Mga Batayang Estadistika
CIK | 1494538 |
SEC Filings
SEC Filings (Chronological Order)
April 2, 2019 |
CCT / Corporate Capital Trust, Inc. NOTIFICATION OF WITHDRAWAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election |
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January 9, 2019 |
CCT / Corporate Capital Trust, Inc. FORM 15-12B Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38287 Corporate Capital Trust, Inc.* (Exact name of registra |
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December 20, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 31, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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December 19, 2018 |
Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR Announces Closing of Merger of FS Investment Corporation and Corporate Capital Trust Combination Creates Second-Largest Publicly Traded BDC FS Investment Corporation Renamed FS KKR Capital Corp. and Will Trade under Ticker Symbol FSK on NYSE Board of Directors Authorizes $200 Million Share Repurchase Program PHILADELPHIA and NEW YORK – December 19, 2 |
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December 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 19, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation) (Co |
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December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 6, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or |
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December 3, 2018 |
Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE |
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December 3, 2018 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Invest |
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December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 3, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation) (Com |
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December 3, 2018 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Invest |
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December 3, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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December 3, 2018 |
EX-99.1 3 d668902dex991.htm EX-99.1 Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Investments and KKR Credit Adviso |
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December 3, 2018 |
EX-3.1 2 d668902dex31.htm EX-3.1 Exhibit 3.1 FS INVESTMENT CORPORATION ARTICLES OF AMENDMENT FS Investment Corporation, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: The Corporation desires to, and hereby does, amend its charter (the “Charter”) as currently in effect as hereinafter set forth. S |
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November 16, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION OFFICIAL NOTICE We urgently need your vote to approve FSIC’s proposals! The annual meeting of stockholders is fast approaching. |
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November 16, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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November 13, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following are excerpts from Corporate Capital Trust, Inc.’s earnings call held on November 8, 2018 for the period ended September 30, 2018. Todd Chris |
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November 13, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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November 8, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS Investment Corporation OFFICIAL NOTICE We urgently need your vote to approve FSIC’s proposals! The annual meeting of stockholders is fast approaching. |
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November 8, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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November 8, 2018 |
CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file num |
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November 8, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following is an excerpt from Corporate Capital Trust, Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2018, filed on November |
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November 7, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) 425 1 cct-425110718.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following are excerpts from a press release attached to Corporate Capital Trust Inc.’s cu |
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November 7, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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November 7, 2018 |
Corporate Capital Trust, Inc. Reports Third Quarter 2018 Results EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Third Quarter 2018 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended September 30, 2018. Financial Highlights for the Quarter Ended September 30, 2018 ● Pro forma net inv |
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November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or |
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October 29, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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October 29, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION October 29, 2018 Your vote is missing! FS Investment Corporation is hosting its annual meeting of stockholders on December 3, 20 |
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October 19, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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October 19, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) 425 1 cct-425101918.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION October 19, 2018 Dear Fellow Stockholder, As Chairman and Chief Exe |
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October 9, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) 425 1 cct-425100918.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 |
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October 9, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 1 d633611d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. File No. of Related Registration Statement: 333-226410 YOUR VOTE MATTERS Please take action today Dear Fellow Stockholder, As the Chairman and CEO of FS Investmen |
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October 4, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) 425 1 cct-425100418.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FSIC/CCT PROXY IS LIVE Please encourage your clients to vote when they receive their proxy ma |
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October 4, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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September 27, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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September 27, 2018 |
CCT / Corporate Capital Trust, Inc. DEFM14A DEFM14A 1 d608072ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: |
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August 14, 2018 |
CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 On August 10, 2018, Corporate Capital Trust, Inc. (“CCT”) held a conference call to discuss CCT’s financial results for the quarter ended June 30, 2018. The |
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August 13, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 1 d563742d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 On August 10, 2018, FS Investment Corporation (“FSIC”) held a conference call to discuss FSIC’s financial results for the quarter ende |
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August 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Orga |
