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| CIK | 1614818 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CardConnect Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 17, 2017 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36846 CardConnect Corp. (Exact name of registrant as specified in |
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| July 11, 2017 |
FinTech Acquisition AMENDMENT NO. 2 TO SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CardConnect Corp. (Name of Issuer) Common Stock Par Value $0.001 (Title of Class of Securities) 14141X108 (CUSIP Number) Michael J. Mertz c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 (484) 581-2200 (Name, Address and |
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| July 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CARDCONNECT CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) US14141X1081 (CUSIP Number) CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 (484) 581-2200 With a copy to: Amanda Abr |
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| July 6, 2017 |
S-8 POS 1 d412443ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. 333-211139 Registration Statement No. 333-212484 Registration Statement No. 333-213954 Registration Statement No. 333-214736 Registration Statement No. 333-217482 Registration Statement No. 333-217485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2 |
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| July 6, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. |
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| July 6, 2017 |
S-8 POS 1 d412443ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. 333-211139 Registration Statement No. 333-212484 Registration Statement No. 333-213954 Registration Statement No. 333-214736 Registration Statement No. 333-217482 Registration Statement No. 333-217485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2 |
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| July 6, 2017 |
S-8 POS 1 d412443ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. 333-211139 Registration Statement No. 333-212484 Registration Statement No. 333-213954 Registration Statement No. 333-214736 Registration Statement No. 333-217482 Registration Statement No. 333-217485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2 |
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| July 6, 2017 |
S-8 POS 1 d412443ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. 333-211139 Registration Statement No. 333-212484 Registration Statement No. 333-213954 Registration Statement No. 333-214736 Registration Statement No. 333-217482 Registration Statement No. 333-217485 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2 |
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| July 6, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement No. |
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| July 6, 2017 |
POS AM As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement File No. |
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| July 6, 2017 |
POS AM As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement File No. |
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| July 6, 2017 |
As filed with the Securities and Exchange Commission on July 6, 2017 Registration Statement File No. |
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| July 6, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 6, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation) (Commission File |
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| July 6, 2017 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CARDCONNECT CORP. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CARDCONNECT CORP. 1. The name of the Corporation is CardConnect Corp. 2. The Registered Office of the corporation in the State of Delaware is located at 251 Little Falls Drive, in the City of Wilmington, County of New Castle Zip Code 19808. The name of the Registered Agent at such address upon whom process against this corpora |
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| July 6, 2017 |
EX-3.2 3 d417927dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CARDCONNECT CORP. ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place, either within or without the State of Delaware, as may be designated by resolution of the Board of Directors from time to time. Any other proper |
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| July 6, 2017 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) CARDCONNECT CORP. (Name of Subject Company) CARDCONNECT CORP. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 14 |
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| July 6, 2017 |
First Data Completes Acquisition of CardConnect EX-99.(a)(5)(B) Exhibit (a)(5)(B) First Data Completes Acquisition of CardConnect NEW YORK, JULY 6, 2017 ? First Data Corporation (NYSE: FDC), a global leader in commerce-enabling technology and solutions, and CardConnect Corp., a payment processing and technology solutions provider, today announced the successful completion of First Data?s tender offer to purchase the outstanding shares of CardCo |
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| July 6, 2017 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) CardConnect Corp. (Name of Subject Company (Issuer)) Minglewood Merger Sub Inc. a wholly owned subsidiary of First Data Corporation (Names of Filing Persons (Offerors)) Common Stock, $0.001 p |
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| July 6, 2017 |
CCN / CardConnect Corp. / FIRST DATA CORP - SC 13D/A Activist Investment SC 13D/A 1 d422357dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 CardConnect Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 14141X108 (CUSIP Number) Copies to: Adam L. Rosman First Data Corporation 225 Liberty Street 29th Floor New Y |
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| July 6, 2017 |
CCN / CardConnect Corp. / Ftventures Iii Lp - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CARDCONNECT CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) US14141X1081 (CUSIP Number) FTV Capital 555 California Street, Suite 2850 San Francisco, California 94190 (415) 229-3000 With a copy to: Robert M. |
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| July 5, 2017 |
CardConnect WITHDRAWAL REQUEST CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 July 5, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Re: CardConnect Corp. Request for Withdrawal of Registration Statement on Form S-3 (File No. 333-217443) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amende |
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| June 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36846 CardConnect Corp. (Exact name of registrant as specified in its ch |
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| June 26, 2017 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) CARDCONNECT CORP. (Name of Subject Company) CARDCONNECT CORP. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 14 |
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| June 22, 2017 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) CardConnect Corp. (Name of Subject Company (Issuer)) Minglewood Merger Sub Inc. a wholly owned subsidiary of First Data Corporation (Names of Filing Persons (Offerors)) Common Stock, $0.001 p |
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| June 21, 2017 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) CARDCONNECT CORP. (Name of Subject Company) CARDCONNECT CORP. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 14 |
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| June 21, 2017 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) CardConnect Corp. (Name of Subject Company (Issuer)) Minglewood Merger Sub Inc. a wholly owned subsidiary of First Data Corporation (Names of Filing Persons (Offerors)) Common Stock, $0.001 p |
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| June 8, 2017 |
EX-99.(e)(18) Exhibit (e)(18) June 6, 2017 BY HAND Mr. Charles B. Bernicker c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Charles: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Plan of Mer |
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| June 8, 2017 |
EX-99.(e)(21) Exhibit (e)(21) June 6, 2017 BY HAND Mr. Michael J. Mertz c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Michael: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, |
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| June 8, 2017 |
EX-99.(e)(2) Exhibit (e)(2) Mutual Confidentiality Agreement (Agreement), dated November 18, 2016 Parties: CardConnect Corp. First Data Corporation. 1000 Continental Drive 5565 Glenridge Connector Suite 300 Atlanta, GA 30342 King of Prussia, PA 19406 (First Data) (Company) A. Company and First Data intend to discuss a potential transaction between First Data, or an affiliate or subsidiary of First |
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| June 8, 2017 |
EX-99.(e)(20) Exhibit (e)(20) June 6, 2017 BY HAND Mr. Angelo Grecco c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Angelo: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dat |
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| June 8, 2017 |
SC 14D9 1 d514291dsc14d9.htm SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 CARDCONNECT CORP. (Name of Subject Company) CARDCONNECT CORP. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title |
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| June 8, 2017 |
EX-99.(e)(14) Exhibit (e)(14) EXECUTION COPY June 6, 2017 BY HAND Mr. Jeffrey Shanahan c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Jeff: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Pla |
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| June 8, 2017 |
EX-99.(e)(22) Exhibit (e)(22) June 6, 2017 BY HAND Mr. Robert Nathan c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Robert: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dat |
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| June 8, 2017 |
EX-99.(e)(19) Exhibit (e)(19) June 6, 2017 BY HAND Mr. Patrick Shanahan c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 Dear Patrick: We are delighted to extend to you our offer to join First Data Corporation, a Delaware corporation (?Parent?), effective as of the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, |
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| June 7, 2017 |
EX-99.(a)(1)(F) Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made only by the Offer to Purchase, dated June 7, 2017, and the related Letter of Transmittal and any amendments or supplements thereto, and is being made to all holders of Shares. The Offer is not being made to (nor w |
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| June 7, 2017 |
