Company Schedule 1.1 – Individuals with Kn |
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| July 3, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K ffbh201307028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 1, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdicti |
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| July 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 1, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission File |
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| July 3, 2013 |
ffbh201307028kex2-1.htm Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER BY AND BETWEEN FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. AND FIRST NATIONAL SECURITY COMPANY DATED AS OF JULY 1, 2013 Table of Contents Page ARTICLE I DEFINITIONS Section 1.1. Definitions 1 ARTICLE II THE MERGER Section 2.1. The Merger 5 Section 2.2. Effective Time 5 Section 2.3. Closing 5 Section 2.4. Tax Consequence |
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| June 27, 2013 |
11-K 1 ffbh2013062611k.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-28312 A. Full title of the plan and the |
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| June 27, 2013 |
Termination of a Material Definitive Agreement - FORM 8-K ffbh201306268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 21, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdict |
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| June 20, 2013 |
ffbh20130620424b3.htm Filed Pursuant to Rule 424(b)(3) Registration Number 333-189180 PROSPECTUS FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. 1401 Highway 62-65 North Harrison, Arkansas 72601 (870) 741-7641 750,000 Shares of Common Stock This prospectus relates to the potential resale of up 750,000 shares of common stock of First Federal Bancshares of Arkansas, Inc., par value $0.01 per share (the “ |
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| June 7, 2013 |
S-3 1 ffbh20130607s3.htm FORM S-3 As filed with the Securities and Exchange Commission on June 7, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. (Exact name of registrant as specified in its charter) Arkansas 71-0785261 (State or other juri |
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| May 31, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 29, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdiction (Commission File |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 0-28312 First Federal Bancshares |
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| April 26, 2013 |
DEF 14A 1 ffbhdef14a-052913.htm FORM DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Onl |
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| March 28, 2013 |
ffbh201303288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 28, 2013 Date of Report (Date of earliest event reported) First Federal Bancshares of Arkansas, Inc. (Exact name of registrant as specified in its charter) Arkansas 0-28312 71-0785261 (State or other jurisdic |