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August 10, 2018 |
FS/KKR Advisor Announces the Closing of a New Five-Year, $3.435 Billion Revolving Credit Facility EX-99.1 3 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-k Exhibit 99.1 FS/KKR Advisor Announces the Closing of a New Five-Year, $3.435 Billion Revolving Credit Facility PHILADELPHIA and NEW YORK, Aug. 9, 2018 /PRNewswire/ - FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Investments and KKR Credit that serves as the investment adviser to six business development companies (BDCs), |
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August 10, 2018 |
EX-10.1 2 ex10-1.htm SENIOR SECURED REVOLVING CREDIT AGREEMENT Corporate Capital Trust, Inc. 8-k Exhibit 10.1 EXECUTION VERSION SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 9, 2018 among CORPORATE CAPITAL TRUST, INC., FS INVESTMENT CORPORATION, FS INVESTMENT CORPORATION II, and FS INVESTMENT CORPORATION III, as Borrowers, The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Ad |
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August 9, 2018 |
Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Second Quarter 2018 Results and Declares Regular Dividend for Third Quarter SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended June 30, 2018, and announced that its board of directors has declared its third quarter |
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August 9, 2018 |
8-K 1 cct-8k080918.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other |
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August 9, 2018 |
CCT / Corporate Capital Trust, Inc. EARNINGS AND 10-Q (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following is an excerpt from Corporate Capital Trust Inc.’s quarterly report on Form 10-Q for the period ended June 30, 2018, filed on August 9, 2018. O |
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August 9, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. |
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August 9, 2018 |
CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report) 10-Q 1 cct-063018x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT O |
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July 24, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 1 d582727d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS Analyst Call Prosek Partners July 23, 2018 Transcript by TransPerfect OPERATOR: Good morning ladies and gentlemen, welcome to today |
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July 24, 2018 |
CCT / Corporate Capital Trust, Inc. AGREEMENT AND PLAN OF MERGER (Prospectus) Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 CCT Analyst Call Prosek Partners July 23, 2018 Transcript by TransPerfect OPERATOR: Good morning ladies and gentlemen, welcome to today’s conference call to |
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July 23, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 1 d566937d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 Attached hereto as Exhibit 1 is an Investor Presentation. Attached hereto as Exhibit 2 is a Q&A: FS Investment Corporation/Corporate C |
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July 23, 2018 |
425 1 cct-425072318.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 Explanatory Note Attached hereto as Exhibit 1 is an investor presentation regarding the propose |
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July 23, 2018 |
Corporate Capital Trust 425 Exhibit 1 MERGER OF FS INVESTMENT CORPORATION & CORPORATE CAPITAL TRUST Investor presentation JULY 23, 2018 All data in presentation as of 3/31/2018 unless otherwise stated 1. |
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July 23, 2018 |
Corporate Capital Trust 425 Exhibit 2 Q&A: FS Investment Corporation / Corporate Capital Trust Merger 1. |
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July 23, 2018 |
Corporate Capital Trust, Inc. 425 425 1 cct-425072218.htm CURRENT REPORT Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 1 |
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July 23, 2018 |
Corporate Capital Trust, Inc. 425 Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made and entered into on July 22, 2018 (the “Effective Date”), by and between Corporate Capital Trust, Inc., a Maryland corporation (the “Company,” which term shall include, where appropriate, any Entity (as hereinafter defined) controlled directly or indirectly by the Comp |
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July 23, 2018 |
Corporate Capital Trust, Inc. 425 Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment C |
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July 23, 2018 |
AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS CORPORATE CAPITAL TRUST, INC. Corporate Capital Trust, Inc. 425 Exhibit 3.1 AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS OF CORPORATE CAPITAL TRUST, INC. Pursuant to ARTICLE XIV of the Third Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a Maryland corporation (the “Corporation”), the Bylaws have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI IND |
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July 23, 2018 |
EX-2.1 2 ex2-1.htm AGREEMENT AND PLAN OF MERGER Corporate Capital Trust, Inc. 425 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion o |
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July 23, 2018 |
AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS CORPORATE CAPITAL TRUST, INC. Corporate Capital Trust, Inc. 8-K Exhibit 3.1 AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS OF CORPORATE CAPITAL TRUST, INC. Pursuant to ARTICLE XIV of the Third Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a Maryland corporation (the “Corporation”), the Bylaws have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI IND |
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July 23, 2018 |
Corporate Capital Trust, Inc. 8-K Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Capital Stock 2 1.6 Charter and Bylaws of the |
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July 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ |
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July 23, 2018 |
Corporate Capital Trust, Inc. 8-K Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made and entered into on July 22, 2018 (the “Effective Date”), by and between Corporate Capital Trust, Inc., a Maryland corporation (the “Company,” which term shall include, where appropriate, any Entity (as hereinafter defined) controlled directly or indirectly by the Comp |
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July 23, 2018 |
Corporate Capital Trust, Inc. 8-K Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment C |
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July 23, 2018 |
FSIC / FS Investment Corporation 425 (Prospectus) 425 1 d566937d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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July 23, 2018 |
EX-2.1 2 d566937dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Capital Stock 2 1.6 Charter a |
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July 23, 2018 |
EX-99.1 4 d566937dex991.htm EX-99.1 Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment |
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July 23, 2018 |
Amendment No. 1 to the Second Amended and Restated Bylaws of FS Investment Corporation EX-3.1 Exhibit 3.1 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED BYLAWS OF FS INVESTMENT CORPORATION Pursuant to ARTICLE XV of the Second Amended and Restated Bylaws (the “Bylaws”) of FS Investment Corporation, a Maryland corporation (the “Corporation”), the Bylaws of the Corporation have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI EXCLUSIVE FORUM Un |
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May 15, 2018 |
