Mga Batayang Estadistika
CIK | 1814215 |
SEC Filings
SEC Filings (Chronological Order)
September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 29, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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August 29, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 20, 2025 |
Exhibit 10.1 Filing # 228355624 E-Filed 07/30/2025 11:28:21 AM IN THE CIRCUIT COURT OF THE TWELFTH JUDICIAL CIRCUIT IN AND FOR MANATEE COUNTY, FLORIDA CIVIL DIVISION Silverback Capital Corporation, a Delaware Corporation, Petitioner, v. CASE NO.: 2025 CA 1576 Nuburu, Inc., a Delaware Corporation, Respondents. ! ORDER GRANTING APPROVAL OF SETTLEMENT AGREEMENT AND STIPULATION AND FOR DECLARATORY REL |
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August 20, 2025 |
Exhibit 10.2 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION is dated as of July 17, 2025 (the “Settlement Date”) by and between Nuburu, Inc. (“BURU” or the “Company”), a corporation formed under the laws of the State of Delaware, and Silverback Capital Corporation, (“SCC”), a Delaware Corporation. BACKGROUND: WHEREAS, there are bona fide outstanding liabilities of t |
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August 14, 2025 |
Exhibit 10.14 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of June 3, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance u |
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August 14, 2025 |
Exhibit 10.11 AMENDMENT TO STANDBY EQUITY PURCHASE AGREEMENT This Amendment), dated as of June 5, 2025, to the Standby Equity Purchase Agreement Agreement , dated as of May 30, 2025, is made by and between YA II PN, LTD., a Cayman Islands exempt Investor and Nuburu, Inc., a company Delaware Company. Capitalized terms used in this Amendment have the meanings ascribed in the Agreement, unless otherw |
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August 14, 2025 |
Exhibit 10.1 AMENDMENT #3 TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION This Amendment (the “Amendment”) is entered into as of April 15, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreement, Mutual Release of Liabili |
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August 14, 2025 |
Securities Purchase Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 22, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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August 14, 2025 |
Securities Purchase Agreement, dated May 13, 2025, between the Company and Boot Capital LLC Exhibit 10.9 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2025, by and between Nuburu, Inc., a Delaware corporation, with its address at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80112 (the “Company”), and Boot Capital LLC, a Delaware limited liability company, with its address at 1688 Meridian Ave., Suite 723, Miami Beach, FL 331 |
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August 14, 2025 |
Exhibit 10.13 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 3, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agre |
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August 14, 2025 |
Exhibit 3.5 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUBURU, INC. Nuburu, Inc. (the "Coporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "DGCL"), hereby certifies as follows: DOES HEREBY CERTIFY: 1. Pursuant to Section 242 of the General Corporation Law, this Certificate of Amend |
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August 14, 2025 |
Exhibit 10.7 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of May 12, 2025(the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and Agi |
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August 14, 2025 |
Subordinated Convertible Note, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.26 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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August 14, 2025 |
Exchange Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.4 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of April 22, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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August 14, 2025 |
Securities Purchase Agreement, dated May 13, 2025, between the Company and 1800 Diagonal Lending LLC Exhibit 10.8 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2025, by and between Nuburu, Inc., a Delaware corporation, with its address at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80112 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal Road, Suite 623, Alexandria |
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August 14, 2025 |
Exhibit 10.6 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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August 14, 2025 |
Securities Purchase Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.23 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 25, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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August 14, 2025 |
Exchange Agreement, dated June 18, 2025, between the Company and Bomore Opportunity Group Ltd Exhibit 10.19 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of June 18, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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August 14, 2025 |
Exhibit 10.12 BUSINESS LOAN AND SECURITY AGREEMENT THIS BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of May 30, 2025 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and A |
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August 14, 2025 |
Exhibit 10.15 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 3, 2025, is by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of even date herewith (the “Securities Purchase Agree |
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August 14, 2025 |
Registration Rights Agreement, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 22, 2025, is by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of even date herewith (the “Securities Purchase Agre |
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August 14, 2025 |
Exhibit 10.25 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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August 14, 2025 |
Exhibit 10.16 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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August 14, 2025 |
