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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 24, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 5, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 19, 2014 |
BALLY STOCKHOLDERS APPROVE MERGER AGREEMENT WITH SCIENTIFIC GAMES EX-99.1 2 a14-247961ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President of Treasury and Investor Relations Sr. Manager of Corporate Communications (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY STOCKHOLDERS APPROVE MERGER AGREEMENT WITH SCIENTIFIC GAMES LAS VEGAS, November 19, 2014 – Bal |
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| November 19, 2014 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 a14-2479618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2014 (November 18, 2014) BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or |
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| November 10, 2014 |
BYI / / Neuberger Berman Group LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* BALLY TECHNOLOGIES INC (Name of Issuer) Common (Title of Class of Securities) 05874B107 (CUSIP Number) October 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 30, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
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| November 4, 2014 |
EX-99.1 2 a14-236471ex99d1.htm EX-99.1 Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Mike Trask (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS ADJUSTED EPS OF $1.17 AND GAAP DILUTED EPS OF $0.75 FOR THE FIRST QUARTER OF FISCAL 2015 - TOTAL REVENUE INCREASES TO A FIRST QUARTER RECORD OF $321 MILLION, UP 29 PERCENT FROM |
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| October 31, 2014 |
BYI / 10-Q - Quarterly Report - 10-Q 10-Q 1 a14-22449110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co |
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| October 20, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 8, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-2205918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction (Co |
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| October 8, 2014 |
DEFA14A 1 a14-2205918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| October 8, 2014 |
EX-99.1 2 a14-220591ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President of Treasury and Investor Relations Sr. Manager of Corporate Communications (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES SCHEDULES SPECIAL STOCKHOLDER MEETING FOR NOVEMBER 18, 2014 TO VOTE ON APPROVAL O |
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| October 8, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President of Treasury and Investor Relations Sr. Manager of Corporate Communications (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES SCHEDULES SPECIAL STOCKHOLDER MEETING FOR NOVEMBER 18, 2014 TO VOTE ON APPROVAL OF THE MERGER AGREEMENT WITH SCIENTIFIC |
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| September 19, 2014 |
Exhibit 99.1 Date: Friday, September 19, 2014 To: Bally Team — Worldwide From: Richard Haddrill, Chief Executive Officer Re: Merger Update Dear Bally Teammates, Per our commitment to keep you informed as to the status of the pending merger with Scientific Games, I want to update you on some recent progress. As a reminder, the acquisition remains subject to approval by Bally’s stockholders, receipt |
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| September 19, 2014 |
DEFA14A 1 a14-2102918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdict |
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| September 19, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-2102918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| September 19, 2014 |
Exhibit 99.1 Date: Friday, September 19, 2014 To: Bally Team — Worldwide From: Richard Haddrill, Chief Executive Officer Re: Merger Update Dear Bally Teammates, Per our commitment to keep you informed as to the status of the pending merger with Scientific Games, I want to update you on some recent progress. As a reminder, the acquisition remains subject to approval by Bally’s stockholders, receipt |
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| September 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction (Commission (IRS Employer o |
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| September 12, 2014 |
FORM OF RETENTION AWARD AGREEMENT Exhibit 99.1 FORM OF RETENTION AWARD AGREEMENT A. Bally Technologies, Inc. (“Bally”) has entered into an Agreement and Plan of Merger by and among Scientific Games Corporation (“Scientific Games”), Scientific Games Nevada, Inc. (“Merger Sub”), Scientific Games International, Inc., and Bally (as amended “Merger Agreement”); B. Pursuant to the Merger Agreement, the Merger Sub will merge with and int |
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| September 12, 2014 |
Financial Statements and Exhibits 8-K 1 a14-2089518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| September 12, 2014 |
FORM OF RETENTION AWARD AGREEMENT Exhibit 99.1 FORM OF RETENTION AWARD AGREEMENT A. Bally Technologies, Inc. (“Bally”) has entered into an Agreement and Plan of Merger by and among Scientific Games Corporation (“Scientific Games”), Scientific Games Nevada, Inc. (“Merger Sub”), Scientific Games International, Inc., and Bally (as amended “Merger Agreement”); B. Pursuant to the Merger Agreement, the Merger Sub will merge with and int |
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| September 8, 2014 |
PREM14A 1 a2221288zprem14a.htm PREM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate b |