SC TO-T 1 d514214dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CardConnect Corp. (Name of Subject Company (Issuer)) Minglewood Merger Sub Inc. a wholly owned subsidiary of First Data Corporation (Names of Filing Persons (Offerors)) Common Stock, |
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| June 7, 2017 |
EX-99.(a)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of CARDCONNECT CORP. at $15.00 Per Share, Net in Cash Pursuant to the Offer to Purchase dated June 7, 2017 by MINGLEWOOD MERGER SUB INC., a wholly-owned subsidiary of FIRST DATA CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON WEDNESDAY, JULY 5, 2017, UNL |
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| June 7, 2017 |
EX-99.(a)(1)(E) Exhibit (a)(1)(E) Offer to Purchase All Outstanding Shares of Common Stock of CARDCONNECT CORP. at $15.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 7, 2017 by MINGLEWOOD MERGER SUB INC., a wholly-owned subsidiary of FIRST DATA CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON WEDNESDAY, JULY 5, 2017, U |
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| June 7, 2017 |
EX-99.(a)(1)(C) Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of CARDCONNECT CORP. at $15.00 PER SHARE, NET IN CASH Pursuant to the Offer to Purchase dated June 7, 2017 by MINGLEWOOD MERGER SUB INC., a wholly-owned subsidiary of FIRST DATA CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON WEDNESDAY, JULY 5, 2 |
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| June 7, 2017 |
EX-99.(a)(1)(A) Exhibit (a)(1)(A) Offer To Purchase All Outstanding Shares of Common Stock of CARDCONNECT CORP. at $15.00 Per Share, Net in Cash by MINGLEWOOD MERGER SUB INC., a wholly-owned subsidiary of FIRST DATA CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON WEDNESDAY, JULY 5, 2017, UNLESS THE OFFER IS EXTENDED OR EARLIER TERMINATED. Mi |
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| June 7, 2017 |
EX-99.(a)(1)(D) Exhibit (a)(1)(D) Offer to Purchase All Outstanding Shares of Common Stock of CARDCONNECT CORP. at $15.00 PER SHARE, Net in Cash Pursuant to the Offer to Purchase dated June 7, 2017 by MINGLEWOOD MERGER SUB INC., a wholly-owned subsidiary of FIRST DATA CORPORATION THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON WEDNESDAY, JULY 5, 2017, U |
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| June 5, 2017 |
CCN / CardConnect Corp. / FIRST DATA CORP - SC 13D Activist Investment SC 13D 1 d293504dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CardConnect Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 14141X108 (CUSIP Number) Copies to: Copies to: Adam L. Rosman First Data Corporation 225 Liberty Street 29th Floor New York, NY 1028 |
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| June 5, 2017 |
EX-99.1 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of CardConnect Corp., a Delaware corporation, and further agree t |
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| June 2, 2017 |
CCN / CardConnect Corp. / Mertz Michael Julian - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CardConnect Corp. (Name of Issuer) Common Stock Par Value $0.001 (Title of Class of Securities) 14141X108 (CUSIP Number) Michael J. Mertz c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 (484) 581-2200 (Name, Add |
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| June 1, 2017 |
CCN / CardConnect Corp. / Ftventures Iii Lp - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CARDCONNECT CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) US14141X1081 (CUSIP Number) FTV Capital 555 California Street, Suite 2850 San Francisco, California 94190 (415) 229-3000 With a copy to: Robert M. |
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| May 31, 2017 |
EX-99.2 Exhibit 99.2 TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this ?Agreement?) is made and entered into as of May 26, 2017, by and among First Data Corporation, a Delaware corporation (?Parent?), Minglewood Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), and the Person listed as ?Stockholder? on the signature page hereto (?Sto |
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| May 31, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among FIRST DATA CORPORATION, MINGLEWOOD MERGER SUB INC. and CARDCONNECT CORP. Dated as of May 26, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Definitions 2 ARTICLE II OFFER 14 2.1 The Offer 14 2.2 Company Actions 17 ARTICLE III MERGER 18 3.1 Merger 18 3.2 Closing 18 3.3 Effective Time 18 3.4 Effects of the Merger 18 3.5 |
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| May 31, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d406608d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporati |
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| May 31, 2017 |
EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this ?Agreement?) is made and entered into as of May 26, 2017, by and among First Data Corporation, a Delaware corporation (?Parent?), Minglewood Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), and each Person set forth in Schedule A hereto (each, a ?Stockholder?). W |
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| May 31, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among FIRST DATA CORPORATION, MINGLEWOOD MERGER SUB INC. and CARDCONNECT CORP. Dated as of May 26, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Definitions 2 ARTICLE II OFFER 14 2.1 The Offer 14 2.2 Company Actions 17 ARTICLE III MERGER 18 3.1 Merger 18 3.2 Closing 18 3.3 Effective Time 18 3.4 Effects of the Merger 18 3.5 |
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| May 31, 2017 |
EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this ?Agreement?) is made and entered into as of May 26, 2017, by and among First Data Corporation, a Delaware corporation (?Parent?), Minglewood Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), and each Person set forth in Schedule A hereto (each, a ?Stockholder?). W |
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| May 31, 2017 |
EX-99.2 Exhibit 99.2 TENDER AND SUPPORT AGREEMENT This Tender and Support Agreement (this ?Agreement?) is made and entered into as of May 26, 2017, by and among First Data Corporation, a Delaware corporation (?Parent?), Minglewood Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Merger Sub?), and the Person listed as ?Stockholder? on the signature page hereto (?Sto |
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| May 31, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation) (Commission File |
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| May 31, 2017 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CardConnect Corp. (Name of Subject Company (Issuer)) Minglewood Merger Sub Inc. a wholly owned subsidiary of First Data Corporation (Names of Filing Persons (Offerors)) Common Stock, $0.001 par value per share ( |
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| May 31, 2017 |
EX-99.1 Exhibit 99.1 First Data Acquisition of CardConnect Conference Call May 30, 2017 at 8:00 a.m. Eastern CORPORATE PARTICIPANTS Frank Bisignano ? Chairman and CEO, First Data Himanshu Patel ? CFO, First Data Peter Poillon ? Senior Vice President of Investor Relations, First Data Jeff Shanahan ? President and CEO, CardConnect 1 PRESENTATION Operator Good morning, and welcome to the First Data A |
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| May 30, 2017 |
First Data to Acquire CardConnect EX-99.1 Exhibit 99.1 First Data to Acquire CardConnect ? CardConnect?s innovative partner management tools help improve merchant retention ? Capabilities accelerate First Data?s firm-wide ISV initiative ? Brings First Data immediate capabilities in ERP-integrated payment solutions ? All CardConnect tools and capabilities will be made available through First Data?s JVs, acquiring partnerships, and |
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| May 30, 2017 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2017 CardConnect Corp. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation) (Commission File |
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| May 30, 2017 |
EX-99.2 Exhibit 99.2 Dear CardConnect Colleagues: I am writing this message to inform you of some big and exciting news. Today we announced that CardConnect Corp has entered into a definitive agreement to be acquired by First Data Corp for approximately $750 million. First Data has been the most significant partner of ours since the very beginning, back when CardConnect was known as Financial Tran |
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| May 30, 2017 |
EX-99.3 4 d397360dex993.htm EX-99.3 May 29, 2017 First Data Acquisition of CardConnect Exhibit 99.3 R: 0 G: 169 B: 224 R: 192 G: 19 B: 36 R: 162 G: 173 B: 0 R: 251 G: 79 B: 20 R: 0 G: 65 B: 101 R: 97 G: 99 B: 101 Cautionary Statement Regarding Forward-Looking Statements This communication contains forward-looking information relating to First Data and the proposed acquisition of CardConnect by Fir |
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| May 30, 2017 |
EX-99.3 May 29, 2017 First Data Acquisition of CardConnect Exhibit 99.3 R: 0 G: 169 B: 224 R: 192 G: 19 B: 36 R: 162 G: 173 B: 0 R: 251 G: 79 B: 20 R: 0 G: 65 B: 101 R: 97 G: 99 B: 101 Cautionary Statement Regarding Forward-Looking Statements This communication contains forward-looking information relating to First Data and the proposed acquisition of CardConnect by First Data that involves substa |
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| May 30, 2017 |
First Data to Acquire CardConnect EX-99.1 Exhibit 99.1 First Data to Acquire CardConnect ? CardConnect?s innovative partner management tools help improve merchant retention ? Capabilities accelerate First Data?s firm-wide ISV initiative ? Brings First Data immediate capabilities in ERP-integrated payment solutions ? All CardConnect tools and capabilities will be made available through First Data?s JVs, acquiring partnerships, and |
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| May 30, 2017 |
SC TO-C 1 d397360d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2017 CardConnect Corp. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorpo |
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| May 30, 2017 |
EX-99.2 Exhibit 99.2 Dear CardConnect Colleagues: I am writing this message to inform you of some big and exciting news. Today we announced that CardConnect Corp has entered into a definitive agreement to be acquired by First Data Corp for approximately $750 million. First Data has been the most significant partner of ours since the very beginning, back when CardConnect was known as Financial Tran |
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| May 25, 2017 |
CCN / CardConnect Corp. / Wellington Management Group LLP - SC 13D/A Activist Investment CUSIP No. 14141X108 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CardConnect Corp. (Name of Issuer) Common Stock ($0.001 par value per share) (Title of Class of Securities) 14141X108 (CUSIP Number of Class of Securities) Emily D. Babalas Wellington Management Company LLP 280 Congress S |
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| May 24, 2017 |
CardConnect Corp. Second Amended and Restated 2016 Omnibus Equity Compensation Plan EX-10.1 2 f8k052317ex10icardconnect.htm CARDCONNECT CORP. SECOND AMENDED AND RESTATED 2016 OMNIBUS EQUITY COMPENSATION PLAN Exhibit 10.1 SECOND AMENDED AND RESTATED CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN May 23, 2017 1. Purpose The purpose of the Plan is to provide (i) employees of the Company or an Affiliate of the Company, (ii) any individual who provides services to the Company |
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| May 24, 2017 |
8-K 1 f8k052317cardconnect.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or oth |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organizati |
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| May 10, 2017 |
CardConnect Corp. Reports First Quarter 2017 Results EX-99.1 2 f8k051017ex99icardconnect.htm PRESS RELEASE DATED MAY 10, 2017 Exhibit 99.1 CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 877.828.0720 https://cardconnect.com CardConnect Corp. Reports First Quarter 2017 Results King of Prussia, PA – May 10, 2017 - CardConnect Corp. (NASDAQ: CCN) (“CardConnect”), one of the nation's leading payment processors, today provid |
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| May 10, 2017 |
FORM OF INDEMNIFICATION AGREEMENT Exhibit 10.26 FORM OF INDEMNIFICATION AGREEMENT THIS AGREEMENT, dated as of , 2017, is by and between CardConnect Corp., a Delaware corporation (the “Company”), and (the “Indemnitee”). WHEREAS, it is essential that the Company be able to retain and attract as directors and officers the most capable persons available; WHEREAS, the Company desires to have the Indemnitee serve or continue to serve as |
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| May 10, 2017 |
CCN / CardConnect Corp. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36846 CARDCONNE |
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| May 10, 2017 |
CARDCONNECT, LLC EMPLOYMENT AGREEMENT Exhibit 10.18 CARDCONNECT, LLC EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is made as of April 17, 2017, by and between CardConnect Corp., a Delaware corporation (“Parent”), CardConnect, LLC, a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the “Company”), and Amanda Abrams (“Executive”). WHEREAS, the Company and the Executive desire to ente |
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| May 10, 2017 |
Exhibit 10.22 FTS HOLDING CORPORATION 2010 STOCK OPTION PLAN Effective September 15, 2010 Article I Purpose and Adoption of the Plan 1.1 Purpose. The FTS Holding Corporation 2010 Stock Option Plan (the “Plan”) was adopted by the Company to assist it in attracting and retaining valued employees, directors and Consultants; to act as an incentive in motivating selected employees, directors and Consul |
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| May 10, 2017 |
CardConnect Corp. Non-Qualified Stock Option Agreement Inducement Award Exhibit 10.20 CardConnect Corp. Non-Qualified Stock Option Agreement Inducement Award This Non-Qualified Stock Option Agreement (this “Agreement”) is made and entered into as of April 17, 2017 by and between CardConnect Corp., a Delaware corporation (the “Company”), and Amanda Abrams (the “Participant”). This Agreement is granted as an inducement award under the Nasdaq Marketplace Rules (the “Nasd |
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| April 26, 2017 |
CardConnect REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 26, 2017 Registration No. |
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| April 26, 2017 |
Non-Qualified Stock Option Agreement Inducement Award between CardConnect Corp. and Amanda J. Abrams EX-99.1 5 fs82017bex99icardconnect.htm NON-QUALIFIED STOCK OPTION AGREEMENT INDUCEMENT AWARD BETWEEN CARDCONNECT CORP. AND AMANDA J. ABRAMS Exhibit 99.1 CardConnect Corp. Non-Qualified Stock Option Agreement Inducement Award This Non-Qualified Stock Option Agreement (this “Agreement”) is made and entered into as of April 17, 2017 by and between CardConnect Corp., a Delaware corporation (the “Compa |
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| April 26, 2017 |
CardConnect REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 26, 2017 Registration No. |
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| April 25, 2017 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-213327 PROSPECTUS CardConnect Corp. Up to 10,300,000 Shares of Common Stock Issuable Upon Exercise of Outstanding Warrants This prospectus relates to the issuance by us of up to 10,300,000 shares of our common stock, par value $0.001 per share, upon the exercise of warrants that were issued by FinTech Acquisition Corp., a Delaware corporation, |
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| April 25, 2017 |
Exhibit 4.7 CARDCONNECT CORP. to [TRUSTEE], Trustee INDENTURE Dated as of [ ] SUBORDINATED DEBT SECURITIES CARDCONNECT CORP. Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939 Trust Indenture Act Section Indenture Section Section 3.10(a)(1) 6.09 (a)(2) 6.09 (a)(3) Not Applicable (a)(4) Not Applicable (b) 6.08 Section 3.11(a) 6.13 |
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| April 25, 2017 |
Exhibit 12.1 Statement Regarding Computation of Ratios and Earnings 12/31/2016 12/31/2015 12/31/2014 12/31/2013 12/31/2012 12/31/2011 Earnings: Pretax income (loss) from continuing operations (17,534,436 ) 2,556,261 (3,412,406 ) (3,465,119 ) (1,299,239 ) 5,222,663 Fixed charges 5,778,024 1,911,110 1,813,994 1,650,993 1,002,636 535,736 Total earnings before fixed charges and preferred shares (11,75 |
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| April 25, 2017 |
As filed with the Securities and Exchange Commission on April 24, 2017 S-3 1 fs30417cardconnect.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 24, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CardConnect Corp. (Exact name of registrant as specified in its charter) Delaware 46-5380892 (State or other jurisdict |
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| April 25, 2017 |
Exhibit 4.6 CARDCONNECT CORP. to [TRUSTEE] Trustee INDENTURE Dated as of [ ] SENIOR DEBT SECURITIES CARDCONNECT CORP. Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939 Trust Indenture Act Section Indenture Section Section 3.10(a)(1) 6.09 (a)(2) 6.09 (a)(3) Not Applicable (a)(4) Not Applicable (b) 6.08 Section 3.11(a) 6.13 (b) 6.1 |
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| April 20, 2017 |
CardConnect DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 10, 2017 |
CCN / CardConnect Corp. / Mertz Michael Julian - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 CardConnect Corp. (Name of Issuer) Common Stock Par Value $0.001 (Title of Class of Securities) 14141X108 (CUSIP Number) Michael J. Mertz c/o CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 (484) 581-2200 (Name, Address and Telephone Number of |
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| April 7, 2017 |
Exhibit 10.1 ESCROW AGREEMENt This Escrow Agreement (the ?Agreement?) is made and entered into as of April 3, 2017, by and between CardConnect Corp., a Delaware corporation (the ?Parent?); Michael J. Mertz, the sole stockholder of Mertzco, Inc., an Illinois corporation (the ?Target?); and Continental Stock Transfer & Trust Company, a New York corporation (the ?Escrow Agent?). Recitals WHEREAS, Par |
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| April 7, 2017 |
Exhibit 99.1 CARDCONNECT ACQUIRES MERTZCO, INC. ACQUISITION ADVANCES STRATEGY TO TRANSITON TO GREATER DIRECT DISTRIBUTION PRESENCE MERTZCO CEO MICHAEL J. MERTZ NAMED COMPANY?S CHIEF SALES OFFICER, RECEIVES INDUCEMENT GRANT King of Prussia, Pa (April 3, 2017) ? CardConnect Corp. (NASDAQ: CCN) (the ?Company?) today announced that it completed the acquisition of MertzCo, Inc. (?MertzCo?). MertzCo, lo |
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| April 7, 2017 |
CardConnect Corp. Non-Qualified Stock Option Agreement Inducement Award Exhibit 10.3 CardConnect Corp. Non-Qualified Stock Option Agreement Inducement Award This Non-Qualified Stock Option Agreement (this ?Agreement?) is made and entered into as of April 3, 2017 by and between CardConnect Corp., a Delaware corporation (the ?Company?), and Michael J. Mertz (the ?Participant?). This Agreement is granted as an inducement award under the Nasdaq Marketplace Rules (the ?Nas |
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| April 7, 2017 |
CARDCONNECT, LLC EMPLOYMENT AGREEMENT Exhibit 10.2 CARDCONNECT, LLC EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of April 3, 2017, by and between CardConnect Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Company?), and Michael J. Mertz (?Executive?). WHEREAS, |
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| April 7, 2017 |
MERTZCO, INC. (D/B/A CARDCONNECT) AUDITED FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2016 Exhibit 99.2 MERTZCO, INC. (D/B/A CARDCONNECT) AUDITED FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2016 CONTENTS PAGE Basic Financial Statements Independent Auditors' Report 1 Balance Sheet 2 Statement of Income 3 Statement of Changes in Stockholder's Equity 4 Statement of Cash Flows 5 Notes to Financial Statements 6 - 10 1707 N. Randall Rd., Suite 200 ■ Elgin, Illinois 60123 847.888.8600 Fax: 84 |
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| April 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organizat |
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| April 7, 2017 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among CARDCONNECT CORP., CCN CHICAGO, LLC, MERTZCO, INC. and Michael J. Mertz Dated as of April 3, 2017 TABLE OF CONTENTS ARTICLE 1 CERTAIN DEFINITIONS 1 Section 1.1 Interpretation 10 ARTICLE 2 THE MERGER 11 Section 2.1 The Merger 11 Section 2.2 Certificate of Merger 11 Section 2.3 Organizational Documents; Name of Surviving Entity 11 Section 2.4 Off |
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| April 7, 2017 |
UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS As previously reported, CardConnect Corp. (?CardConnect?) has entered into that certain Agreement and Plan of Merger, dated as of April 3, 2017 (the ?Merger Agreement?), by and among CardConnect, CCN Chicago, LLC, a Delaware limited liability company and indirect wholly-owned subsidiary of CardConnect (?Merger Sub?), MertzCo, Inc., an |
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| March 27, 2017 |
CardConnect POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT POS AM 1 posam032017a1cardconnect.htm POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on March 27, 2017 Registration No. 333-213327 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 ON FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CardConnect Corp. (Exac |
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| March 16, 2017 |
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS CARDCONNECT CORP. Exhibit 3.2(b) FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED BYLAWS OF CARDCONNECT CORP. This First Amendment to the Second Amended and Restated Bylaws (the “Bylaws”) of CardConnect Corp. (the “Corporation”) has been duly approved and adopted in accordance with Section 9.15 of the Bylaws. 1. Amendment. Article IX of the Bylaws is hereby amended to add Section 9.16 as follows: “Section 9.16. F |
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| March 16, 2017 |
SUBSIDIARIES OF CARDCONNECT CORP. Exhibit 21 SUBSIDIARIES OF CARDCONNECT CORP. Name of Subsidiary State of Incorporation or Organization CardConnect, LLC Delaware FTS Holding Corporation Delaware Princeton Payment Solutions, LLC Delaware |
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| March 16, 2017 |
CCN / CardConnect Corp. ANNUAL REPORT (Annual Report) 10-K 1 cardconnect201610-k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| March 10, 2017 |
CardConnect Corp. Reports Fourth Quarter and Full-Year 2016 Results EX-99.1 2 f8k031017ex99icardconnect.htm PRESS RELEASE DATED MARCH 10, 2017 Exhibit 99.1 CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 877.828.0720 https://cardconnect.com CardConnect Corp. Reports Fourth Quarter and Full-Year 2016 Results King of Prussia, PA – March 10, 2017 - CardConnect Corp. (NASDAQ: CCN) (“CardConnect”), one of the nation's leading payment proce |
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| March 10, 2017 |
Results of Operations and Financial Condition, Financial Statements and Exhibits 8-K 1 f8k031017cardconnect.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or o |
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| February 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organ |
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| February 14, 2017 |
CCN / CardConnect Corp. / ANGELO GORDON & CO., L.P. Passive Investment SC 13G/A 1 formsc13ga-cardconnect.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CardConnect Corp. (Name of Issuer) Common stock, par value $0.0001 (Title of Class of Securities) 14141X108 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CARDCONNECT CORP. f/k/a FINTECH ACQUISITION CORP. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 31809H100 (CUSIP Number) December 30, 2016 (Date of Event which Requires Filing of this Statement) Check the approp |
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| February 14, 2017 |
CCN / CardConnect Corp. / Palestra Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CardConnect Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 14141X108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 9, 2017 |
CCN / CardConnect Corp. / DAVIDSON KEMPNER PARTNERS - CARDCONNECT CORP. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CardConnect Corp. (f/k/a FinTech Acquisition Corp.) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 14141X108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box |
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| February 8, 2017 |
FinTech Acquisition SC 13G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 a17-40871sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CardConnect Corp. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 14141X108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| January 6, 2017 |
8-K 1 f8k010617cardconnect.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2017 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or |
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| November 21, 2016 |
CardConnect REGISTRATION STATEMENT S-8 1 fs82016cardconnectcorp.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on November 21, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 46-5380892 (State or other ju |
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| November 15, 2016 |
10,300,000 Shares of Common Stock CardConnect Corp. Filed Pursuant to Rule 424(b)(4) Registration No. 333-213327 PROSPECTUS SUPPLEMENT (to Prospectus dated September 28, 2016) 10,300,000 Shares of Common Stock CardConnect Corp. This prospectus supplement supplements and amends the prospectus dated September 28, 2016, relating to the issuance of up to 10,300,000 shares of common stock, par value $0.001 per share, upon the exercise of warrants that w |
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| November 14, 2016 |
CardConnect QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36846 CARDC |
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| November 14, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT Exhibit 10.14(f) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT THIS AGREEMENT, dated the day of (the “Date of Grant”), between CardConnect Corp., a Delaware corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s 2016 Omnibus Equity Compensation Plan (the “Plan”), a copy of which has been made available to the Gra |
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| November 14, 2016 |
AMENDMENT NO. 1 TO SECOND LIEN CREDIT AGREEMENT Exhibit 10.16(b) Executed Version AMENDMENT NO. 1 TO SECOND LIEN CREDIT AGREEMENT AMENDMENT NO. 1 TO SECOND LIEN CREDIT AGREEMENT (this ?Amendment No. 1?) dated as of November 2, 2016 among FTS HOLDING CORPORATION (f/k/a FinTech Merger Sub, Inc.), a Delaware corporation (?Borrower?), CARDCONNECT CORP. (f/k/a FinTech Acquisition Corp.), a Delaware corporation (?Holdings?), the Subsidiary Guarantors |
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| November 14, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.13 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Comp |
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| November 14, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT Exhibit 10.14(e) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT THIS AGREEMENT, dated the day of (the “Date of Grant”), between CardConnect Corp., a Delaware corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s 2016 Omnibus Equity Compensation Plan (the “Plan”), a copy of which has been made available to the Gra |
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| November 14, 2016 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT EX-10.15(B) 6 f10q0916ex10xvbcardconnect.htm AMENDMENT NO. 1, DATED NOVEMBER 2, 2016, TO CREDIT AGREEMENT, DATED AS OF JULY 29, 2016, WITH BANK OF AMERICA, N.A. AS SYNDICATION AGENT AND BMO HARRIS BANK N.A. AS ADMINISTRATIVE AGENT Exhibit 10.15(b) EXECUTION VERSION AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment No. 1”) dated as of November 2, 2016 among FT |
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| November 14, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT Exhibit 10.14(b) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT THIS AGREEMENT, dated the day of (the ?Date of Grant?), between CardConnect Corp., a Delaware corporation (the ?Company?) and (?Grantee?), is made pursuant and subject to the provisions of the Company?s 2016 Omnibus Equity Compensation Plan (the ?Plan?), a copy of which has been made available to the Gra |
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| November 14, 2016 |
Exhibit 99.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and The Sdao Family Grantor Retained Annuity Trust (the “Investor”), having its principal p |
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| November 14, 2016 |
Exhibit 99.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and MSSB C/F EDWARD E COHEN CGM IRA (the “Investor”). WHEREAS, the Company desires to sell |
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| November 14, 2016 |
Exhibit 99.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and MKY Investments LLC (the “Investor”), having its principal place of business at 1934 Bl |
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| November 14, 2016 |
Exhibit 99.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and Brian Shanahan (the “Investor”), having an address at 2670 Merry Oak Lane, Pittsburgh, |
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| November 14, 2016 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and FTVENTURES III, L.P., FTVENTURES III-N, L.P. and FTVENTURES III-T, L.P., each a Delawar |
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| November 10, 2016 |
CardConnect Corp. Reports Third Quarter Financial Results EX-99.1 2 f8k111016ex99icard.htm PRESS RELEASE DATED NOVEMBER 10, 2016 Exhibit 99.1 CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 877.828.0720 https://cardconnect.com CardConnect Corp. Reports Third Quarter Financial Results King of Prussia, PA – November 10, 2016 - CardConnect Corp. (NASDAQ: CCN) (“CardConnect”), one of the nation's leading payment processors, toda |
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| November 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organ |
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| November 10, 2016 |
CCN / CardConnect Corp. / Rotation Capital Management, LP - SC 13G Passive Investment SC 13G 1 a16-214291sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CardConnect Corp. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 14141X108 (CUSIP Number) October 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| November 9, 2016 |
CardConnect NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2016 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| November 4, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organi |
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| November 3, 2016 |
EX-10.1 2 f8k102816ex10icardconnect.htm CARDCONNECT CORP. AMENDED AND RESTATED 2016 OMNIBUS EQUITY COMPENSATION PLAN Exhibit 10.1 CARDCONNECT CORP. AMENDED AND RESTATED 2016 OMNIBUS EQUITY COMPENSATION PLAN (Effective as of October 28, 2016) 1. Purpose The purpose of the Plan is to provide (i) employees of the Company or an Affiliate of the Company, (ii) any individual who provides services to the |
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| November 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organi |
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| October 28, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k102816cardconnectcorp.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (Stat |
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| October 12, 2016 |
CardConnect Corp. Common Stock Filed Pursuant to Rule 424 (b)(3) Registration No. 333-211139 Registration No. 333-212484 PROSPECTUS CardConnect Corp. Common Stock We are offering a total of up to 799,927 shares of CardConnect Corp. common stock that are issuable to certain former employees or consultants or other service providers of CardConnect upon the exercise or settlement of outstanding stock options (the “Options”) issued |
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| October 12, 2016 |
CardConnect DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| October 4, 2016 |
CardConnect AMENDMENT NO. 2 TO REGISTRATION STATEMENT POS AM 1 posam2016a2cardconnect.htm AMENDMENT NO. 2 TO REGISTRATION STATEMENT Registration No. 333-211139 Registration No. 333-212484 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 ON FORM S-3 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CardConnect Corp. (Exact name of registrant as specified in its charter) Delaware 7 |
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| October 4, 2016 |
CardConnect POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 fs8pos2016a1cardconnect.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 Registration No. 333-211139 Registration No. 333-212484 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST- EFFECTIVE AMENDMENT NO. 1 ON FORM S-8 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CardConnect Corp. (Exact name of registrant as specified in its charter) Delawa |
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| October 4, 2016 |
Exhibit 99.1 CARDCONNECT CORP. 2010 STOCK OPTION PLAN Effective September 15, 2010, as amended Article I Purpose and Adoption of the Plan 1.01 Purpose. The CardConnect Corp. 2010 Stock Option Plan (the ?Plan?) was adopted by the Company to assist it in attracting and retaining valued employees, directors and Consultants; to act as an incentive in motivating selected employees, directors and Consul |
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| October 4, 2016 |
CardConnect REGISTRATION STATEMENT S-8 1 fs82016cardconnect.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on October 4, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 46-5380892 (State or other jurisdic |
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| September 29, 2016 |
10,300,000 Shares of Common Stock CardConnect Corp. PROSPECTUS Filed pursuant to Rule 424(b)(4) Registration No. 333-213327 10,300,000 Shares of Common Stock of CardConnect Corp. This prospectus relates to the issuance by us of up to 10,300,000 shares of our common stock, par value $0.001 per share, upon the exercise of warrants that were issued by FinTech Acquisition Corp., a Delaware corporation, now known as CardConnect Corp. The warrants became |
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| September 22, 2016 |
CORRESP 1 filename1.htm CARDCONNECT CORP. 1000 Continental Drive, Suite 300 King of Prussia, Pennsylvania 19406 September 22, 2016 Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549-3010 Re: Registration Statement on Form S-1 File No. 333-213327 Gentlemen/Ladies: CardConnect Corp. (the “Company”) hereby requests acceleration of the effective |
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| September 9, 2016 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organ |
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| August 25, 2016 |
As filed with the Securities and Exchange Commission on August 25, 2016 As filed with the Securities and Exchange Commission on August 25, 2016 Registration No. |
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| August 25, 2016 |
As filed with the Securities and Exchange Commission on August 25, 2016 As filed with the Securities and Exchange Commission on August 25, 2016 Registration No. |
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| August 22, 2016 |
Polar Asset Management Partners Inc.: Form SC 13G/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* CardConnect Corp. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 31809H100 (CUSIP Number) July 31, 2016 (Date of Event which Requir |
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| August 22, 2016 |
Polar Asset Management Partners Inc.: Form SC 13G/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* CardConnect Corp. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 31809H100 (CUSIP Number) July 31, 2016 (Date of Event which Requir |
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| August 12, 2016 |
Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits 8-K/A 1 f8k072916a3cardconnect.htm AMENDMENT NO. 3 TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 3) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaw |
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| August 12, 2016 |
Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits 8-K/A 1 f8k072916a3cardconnect.htm AMENDMENT NO. 3 TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 3) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaw |
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| August 12, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN July 27, 2016 Exhibit 10.13(a) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN July 27, 2016 1. Purpose The purpose of the Plan is to provide (i) employees of the Company or an Affiliate of the Company, (ii) any individual who provides services to the Company or an Affiliate of the Company, and (iii) members of the Board, with the opportunity to receive grants of Options, SARs, Stock Units, Performance |
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| August 9, 2016 |
CardConnect Corp. Reports Second Quarter Highlights Files Form 8-K with quarterly financial results EX-99.2 3 f8k072916a2ex99iicardconn.htm PRESS RELEASE Exhibit 99.2 CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 877.828.0720 https://cardconnect.com CardConnect Corp. Reports Second Quarter Highlights Files Form 8-K with quarterly financial results King of Prussia, PA – August 9, 2016 - CardConnect Corp (NASDAQ: CCN), one of the nation's leading payment processors, |
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| August 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorp |
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| August 9, 2016 |
SELECTED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.1 2 f8k072916a2ex99icardconn.htm UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 SELECTED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Current Report on Form 8-K to which this pro forma financial information is being attached (the “Form 8-K”). The following |
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| August 8, 2016 |
Exhibit 99.9 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and Brian Shanahan (the “Investor”), having an address at 2670 Merry Oak Lane, Pittsburgh, |
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| August 8, 2016 |
Exhibit 99.10 SECURITIES TRANSFER AGREEMENT This SECURITIES TRANSFER AGREEMENT (this “Agreement”) is made as of July 27, 2016, by and among the founders set forth on Annex A hereto (the “Founders”) and the investors set forth on Annex B hereto (the “Investors”). WHEREAS, FinTech Acquisition Corp. (the “Issuer”) sold in a private placement (the “Offering”) (i) an aggregate of 190,000 shares of comm |
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| August 8, 2016 |
CCN / CardConnect Corp. / Dgc Family Fintech Trust - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CARDCONNECT CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) US14141X1081 (CUSIP Number) CardConnect Corp. 1000 Continental Drive, Suite 300 King of Prussia, PA 19406 (484) 581-2200 With a copy to: Amanda Abrams Ledgewood, P.C. |
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| August 8, 2016 |
Exhibit 99.11 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of common stock, $0.001 par value, of CardConnect Corp. This Joint Filing Agreement shall b |
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| August 8, 2016 |
Exhibit 99.8 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of the July 27, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (the “Company”), having its principal place of business at 712 Fifth Avenue, 8th Floor, New York, New York 10019, and FTVENTURES III, L.P., FTVENTURES III-N, L.P. and FTVENTURES III-T, L.P., each a Delawar |
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| August 5, 2016 |
CCN / CardConnect Corp. / Wellington Management Group LLP - SC 13D/A Activist Investment SC 13D/A 1 a16-162401sc13da.htm SC 13D/A CUSIP No. 14141X108 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CardConnect Corp. (Name of Issuer) Common Stock ($0.001 par value per share) (Title of Class of Securities) 14141X108 (CUSIP Number of Class of Securities) Emily D. Babalas Welling |
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| August 4, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT Exhibit 10.13(b) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN STOCK AWARD AGREEMENT THIS AGREEMENT, dated the day of (the ?Date of Grant?), between CardConnect Corp., a Delaware corporation (the ?Company?) and (?Grantee?), is made pursuant and subject to the provisions of the Company?s 2016 Omnibus Equity Compensation Plan (the ?Plan?), a copy of which has been made available to the Gra |
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| August 4, 2016 |
CARDCONNECT, LLC EMPLOYMENT AGREEMENT Exhibit 10.11 CARDCONNECT, LLC EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Company?), and Angelo Grecco (?Executive?). WH |
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| August 4, 2016 |
CardConnect Corp. 2016 Omnibus Equity Compensation Plan Form of Incentive Stock Option Agreement Exhibit 10.13(c) CardConnect Corp. 2016 Omnibus Equity Compensation Plan Form of Incentive Stock Option Agreement This Incentive Stock Option Agreement (this ?Agreement?) is made and entered into as of by and between CardConnect Corp., a Delaware corporation (the ?Company?), and (the ?Participant?). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. |
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| August 4, 2016 |
Exhibit 10.15 EXECUTION VERSION CREDIT AGREEMENT Dated as of July 29, 2016 among FINTECH MERGER SUB, INC., into which FTS HOLDING CORPORATION shall be merged, as Borrower, FINTECH ACQUISITION CORP., as Guarantor, Cardconnect, llc and princeton payment solutions, llc, as Subsidiary Guarantors CERTAIN FINANCIAL INSTITUTIONS, as Lenders, Bank of america, n.A. as Syndication Agent bmo harris bank n.a. |
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| August 4, 2016 |
Exhibit 10.5 July 29, 2016 FinTech Acquisition Corp. 712 Fifth Avenue 12th Floor New York, New York 10019 Ladies and Gentlemen: This letter (“Letter Agreement”), by and among FinTech Acquisition Corp., a Delaware corporation (the “Company”), certain former stockholders of FTS Holding Corporation, a Delaware corporation (“FTS”), identified on Exhibit A-1 hereto, who immediately following the Merger |
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| August 4, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.9 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the |
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| August 4, 2016 |
Exhibit 4.6 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 29, 2016, is made and entered into by and among FinTech Acquisition Corp., a Delaware corporation (the “Company”), FTVENTURES III, L.P., a Delaware limited partnership (“FTVIII”), FTVENTURES III-N, L.P., a Delaware limited partnership (“FTVIIIN”),FTVENTURES III-T, L.P., a Delaware limi |
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| August 4, 2016 |
CardConnect Corp. 2016 Omnibus Equity Compensation Plan Form of Incentive Stock Option Agreement1 Exhibit 10.13(d) CardConnect Corp. 2016 Omnibus Equity Compensation Plan Form of Incentive Stock Option Agreement1 This Incentive Stock Option Agreement (this ?Agreement?) is made and entered into as of by and between CardConnect Corp., a Delaware corporation (the ?Company?), and (the ?Participant?). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: (NTD: 10 years fro |
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| August 4, 2016 |
CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN July 27, 2016 Exhibit 10.13(a) CARDCONNECT CORP. 2016 OMNIBUS EQUITY COMPENSATION PLAN July 27, 2016 1. Purpose The purpose of the Plan is to provide (i) employees of the Company or an Affiliate of the Company, (ii) any individual who provides services to the Company or an Affiliate of the Company, and (iii) members of the Board, with the opportunity to receive grants of Options, SARs, Stock Units, Performance |
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| August 4, 2016 |
Specimen Common Stock Certificate. (1) Exhibit 4.2 |
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| August 4, 2016 |
SECOND AMENDED AND RESTATED BYLAWS CARDCONNECT CORP. (THE “CORPORATION”) ARTICLE I Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF CARDCONNECT CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s regist |
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| August 4, 2016 |
SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FINTECH ACQUISITION CORP. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FINTECH ACQUISITION CORP. FinTech Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “FinTech Acquisition Corp.” The Corporation was originally incorporated under the name “SPAC Acquisition Corp.” |
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| August 4, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.8 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Compa |
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| August 4, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.7 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Compa |
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| August 4, 2016 |
Exhibit 10.16 Execution Version Notwithstanding anything herein to the contrary, the priority of the lien and security interest granted to the Second Lien Agent pursuant to or in connection with this Agreement and the exercise of any right or remedy by the Second Lien Agent hereunder or thereunder are subject to the provisions of the Intercreditor Agreement dated as of July 29, 2016 (as amended, r |
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| August 4, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.10 12 f8kex10xcardconnect.htm AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.10 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of July 29, 2016, by and between FinTech Acquisition Corp., a Delaware corporation (“Parent”), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limit |
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| August 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorp |
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| August 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organizat |
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| August 4, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.12 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of July 29, 2016, by and between CardConnect Corp. (f/k/a FinTech Acquisition Corp.), a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsi |
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| August 4, 2016 |
SUBSIDIARIES OF CARDCONNECT CORP. Exhibit 21.1 SUBSIDIARIES OF CARDCONNECT CORP. Name Jurisdiction FTS Holding Corporation Delaware CardConnect, LLC Delaware Princeton Payment Solutions, Inc. Delaware |
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| August 4, 2016 |
Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock. (1) Exhibit 4.1 FINTECH ACQUISITION CORP. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PREFERRED STOCK FinTech Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “FinTech Acquisition Corp.” The Corporation was originally incorporated under |
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| August 4, 2016 |
Exhibit 4.5 SHAREHOLDERS AGREEMENT This Shareholders Agreement (this “Agreement”) is made as of July 29, 2016 by and among FinTech Acquisition Corp. (the “Company”), FinTech Investor Holdings, LLC, a Delaware limited liability company, FTVENTURES III, L.P., a Delaware limited partnership (“FTVIII”), FTVENTURES III-N, L.P., a Delaware limited partnership (“FTVIIIN”), FTVENTURES III-T, L.P., a Delaw |
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| August 4, 2016 |
SELECTED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 SELECTED UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Current Report on Form 8-K to which this pro forma financial information is being attached (the ?Form 8-K?). The following unaudited pro forma condensed combined balance sheet as of April 30, 2016 combines the unaudited his |
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| August 2, 2016 |
July 27, 2016 POWER OF ATTORNEY Exhibit 24.1 July 27, 2016 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Richard N. Garman and David A. Haynes, signing singly, the undersigned?s true and lawful attorney-in-fact to: (i) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director and/or owner of greater than 10% of the outsta |
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| August 2, 2016 |
CardConnect Completes Merger with FinTech Acquisition Corp. FNTC is now CCN on NASDAQ Exhibit 99.2 CONTACTS: Jeff Shanahan, President & CEO Joe Hassett CardConnect GregoryFCA Communications 877.828.0720 610-228-2110 [email protected] [email protected] CardConnect Completes Merger with FinTech Acquisition Corp. FNTC is now CCN on NASDAQ King of Prussia, Pa (August 1, 2016) — FinTech Acquisition Corp. (NASDAQ: FNTC) today announced that it completed the acquisition of CardConnec |
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| August 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 CARDCONNECT CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or organizat |
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| August 2, 2016 |
July 27, 2016 POWER OF ATTORNEY Exhibit 24.1 July 27, 2016 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of David A. Haynes, Richard N. Garman and Christopher H. Winship, signing singly, the undersigned?s true and lawful attorney-in-fact to: (i) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director and/or owner of greate |
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| August 2, 2016 |
July 27, 2016 POWER OF ATTORNEY Exhibit 24.1 July 27, 2016 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Christopher H. Winship and David A. Haynes, signing singly, the undersigned?s true and lawful attorney-in-fact to: (i) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director and/or owner of greater than 10% of the o |
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| August 2, 2016 |
FinTech Acquisition Corp. Shareholders Approve Definitive Merger Agreement with CardConnect EX-99.1 2 f8k072716ex99ifintechacq.htm FINTECH ACQUISITION CORP. SHAREHOLDERS APPROVE DEFINITIVE MERGER AGREEMENT WITH CARDCONNECT Exhibit 99.1 FinTech Acquisition Corp. Shareholders Approve Definitive Merger Agreement with CardConnect July 28, 2016 02:45 PM Eastern Daylight Time NEW YORK-(BUSINESS WIRE)-FinTech Acquisition Corp. (NASDAQ: FNTC) today announced that FNTC’s stockholders have voted t |
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| August 1, 2016 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints Amanda Abrams, Charles Bernicker and Jeffrey Shanahan the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a director or officer of CardConnect Corp. (the "Company"), Forms 3, 4, and 5 in accordance with |
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| July 27, 2016 |
8-K 1 f8k072716fintech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State o |
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| July 27, 2016 |
FinTech Acquisition CURRENT REPORT (Prospectus) 425 1 f8k072716fintech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State o |
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| July 25, 2016 |
Other Events, Financial Statements and Exhibits 8-K 1 f8k072516fintechacq.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (Stat |
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| July 25, 2016 |
FinTech Acquisition Corp. Announces Postponement of Special Meeting of Stockholders EX-99.1 2 f8k072516ex99ifintechacq.htm PRESS RELEASE Exhibit 99.1 FinTech Acquisition Corp. Announces Postponement of Special Meeting of Stockholders Philadelphia, PA, July 25, 2016 – FinTech Acquisition Corp. (NASDAQ:FNTC) (“FinTech”) today announced that it has postponed its special meeting of FinTech stockholders (the “Special Meeting”) relating to its proposed acquisition of FTS Holding Corpor |
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| July 25, 2016 |
FinTech Acquisition CURRENT REPORT (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or o |
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| July 25, 2016 |
FinTech Acquisition Corp. Announces Postponement of Special Meeting of Stockholders EX-99.1 2 f8k072516ex99ifintechacq.htm PRESS RELEASE Exhibit 99.1 FinTech Acquisition Corp. Announces Postponement of Special Meeting of Stockholders Philadelphia, PA, July 25, 2016 – FinTech Acquisition Corp. (NASDAQ:FNTC) (“FinTech”) today announced that it has postponed its special meeting of FinTech stockholders (the “Special Meeting”) relating to its proposed acquisition of FTS Holding Corpor |
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| July 12, 2016 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-211139 Registration No. 333-212484 FINTECH ACQUISITION CORP. 712 Fifth Avenue, 8th Floor, New York, New York 10019 PROXY STATEMENT/PROSPECTUS FOR SPECIAL MEETING OF STOCKHOLDERS TO BE HELD ON JULY 26, 2016 AND PROSPECTUS FOR 18,626,420 SHARES OF COMMON STOCK OF FINTECH ACQUISITION CORP Dear FinTech Acquisition Corp. Stockholders: On March 7, 20 |
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| July 12, 2016 |
FinTech Acquisition REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 12, 2016 Registration No. |
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| July 8, 2016 |
FINTECH ACQUISITION CORP. 712 Fifth Ave., 8th Floor New York, NY 10019 July 8, 2016 Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549-3010 Re: Registration Statement on Form S-4 File No. 333-211139 Gentlemen/Ladies: FinTech Acquisition Corp. (the ?Company?) hereby requests acceleration of the effective date of the above-referenced registrat |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 FINTECH ACQUISITION CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31809H209 (CUSIP Number) FinTech Acquisition Corp. 712 Fifth Ave., 8th Floor New York, New York 10019 212 506-3815 With a copy to: Amanda |
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| July 5, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or or |
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| July 5, 2016 |
EX-99.1 2 f8k070516ex99ifintech.htm PRESS RELEASE Exhibit 99.1 FinTech Acquisition Corp. Announces Record and Meeting Dates for Special Meeting of Stockholders to Approve Acquisition of FTS Holding Corporation Philadelphia, PA, July 5, 2016 – FinTech Acquisition Corp. (NASDAQ:FNTC) (“FinTech”) today announced that FinTech has set a record date of July 7, 2016 (the “Record Date”) and a meeting date |
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| July 5, 2016 |
FinTech Acquisition CURRENT REPORT (Prospectus) 425 1 f8k070516fintech.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or |
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| July 5, 2016 |
EX-99.1 2 f8k070516ex99ifintech.htm PRESS RELEASE Exhibit 99.1 FinTech Acquisition Corp. Announces Record and Meeting Dates for Special Meeting of Stockholders to Approve Acquisition of FTS Holding Corporation Philadelphia, PA, July 5, 2016 – FinTech Acquisition Corp. (NASDAQ:FNTC) (“FinTech”) today announced that FinTech has set a record date of July 7, 2016 (the “Record Date”) and a meeting date |
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| July 1, 2016 |
FINTECH ACQUISITION CORP. 512 Fifth Ave., 8th Floor New York, NY 10019 July 1, 2016 VIA EDGAR Larry Spirgel, Esq. William Mastrianna, Esq. Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Re: Fintech Acquisition Corp. Registration Statement on Form S-4 Originally Filed on May 5, 2016 As amended June 10, 2016 and June 24, 20 |
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| July 1, 2016 |
As filed with the Securities and Exchange Commission on July 1, 2016 As filed with the Securities and Exchange Commission on July 1, 2016 Registration No. |
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| June 27, 2016 |
EX-10.1 3 f8k062316ex10ifintech.htm SECURITIES PURCHASE AGREEMENT, DATED JUNE 23, 2016, BETWEEN FINTECH ACQUISITION CORP. AND FALCON STRATEGIC PARTNERS V, LP Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of June 23, 2016 by and among FinTech Acquisition Corp., a Delaware corporation (the “Company”), an |
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| June 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or o |
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| June 27, 2016 |
AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made as of June 24, 2016 (the “Effective Date”) by and among FINTECH ACQUISITION CORP., a Delaware corporation (“Parent”), FINTECH MERGER SUB, INC., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and FTS HOLDING COR |
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| June 27, 2016 |
AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER EX-2.1 2 f8k062316ex2ifintech.htm AMENDMENT NO. 1, DATED JUNE 24, 2016, TO AGREEMENT AND PLAN OF MERGER, DATED MARCH 7, 2016, BETWEEN FINTECH ACQUISITION CORP., FINTECH MERGER SUB, INC. AND FTS HOLDING CORPORATION Exhibit 2.1 Execution Version AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made as of June 24, 2016 (the “Ef |
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| June 27, 2016 |
Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of June 23, 2016 by and among FinTech Acquisition Corp., a Delaware corporation (the “Company”), and Falcon Strategic Partners V, LP (the “Purchaser”). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 10 here |
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| June 27, 2016 |
FinTech Acquisition CURRENT REPORT (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2016 FINTECH ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-36846 46-5380892 (State or other jurisdiction of incorporation or o |
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| June 27, 2016 |
As filed with the Securities and Exchange Commission on June 24, 2016 As filed with the Securities and Exchange Commission on June 24, 2016 Registration No. |
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| June 27, 2016 |
AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1(b) Execution Version AMENDMENT No. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made as of June 24, 2016 (the “Effective Date”) by and among FINTECH ACQUISITION CORP., a Delaware corporation (“Parent”), FINTECH MERGER SUB, INC., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and FTS HOLDING |
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| June 27, 2016 |
FinTech Acquisition Corp. Compensation Committee Charter Exhibit 99.2 FinTech Acquisition Corp. Compensation Committee Charter Purpose: The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of FinTech Acquisition Corp. (the “Company”) shall assist the Board in carrying out its responsibilities with respect to compensation. In particular, the Committee shall evaluate all compensation paid or payable to the Company’s Chairma |
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| June 27, 2016 |
Exhibit 4.1 FORM OF FINTECH ACQUISITION CORP. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PREFERRED STOCK FinTech Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “FinTech Acquisition Corp.” The Corporation was originally incorporat |
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| June 27, 2016 |
FINTECH ACQUISITION CORP. 512 Fifth Ave., 8th Floor New York, NY 10019 June 24, 2016 VIA EDGAR Larry Spirgel, Esq. William Mastrianna, Esq. Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Re: Fintech Acquisition Corp. Registration Statement on Form S-4 Originally Filed on May 5, 2016 As amended June 10, 2016 File No. 333-2 |
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| June 27, 2016 |
Exhibit 10.21 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of June 23, 2016 by and among FinTech Acquisition Corp., a Delaware corporation (the ?Company?), and Falcon Strategic Partners V, LP (the ?Purchaser?). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 10 her |
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| June 21, 2016 |
FinTech Acquisition PROSPECTUS (Prospectus) Filed by FinTech Acquisition Corp. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: FinTech Acquisition Corp. Commission File No.: 001-36846 This filing relates to a proposed business combination involving FinTech Acquisition Corp. and FTS Holding Corporation. On June 21, 2016, FinTech Acquisition Co |
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| June 10, 2016 |
EX-99.4 7 fs42016a1ex99ivfintechacq.htm FORM OF PROXY CARD Exhibit 99.4 FOR THE SPECIAL MEETING OF STOCKHOLDERS OF FINTECH ACQUISITION CORP. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS P R O X Y The undersigned hereby appoints Daniel G. Cohen and James J. McEntee, III (together, the "Proxies"), and each of them independently, with full power of substitution as proxies to vote the s |
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| June 10, 2016 |
CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.19 4 fs42016a1ex10xixfintech.htm AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.19 CARDCONNECT, LLC AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of [], 2016, by and between CardConnect Corp. (f/k/a FinTech Acquisition Corp.), a Delaware corporation (“Parent”), CardConnect, LLC (f/k/a Financial Transaction Services |
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| June 10, 2016 |
As filed with the Securities and Exchange Commission on June 10, 2016 As filed with the Securities and Exchange Commission on June 10, 2016 Registration No. |
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| June 10, 2016 |
FINTECH ACQUISITION CORP. 512 Fifth Ave., 8th Floor New York, NY 10019 June 10, 2016 VIA EDGAR Larry Spirgel, Esq. William Mastrianna, Esq. Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Re: Fintech Acquisition Corp. Registration Statement on Form S-4 Originally Filed on May 5, 2016 File No. 333-211139 Dear Messrs. Spirge |
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| June 8, 2016 |
FinTech Acquisition QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36846 FINTECH ACQUISITION COR |
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| May 23, 2016 |
FinTech Acquisition FORM 425 (Prospectus) Filed by FinTech Acquisition Corp. Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: FinTech Acquisition Corp. Commission File No.: 001-36846 This filing relates to a proposed business combination involving FinTech Acquisition Corp. and FTS Holding Corporation. On May 23, 2016, FinTech Acquisition Cor |
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| May 5, 2016 |
SUBSIDIARIES OF FINTECH ACQUISITION CORP EXHIBIT 21.1 SUBSIDIARIES OF FINTECH ACQUISITION CORP Name Jurisdiction FinTech Merger Sub, Inc. Delaware |
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| May 5, 2016 |
EXHIBIT 10.5 FinTech Acquisition Corp. 712 Fifth Avenue 12th Floor New York, New York 10019 Attention: James McEntee FinTech Investor Holdings, LLC (?Lender?) hereby agrees to make to FinTech Acquisition Corp. (?Borrower?), one or more loans for the purposes described in paragraph 2 hereof, in amounts and upon the terms and conditions set forth below: 1. AMOUNT Lender shall make one or more loans |
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| May 5, 2016 |
EX-10.4 12 fs42016ex10ivfintech.htm REGISTRATION RIGHTS AGREEMENT EXHIBIT 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 12, 2015, is made and entered into by and among each of FinTech Acquisition Corp., a Delaware corporation (the “Company”), FinTech Investor Holdings, LLC, a Delaware limited liability company (the “Sponsor”), Cantor |
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| May 5, 2016 |
INVESTMENT MANAGEMENT TRUST AGREEMENT EXHIBIT 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of February 12, 2015 by and between FinTech Acquisition Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company, a New York corporation (the ?Trustee?). WHEREAS, the Company?s registration statement on Form S-1, No. 333-200925 ( |
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| May 5, 2016 |
FORM OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CARDCONNECT CORP. EXHIBIT 3.2 FORM OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CARDCONNECT CORP. CardConnect Corp., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?CardConnect Corp.? The Corporation was originally incorporated under the name ?SPAC Acquisition Corp? pursuant to the |
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| May 5, 2016 |
AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT EXHIBIT 10.9 AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this ?Agreement?) is made as of the 12th day of January 2015, by and between FinTech Acquisition Corp., a Delaware corporation (the ?Company?), having its principal place of business at 712 Fifth Avenue, 12th Floor, New York, New York 10019, and FinTech Investor Holdings, LLC, a Delaware limited liabili |
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| May 5, 2016 |
CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.14 19 fs42016ex10xivfintech.htm FORM OF EMPLOYMENT AGREEMENT WITH JEFFREY SHANAHAN EXHIBIT 10.14 CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of [], 2016, by and between FinTech Acquisition Corp., a Delaware corporation (“Parent”), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a |
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| May 5, 2016 |
Exhibit 10.6 Promissory Note THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER THAT S |
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| May 5, 2016 |
CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT EXHIBIT 10.15 CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of [], 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?C |
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| May 5, 2016 |
AMENDED AND RESTATED BYLAWS FINTECH ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF FINTECH ACQUISITION CORP. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s regis |
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| May 5, 2016 |
EXHIBIT 10.1 February 12, 2015 FinTech Acquisition Corp. 712 Fifth Avenue 12th Floor New York, New York 10019 Re: Initial Public Offering Ladies and Gentlemen: This letter (?Letter Agreement?), by and between FinTech Acquisition Corp., a Delaware corporation (the ?Company?), and Cantor Fitzgerald & Co. (?Cantor Fitzgerald?), is being delivered in accordance with the Underwriting Agreement (the ?Un |
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| May 5, 2016 |
EXHIBIT 10.2 February 12, 2015 FinTech Acquisition Corp. 712 Fifth Avenue 12th Floor New York, New York 10019 Re: Initial Public Offering Ladies and Gentlemen: This letter (?Letter Agreement?) is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) entered into, or proposed to be entered into, by and between FinTech Acquisition Corp., a Delaware corpo |
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| May 5, 2016 |
FORM OF SECOND AMENDED AND RESTATED BYLAWS CARDCONNECT CORP. (THE “CORPORATION”) ARTICLE I EX-3.4 5 fs42016ex3ivfintech.htm FORM OF SECOND AMENDED AND RESTATED BYLAWS EXHIBIT 3.4 FORM OF SECOND AMENDED AND RESTATED BYLAWS OF CARDCONNECT CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware o |
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| May 5, 2016 |
CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT EXHIBIT 10.16 CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of [], 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?C |
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| May 5, 2016 |
EXHIBIT 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this ?Agreement?), dated as of February 12, 2015, is by and between FinTech Acquisition Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the ?Warrant Agent?) also referred to as the ?Transfer Agent?). WHEREAS, the Company has entered into those certain Unit |
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| May 5, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FINTECH ACQUISITION CORP. EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FINTECH ACQUISITION CORP. FinTech Acquisition Corp. (f/k/a SPAC Acquisition Corp.), a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?FinTech Acquisition Corp.? The original certificate of incorporation was filed with th |
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| May 5, 2016 |
Exhibit 10.10 Promissory Note THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER THAT |
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| May 5, 2016 |
FINTECH ACQUISITION CORP. A DELAWARE CORPORATION COMMON STOCK EXHIBIT 4.2 NUMBER SHARES SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 31809H 100 FINTECH ACQUISITION CORP. A DELAWARE CORPORATION COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE EACH, OF FINTECH ACQUISITION CORP. (THE ?CORPORATION?) transferable on the books of the Corporation in person or by duly authorized attorney u |
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| May 5, 2016 |
AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT EXHIBIT 10.8 AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT This UNIT SUBSCRIPTION AGREEMENT (this ?Agreement?) is made as of the 12th day of January 2015, by and between FinTech Acquisition Corp., a Delaware corporation (the ?Company?), having its principal place of business at 712 Fifth Avenue, 12th Floor, New York, New York 10019, and Cantor Fitzgerald & Co., a New York partnership (?Subscrib |
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| May 5, 2016 |
CARDCONNECT, LLC FORM OF EMPLOYMENT AGREEMENT EXHIBIT 10.18 CARDCONNECT, LLC FORM OF EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is made as of [], 2016, by and between FinTech Acquisition Corp., a Delaware corporation (?Parent?), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a Delaware limited liability company and indirect wholly-owned subsidiary of Parent (the ?Company?), and Angelo Grecco (?Executive?). |
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| May 5, 2016 |
FINTECH ACQUISITION CORP. AUDIT COMMITTEE CHARTER EXHIBIT 99.1 FINTECH ACQUISITION CORP. AUDIT COMMITTEE CHARTER MISSION STATEMENT The Audit Committee is appointed by the Board of Directors to assist the Board in fulfilling its oversight duties and in this capacity: ? Is responsible for appointing the Company?s independent auditors and exercising oversight thereof; ? Is delegated the authority to receive funds and engage advisors as needed; ? Sha |
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| May 5, 2016 |
As filed with the Securities and Exchange Commission on May 4, 2016 As filed with the Securities and Exchange Commission on May 4, 2016 Registration No. |
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| May 5, 2016 |
EXHIBIT 10.7 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made as of February 12, 2015, by and between FINTECH ACQUISITION CORP., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided with adequa |
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| May 5, 2016 |
FINTECH ACQUISITION CORP. CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14.1 FINTECH ACQUISITION CORP. CODE OF BUSINESS CONDUCT AND ETHICS Introduction This Code of Business Conduct and Ethics covers a wide range of business practices and procedures. It does not cover every issue that may arise, but it sets out basic principles to guide all employees of FinTech Acquisition Corp. (?FinTech?). All of our employees must conduct themselves accordingly and seek to |
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| May 5, 2016 |
FinTech Acquisition Corp. Compensation Committee Charter EXHIBIT 99.2 FinTech Acquisition Corp. Compensation Committee Charter Purpose: The Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of FinTech Acquisition Corp. (the ?Company?) shall assist the Board in carrying out its responsibilities with respect to compensation. In particular, the Committee shall evaluate the compensation paid or payable to the Company?s Chairma |
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| May 5, 2016 |
EXHIBIT 4.1 SPECIMEN UNIT CERTIFICATE [] UNITS U-[] SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 31809H 209 FINTECH ACQUISITION CORP. UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (?Unit?) consists of one (1) share of common stock, $0.001 par value per share (the ?Common Stock?), of FinTech Acqu |
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| May 5, 2016 |
CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.17 22 fs42016ex10xviifintech.htm FORM OF EMPLOYMENT AGREEMENT WITH ROBERT NATHAN EXHIBIT 10.17 CARDCONNECT, LLC FORM OF AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of [], 2016, by and between FinTech Acquisition Corp., a Delaware corporation (“Parent”), CardConnect, LLC (f/k/a Financial Transaction Services, LLC), a De |
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| April 18, 2016 |
Polar Securities Inc.: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FinTech Acquisition Corp. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 31809H100 (CUSIP Number) July 1, 2015 (Date of Event which Requires Filing of |
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| April 18, 2016 |
Polar Asset Management Partners Inc.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FinTech Acquisition Corp. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 31809H100 (CUSIP Number) December 31, 2015 (Date of Event w |
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| April 7, 2016 |
CUSIP No. 31809H209 SCHEDULE 13D EXHIBIT 3 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D (the “Schedule 13D”) with respect to the common stock of FinTech Acquisition Corp. is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securi |
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| April 7, 2016 |
CONTINGENT SALE AND ASSIGNMENT OF ECONOMIC INTEREST Exhibit 2 Execution Version CONTINGENT SALE AND ASSIGNMENT OF ECONOMIC INTEREST This Contingent Sale and Assignment of Economic Interest Agreement (this “Agreement”) is entered as of February 12, 2015 by and among Cohen Sponsor Interests, LLC (the “Company”), Ithan Creek Master Investors (Cayman) L. |
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| April 7, 2016 |
CUSIP No. 31809H209 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FinTech Acquisition Corp. (Name of Issuer) Common Stock ($0.001 par value per share) (Title of Class of Securities) 31809H209 (CUSIP Number of Class of Securities) Emily D. Babalas Wellington Management Company LLP 280 Con |
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| April 7, 2016 |
Exhibit 1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is entered as of April 1, 2016 by and among Daniel G. |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) FINTECH ACQUISITION CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31809H209 (CUSIP Number) FinTech Acquisition Corp. 712 Fifth Ave., 8th Floor New York, New York 10019 212 506-3808 With a copy to: Amanda Ab |
