Mga Batayang Estadistika
| CIK | 1611852 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to DT Asia Investments Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of prin |
|
| January 24, 2025 |
Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, 22 Dec |
|
| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of prin |
|
| September 19, 2024 |
Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, 22 Dec |
|
| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of pr |
|
| July 8, 2024 |
Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, 22 Dec |
|
| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of princip |
|
| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
|
| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of princi |
|
| March 25, 2024 |
Exhibit 3.1 |
|
| March 18, 2024 |
Exhibit 16.1 March 13, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Sir or Madam: We have been furnished with a copy of the Form 6-K for the event that occurred on March 8, 2024, to be filed by our former client, Roan Holdings Group Co., Ltd. We agree with the statements concerning our firm contained in such Form 6-K. We have no position to agree or disagr |
|
| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No.1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of princip |
|
| March 15, 2024 |
U.S. Securities and Exchange Commission March 15, 2024 Page 1 of 2 Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650.233.4500 | fax 650.233.4545 Stephen Wurzburg tel: +1.650.233.4538 [email protected] VIA EDGAR March 15, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, NE Washington |
|
| February 7, 2024 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiyong Tang, certify that: 1. I have reviewed this Amendment No. 1 to the annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
|
| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Amendment No. 1) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECUR |
|
| February 7, 2024 |
Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Executive Officer Exhibit 13.1 Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Executive Officer I, Zhiyong Tang, Chief Executive Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge: 1. The Company’s Amendment No. 1 to the annual report on Form 20-F fo |
|
| February 7, 2024 |
Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Financial Officer Exhibit 13.2 Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Financial Officer I, Xuerong Hu, Chief Financial Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1. The Company’s Amendment No. 1 to the annual report on Form 20-F for t |
|
| February 7, 2024 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xuerong Hu, certify that: 1. I have reviewed this Amendment No. 1 to the annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
|
| February 7, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of Roan Holdings Group Co., Ltd.: We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-223465) of Roan Holdings Group Co., Ltd. and its subsidiaries (collectively the “Company”) of our report dated on May 15, 2023, relating to our a |
|
| January 23, 2024 |
Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
|
| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of prin |
|
| January 4, 2024 |
Exhibit 3.1 BVI COMPANY NUMBER: 1819503 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM AND ARTICLES OF ASSOCIATION OF Roan Holdings Group Co., Ltd A COMPANY LIMITED BY SHARES Incorporated on the 8th day of April, 2014 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (As adopted by the Directors ‘resolutions dated 20 December, 2023 and filed on 27 December, 2023) |
|
| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of pri |
|
| December 14, 2023 |
Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”) is entered into in Hangzhou, zhejiang, China on December 11, 2023 by and between: Party A: Roan Holdings Group Co., Ltd. (“the Company”) Address: No. 1 Building, 5 Bailiantan Road, Yuhang District, Hangzhou, Zhejiang, China. Party B: Xuerong Hu ID Number: 360121197501153621 Address: Room 301, Unit 3, Building 10, Xixi Z |
|
| October 27, 2023 |
Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street | Palo Alto, CA 94304-1115 | tel 650. |
|
| October 10, 2023 |
ROAN HOLDINGS GROUP CO., LTD. INDEPENDENT DIRECTOR AGREEMENT Exhibit 10.1 ROAN HOLDINGS GROUP CO., LTD. INDEPENDENT DIRECTOR AGREEMENT This DIRECTOR AGREEMENT (the “Agreement”) is made and entered into as of this 27th day of September, 2023 (the “Effective Date”), by and between Roan Holdings Group Co., Ltd. (the “Company”) and Michael Fowler (the “Independent Director”). WHEREAS, the Company desires to engage the Independent Director and the Independent Di |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of prin |
|
| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, 5 Bailiantan Road Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of pr |
|
| September 29, 2023 |
Exhibit 3.1 BVI COMPANY NUMBER: 1819503 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM AND ARTICLES OF ASSOCIATION OF Roan Holdings Group Co., Ltd. A COMPANY LIMITED BY SHARES Incorporated on the 8th day of April, 2014 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (As adopted by the Directors ‘resolutions dated 5 September, 2023 and filed on 11 September, 2023 |
|
| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. No. 1 Building, Xixi Yuhang District Hangzhou, Zhejiang The People’s Republic of China (Address of principal executiv |
|
| May 15, 2023 |
Exhibit 4.15 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: 91330102352448503P Leasee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Unified Social Credit Code: 91330102MA28N4R655 In accordance with the Agreement Law of the People’s Republic of China and other laws and regulations, party A and Party B hereby enter into the Agreement (“Agreeme |
|
| May 15, 2023 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiyong Tang, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
|
| May 15, 2023 |
Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Executive Officer Exhibit 13.1 Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Executive Officer I, Zhiyong Tang, Chief Executive Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge: 1. The Company’s annual report on Form 20-F for the fiscal year ended |
|
| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| May 15, 2023 |
House Rental Supplement Agreement Exhibit 4.20 House Rental Supplement Agreement Contract No: Both parties to the contract Lessor (Party A): Bogong He Lessee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Party A, Party B hereinafter referred to as “Party”, collectively referred to as the “Parties” According to the “Housing Rental Agreement” (hereinafter referred to as the “Original Agreement”) signed between A and B regar |
|
| May 15, 2023 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xiaolan Lin, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
|
| May 15, 2023 |
Exhibit 4.18 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: 91330102352448503P Leasee (Party B): Zeshi (Hangzhou) Health Management Co., Ltd. Unified Social Credit Code: 91330102MA2H2FJF16 In accordance with the Agreement Law of the People’s Republic of China and other laws and regulations, Party A and Party B hereby enter into the Agreement (“Agreem |
|
| May 15, 2023 |
Exhibit 4.16 Premises Lease Contract Lessor (hereinafter referred to as “Party A”): Jialin Zhu, Wenya Zhu Lessee (hereinafter referred to as “Party B”): Zhejiang Jingyuxin Financing Guarantee Co., Ltd. According to the Contract Law of the People’s Republic of China and relevant laws and regulations, Party A leases the premises it holds to Party B on the basis of equality, voluntariness, and mutual |
|
| May 15, 2023 |
Service Contract for Apartment Accommodation (For enterprise customers) Exhibit 4.21 Service Contract for Apartment Accommodation Contract number： Service Contract for Apartment Accommodation (For enterprise customers) Party A：Hangzhou Shangcheng District Branch of Poly Apartment Management Co., Ltd. Date：April 15, 2023 Party B：Lixin (Hangzhou) Asset Management Co., Ltd. Date：April 15, 2023 Service Contract for Apartment Accommodation Apartment Provider (hereinafter r |
|
| May 15, 2023 |
Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Financial Officer Exhibit 13.2 Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Financial Officer I, Xiaolan Lin, Chief Financial Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1. The Company’s annual report on Form 20-F for the fiscal year ended D |
|
| April 28, 2023 |
FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SEC FILE NUMBER SECURITIES AND EXCHANGE COMMISSION 001-36664 Washington, D. |
|
| April 20, 2023 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, 22 Dec |
|
| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Addr |
|
| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Ad |
|
| January 10, 2023 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 |
|
| January 6, 2023 |
Calculation of filing fee table. EX-FILING FEES 4 ea170820ex-feeroanholdings.htm CALCULATION OF FILING FEE TABLE. Exhibit 107 Calculation of Filing Fee Tables F-1 (Form Type) Roan Holdings Group Co., Ltd. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Fees to |
|
| January 6, 2023 |
As filed with the Securities and Exchange Commission on January 6, 2023 As filed with the Securities and Exchange Commission on January 6, 2023 Registration No. |
|
| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Ad |
|
| October 19, 2022 |
Independent Directors Agreement for Ms. Liu Exhibit 10.1 ROAN HOLDINGS GROUP CO., LTD. INDEPENDENT DIRECTOR AGREEMENT This DIRECTOR AGREEMENT (the ?Agreement?) is made and entered into as of this 13 day of October, 2022 (the ?Effective Date?), by and between Roan Holdings Group Co., Ltd. (the ?Company?) and Yu Liu (the ?Independent Director?). WHEREAS, the Company desires to engage the Independent Director and the Independent Director desir |
|
| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Ad |
|
| October 11, 2022 |
Employment Agreement for Mr. Wenhao Wang Exhibit 10.1 Executive Director Employment Agreement The Employment Agreement (hereinafter referred to as the ?Agreement?) entered into on October 4, 2022 in Hangzhou City, the parties are: Party A: Roan Holdings Group Co., Ltd. (hereinafter ?Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, 310002, China. Party B: Wenhao Wang (the ?employee?) |
|
| October 11, 2022 |
Employment Agreement for Ms. Xiaolan Lin Exhibit 10.2 Employment Agreement This Employment Agreement (this ?Agreement?) is entered into in Hangzhou, Zhejiang, China on October 4, 2022 by and between: Party A: Roan Holdings Group Co., Ltd. (?the Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Party B: Xiaolan Lin ID Number: 330104197302211620 Address: Room 302, Unit 1, Buildin |
|
| September 28, 2022 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 BVI COMPANY NUMBER: 1819503 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM AND ARTICLES OF ASSOCIATION Roan Holdings Group Co., Ltd. A COMPANY LIMITED BY SHARES Incorporated on the 8th day of April, 2014 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (As adopted by the Directors' resolutions dated 20 September, 2022 and filed on 26 September, 2022) |
|
| September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China ( |
|
| August 25, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our company?s financial condition and results of operations should be read in conjunction with our unaudited condensed consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statement |
|
| August 25, 2022 |
Roan Holdings Group Co., Ltd. Reports First Half 2021 Financial Results Exhibit 99.3 Roan Holdings Group Co., Ltd. Reports First Half 2021 Financial Results BEIJING and HANGZHOU, China, August 24, 2022 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink Sheets: RAHGF and RONWF), a comprehensive solution provider for industrial operation and capital market services, today reported its financial results for the six months ended June 30, 2022 |
|
| August 25, 2022 |
Exhibit 99.1 ROAN HOLDINGS GROUP CO., LTD. CONDENSED CONSOLIDATED BALANCE SHEETS (Expressed in U.S. dollar, except for the number of shares) June 30, 2022 December 31, 2021 (Unaudited) ASSETS Cash and cash equivalents $ 1,035,674 $ 1,947,142 Restricted cash 26,339,708 29,693,689 Accounts receivable, net 7,122,604 6,929,529 Inventories 3,027 33,598 Loan receivables due from third parties, net 26,37 |
|
| August 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addre |
|
| July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addre |
|
| July 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addre |
|
| July 7, 2022 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, 22 Dec |
|
| April 22, 2022 |
Exhibit 13.1 Roan Holdings Group Co., Ltd. Section 906 Certification of Chief Executive Officer I, Zhiyong Tang, Chief Executive Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the ?Company?), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge: 1. The Company?s annual report on Form 20-F for the fiscal year ended |
|
| April 22, 2022 |
Exhibit 4.17 Equity Transfer Agreement This Equity Transfer Agreement (?Agreement?) is made by the following parties on [ ], 2021: Party A: ADRIE GLOBAL HOLDINGS LIMITED (?ADRIE?), a limited company established and existing under the laws of the British Virgin Islands, the registration number is 1850262, the registration address is Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tort |
|
| April 22, 2022 |
Exhibit 13.2 Roan Holdings Group Co., Ltd.. Section 906 Certification of Chief Financial Officer I, Wenhao Wang, Chief Financial Officer of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the “Company”), hereby certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge: 1. The Company’s annual report on Form 20-F for the fiscal year ended |
|
| April 22, 2022 |
Exhibit 4.12 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: 91330102352448503P Leasee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Unified Social Credit Code: 91330102MA28N4R655 In accordance with the Agreement Law of the People?s Republic of China and other laws and regulations, party A and Party B hereby enter into the Agreement (?Agreeme |
|
| April 22, 2022 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Wenhao Wang, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the ?Company?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
|
| April 22, 2022 |
Exhibit 99.1 Roan Holdings Group Co., Ltd. Reports 2021 Financial Year Results BEIJING and HANGZHOU, China, April 22, 2022 /PRNewswire/ - Roan Holdings Group Co., Ltd. ("Roan" or the "Company") (OTC Pink Sheets: RAHGF and RONWF), a comprehensive solution provider for industrial operation and capital market services, today reported its financial results for the fiscal year ended December 31, 2021. |
|
| April 22, 2022 |
Exhibit 4.16 Service Contract for Apartment Accommodation Contract number: Service Contract for Apartment Accommodation (For enterprise customers) Party A?Hangzhou Shangcheng District Branch of Poly Apartment Management Co., Ltd. Date? Party B?Lixin (Hangzhou) Asset Management Co., Ltd. Date? Service Contract for Apartment Accommodation Apartment Provider (hereinafter referred to as Party A): Hang |
|
| April 22, 2022 |
Exhibit 4.14 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: 91330102352448503P Leasee (Party B): Zeshi (Hangzhou) Health Management Co., Ltd. Unified Social Credit Code: 91330102MA2H2FJF16 In accordance with the Agreement Law of the People?s Republic of China and other laws and regulations, Party A and Party B hereby enter into the Agreement (?Agreem |
|
| April 22, 2022 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiyong Tang, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd., a British Virgin Islands company (the ?Company?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
|
| April 22, 2022 |
Yuebo Zhang Employment Agreement, dated August 25, 2021 Exhibit 4.10 Employment Agreement This Employment Agreement (this ?Agreement?) is entered into in Hangzhou, zhejiang, China on August 25, 2021 by and between: Party A: Roan Holdings Group Co., Ltd. (?the Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Zhiyong Tang, Chief Executive Director Party B: Yuebo Zhang Add |
|
| April 22, 2022 |
Exhibit 4.15 House Rental Agreement Agreement No: Both parties to the Agreement Lessor (Party A): Bogong He Lessee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. In accordance with the relevant laws and regulations of the state and the relevant provisions of the city, Party A and Party B consult and conclude a Agreement on the basis of voluntariness, equality and mutual benefit. 1. Party A |
|
| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| April 22, 2022 |
Fengsong Wan Employment Agreement, dated August 25, 2021 Exhibit 4.11 Employment Agreement This Employment Agreement (this ?Agreement?) is entered into in Hangzhou, zhejiang, China on August 25 2021 by and between: Party A: Roan Holdings Group Co., Ltd. (?the Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Zhiyong Tang, Chief Executive Director Party B: Fengsong Wan Add |
|
| December 30, 2021 |
Management’s Discussion and Analysis of Financial Condition and Results of Operations EX-99.2 3 ea153248ex99-2roanhold.htm MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our company’s financial condition and results of operations should be read in conjunction with our unaudited condensed consolidated finan |
|
| December 30, 2021 |
EX-99.1 2 ea152400ex99-1roanhold.htm UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED JUNE 30, 2021 AND 2020 Exhibit 99.1 ROAN HOLDINGS GROUP CO., LTD. CONDENSED CONSOLIDATED BALANCE SHEETS (Expressed in U.S. dollar, except for the number of shares) June 30, 2021 December 31, 2020 (Unaudited) ASSETS Cash and cash equivalents $ 2,258,679 $ 4,932,048 Restricted cash 30, |
|
| December 30, 2021 |
Roan Holdings Group Co., Ltd. Reports First Half 2021 Financial Results Exhibit 99.3 Roan Holdings Group Co., Ltd. Reports First Half 2021 Financial Results BEIJING and HANGZHOU, China, December 30, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance and healthcare related products and management services, today reported its unaudited financial results for |
|
| December 30, 2021 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our company?s financial condition and results of operations should be read in conjunction with our unaudited condensed consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statement |
|
| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the Period Ended June 30, 2021 Commission File Number 001-36664 Roan Holdings Group Co., Ltd. (Translation of registrant?s name into English) British Virgin Islands (Jurisdiction of incorporation or organizati |
|
| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China |
|
| December 30, 2021 |
Exhibit 99.1 ROAN HOLDINGS GROUP CO., LTD. CONDENSED CONSOLIDATED BALANCE SHEETS (Expressed in U.S. dollar, except for the number of shares) June 30, 2021 December 31, 2020 (Unaudited) ASSETS Cash and cash equivalents $ 2,258,679 $ 4,932,048 Restricted cash 30,933,928 25,875,556 Accounts receivables, net 5,507,862 6,939,352 Inventories 32,678 30,348 Loan receivables due from third parties 21,092,4 |
|
| December 30, 2021 |
Press release dated December 30, 2021 Exhibit 99.3 Roan Holdings Group Co., Ltd. Reports First Half 2021 Financial Results BEIJING and HANGZHOU, China, December 30, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance and healthcare related products and management services, today reported its unaudited financial results for |
|
| December 23, 2021 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019, 20 January 2020, and 22 |
|
| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (A |
|
| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (A |
|
| October 18, 2021 |
Roan Holdings Group Announces Agreement to Set Up Joint Venture to Acquire EX-99.1 2 ea148975ex99-1roanholdings.htm PRESS RELEASE DATED OCTOBER 18, 2021 Exhibit 99.1 Roan Holdings Group Announces Agreement to Set Up Joint Venture to Acquire Multimedia Interactive Technologies and Expand into Culture and Tourism Industry Markets HANGZHOU and BEIJING, China, October 18, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (“Roan” or the “Company”) (OTC Pink: RAHGF and RONWF), |
|
| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Ad |
|
| October 14, 2021 |
Exhibit 99.1 Roan Holdings Group Announces Agreement to Set Up Joint Venture to Expand in Consumer Health Services Market HANGZHOU and BEIJING, China, October 14, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance and healthcare related products and management services, today announced |
|
| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Ad |
|
| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China ( |
|
| September 30, 2021 |
Exhibit 99.1 Roan Holdings Group Co. Announces Agreement to Jointly Set Up Consumer Payment Technology Joint Venture to Advance Growth Strategies Targeting Lifestyle Consumer Services Sector HANGZHOU and BEIJING, China, September 30, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance a |
|
| August 30, 2021 |
Exhibit 10.1 Employment Agreement This Employment Agreement (this ?Agreement?) is entered into in Hangzhou, zhejiang, China on August 25, 2021 by and between: Party A: Roan Holdings Group Co., Ltd. (?the Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Zhiyong Tang, Chief Executive Officer Party B: Zhiyong Tang Add |
|
| August 30, 2021 |
Roan Holdings Group Co., Ltd. Announces New Management Appointments to Further Drive Growth Exhibit 99.1 Roan Holdings Group Co., Ltd. Announces New Management Appointments to Further Drive Growth - Mr. Zhiyong Tang appointed Chief Executive Officer. - Mr. Wenhao Wang appointed Chief Financial Officer. - Mr. Yuebo Zhang appointed Executive President - Mr. Fengsong Wan appointed Senior Vice President BEIJING and HANGZHOU, China, August 30, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. |
|
| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Add |
|
| August 30, 2021 |
Exhibit 10.2 Employment Agreement This Employment Agreement (this ?Agreement?) is entered into in Hangzhou, zhejiang, China on August 25, 2021 by and between: Party A: Roan Holdings Group Co., Ltd. (?the Company?) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Zhiyong Tang, Chief Executive Officer Party B: Wenhao Wang Addr |
|
| August 12, 2021 |
Exhibity 99.1 Roan Holdings Group Co., Ltd. Announces Appointment of Junfeng Wang as Chairman, Zhigang Liu Resigns from His Position as Chairman of the Board Due to Personal Reasons BEIJING and HANGZHOU, China, August 12, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. ("Roan" or the "Company") (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance and healthcar |
|
| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Add |
|
| July 27, 2021 |
Exhibit 99.1 Roan Holdings Group Co. Announces Agreement to Set Up Business Travel Service Firm Zhejiang Yijia Travel Digital Technology Co. Ltd. HANGZHOU and BEIJING, China, July 27, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. (?Roan? or the ?Company?) (OTC Pink: RAHGF and RONWF), a provider of diversified solutions in financial, insurance and healthcare related products and management serv |
|
| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addre |
|
| May 17, 2021 |
EX-4.33 9 f20f2020ex4-33roanholdings.htm ENGLISH TRANSLATION OF LEASE AGREEMENT BETWEEN BOGONG HE AND HANGZHOU ZESHI INVESTMENT PARTNERSHIP Exhibit 4.33 House Rental Agreement Contract No: Both parties to the contract Lessor (Party A): Bogong He Lessee (Party B): Hangzhou Zeshi Investment Partnership (Limited Partnership) In accordance with the relevant laws and regulations of the state and the re |
|
| May 17, 2021 |
Exhibit 4.32 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: Leasee (Party B): Zeshi (Hangzhou) Health Management Co., Ltd. Unified Social Credit Code: In accordance with the contract law of the people?s Republic of China and other laws and regulations, both parties, based on the principles of fairness, mutual benefit and reciprocity, through full con |
|
| May 17, 2021 |
Exhibit 13.2 CERTIFICATION In connection with the Annual Report of Roan Holdings Group Co., Ltd. (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Lifang Lou, Acting Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 |
|
| May 17, 2021 |
Exhibit 4.26 Lease Agreement Lessor (Party A): Junrong Capital Holdings Limited Unified Social Credit Code: Leasee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Unified Social Credit Code: Article 1 Housing situation 1.1 The leased house is located on the second floor of No. 147 Ganshui lane, Shangcheng District, Hangzhou, with a construction area of 237.69 square meters, Terrace area 36. |
|
| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| May 17, 2021 |
Exhibit 4.28 House Lease Agreement Lessor (Party A): Chunrong Wang Lessee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Now Party A will lease the house located in Room 364, Building 2, Yinglan business center, Jianggan District, Hangzhou to Lixin (Hangzhou) Asset Management Co., Ltd.. Through friendly consultation, both parties have reached the following agreement. 1. The rental period i |
|
| May 17, 2021 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 CERTIFICATION I, Junfeng Wang, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| May 17, 2021 |
Exhibit 2.8 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 As of December 31, 2020, Roan Holdings Group Co., Ltd. (?Roan,? the ?Company,? ?we,? ?us,? and ?our?) had the following securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): Title of each class Symbol Name of the principal U.S. market Or |
|
| May 17, 2021 |
Exhibit 99.1 Roan Holdings Group Co., Ltd. Reports Full Year 2020 Financial Results HANGZHOU and BEIJING, China, May 17, 2021 /PRNewswire/ - Roan Holdings Group Co., Ltd. ("Roan" or the "Company") (OTC Pink Sheets: RAHGF and RONWF), a financial, insurance and healthcare related solutions company serving individuals and micro-, small-, and medium-sized enterprises in China that also provides health |
|
| May 17, 2021 |
Exhibit 4.25 Service Agreement Party A (Employer): Lixin (Hangzhou) Asset Management Co., Ltd. Legal representative: Jialin Zhu Contact address: Room 113, 147 Ganshui Lane, Shangcheng District, Hangzhou City, Zhejiang Province Postal Code: Contact number: Party B (Retiree): Lifang Lou ID number: Contact address: Room 113, 147 Ganshui Lane, Shangcheng District, Hangzhou City, Zhejiang Province Post |
|
| May 17, 2021 |
Exhibit 13.1 CERTIFICATION In connection with the Annual Report of Roan Holdings Group Co., Ltd. (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Junfeng Wang, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of th |
|
| May 17, 2021 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 CERTIFICATION I, Lifang Lou, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
|
| May 17, 2021 |
Exhibit 4.29 Retained information form of trading parties Lessor (Party A): Lin Wang Certificate name and number: Lessee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. Agent Name: Li Zhang Certificate name and number: Telephone: Article 1 Basic information of leased houses 1. The house is located in Room 2501, Unit 1, Building 2, ShuianFengting, Shangcheng District, Hangzhou. The building |
|
| May 17, 2021 |
Exhibit 4.27 House Lease Agreement Contract No:? Parties to the contract Lessor (Party A): Bogong He Lessee (Party B): Lixin (Hangzhou) Asset Management Co., Ltd. In accordance with the relevant laws and regulations of the state and the relevant provisions of the city, Party A and Party B consult and conclude a contract on the basis of voluntariness, equality and mutual benefit. 1. Party A shall l |
|
| May 11, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addres |
|
| April 30, 2021 |
NT 20-F 1 ea140167-nt20froanholdings.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: DECEMBER 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report |
|
| April 2, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People?s Republic of China (Addr |
|
| January 27, 2021 |
Exhibit 99.1 January 27, 2021 United States Securities and Exchange Commission Office of the Chief Accountant 100 F Street, N.E. Washington, D.C. 20549 Re: Roan Holdings Group Co., Ltd. File No. 0001611852 Dear Sir or Madam: We have read Form 6-K dated January 27, 2021 of Roan Holdings Group Co., Ltd. (“Registrant”) and are in agreement with the statements contained therein as it pertains to our f |
|
| January 27, 2021 |
Current Report of Foreign Issuer - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Ad |
|
| August 14, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Add |
|
| August 14, 2020 |
Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”) is entered into in Hangzhou, Zhejiang, China on August 10, 2020 by and between: Party A: Roan Holdings Group Co., Ltd. (“the Company”) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Lihua SHEN Chief Financial Officer Party B: Junfeng WANG Addres |
|
| June 26, 2020 |
Exhibit 13.1 CERTIFICATION In connection with the Annual Report of Roan Holdings Group Co., Ltd. (the “Company”) on Form 20-F for the fiscal year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zhigang Liu, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the |
|
| June 26, 2020 |
Exhibit 4.26 Supplemental Agreement to Share Purchase Agreement This Supplemental Agreement to Share Purchase Agreement (hereinafter referred to as “the Agreement”) was signed by the following signatories on the date of August 23, 2019: (i) China Lending Corporation, a limited liability company established under the laws of the British Virgin Islands (the “Buyer”); (ii) Lixin Financial Holdings Gr |
|
| June 26, 2020 |
Zhigang Liu Employment Agreement, dated November 20, 2019 Exhibit 4.18 Employment Agreement This Employment Agreement (this “Agreement”) is entered into in Hangzhou, Zhejiang, China on November 20, 2019 by and between: Party A: Roan Holdings Group Co., Ltd. (“the Company”) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang, China. Legal Representative: Li Jingping, Chairwoman and Chief Financial Officer Party B: |
|
| June 26, 2020 |
Exhibit 4.29 Supplemental Equity Transfer and VIE Termination Agreement This Supplemental Equity Transfer and VIE Termination Agreement (referred to as “The Agreement”), as a supplemental agreement to the Equity Transfer and VIE Termination Agreement dated November 22, 2019, is signed by the following parties on January 18, 2020: Party A: Feng Hui Ding Xin (Beijing) Financial Consulting Co., Limit |
|
| June 26, 2020 |
Exhibit 4.27 Supplement to the Framework Agreement This Supplement to the Framework Agreement (referred to as “Supplement to the Framework Agreement”) is signed by the following parties on [ ], 2019: Party A: China Fenghui Industrial Financial Holding Group Co. Limited (referred to as “Transferor”), a company established under the laws of Hong Kong, the authorized representative is Li Jingping. Pa |
|
| June 26, 2020 |
Exhibit 4.24 Share Purchase Agreement Signatories: China Lending Corporation Lixin Financial Holdings Group Limited Lixin Financial Holdings (BVI) Limited Lixin Financial Holdings Group Limited Zhejiang Lixin Enterprise Management Group Co., Ltd. Zhejiang Jing Yu Xin Financing Guarantee Co., Ltd. And Selling Shareholders Date: , 2019 Content Page I. DEFINITIONS 4 1.1 Definitions 4 1.2 Interpretati |
|
| June 26, 2020 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 CERTIFICATION I, Zhigang Liu, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
|
| June 26, 2020 |
Exhibit 4.23 Zhejiang Lixin Enterprise Management Group Co., Ltd. Capital Raise Agreement Party A: Party A1: Hangzhou Yinxiang Asset Management Co., Ltd. Registered address: Room 131, No. 217, Fengshan New Village, Shangcheng District Registration Country: China Legal representative: Hong Kang Party A2: Dayu Yangguang (Beijing) Asset Management Co., Ltd. Registered address: No. 629, 6th Floor, No. |
|
| June 26, 2020 |
English Translation of Share Transfer and VIE Termination Agreement dated November 22, 2019 Exhibit 4.28 Equity Transfer and VIE Termination Agreement This Equity Transfer and VIE Termination Agreement (referred to as "The Agreement") is signed by the following parties on November 22, 2019: Party A: Feng Hui Ding Xin (Beijing) Financial Consulting Co., Limited (referred to as "WFOE"), a limited liability company established and existing under the laws of the People's Republic of China, t |
|
| June 26, 2020 |
Exhibit 4.31 Lease Agreement Lessor: Hangzhou Yuhuangshannan Fund Town Management Committee (Party A) Address: No. 33 Fuxing Road, Shangcheng District, Hangzhou Leasee: Zhejiang Lixin Holdings Co., Ltd. (Party B), NOW: Zhejiang Lixin Enterprise Management Group Co., Ltd. Address: Room 401-410, No. 88-1, Marshal Temple Rear, Shangcheng District, Hangzhou Article 1 Property The rental property is lo |
|
| June 26, 2020 |
Exhibit 4.33 Lease Agreement Lessor: Junrong Capital Holdings Limited (Party A) Unified Social Credit Code: XXXXXXXXXXXXXXXXX Leasee: Zhiyuan Factoring (Guangzhou) Co., Ltd. (Party B) Unified Social Credit Code: XXXXXXXXXXXXXXXXX Article 1 Property 1.1 The rental property is located on the second floor of No. 147 Ganshui Lane, Shangcheng District, Hangzhou, with a construction area of 234.7 square |
|
| June 26, 2020 |
Exhibit 4.32 Lease Agreement Lessor: Zhejiang Fengfan Electrical Accessories Co., Ltd. (Party A) Leasee: Zhejiang Jingyuxin Financing Guarantee Co., Ltd.(Party B) Article 1 Property Party A’s office building: 48th floor of Baiguan Square, Baiguan Street, Shangyu District, Shaoxing City, with an area of 1,700 square meters. Article 2 Purposes Of Lease 1. Party B rents the property for use as its bu |
|
| June 26, 2020 |
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 CERTIFICATION I, Lihua Shen, certify that: 1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
|
| June 26, 2020 |
Exhibit 13.2 CERTIFICATION In connection with the Annual Report of Roan Holdings Group Co., Ltd. (the “Company”) on Form 20-F for the fiscal year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Lihua Shen, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the |
|
| June 26, 2020 |
Exhibit 99.1 Roan Holdings Group Co., Ltd. Reports Full Year 2019 Financial Results BEIJING and HANGZHOU, China, June 26, 2020 /PRNewswire/ - Roan Holdings Group Co., Ltd. (“Roan” or the “Company”) (OTC Pink Sheets: RAHGF and RONWF), a non-bank financial corporation serving individuals and micro-, small-, and medium-sized enterprises in China that also provides health management, insurance technol |
|
| June 26, 2020 |
Exhibit 4.35 Lease Agreement Lessor: Yajuan Zhu (Party A) Address: No. 49, Fifth Row, Gefan Beiyuan, Jiubao Town, Jianggan District. Property certificate number: 0059309 Leasee: Zhejiang Jing Yu Xin Financing Guarantee Co., Ltd.(Party B) Address: Baiguan Square, No.588 Jiangdong North Road, Shangyu District. Telephone number: 0575-82397155 Through negotiation, Party A and Party B hereby enter into |
|
| June 26, 2020 |
Exhibit 4.34 Guangzhou City Lease Contract (2014 edition) Article 1 Involving Parties Lessor (Party A): Guangdong Letian Creative Investment Co., Ltd. Lessee (Party B): Zhiyuan Factoring (Guangzhou) Co., Ltd. Article 2 Party A agrees to lease the real estate located in Room 101-211, Building 4, No. 230, Huangge Section, South Road, Huangge Town, Nansha District to Party B for office use, with a co |
|
| June 26, 2020 |
Exhibit 4.25 Framework Agreement This Framework Agreement (referred to as “Framework Agreement”) is signed by the following parties on July 31, 2019: Party A: China Fenghui Industrial Financial Holding Group Co. Limited (referred to as “Transferor”), a company established under the laws of Hong Kong, the authorized representative is Li Jingping. Party B: Zhejiang Zhongfeng Investment Management Co |
|
| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| June 26, 2020 |
Exhibit 4.30 Lease Agreement Lessor: Junrong Capital Holdings Limited (Party A) Unified Social Credit Code: XXXXXXXXXXXXXXXXX Leasee: Lixin (Hangzhou) Asset Management Co., Ltd. (Party B) Unified Social Credit Code: XXXXXXXXXXXXXXXXX Article 1 Property 1.1 The leased property is located on the first floor of No. 147 Ganshui lane, Shangcheng District, Hangzhou, with a construction area of 145.06 sq |
|
| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: DECEMBER 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
|
| April 30, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Addr |
|
| April 30, 2020 |
Exhibit 99.1 Roan Holdings Group Co., Ltd. Announces the Launch of a One-Stop Internet “Innovative Insurance Service + Health Care” Service Platform BEIJING and HANGZHOU, China, April 30, 2020 /PRNewswire/ - Roan Holdings Group Co., Ltd. ("Roan" or the "Company") (OTC Pink Sheets: RAHGF and RONWF), a non-bank financial corporation serving individuals and micro-, small- and medium-sized enterprises |
|
| April 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 ea121188-6kroanholdings.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zh |
|
| March 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Addr |
|
| March 23, 2020 |
Exhibit 99.1 INFORMATION STATEMENT OF ROAN HOLDINGS GROUP CO., LTD. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District, Hangzhou Zhejiang, China Tel: 86 571 8662 1775 Dear Shareholder: The Information Statement is furnished to holders of ordinary shares of Roan Holdings Group Co., Ltd. (the “Company”), in connection with the approval of the matters described herein by written consent o |
|
| January 22, 2020 |
Amended and Restated Memorandum and Articles of Association (1) Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 16 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019, 6 December 2019 and 20 January 2020 1 NA |
|
| January 22, 2020 |
6-K 1 f6k012120roanholdings.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangche |
|
| January 17, 2020 |
6-K 1 f6k011720roanholdings.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangche |
|
| January 17, 2020 |
Roan Holdings Group Co., Ltd. Appoints New Chief Financial Officer EX-99.1 3 f6k011720ex99-1roan.htm PRESS RELEASE: ROAN HOLDINGS GROUP CO., LTD. APPOINTS NEW CHIEF FINANCIAL OFFICER Exhibit 99.1 Roan Holdings Group Co., Ltd. Appoints New Chief Financial Officer BEIJING, URUMQI, China and HANGZHOU, China, January. 17, 2020 /PRNewswire/ — Roan Holdings Group Co., Ltd. (“Roan” or the “Company”) (OTC Pink Sheets: RAHGF), a non-bank financial corporation servicing mi |
|
| January 17, 2020 |
English Translation of Employment Agreement for Lihua Shen EX-10.1 2 f6k011720ex10-1roan.htm ENGLISH TRANSLATION OF EMPLOYMENT AGREEMENT FOR LIHUA SHEN Exhibit 10.1 Employment Agreement This Employment Agreement (this “Agreement”) was entered into in Hangzhou, Zhejiang, China on January 17, 2020 by and between: Party A: Roan Holdings Group Co., Ltd (the “Company”) Address: 147 Ganshui Lane, Yuhuangshannan Fund Town, Shangcheng District, Hangzhou, Zhejiang |
|
| January 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2020 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Shangcheng District Hangzhou, Zhejiang The People’s Republic of China (Ad |
|
| January 8, 2020 |
Exhibit 99.1 China Lending Corporation Announces Completion of Name and Ticker Symbol Changes to Roan Holdings Group Co., Ltd. (OTC Pink Sheets: RAHGF and RONWF) BEIJING, URUMQI, China and HANGZHOU, China, January. 8, 2020 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (OTC Pink Sheets: CLDOF and CLDCF), a non-bank financial corporation servicing micro-, small- and med |
|
| December 31, 2019 |
6-K 1 f6k123119roanholdingsgroup.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2019 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 147 Ganshui Lane, Yuhuangshannan Fund Town Sh |
|
| December 27, 2019 |
Amended and Restated Memorandum and Articles of Association Exhibit 3.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF Roan Holdings Group Co., Ltd. a company limited by shares As amended by Resolutions of Members passed on 16 September 2014, 31 March 2016 and 6 December 2019, and Resolutions of Directors passed on 28 June 2016, 5 July 2016, 14 January 2019 and 6 December 2019 1 NAME The name of the |
|
| December 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2019 Commission File Number: 001-36664 Roan Holdings Group Co., Ltd. 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The Peop |
|
| December 3, 2019 |
Exhibit 99.2 China Lending Corporation Updates Its Proposal to Dispose of Feng Hui BEIJING, URUMQI, China and HANGZHOU, China, Dec. 3, 2019 /PRNewswire/ - China Lending Corporation ("China Lending" or the "Company") (OTC Pink Sheets: CLDOF), a non-bank financial corporation servicing micro-, small- and medium-sized enterprises in China, today announced that its subsidiary, China Industrial-Financi |
|
| December 3, 2019 |
EX-99.1 2 f6k120319ex99-1chinalend.htm PRESS RELEASE DATED DECEMBER 3, 2019 ENTITLED "CHINA LENDING CORPORATION ANNOUNCES MANAGEMENT TRANSITION" Exhibit 99.1 China Lending Corporation Announces Management Transition BEIJING, URUMQI, China and HANGZHOU, China, Dec. 3, 2019 /PRNewswire/ - China Lending Corporation ("China Lending" or the "Company") (OTC Pink Sheets: CLDOF), a non-bank financial corp |
|
| December 3, 2019 |
CLDC / China Lending Corporation 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s |
|
| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s |
|
| November 14, 2019 |
OPERATING AND FINANCIAL REVIEW AND PROSPECTS Exhibit 99.2 OPERATING AND FINANCIAL REVIEW AND PROSPECTS A. Operating Results Overview The Company was engaged in loan origination and services. In addition, the Company leverages its strength to provide its customers with financing-related value-added services, tailored financing solutions and advisory services on finance and tax management. The following are some key measures of the Company’s d |
|
| November 14, 2019 |
Exhibit 99.1 CHINA LENDING CORPORATION UNAUDITED CONDENSED CONSOLIDATED BALANCE SHEETS (Expressed in U.S. dollar, except for the number of shares) June 30, 2019 December 31, 2018 ASSETS Current Assets Cash and cash equivalents $ 405,701 $ 1,311,749 Loans receivable - third parties, net of provision for loan losses of $152,719,939 and $128,109,728 as of June 30, 2019 and December 31, 2018, respecti |
|
| November 14, 2019 |
China Lending Corporation Reports Unaudited Financial Results for the Six Months Ended June 30, 2019 EX-99.3 4 f6k103119bex99-3chinalend.htm PRESS RELEASE DATED NOVEMBER 14, 2019 Exhibit 99.3 China Lending Corporation Reports Unaudited Financial Results for the Six Months Ended June 30, 2019 BEIJING, URUMQI and HANGZHOU, China, November 14, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (OTC Pink Sheets: CLDOF), a non-bank financial corporation servicing micro-, |
|
| September 24, 2019 |
6-K 1 f6k092419chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Eco |
|
| September 24, 2019 |
China Lending’s Common Shares to Be Quoted on the OTC Pink Open Market Following EX-99.1 2 f6k092419ex99-1china.htm PRESS RELEASE DATED SEPTEMBER 6, 2019 Exhibit 99.1 China Lending’s Common Shares to Be Quoted on the OTC Pink Open Market Following BEIJING, URUMQI, China and HANGZHOU, China, Sept. 6, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC) today was notified by The Nasdaq Stock Market (“Nasdaq”) that the Nasdaq Hearings Pa |
|
| August 20, 2019 |
China Lending Receives Nasdaq Minimum Bid Price Continued Listing Deficiency Notice Exhibit 99.1 China Lending Receives Nasdaq Minimum Bid Price Continued Listing Deficiency Notice BEIJING, URUMQI and HANGZHOU, China, August 20, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing micro, small and medium sized enterprises in China, today announced that it received a notification letter from Nas |
|
| August 20, 2019 |
CLDC / China Lending Corporation 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 f6k082019chinalend.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Developmen |
|
| August 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s R |
|
| August 12, 2019 |
China Lending Proposes to Dispose of Feng Hui Exhibit 99.1 China Lending Proposes to Dispose of Feng Hui BEIJING, URUMQI and HANGZHOU, China, August 12, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing micro, small and medium sized enterprises in China, today announced that its subsidiary, China Industrial Financial Holding Group Co., Ltd. has entered i |
|
| July 29, 2019 |
Exhibit 99.1 China Lending Forges Partnerships to Accelerate the Development of Its Consumer Financing Business and Expand into Litigation Guarantee Business BEIJING, URUMQI and HANGZHOU, China, July xx, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing micro, small and medium sized enterprises in China, toda |
|
| July 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s Rep |
|
| July 19, 2019 |
China Lending Announces Nasdaq Hearings Date EX-99.1 2 f6k071919ex99-1chinalead.htm PRESS RELEASE DATED JULY 18, 2019 Exhibit 99.1 China Lending Announces Nasdaq Hearings Date BEIJING, URUMQI and HANGZHOU, China, July 18, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing micro, small and medium sized enterprises in China, today announced that Nasdaq has |
|
| July 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s Rep |
|
| July 16, 2019 |
EX-99.1 2 f6k071619ex99-1chinalending.htm PRESS RELEASE DATED JULY 16, 2019 Exhibit 99.1 China Lending Announces Receipt of Delisting Determination from Nasdaq and Requests for Hearing before Nasdaq Hearings Panel BEIJING, URUMQI and HANGZHOU, China, July 16, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing |
|
| July 16, 2019 |
6-K 1 f6k071619chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| July 15, 2019 |
Exhibit 99.1 China Lending Forges Strategic Partnership with Rui Xin Insurance Technology to Develop Online Financial Services Platform BEIJING, URUMQI and HANGZHOU, China, July 15, 2019 /PRNewswire/ — China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank financial corporation servicing micro, small and medium sized enterprises in China, today announced that it ha |
|
| July 15, 2019 |
6-K 1 f6k071519chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Econ |
|
| June 17, 2019 |
Exhibit 99.1 China Lending Enters into Agreement to Acquire Equity Interests in Cayman Lixin BEIJING and URUMQI, China, June 17, 2019 /PRNewswire/ — China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises in China, today announced that it has entered into a share purchase agreement (the “ |
|
| June 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s Rep |
|
| May 3, 2019 |
CLDC / China Lending Corporation / Shen Yuan - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* China Lending Corporation (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G21612109** (CUSIP Number) March 6, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| May 2, 2019 |
6-K 1 f6k050219chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Econo |
|
| May 2, 2019 |
China Lending Corporation Announces Receipt of Nasdaq Continued Listing Deficiency Notice Exhibit 99.1 China Lending Corporation Announces Receipt of Nasdaq Continued Listing Deficiency Notice BEIJING and URUMQI, China, May 2, 2019 /PRNewswire/ - China Lending Corporation (“China Lending” or the “Company”) (NASDAQ: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises currently underserved by commercial banks in China, today announced that on |
|
| April 29, 2019 |
China Lending Corporation Files Annual Report on Form 20-F for Fiscal 2018 Exhibit 99.2 China Lending Corporation Files Annual Report on Form 20-F for Fiscal 2018 BEIJING and URUMQI, China, April 29, 2019 /PRNewswire/ - China Lending Corporation (“China Lending,” the “Company,” “we” or “our”) (NASDAQ: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises currently underserved by commercial banks in China, today announced that it |
|
| April 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2019 Commission File Number: 001-36664 China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang The People’s Re |
|
| April 29, 2019 |
China Lending Corporation Reports Full Year 2018 Financial Results Exhibit 99.1 China Lending Corporation Reports Full Year 2018 Financial Results Beijing & Urumqi, Apr. 26, 2019 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in China, reported today its financial results for the t |
|
| April 26, 2019 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Li Jingping, certify that: 1. I have reviewed this annual report on Form 20-F of China Lending Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
|
| April 26, 2019 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of China Lending Corporation (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for the year ended December |
|
| April 26, 2019 |
Liu Zhigang Employment Agreement, dated March 1, 2019 Exhibit 4.19 Employment Contract The employment contract (hereinafter referred to as the “Contract”) entered into on March 1, 2019 in Hangzhou City, the parties are: Party A: China Lending Corporation (hereinafter “Company”) Address: 11th Floor, Satellite Building, 473 Satellite Road, Economic Technological Development Zone, Urumqi, Xinjiang, China. Party B: LIU Zhigang (the “employee”) Address: N |
|
| April 26, 2019 |
CLDC / China Lending Corporation 20-F FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| April 26, 2019 |
Amended and Restated Memorandum and Articles of Association EX-1.1 2 f20f2018ex1-1chinalending.htm AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION Exhibit 1.1 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT 2004 MEMORANDUM OF ASSOCIATION OF China Lending Corporation a company limited by shares As amended by Resolutions of Members passed on 16 September 2014 and 31 March 2016 and Resolutions of Directors passed on 28 June |
|
| March 28, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k032819chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of March 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| February 27, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k022719chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of February 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| February 26, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k022319chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of February 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Econo |
|
| January 23, 2019 |
Exhibit 99.1 China Lending Corporation (Incorporated in the British Virgin Islands) NOTICE OF ANNUAL GENERAL MEETING to Be Held on February 26, 2019 NOTICE IS HEREBY GIVEN that an Annual General Meeting (“AGM”) of China Lending Corporation (the “Company”) will be held at 11th Floor, Satellite Building, 473 Satellite Road, Economic Technological Development Zone, Urumqi, Xinjiang, China on February |
|
| January 23, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k012319chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic T |
|
| January 18, 2019 |
6-K/A 1 f6k010819a1chinalending.htm AMENDMENT NO. 1 TO REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 |
|
| January 8, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2019 Commission File No. |
|
| January 8, 2019 |
Exhibit 99.1 China Lending Corporation Receives Nasdaq Notification of Non-Compliance with Listing Rules 5620(a) and 5810(c)(2)(G) Beijing & Urumqi, Jan. 8, 2018 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in Chi |
|
| January 4, 2019 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k010419chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2019 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Econom |
|
| December 7, 2018 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k120718chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of December 2018 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| December 7, 2018 |
China Lending Corporation Launches New Supply Chain Financing Services EX-99.1 2 f6k120718ex99-1chinalending.htm PRESS RELEASE, DATED DECEMBER 7, 2018 Exhibit 99.1 China Lending Corporation Launches New Supply Chain Financing Services Beijing & Urumqi, Dec. 7, 2018 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently under |
|
| August 13, 2018 |
China Lending Corporation Reports Unaudited Financial Results for the Six Months Ended June 30, 2018 Exhibit 99.1 China Lending Corporation Reports Unaudited Financial Results for the Six Months Ended June 30, 2018 Beijing & Urumqi, August 13, 2018 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in China, today repo |
|
| August 13, 2018 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k081318chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2018 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic Te |
|
| August 8, 2018 |
CLDC / China Lending Corporation 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2018 Commission File No. |
|
| July 11, 2018 |
EX-99.1 3 f6k071018ex99-1chinalending.htm PRESS RELEASE DATED JULY 10, 2018 Exhibit 99.1 China Lending Corporation Announces Closing of Registered Direct Offering Raising Approximately $2 Million in Gross Proceeds Beijing & Urumqi, July 11, 2018 /PRNewswire/- China Lending Corporation (NASDAQ:CLDC) (the “Company”), a leading non-bank direct lending corporation servicing micro, small and medium siz |
|
| July 11, 2018 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of July 2018 Commission File No. |
|
| July 6, 2018 |
Filed pursuant to Rule 424(b)(5) No. 333-223465 PROSPECTUS SUPPLEMENT (To prospectus dated March 22, 2018) 769,232 Ordinary Shares Maximum Number of Shares Issuable upon Exercise of Series A and Series B Warrants: 1,039,767 Ordinary Shares China Lending Corporation Ordinary Shares Warrants We are offering to certain institutional investors, pursuant to this prospectus supplement and the accompanyi |
|
| July 6, 2018 |
Form of Securities Purchase Agreement, dated July 6, 2018 (10) Exhibit 4.2 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 5, 2018, is by and among China Lending Corporation, a company organized under the laws of the British Virgin Islands with headquarters located at 11th Floor, Satellite Building, 473 Satellite Road, Economic Technological Development Zone, Urumqi, Xinjiang, China (the “Co |
|
| July 6, 2018 |
Exhibit 4.3 [FORM OF SERIES [A][B] WARRANT] THE NUMBER OF ORDINARY SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. China Lending Corporation Warrant To Purchase Ordinary Shares Warrant No.: [A][B] - Date of Issuance: July , 2018 (“Issuance Date”) China Lending Corporation, a company organized under th |
|
| July 6, 2018 |
Exhibit 99.1 China Lending Corporation Announces Entry into Agreements for Registered Direct Placement of $2.0 Million of Common Stock and Warrants Beijing & Urumqi, July 6, 2018 /PRNewswire/ – China Lending Corporation (NASDAQ:CLDC) (the “Company”), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks i |
|
| July 6, 2018 |
Exhibit 4.1 April 6, 2018 Ms. Jingping Li Chairwoman & CEO China Lending Corporation 473 Satellite Road, 11thFloor Economic Technological Development Zone Urumqi, Xinjiang, China, 830000 Re: Exclusive Placement Agent Agreement Dear Ms Li: The purpose of this letter agreement (this “Engagement Letter” or this “Agreement”) is to set forth the terms and conditions pursuant to which FT Global Capital, |
|
| July 6, 2018 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of July 2018 Commission File No. |
|
| April 30, 2018 |
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Li Jingping, certify that: 1. I have reviewed this annual report on Form 20-F of China Lending Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
|
| April 30, 2018 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of China Lending Corporation (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for the year ended December |
|
| April 30, 2018 |
CLDC / China Lending Corporation ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| March 16, 2018 |
CLDC / China Lending Corporation CORRESP CORRESP 1 filename1.htm China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang, China March 16, 2018 VIA EDGAR Era Anagnosti Acting Assistant Director Offices of Financial Services Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7010 China Lending Corporation Registration Statement on Form F- |
|
| March 6, 2018 |
CLDC / China Lending Corporation REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on March 6, 2018 Registration No. |
|
| January 11, 2018 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2018 Commission File No. |
|
| December 22, 2017 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-218232 Prospectus CHINA LENDING CORPORATION 2,229,572 Ordinary Shares 2,420,260 Warrants to purchase Ordinary Shares and 1,210,130 Ordinary Shares Issuable upon Exercise of Warrants This prospectus relates to the offer and sale from time to time by the selling security holders named in this prospectus of up to 2,229,572 ordinary shares, without |
|
| December 18, 2017 |
CLDC / China Lending Corporation ESP CORRESP 1 filename1.htm China Lending Corporation 11th Floor, Satellite Building 473 Satellite Road Economic Technological Development Zone Urumqi, Xinjiang, China December 18, 2017 VIA EDGAR Mr. David Lin Staff Attorney Offices of Financial Services Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7010 China Lending Corporation Registration Statement on Form F-1 (File |
|
| December 5, 2017 |
As filed with the Securities and Exchange Commission on December 5, 2017 As filed with the Securities and Exchange Commission on December 5, 2017 Registration No. |
|
| November 13, 2017 |
Exhibit 99.1 China Lending Corporation Reports Unaudited Financial Results for the Three and Nine Months Ended September 30, 2017 Beijing & Urumqi, November 13, 2017 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial |
|
| November 13, 2017 |
CLDC / China Lending Corporation REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k111317chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of November 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Econo |
|
| October 12, 2017 |
As filed with the Securities and Exchange Commission on October 12, 2017 As filed with the Securities and Exchange Commission on October 12, 2017 Registration No. |
|
| October 6, 2017 |
CLDC / China Lending Corporation / Li Jingping - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) (Rule 13d-101) Under the Securities Exchange Act of 1934 China Lending Corporation (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) G21612109 (CUSIP Number) Li Jingping c/o China Lending Corporation Room 1101, Satellite Building 473 Satellite Road, Economic Techonologic |
|
| September 25, 2017 |
CLDC / China Lending Corporation ESP September 25, 2017 Re: China Lending Corporation Form F-1 Filed May 25, 2017 File No. |
|
| September 21, 2017 |
China Lending CURRENT REPORT OF FOREIGN ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of September 2017 Commission File No. |
|
| August 8, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k080717bchinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic T |
|
| August 7, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2017 Commission File No. |
|
| August 7, 2017 |
Exhibit 99.1 China Lending Corporation Reports Unaudited Financial Results for the Three and Six Months Ended June 30, 2017 Beijing & Urumqi, August 7 2017 /PRNewswire/ ? China Lending Corporation (?China Lending? or the ?Company?) (Nasdaq: CLDC), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in C |
|
| July 21, 2017 |
China Lending REPORT OF FOREIGN ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k072017chinalending.htm REPORT OF FOREIGN ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of July 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic Technologica |
|
| June 29, 2017 |
CLDC / China Lending Corporation ESP CORRESP 1 filename1.htm June 29, 2017 Re: China Lending Corporation Form F-1 Filed May 25, 2017 File No. 333-218232 Mr. David Lin Staff Attorney Office of Financial Services Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Lin: On behalf of China Lending Corporation (the “Company”), we have set forth below responses to the comments of the staff (the “Staff”) of |
|
| June 29, 2017 |
As filed with the Securities and Exchange Commission on June 29, 2017 As filed with the Securities and Exchange Commission on June 29, 2017 Registration No. |
|
| May 26, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of May 2017 Commission File No. |
|
| May 26, 2017 |
CHINA LENDING CORPORATION DECLARES DIVIDEND PAYMENT Exhibit 99.1 FOR IMMEDIATE RELEASE CHINA LENDING CORPORATION DECLARES DIVIDEND PAYMENT Beijing & Urmuqi – May 26, 2017 – China Lending Corporation (NASDAQ: CLDC; CLDCF) (“China Lending” or the “Company”), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in China, today announced that its Board of Dir |
|
| May 25, 2017 |
As filed with the Securities and Exchange Commission on May 25, 2017 As filed with the Securities and Exchange Commission on May 25, 2017 Registration No. |
|
| May 8, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k050317chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of May 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic Techn |
|
| May 8, 2017 |
China Lending Corporation Reports Unaudited Financial Results for the First Quarter 2017 Exhibit 99.1 China Lending Corporation Reports Unaudited Financial Results for the First Quarter 2017 Beijing & Urumqi, May 8, 2017 /PRNewswire/ ? China Lending Corporation (?China Lending? or the ?Company?) (Nasdaq: CLDC), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in China, today reported its |
|
| April 12, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k041217chinalendingcorp.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of April 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| March 21, 2017 |
CHINA LENDING CORPORATION DECLARES DIVIDEND PAYMENT Exhibit 99.1 FOR IMMEDIATE RELEASE CHINA LENDING CORPORATION DECLARES DIVIDEND PAYMENT Beijing & Urumqi ? March 21, 2017 ? China Lending Corporation (NASDAQ: CLDC; CLDCW) (?China Lending? or the ?Company?), a leading non-bank direct lending corporation servicing micro, small and medium sized enterprises (MSME), currently underserved by commercial banks in China, today announced that its Board of D |
|
| March 21, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k032017chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of March 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic Tec |
|
| March 3, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of March 2017 Commission File No. |
|
| March 3, 2017 |
Exhibit 99.1 China Lending Corporation Announces Fourth Quarter and Fiscal Year 2016 Financial Results Revenues and net income grew 26% and 22%, respectively, to reach record highs in 2016 Beijing & Urumqi, Mar. 3, 2017 /PRNewswire/ – China Lending Corporation (“China Lending” or the “Company”) (Nasdaq: CLDC), a leading non-bank direct lending corporation servicing micro, small and medium sized en |
|
| March 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
|
| March 3, 2017 |
Certification Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Li Jingping, certify that: 1. I have reviewed this annual report on Form 20-F of China Lending Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
|
| March 3, 2017 |
Certification Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of China Lending Corporation (the ?Company?), does hereby certify, to such officer?s knowledge, that: The Annual Report on Form 20-F for the year ended December |
|
| February 14, 2017 |
CLDC / China Lending Corporation / Weiss Asset Management LP Passive Investment =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| February 9, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* China Lending Corporation (f/k/a DT Asia Investments Limited) (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G21612109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box t |
|
| February 6, 2017 |
China Lending REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) 6-K 1 f6k020617chinalending.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of February 2017 Commission File No.: 001-36664 CHINA LENDING CORPORATION 11th Floor, Satellite Building 473 Satellite Road Economic |
|
| January 17, 2017 |
EX-10.1 2 f8k011617ex10ichinalending.htm ALBERT LYU EMPLOYMENT AGREEMENT Exhibit 10.1 Employment Agreement This Employment Agreement (this "Agreement") is entered into in Urumqi, Xinjiang, China on January 16, 2017 by and between: Party A: China Lending Corporation ("the Company") Address: 11th Floor, Satellite Building, 473 Satellite Road, Economic Technological Development Zone, Urumqi, Xinjiang |