8-K 1 cct-8k051518.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other J |
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May 15, 2018 |
Corporate Capital Trust, Inc. Reports First Quarter 2018 Results Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports First Quarter 2018 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended March 31, 2018, and announced that its board of directors has declared its second quarter 2018 regular dividend. Financial Highlights fo |
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May 14, 2018 |
Exhibit 10.1 Execution Copy SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This Second Amendment to Loan and Security Agreement (this "Amendment"), dated as of January 16, 2018, is entered into among CCT New York Funding, LLC (f/k/a CCT SE I LLC), a Delaware limited liability company, as borrower (the "Company"); Corporate Capital Trust, Inc., as portfolio manager (the "Portfolio Manager"); State |
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May 14, 2018 |
CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report) 10-Q 1 cct-033118x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT |
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April 20, 2018 |
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April 20, 2018 |
CCT / Corporate Capital Trust, Inc. 10-K/A (Annual Report) 10-K/A 1 cct-123117x10ka.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 8 |
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April 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ |
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April 9, 2018 |
INVESTMENT ADVISORY AGREEMENT BETWEEN CORPORATE CAPITAL TRUST, INC. AND FS/KKR ADVISOR, LLC Corporate Capital Trust, Inc. 8-K Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT BETWEEN CORPORATE CAPITAL TRUST, INC. AND FS/KKR ADVISOR, LLC This Investment Advisory Agreement (this “Agreement”) is made as of April 9, 2018, by and between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (the “Company”), and FS/KKR ADVISOR, LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the |
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April 9, 2018 |
ADMINISTRATIVE SERVICES AGREEMENT Corporate Capital Trust, Inc. 8-K Exhibit 10.2 ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement (this “Agreement”) is made as of April 9, 2018, by and between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (hereinafter referred to as the “Company”), and FS/KKR ADVISOR, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”). W I T N |
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April 9, 2018 |
Corporate Capital Trust, Inc. 8-K Exhibit 99.1 FS Investments and KKR Close Transaction, Creating Largest BDC Platform Investors Overwhelmingly Approve New Partnership PHILADELPHIA, PA, and NEW YORK, NY – April 9, 2018 – FS Investments and KKR today announced the closing of their previously announced transaction to create the market’s largest business development company (BDC) platform, with $18 b |
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April 4, 2018 |
8-K 1 cct-8k032918.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 29, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other |
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March 26, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 cct-8k032618.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other |
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March 14, 2018 |
Subsidiaries of the Registrant (Filed herewith) EXHIBIT 21.1 All entities were formed in Delaware, unless otherwise noted, and all entities do business under the name listed. ENTITIES CCT Dublin Funding Designated Activity Company CCT Funding LLC CCT Holdings LLC CCT Holdings II LLC CCT New York Funding LLC CCT SE III LLC CCT SE IV LLC CCT SE V LLC CCT SE VI LLC CCT SE VII LLC CCT Tokyo Funding LLC FCF LLC Halifax Funding LLC Paris Funding LLC |
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March 14, 2018 |
CCT / Corporate Capital Trust, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00827 CORPORATE CAPITAL TRUST, IN |
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March 14, 2018 |
Amended and Restated Code of Ethics (Filed herewith) CODE OF ETHICS - RULE 17j-1 A. Policy Overview: Rule 17j-l (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940 Act”) requires, in part, that the Company and the Advisor adopt a written code of ethics containing provisions reasonably necessary to prevent its Access Persons (as that term is defined in the Rule and further described in Section B.2 below) from engaging in any |
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March 6, 2018 |
Corporate Capital Trust, Inc. Reports Fourth Quarter and Full Year 2017 Results EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Fourth Quarter and Full Year 2017 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter and year ended December 31, 2017. Financial Highlights for the Quarter Ended December 31, 20 |
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March 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ |
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February 15, 2018 |
CCT / Corporate Capital Trust, Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS DEFA14A 1 cct-defa14a021418.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Ch |
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January 23, 2018 |
CCT / Corporate Capital Trust, Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 cct-def14a032618.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box |
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January 23, 2018 |
CCT / Corporate Capital Trust, Inc. CORRESP Cira Centre 2929 Arch Street Philadelphia, PA 19104-2808 +1 215 994 4000 Main +1 215 994 2222 Fax www. |
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January 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or |
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November 9, 2017 |
EX-10.2 Exhibit 10.2 Execution Version AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of September 20, 2017 (this “Amendment”) between CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders executing this Agreement on the signature pages hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below. The Borrow |
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November 9, 2017 |
CCT / Corporate Capital Trust, Inc. FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 9, 2017 |
EX-10.1 Exhibit 10.1 Execution Copy AMENDMENT TO LOAN AND SECURITY AGREEMENT This Amendment to Loan and Security Agreement (this “Amendment”), dated as of September 1, 2017, is entered into among CCT SE I LLC, a Delaware limited liability company, as borrower (the “Company”); Corporate Capital Trust, Inc., as portfolio manager (the “Portfolio Manager”); State Street Bank and Trust Company (“State |
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November 9, 2017 |
EX-10.3 Exhibit 10.3 EXECUTION VERSION FIRST AMENDMENT TO LOAN AND SERVICING AGREEMENT (CCT Tokyo Funding LLC) THIS FIRST AMENDMENT TO LOAN AND SERVICING AGREEMENT, dated as of September 20, 2017 (this “Amendment”), is entered into by and among CCT TOKYO FUNDING LLC, as the Borrower (the “Borrower”), CORPORATE CAPITAL TRUST, INC., as the Servicer, the Lender identified on the signature pages heret |
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November 9, 2017 |
EX-10.4 EXHIBIT 10.4 EXECUTION VERSION AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of October 6, 2017 between CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders executing this Agreement on the signature pages hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below. The Borrower, the Lenders party |
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August 11, 2017 |