Subordinated Convertible Note, dated April 22, 2025, between the Company and Indigo Capital LP Exhibit 10.5 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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August 14, 2025 |
Exchange Agreement, dated June 25, 2025, between the Company and Torcross Capital LLC Exhibit 10.24 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement’’), dated as of June 25, 2025 (the “Execution Date”), is between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agreement in reliance |
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August 14, 2025 |
Exhibit 10.17 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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August 14, 2025 |
Exhibit 10.21 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 19 |
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August 14, 2025 |
Exhibit 10.18 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 18, 2025 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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August 14, 2025 |
Exhibit 10.20 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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July 31, 2025 |
Order Granting Approval of Settlement Agreement and Stipulation, dated July 30, 2025 Exhibit 10.1 Filing # 228355624 E-Filed 07/30/2025 11:28:21 AM IN THE CIRCUIT COURT OF THE TWELFTH JUDICIAL CIRCUIT IN AND FOR MANATEE COUNTY, FLORIDA CIVIL DIVISION Silverback Capital Corporation, a Delaware Corporation, Petitioner, v. CASE NO.: 2025 CA 1576 Nuburu, Inc., a Delaware Corporation, Respondents. ! ORDER GRANTING APPROVAL OF SETTLEMENT AGREEMENT AND STIPULATION AND FOR DECLARATORY REL |
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July 31, 2025 |
NUBURU, INC. Up to 20 million Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-287867 PROSPECTUS NUBURU, INC. Up to 20 million Shares of Common Stock This prospectus of Nuburu, Inc., a Delaware corporation (the “Company” or “Nuburu”), relates to the resale by YA II PN, LTD. (the “Selling Stockholder”) of up to 20 million shares (“Offered Shares”) of our common stock, par value $0.0001 per share (“Common Stock”). The share |
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July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 31, 2025 |
NUBURU, INC. Up to 40,700,408 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-288095 Prospectus NUBURU, INC. Up to 40,700,408 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus (the “Selling Stockholders”) of up to 40,700,408 shares of common stock, par value $0.0001 per share (“Common Stock”), of Nuburu, Inc. (the “Company”), which |
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July 31, 2025 |
Exhibit 10.2 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION is dated as of July 17, 2025 (the “Settlement Date”) by and between Nuburu, Inc. (“BURU” or the “Company”), a corporation formed under the laws of the State of Delaware, and Silverback Capital Corporation, (“SCC”), a Delaware Corporation. BACKGROUND: WHEREAS, there are bona fide outstanding liabilities of t |
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July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 22, 2025 |
July 22, 2025 VIA EDGAR Jay Ingram U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1, as amended by Amendment Nos. 1 and 2 (File No. 333-287867) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rules and regulat |
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July 16, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 Nuburu, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par value per share, reserved for future issuance pursuant to th |
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July 16, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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July 16, 2025 |
As filed with the Securities and Exchange Commission on July 16, 2025 As filed with the Securities and Exchange Commission on July 16, 2025 Registration No. |
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July 14, 2025 |
[REMAINDER PAGE INTENTIONALLY LEFT BLANK] COMPANY: NUBURU, INC. Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of June 30, 2025, is between NUBURU, INC., a company incorporated under the laws of the State of Delaware, with principal executive offices located at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80011 (the “Company”), and each of the investors listed on the Schedule of Buyers attached as Schedule I hereto ( |
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July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 09, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 1, 2025 |
Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of June 30, 2025, is between NUBURU, INC., a company incorporated under the laws of the State of Delaware, with principal executive offices located at 7442 S Tucson Way, Suite 130, Centennial, Colorado 80011 (the “Company”), and each of the investors listed on the Schedule of Buyers attached as Schedule I hereto ( |
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June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 20, 2025 |
As filed with the Securities and Exchange Commission on June 18, 2025 As filed with the Securities and Exchange Commission on June 18, 2025 Registration No. |
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June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 16, 2025 |
As filed with the Securities and Exchange Commission on June 16, 2025 As filed with the Securities and Exchange Commission on June 16, 2025 Registration No. |
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June 16, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 03, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 9, 2025 |
As filed with the Securities and Exchange Commission on June 6, 2025 As filed with the Securities and Exchange Commission on June 6, 2025 Registration No. |
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June 9, 2025 |
Standby Equity Purchase Agreement, dated May 30, 2025, between the Company and YA II PN, LTD. Exhibit 10.49 STANDBY EQUITY PURCHASE AGREEMENT* THIS STANDBY EQUITY PURCHASE AGREEMENT (this “Agreement”) dated as of May 30, 2025 is made by and between YA II PN, LTD., a Cayman Islands exempt limited company (the “Investor”), and NUBURU, INC., a company incorporated under the laws of the State of Delaware (the “Company”). The Investor and the Company may be referred to herein individually as a |