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| September 8, 2014 |
BYI / / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 d784757dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11)* BALLY TECHNOLOGIES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05874B107 (CUSIP Number) August 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule |
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| September 2, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a14-2029318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 27, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of |
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| September 2, 2014 |
EX-99.1 2 a14-202931ex99d1.htm EX-99.1 Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Mike Trask (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD REVENUE OF $1.2 BILLION AND RECORD ADJUSTED EPS OF $4.32 WITH GAAP DILUTED EPS OF $2.52 FOR THE YEAR ENDED JUNE 30, 2014 - TOTAL REVENUE INCREASES TO A RECORD $1.2 BILLI |
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| August 20, 2014 |
Scientific Games and Bally Announce Early Termination of Hart-Scott-Rodino Act Waiting Period EX-99.1 2 a14-193741ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Scientific Games and Bally Announce Early Termination of Hart-Scott-Rodino Act Waiting Period New York and Las Vegas, August 20, 2014 — Scientific Games Corporation (Nasdaq: SGMS) (“Scientific Games”) and Bally Technologies, Inc. (NYSE: BYI) (“Bally”) today announced that the companies received notice of early termination of |
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| August 20, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-1937418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 (August 19, 2014) BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or othe |
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| August 20, 2014 |
EX-99.2 3 a14-193741ex99d2.htm EX-99.2 Exhibit 99.2 Bally Technologies Granted Early Termination of Hart-Scott-Rodino (HSR) Waiting Period for Scientific Games Merger Agreement August 20, 2014 What does the early termination of the HSR waiting period mean? On Wednesday morning we announced that Federal Trade Commission granted early termination of the Hart-Scott-Rodino (“HSR”) waiting period for S |
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| August 20, 2014 |
Scientific Games and Bally Announce Early Termination of Hart-Scott-Rodino Act Waiting Period EX-99.1 2 a14-193741ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Scientific Games and Bally Announce Early Termination of Hart-Scott-Rodino Act Waiting Period New York and Las Vegas, August 20, 2014 — Scientific Games Corporation (Nasdaq: SGMS) (“Scientific Games”) and Bally Technologies, Inc. (NYSE: BYI) (“Bally”) today announced that the companies received notice of early termination of |
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| August 20, 2014 |
Exhibit 99.2 Bally Technologies Granted Early Termination of Hart-Scott-Rodino (HSR) Waiting Period for Scientific Games Merger Agreement August 20, 2014 What does the early termination of the HSR waiting period mean? On Wednesday morning we announced that Federal Trade Commission granted early termination of the Hart-Scott-Rodino (“HSR”) waiting period for Scientific Games’ proposed acquisition o |
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| August 20, 2014 |
DEFA14A 1 a14-1937418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 (August 19, 2014) BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or |
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| August 12, 2014 |
Exhibit 99.1 August 12, 2014 Compensation and Benefits — Frequently Asked Questions (FAQs) Related to the Agreement and Plan of Merger On August 1, 2014, Bally Technologies, Inc. (“Bally”) and Scientific Games Corporation (“SciGames”) entered into a definitive agreement (the “Merger Agreement”) to merge the two companies (the “Merger”). We want to communicate the compensation and benefit arrangeme |
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| August 12, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction (Commission (IRS Employer of i |
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| August 12, 2014 |
Exhibit 99.1 August 12, 2014 Compensation and Benefits — Frequently Asked Questions (FAQs) Related to the Agreement and Plan of Merger On August 1, 2014, Bally Technologies, Inc. (“Bally”) and Scientific Games Corporation (“SciGames”) entered into a definitive agreement (the “Merger Agreement”) to merge the two companies (the “Merger”). We want to communicate the compensation and benefit arrangeme |
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| August 12, 2014 |
DEFA14A 1 a14-1828048k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| August 4, 2014 |
Exhibit 99.1 August 4, 2014 To Bally Technologies, Inc. (“Bally”) Regulatory Agency Executives and Staff Members: August 1, 2014 marked a significant milestone as we announced our strategic decision to combine our business with Scientific Games Corporation (“Scientific Games”), a leading developer of technology-based products and services and associated content for worldwide gaming and lottery mar |
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| August 4, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a14-1828028k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 (August 1, 2014) BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other |
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| August 4, 2014 |
DEFA14A 1 a14-1828038k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| August 4, 2014 |