CCT / Corporate Capital Trust, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00827 CORPORATE CAPITAL TRUST, INC. (Exac |
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March 2, 2015 |
CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SCHEDULE TO AMENDMENT NO 1 Schedule TO Amendment No 1 As filed with the Securities and Exchange Commission on March 2, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 13, 2015 |
Form of Notice of Withdrawal EXHIBIT 99(a)(1)(C) ** ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES ** Return to: Corporate Capital Trust, Inc. |
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January 13, 2015 |
Offer to Purchase EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $9. |
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January 13, 2015 |
Corporate Capital Trust, Inc. 430 W. 7th Street Ste. 219001 Kansas City, MO 64105-1407 Shareholder Letter and Summary Advertisement EXHIBIT 99(a)(1)(D) January 13, 2015 Dear Shareholder: 450 S. |
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January 13, 2015 |
IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. Form of Letter of Transmittal EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. |
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January 13, 2015 |
CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I SC TO-I As filed with the Securities and Exchange Commission on January 13, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 9, 2015 |
Fifth Amendment to Credit Agreement Exhibit 10.39 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (together with all schedules and exhibits hereto, this “Fifth Amendment”), dated as of January 9, 2015 (the “Fifth Amendment Closing Date”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK |
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January 9, 2015 |
Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2015 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporatio |
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December 23, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora |
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December 23, 2014 |
EX-99.1 2 d841728dex991.htm PRESS RELEASE Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST ANNOUNCES CHANGE IN OFFERING PRICE —Public offering price per share adjusts to $11.00 — (ORLANDO, Fla.) Dec. 23, 2014 – The board of directors of Corporate Capital Trust has announced that, due to a d |
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December 1, 2014 |
CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SCHEDULE TO - AMENDMENT NO 1 Schedule TO - Amendment No 1 As filed with the Securities and Exchange Commission on December 1, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 25, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 24, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora |
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November 25, 2014 |
Commitment Increase Agreement Exhibit 10.1 COMMITMENT INCREASE AGREEMENT November 24, 2014 JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders party to the Credit Agreement referred to below (the “Administrative Agent”) 500 Stanton Christiana Road, Ops 2 Floor 3 Newark, DE 19713-2107 Attention: Heshan Wanigasekera (Telecopy No.: 302-634-4166) Ladies and Gentlemen: We refer to the $4 |
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November 13, 2014 |
EX-99.1 2 d778711dex991.htm PRESS RELEASE Exhibit 99.1 Press Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES THIRD QUARTER RESULTS — Company’s balance sheet is well positioned for market volatility — (ORLANDO, Fla.) Nov. 13, 2014 – Corporate Capital Trust, a business development company that pro |
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November 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 13, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora |
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November 7, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporat |
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October 24, 2014 |
CORPORATE CAPITAL TRUST TO HOLD QUARTERLY EARNINGS CALL ON NOV. 14, 2014 Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST TO HOLD QUARTERLY EARNINGS CALL ON NOV. 14, 2014 (ORLANDO, Fla.) Oct. 24, 2014 – Corporate Capital Trust, a non-traded business development company that provides individuals the opportunity to invest in the debt of privately own |
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October 24, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporat |
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October 14, 2014 |
EX-99.(A)(1)(C) 4 d804219dex99a1c.htm FORM OF NOTICE OF WITHDRAWAL. EXHIBIT 99(a)(1)(C) **ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES** Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Client Services: Toll-Free (866) 650-0650 Fax (877) 694-1116 WITHDRAWAL OF SHARE REPURCHASE REQUEST Instructions COMPLETE AND |
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October 14, 2014 |
Offer to Purchase, dated October 14, 2014. EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.06 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON NOVEMBER 26, 2014, UNLESS THE OFFER IS EXTENDED. To the Shareholde |
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October 14, 2014 |
EX-99.(A)(1)(D) 5 d804219dex99a1d.htm SHAREHOLDER LETTER AND SUMMARY ADVERTISEMENT, DATED OCTOBER 14, 2014. EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 October 14, 2014 Dear Shareholder: THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTE |
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October 14, 2014 |
IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. Form of Letter of Transmittal. EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. This is the Letter of Transmittal for the Share Repurchase Program for the quarter e |
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October 14, 2014 |
CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I SC TO-I As filed with the Securities and Exchange Commission on October 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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September 9, 2014 |
CCT / Corporate Capital Trust, Inc. POS EX - - POST EFFECTIVE AMENDMENT NO 3 As filed with the Securities and Exchange Commission on September 8, 2014 1933 Act File No. |
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September 8, 2014 |
CORPORATE CAPITAL TRUST, INC. SECOND AMENDED AND RESTATED BYLAWS Second Amended and Restated Bylaws Exhibit 3.1 CORPORATE CAPITAL TRUST, INC. SECOND AMENDED AND RESTATED BYLAWS These Second Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), having National Registered Agents, Inc. of MD appointed as its resident agent located at 351 W. Camden Street, Baltim |
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September 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or O |
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August 29, 2014 |
CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SC TO-I/A As filed with the Securities and Exchange Commission on August 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 15, 2014 |
8-K 1 d774617d8k.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdi |
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August 15, 2014 |
CORPORATE CAPITAL TRUST REPORTS SECOND QUARTER 2014 RESULTS Press Release Exhibit 99.1 Press Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST REPORTS SECOND QUARTER 2014 RESULTS (ORLANDO, Fla.) Aug. 15, 2014 – Corporate Capital Trust, a business development company that provides individuals the opportunity to invest in the debt of privately owned American companies, |
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August 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or Org |
