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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to China BAK Battery, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 18, 2025 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| August 18, 2025 |
CBAK Energy Reports Second Quater and First Half 2025 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Second Quater and First Half 2025 Unaudited Financial Results DALIAN, China, August 18, 2025 (GLOBE NEWSWIRE) - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the second quarter and the first ha |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 22, 2025 |
Exhibit 99.1 CBAK Energy Launches Share Buyback Program Authorizing Repurchase of Up to $20 Million in Common Stock Over the Next 12 Months DALIAN, China, May 22, 2025 (GLOBE NEWSWIRE) - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today announced that its Board of Directors |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 22, 2025 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 20, 2025 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2025 |
CBAK Energy Reports First Quater 2025 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports First Quater 2025 Unaudited Financial Results DALIAN, China, May 19, 2025 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the first quarter ended March 31, 2025. First Quater of 20 |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 19, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2025 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 17, 2025 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| March 17, 2025 |
Insider Trading Policy of the registrant Exhibit 19 CBAK ENERGY TECHNOLOGY, INC. INSIDER TRADING POLICY 1. PURPOSE This Insider Trading Policy (this “Policy”) states the policy with respect to transactions in the securities of CBAK Energy Technology, Inc. (the “Company”), and the handling of confidential information about the Company and other companies with which the Company engages in transactions or does business. The Company’s Board |
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| March 17, 2025 |
List of subsidiaries of the registrant. Exhibit 21.1 LIST OF SUBSIDIARIES Jurisdiction of Incorporation or Percentage of Name of Subsidiary Organization Ownership CBAK Energy Investments Holdings Cayman Islands 100% CBAK Energy Lithium Battery Holdings Co., Ltd. Cayman Islands 100% BAK Asia Investments Limited Hong Kong 100% CBAK New Energy (Nanjing) Co., Ltd PRC 100% Shenzhen CBAK Sodium Battery New Energy Co., Ltd. PRC 100% Nanjing BF |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| March 17, 2025 |
CBAK Energy Reports Full Year of 2024 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Full Year of 2024 Unaudited Financial Results DALIAN, China, March 17, 2024 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the full year of 2024 ended December 31, 2024. Full Year |
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| March 17, 2025 |
Description of Securities Registered Pursuant to Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT The following summary describes our common stock, par value $0.001 per share (the “Common Stock”), of CBAK Energy Technology, Inc. (the “Company,” “we,” “us,” and “our”), which are the only securities of the Company registered pursuant to Section 12 of the Exchange Act. DESCRIPTION OF COMMON STOCK The follo |
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| December 27, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 26, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 12, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2024 |
CBAK Energy Reports Third Quarter & First Nine Months of 2024 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Third Quarter & First Nine Months of 2024 Unaudited Financial Results DALIAN, China, November 12, 2024 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the third quarter 2024 ended |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 24, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 9, 2024 |
CBAK Energy Reports Second Quarter and First Half 2024 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Second Quarter and First Half 2024 Unaudited Financial Results DALIAN, China, August 9, 2024 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the second quarter and the first half o |
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| August 9, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| July 16, 2024 |
CBAK Energy Technology, Inc. BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, People’s Republic of China, 116450 July 16, 2024 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Patrick Fullem Re: CBAK Energy Technology, Inc. Registration Statement on Form S-3 File No. 333-280746 D |
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| July 10, 2024 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 REGISTRATION STATEMENT (Form Type) CBAK Energy Technology, Inc. |
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| July 10, 2024 |
Form of Indenture relating to debt securities Exhibit 4.3 CBAK ENERGY TECHNOLOGY, INC. TO [ ] Trustee Indenture Dated as of , 20 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 101. Definitions 1 Section 102. Compliance Certificates and Opinions 9 Section 103. Form of Documents Delivered to Trustee 9 Section 104. Acts of Holders 10 Section 105. Notices, Etc. to Trustee and Company 11 Section 10 |
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| July 10, 2024 |
As filed with the Securities and Exchange Commission on July 10, 2024 As filed with the Securities and Exchange Commission on July 10, 2024 Registration No. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 10, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2024 |
Exhibit 99.1 CBAK Energy Reports First Quarter 2024 Unaudited Financial Results - Expected net income from the battery business to be between RMB220 million and RMB250 million for the full year of 2024 DALIAN, China, May 10, 2024 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provi |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 |
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| April 16, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) CBAK Energy Technology, Inc. |
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| April 16, 2024 |
As filed with the Securities and Exchange Commission on April 16, 2024 As filed with the Securities and Exchange Commission on April 16, 2024 Registration No. |
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| March 15, 2024 |
List of subsidiaries of the registrant. Exhibit 21.1 LIST OF SUBSIDIARIES Jurisdiction of Incorporation or Percentage of Name of Subsidiary Organization Ownership CBAK Energy Investments Holdings Cayman Islands 100 % CBAK Energy Lithium Battery Holdings Co., Ltd. Cayman Islands 100 % Hitrans Holdings Co., Ltd. Cayman Islands 100 % Hong Kong Nacell Holdings Company Limited Hong Kong 100 % China BAK Asia Holdings Limited Hong Kong 100 % D |
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| March 15, 2024 |
CBAK Energy Reports Fourth Quarter and Full Year 2023 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Fourth Quarter and Full Year 2023 Unaudited Financial Results DALIAN, China, March 15, 2024 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the fourth quarter and full year ended D |
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| March 15, 2024 |
Exhibit 97.1 CBAK ENERGY TECHNOLOGY, INC. CLAWBACK POLICY A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of CBAK Energy Technology, Inc. (the “Company”) has adopted this Policy (the “Policy”) to |
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| March 15, 2024 |
Description of Securities Registered Pursuant to Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT The following summary describes our common stock, par value $0.001 per share (the “Common Stock”), of CBAK Energy Technology, Inc. (the “Company,” “we,” “us,” and “our”), which are the only securities of the Company registered pursuant to Section 12 of the Exchange Act. DESCRIPTION OF COMMON STOCK The follo |
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| March 15, 2024 |
Form of Restricted Share Award Agreement under the 2023 Equity Incentive Plan Exhibit 10.10 CBAK ENERGY TECHNOLOGY, INC. 2023 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED SHARE AWARD Unless otherwise defined in this Notice of Restricted Share Award or the attached Restricted Share Award Agreement, capitalized terms shall have the meanings ascribed to them in the CBAK Energy Technology, Inc. 2023 Equity Incentive Plan (the “Plan”). Grantee Name: Address: You have been granted |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| March 15, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 15, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2024 |
Form of Restricted Stock Unit Award Agreement under the 2023 Equity Incentive Plan Exhibit 10.11 CBAK ENERGY TECHNOLOGY, INC. 2023 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNITS AWARD Unless otherwise defined in this Notice of Restricted Stock Units Award or the attached Restricted Stock Units Award Agreement, capitalized terms shall have the meanings ascribed to them in the CBAK Energy Technology, Inc. 2023 Equity Incentive Plan (the “Plan”). Grantee Name: Date of Grant |
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| March 15, 2024 |
Form of Share Option Agreement under the 2023 Equity Incentive Plan Exhibit 10.12 CBAK ENERGY Technology, INC. 2023 EQUITY INCENTIVE PLAN SHARE OPTION AGREEMENT Unless otherwise defined herein, the capitalized terms used in this Share Option Agreement (the “Option Agreement”) shall have the meanings ascribed to them in the CBAK Energy Technology, Inc. 2023 Equity Incentive Plan (the “Plan”): I. NOTICE OF SHARE OPTION GRANT Optionee Name: Address: You have been gra |
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| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 8, 2024 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 15, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 17, 2023 |
CBAK ENERGY TECHNOLOGY, INC. BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, Liaoning Province, People’s Republic of China, 116450 November 17, 2023 Via EDGAR and E-Mail United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jennifer Gowetski Re: CBAK Energy Technology, Inc. Form 10-K for the Y |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No.1 To FORM SPDSCL-HFCAA-GOV CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, |
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| November 9, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 9, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| November 9, 2023 |
CBAK Energy Reports Third Quarter 2023 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Third Quarter 2023 Unaudited Financial Results DALIAN, China, November 9, 2023 /PRNewswire/ – CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the third quarter ended September 30, 2023. Third Qua |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 3, 2023 |
Exhibit 10.2 股权转让合同 Equity Transfer Contract 徐升洋 与 （浙江海创锂电科技有限公司） 签订之 浙江升阳再生资源科技有限公司 股 权 转 让 合 同 Zhejiang Shengyang Renewable Resources Technology Co., Ltd. Equity Transfer Contract between Xu Shengyang and Zhejiang Hitrans Lithium Technology Co., Ltd. 2023年 9 月 September 2023 中国金华 Jinhua, China 股权转让合同 Equity Transfer Contract 目录 Table of Contents 第一条 目标股权的基本情况 3 Article 1 Basic Information of Tar |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 27, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Comm |
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| October 3, 2023 |
Exhibit 10.1 深圳比克电池有限公司 与 南京中比新能源科技有限公司 关于 深圳市比克动力电池有限公司 之 《股权转让协议》 Equity Transfer Agreement Regarding Shenzhen BAK Power Battery Co., Ltd. between Shenzhen BAK Battery Co., Ltd. and Nanjing CBAK New Energy Technology Co., Ltd. 2023年9月 September 2023 股权转让协议 Equity Transfer Agreement 本协议由以下各方于2023年9月27日在深圳市大鹏新区签署： This agreement is executed by and between the parties below in Dapeng New District, |
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| October 3, 2023 |
CBAK Energy Announces a Strategic Investment in BAK Power Exhibit 99.1 CBAK Energy Announces a Strategic Investment in BAK Power DALIAN, China, Sept. 28, 2023 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”), a leading lithium-ion battery manufacturer and electric energy solution provider in China, today announced that its wholly-owned subsidiary, Nanjing CBAK New Energy Technology Co., Ltd (“Nanjing CBAK”), ha |
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| September 25, 2023 |
CBAK ENERGY TECHNOLOGY, INC. BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, Liaoning Province, People’s Republic of China, 116450 September 25, 2023 Via EDGAR and E-Mail United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jennifer Gowetski Re: CBAK Energy Technology, Inc. Form 10-K for the |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SPDSCL-HFCAA-GOV CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, Liaoning Province, |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 22, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| August 9, 2023 |