Exhibit 99.2 August 4, 2014 To our Bally Technologies Supplier Partners: On August 1, 2014, we announced the acquisition of Bally by Scientific Games Corporation (“Scientific Games”), a leading global gaming and lottery supplier. Attached is a joint news release issued announcing a definitive agreement and approval by both Boards of Directors. We will continue business as usual until the close of |
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| August 4, 2014 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among SCIENTIFIC GAMES CORPORATION, SCIENTIFIC GAMES NEVADA, INC., SCIENTIFIC GAMES INTERNATIONAL, INC. and BALLY TECHNOLOGIES, INC. Dated as of August 1, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II THE MERGER 14 Section 2.1 The Merger 14 Section 2.2 Merger Closing 14 Section 2.3 Effective Time 15 Section |
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| August 4, 2014 |
Exhibit 99.3 August 4, 2014 To Our Valued Customers and Casino Operators: August 1, 2014 marked a historic day as we announced our strategic decision to combine our business with Scientific Games (“Scientific Games”), a global leader in gaming technology and innovations. On August 1, 2014, we issued a press release that announced that our two companies have entered into a definitive agreement with |
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| August 4, 2014 |
Exhibit 99.3 August 4, 2014 To Our Valued Customers and Casino Operators: August 1, 2014 marked a historic day as we announced our strategic decision to combine our business with Scientific Games (“Scientific Games”), a global leader in gaming technology and innovations. On August 1, 2014, we issued a press release that announced that our two companies have entered into a definitive agreement with |
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| August 4, 2014 |
EX-99.2 3 a14-182803ex99d2.htm EX-99.2 Exhibit 99.2 August 4, 2014 To our Bally Technologies Supplier Partners: On August 1, 2014, we announced the acquisition of Bally by Scientific Games Corporation (“Scientific Games”), a leading global gaming and lottery supplier. Attached is a joint news release issued announcing a definitive agreement and approval by both Boards of Directors. We will continu |
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| August 4, 2014 |
Exhibit 99.1 August 4, 2014 To Bally Technologies, Inc. (“Bally”) Regulatory Agency Executives and Staff Members: August 1, 2014 marked a significant milestone as we announced our strategic decision to combine our business with Scientific Games Corporation (“Scientific Games”), a leading developer of technology-based products and services and associated content for worldwide gaming and lottery mar |
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| August 4, 2014 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among SCIENTIFIC GAMES CORPORATION, SCIENTIFIC GAMES NEVADA, INC., SCIENTIFIC GAMES INTERNATIONAL, INC. and BALLY TECHNOLOGIES, INC. Dated as of August 1, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 ARTICLE II THE MERGER 14 Section 2.1 The Merger 14 Section 2.2 Merger Closing 14 Section 2.3 Effective Time 15 Section |
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| August 4, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-1828038k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction (Com |
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| August 4, 2014 |
DEFA14A 1 a14-1828028k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 (August 1, 2014) BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or ot |
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| August 1, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Scientific Games to Acquire Bally Technologies In Transaction Valued at $5.1 Billion Combination Will Expand Global Capabilities to Deliver Innovative Gaming, Lottery and Social Content, World-Class Systems Solutions and Value-added Services Across Multiple Distribution Channels and Platforms Transaction Expected to be Immediately Accretive to Scientific Games’ E |
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| August 1, 2014 |
Exhibit 99.1 BALLY TECHNOLOGIES, INC. “Message from the CEO” Friday, August 1, 2014, 12:30 PM Eastern Richard M. Haddrill, CEO OPERATOR: Good day and welcome to the Message from the CEO conference call. All participants will be in listen-only mode. Should you need assistance, please signal a conference specialist by pressing the star key followed by zero. I would now like to turn the conference ov |
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| August 1, 2014 |
Exhibit 99.2 August 1, 2014 Dear Bally Teammates, Today we are taking another step forward to broaden Bally's growth opportunities by announcing that we are combining our business with Scientific Games Corporation (Scientific Games), a leading global gaming supplier. The acquisition of Bally by Scientific Gaming combines two best-in-class, customer-centric gaming companies with a shared commitment |
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| August 1, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction (Commission (IRS Employer of in |
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| August 1, 2014 |
Frequently Asked Questions Bally Technologies – Scientific Games Acquisition Exhibit 99.3 Frequently Asked Questions Bally Technologies – Scientific Games Acquisition What are the key terms of the acquisition? Bally Technologies and Scientific Games announced a definitive agreement to combine our companies, which was approved by both Boards of Directors. Upon the close of the transaction, which is subject to obtaining required antitrust and gaming regulatory approvals, Bal |