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July 31, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or Organ |
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July 28, 2014 |
CCT / Corporate Capital Trust, Inc. POS 8C - - POST EFFECTIVE AMENDMENT NO 2 TO FORM N-2 Table of Contents As filed with the Securities and Exchange Commission on July 25, 2014 1933 Act File No. |
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July 28, 2014 |
CCT / Corporate Capital Trust, Inc. CORRESP - - SEC Correspondence Letter Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 July 25, 2014 CORRESPONDENCE FILED VIA EDGAR SUBMISSION James E. O’Connor, Esq. Senior Counsel Christina DiAngelo Fettig Senior Staff Accountant U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Re: Corporate Capital |
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July 28, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent Exhibit (n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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July 28, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-2.(N)(4) 3 d746910dex2n4.htm CONSENT Exhibit (n)(4) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 2 to Registration Statement No. 333-189544 on Form N-2 of our report dated May 7, 2014, relating to the information set forth under the heading “Senior Securities” and to the references to us under the head |
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July 14, 2014 |
EX-99.(A)(1)(A) 2 d754427dex99a1a.htm OFFER TO PURCHASE EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.15. THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON AUGUST 27, 2014, UNLESS THE OFFER IS EXTENDED. To the Sha |
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July 14, 2014 |
EX-99.(A)(1)(C) 4 d754427dex99a1c.htm FORM OF NOTICE OF WITHDRAWAL. Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 NOTICE OF WITHDRAWAL Information THIS IS A WITHDRAWAL REQUEST. COMPLETE AND RETURN THIS FORM ONLY IF YOU WISH TO WITHDRAW YOUR PENDING SHARE REPURCHA |
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July 14, 2014 |
IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. Form of Letter of Transmittal. Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. This is the Letter of Transmittal for the Share Repurchase Program for the quarter e |
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July 14, 2014 |
Corporate Capital Trust, Inc. 430 W. 7th Street Ste. 219001 Kansas City, MO 64105-1407 Shareholder Letter and Summary Advertisement Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 July 14, 2014 Dear Shareholder: THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED JUNE 30, 2014. PLEASE DISREGARD THIS NOTICE IF YOU HAVE NO |
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July 14, 2014 |
CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I As filed with the Securities and Exchange Commission on July 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 2, 2014 |
As filed with the Securities and Exchange Commission on June 2, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 22, 2014 |
Omnibus Amendment Exhibit 10.1 Execution Version OMNIBUS AMENDMENT OMNIBUS AMENDMENT (this “Amendment”) dated as of May 19, 2014 among CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders party hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below and as Collateral Agent (the “Collateral Agent” |
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May 22, 2014 |
Senior Secured Term Loan Agreement Exhibit 10.2 SENIOR SECURED TERM LOAN CREDIT AGREEMENT dated as of May 20, 2014 Among CORPORATE CAPITAL TRUST, INC. The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P. MORGAN SECURITIES LLC MIZUHO BANK, LTD. HSBC SECURITIES (USA) INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BARCLAYS BANK PLC and GREENSLEDGE CAPITAL MARK |
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May 22, 2014 |
Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST CLOSES $400 MILLION SENIOR SECURED TERM LOAN — Total borrowing capacity increases to $1.43 billion — (ORLANDO, Fla.) May 22, 2014 — Corporate Capital Trust, a business development company that provides individuals the opportun |
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May 22, 2014 |
8-K 1 d729075d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or other jurisdict |
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May 13, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of |
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May 7, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent Exhibit 2(n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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May 7, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm Exhibit 2(n)(3) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Corporate Capital Trust, Inc. |
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May 7, 2014 |
- POST EFFECTIVE AMENDMENT NO 1 TO FORM N-2 Post Effective Amendment No 1 to Form N-2 Table of Contents As filed with the Securities and Exchange Commission on May 7, 2014 1933 Act File No. |
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April 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction |
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April 15, 2014 |
Form of Notice EXHIBIT (a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN CORPORATE CAPITAL TRUST, INC. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE REQUEST. PLEASE ONLY COMPLETE AND RETURN THIS FO |
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April 15, 2014 |
EX-99.A.1.D 5 d711780dex99a1d.htm SHAREHOLDER LETTER EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2014. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KIN |
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April 15, 2014 |
As filed with the Securities and Exchange Commission on April 15, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 15, 2014 |
EX-99.A.1.A 2 d711780dex99a1a.htm OFFER TO PURCHASE EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.12 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON MAY 28, 2014, UNLESS THE OFFER IS EXTENDED. To the Shareholde |
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April 15, 2014 |
Form of Letter EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended March 31, 2014, pursuant to the Offer to Purchase dated April 15, 2014 (the “Offer to Purch |
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April 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o |
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April 10, 2014 |
Commitment Increase Agreement between the Company and JPMorgan Chase Bank, N.A., Exhibit 10.1 COMMITMENT INCREASE AGREEMENT March 31, 2014 JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders party to the Credit Agreement referred to below (the “Administrative Agent”) 500 Stanton Christiana Road, Ops 2 Floor 3 Newark, DE 19713-2107 Attention: Brittany Duffy (Telecopy No.: 302-634-473 |
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March 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other juri |
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March 24, 2014 |
Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS YEAR-END 2013 RESULTS AND ANNOUNCES DATE OF EARNINGS CALL — Returns remain strong as the portfolio continues its shift to more originated transactions — (ORLANDO, Fla.) March 24, 2014 – Corporate Capital Trust, a busin |
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March 20, 2014 |
DEF 14A 1 d672466ddef14a.htm DEFINITIVE PROXY STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary |
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March 3, 2014 |
- SCHEDULE TO - AMENDMENT NO 1 As filed with the Securities and Exchange Commission on March 3, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 31, 2014 |
