CCF / Chase Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-09852 CHASE CORPORATION (Exact name of registrant as specified in its c

CCF / Chase Corp. / GLAZER CAPITAL, LLC Passive Investment

SC 13G/A 1 ccf20231115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 CHASE CORPORATION (Name of Issuer) Common stock, $0.10 par value per share (Title of Class of Securities) 16150R104 (CUSIP Number) November 15, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

Chase Corporation Announces Completion of Acquisition by KKR and Welcomes Lance Reisman as Chairman of the Board of Directors

Exhibit 99.1 Chase Corporation Announces Completion of Acquisition by KKR and Welcomes Lance Reisman as Chairman of the Board of Directors NEW YORK & WESTWOOD, MA – November 15, 2023 – Chase Corporation (“Chase” or the “Company”), a leading global manufacturer of protective materials for high-reliability applications across diverse market sectors, today announced the successful completion of its a

As filed with the Securities and Exchange Commission on November 15, 2023

As filed with the Securities and Exchange Commission on November 15, 2023 Registration No.

FORM MUST BE TYPED FORM MUST BE TYPED %*( #.,,.-2(&+0* .) $&//&'*1/(00/ William Francis Galvin Secretary of the Commonwealth One Ashburton Place, Boston, Massachusetts 02108-1512 c156ds1007950c11335 01/13/05 P.C. * Changes to Article VIII must be mad

Exhibit 3.1 FORM MUST BE TYPED FORM MUST BE TYPED %*( #.,,.-2(&+0* .) $&//&'*1/(00/ William Francis Galvin Secretary of the Commonwealth One Ashburton Place, Boston, Massachusetts 02108-1512 c156ds1007950c11335 01/13/05 P.C. * Changes to Article VIII must be made by ftling a statement of change of supplemental information form. ** Professional corporations governed by G.L. Chapter 156A and must sp

Second Amended and Restated Bylaws Chase Corporation Adopted on November 15, 2023 Table of Contents

Exhibit 3.2 Second Amended and Restated Bylaws of Chase Corporation Adopted on November 15, 2023 Table of Contents Page ARTICLE I ARTICLES OF ORGANIZATION 1 ARTICLE II SHAREHOLDERS 1 1. Annual Meeting. 1 2. Special Meetings. 1 3. Place of Meetings. 1 4. Record Date for Purpose of Meetings. 2 5. Notice of Meetings. 2 6. Shareholders List for Meeting. 3 7. Quorum. 3 8. Voting and Proxies. 3 9. Actio

As filed with the Securities and Exchange Commission on November 15, 2023

As filed with the Securities and Exchange Commission on November 15, 2023 Registration No.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 27, 2023, pursuant to the provisions of Rule 12d2-2 (a).

As filed with the Securities and Exchange Commission on November 15, 2023

As filed with the Securities and Exchange Commission on November 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on November 15, 2023

As filed with the Securities and Exchange Commission on November 15, 2023 Registration No.

As filed with the Securities and Exchange Commission on November 15, 2023

As filed with the Securities and Exchange Commission on November 15, 2023 Registration No.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of i

CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN Notice of Stock Option Grant

Exhibit 10.9.7 CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN Notice of Stock Option Grant Chase Corporation (the “Company”) hereby grants to you (the “Optionee”) the following option (the “Option”) to purchase Common Stock of the Company: Name of Optionee: Total Number of Shares Subject to this Option: Type of Option: Exercise Price per Share: Grant Date: , 20 Vesting Schedule: Vestin

CHASE CORPORATION AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (NON EMPLOYEE DIRECTOR)

Exhibit 10.9.8 CHASE CORPORATION AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (NON EMPLOYEE DIRECTOR) This Restricted Stock Agreement (the “Agreement”), made as of , (“Date of Grant”) by and between Chase Corporation (the “Company”) and (the “Restricted Stockholder”). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 Equity Inc

SUBSIDIARIES OF THE REGISTRANT

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Chase Corporation as of August 31, 2023 are as follows: Name Jurisdiction of Incorporation ABchimie C.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED AUGUST 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 1-9852 CHASE CORPORATI

CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN TIME-BASED RESTRICTED STOCK AGREEMENT

Exhibit 10.9.9 CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN TIME-BASED RESTRICTED STOCK AGREEMENT (EMPLOYEE/CONSULTANT) This Restricted Stock Agreement (the “Agreement”), made as of , (“Date of Grant”) by and between Chase Corporation (the “Company”) and (the “Restricted Stockholder”). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 Incentiv

CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK AGREEMENT

Exhibit 10.10.10 CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK AGREEMENT (EMPLOYEE)1 This Restricted Stock Agreement (the “Agreement”), made as of , 20, (“Date of Grant”) by and between Chase Corporation (the “Company”) and (the “Restricted Stockholder”). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 Incen

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2023 Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of inc

Chase Corporation Announces October 6, 2023 Special Meeting Results

Exhibit 99.1 Chase Corporation Announces October 6, 2023 Special Meeting Results WESTWOOD, MA and NEW YORK– October 6, 2023 – Chase Corporation (“Chase” or the “Company”) (NYSE American: CCF), a leading global manufacturer of protective materials for high-reliability applications across diverse market sectors, held a special meeting of shareholders earlier today (the “Special Meeting”) at which Ch

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

CCF / Chase Corp. / Neuberger Berman Group LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) August 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 (September 5, 2023) Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or oth

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 (September 5, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 (September 5, 2023) Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or oth

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D

CCF / Chase Corp. / GLAZER CAPITAL, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Chase Corporation (Name of Issuer) Common stock, $0.10 par value (Title of Class of Securities) 16150R104 (CUSIP Number) August 21, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  ☐ D

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Chase Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Chase Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees to be Paid $ 1,230,909,061.

CCF / Chase Corp. / CHASE PETER R - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)* Chase Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 16150R104 (CUSIP Number) Secil Kantarci - O’Neil Choate, Hall & Stewart LLP,

VOTING AGREEMENT

EX-99.1 Exhibit 1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and the parties listed on Exhibit A hereto (collectively, the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined be

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Voting Agreement, dated as of July 21, 2023, by and among Adam Chase, Adam P. Chase Trust, Maria I. Chase Trust and Formulations Parent Corporation.

Exhibit 10.2 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and the parties listed on Exhibit A hereto (collectively, the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below).

Joint Press Release, dated as of July 21, 2023.