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June 9, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward |
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June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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May 20, 2025 |
Exhibit 10.5 To Trumar Capital LLC 1675 South State St., Ste B Dover-19901, Delaware, USA, Email: [email protected] To the kind attention of Andrew Dominique White and Mr. Ambrogio D'Arrezzo Majority Stockholder ofTekne S.p.A., Piazza Gualdi n. 19, 42016 -Guastalla (RE), Italy, E-mail: [email protected] February 14, 2025 RE: Binding and Irrevocable Commitment Letter -Acquisition of the 100% of t |
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May 20, 2025 |
Exhibit 10.4 SECOND AMENDMENT TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION DATED JANUARY 14, 2025 This Amendment (the “Amendment”) is entered into as of February 17, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreem |
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May 20, 2025 |
Exhibit 10.1 S.F.E. EQUITY INVESTMENTS S.à r.l. 300C Route de Thionville, 5884 Howald - Numéro d'immatriculation: B70552 January 13, 2025 To: Nuburu, Inc. 7442 S. Tucson Way, Suite 130 Centennial, CO 80112 Attention: Brian Knaley, CEO Reference is made to that certain Proposal Letter (the “Proposal”), dated January 7, 2025, from S.F.E. Equity Investments SARL (“Investor”) to Nuburu, Inc., a Delawa |
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May 20, 2025 |
On Demand Facility Agreement, dated March 18, 2025, between the Company and Supply@ME Capital plc Exhibit 10.8 DATED 18 MARCH 2025 ON DEMAND FACILITY AGREEMENT BETWEEN (1) NUBURU INC. AND (2) SUPPLY@ME CAPITAL PLC Date Printed: 18 March 2025 1 THIS AGREEMENT is made the 18 day of March 2025 BETWEEN: (1) NUBURU INC. a Delaware corporation, with its principal place of business at 7442 S Tucson Way, Suite 130 Centennial, CO 80112, United States of America (the "Lender"); (2) SUPPLY@ME CAPITAL PLC |
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May 20, 2025 |
Exhibit 10.7 NEITHER THIS EXCHANGE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, |
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May 20, 2025 |
Exhibit 10.3 AMENDMENT TO THE COMPREHENSIVE SETTLEMENT AGREEMENT, MUTUAL RELEASE OF LIABILITY, AND INDEMNIFICATION DATED JANUARY 14, 2025 This Amendment (the “Amendment”) with an effective date of February 14, 2025, by and between Liqueous LP (“Liqueous”) and Nuburu, Inc. (“Nuburu” or “Company”) (collectively, the “Parties”). WHEREAS, the Parties entered into the Comprehensive Settlement Agreement |
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May 20, 2025 |
Subordinated Convertible Note, dated March 3, 2025, between the Company and Indigo Capital LP Exhibit 10.6 NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 193 |
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May 20, 2025 |
Exhibit 10.2 Comprehensive Settlement Agreement, Mutual Release of Liability, and Indemnification This Agreement is made and entered into as of January 14, 2025, by and among Liqueous LP (“Liqueous”), Nuburu, Inc. (the “Company”), and the following officers and directors of Nuburu, Inc., collectively referred to as the “Released Parties”: • Alessandro Zamboni - Executive Chairman of the Board • Br |
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May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December, 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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May 16, 2025 |
Exhibit 99.2 Notice and Plan for Resolution of Non-Compliance with NYSE Stockholders’ Equity Rule/Going Concern Qualification CENTENNIAL, Colo., May 5, 2025 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU) today announced that it received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NY |
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May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 9, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 Table of Contents As filed with the Securities and Exchange Commission on May 9, 2025 Registration No. |
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May 9, 2025 |
Exhibit 107 Calculation of Filing Fee Table Registration Statement on Form S-3 (Form Type) Nuburu, Inc. |
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May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 5, 2025 |
Exhibit 99.2 Notice and Plan for Resolution of Non-Compliance with NYSE Stockholders’ Equity Rule/Going Concern Qualification CENTENNIAL, Colo., May 5, 2025 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU) today announced that it received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NY |
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April 30, 2025 |
l UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001 |
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April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-394 |
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April 15, 2025 |
Exhibit 19.1 NUBURU, INC. INSIDER TRADING POLICY (Effective upon the closing of the business combination) A. POLICY OVERVIEW Nuburu, Inc. (together with any subsidiaries, collectively the “Company”) has adopted this Insider Trading Policy (the “Policy”) to help you comply with the federal and state securities laws and regulations that govern trading in securities and to help the Company minimize i |
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April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December, 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 05, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 03, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 5, 2025 |
NUBURU, Inc. and HUMBL, Inc. Announce $2 Million Share Exchange Agreement and Strategic Partnership to Accelerate Growth and Shareholder Value 02/28/2025 CENTENNIAL, Colo. & SAN DIEGO-(BUSINESS WIRE)- NUBURU, Inc. (NYSE: BURU, the “Company”), a leading innovator in high-power blue laser technology, and HUMBL, Inc. (OTC: HMBL), a strategic holding company with focus in Brazil, today announced the e |
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March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 18, 2025 |
AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of the securities of Nuburu, Inc. |