Exhibit 10.26 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT, dated as of January 28, 2014 (together with all schedules and exhibits hereto, this “Fourth Amendment”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”) as administrative agent (in such capacity, the “Admin |
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January 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdictio |
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January 14, 2014 |
As filed with the Securities and Exchange Commission on January 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 14, 2014 |
EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended December 31, 2013, pursuant to the Offer to Purchase dated January 14, 2014 (the “Offer to Purchase”), to |
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January 14, 2014 |
Form of Notice of Withdrawal EXHIBIT 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. |
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January 14, 2014 |
EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2013, AT A PURCHASE PRICE PER SHARE EQUAL TO $10. |
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January 14, 2014 |
Shareholder Letter EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. Janu |
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December 20, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |
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December 20, 2013 |
EX-99.1 2 d648548dex991.htm PRESS RELEASE EXHIBIT 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES SPECIAL YEAR-END DISTRIBUTION — Special distribution of $0.03 per share increases distribution rate received over the year to 7.4%— (ORLANDO, Fla.) Dec. 20, 2013 – Corporate Capital Trust, a busin |
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December 17, 2013 |
Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.30 — (ORLANDO, Fla.) Dec. 17, 2013 – The Board of Directors of Corporate Capital Trust, a business development company that provides individuals the opportunity to |
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December 17, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |
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November 25, 2013 |
- AMENDMENT NO. 1 TO SCHEDULE TO As filed with the Securities and Exchange Commission on November 25, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 21, 2013 |
Press release Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.20 — (ORLANDO, Fla.) Nov. 21, 2013 – The Board of Directors of Corporate Capital Trust, a business development company that provides individuals the |
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November 21, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |
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November 15, 2013 |
Press Release Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS THIRD QUARTER RESULTS — Returns remain strong as portfolio focus shifts towards originated transactions — (ORLANDO, Fla.) Nov. 14, 2013 – Corporate Capital Trust, a business development company that provides individuals the op |
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November 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |
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October 30, 2013 |
October 30, 2013 VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc. - Registration Statement on Form N-2 (File No. 333-189544) Dear Mr. O’Connor: On behalf of Corporate Capital Trust, Inc. (the “Compan |
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October 16, 2013 |
Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 October 15, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Senior Counsel Division of Investment Management 100 F Street, N.E. United States Securities and Exchange Commission Washington, D.C. 20549 Re: Corporate Capital Trust, Inc. Pre-Effecti |
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October 9, 2013 |
As filed with the Securities and Exchange Commission on October 9, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 9, 2013 |
EX-99.(A)(1)(B) 3 ex99-a1b.htm FORM OF LETTER OF TRANSMITTAL Corporate Capital Trust SC TO I Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended September 30, |
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October 9, 2013 |
Corporate Capital Trust SC TO I Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9. |
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October 9, 2013 |
Corporate Capital Trust SC TO I Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED SEPTEMBER 30, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THI |
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October 9, 2013 |
Corporate Capital Trust SC TO I Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. |
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September 10, 2013 |
Corporate Capital Trust 8-K Exhibit 10.1 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of September 4, 2013 among CORPORATE CAPITAL TRUST, INC. The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent ING CAPITAL LLC, as Syndication Agent $285,000,000 JPMORGAN SECURITIES LLC ING CAPITAL LLC as Joint Bookrunners and Joint Lead Arrangers TABLE OF CONTENTS Page ARTICLE I DE |
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September 10, 2013 |
Corporate Capital Trust, Inc. 8-K Exhibit 10.2 GUARANTEE AND SECURITY AGREEMENT dated as of September 4, 2013 between CORPORATE CAPITAL TRUST, INC., as Borrower, THE SUBSIDIARY GUARANTORS, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and JPMORGAN CHASE BANK, N.A., as Collateral Agent TABLE OF CONTENTS Page SECTION 1. DEFINITIONS, ETC. 2 1.01 Certain Uniform Commercial Code Terms 2 1.02 A |
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September 10, 2013 |
Corporate Capital Trust, Inc. 8-K Exhibit 10.3 CONTROL AGREEMENT This Control Agreement (this “Agreement”), dated September 4, 2013 is by and among Corporate Capital Trust, Inc. (the “Borrower”), JPMorgan Chase Bank, N.A., as collateral agent for the Lenders (as defined below) and certain other secured parties (in such capacity, including any successor in such capacity, the “Agent”), and State Str |
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September 10, 2013 |
EX-99.1 5 ex99-1.htm PRESS REPLEASE Corporate Capital Trust 8-K Exhibit 99.1 Press Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY -New Credit Facility Targeted for Financing Originated Transactions- (ORLANDO, Fla.) Sept. 10, 2013 – Corporate Capital Trust, a business development compan |
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September 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 4, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or other jurisdiction of incorporation or o |
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September 5, 2013 |
Corporate Capital Trust 8-K Exhibit 10-1 Amended and Restated Committed Facility Agreement BNP Paribas prime brokerage, inc. |
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September 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction |
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August 27, 2013 |
As filed with the Securities and Exchange Commission on August 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 26, 2013 |
Corporate Capital Trust 8-K Exhibit 10.2 AMENDING AGREEMENT THIS AMENDING AGREEMENT dated as of the 22 day of July, 2013 MADE BETWEEN: THE BANK OF NOVA SCOTIA (“Scotia”) AND: HALIFAX FUNDING LLC (“Halifax”) AND: CORPORATE CAPITAL TRUST, INC. (“CCT”) AND: THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK (“BNSTrust”) WHEREAS Scotia and Halifax have entered into an ISDA Master Agreement, dated as of |
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July 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o |
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July 26, 2013 |