Exhibit 99.1 Chase Corporation Enters Definitive Agreement to be Acquired by KKR for $1.3 Billion Shareholders to Receive $127.50 Per Share in Cash WESTWOOD, MA and NEW YORK– July 21, 2023 – Chase Corporation (“Chase” or the “Company”) (NYSE American: CCF), a leading global manufacturer of protective materials for high-reliability applications across diverse market sectors, today announced that it

Voting Agreement, dated as of July 21, 2023, by and among Formulations Parent Corporation, Peter R. Chase, Peter R. Chase Trust, Peter R. Chase Insurance Trust – GST Exempt Share, Peter R. Chase Insurance Trust – GST Non-Exempt Share, Chase 2015 Irrevocable Trust, Peter R. Chase 2022 Qualified Annuity Trust #1, Peter R. Chase 2022 Qualified Annuity Trust #2 and Peter R. Chase 2022 Qualified Annuity Trust #3.

Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and the parties listed on Exhibit A hereto (collectively, the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 (July 20, 2023) Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 (July 20, 2023) Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other juris

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Voting Agreement, dated as of July 21, 2023, by and among Formulations Parent Corporation, Peter R. Chase, Peter R. Chase Trust, Peter R. Chase Insurance Trust – GST Exempt Share, Peter R. Chase Insurance Trust – GST Non-Exempt Share, Chase 2015 Irrevocable Trust, Peter R. Chase 2022 Qualified Annuity Trust #1, Peter R. Chase 2022 Qualified Annuity Trust #2 and Peter R. Chase 2022 Qualified Annuity Trust #3.

Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and the parties listed on Exhibit A hereto (collectively, the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below).

Voting Agreement, dated as of July 21, 2023, by and between Mary Claire Chase and Formulations Parent Corporation.

Exhibit 10.3 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and Mary Claire Chase (the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below). RECITALS WHEREAS, concurrently wit

Amendment to the Amended and Restated Bylaws of Chase Corporation.

Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF CHASE CORPORATION Pursuant to the Massachusetts Business Corporations Act, ARTICLE IX of the Amended and Restated Bylaws of Chase Corporation, a Massachusetts corporation (the “Corporation”), as adopted by the Corporation on or about April 7, 2016 (the “Bylaws”) and the Articles of Organization of the Corporation, the Bylaws of the Corpor

Amendment to the Amended and Restated Bylaws of Chase Corporation.

Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF CHASE CORPORATION Pursuant to the Massachusetts Business Corporations Act, ARTICLE IX of the Amended and Restated Bylaws of Chase Corporation, a Massachusetts corporation (the “Corporation”), as adopted by the Corporation on or about April 7, 2016 (the “Bylaws”) and the Articles of Organization of the Corporation, the Bylaws of the Corpor

Agreement and Plan of Merger by and among Chase Corporation, Formulations Parent Corporation and Formulations Merger Sub Corporation, dated as of July 21, 2023.*

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of July 21, 2023 among CHASE CORPORATION, FORMULATIONS PARENT CORPORATION and FORMULATIONS MERGER SUB CORPORATION TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 9 ARTICLE 2 THE MERGER Section 2.01. The Merger 11 Section 2.02. Conversion of Shares 11 Section 2.0

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 (July 20, 2023) Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 (July 20, 2023) Commission File No. 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other juris

Voting Agreement, dated as of July 21, 2023, by and between Edward L. Chase Trust and Formulations Parent Corporation.

Exhibit 10.4 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and Edward L. Chase Trust (the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below). RECITALS WHEREAS, concurrently

Agreement and Plan of Merger by and among Chase Corporation, Formulations Parent Corporation and Formulations Merger Sub Corporation, dated as of July 21, 2023.*

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of July 21, 2023 among CHASE CORPORATION, FORMULATIONS PARENT CORPORATION and FORMULATIONS MERGER SUB CORPORATION TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 9 ARTICLE 2 THE MERGER Section 2.01. The Merger 11 Section 2.02. Conversion of Shares 11 Section 2.0

Chase Corporation Enters Definitive Agreement to be Acquired by KKR for $1.3 Billion Shareholders to Receive $127.50 Per Share in Cash

Exhibit 99.1 Chase Corporation Enters Definitive Agreement to be Acquired by KKR for $1.3 Billion Shareholders to Receive $127.50 Per Share in Cash WESTWOOD, MA and NEW YORK– July 21, 2023 – Chase Corporation (“Chase” or the “Company”) (NYSE American: CCF), a leading global manufacturer of protective materials for high-reliability applications across diverse market sectors, today announced that it

Voting Agreement, dated as of July 21, 2023, by and among Adam Chase, Adam P. Chase Trust, Maria I. Chase Trust and Formulations Parent Corporation.

Exhibit 10.2 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and the parties listed on Exhibit A hereto (collectively, the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below).

Voting Agreement, dated as of July 21, 2023, by and between Mary Claire Chase and Formulations Parent Corporation.

Exhibit 10.3 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and Mary Claire Chase (the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below). RECITALS WHEREAS, concurrently wit

Voting Agreement, dated as of July 21, 2023, by and between Edward L. Chase Trust and Formulations Parent Corporation.

Exhibit 10.4 VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of July 21, 2023, is entered into by and among Formulations Parent Corporation, a Delaware corporation (“Parent”) and Edward L. Chase Trust (the “Shareholder”). Capitalized terms used but not defined herein shall have the meanings given to them in the Merger Agreement (as defined below). RECITALS WHEREAS, concurrently

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 CHASE CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended May 31, 2023 Commission File Number: 1-9852 CHASE

Table of Contents It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Chase Corporation Announces Fiscal Third Quarter 2023 Results Quarterly Revenue Increased 20.3% Year-Over-Year Company-Wide Inventory Reduction Plan Well Underway Disciplined Capital Allocation Drove Further Debt Payments

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Third Quarter 2023 Results Quarterly Revenue Increased 20.3% Year-Over-Year Company-Wide Inventory Reduction Plan Well Underway Disciplined Capital Allocation Drove Further Debt Payments Westwood, MA – July 6, 2023 – Chase Corporation (NYSE American: CCF), a global speci

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 CHASE CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) 375 University Avenue, Westwood, Massachusetts 02090 (Addres

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period beginning

2 SAFE HARBOR, REFERENCE TO PUBLIC FILINGS AND NON-GAAP MEASURES STATEMENTS Forward-Looking Statements Certain statements in this presentation are forward-looking. These may be identified by the use of forward-looking words or phrases including, but

Exhibit 99.1 NYSE American: CCF Investor Presentation January 2023 NYSE American: CCF Investor Presentation May 2023 2 SAFE HARBOR, REFERENCE TO PUBLIC FILINGS AND NON-GAAP MEASURES STATEMENTS Forward-Looking Statements Certain statements in this presentation are forward-looking. These may be identified by the use of forward-looking words or phrases including, but not limited to “believe”; “expect

Chase Corporation Announces Fiscal Second Quarter 2023 Results Quarterly Revenue Increased 27.5% Year-Over-Year Increase in Gross Margin and Free Cash Flow drive debt reduction Disciplined Company-wide inventory reduction plan progressing given impro

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Second Quarter 2023 Results Quarterly Revenue Increased 27.5% Year-Over-Year Increase in Gross Margin and Free Cash Flow drive debt reduction Disciplined Company-wide inventory reduction plan progressing given improved supply chain conditions Customer de-stocking initiat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended February 28, 2023 Commission File Number: 1-9852

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended February 28, 2023 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 CHASE CORPORATION (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

375 University Ave., Westwood, MA 02090 781-332-0700 Fax 781-332-0701 www.chasecorp.com CHASE CORPORATION: GLOBAL OPERATIONS CENTER

CORRESP 1 filename1.htm A Leading Manufacturer of Protective Materials for High Reliability Applications March 31, 2023 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Dale Welcome Anne McConnell Re: Chase Corp Form 10-K for the Fiscal Year Ended August 31, 2022 Filed November 10, 2022 Fi

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These may be identified by the use of forward-looking words or phrases including, but

Exhibit 99.1 NYSE American: Investor Presentation CCF February 2023 2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These may be identified by the use of forward-looking words or phrases including, but not limited to “believe”; “expect”; “anticipate”; “should”; “planned”; “estimated”

CCF / Chase Corporation / Neuberger Berman Group LLC - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 5, 2023 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Comm

Chase Corporation Announces Fiscal First Quarter 2023 Results Revenue Increased 37.2% to $103 Million Year Over Year NuCera Business Integration Progressing, Elevating Company-Wide Results While Expanding Geographic Footprint and Specialized Product

EX-99.1 2 ccf-20230105xex99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal First Quarter 2023 Results Revenue Increased 37.2% to $103 Million Year Over Year NuCera Business Integration Progressing, Elevating Company-Wide Results While Expanding Geographic Footprint and Specialized Product Offerings West

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 30, 2022 Commission File Number: 1-9852

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 30, 2022 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? ? ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 tmb-20230207xdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 16, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Co

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K/A ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): September 1, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (

NuCera Holdings Inc. Consolidated Financial Statements As of December 31, 2021, and for the Year Ended December 31, 2021

Table of Contents Exhibit 99.3 ? NuCera Holdings Inc. Consolidated Financial Statements As of December 31, 2021, and for the Year Ended December 31, 2021 ? ? ? ? Table of Contents NuCera Holdings Inc. Consolidated Financial Statements As of December 31, 2021, and for the Year Ended December 31, 2021 ? ? Table of Contents NuCera Holdings Inc. Contents ? ? ? Page ? ? Independent Auditor?s Report 3-4

NuCera Holdings Inc. Condensed Consolidated Financial Statements As of June 30, 2022, and for the Six Months Ended June 30, 2022

Table of Contents Exhibit 99.4 ? ? ? ? ? June 30, 2022, and for the Months Ended June 30, 2022 ? ? ? NuCera Holdings Inc. ? Condensed Consolidated Financial Statements ? As of June 30, 2022, and for the Six Months Ended June 30, 2022 ? ? ? Table of Contents NuCera Holdings Inc. Condensed Consolidated Financial Statements ? As of June 30, 2022, and for the Six Months Ended June 30, 2022 ? Table of

Consent of Independent Auditor

Exhibit 99.2 Consent of Independent Auditor We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-189961and No. 333-131929) of Chase Corporation of our report dated November 16, 2022, relating to the consolidated financial statements of NuCera Holdings Inc. as of and for the year ended December 31, 2021, which appears in this Form 8-K/A. /s/ BDO U

UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA

Exhibit 99.5 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA On September 1, 2022, Chase Corporation (?Chase? or the ?Company?) completed the previously announced acquisition (the ?Acquisition?) of NuCera Solutions, pursuant to which Chase purchased all of the outstanding capital stock of NuCera Holdings Inc. (?NuCera?). The Acquisition was made pursuant to a Stock Purchase Agreement (the ?P

Form of restricted stock agreement for non-employee members of the Board of Directors for Amended and Restated 2013 Incentive Plan.*

Exhibit 10.9.8 ? CHASE CORPORATION AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (NON EMPLOYEE DIRECTOR) This Restricted Stock Agreement (the ?Agreement?), made as of , (?Date of Grant?) by and between Chase Corporation (the ?Company?) and (the ?Restricted Stockholder?). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 Equity I

Form of restricted stock agreement for employees or consultants for Amended and Restated 2013 Incentive Plan.*

Exhibit 10.9.9 CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN TIME-BASED RESTRICTED STOCK AGREEMENT (EMPLOYEE/CONSULTANT) This Restricted Stock Agreement (the ?Agreement?), made as of , (?Date of Grant?) by and between Chase Corporation (the ?Company?) and (the ?Restricted Stockholder?). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 Incentiv

Chase Corporation Announces Fiscal Fourth Quarter 2022 Results Revenue Increased by 12.7% to $88 Million in Q4 FY22 compared to Q4 FY21 Gross Margin improved from first half of fiscal 2022 ending the year at 37.8% Declares Dividend of $1.00 Per Share

Exhibit 99.1 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? ? Chase Corporation Announces Fiscal Fourth Quarter 2022 Results Revenue Increased by 12.7% to $88 Million in Q4 FY22 compared to Q4 FY21 Gross Margin improved from first half of fiscal 2022 ending the year at 37.8% Declares Dividend of $1.00 Per Share ? Westwood, MA ? November 10, 2022 ? Chase

Subsidiaries of the Registrant

Exhibit 21 ? SUBSIDIARIES OF THE REGISTRANT ? Subsidiaries of Chase Corporation as of August 31, 2022 are as follows: ? ? ? ? Name ? Jurisdiction of Incorporation ? ? ? ABchimie C.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 10, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Co

Form of stock option award issued to employees for Amended and Restated 2013 Incentive Plan.*

Exhibit 10.9.7 ? CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN ? Notice of Stock Option Grant Chase Corporation (the ?Company?) hereby grants to you (the ?Optionee?) the following option (the ?Option?) to purchase Common Stock of the Company: ? Name of Optionee: Total Number of Shares Subject to this Option: Type of Option: Exercise Price per Share: Grant Date: , 20 Vesting Schedule:

Form of performance based restricted stock agreement of Executive Management for Amended and Restated 2013 Incentive Plan.*

Exhibit 10.10.10 ? CHASE CORPORATION AMENDED AND RESTATED 2013 INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK AGREEMENT (EMPLOYEE)1 ? This Restricted Stock Agreement (the ?Agreement?), made as of , 20, (?Date of Grant?) by and between Chase Corporation (the ?Company?) and (the ?Restricted Stockholder?). 1.Grant of Award. Pursuant to the terms of the Chase Corporation Amended and Restated 2013 I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): September 1, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Co

Chase Corporation Announces Closing of Acquisition of NuCera Solutions Transformative acquisition expands the Company’s suite of specialty polymers and attractive polymerization technologies, advancing Chase Corp’s portfolio of products, customer rea

Exhibit 99.1 Chase Corporation Announces Closing of Acquisition of NuCera Solutions ? Transformative acquisition expands the Company?s suite of specialty polymers and attractive polymerization technologies, advancing Chase Corp?s portfolio of products, customer reach and strategic growth trajectory ? September 6, 2022, Westwood, MA - Chase Corporation (NYSE American: CCF), a leading global manufac

CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2023

Exhibit 99.1 ? CHASE CORPORATION ANNUAL INCENTIVE PLAN ? Fiscal Year 2023 ? The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. ? The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. ? Upon approval by the Board of Directors,

CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2023

Exhibit 99.2 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2023 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer, Chief Financial Officer and General Counsel, Fiscal Year 2023 pe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 30, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Comm

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 19, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Comm

Stock Purchase Agreement dated July 15, 2022

Exhibit 10.1 ? ? ? CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT (I) IS NOT MATERIAL AND (II) IS OF THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. OMISSIONS ARE DESIGNATED WITH [**]. ? ? ? ? ? ? ? ? STOCK PURCHASE AGREEMENT BY AND AMONG CHASE CORPORATION, ? NUCERA SOLUTIONS HOLDCO LP, AND NUCERA HOLDINGS INC. ? ? Dated as of July 15, 2022 ? ? TABLE OF C

Chase Corporation Acquires NuCera Solutions Transformative acquisition expands the Company’s suite of specialty polymers and attractive polymerization technologies, advancing Chase Corp’s portfolio of products, customer reach and strategic growth tra

Exhibit 99.1 Chase Corporation Acquires NuCera Solutions Transformative acquisition expands the Company?s suite of specialty polymers and attractive polymerization technologies, advancing Chase Corp?s portfolio of products, customer reach and strategic growth trajectory July 18, 2022, Westwood, MA - Chase Corporation (NYSE American: CCF), a leading global manufacturer of protective materials for h

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 15, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commis

Cautionary Note Concerning Forward-Looking Statements Certain statements in this investor presentation are forward-looking. These may be identified by the use of forward-looking words or phrases including, but not limited to, “believe,” “expect,” “an

Exhibit 99.2 THIS MAY CONTAIN MATERIAL, NON-PUBLIC INFORMATION: Nonpublic, or inside, information about the Company that is not known to the investing public may include, among other things, strategic plans; significant capital investment plans; negotiations concerning acquisitions or dispositions; major new contracts (or the loss of a major contract); other favorable or unfavorable business or fi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 12, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commis

Chase Corporation Announces Fiscal Third Quarter 2022 Results Revenue Increased by 11% to $88.6 Million in Q3 FY22 compared to Q3 FY21 Increased Net Income by 9% to $15.5 million in Q3 FY22 compared to Q3 FY21 Gross Margin improved sequentially to 38

Exhibit 99.1 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? ? Chase Corporation Announces Fiscal Third Quarter 2022 Results Revenue Increased by 11% to $88.6 Million in Q3 FY22 compared to Q3 FY21 Increased Net Income by 9% to $15.5 million in Q3 FY22 compared to Q3 FY21 Gross Margin improved sequentially to 38.6% in Q3 FY22 ? Westwood, MA ? July 11, 202

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended May 31, 2022 Commission File Number: 1-9852 CHASE

It ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended May 31, 2022 Commission File Number: 1-9852 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts ? 11-1797126 (State or other jurisdiction of in

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 11, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commis

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 7, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commiss

2 Safe Harbor, Reference to Public Filings and Non - GAAP Measures Statements Forward - Looking Statements Certain statements in this presentation are forward - looking . These may be identified by the use of forward - looking words or phrases includ

Exhibit 99.1 NYSE American: CCF Investor Presentation June 7, 2022 2 Safe Harbor, Reference to Public Filings and Non - GAAP Measures Statements Forward - Looking Statements Certain statements in this presentation are forward - looking .. These may be identified by the use of forward - looking words or phrases including, but not limited to ?believe? ; ?expect? ; ?anticipate? ; ?should? ; ?planned?

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period beginning

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter)

SD 1 tmb-20220517xsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) 375 University Avenue, Westwood,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended February 28, 2022 Commission File Number: 1-9852

It ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended February 28, 2022 Commission File Number: 1-9852 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts ? 11-1797126 (State or other jurisdiction

Chase Corporation Announces Fiscal Second Quarter 2022 Results Revenue Increased by 8% to $74.0 Million Continues to Address Global Inflationary Pressures on Input Costs Rationalization of Real Estate Continues — Corporate Headquarters Move Substanti

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Second Quarter 2022 Results Revenue Increased by 8% to $74.0 Million Continues to Address Global Inflationary Pressures on Input Costs Rationalization of Real Estate Continues — Corporate Headquarters Move Substantially Complete Westwood, MA – April 7, 2022 – Chase Corpo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

NYSE American: CCF Investor Presentation February 18, 2022 2 Safe Harbor, Reference to Public Filings and Non - GAAP Measures Statements Forward - Looking Statements Certain statements in this presentation are forward - looking . These may be identif

Exhibit 99.1 NYSE American: CCF Investor Presentation February 18, 2022 2 Safe Harbor, Reference to Public Filings and Non - GAAP Measures Statements Forward - Looking Statements Certain statements in this presentation are forward - looking .. These may be identified by the use of forward - looking words or phrases including, but not limited to ?believe? ; ?expect? ; ?anticipate? ; ?should? ; ?pla

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 18, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Co

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 11, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Co

CCF / Chase Corporation / Neuberger Berman Group LLC - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 1, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Com

Chase Corporation Announces Fiscal First Quarter 2022 Results Revenue increased by 12% to $75.0 Million Continues to Address Global Inflationary Pressures on Input Costs Rationalization of Real Estate Continues — Corporate Headquarters Move Underway

Exhibit 99.1 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? ? Chase Corporation Announces Fiscal First Quarter 2022 Results Revenue increased by 12% to $75.0 Million Continues to Address Global Inflationary Pressures on Input Costs Rationalization of Real Estate Continues ? Corporate Headquarters Move Underway Westwood, MA ? January 6, 2022 ? Chase Corpo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 6, 2022 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Comm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 30, 2021 Commission File Number: 1-9852

It ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended November 30, 2021 Commission File Number: 1-9852 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts ? 11-1797126 (State or other jurisdiction

Amended and Restated 2013 Equity Incentive Plan (incorporated by reference from Appendix A to the Company’s 2022 Proxy Statement filed on December 22, 2021).*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 tmb-20211222xdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only

Chase Corporation Announces Fiscal Fourth Quarter and Full Year 2021 Results Revenue increased by 22% to $78.1 Million, Earnings Per Diluted Share increased by 18% to $1.12 Robust Product Demand Continued Increased Borrowing Capacity with New Amended

Exhibit 99.1 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? ? Chase Corporation Announces Fiscal Fourth Quarter and Full Year 2021 Results Revenue increased by 22% to $78.1 Million, Earnings Per Diluted Share increased by 18% to $1.12 Robust Product Demand Continued Increased Borrowing Capacity with New Amended Debt Facility Declares Dividend Increase of

FY 2022 Chase Corporation Annual Incentive Plan.*

Exhibit 10.11.3 CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2022 The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. Upon approval by the Board of Directors, the Ch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

Subsidiaries of the Registrant

Exhibit 21 ? SUBSIDIARIES OF THE REGISTRANT ? Subsidiaries of Chase Corporation as of August 31, 2021 are as follows: ? ? ? ? Name ? Jurisdiction of Incorporation ? ? ? ABchimie C.

Severance Agreement between the Company and Jeffery D. Haigh dated November 11, 2021.*

Exhibit 10.8.4 ? SEVERANCE AGREEMENT ? This Agreement dated as of November 11, 2021 is by and between Chase Corporation, a Massachusetts corporation (the "Company"), and Jeffery D. Haigh, (the "Executive"). ? WHEREAS the Company and the Executive desire to enter into a Severance Agreement as set forth below (the "Agreement"). ? NOW, THEREFORE, the Company and the Executive hereby agree as follows:

Offer letter dated July 6, 2020 by and between Chase Corporation and Jeffery D. Haigh*

Exhibit 10.8.3 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications Global Operations Center 295 University Avenue Westwood, MA 02324 Phone: 781.332.0700 Fax:781.332.0701 www.chasecorp.com ? July 6, 2020 Jeffery Haigh Dear Jeff, It is with great pleasure that we extend to you an offer of employment with Chase Corporation as General Counsel, in our Westwood offic

FY 2022 Chase Corporation Long Term Incentive Plan.*

Exhibit 10.11.4 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2022 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer and Chief Financial Officer, Fiscal Year 2022 performance shar

Investor Presentation September 2021 NYSE American: CCF 2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the

Exhibit 99.1 Investor Presentation September 2021 NYSE American: CCF 2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases such as ?believe?; ?expect?; ?anticipate?; ?should?; ?planned?; ?estimated?; ?forecasted?; ?proj

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): September 10, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (C

CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2022

Exhibit 99.2 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2022 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer and Chief Financial Officer, Fiscal Year 2022 performance shares

CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2022

Exhibit 99.1 ? CHASE CORPORATION ANNUAL INCENTIVE PLAN ? Fiscal Year 2022 ? The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. ? The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. ? Upon approval by the Board of Directors,

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 11, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Comm

Second Amended and Restated Credit Agreement dated as of July 27, 2021 by and among Chase Corporation, NEPTCO Incorporated, the Guarantors, Bank of America, N.A., as administrative agent and Lenders party thereto

Exhibit 10.1 ? ? ? Published CUSIP Number: 16150SAC6 Published Revolver CUSIP Number: 16150SAD4 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 27, 2021 among CHASE CORPORATION ? and ? NEPTCO INCORPORATED, as the Borrowers, THE BORROWERS AND THE SUBSIDIARIES OF THE BORROWERS PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, L/C Issuer and Swingline Lend

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 27, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commis

Amendment No. 2 to the Chase Corporation Employee’s Supplemental Savings Plan, dated April 6, 2021 (incorporated by reference to Exhibit 10.3.3 to the Company’s Quarterly Report on Form 10Q for the quarter ended May 31, 2021, filed on July 12, 2021).*

? Exhibit 10.3.3 ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? AMENDMENT NO. 2 CHASE CORPORATION EMPLOYEES? SUPPLEMENTAL SAVINGS PLAN ? WHEREAS Chase Corporation (the ?Company?) established and maintains the Chase Corporation Employees? Supplemental Savings Plan, effective January 1, 1994, amended January 1, 2005, amendment December 21, 2016, and further

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended May 31, 2021 Commission File Number: 1-9852 CHASE

It ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended May 31, 2021 Commission File Number: 1-9852 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts ? 11-1797126 (State or other jurisdiction of in

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

Chase Corporation Announces Fiscal Third Quarter 2021 Results Revenue of $79.6 Million, Earnings Per Diluted Share of $1.50 Revenue Gains Achieved for All Segments Progress Made on Relocation of Newark, CA Facility, Consolidation of Woburn, MA Announ

Exhibit 99.1 ? ? ? ? A Leading Manufacturer of Protective Materials for High Reliability Applications ? ? Chase Corporation Announces Fiscal Third Quarter 2021 Results Revenue of $79.6 Million, Earnings Per Diluted Share of $1.50 Revenue Gains Achieved for All Segments Progress Made on Relocation of Newark, CA Facility, Consolidation of Woburn, MA Announced ? Westwood, MA ? July 12, 2021 ? Chase C

Severance Agreement between the Company and Michael J. Bourque dated January 27, 2021 (incorporated by reference from Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the period ended May 31, 2021, filed on July 12, 2021).*

EX-10.1 2 ccf-20210531xex10d1.htm EX-10.1 Exhibit 10.1 SEVERANCE AGREEMENT This Agreement dated as of January 27, 2021 is by and between Chase Corporation, a Massachusetts corporation (the “Company”), and Michael Bourque, (the “Executive”). WHEREAS, the Company and the Executive desire to enter into a Severance Agreement as set forth below (the “Agreement”). NOW, THEREFORE, the Company and the Exe

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

EX-1.01 2 tmb-20210524xex1d01.htm EX-1.01 Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2020 to December 31, 2020 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter)

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM SD Specialized Disclosure Report ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) ? 295 University Avenue, Westwood, Massachuset

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 15, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commiss

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 14, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commi

Amended 2013 Equity Incentive Plan of Chase Corporation dated December 1, 2020*

EX-10.8.7 3 ccf-20210228xex10d8d7.htm EX-10.8.7 Exhibit 10.8.7 AMENDED 2013 EQUITY INCENTIVE PLAN Amended and restated as of December 1, 2020 The purpose of the Plan is to enable the Company to attract and retain highly qualified personnel who will contribute to the Company's success by their ability, ingenuity and industry experience and to provide incentives to the participating officers, direct

Separation Agreement between the Company and Christian J. Talma effective January 15, 2021 (incorporated by reference from Exhibit 10.7.2 to the Company’s Quarterly Report on Form 10-Q for the period ended February 28, 2021, filed on April 8, 2021).*

Exhibit 10.7.3 ? SEPARATION AGREEMENT ? This Agreement is made as of the dates written below by and between Christian Talma and Chase Corporation and its affiliated entities or divisions (collectively, the ?Company?), to establish the terms and conditions of the Mr. Talma?s separation from the Company and to provide for a full and complete release of all claims. Mr. Talma must comply with the term

Chase Corporation Announces Fiscal Second Quarter 2021 Results Revenue of $68.4 Million, Earnings Per Diluted Share of $0.97 Acquires Emerging Technologies, Inc. (ETi), Expands Superabsorbents Offerings Strength in International Markets Continues

EX-99.1 2 ccf-20210408xex99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Second Quarter 2021 Results Revenue of $68.4 Million, Earnings Per Diluted Share of $0.97 Acquires Emerging Technologies, Inc. (ETi), Expands Superabsorbents Offerings Strength in International Markets Continues Westwood, MA – Ap

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

Quarterly Report - 10-Q

It ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the Quarterly Period Ended February 28, 2021 Commission File Number: 1-9852 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? ? ? ? Massachusetts ? 11-1797126 (State or other jurisdiction

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 11, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commi

G Research Conference Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases such as “believe”;“expect”;“anticipate”;“should”; “planned”;“estimate

Exhibit 99.1 G Research Conference Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases such as ?believe?;?expect?;?anticipate?;?should?; ?planned?;?estimated?;?forecasted?;?projected?; and ?potential?, among others. These forward-looking statements are based on Chase Corporation?s current exp

Investor Presentation March 3, 2021 NYSE American: CCF 2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the

EX-99.1 2 ccf-20210303xex99d1.htm EX-99.1 Exhibit 99.1 Investor Presentation March 3, 2021 NYSE American: CCF 2 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases such as “believe”; “expect”; “anticipate”; “should”; “p

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 3, 2021 ? CHASE CORPORATION (Exact name of registrant as specified in its charter) ? Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CHASE CORP (Name of Issuer) (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of Eve

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

Offer letter dated January 28, 2021 by and between Chase Corporation and Michael J. Bourque.

Exhibit 10.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Global Operations Center 295 University Avenue Westwood, MA 02324 Phone: 781.332.0700 Fax: 781.332.0701 www.chasecorp.com January 28, 2021 Michael J. Bourque Dear Mike, It is with great pleasure that we extend to you an offer of employment with Chase Corporation as Treasurer and Chief Financial Officer in

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fi

Quarterly Report - 10-Q

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 30, 2020 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2021 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fil

Chase Corporation Announces Fiscal First Quarter 2021 Results Revenue of $67.2 Million, Earnings Per Diluted Share of $1.14 Acquires ABchimie, Proves Immediately Accretive Realizes Revenue Improvement in International Markets

EX-99.1 2 ccf-20210107xex99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal First Quarter 2021 Results Revenue of $67.2 Million, Earnings Per Diluted Share of $1.14 Acquires ABchimie, Proves Immediately Accretive Realizes Revenue Improvement in International Markets Westwood, MA – January 7, 2021 – Chase

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)* Chase Corporati

SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)* Chase Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 16150R104 (CUSIP Number) Andrea Migliorelli Choate, Hall & Stewart LLP, Two I

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Defin

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ◻ Defin

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fi

Chase Corporation Announces Fiscal Fourth Quarter and Full Year 2020 Results Revenue of $261.2 Million, Earnings Per Diluted Share of $3.59 for the Full Year Prudent Cost Control Supported Record Cash Balance of $99.1 Million Declares Dividend of $0.

EX-99.1 2 ccf-20201110xex99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Fourth Quarter and Full Year 2020 Results Revenue of $261.2 Million, Earnings Per Diluted Share of $3.59 for the Full Year Prudent Cost Control Supported Record Cash Balance of $99.1 Million Declares Dividend of $0.80 Per Share W

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

Subsidiaries of the Registrant

EX-21 4 ccf-20200831ex21451370b.htm EX-21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Chase Corporation as of August 31, 2020 are as follows: Name Jurisdiction of Incorporation C.I.M. Industries, Inc. New Hampshire Capital Services of New York, Inc. New York Chase & Sons Limited United Kingdom HumiSeal Europe SARL France HumiSeal Europe Limited United Kingdom HumiSeal India Private L

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Chase Corporation Employee’s Supplemental Savings Plan, as Amended and Restated Effective December 31, 2016 (incorporated by reference from Exhibit 10.3.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended August 31, 2021, filed on November 12, 2020).*

EX-10.3.1 2 ccf-20200831ex103198e7a.htm EX-10.3.1 Exhibit 10.3.1 CHASE CORPORATION EMPLOYEES' SUPPLEMENTAL SAVINGS PLAN As Amended and Restated Effective December 31, 2016 ARTICLE I NAME, PURPOSE AND EFFECTIVE DATE 1.1 Background. Chase Corporation established the Chase Corporation Employees' Supplemental Pension and Savings Plan (the "Prior Plan") effective as of January 1, 1994, which was amende

Amendment No. 1 to the Amended and Restated Chase Corporation Employee’s Supplemental Savings Plan, dated July 15, 2020 (incorporated by reference from Exhibit 10.3.2 to the Company’s Annual Report on Form 10-K for the fiscal year ended August 31, 2021, filed on November 12, 2020).*

EX-10.3.2 3 ccf-20200831ex103214b8a.htm EX-10.3.2 Exhibit 10.3.2 AMENDMENT NO. 1 CHASE CORPORATION EMPLOYEES’ SUPPLEMENTAL SAVINGS PLAN WHEREAS, Chase Corporation (the “Company”) established and maintains the Chase Corporation Employees’ Supplemental Savings Plan, effective January 1, 1994, amended effective January 1, 2005 and further amended and restated effective December 31, 2016 (the “Plan”);

NYSE American: CCF Investor Presentation September 8, 2020

Exhibit 99.1 NYSE American: CCF Investor Presentation September 8, 2020 Safe Harbor, Reference to Public Filings and Non-GAAP Measures Statements Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases such as “believe”; “expect”; “anticipate”; “should”; “planned”; “estimated”; “forecasted”; “pro

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2021

EX-99.1 2 tmb-20200827xex99d1.htm EX-99.1 Exhibit 99.1 CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2021 The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. Upon app

CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2021

EX-99.2 3 tmb-20200827xex99d2.htm EX-99.2 Exhibit 99.2 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2021 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer and Chief Financial Off

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fil

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

Chase Corporation Announces Fiscal Third Quarter 2020 Results Revenue of $64.9 Million; Earnings Per Share of $1.04 Continues Relative Gross Margin, Cash Flow and Cash Balance Improvement Expands on Actions Taken Related to COVID-19

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Third Quarter 2020 Results Revenue of $64.9 Million; Earnings Per Share of $1.04 Continues Relative Gross Margin, Cash Flow and Cash Balance Improvement Expands on Actions Taken Related to COVID-19 Westwood, MA – July 8, 2020 – Chase Corporation (NYSE American: CCF), a g

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File N

Quarterly Report - 10-Q

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended May 31, 2020 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of organ

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2019 to December 31, 2019 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period beginning

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) 295 University Avenue, Westwood, Massachusetts 02090 (Addres

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1‑9852 11‑1797126 (State or other jurisdiction of incorporation) (Commission File Nu

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File

Chase Corporation Announces Fiscal Second Quarter 2020 Results Revenue of $65.6 Million; Earnings Per Share of $0.83 Operational Discipline Drives Increased Cash Flow and Improved Gross Margin Performance Addresses Concerns Related to COVID-19

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Chase Corporation Announces Fiscal Second Quarter 2020 Results Revenue of $65.6 Million; Earnings Per Share of $0.83 Operational Discipline Drives Increased Cash Flow and Improved Gross Margin Performance Addresses Concerns Related to COVID-19 Westwood, MA – April 9, 2020 – C

CCF / Chase Corp. 10-Q - Quarterly Report - 10-Q

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended February 29, 2020 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of

We make a material difference Investor Presentation February 19, 2020 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate website: www.ChaseCorp.com 2 Forward-Looking

Exhibit 99.1 We make a material difference Investor Presentation February 19, 2020 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate website: www.ChaseCorp.com 2 Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or p

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

CCF / Chase Corp. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2020 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fil

CCF / Chase Corp. 10-Q - Quarterly Report - 10-Q

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 30, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of

CHASE CORPORATION ANNOUNCES FIRST QUARTER RESULTS

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES FIRST QUARTER RESULTS REVENUE OF $66.8 MILLION EARNINGS PER SHARE OF $0.77 Westwood, MA – January 8, 2020 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials for high

CCF / Chase Corp. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

CCF / Chase Corp. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

Subsidiaries of the Registrant

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Chase Corporation as of August 31, 2019 are as follows: Name Jurisdiction of Incorporation C.

CCF / Chase Corp. 10-K - Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED AUGUST 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 1‑9852 CHASE CORPORATIO

Description of the Company’s Capital Stock (incorporated by reference from Exhibit 4.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended August 31, 2019, filed on November 13, 2019).

EX-4.1 2 ccf-20190831ex41b3023c8.htm EX-4.1 Exhibit 4.1 Description of the Company’s Capital Stock The following is a description of the authorized capital stock of Chase Corporation (the “Company”). This summary is qualified by reference to the actual provisions of the Company’s Articles of Organization, as amended (the “Charter”) and Amended and Restated Bylaws (the “Bylaws”), copies of which ha

Form of restricted stock agreement issued for 2013 Equity Incentive Plan (incorporated by reference from Exhibit 10.9.5 to the Company’s Annual Report on Form 10-K for the fiscal year ended August 31, 2019, filed on November 13, 2019).*

EX-10.9.5 3 ccf-20190831ex109565e44.htm EX-10.9.5 CHASE CORPORATION RESTRICTED STOCK AGREEMENT UNDER THE 2013 INCENTIVE PLAN This Restricted Stock Agreement (the “Agreement”), dated as of , is by and between Chase Corporation (the “Company”) and (the “Restricted Stockholder”). 1. Grant of Award. Pursuant to the terms of the Chase Corporation 2013 Incentive Plan (the “Plan”), effective as of (the “

CHASE CORPORATION ANNOUNCES FISCAL 2019 RESULTS

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES FISCAL 2019 RESULTS REVENUE OF $281.4 MILLION EARNINGS PER SHARE OF $3.46 APPROVES DIVIDEND OF $0.80 PER SHARE Westwood, MA – November 13, 2019 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission F

295 University Ave., Westwood, MA 02090 781-332-0700 Fax 781-332-0701 www.chasecorp.com CHASE CORPORATION: GLOBAL OPERATIONS CENTER

EX-99.3 4 ex-99d3.htm EX-99.3 Exhibit 99.3 A Leading Manufacturer of Protective Materials for High Reliability Applications August 20, 2019 Christian J. Talma Dear Christian, On August 20, 2019, the Compensation Committee met and approved changes to your Fiscal 2019 Annual Incentive Plan and Fiscal 2019 Long Term Incentive Plan. Both plans were modified to calculate on a 60% of base salary award o

CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2020

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2020 The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. Upon approval by the

CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2020

Exhibit 99.2 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2020 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer and Chief Financial Officer, Fiscal Year 2020 performance shares

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fil

We make a material difference Investor Presentation August 22, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate Website: www.ChaseCorp.com 2 Forward-Looking S

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 We make a material difference Investor Presentation August 22, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate Website: www.ChaseCorp.com 2 Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use o

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission Fil

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File N

CHASE CORPORATION ANNOUNCES THIRD QUARTER RESULTS

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES THIRD QUARTER RESULTS REVENUE OF $72.11 MILLION EARNINGS PER SHARE OF $0.90 PAID DOWN REVOLVING CREDIT FACILITY IN FULL FURTHER PROGRESS ON FACILITY CONSOLIDATION Westwood, MA – July 9, 2019 – Chase Corporation (NYSE American: CCF), a global specia

CCF / Chase Corp. 10-Q - Quarterly Report - 10-Q

It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended May 31, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporation of organ

CCF / Chase Corp. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) 295 University Avenue, Westwood, Massachusetts 02090 (Addres

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period beginning

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation) (Commission File Nu

We make a material difference Investor Presentation May 7, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate Website: www.ChaseCorp.com 2 Forward-Looking State

Exhibit 99.1 We make a material difference Investor Presentation May 7, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Corporate Website: www.ChaseCorp.com 2 Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward-looking words or phrases

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorpor

CHASE CORPORATION ANNOUNCES SECOND QUARTER RESULTS

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES SECOND QUARTER RESULTS REVENUE OF $66.6 MILLION EARNINGS PER SHARE OF $0.56 Westwood, MA – April 9, 2019 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials for high-reliability applications acros

CCF / Chase Corp. 10-Q (Quarterly Report)

Table of Contents It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2019 Commission File Number: 1‑9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11‑1797126 (State or other jurisdiction of incorpor

CCF / Chase Corp. / Chase Peter R - SC 13D/A Activist Investment

SC 13D/A 1 d705607dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)* Chase Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 16150R104 (CUSIP Number) Andrea Migliorelli Cho

CCF / Chase Corp. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* CHASE CORP (Name of Issuer) Common (Title of Class of Securities) 16150R104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2019 Commission File Number: 1‑9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11‑1797126 (State or other jurisdiction of incor

February 12, 2019

Exhibit 16.1 February 12, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Chase Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Chase Corporation dated February 6, 2019. We agree with the statements concerning our Firm c

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 f8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other ju

CHASE CORPORATION ANNOUNCES CFO APPOINTMENT AND TRANSITION PLAN

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES CFO APPOINTMENT AND TRANSITION PLAN Westwood, MA – February 5, 2019 – Chase Corporation (NYSE American: CCF), today announced the appointment of Christian J. Talma to the position of Chief Financial Officer. Mr. Talma will assume full responsibilit

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incor

We make a material difference Investor Presentation February 1, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Website: www.ChaseCorp.com 2 Forward-Looking Statements

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 We make a material difference Investor Presentation February 1, 2019 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 781.332.0700 E-mail: [email protected] Website: www.ChaseCorp.com 2 Forward-Looking Statements Certain statements in this presentation are forward-looking. These can be identified by the use of forward

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incor

CCF / Chase Corp. 10-Q (Quarterly Report)

Table of Contents It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CHASE CORPORATION ANNOUNCES FIRST QUARTER RESULTS REVENUE OF $72.5 MILLION EARNINGS PER SHARE OF $0.93 CFO SUCCESSION PLAN ANNOUNCED

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES FIRST QUARTER RESULTS REVENUE OF $72.5 MILLION EARNINGS PER SHARE OF $0.93 CFO SUCCESSION PLAN ANNOUNCED Westwood, MA – January 3, 2019 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials for high

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2019 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorp

CCF / Chase Corp. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

CCF / Chase Corp. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended August 31, 2018 Commission File Number: 1‑9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11‑1797126 (State or other jurisdiction of incorporati

Subsidiaries of the Registrant

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Chase Corporation as of August 31, 2018 are as follows: Name Jurisdiction of Incorporation C.

CCF / Chase Corp. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒Form 10-K ☐Form 20-F ☐Form 11-K ☐Form 10-Q ☐ Form N-SAR ☐Form N-CSR For Period Ended: August 31, 2018 ☒Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on Form 10-Q ☐Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

CHASE CORPORATION ANNOUNCES FISCAL 2018 RESULTS REVENUE OF $284.2 MILLION EARNINGS PER SHARE OF $4.56 APPROVES DIVIDEND OF $0.80 PER SHARE

Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES FISCAL 2018 RESULTS REVENUE OF $284.2 MILLION EARNINGS PER SHARE OF $4.56 APPROVES DIVIDEND OF $0.80 PER SHARE Westwood, MA – November 13, 2018 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of inco

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incor

CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2019

EX-99.2 3 ex-99d2.htm EX-99.2 Exhibit 99.2 CHASE CORPORATION Long Term Incentive Plan Award Design and Grant Process Fiscal Year Ending August 31, 2019 Key Provisions 1. There are three reward vehicles: 1) Performance-based restricted stock, 2) Time-vested restricted stock and 3) Stock options. At least two will be used each year. For the Chief Executive Officer and Chief Accounting Officer, Fisca

CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2019

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 CHASE CORPORATION ANNUAL INCENTIVE PLAN Fiscal Year 2019 The Company, in addition to salary and benefits provides further cash compensation to key employees based on achieving preset annual goals. The plan is maintained and paid at the sole discretion of the Board of Directors and may be modified or suspended at any time by the Board. Upon approval by the

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorp

Offer letter dated August 1, 2018 by and between Chase Corporation and Christian J. Talma (incorporated by reference from Exhibit 10.1 to the Company’s current report on Form 8-K on August 24, 2018).*

Exhibit 10.1 A Leading Manufacturer of Protective Materials for High Reliability Applications Global Operations Center 295 University Avenue Westwood, MA 02324 Phone: 781.332.0700 Fax: 781.332.0701 www.chasecorp.com August 1, 2018 Christian Talma Wellesley, MA 02481 Dear Christian, It is with great pleasure that we extend to you an offer of employment with Chase Corporation as Chief Accounting Off

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorp

Severance Agreement between the Company and Christian J. Talma dated August 17, 2018 (incorporated by reference from Exhibit 10.2 to the Company’s current report on Form 8-K on August 24, 2018).*

EX-10.2 3 ex-10d2.htm EX-10.2 Exhibit 10.2 SEVERANCE AGREEMENT This Agreement dated as of August 17, 2018 is by and between Chase Corporation, a Massachusetts corporation (the “Company”), and Chief Accounting Officer, (CAO), (the “Executive”). WHEREAS, the Company and the Executive desire to enter into a Severance Agreement as set forth below (the “Agreement”). NOW, THEREFORE, the Company and the

181 188 20 0 86 149 56 56 56 127 127 127 45 139 47 23 147 203 36 31 95 We make a material difference Investor Presentation July 27, 2018 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 508.819.4219 E-mail: InvestorRelations@C

Exhibit 99.1 181 188 20 0 86 149 56 56 56 127 127 127 45 139 47 23 147 203 36 31 95 We make a material difference Investor Presentation July 27, 2018 NYSE American: CCF Shareholder & Investor Relations Department Phone: +1 508.819.4219 E-mail: [email protected] Website: www.ChaseCorp.com Forward-Looking Statements Certain statements in this presentation are forward-looking. These can

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorpor

CCF / Chase Corp. 10-Q (Quarterly Report)

Table of Contents It UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorpora

CHASE CORPORATION ANNOUNCES THIRD QUARTER RESULTS REVENUE OF $78.9 MILLION EARNINGS PER SHARE OF $1.43

EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99.1 A Leading Manufacturer of Protective Materials for High Reliability Applications CHASE CORPORATION ANNOUNCES THIRD QUARTER RESULTS REVENUE OF $78.9 MILLION EARNINGS PER SHARE OF $1.43 Westwood, MA – July 5, 2018 – Chase Corporation (NYSE American: CCF), a global specialty chemicals company that is a leading manufacturer of protective materials for high-re

Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorpor

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

EX-1.01 2 ex-1d01.htm EX-1.01 Exhibit 1.01 – Conflict Minerals Report CHASE CORPORATION Conflict Minerals Report for the Period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (the “Report”) of Chase Corporation (the “Company” or “Chase”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for

CCF / Chase Corp. SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9852 11-1797126 (State or other jurisdiction of incorporation of organization) (Commission File Number) (I.R.S. Employer Identification No.) 295 University Avenue, Westwood, Massachusetts 02090 (Addres

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2018 Commission File Number: 1-9852 CHASE CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 11-1797126 (State or other jurisdiction of incorporat