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February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 06, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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January 27, 2025 |
January 27, 2025 VIA EDGAR Jay Ingram U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Nuburu, Inc. Registration Statement on Form S-1, as amended by Amendment No. 1, No. 2 and No. 3 (File No. 333-281682) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, and the rule |
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January 27, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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January 27, 2025 |
As filed with the Securities and Exchange Commission on January 24, 2025 As filed with the Securities and Exchange Commission on January 24, 2025 Registration No. |
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January 22, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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January 22, 2025 |
As filed with the Securities and Exchange Commission on January 21, 2025 As filed with the Securities and Exchange Commission on January 21, 2025 Registration No. |
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January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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January 8, 2025 |
As filed with the Securities and Exchange Commission on January 7, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 7, 2025 Registration No. |
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January 8, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Supplement No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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December 11, 2024 |
Resolution of Non-Compliance with the NYSE Rules Exhibit 99.2 Resolution of Non-Compliance with the NYSE Rules CENTENNIAL, Colo., December 11, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it received from NYSE Regulation a Warning Letter (the “Letter”) as provided under Section 1009(a) of the NYSE American LLC Company |
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December 11, 2024 |
Exhibit 99.1 . Tony Frouge Chief Regulatory Officer New York Stock Exchange 11 Wall Street New York, NY 10005 T + 1 212 656 2133 [email protected] December 5, 2024 Mr. Brian Knaley Chief Executive Officer Nuburu, Inc. 7442 Tucson Way, Suite 130 Centennial, CO 80112 Dear Mr. Knaley: NYSE Regulation is issuing this public Warning Letter to Nuburu, Inc. (the “Company”) as provided for in Section 1 |
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December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 05, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 5, 2024 |
December 5, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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November 25, 2024 |
November 25, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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November 25, 2024 |
BURUW / Nuburu, Inc. - Equity Warrant / Seldin David - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuburu, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 67021W103 (CUSIP Number) David Seldin Anzu Partners LLC Anzu Nuburu LLC Anzu Nuburu II LLC Anzu Nuburu III LLC Anzu Nuburu V LLC CST Global LLC David & |
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November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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November 22, 2024 |
Notice of Non-Compliance with the NYSE Exhibit 99.1 Notice of Non-Compliance with the NYSE CENTENNIAL, Colo., November 22, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced it has received a notice of non-compliance (the “NYSE Notice”) from the staff of the NYSE American Market (the “Exchange”) indicating that th |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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November 14, 2024 |
Registration Rights Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.9 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 01, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Nuburu, Inc., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, dated as of the date hereof (the “Pu |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. |
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November 14, 2024 |
Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.8 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APP |
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November 14, 2024 |
PRE-FUNDED WARRANT PURCHASE PROGRAM Exhibit 2.2 THE SECURITIES ISSUABLE IN CONNECTION WITH THIS AGREEENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE |
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November 14, 2024 |
Common Stock Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.6 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as October 01, 2024 (the “Execution Date”), by and between Nuburu, Inc., a Delaware exempted company (the “Company”), and Liqueous, LP, a Delaware limited partnership (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions and limit |
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November 14, 2024 |
Master Transaction Summary agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.5 MASTER TRANSACTION TERMS Prepared For: Nuburu, Inc. October 01, 2024 (3 Phases of Financing) MASTER TRANSACTION TERMS These Master Transaction terms (the "Agreement") are agreed and entered into on this 1st day of October, 2024, by and between Nuburu Inc., a Delaware corporation (the "Company"), and Liqueous LP, a Delaware limited partnership (the "Investor"). RECITALS WHEREAS, the Co |
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November 14, 2024 |
Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP EXHIBIT 10.7 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APP |
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November 12, 2024 |
Amendment to the Amended and Restated By Laws of the Company, dated November 12, 2024. Exhibit 3.1 Amendment to Amended and Restated By Laws of Nuburu, Inc. The first sentence of Section 2.4 of the Amended and Restated By Laws of Nuburu, Inc. (the “Corporation”) is hereby amended and restated in its entirety as follows: “Except as otherwise provided by applicable law, the Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended or restated from tim |
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November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 4) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission |
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October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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October 21, 2024 |
October 21, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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October 7, 2024 |
Common Stock Purchase Agreement, dated October 1, 2024, by and between Nuburu, Inc. and Liqueous LP Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as September 27, 2024 (the “Execution Date”), by and between Nuburu, Inc., a Delaware exempted company (the “Company”), and Liqueous, LP, a Delaware limited partnership (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions and lim |
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October 7, 2024 |
Registration Rights Agreement, dated October 1, 2024, by and between Nuburu, Inc. and Liqueous LP Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 27, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Nuburu, Inc., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, dated as of the date hereof (the “ |
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October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 07, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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September 27, 2024 |
September 27, 2024 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission Washington, DC 20549 Attn: Mindy Hooker Anne McConnell Anne Parker Re: Nuburu, Inc. |
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September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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September 6, 2024 |
PROSPECTUS SUPPLEMENT NO. 24 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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September 6, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 24 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Ann |
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September 6, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 3) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission |
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September 5, 2024 |
September 5, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 23, 2024 |
PROSPECTUS SUPPLEMENT NO. 23 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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August 23, 2024 |
Exhibit 10.1 Certain information has been omitted from this exhibit in places marked “[***]” because it contains personally identifiable information omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 19, 2024 (the “Execution Date”), between Nuburu, Inc., a Delaware corpora |
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August 23, 2024 |
Exchange Agreement, dated August 19, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LLC Exhibit 10.2 Certain information has been omitted from this exhibit in places marked “[***]” because it contains personally identifiable information omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”), is dated as of August 19, 2024, by and between Nuburu, Inc., a Delaware corporation (the “Company”), and Esousa G |
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August 23, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 23 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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August 21, 2024 |
As filed with the Securities and Exchange Commission on August 21, 2024 Table of Contents As filed with the Securities and Exchange Commission on August 21, 2024 Registration No. |
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August 21, 2024 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Nuburu, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Fo |
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August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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August 19, 2024 |
390,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 22 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 390,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Curren |
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August 19, 2024 |
PROSPECTUS SUPPLEMENT NO. 22 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 417,770 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 915,743 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the infor |
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August 14, 2024 |
Exhibit 2.2 THE SECURITIES ISSUABLE IN CONNECTION WITH THIS AGREEENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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August 12, 2024 |
Table of Contents l UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 06, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 12, 2024 |
BURU / Nuburu, Inc. / Esousa Group Holdings LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Nuburu, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 67021W301 (CUSIP Number) August 6, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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August 12, 2024 |
Exchange Agreement, dated August 6, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LLC. Exhibit 10.2 Certain information has been omitted from this exhibit in places marked “[***]” because it contains personally identifiable information omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”), is dated as of August 6, 2024, by and between Nuburu, Inc., a Delaware corporation (the “Company”), and Esousa Gr |
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August 12, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 6, 2024 (the “Execution Date”), between Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering this Agr |
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August 8, 2024 |
August 8, 2024 VIA EDGAR TRANSMISSION Mindy Hooker CC: Anne McConnell United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 Nuburu, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 30, 2024 |
NUBURU Announces NYSE American Removal of Trading Suspension EX-99.1 Exhibit 99.1 NUBURU Announces NYSE American Removal of Trading Suspension Centennial, Colo. July 30, 2024, (BUSINESS WIRE)— NUBURU, Inc. (“NUBURU” or the “Company”) (OTC: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced that, on July 29, 2024, it received a notification from NYSE American LLC (“NYSE American”) informing Nuburu t |
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July 23, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 21 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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July 23, 2024 |
PROSPECTUS SUPPLEMENT NO. 21 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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July 22, 2024 |
NUBURU Announces Revised Date for Strategic 1-for-40 Reverse Stock Split Exhibit 99.1 NUBURU Announces Revised Date for Strategic 1-for-40 Reverse Stock Split CENTENNIAL, Colo., July 22, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (OTC: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, announced a revised date for the implementation of a 1-for-40 reverse stock split (“Reverse Split”). The new record date for the Reverse |
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July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 09, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 10, 2024 |
PROSPECTUS SUPPLEMENT NO. 20 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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July 10, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 20 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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July 1, 2024 |
NUBURU Announces Revised Date for Strategic 1-for-40 Reverse Stock Split Exhibit 99.1 NUBURU Announces Revised Date for Strategic 1-for-40 Reverse Stock Split CENTENNIAL, Colo., June 28, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (OTC: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, announced a revised date for the implementation of a 1-for-40 reverse stock split (“Reverse Split”). The new record date for the Reverse |
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July 1, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 19 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. c 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Current Repo |
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July 1, 2024 |
PROSPECTUS SUPPLEMENT NO. 19 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 24, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 18 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 24, 2024 |
Exhibit 99.1 NUBURU Announces Strategic 1-for-40 Reverse Stock Split to Enhance Shareholder Value and Return to Trading on NYSE American CENTENNIAL, Colo., June 24, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU) (OTC: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, announced that it will continue its previously announced plan to |
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June 24, 2024 |
PROSPECTUS SUPPLEMENT NO. 18 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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June 24, 2024 |
Exhibit 3.1 EXHIBIT A The Amended and Restated Certificate of Incorporation of the Company is hereby amended by adding the following new paragraph immediately below the second paragraph of Section 1 of Article IV: Reverse Stock Split. Immediately upon the filing and effectiveness (the “Reverse Split Effective Time”) pursuant to the DGCL of this amendment to this Amended and Restated Certificate of |
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June 13, 2024 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company. Exhibit 3.1 EXHIBIT A The Amended and Restated Certificate of Incorporation of the Company is hereby amended by adding the following new paragraph immediately below the second paragraph of Section 1 of Article IV: Reverse Stock Split. Immediately upon the filing and effectiveness (the “Reverse Split Effective Time”) pursuant to the DGCL of this amendment to this Amended and Restated Certificate of |
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June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 13, 2024 |
NUBURU, Inc. CEO Brian Knaley Outlines Strategic Vision and Growth Milestones in Shareholder Letter Exhibit 99.1 NUBURU, Inc. CEO Brian Knaley Outlines Strategic Vision and Growth Milestones in Shareholder Letter CENTENNIAL, Colo., June 13, 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced a shareholder letter from its CEO, Brian Knaley. Dear NUBURU Shareholders, Partners, |
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May 16, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 17 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Ame |
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May 16, 2024 |
PROSPECTUS SUPPLEMENT NO. 17 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39489 NUBURU, INC. |
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May 7, 2024 |
PROSPECTUS SUPPLEMENT NO. 16 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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May 7, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 16 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Ame |
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May 6, 2024 |
NUBURU ANNOUNCES A SECOND CONTRACT WITH NASA FOR NEXT-GENERATION BLUE LASER SPACE TECHNOLOGY NUBURU ANNOUNCES A SECOND CONTRACT WITH NASA FOR NEXT-GENERATION BLUE LASER SPACE TECHNOLOGY • NASA and NUBURU to Demonstrate the Feasibility of Surface Power Management Solutions Using Blue Laser Technology • NUBURU’s Blue Laser Technology Provides a Unique Solution to Reduce the Size and Weight of Equipment Needed for Power Beaming Deployment on the Moon and Mars CENTENNIAL, Colo. |
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May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 01, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 29, 2024 |
Exhibit 10.48 Certain information has been omitted from this exhibit in places marked “[***] because it contains personally identifiable information omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. Amended Employment Agreement This Amended Employment Agreement (“Agreement”) is made and entered into effective as of November 1, 2023 (the “Effective Date”) by and between Nub |
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April 29, 2024 |
Exhibit 10.49 Certain information has been omitted from this exhibit in places marked “[***] because it contains personally identifiable information omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. Amendment to Employment Agreement This Amendment to Employment Agreement (“Amendment”) is effective as of January 1, 2024 (the “Effective Date”), and it amends portions of the |
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April 29, 2024 |
l UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001 |
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April 16, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 15 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Ann |
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April 16, 2024 |
PROSPECTUS SUPPLEMENT NO. 15 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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April 15, 2024 |
Exhibit 10.39 NOTE AND WARRANT PURCHASE AGREEMENT This Note and Warrant Purchase Agreement, dated as of November 13, 2023 (this “Agreement”), is entered into by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”), as such Schedule I may |
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April 15, 2024 |
Form of Warrant to Purchase Shares of Common Stock. Exhibit 10.41 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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April 15, 2024 |
Description of Registrant’s Securities. Exhibit 4.5 Description of Securities The following descriptions of the capital stock of Nuburu, Inc. (“us,” “our,” “we,” “Nuburu” or the “Company”) and certain provisions of our amended and restated certificate of incorporation (the “Certificate of Incorporation”), amended and restated bylaws (“Bylaws”), our certificate of designations filed on January 31, 2023 (the “Certificate of Designations” |
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April 15, 2024 |
Exhibit 97 NUBURU, INC. COMPENSATION RECOVERY (“CLAWBACK”) POLICY Effective December 1, 2023 Nuburu, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this Compensation Recovery (“Clawback”) Policy. This Policy is intended to further the Company’s pay-for-performance philosophy and to comply with |
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April 15, 2024 |
Registration Rights Agreement, dated November 13, 2023, by and between Nuburu, Inc. Exhibit 10.42 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) dated as of November 13, 2023 is among Nuburu, Inc., a Delaware Corporation (the “Company”), and the parties listed on Schedule A hereto (each, a “Holder” and collectively, the “Holders”). WHEREAS, the parties to this Agreement are parties to that certain Note and Warrant Purchase Agreement dated as o |
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April 15, 2024 |
Board of Directors Compensation Policy Exhibit 10.47 NUBURU, Inc. (the “Company”) 2023-2024 Board Compensation Program (Other than for the Chief Executive Officer) Effective as of August 31, 2023 All grants of awards to directors under this 2023-2024 Board Compensation Program (the “Policy”) will be automatic and nondiscretionary. Terms not defined herein shall have the meaning shall have the meaning ascribed to them in the Company’s 2 |
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April 15, 2024 |
Exhibit 10.40 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THIS SECURITY MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER |
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April 15, 2024 |
Form of Senior Secured Convertible Promissory Note. Exhibit 10.45 THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE RE |
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April 15, 2024 |
Form of Warrant to Purchase Shares of Common Stock Exhibit 10.46 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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April 15, 2024 |
Note Exchange Agreement, by and between Nuburu, Inc. and the parties thereto. Exhibit 10.44 SENIOR CONVERTIBLE NOTES EXCHANGE AGREEMENT This Senior Convertible Notes Exchange Agreement (this “Agreement”) dated as of November 13, 2023 (the “Effective Date”) is among Nuburu, Inc., a Delaware Corporation (the “Company”), and the parties listed on Schedule I hereto (each, a “Holder” and collectively, the “Holders”). RECITALS WHEREAS, the Company previously issued a series of un |
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April 15, 2024 |
Exhibit 10.43 INTERCREDITOR AND SUBORDINATION AGREEMENT This INTERCREDITOR AND SUBORDINATION AGREEMENT dated as of November 13, 2023 (this “Agreement”), between and among, (a) the holders (the “Senior Convertible Notes Holders”) of those certain senior convertible notes (the “Senior Convertible Notes”) issued pursuant to the Senior Convertible Notes Exchange Agreement, dated November 13, 2023, by |
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April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents l UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 15, 2024 |
Exhibit 2.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement, dated April 3, 2024 (this “Agreement”), is entered into by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the investors listed on Schedule I hereto (each an “Investor” and, collectively, the “Investors”). AGREEMENT In consideration of the representations, warranties, and conditions set forth below, t |
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April 5, 2024 |
PROSPECTUS SUPPLEMENT NO. 14 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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April 5, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 14 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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April 4, 2024 |
NUBURU Announces a $3 Million Dollar Capital Infusion by Strategic Investors and New Customer Orders NUBURU Announces a $3 Million Dollar Capital Infusion by Strategic Investors and New Customer Orders April 4, 2024 CENTENNIAL, Colo. |
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April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 03, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December, 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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March 1, 2024 |
PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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March 1, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 14, 2024 |
BURU / Nuburu, Inc. / SUSQUEHANNA SECURITIES, LLC - SC 13G/A Passive Investment CUSIP No: 67021W103 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of |
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February 14, 2024 |
BURU / Nuburu, Inc. / BALYASNY ASSET MANAGEMENT LLC - SC 13G Passive Investment SC 13G 1 d753120dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuburu, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 67021W103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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February 14, 2024 |
EX-99.1 2 d753120dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including additional amendments thereto) with respect to the shares of Common Stock, $0.0001 par value per share, of Nuburu, Inc. |
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February 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 07, 2024 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 7, 2024 |
NUBURU Announces Evaluation of Strategic Alternatives NUBURU Announces Evaluation of Strategic Alternatives CENTENNIAL, Colo., Feb. 07. 2024 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technology, today announced that it has engaged Northland Capital Markets (“Northland”) as its financial advisor in connection with its evaluation of strategic alternative |
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February 7, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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February 7, 2024 |
PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2023 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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January 4, 2024 |
PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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January 4, 2024 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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January 4, 2024 |
NUBURU Announces Notice of Noncompliance with NYSE American Listing Standards NUBURU Announces Notice of Noncompliance with NYSE American Listing Standards CENTENNIAL, Colo. |
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December 22, 2023 |
BURU / Nuburu, Inc. / Tailwind Sponsor LLC - SC 13G/A Passive Investment SC 13G/A 1 tm2333305d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Nuburu, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 67021W 103 (CUSIP Number) January 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the |
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December 20, 2023 |
X0203 0001143313 NYSE AMERICAN LLC 0001814215 Nuburu, Inc. 001-39489 1545 Courtney Avenue Los Angeles CA CALIFORNIA 90046 212-909-3022 Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 17 CFR 240.12d2-2(b) Emily Fuhrman Analyst, Regulation 2023-12-20 |
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December 20, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC ("NYSE American" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11. |
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November 16, 2023 |
NUBURU, INC. SECURED PROMISSORY NOTE Exhibit 99.18 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THIS SECURITY MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER |
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November 16, 2023 |
Exhibit 99.19 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) dated as of November 13, 2023 is among Nuburu, Inc., a Delaware Corporation (the “Company”), and the parties listed on Schedule A hereto (each, a “Holder” and collectively, the “Holders”). WHEREAS, the parties to this Agreement are parties to that certain Note and Warrant Purchase Agreement dated as o |
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November 16, 2023 |
NOTE AND WARRANT PURCHASE AGREEMENT Exhibit 99.17 NOTE AND WARRANT PURCHASE AGREEMENT This Note and Warrant Purchase Agreement, dated as of November 13, 2023 (this “Agreement”), is entered into by and among Nuburu, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”), as such Schedule I may |
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November 16, 2023 |
BURU / Nuburu Inc - Class A / Seldin David - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuburu, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 67021W103 (CUSIP Number) David Seldin Anzu Partners LLC Anzu Nuburu LLC Anzu Nuburu II LLC Anzu Nuburu III LLC Anzu Nuburu V LLC CST Global LLC David & |
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November 15, 2023 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Cur |
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November 15, 2023 |
PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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November 15, 2023 |
Exhibit 99.1 NUBURU Announces $5.5 Million Bridge Financing Bridge Loan From Existing Investors and a New Institutional Investor Secured by the Company’s Patent Portfolio Preliminarily Valued at More Than $100 Million CENTENNIAL, Colo., Nov. 14, 2023 - NUBURU, Inc. (“NUBURU” or the “Company”) (NYSE American: BURU), a leading innovator in high-power and high-brightness industrial blue laser technol |
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November 13, 2023 |
PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 17, 2023) Registration No. 333-269610 Primary Offering of 16,710,785 Shares of Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 36,629,724 Shares of Common Stock 2,235,279 Shares of Series A Preferred Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the |
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November 13, 2023 |
15,600,000 Shares of Common Stock NUBURU, INC. PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(8) (to prospectus dated April 7, 2023) Registration No. 333-271046 15,600,000 Shares of Common Stock NUBURU, INC. This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated April 7, 2023 (as supplemented from time to time, the “Prospectus”), with the information contained in the Quar |
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November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 09, 2023 Nuburu, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39489 85-1288435 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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November 9, 2023 |
CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT This Confidential Separation and Release Agreement (“Agreement”) is made and entered into as of the Effective Date as defined herein, by and between NUBURU, Inc. |