Corporate Capital Trust 8-K Exhibit 10.1 CONTROL AGREEMENT Control Agreement dated as of July 22, 2013 (this “Agreement”), by and among The Bank of Nova Scotia (“Party A”), Halifax Funding LLC (“Party B”), and State Street Bank and Trust Company (the “Custodian”). WHEREAS, pursuant to a custodian contract between the Custodian and Party B (as amended and in effect from time to time, the “Custodian |
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July 18, 2013 |
Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 July 18, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. Division of Investment Management U.S. Securities and Exchange Commission Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc. |
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July 10, 2013 |
EX-99.(A)(1)(C) 4 ex99a1c.htm FORM OF NOTICE OF WITHDRAWAL Corporate Capital Trust SC TO I Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL |
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July 10, 2013 |
Corporate Capital Trust SC TO I Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. |
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July 10, 2013 |
Corporate Capital Trust SC TO I Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED JUNE 30, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOT |
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July 10, 2013 |
SC TO-I 1 cct-sctoi071013.htm TENDER OFFER STATEMENT As filed with the Securities and Exchange Commission on July 10, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CORPORATE CAPITAL TRUST, INC. (Name of Subject Company (Issuer)) CORPORATE CAPITAL TRUST, INC. ( |
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July 10, 2013 |
Corporate Capital Trust, Inc. SC TO I Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.78 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON AUGUST 21, 2013, UNLESS THE OFFER IS EXTENDED. To the Shareholders of Corporat |
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June 24, 2013 |
CORRESP 1 filename1.htm Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 June 21, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corpor |
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June 18, 2013 |
(The remainder of this page is blank.) Corporate Capital Trust 8-K Exhibit 10.1 Committed Facility Agreement BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page. Whereas BNPP PB, Inc. and Cus |
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June 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o |
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June 18, 2013 |
EX-99.1 5 ex99-1.htm PRESS RELEASE Corporate Capital Trust Inc. 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY - SECURES $200 MILLION FINANCING ARRANGEMENT WITH BNP PARIBAS- (ORLANDO, Fla.) June 17, 2013 – Corporate Capital Trust, an innovative business developmen |
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June 18, 2013 |
Corporate Capital Trust 8-K Exhibit 10.2 U.S. PB Agreement This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as |
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June 18, 2013 |
Corporate Capital Trust 8-K Exhibit 10.3 SPECIAL CUSTODY and PLEDGE AGREEMENT AGREEMENT (hereinafter “Agreement”), dated as of June 4, 2013, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder (“Custodian”), Corporate Capital Trust, Inc. (the “Fund”), and BNP Paribas Prime Brokerage, Inc. (the “Counterparty”). WHEREAS, the Fund provides |
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June 17, 2013 |
As filed with the Securities and Exchange Commission on June 17, 2013 1933 Act File No. |
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June 17, 2013 |
Exhibit 2(d) UBSCRIPTION AGREEMENT for Corporate Capital Trust, Inc. (referred to herein as the “Company” or “CCT”) one Investment (select one) CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Brokerage Investment Advisory and Other Net of Commission Investment Subscription Amount $ Subscription Amount $ Net of Commission Purchase* *By a Financial Advisor on his/her own behalf. Wrap |
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June 17, 2013 |
[LETTERHEAD OF CORPORATE CAPITAL TRUST, INC.] June 17, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Christina DiAngelo Staff Accountant Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re Corporate Capital Trust, Inc. Annual Report on Form 10-K File No. 814-00827 Dear Ms. DiAngelo: On behalf of Corporate Capital Trust, Inc. (the |
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June 17, 2013 |
Corporate Capital Trust, Inc POS 8C Corporate Capital Trust, Inc POS 8C Exhibit 2(n)(3) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Corporate Capital Trust, Inc. |
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June 17, 2013 |
Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 June 17, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Senior Counsel Disclosure Review Office Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Corporate Capital Tru |
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June 17, 2013 |
Corporate Capital Trust, Inc. POS 8C Corporate Capital Trust, Inc. POS 8C Exhibit 2(n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No.4 to Registration Statement No. 333-167730 on Form N-2 of our report dated March 18, 2013 relating to the consolidated financial statements and financial highlights of Corporate Capital Trust, Inc. and subsidiaries appearing in the |
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May 24, 2013 |
As filed with the Securities and Exchange Commission on May 24, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 24, 2013 |
[Letterhead of Corporate Capital Trust, Inc.] May 24, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Christina DiAngelo Staff Accountant Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re Corporate Capital Trust, Inc. Annual Report on Form 10-K File No. 814-00827 Dear Ms. DiAngelo: On behalf of Corporate Capital Trust, Inc. (the “ |
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May 24, 2013 |
CORPORATE CAPITAL TRUST BROADENS INVESTMENT OPPORTUNITIES -- SEC issues exemptive relief order -- Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST BROADENS INVESTMENT OPPORTUNITIES - SEC issues exemptive relief order - (ORLANDO, Fla.) May 23, 2013 – The Securities and Exchange Commission issued an order (“Order”) granting exemptive relief to Corporate Capital Trust, a bus |
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May 24, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of |
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May 20, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of |
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May 20, 2013 |
Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST reports First Quarter 2013 Results - Credit fundamentals of portfolio remain strong - (ORLANDO, Fla.) May 20, 2013 – Corporate Capital Trust, a business development company that offers individuals a unique opportunity to |
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May 14, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 9, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of |
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May 7, 2013 |
News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST Announces Offering Price INcrease - Public offering price per share increased to $11. |
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May 7, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of |
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April 30, 2013 |
Consent of Deloitte & Touche LLP Corporate Capital Trust, Inc. POS EX Exhibit (n)(3) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-167730 on Form N-2 of our report dated March 18, 2013 relating to the consolidated financial statements and financial highlights of Corporate Capital Trust, Inc. and subsidiaries, appearing in the |