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| August 1, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 byi-8k080114.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisd |
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| August 1, 2014 |
DEFA14A 1 a14-1828018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction |
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| August 1, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Scientific Games to Acquire Bally Technologies In Transaction Valued at $5.1 Billion Combination Will Expand Global Capabilities to Deliver Innovative Gaming, Lottery and Social Content, World-Class Systems Solutions and Value-added Services Across Multiple Distribution Channels and Platforms Transaction Expected to be Immediately Accretive to Scientific Games’ E |
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| August 1, 2014 |
Exhibit 99.1 BALLY TECHNOLOGIES, INC. “Message from the CEO” Friday, August 1, 2014, 12:30 PM Eastern Richard M. Haddrill, CEO OPERATOR: Good day and welcome to the Message from the CEO conference call. All participants will be in listen-only mode. Should you need assistance, please signal a conference specialist by pressing the star key followed by zero. I would now like to turn the conference ov |
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| August 1, 2014 |
Frequently Asked Questions Bally Technologies – Scientific Games Acquisition Exhibit 99.3 Frequently Asked Questions Bally Technologies – Scientific Games Acquisition What are the key terms of the acquisition? Bally Technologies and Scientific Games announced a definitive agreement to combine our companies, which was approved by both Boards of Directors. Upon the close of the transaction, which is subject to obtaining required antitrust and gaming regulatory approvals, Bal |
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| August 1, 2014 |
BYI / DEFA14A - - CURRENT REPORT DEFA14A 1 byi-8k080114.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2014 BALLY TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other ju |
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| August 1, 2014 |
Exhibit 99.2 August 1, 2014 Dear Bally Teammates, Today we are taking another step forward to broaden Bally's growth opportunities by announcing that we are combining our business with Scientific Games Corporation (Scientific Games), a leading global gaming supplier. The acquisition of Bally by Scientific Gaming combines two best-in-class, customer-centric gaming companies with a shared commitment |
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| July 3, 2014 |
8-K/A 1 a14-1658318ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 30, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdictio |
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| June 27, 2014 |
Exhibit 10.2 Amended and Restated Bally Technologies, Inc. 2008 Employee Stock Purchase Plan (amended and restated as of October 22, 2013) 1. PURPOSE 1.1 The purpose of the Plan is to provide a means by which Employees of the Bally Technologies, Inc. and designated Related Corporations (collectively “the Company”) may be given an opportunity to purchase shares of the Common Stock of the Company. 1 |
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| June 27, 2014 |
S-8 1 a14-161361s8.htm S-8 As filed with the Securities and Exchange Commission on June 27, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 88-0104066 (State or other jurisdiction of incorporation or |
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| June 27, 2014 |
Exhibit 10.1 AMENDED AND RESTATED BALLY TECHNOLOGIES, INC. 2010 LONG TERM INCENTIVE PLAN (amended and restated as of October 22, 2013) The Bally Technologies, Inc. 2010 Long Term Incentive Plan (the “Plan”) is an amendment and restatement of the Bally Technologies, Inc. 2001 Long Term Incentive Plan and was established by the Board of Directors (the “Board”) of Bally Technologies, Inc. (the “Compa |
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| June 5, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 5, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 5, 2014 |
BALLY TECHNOLOGIES, INC. TO ACQUIRE LEADING SOCIAL CASINO COMPANY DRAGONPLAY LTD. Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President of Treasury and Investor Relations Sr. Manager of Corporate Communications (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. TO ACQUIRE LEADING SOCIAL CASINO COMPANY DRAGONPLAY LTD. · PROVIDES NEW CHANNEL TO LEVERAGE PROPRIETARY SLOT AND T |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31558 88-0104066 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 6601 S. Bermuda Rd. Las Vegas, NV 89119 (Address of principa |
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| June 2, 2014 |
Bally Technologies, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 EX-1.02 2 a14-144241ex1d02.htm EX-1.02 Exhibit 1.02 Bally Technologies, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 Introduction Bally Technologies, Inc. (herein referred to as “Bally,” the “Company,” “we,” “us,” or “our”) is a diversified global gaming company that designs, manufactures, operates and distributes gaming machines, proprietary table games, casino management sy |
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| May 30, 2014 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2014 BALLY TECHNOLOGIES, INC. |
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| May 22, 2014 |
Exhibit 99.1 Bally Technologies, Inc. Appoints Richard Haddrill Chief Executive Officer Michael Klayko to join the Board of Directors LAS VEGAS—(BUSINESS WIRE)—Bally Technologies, Inc. (NYSE: BYI) (“Bally” or the “Company”), a leader in gaming machines, table game products, casino-management systems, interactive applications, and networked and server-based systems for the global gaming industry, t |
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| May 22, 2014 |
8-K 1 a14-1291018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 15, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of inc |
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| May 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a14-1209818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 1, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of inco |
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| May 7, 2014 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Mike Trask (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD ADJUSTED EPS OF $1.10 AND GAAP DILUTED EPS OF $0.70 FOR THE THIRD QUARTER OF FISCAL 2014 · ADJUSTED EPS, WHICH INCLUDES $0.05 OF FOREIGN CURRENCY LOSSES, INCREASES TO A RECORD $1.10, UP 18 PERCENT FROM PRIOR |
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| February 13, 2014 |
BYI / / Neuberger Berman Group LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* BALLY TECHNOLOGIES INC (Name of Issuer) Common (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 11, 2014 |
BYI / / VANGUARD GROUP INC Passive Investment SC 13G/A 1 ballytechnologiesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Bally Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 05874B107 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pur |
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| February 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 6, 2014 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
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| February 10, 2014 |
SHFL ENTERTAINMENT, INC FOR THE FISCAL YEAR ENDED OCTOBER 31, 2013 Exhibit 99.1 SHFL ENTERTAINMENT, INC FOR THE FISCAL YEAR ENDED OCTOBER 31, 2013 CONTENTS Independent Auditor’s Report 2 Consolidated Financial Statements Consolidated Statements of Operations 3 Consolidated Statements of Comprehensive Income 4 Consolidated Balance Sheets 5 Consolidated Statements of Changes in Shareholders’ Equity 6 Consolidated Statements of Cash Flows 7 Consolidated Statements o |
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| February 10, 2014 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements (the “pro forma financial statements”) present the pro forma financial position as of September 30, 2013 and the results of operations for the three months ended September 30, 2013 and for the year ended June 30, 2013 based upon the consolidated histori |
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| February 10, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| February 10, 2014 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Mike Trask (702) 532-7995 (702) 532-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS ADJUSTED EPS OF $1.06 AND GAAP DILUTED EPS OF $0.54 FOR THE SECOND QUARTER OF FISCAL 2014 · SYSTEMS REVENUE SETS A QUARTERLY RECORD FOR THE FOURTH CONSECUTIVE QUARTER OF $85 MILLION, UP 51 PERCENT FROM PRIOR YEAR · |
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| February 6, 2014 |
BYI / / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 d669317dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 10)* BALLY TECHNOLOGIES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Ru |
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| February 6, 2014 |
EXHIBIT 99.1 - JOINT FILING AGREEMENT EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the |
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| January 13, 2014 |
SEPARATION AND CONSULTING AGREEMENT Exhibit 10.1 SEPARATION AND CONSULTING AGREEMENT This SEPARATION AND CONSULTING AGREEMENT (the “Agreement”) is entered into by and between Bally Technologies, Inc., and its affiliates and subsidiaries (the “Company”) and Mark Lerner (“Executive”), and shall be effective on the date last signed by the parties, as indicated below. WHEREAS, Executive has been employed at-will by the Company, as Senio |
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| January 13, 2014 |
8-K 1 a14-336918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): December 20, 2013 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of |
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| December 9, 2013 |
8-K 1 a13-2593318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2013 BALLY TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-31558 88-0104066 (State or Other Jurisdiction of Incor |
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| December 9, 2013 |
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS OF BALLY TECHNOLOGIES, INC. EX-3.1 2 a13-259331ex3d1.htm EX-3.1 Exhibit 3.1 FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS OF BALLY TECHNOLOGIES, INC. Article III, Section 8(c) of the Second Amended and Restated Bylaws of Bally Technologies, Inc. dated October 16, 2012, is hereby amended and restated in its entirety as follows: “Unless otherwise required by the Articles of Incorporation or statute, any action requ |
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| November 29, 2013 |
Exhibit 99.2 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President, Treasury and Investor Relations Corporate Communications Manager (702) 584-7995 (702) 584-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. COMPLETES ACQUISITION OF SHFL ENTERTAINMENT, INC. Combination creates a world-class, end-to-end gaming technology innovator |
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| November 29, 2013 |
Exhibit 10.1 Execution Version INCREMENTAL JOINDER AGREEMENT Dated as of November 25, 2013 among BALLY TECHNOLOGIES, INC. as the Borrower and CERTAIN SUBSIDIARIES OF BALLY TECHNOLOGIES, INC. as Loan Parties and BANK OF AMERICA, N.A. as Administrative Agent and THE INCREMENTAL TERM LENDERS PARTY HERETO WELLS FARGO SECURITIES, LLC J.P. MORGAN SECURITIES LLC MERRILL LYNCH, PIERCE, FENNER & SMITH INCO |
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| November 29, 2013 |
BALLY TECHNOLOGIES ANNOUNCES NEW SENIOR EXECUTIVE LEADERSHIP TEAM Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President of Treasury and Investor Relations Corporate Communications Manager (702) 584-7995 (702) 584-7451 [email protected] [email protected] BALLY TECHNOLOGIES ANNOUNCES NEW SENIOR EXECUTIVE LEADERSHIP TEAM LAS VEGAS, November 25, 2013 — Bally Technologies, Inc. (NYSE: BYI) (“Bally” or |
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| November 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2013 BALLY TECHNOLOGIES, INC. |
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| November 1, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 30, 2013 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
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| November 1, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Contact: Michael Carlotti Media Contact: Mike Trask Vice President, Treasury and Investor Relations Corporate Communications Manager (702) 584-7995 (702) 584-7451 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD FIRST-QUARTER REVENUE OF $249 MILLION AND RECORD QUARTERLY DILUTED EPS OF $0.97 · SYSTEMS REVENUE SETS QUART |
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| October 28, 2013 |
8-K 1 a13-2300318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2013 BALLY TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-31558 88-0104066 (State or Other Jurisdiction of Incor |
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| October 28, 2013 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 29, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2013 BALLY TECHNOLOGIES, INC. |
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| August 29, 2013 |
AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT, dated as of August 27, 2013 (collectively, this “First Amendment”), among BALLY TECHNOLOGIES, INC., a Nevada corporation (the “Borrower”), the Lenders party hereto, and BANK OF AMERICA, N.A. (“Bank of America”), as administrative agent (in such capacity, the |
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| August 19, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a13-1886418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 15, 2013 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of |
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| August 19, 2013 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD REVENUE OF $997 MILLION AND RECORD DILUTED EPS OF $3.45 FOR THE YEAR ENDED JUNE 30, 2013 · FOURTH QUARTER REVENUE INCREASES TO A RECORD $264 MILLION WITH RECORD DILUTED EPS OF $0.95 · SYSTEMS REV |
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| July 18, 2013 |
Exhibit 99.1 Execution Version Wells Fargo Bank, National Association 3800 Howard Hughes Parkway 4th Floor Las Vegas, NV 89169 J.P. Morgan Securities LLC 383 Madison Ave New York, NY 10179 Bank of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, NY 10036 Goldman Sachs Bank USA 200 West Street New York, NY 10282-2198 Union Bank, N.A. 445 South Figueroa Stre |
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| July 18, 2013 |
EX-2.1 2 a13-166991ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and Among BALLY TECHNOLOGIES, INC., MANHATTAN MERGER CORP., and SHFL ENTERTAINMENT, INC. Dated as of July 15, 2013 TABLE OF CONTENTS Article I DEFINITIONS Section 1.1 Definitions 2 Article II THE MERGER Section 2.1 The Merger 13 Section 2.2 Merger Closing 13 Section 2.3 Effective Time 14 Section 2.4 E |
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| July 18, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a13-1669918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 15, 2013 BALLY TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-31558 88-0104066 (State or Other Jurisdiction of Incorpor |
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| July 18, 2013 |
BALLY TECHNOLOGIES, INC. TO ACQUIRE SHFL ENTERTAINMENT, INC. Exhibit 99.2 BALLY TECHNOLOGIES, INC. TO ACQUIRE SHFL ENTERTAINMENT, INC. · COMBINATION CREATES A WORLD-CLASS END-TO-END GAMING TECHNOLOGY INNOVATOR WITH THE MOST DIVERSIFIED SUITE OF PRODUCTS AND SUCCESSFUL BRANDS FOR CASINO FLOORS · EXPANDS AND ENHANCES BALLY’S PRESENCE IN KEY STRATEGIC INTERNATIONAL MARKETS · TRANSACTION EXPECTED TO PROVIDE ACCRETION TO DILUTED EARNINGS PER SHARE AND FREE CASH |
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| April 29, 2013 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD QUARTERLY REVENUE AND RECORD DILUTED EPS OF $0.93, UP 39 PERCENT FROM PRIOR YEAR · SYSTEMS REVENUE SETS QUARTERLY RECORD OF $71 MILLION, INCREASING 26 PERCENT FROM PRIOR YEAR · WIDE-AREA PROGRESS |
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| April 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 24, 2013 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission F |
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| April 25, 2013 |
Exhibit 10.1 Published CUSIP Number (Deal): 05873PAH0 Published CUSIP Number (Revolving Credit Facility): 05873PAJ6 Published CUSIP Number (Term A Facility): 05873PAK3 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 19, 2013 among BALLY TECHNOLOGIES, INC., as the Borrower, BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, WELLS FARGO BANK, NATIONAL AS |
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| April 25, 2013 |
8-K 1 a13-1058618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2013 BALLY TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-31558 88-0104066 (State or Other Jurisdiction of Incorpo |
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| April 25, 2013 |
EX-99.1 3 a13-105861ex99d1.htm EX-99.1 Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes Vice President, Treasury and Investor Relations Senior Director, Corporate Marketing and Communications (702) 584-7995 (702) 584-7742 BALLY TECHNOLOGIES, INC. ANNOUNCES NEW $300 MILLION SHARE REPURCHASE AUTHORIZATION AND $150 MILLION ACCELERATED SHARE BUYBACK; INCREASES CREDIT |
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| February 14, 2013 |
EXHIBIT 99.1—JOINT FILING AGREEMENT EX-99.1 Exhibit 99.1 EXHIBIT 99.1—JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the co |
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| February 14, 2013 |
BYI / / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9)* BALLY TECHNOLOGIES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fi |
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| February 14, 2013 |
BYI / / Neuberger Berman Group LLC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* BALLY TECHNOLOGIES INC (Name of Issuer) common (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 13, 2013 |
BYI / / VANGUARD GROUP INC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Bally Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 05874B107 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 4, 2013 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD SECOND-QUARTER FISCAL 2013 DILUTED EPS OF $0.80, UP 48 PERCENT FROM PRIOR YEAR - WIDE-AREA PROGRESSIVE INSTALLED BASE GROWS 87 PERCENT AND SETS RECORD QUARTERLY REVENUE - SYSTEMS MAINTENANCE REVE |
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| February 4, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 31, 2013 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
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| December 7, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): December 4, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
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| November 20, 2012 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT EXECUTIVE EMPLOYMENT AGREEMENT dated as of November 14, 2012, by and between BALLY TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and RAMESH SRINIVASAN (“Executive”). WHEREAS, the Company and Executive are parties to that certain Executive Employment Agreement dated as of March 9, 2005, and amended as of December 31, 2008 and May 23, 2011 (the |
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| November 20, 2012 |
NON-EXECUTIVE CHAIRMAN AGREEMENT Exhibit 10.2 NON-EXECUTIVE CHAIRMAN AGREEMENT NON-EXECUTIVE CHAIRMAN AGREEMENT dated as of November 14, 2012, by and between BALLY TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and RICHARD HADDRILL (the “Chairman”). WHEREAS, the Chairman has been employed by the Company as the Company’s Chief Executive Officer pursuant to that certain employment agreement dated as of June 30, 2004 (the |
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| November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2012 BALLY TECHNOLOGIES, INC. |
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| November 15, 2012 |
Exhibit 99.1 Corporate Participants Neil Davidson Senior Vice President, Chief Financial Officer Richard Haddrill Chief Executive Officer Ramesh Srinivasan President & Chief Operating Officer Other Participants Steven Kent Analyst, Goldman Sachs & Co. Carlo Santarelli Analyst, Deutsche Bank Joe Greff Analyst, JPMorgan Operator Welcome to the Bally Technologies Incorporated Conference Call. My name |
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| November 15, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2012 BALLY TECHNOLOGIES, INC. |
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| October 29, 2012 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD FIRST QUARTER FISCAL 2013 DILUTED EPS OF $0.77, UP 71 PERCENT FROM PRIOR YEAR - WIDE-AREA PROGRESSIVE INSTALLED BASE GROWS 94 PERCENT AND SETS RECORD QUARTERLY REVENUE; CASH CONNECTION™ INSTALLED |
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| October 29, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 a12-2539318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 24, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of |
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| October 23, 2012 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2012 |
BALLY TECHNOLOGIES, INC. SECOND AMENDED AND RESTATED BYLAWS ADOPTED OCTOBER 16, 2012 Exhibit 3.1 BALLY TECHNOLOGIES, INC. SECOND AMENDED AND RESTATED BYLAWS ADOPTED OCTOBER 16, 2012 SECOND AMENDED AND RESTATED BYLAWS OF BALLY TECHNOLOGIES, INC. ARTICLE I—OFFICES The principal office of Bally Technologies, Inc. (the “Corporation”) shall be located at 6601 South Bermuda Road, Las Vegas, Nevada, 89119, and it may be changed from time to time by the Board of Directors. The Corporation |
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| October 22, 2012 |
8-K 1 a12-2447118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 16, 2012 BALLY TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-31558 88-0104066 (State or Other Jurisdiction of Incor |
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| August 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a12-1811018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 9, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of i |
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| August 14, 2012 |
Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD REVENUE OF $880 MILLION WITH NON-GAAP EPS OF $2.45 FOR THE YEAR ENDED JUNE 30, 2012 - FOURTH QUARTER REVENUE UP 15 PERCENT TO A RECORD $246 MILLION WITH NON-GAAP EPS OF $0.78 - WIDE-AREA PROGRESS |
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| May 9, 2012 |
First Amendment to the Amended and Restated Bylaws of Bally Technologies, Inc. Exhibit 3.1 First Amendment to the Amended and Restated Bylaws of Bally Technologies, Inc. Article III, Section 14, of the Amended and Restated Bylaws of Bally Technologies, Inc. is amended and restated in its entirety to read as follows: “Section 14—Indemnification: (a) The Corporation shall, to the maximum extent permitted by law, indemnify any person against expenses, judgments, fines, settleme |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2012 BALLY TECHNOLOGIES, INC. |
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| May 4, 2012 |
Other Events, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 2, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission File |
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| May 4, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| May 4, 2012 |
Bally Technologies Announces a New $150 Million Share Repurchase Program Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes Vice President of Treasury and Investor Relations Director of Corporate Communications (702) 584-7995 (702) 584-7742 Bally Technologies Announces a New $150 Million Share Repurchase Program LAS VEGAS, May 4, 2012 – Bally Technologies, Inc. (NYSE: BYI), a leader in slots, video machines, casino management, interacti |
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| April 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 26, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission F |
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| April 30, 2012 |
BALLY TECHNOLOGIES, INC. REPORTS RECORD QUARTERLY DILUTED EPS ON RECORD THIRD QUARTER REVENUE Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS RECORD QUARTERLY DILUTED EPS ON RECORD THIRD QUARTER REVENUE · THIRD QUARTER REVENUE UP 20 PERCENT TO $229 MILLION WITH DILUTED EPS OF $0.67 · WIDE-AREA PROGRESSIVE INSTALLED BASE GROWS 54 PERCENT AND S |
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| March 16, 2012 |
BALLY TECHNOLOGIES, INC. AMENDED AND RESTATED BYLAWS ADOPTED MARCH 14, 2012 Exhibit 3.1 BALLY TECHNOLOGIES, INC. AMENDED AND RESTATED BYLAWS ADOPTED MARCH 14, 2012 AMENDED AND RESTATED BYLAWS OF BALLY TECHNOLOGIES, INC. ARTICLE I—OFFICES The principal office of Bally Technologies, Inc. (the “Corporation”) shall be located at 6601 South Bermuda Road, Las Vegas, Nevada, 89119, and it may be changed from time to time by the Board of Directors. The Corporation may also mainta |
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| March 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): December 22, 2010 BALLY TECHNOLOGIES, INC. |
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| February 14, 2012 |
Identification and Classification of the Subsidiary Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 14, 2012 |
BYI / / Empyrean Capital Partners, LP - BALLY TECHNOLOGIES, INC. Passive Investment SC 13G/A 1 p12-0300sc13ga.htm BALLY TECHNOLOGIES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment no. 1)* Bally Technologies, Inc. (Name of Issuer) Common Stock, $0.10 Par Value Per Share (Title of Class of |
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| February 14, 2012 |
to Schedule 13G Joint Filing Agreement Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2012 in connection with their beneficial ownership of Bally Technologies, Inc. |
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| February 14, 2012 |
BYI / / AMERIPRISE FINANCIAL INC - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Bally Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 13, 2012 |
BYI / / COLUMBIA WANGER ASSET MANAGEMENT LLC - SCHEDULE 13G AMENDMENT NO. 8 Passive Investment Schedule 13G Amendment No. 8 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8)* BALLY TECHNOLOGIES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 05874B107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant |
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| February 13, 2012 |
EXHIBIT 99.1 - JOINT FILING AGREEMENT Joint Filing Agreement Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is respo |
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| February 6, 2012 |
BALLY TECHNOLOGIES, INC. REPORTS SECOND QUARTER FISCAL 2012 RESULTS Exhibit 99.1 Investor Contact: Michael J. Carlotti Media Contact: Laura Olson-Reyes (702) 584-7995 (702) 584-7742 [email protected] [email protected] BALLY TECHNOLOGIES, INC. REPORTS SECOND QUARTER FISCAL 2012 RESULTS · SECOND QUARTER REVENUE UP 15 PERCENT TO $210 MILLION WITH DILUTED EPS OF $0.54 · FOURTH SEQUENTIAL RECORD QUARTERLY GAMING OPERATIONS REVENUE · WIDE-AREA PROGRESSIVE |
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| February 6, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 1, 2012 BALLY TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 001-31558 88-0104066 (State or other jurisdiction of incorporation) (Commission |