CBAK Energy Reports Second Quarter and First Half 2023 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports Second Quarter and First Half 2023 Unaudited Financial Results DALIAN, China, August 9, 2023 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the second quarter and first half of 20 |
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| July 21, 2023 |
Letter from Centurion ZD CPA & Co., dated July 21, 2023 Exhibit 16.1 中正達會計師事務所 Centurion ZD CPA & Co. Certified Public Accountants (Practising) Unit 1304, 13/F, Two Harbourfront, 22 Tak Fung Street, Hunghom, Hong Kong. 香港 紅磡 德豐街22號 海濱廣場二期 13樓1304室 Tel 電話: (852) 2126 2388 Fax 傳真: (852) 2122 9078 Email 電郵: [email protected] July 21, 2023 U.S. Securities & Exchange Commission 100 F Street, NE Washington, DC 20549 U.S.A. Ladies and Gentlemen: We have read th |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 18, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 15, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 10, 2023 |
CBAK Energy Reports First Quarter 2023 Unaudited Financial Results Exhibit 99.1 CBAK Energy Reports First Quarter 2023 Unaudited Financial Results DALIAN, China, May 10, 2023 /PRNewswire/ — CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results for the first quarter 2023 ended March 31, 2023. First Quarte |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 24, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| April 14, 2023 |
Description of Securities Registered Pursuant to Section 12 of the Exchange Act Exhibit 4.2 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT The following summary describes our common stock, par value $0.001 per share (the “Common Stock”), of CBAK Energy Technology, Inc. (the “Company,” “we,” “us,” and “our”), which are the only securities of the Company registered pursuant to Section 12 of the Exchange Act. DESCRIPTION OF COMMON STOCK The follo |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| April 14, 2023 |
List of subsidiaries of the registrant. Exhibit 21.1 LIST OF SUBSIDIARIES Jurisdiction of Incorporation or Percentage of Name of Subsidiary Organization Ownership China BAK Asia Holdings Limited Hong Kong 100 % Dalian CBAK Trading Co., Ltd. PRC 100 % Dalian CBAK Power Battery Co., Ltd. PRC 100 % Dalian CBAK New Energy Technology Co., Ltd. PRC 100 % CBAK New Energy (Suzhou) Co., Ltd. PRC 90 % BAK Asia Investments Limited Hong Kong 100 % |
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| April 11, 2023 |
Exhibit 99.1 CBAK Energy Reports Fourth Quarter and Full Year 2022 Unaudited Financial Results -Net Revenues up 95.9% year over year in the fourth quarter – -Net Revenues up 372.2% year over year in full year– DALIAN, China, April 11, 2022 /PRNewswire/ — CBAK Energy Technology, Inc. (NASDAQ: CBAT) ("CBAK Energy," or the "Company") a leading lithium-ion battery manufacturer and electric energy solu |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 11, 2023 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C102 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| December 28, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 23, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of i |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 23, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 14, 2022 |
Exhibit 99.1 CBAK Energy Reports Third Quarter 2022 Unaudited Financial Results -Net Revenues up 504% year over year in the third quarter ? DALIAN, China, November 14, 2022 /PRNewswire/ ? CBAK Energy Technology, Inc. (NASDAQ: CBAT) (?CBAK Energy,? or the ?Company?) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial resu |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| November 14, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 14, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 |
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| November 10, 2022 |
CORRESP 1 filename1.htm CBAK ENERGY TECHNOLOGY, INC. BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, Liaoning Province, People’s Republic of China, 116450 November 10, 2022 Via EDGAR and E-Mail United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jeffrey Gordon Re: CBAK Energy Technology, Inc |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 15, 2022 |
Exhibit 99.1 CBAK Energy Reports Second Quarter and First Half 2022 Unaudited Financial Results ?Net Revenues up 857% year over year in the second quarter? ?Net Revenues up 792% year over year in the first half? DALIAN, China, August 15, 2022 /PRNewswire/ ? CBAK Energy Technology, Inc. (NASDAQ: CBAT) (?CBAK Energy,? or the ?Company?) a leading lithium-ion battery manufacturer and electric energy s |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 15, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 15, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 19, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2022 |
Exhibit 99.1 CBAK Energy Reports First Quarter 2022 Unaudited Financial Results – Net revenues up 752% year over year in the first quarter – DALIAN, China, May 19, 2022 /PRNewswire/ — CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited financial results |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 11-K ? Form 20-F ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 15, 2022 |
Description of Securities Registered Pursuant to Section 12 of the Exchange Act Exhibit 4.2 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT The following summary describes our common stock, par value $0.001 per share (the ?Common Stock?), of CBAK Energy Technology, Inc. (the ?Company,? ?we,? ?us,? and ?our?), which are the only securities of the Company registered pursuant to Section 12 of the Exchange Act. DESCRIPTION OF COMMON STOCK The follo |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| April 15, 2022 |
List of subsidiaries of the registrant. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization Percentage of Ownership China BAK Asia Holdings Limited Hong Kong 100 % Dalian CBAK Trading Co., Ltd. PRC 100 % Dalian CBAK Power Battery Co., Ltd. PRC 100 % Dalian CBAK New Energy Technology Co., Ltd. PRC 100 % CBAK New Energy (Suzhou) Co., Ltd. PRC 90 % BAK Asia Investments Limited Hong Kong 100 % |
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| April 14, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 14, 2022 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| April 14, 2022 |
Exhibit 99.1 CBAK Energy Reports Fourth Quarter and Full Year 2021 Unaudited Financial Results -Net Revenues up 80% year over year in the fourth quarter ? -Full-Year Net Revenues up 40% year over year in 2021? -CBAK Energy turns to profitability in 2021 DALIAN, China, April 14, 2022 /PRNewswire/ ? CBAK Energy Technology, Inc. (NASDAQ: CBAT) (?CBAK Energy,? or the ?Company?) a leading lithium-ion b |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C102 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 17, 2022 |
Exhibit 99.1 ZHEJIANG HITRANS LITHIUM BATTERY TECHNOLOGY CO., LTD AND SUBSIDIARY CONSOLIDATED FINANCIAL STATEMENTS For the Years Ended December 31, 2020 and 2019 TABLE OF CONTENTS Page Report of Independent Registered Public Accounting Firm 2 Consolidated Balance Sheets as of December 31, 2020 and 2019 4 Consolidated Statements of Operations and Comprehensive Income (Loss) for the years ended Dece |
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| March 17, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 26, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of i |
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| March 17, 2022 |
CBAK ENERGY TECHNOLOGY, INC. NOTES TO UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 CBAK ENERGY TECHNOLOGY, INC. NOTES TO UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Note 1 ? Description of the Business Combination On July 20, 2021, Dalian CBAK Power Battery Co., Ltd. (?CBAK Power?), a wholly-owned Chinese subsidiary of CBAT, entered into a framework agreement relating to CBAK Power?s investment in Zhejiang Hitrans Lithium Battery Technology Co., Ltd |
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| March 17, 2022 |
Exhibit 99.2 ZHEJIANG HITRANS LITHIUM BATTERY TECHNOLOGY CO., LTD AND SUBSIDIARY CONDENSED CONSOLIDATED FINANCIAL STATEMENTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2020 AND 2021 Contents Page(s) Condensed Consolidated Balance Sheets as of December 31, 2020 and September 30, 2021 (unaudited) 2 Condensed Consolidated Statements of Operations and Comprehensive Loss for the three and nine m |
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| December 13, 2021 |
Exhibit 3.1 |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 9, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| November 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 26, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 30, 2021 |
CBAK Energy Completes Majority Stake Acquisition of Hitrans Exhibit 99.1 CBAK Energy Completes Majority Stake Acquisition of Hitrans DALIAN, China, November 29, 2021 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) (?CBAK Energy,? or the ?Company?), a leading lithium-ion battery manufacturer and electric energy solution provider in China, today announced that its wholly-owned subsidiary Dalian CBAK Power Battery Co., Ltd. (?CBAK Power?) has compl |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 19, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2021 |
CBAK Energy Commences Operation of Nanjing Lithium Battery Manufacturing Facility Exhibit 99.1 CBAK Energy Commences Operation of Nanjing Lithium Battery Manufacturing Facility DALIAN, China, Nov. 19, 2021 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) ("CBAK Energy", or the "Company"), a leading lithium-ion battery manufacturer and electric energy solution provider, today announced that the Company had begun operations at its lithium battery manufacturing plant in |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| November 12, 2021 |
Exhibit 99.1 CBAK Energy Reports Third Quarter 2021 Unaudited Financial Results Q3 Revenue from high power lithium batteries grew 51% YoY to $9.6 million DALIAN, China, November 12, 2021 /PRNewswire/ ? CBAK Energy Technology, Inc. (NASDAQ: CBAT) ("CBAK Energy," or the "Company") a leading lithium-ion battery manufacturer and electric energy solution provider in China, today reported its unaudited |
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| November 12, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 12, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Definit |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Definit |
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| September 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 24, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Comm |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 16, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 16, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 16, 2021 |
Exhibit 99.1 CBAK Energy Reports Second Quarter and First Half 2021 Unaudited Financial Results -Net Revenues up 27% year over year in the second quarter and up 33% year over year in the first half- -Well positioned for future growth- DALIAN, China, August 16, 2021 /PRNewswire/ ? CBAK Energy Technology, Inc. (NASDAQ: CBAT) (?CBAK Energy,? or the ?Company?) a leading lithium-ion battery manufacture |
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| July 26, 2021 |
English translation of Form of Loan Repayment Agreement Exhibit 10.2 LOAN REPAYMENT AGREEMENT This Agreement is executed by the following parties this day of July 2021 Party A: Junnan Ye Party B: Zhejiang Meidu Hitrans Lithium Battery Technology Co., Ltd (hereinafter referred to as ?Party B? or ?Hitrans?) Party C: Dalian CBAK Power Battery Co., Ltd. (hereinafter referred to as ?Party C? or ?CBAK Power?) Party D: Haijun Wu WHEREAS: 1. Party A and Zhejia |
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| July 26, 2021 |
CBAK Energy Announces Framework Agreement to Acquire Majority Stake in Zhejiang Meidu Hitrans Exhibit 99.1 CBAK Energy Announces Framework Agreement to Acquire Majority Stake in Zhejiang Meidu Hitrans DALIAN, China, July 26, 2021 /PRNewswire/ - CBAK Energy Technology, Inc. (NASDAQ: CBAT) ("CBAK Energy," or the "Company"), a leading lithium-ion battery manufacturer and electric energy solution provider in China, today announced that its wholly-owned subsidiary Dalian CBAK Power Battery Co., |
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| July 26, 2021 |
Exhibit 10.1 FRAMEWORK AGREEMENT RELATING TO INVESTMENT OF DALIAN CBAK POWER BATTERY CO., LTD. IN ZHEJIANG MEIDU HITRANS LITHIUM BATTERY TECHNOLOGY CO., LTD TABLE OF CONTENTS 1. Dispute Settlement 3 2. Provision of Loans 5 3. Transfer of Shares 7 4. Representations, Warranties and Covenants 9 5. Default 12 6. Dispute Resolution 13 7. Notice 13 8. Others 15 Appendix 1: Enforcement Settlement Agreem |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 20, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| July 9, 2021 |
CBAK Energy Technology, Inc. BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, People?s Republic of China, 116450 July 9, 2021 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ernest M. Greene Re: CBAK Energy Technology, Inc. Registration Statement on Form S-3 File No. 333-257658 |
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| July 2, 2021 |
As filed with the Securities and Exchange Commission on July 2, 2021 As filed with the Securities and Exchange Commission on July 2, 2021 Registration No. |
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| July 2, 2021 |
Form of Indenture relating to debt securities Exhibit 4.2 CBAK ENERGY TECHNOLOGY, INC. TO [ ] Trustee Indenture Dated as of , 20 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 101. Definitions 1 Section 102. Compliance Certificates and Opinions 9 Section 103. Form of Documents Delivered to Trustee 9 Section 104. Acts of Holders 10 Section 105. Notices, Etc. to Trustee and Company 11 Section 10 |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 11, 2021 |
EXHIBIT 4. 1 Amendment No. 1 to Series B Warrant to Purchase Common Stock AMENDMENT NO. 1 TO SERIES B WARRANT TO PURCHASE COMMON STOCK (?Amendment?) is made as of the day of May, 2021 by and between CBAK Energy Technology, Inc., a Nevada corporation (the ?Company?) and the holder listed on the signature page attached hereto (the ?Holder?). Capitalized terms used but not defined herein shall have t |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2021 |
CBAK ENERGY TECHNOLOGY, INC. 4,916,987 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-253349 PROSPECTUS CBAK ENERGY TECHNOLOGY, INC. 4,916,987 Shares of Common Stock The selling stockholders named in this prospectus may use this prospectus to offer and resell from time to time up to 4,916,987 shares of our common stock, par value $0.001 per share (?Common Stock?), which are comprised of 4,469,988 shares of Common Stock (the ?Ser |
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| April 22, 2021 |
CORRESP 1 filename1.htm CBAK Energy Technology, Inc. BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, People’s Republic of China, 116450 April 22, 2021 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Re: CBAK Energy Technology, Inc. Registration Statement on Form |
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| April 14, 2021 |
S-3/A 1 ea139410-s3a1cbakenergy.htm AMENDMENT NO. 1 TO FORM S-3 As filed with the Securities and Exchange Commission on April 14, 2021 Registration No. 333-253349 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) |
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| April 14, 2021 |
CBAK ENERGY TECHNOLOGY, INC. BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian city, Liaoning Province, People?s Republic of China, 116450 April 14, 2021 Via EDGAR and E-Mail United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sherry Haywood Re: CBAK Energy Technology, Inc. Registration Statement on |
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| April 13, 2021 |
List of subsidiaries of the registrant. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization Percentage of Ownership China BAK Asia Holdings Limited Hong Kong 100 % Dalian CBAK Trading Co., Ltd. PRC 100 % Dalian CBAK Power Battery Co., Ltd. PRC 100 % Dalian CBAK Energy Technology Co., Ltd. PRC 100 % CBAK New Energy (Suzhou) Co., Ltd. PRC 90 % BAK Asia Investments Limited Hong Kong 100 % CBAK |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| April 13, 2021 |
Description of Securities Registered Pursuant to Section 12 of the Exchange Act EXHIBIT 4.2 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT The following summary describes our common stock, par value $0.001 per share (the ?Common Stock?), of CBAK Energy Technology, Inc. (the ?Company,? ?we,? ?us,? and ?our?), which are the only securities of the Company registered pursuant to Section 12 of the Exchange Act. DESCRIPTION OF COMMON STOCK The follo |
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| April 12, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 12, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| April 12, 2021 |
CBAK Energy Reports Fiscal Year 2020 Financial Results Exhibit 99.1 CBAK Energy Reports Fiscal Year 2020 Financial Results DALIAN, China, April 12, 2021 /PRNewswire/ — CBAK Energy Technology, Inc. (NASDAQ: CBAT) (“CBAK Energy,” or the “Company”) a leading lithium-ion battery manufacturer and electric energy solution provider, today announced its financial results for the year ended December 31, 2020. The Company intends to file its annual report conta |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NT 10-K 1 ea138740-nt10kcbakenergy.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C102 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2020 ☐ Transition Report on Form 10-K ☐ Tran |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Definit |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| February 22, 2021 |
Power of Attorney (included on signature page hereof). As filed with the Securities and Exchange Commission on February 22, 2021 Registration No. |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No 2)* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 11, 2021 |
Exhibit 99.1 CBAK Energy Announces the Closing of $70 Million Registered Direct Offering Priced At the Market Under Nasdaq Rules DALIAN, China, February 10, 2021 /PRNewswire/ - CBAK Energy Technology, Inc. (“CBAK Energy,” or the “Company,” NASDAQ: CBAT), a leading lithium-ion battery manufacturer and electric energy solution provider, today announced that it closed a registered direct placement of |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 10, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| February 9, 2021 |
CBAK Energy Announces $70 Million Registered Direct Offering Priced At the Market Under Nasdaq Rules Exhibit 99.1 CBAK Energy Announces $70 Million Registered Direct Offering Priced At the Market Under Nasdaq Rules DALIAN, China, February 8, 2021 /PRNewswire/ - CBAK Energy Technology, Inc. (“CBAK Energy”, or the “Company,” NASDAQ: CBAT), a leading lithium-ion battery manufacturer and electric energy solution provider, today announced that it has entered into a securities purchase agreement (the “ |
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| February 9, 2021 |
Exhibit 10.1 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 8, 2021, is by and among CBAK Energy Technology, Inc., a Nevada corporation with headquarters located at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, Liaoning Province, People’s Republic of China, 116450 (the “Company”), and each of the |
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| February 9, 2021 |
Exhibit 4.1 [FORM OF SERIES [A-1][A-2][B] WARRANT] [insert in series a-1 warrant only: NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR A |
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| February 9, 2021 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 8, 2021, is by and among CBAK Energy Technology, Inc., a Nevada corporation with offices located at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, Liaoning Province, People’s Republic of China, 116450 (the “Company”), and the undersigned buyers (each, a |
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| February 9, 2021 |
Exhibit 10.3 PLACEMENT AGENCY AGREEMENT FT Global Capital, Inc. 5 Concourse Parkway, Suite 3000 Atlanta, GA, 30328 February 8, 2021 Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between CBAK Energy Technology, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “S |
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| February 9, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-250893 PROSPECTUS SUPPLEMENT (To Prospectus dated December 3, 2020) CBAK ENERGY TECHNOLOGY, INC. 8,939,976 Shares of Common Stock Series A-2 Warrants to Purchase up to 2,234,992 Shares of Common Stock Series B Warrants to Purchase up to 4,469,988 Shares of Common Stock 2,234,992 Shares of Common Stock Issuable upon Exercise of the Series A-2 Wa |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 8, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| February 9, 2021 |
EX-4.2 3 ea134925ex4-2cbakenergy.htm FORM OF PLACEMENT AGENT WARRANT Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNE |
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| January 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 22, 2021 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 22, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| December 11, 2020 |
CBAK Energy Announces the Closing of $49.2 Million Registered Direct Offering Exhibit 99.1 CBAK Energy Announces the Closing of $49.2 Million Registered Direct Offering DALIAN, China, December 11, 2020 - CBAK Energy Technology, Inc. (“CBAK Energy”, or the “Company”, NASDAQ: CBAT), a leading lithium-ion battery manufacturer and electric energy solution provider, today announced that it closed the registered direct offering of approximately $49.2 million of common stock at a |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 11, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| December 9, 2020 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-250893 PROSPECTUS SUPPLEMENT (To Prospectus dated December 3, 2020) CBAK ENERGY TECHNOLOGY, INC. 9,489,800 Shares of Common Stock Investors Warrants to Purchase up to 3,795,920 Shares of Common Stock 3,795,920 Shares of Common Stock Issuable upon Exercise of the Investors Warrants Placement Agent Warrants to Purchase up to 379,592 Shares of Com |
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| December 9, 2020 |
Exhibit 99.1 CBAK Energy Announces Entry into Agreement for Registered Direct Placement of $49.2 Million of Common Stock and Warrants DALIAN, China, December 8, 2020 /PRNewswire/ - CBAK Energy Technology, Inc. (“CBAK Energy”, or the “Company”, NASDAQ: CBAT), a leading lithium-ion battery manufacturer and electric energy solution provider, announced that it has entered into a securities purchase ag |
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| December 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 8, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| December 9, 2020 |
Exhibit 10.1 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 8, 2020, is by and among CBAK Energy Technology, Inc., a Nevada corporation with headquarters located at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, Liaoning Province, People’s Republic of China, 116450 (the “Company”), and each of the |
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| December 9, 2020 |
Exhibit 4.2 THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. THE WARRANT AND WARRANT SHARES SHALL NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFEC |
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| December 9, 2020 |
Exhibit 10.2 November 25, 2020 Mr. Yunfei Li Chairman, President & CEO CBAK Energy Technology, Inc. BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116442 Re: Exclusive Placement Agent Agreement Dear Chairman Li, The purpose of this letter agreement (this “Engagement Letter” or this “Agreement”) is to set forth the terms and conditions pursuant to which FT Global Capital |
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| December 9, 2020 |
Exhibit 4.1 [FORM OF WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. CBAK Energy Technology, Inc. Warrant To Purchase Common Stock Warrant No.: Date of Issuance: , 2020 (“Issuance Date”) CBAK Energy Technology, Inc., a Nevada corporation (the “Company”), hereby c |
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| December 1, 2020 |
CBAK Energy Technology, Inc. BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, People’s Republic of China, 116450 December 1, 2020 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Geoff Kruczek Re: CBAK Energy Technology, Inc. Registration Statement on Form S-3 File No. 333-250893 |
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| November 23, 2020 |
As filed with the Securities and Exchange Commission on November 23, 2020 Registration No. |
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| November 23, 2020 |
Exhibit 4.1 |
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| November 23, 2020 |
Form of Indenture relating to debt securities. Exhibit 4.2 CBAK ENERGY TECHNOLOGY, INC. TO [ ] Trustee Indenture Dated as of , 20 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 101. Definitions 1 Section 102. Compliance Certificates and Opinions 9 Section 103. Form of Documents Delivered to Trustee 9 Section 104. Acts of Holders 10 Section 105. Notices, Etc. to Trustee and Company 11 Section 10 |
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| November 17, 2020 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 11, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 17, 2020 |
Cancellation Agreement between the Company and creditor, dated as of November 11, 2020 Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this ?Agreement?), is entered into effective as of November 11, 2020, by and between CBAK Energy Technology, Inc., a Nevada corporation (the ?Company?) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A (individually, a ?Creditor? and collectively, the ?Creditors?). RECITALS WHEREAS, from time to |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☒ Definit |
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| October 29, 2020 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| October 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 12, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| October 16, 2020 |
Exhibit 10.1 AMENDMENT TO PROMISSORY NOTES This Amendment to Promissory Notes (this “Amendment”) is entered into as of October 12, 2020, by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Notes (a |
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| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 4, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 29, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 29, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 29, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| July 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 8, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| July 14, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 8, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 8, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). |
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| July 10, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 6, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 6, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). |
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| July 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 6, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| July 2, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| June 17, 2020 |
CBAK / China BAK Battery, Inc. / Wang Lijuan - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No )* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) June 22, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| June 17, 2020 |
CBAK / China BAK Battery, Inc. / Mao Shibin - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No )* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) October 16, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| June 16, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated June 10, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of June 10, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). |
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| June 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 10, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| June 12, 2020 |
CBAK / China BAK Battery, Inc. / Shen Ping - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No )* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) November 11, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| June 12, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated June 8, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of June 8, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 8, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| June 9, 2020 |
CBAK / China BAK Battery, Inc. / Li Yunfei - AMENDMENT NO. 4 TO SCEHDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 4)* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUS |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commission |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| May 14, 2020 |
List of subsidiaries of the registrant. EXHIBIT 21.1 LIST OF SUBSIDIARIES Jurisdiction of Name of Subsidiary Incorporation or Organization Percentage of Ownership China BAK Asia Holdings Limited Hong Kong 100% Dalian CBAK Trading Co., Ltd. PRC 100% Dalian CBAK Power Battery Co., Ltd. PRC 100% Dalian CBAK Energy Technology Co., Ltd. PRC 100% CBAK New Energy (Suzhou) Co., Ltd. PRC 90% |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 28, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| May 1, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated April 28, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of April 28, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”) |
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| April 28, 2020 |
Entry into a Material Definitive Agreement 8-K 1 ea121141-8kcbakenergy.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 27, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or |
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| April 28, 2020 |
Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of April 27, 2020, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A(individually, a “Creditor” and collectively, the “Creditors”). RECITALS WHEREAS, from time to tim |
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| March 25, 2020 |
8-K 1 ea119986-8kcbakenergy.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 25, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or |
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| February 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 20, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| February 25, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated February 20, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of February 20, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrowe |
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| February 12, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No 1)* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 27, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| January 31, 2020 |
Exchange Agreement between the Company and Atlas Sciences, LLC, dated January 27, 2020 Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of January 27, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower |
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| January 6, 2020 |
8-K 1 f8k123019cbakenergytech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 30, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (Sta |
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| January 6, 2020 |
Securities Purchase Agreement between the Company and Atlas Sciences, LLC, dated December 30, 2019 Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of December 30, 2019, is entered into by and between CBAK Energy Technology, Inc., a Nevada corporation (“Company”), and Atlas Sciences, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in re |
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| January 6, 2020 |
Promissory Note from the Company to Atlas Sciences, LLC, dated December 30, 2019 Exhibit 10.2 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, |
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| January 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 2, 2020 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| November 26, 2019 |
8-K 1 f8k112219cbakenergytech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 22, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (Sta |
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| November 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 18, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2019 |
CBAK / China BAK Battery, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK EN |
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| November 14, 2019 |
CBAK / China BAK Battery, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 11-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 14, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of in |
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| November 1, 2019 |
Cancellation Agreement among the Company and creditors, dated as of October 14, 2019 Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of October 14, 2019, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A(individually, a “Creditor” and collectively, the “Creditors”). RECITALS WHEREAS, from time to t |
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| October 17, 2019 |
Cancellation Agreement among the Company and creditors, dated as of October 14, 2019 Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of October 14, 2019, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A(individually, a “Creditor” and collectively, the “Creditors”). RECITALS WHEREAS, from time to t |
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| October 17, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 14, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commis |
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| September 27, 2019 |
CBAK / China BAK Battery, Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| September 27, 2019 |
CBAK / China BAK Battery, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☒ Definit |
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| September 26, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 25, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Comm |
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| September 13, 2019 |
CBAK / China BAK Battery, Inc. / Li Dawei - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No )* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) August 17, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| September 13, 2019 |
CBAK / China BAK Battery, Inc. / Li Yunfei - AMENDMENT NO 3 TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 3)* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUS |
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| August 29, 2019 |
Exhibit 10.1 CBAK ENERGY TECHNOLOGY, INC. 2015 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED SHARE UNITS AWARD CBAK Energy Technology, Inc.., a Nevada corporation (the “Company”), pursuant to its 2015 Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Grantee”), an award of Restricted Share Unitss (“Restricted Share Units” or “RSUs”). Each Res |
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| August 29, 2019 |
8-K 1 f8k082319cbakenergy.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 23, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or |
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| August 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 20, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commiss |
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| August 19, 2019 |
CBAK / China BAK Battery, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| August 14, 2019 |
CBAK / China BAK Battery, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 11-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| July 31, 2019 |
Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of July 26, 2019, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A(individually, a “Creditor” and collectively, the “Creditors”). RECITALS WHEREAS, from time to time |
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| July 31, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 26, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| July 29, 2019 |
Securities Purchase Agreement between the Company and Atlas Sciences, LLC, dated July 24, 2019 Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of July 24, 2019, is entered into by and between CBAK Energy Technology, Inc., a Nevada corporation (“Company”), and Atlas Sciences, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in relian |
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| July 29, 2019 |
8-K 1 f8k072419cbakenergytech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 24, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State o |
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| July 29, 2019 |
Promissory Note from the Company to Atlas Sciences, LLC, dated July 24, 2019 Exhibit 10.2 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, |
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| June 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 19, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissio |
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| May 29, 2019 |
SC 13G 1 sc13g052919asiaevkcbak.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No )* CBAK ENERGY TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 14986C 102 (CUSIP Number) May 22, 2019 (Date of Event Which Requires Filing of this Statement) Che |
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| May 20, 2019 |
CBAK / China BAK Battery, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10−Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-32898 CBAK ENERGY |
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| May 15, 2019 |
CBAK / China BAK Battery, Inc. NT 10-Q NOTIFICATION OF LATE FILING NT 10-Q 1 extf10q0319cbakenergy.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transitio |
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| May 1, 2019 |
Exhibit 10.1 CANCELLATION AGREEMENT THIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of April 26, 2019, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A(individually, a “Creditor” and collectively, the “Creditors”). RECITALS WHEREAS, from time to tim |
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| May 1, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 26, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| April 26, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 24, 2019 CBAK ENERGY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-32898 86-0442833 (State or other jurisdiction of incorporation) (Commissi |
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| April 16, 2019 |
CBAK / China BAK Battery, Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-32898 CBAK ENERGY TECHNOLO |
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| March 29, 2019 |
CBAK / China BAK Battery, Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 001-32898 CUSIP Number 14986C 102 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 11-K ☐ Form 20-F ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