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April 30, 2013 |
- POST EFFECTIVE AMENDMENT NO. 3 TO FORM N-2 1933 Act File No. 333-167730 As filed with the Securities and Exchange Commission on April 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. POST-EFFECTIVE AMENDMENT NO. 3 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in charter) 450 S. Orange Avenue Or |
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April 19, 2013 |
- WITHDRAWAL OF EXEMPTIVE APPLICATION 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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April 11, 2013 |
Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. April 15, 2013 Dear Shareh |
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April 11, 2013 |
As filed with the Securities and Exchange Commission on April 11, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 11, 2013 |
Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9. |
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April 11, 2013 |
EX-99.(A)(1)(B) 3 ex99a1b.htm FORM OF LETTER OF TRANSMITTAL Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended March 31, 2013, pursuant to the Offer to Purch |
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April 11, 2013 |
Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE REQUEST. PLEASE ONLY COMPLETE AND RETURN THIS FORM IF YOU WIS |
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March 28, 2013 |
- WITHDRAWAL OF EXEMPTIVE APPLICATION 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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March 25, 2013 |
EX-99.(R)(4)(III) 3 ex-99r4iii.htm POWER OF ATTORNEY OF MR. ERIK A. FALK Exhibit (r)(4)(iii) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned director of Corporate Capital Trust, Inc., a corporation organized under the laws of the state of Maryland (the “Corporation”), hereby constitutes and appoints Andrew A. Hyltin, Deryck A. Harmer and Paul S. Saint-Pierre, and each of the |
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March 25, 2013 |
Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 March 22, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc. |
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March 25, 2013 |
Exhibit (n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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March 25, 2013 |
- POST EFFECTIVE AMENDMENT NO. 2 TO FORM N-2 As filed with the Securities and Exchange Commission on March 22, 2013 1933 Act File no. |
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March 21, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction |
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March 21, 2013 |
Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS YEAR-END RESULTS — Total investment return is 14.3 percent for the year ended December 31, 2012(1) — (ORLANDO, Fla.) March 19, 2013 – Corporate Capital Trust, a non-traded business development company that offers indivi |
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March 15, 2013 |
Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 March 14, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Attorney/Advisor Division of Investment Management 100 F Street, N.E. United States Securities and Exchange Commission Washington, D.C. 20549 Re: Corporate Capital Trust, Inc. Preliminary |
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March 15, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissio |
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March 4, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commissio |
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February 26, 2013 |
As filed with the Securities and Exchange Commission on February 26, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 14, 2013 |
Corporate Capital Trust 8-K Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of February 11, 2013 (together with all schedules and exhibits hereto, this “Third Amendment”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”) as administrative agent (in |
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February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |
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January 29, 2013 |
Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE - Public offering price per share increased to $11.05 - (ORLANDO, Fla.) January 29, 2013 – The Board of Directors of Corporate Capital Trust, Inc. has announced that, due to an increase in Corp |
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January 29, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdictio |
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January 10, 2013 |
Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2012 AT A PURCHASE PRICE PER SHARE EQUAL TO $9. |
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January 10, 2013 |
As filed with the Securities and Exchange Commission on January 10, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 10, 2013 |
EX-99.(A)(1)(D) 5 ex99a1d.htm SHAREHOLDER LETTER AND SUMMARY ADVERTISEMENT Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2012. IF YOU ARE NOT INTERESTED IN SELLING YOUR |
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January 10, 2013 |
Form of Letter of Transmittal. Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended December 31, 2012, pursuant to the Offer to Purchase dated January 10, 2013 (the “Offer to Purchase”) to p |
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January 10, 2013 |
EX-99.(A)(1)(C) 4 ex99a1c.htm FORM OF NOTICE OF WITHDRAWAL Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE RE |
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January 7, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 cct-8k123112.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland |
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January 7, 2013 |
Corporate Capital Trust 8-K 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 December 31, 2012 CNL Fund Advisors Company 450 S. Orange Avenue Orlando, FL 32801 Attention: Paul S. Saint-Pierre Chief Financial Officer KKR Asset Management LLC 555 California Street, 50th Floor San Francisc |
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December 17, 2012 |
8-K 1 cct-8k121412.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland |
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December 17, 2012 |
EX-99.1 2 ex991.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES Q1 2013 DISTRIBUTION RATE - BOARD DECLARES ANNUALIZED 7.125% FIRST QUARTER DISTRIBUTION RATE - (ORLANDO, Fla.) December 17, 2012 – The Board of Directors of Corporate Capital T |
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December 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 cct-8k113012.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland |
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December 3, 2012 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY — SECURES ATTRACTIVE $500 MILLION FINANCING ARRANGEMENT — (ORLANDO, Fla.) December 3, 2012 – Corporate Capital Trust, a business development company focused o |
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November 21, 2012 |
Corporate Capital Trust 8-K Exhibit 10.2 THE BANK OF NOVA SCOTIA Global Wholesale Services Derivative Products 44 King Street West Central Mail Room Toronto, Ontario, Canada M5H 1H1 TOTAL RETURN SWAP TRANSACTION MASTER CONFIRMATION November 15, 2012 Halifax Funding LLC C/o Corporate Capital Trust C/o CNL Fund Advisors Company 450 South Orange Ave Orlando, FL 32801 Dear Sirs/Madams: The purpose of |
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November 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 15, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti |