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| CIK | 749038 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CCUR Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 12, 2024 |
US65345N1063 / NEXTNAV INC / CCUR Holdings, Inc. Passive Investment SC 13G/A 1 eps11162nextnav.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NextNav Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 65345N106 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 12, 2024 |
NEPT / Neptune Wellness Solutions Inc. / CCUR Holdings, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Neptune Wellness Solutions Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 64079L204 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 9, 2024 |
CCUR / CCUR Holdings, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* CCUR Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 12509F206 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 17, 2023 |
CA64079L2049 / Neptune Wellness Solutions Inc / CCUR Holdings, Inc. Passive Investment SC 13G 1 eps10687.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neptune Wellness Solutions, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64079L204 (CUSIP Number) January 12, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 13, 2023 |
US65345N1063 / NEXTNAV INC / CCUR Holdings, Inc. Passive Investment SC 13G/A 1 eps10649.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* NextNav Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 65345N106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 10, 2023 |
CCUR / CCUR Holdings, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* CCUR Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 12509F206 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| November 2, 2022 |
EVOL / Evolving Systems Inc / CCUR Holdings, Inc. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)[1] Symbolic Logic, Inc. (?EVOL?) (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Igor Volshteyn Chie |
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| August 1, 2022 |
EVOL / Evolving Systems Inc / CCUR Holdings, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Symbolic Logic, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30049R209 (CUSIP Number) Igor Volshteyn President and Chief Executive Officer CCUR Holdings, Inc. 3800 N. Lamar Blvd., Suite 200 Austin, Texas 78 |
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| November 8, 2021 |
NN / NextNav Inc / CCUR Holdings, Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) NextNav Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 65345N106 (CUSIP Number) October 28, 2021 (Date of Event which Requires Filing of this Statement) |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2021 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-13150 CCUR HOLDINGS, INC. (Exact name of registrant as specified in its |
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| April 22, 2021 |
SC 13E3/A 1 brhc10023333sc13e3a.htm SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E–3/A (Rule 13e–100) (Amendment No. 4) RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 CCUR HOLDINGS, INC. (Name of the Issuer) CCUR Holdings Inc. JDS1, LLC Igor Volshteyn Matthew Gerritsen David Nicol Robert Pons Steven G. Sin |
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| April 22, 2021 |
CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION CCUR HOLDINGS, INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF CCUR HOLDINGS, INC. The undersigned, being the President of CCUR Holdings, Inc., a corporation existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is CCUR Holdings, Inc. (the ?Corporation?). 2. 1. The restated certificate of incorporation of the Corporat |
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| March 26, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CCUR HOLDINGS, INC. (Name of |
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| March 26, 2021 |
SC 13E3/A 1 nt10022322x1sc13e3a.htm SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E–3/A (Rule 13e–100) (Amendment No. 3) RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 CCUR HOLDINGS, INC. (Name of the Issuer) CCUR Holdings Inc. JDS1, LLC Igor Volshteyn Matthew Gerritsen David Nicol Robert Pons Steven G. Sin |
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| March 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2021 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| March 16, 2021 |
Exhibit 10.1 Execution Version EQUITY PURCHASE AGREEMENT This EQUITY PURCHASE AGREEMENT (this ?Agreement?), dated as of March 10, 2021, is by and between CCUR Holdings, Inc., a Delaware corporation (?CCUR?), AZOKKB, LLC, a New York limited liability company (?Buyer?), LM Capital Solutions, LLC, a New York limited liability company (the ?Company?), and Avraham Zeines, an individual (?Zeines?). WHER |
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| March 3, 2021 |
SC 13E3/A 1 tm218582d2sc13e3a.htm SC 13E3/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E–3/A (Rule 13e–100) (Amendment No. 2) RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 CCUR HOLDINGS, INC. (Name of the Issuer) CCUR Holdings Inc. JDS1, LLC Igor Volshteyn Matthew Gerritsen David Nicol Robert Pons Steven G. Singe |
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| March 3, 2021 |
CCUR Holdings, Inc. | 6470 East Johns Crossing | Ste 490 | Duluth, GA 30097 CORRESP 1 filename1.htm March 3, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: Christina Chalk, Senior Special Counsel Office of Mergers & Acquisitions Division of Corporation Finance Re: CCUR Holdings, Inc. PRER14C filed February 24, 2021 File No. 1-37706 Schedule 13E-3/A filed February 24, 2021 Filed by |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. 2) Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement CCUR HOLDINGS, INC. (Name of R |
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| February 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E–3/A (Rule 13e–100) (Amendment No. 1) RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 CCUR HOLDINGS, INC. (Name of the Issuer) CCUR Holdings Inc. JDS1, LLC Igor Volshteyn Matthew Gerritsen David Nicol Robert Pons Steven G. Singer (Name of Person(s) Filing Statement) Commo |
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| February 24, 2021 |
CCUR Holdings, Inc. | 6470 East Johns Crossing | Ste 490 | Duluth, GA 30097 CORRESP 1 filename1.htm CCUR HOLDINGS, INC. February 24, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: Christina Chalk, Senior Special Counsel Office of Mergers & Acquisitions Division of Corporation Finance Re: CCUR Holdings, Inc. PRE 14C filed December 23, 2020 File No. 1-37706 Schedule 13E-3 filed Dece |
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| February 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement CCUR HOLDINGS, INC. (Name of Registrant as Speci |
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| February 18, 2021 |
CCUR HOLDINGS REPORTS $8.3 MILLION NET LOSS IN 2Q FY 2021 Exhibit 99.1 CCUR HOLDINGS REPORTS $8.3 MILLION NET LOSS IN 2Q FY 2021 DULUTH, GA, February 17, 2021 ? CCUR Holdings, Inc. (OTCQB: CCUR) (?CCUR? or the ?Company?) yesterday reported net loss attributable to its stockholders of $8,333,000, or $0.95 per diluted share, for the second quarter of fiscal year 2021. This is the first quarter the Company reported net loss and a loss per share after seven |
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| February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2021 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| February 16, 2021 |
Amendment to Amended Management Agreement, dated January 6, 2021 Exhibit 10.6 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT REGARDING MANAGEMENT AGREEMENT (this ?Amendment?) is made and entered into as of January 6, 2021, by and between CCUR Holdings, Inc., a Delaware corporation (the ?Company?) and CIDM II, LLC, a Delaware limited liability company (the ?Manager?). Capitalized terms used but not defined in this Amendment shall have the meanings ascribed to |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Spartacus Acquisition Corporation (Name of Issuer) Class A Common Stock, par value $.0001 per share (Title of Class of Securities) 84577L109 (CUSIP Number) December 31, 2020 (Date of Event which requires filing of this Statement) Check the appropriate box to designate the |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, IN |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* CCUR Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 12509F107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 11, 2021 |
Material Impairments, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2021 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| January 27, 2021 |
8-K 1 tm214263d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2021 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction |
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| December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E–3 (Rule 13e–100) RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 CCUR HOLDINGS, INC. (Name of the Issuer) CCUR Holdings Inc. JDS1, LLC Igor Volshteyn Matthew Gerritsen David Nicol Robert Pons Steven G. Singer (Name of Person(s) Filing Statement) Common Stock, par value $ |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CCUR HOLDINGS, INC. (Name of Registrant as Speci |
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| December 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| November 10, 2020 |
Severance Agreement Between Warren Sutherland and CCUR Holdings, Inc., dated October 1, 2020. Exhibit 10.7 sEVERANCE AGREEMENT And general release THIS SEVERANCE AGREEMENT and GENERAL RELEASE (“Agreement”) is made and entered into by and between Warren Sutherland (“Employee”) and CCUR Holdings, Inc. (the “Company”). WHEREAS, Employee has served as Chief Financial Officer for the Company immediately prior to the Separation Date (defined below) in accordance with an employment agreement date |
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| November 10, 2020 |
Engagement Letter Between Brio Financial Group and CCUR Holdings, Inc., dated September 29, 2020. Exhibit 10.6 217 W. Main Street Somerville, New Jersey 08876 September 29, 2020 CCUR Holdings, Inc. 6470 East Johns Crossing Duluth, Georgia 30097 ATTN: Igor Volshteyn Dear Mr. Volshteyn: In order to document the understanding between as to the scope of the work that Brio Financial Group will perform, as well as certain other matters, we are entering into this Agreement with CCUR Holdings, Inc. (“ |
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| November 10, 2020 |
Amendment to Amended Management Agreement, dated October 15, 2020. Exhibit 10.8 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT REGARDING MANAGEMENT AGREEMENT (this “Amendment”) is made and entered into as of October 15, 2020, by and between CCUR Holdings, Inc., a Delaware corporation (the “Company”) and CIDM II, LLC, a Delaware limited liability company (the “Manager”). Capitalized terms used but not defined in this Amendment shall have the meanings ascribed to |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 tm2034109-110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| October 20, 2020 |
DEF 14A 1 tm2033832-2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| October 2, 2020 |
8-K 1 tm2031179d28k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdicti |
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| October 2, 2020 |
Exhibit 10.2 sEVERANCE AGREEMENT And general release THIS SEVERANCE AGREEMENT and GENERAL RELEASE (“Agreement”) is made and entered into by and between Warren Sutherland (“Employee”) and CCUR Holdings, Inc. (the “Company”). WHEREAS, Employee has served as Chief Financial Officer for the Company immediately prior to the Separation Date (defined below) in accordance with an employment agreement date |
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| October 2, 2020 |
Engagement Letter Between Brio Financial Group and CCUR Holdings, Inc., dated September 29, 2020. Exhibit 10.1 217 W. Main Street Somerville, New Jersey 08876 September 29, 2020 CCUR Holdings, Inc. 6470 East Johns Crossing Duluth, Georgia 30097 ATTN: Igor Volshteyn Dear Mr. Volshteyn: In order to document the understanding between as to the scope of the work that Brio Financial Group will perform, as well as certain other matters, we are entering into this Agreement with CCUR Holdings, Inc. (“ |
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| September 15, 2020 |
CCUR HOLDINGS REPORTS $5.4 MILLION OF NET INCOME IN Q4 FY 2020 Exhibit 99.1 CCUR HOLDINGS REPORTS $5.4 MILLION OF NET INCOME IN Q4 FY 2020 DULUTH, GA, September 15, 2020 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income attributable to its stockholders of $5,380,000, or $0.61 per diluted share, for the fourth quarter of fiscal year 2020. This is the sixth consecutive quarter the Company reported net income and earnings per share. The Company repor |
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| September 15, 2020 |
10-K 1 tm2024746-110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001 |
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| September 15, 2020 |
EX-21.1 3 tm2024746d1ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of CCUR Holdings, Inc. Each of the below listed subsidiaries is 100% directly or indirectly owned by CCUR Holdings, Inc. as of June 30, 2020, except for LM Capital Solutions, LLC, which is 80% owned by CCUR Holdings, Inc. as of June 30, 2020. On July 17, 2020, CCUR Holdings’ ownership in LM Capital Solutions, LLC changed to 51% |
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| September 15, 2020 |
Exhibit 4.3 Description of CCUR Holdings, Inc. Capital Stock As of June 30, 2020, the Company has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.01 per share (our “Common Stock”). The following description of the capital stock of CCUR Holdings, Inc. (the “Company”) is a summary only and doe |
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| September 15, 2020 |
Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission |
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| July 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 17, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| July 22, 2020 |
Exhibit 10.1 second AMENDMENT TO amended and restated operating AGREEMENT This SECOND AMENDMENT (this “Amendment”) to the Amended and Restated Operating Agreement (the “Agreement”) of LM Capital Solutions, LLC (the “Company”) is made and entered into as of July 17, 2020, by and among the Company, AZOKKB, LLC (formerly known as LuxeMark Capital LLC), a New York limited liability company (the “Rollo |
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| July 22, 2020 |
Exhibit 10.2 WAIVER AND RELEASE This WAIVER AND RELEASE (this “Waiver”) is made and entered into as of July 17, 2020, by and between LM Capital Solutions, LLC, a New York limited liability company (the “Buyer”), AZOKKB, LLC (formerly known as LuxeMark Capital LLC), a New York limited liability company (the “Seller”), Kamil Blaszczak (“Blaszczak”), Oskar Kowalski (“Kowalski”) and Avraham Zeines (“Z |
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| July 22, 2020 |
Exhibit 10.4 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (this “Agreement”) is made and entered into as of July 17, 2020 (“Effective Date”), by and between LM CAPITAL SOLUTIONS, LLC, a New York limited liability company (“Assignor”), and AZOKKB, LLC (formerly known as Luxemark Capital LLC), a New York limited liability company (“Assignee”). Recitals A. Assignor is |
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| July 22, 2020 |
Exhibit 10.5 EXECUTION VERSION FIRST AMENDMENT TO MASTER PROMISSORY NOTE (DEMAND) THIS FIRST AMENDMENT TO MASTER PROMISSORY NOTE (DEMAND) (“Amendment”) is made effective as of July 17, 2020, by and among CCUR HOLDINGS, INC. (the "Lender") and LM CAPITAL SOLUTIONS, LLC, a New York limited liability company (the “Borrower”). RECITALS: WHEREAS, the Borrower has executed and delivered in favor of th |
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| July 22, 2020 |
Exhibit 10.3 OMNIBUS TERMINATION OF COMMON STOCK PURCHASE WARRANTS THIS OMNIBUS TERMINATION OF COMMON STOCK PURCHASE WARRANTS (this “Termination”) is made and entered into as of July 17, 2020, by and between CCUR Holdings, Inc., a Delaware corporation (the “Company”), Kamil Blaszczak (“Blaszczak”), Oskar Kowalski (“Kowalski”) and Avraham Zeines (“Zeines” and, collectively with Blaszczak and Kowals |
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| July 9, 2020 |
CCUR Holdings, Inc. | 6470 East Johns Crossing | Ste 490 | Duluth, GA 30097 Exhibit 99.1 CCUR HOLDINGS, INC. July 2, 2020 Yossi Aloni Chief Executive Officer SeaChange International, Inc. 500 Totten Pond Road, Suite 400 Waltham, MA 02451 Dear Yossi: CCUR Holdings, Inc. (“CCUR”) is pleased to provide you with this financing proposal to enhance the liquidity profile of SeaChange International, Inc. As previously discussed, CCUR is interested in providing a First Lien Senior |
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| July 9, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2024397d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| June 12, 2020 |
Financial Statements and Exhibits 8-K 1 tm2022481d18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of inco |
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| June 12, 2020 |
Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (the “First Amendment”) is entered into by and between CCUR Holdings, Inc. (fka Concurrent Computer Corporation), a Delaware corporation (“CCUR” or the “Company”), and Igor Volshteyn (the “Employee”) on the 11th day of June 2020. RECITALS: WHEREAS, the Company and Employee are parties to that certain |
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| June 12, 2020 |
Employment Agreement between CCUR Holdings, Inc. and Igor Volshteyn dated January 1, 2019. Exhibit 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, made and entered into as of the 1st day of January, 2019 (the “Effective Date”) by and between CCUR HOLDINGS, INC., a Delaware corporation (“CCUR” or the “Company”), and IGOR VOLSHTEYN (the “Employee”). WITNESSETH: WHEREAS, the Company desires to employ the Employee and the Employee desires to accept such employment with the Company; NOW, THE |
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| June 8, 2020 |
Exhibit 10.1 OMNIBUS AMENDMENT REGARDING MANAGEMENT AGREEMENT AND SARs AGREEMENTS THIS OMNIBUS AMENDMENT REGARDING MANAGEMENT AGREEMENT AND SARs AGREEMENTS (this “Amendment”) is made and entered into as of June 4, 2020, by and between CCUR Holdings, Inc., a Delaware corporation (the “Company”), CIDM II, LLC, a Delaware limited liability company (the “Manager”), and CIDM LLC, a Delaware limited lia |
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| June 8, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File N |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, INC. |
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| May 7, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 7, 2020 |
CCUR HOLDINGS REPORTS FIFTH CONSECUTIVE PROFITABLE QUARTER; GENERATES OPERATING CASH FLOW Exhibit 99.1 CCUR HOLDINGS REPORTS FIFTH CONSECUTIVE PROFITABLE QUARTER; GENERATES OPERATING CASH FLOW DULUTH, GA, May 7, 2020 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income attributable to its stockholders of $707,000, or $0.08 per share, for the third quarter of fiscal year 2020. This is the fifth consecutive quarter the Company reported net income and earnings per share. Operatin |
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| May 7, 2020 |
Exhibit 10.3 CIDM, LLC 2200 Fletcher Avenue, Suite 501 Fort Lee, NJ 07024 February 26, 2020 Wayne Barr, Jr. Chief Executive Officer CCUR HOLDINGS, INC. 6740 East Johns Crossing – Suite 490 Duluth, Georgia 30097 Dear Wayne: Reference is made to that certain Management Agreement, dated as of February 14, 2019, by and between CIDM LLC (“CIDM”), and CCUR Holdings, Inc. (“CCUR”) (the “Management Agreem |
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| April 14, 2020 |
STEVEN SINGER APPOINTED CHAIRMAN OF THE BOARD OF CCUR HOLDINGS Exhibit 99.1 STEVEN SINGER APPOINTED CHAIRMAN OF THE BOARD OF CCUR HOLDINGS DULUTH, GA, April 14, 2020 – CCUR Holdings, Inc. (OTCQB: CCUR) today announced that Steven G. Singer, a member of the Board of Directors since 2017, has been appointed Chairman of the Board effective April 14, 2020. Mr. Singer succeeds Wayne Barr, Jr. who remains a member of the Board and the Company’s President and Chief |
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| April 14, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported: April 14, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| February 13, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| February 13, 2020 |
CCUR HOLDINGS DECLARES SPECIAL ONE-TIME CASH DIVIDEND Exhibit 99.1 CCUR HOLDINGS DECLARES SPECIAL ONE-TIME CASH DIVIDEND DULUTH, GA, FEBRUARY 13, 2020 – CCUR Holdings, Inc. (OTCQB: CCUR) today announced that its Board of Directors has declared a special one-time cash dividend of $0.50 per share of CCUR Holdings, Inc. common stock to common stockholders of record on February 24, 2020, to be paid on March 9, 2020. On December 10, 2019, the Company repo |
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| February 12, 2020 |
12509F107 / CCUR Holdings Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs120.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* CCUR HOLDINGS INC (Name of Issuer) Common Stock (Title of Class of Securities) 12509F107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 5, 2020 |
Exhibit 99.1 CCUR HOLDINGS BUILDS MCA OPERATIONS MOMENTUM; REPORTS EARNINGS PER SHARE OF $0.31 FOR FISCAL YEAR 2020 SECOND QUARTER & OPERATING CASH FLOW OF $1.5 MILLION DULUTH, GA, FEBRUARY 5, 2020 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income attributable to its stockholders of $2,737,000, or $0.31 per share, for the second quarter of fiscal year 2020. During the prior fiscal year |
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| February 5, 2020 |
CCUR / Concurrent Computer Corp. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, IN |
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| February 5, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2020 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 10, 2019 |
CCUR HOLDINGS ANNOUNCES FURTHER CAPITAL ALLOCATION REVIEW TO INCREASE STOCKHOLDER VALUATION Exhibit 99.1 CCUR HOLDINGS ANNOUNCES FURTHER CAPITAL ALLOCATION REVIEW TO INCREASE STOCKHOLDER VALUATION DULUTH, GA, DECEMBER 10, 2019 – Based on the continued execution of its strategic plan, the Board of Directors of CCUR Holdings, Inc. (OTCQB: CCUR) has initiated further review of capital allocation alternatives to maximize stockholder value, including a potential limited return of capital to s |
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| December 10, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| November 1, 2019 |
CCUR / Concurrent Computer Corp. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, I |
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| November 1, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 1, 2019 |
Exhibit 99.1 CCUR HOLDINGS REPORTS EPS OF $0.39 FOR FIRST QUARTER OF FY2020; GENERATES $537,000 OPERATING CASH FLOW DULUTH, GA, NOVEMBER 1, 2019 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income attributable to its stockholders of $3,406,000, or $0.39 per share, for the first fiscal quarter of 2020. During the prior year period, the Company reported a net loss of $3,000, or $0.00 per s |
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| October 24, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 9, 2019 |
CCUR / Concurrent Computer Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| September 9, 2019 |
CCUR / Concurrent Computer Corp. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| August 28, 2019 |
Exhibit 21.1 Subsidiaries of CCUR Holdings, Inc. Each of the below listed subsidiaries is 100% directly or indirectly owned by CCUR Holdings, Inc., except for LM Capital Solutions, LLC, which is 80% owned by CCUR Holdings, Inc. All of the below listed subsidiaries are included in the consolidated financial statements of CCUR Holdings, Inc. NAME OF SUBSIDIARY D/B/A NAME STATE OR OTHER JURISDICTION |
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| August 28, 2019 |
CCUR / Concurrent Computer Corp. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-37706 CCUR Holdings, Inc. (Exact na |
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| August 28, 2019 |
Exhibit 4.3 Description of CCUR Holdings, INC. Capital Stock As of June 30, 2019, the Company has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.01 per share (our “Common Stock”). The following description of the capital stock of CCUR Holdings, Inc. (the “Company”) is a summary only and doe |
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| August 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 27, 2019 |
Exhibit 99.1 CCUR HOLDINGS REPORTS CONTINUED OPERATING PROGRESS DURING FOURTH QUARTER; EARNS $0.09 PER SHARE Generates Fourth Consecutive Quarter of Increased Cash Flow from Operations DULUTH, GA, AUGUST 27, 2019 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income attributable to its stockholders of $803,000, or $0.09 per share, for the fourth fiscal quarter of 2019. During the prior yea |
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| May 9, 2019 |
EX-99.1 3 tv521077ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CCUR HOLDINGS EARNS $0.16 PER SHARE DURING THIRD QUARTER FY 2019 Merchant Cash Advance and Real Estate Revenues Grow Sequentially; Company Generates Positive Operating Cash Flow DULUTH, GA, MAY 9, 2019 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported net income for the third fiscal quarter of 2019 of $1,411,000, or $0.16 per share, an improv |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 9, 2019 |
CCUR / Concurrent Computer Corp. 10-Q Quarterly Report 10-Q 10-Q 1 tv51963410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| May 9, 2019 |
Exhibit 10.1 FIRST AMENDMENT TO MANAGEMENT AGREEMENT FIRST AMENDMENT, dated as of May 8, 2019 (this “Amendment”), to that certain Management Agreement, dated as of February 14, 2019 (the “Management Agreement”), by and between CIDM LLC, a Delaware limited liability company (the “Manager”), and CCUR Holdings, Inc., a Delaware corporation (the “Company”). WHEREAS, the Manager and the Company desire |
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| February 21, 2019 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 25)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| February 14, 2019 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of February 13, 2019 (the “Effective Date”), is entered into between LUXEMARK CAPITAL LLC, a New York limited liability company (the “Company”), Avraham Zeines, an individual, Oskar Kowalski, an individual, Kamil Blaszczak, an individual (each a “Seller Principal” and, collectively, along with the Comp |
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| February 14, 2019 |
Exhibit 10.3 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, made and entered effective as of the 1st day of March, 2019 (the “Effective Date”) by and between CCUR HOLDINGS, INC., a Delaware corporation (“CCUR” or the “Company”), and WAYNE BARR, JR. (the “Employee”). W I T N E S S E T H: WHEREAS, the Company desires to employ the Employee and the Employee desires to accept such employment with the Comp |
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| February 14, 2019 |
Exhibit 99.1 CCUR HOLDINGS EXPANDS PRESENCE IN MERCHANT CASH ADVANCE MARKET, CLOSES TRANSACTION WITH LUXEMARK CAPITAL Board of Directors Names Wayne Barr President & CEO, Authorizes New Stock Repurchase Program and Enters into Asset Management Agreement DULUTH, GA, FEBRUARY 14, 2019 – CCUR HOLDINGS, INC. (OTCQB: CCUR) today announced that through its newly formed subsidiary, LM Capital Solutions, |
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| February 14, 2019 |
Exhibit 10.2 EXECUTION VERSION MANAGEMENT AGREEMENT BETWEEN CCUR HOLDINGS, INC. AND CIDM LLC This management agreement, dated as of February 14, 2019 (this “Agreement”), is between CIDM LLC, a Delaware limited liability company (the “Manager”), and CCUR Holdings, Inc., a Delaware corporation (the “Company”). WHEREAS, the Company’s business currently consists of real estate operations, identifying |
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| February 14, 2019 |
Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| February 11, 2019 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 24)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| February 8, 2019 |
CCUR / Concurrent Computer Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs315.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* CCUR HOLDINGS INC (Name of Issuer) Common Stock (Title of Class of Securities) 12509F107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 6, 2019 |
CCUR HOLDINGS REPORTS SECOND QUARTER FY19 RESULTS Company Builds Results from Operations Exhibit 99.1 CCUR HOLDINGS REPORTS SECOND QUARTER FY19 RESULTS Company Builds Results from Operations DULUTH, GA, FEBRUARY 6, 2019 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported results for the second quarter of fiscal 2019 ended December 31, 2018. Revenue for the quarter more than doubled on a sequential basis to $370,000. The revenue was generated in equal amounts of $185,000 from interest i |
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| February 6, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 6, 2019 |
CCUR / Concurrent Computer Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, IN |
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| January 25, 2019 |
CCUR / Concurrent Computer Corp. S-8 POS As filed with the Securities and Exchange Commission on January 25, 2019 Registration No. |
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| January 9, 2019 |
8-K/A 1 tv5105758ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 Date of Report (Date of earliest event reported): January 1, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or |
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| January 9, 2019 |
Exhibit 10.2 2019 CCUR Bonus Plan The 2019 CCUR Bonus Plan (the “Bonus Plan”), adopted by the Board of Directors of CCUR Holdings, Inc. (the “Company”) on January 1, 2019 upon the recommendation of the Compensation Committee of the Board, is set forth as follows: General The Bonus Plan shall be subject to, and where applicable, governed by, the terms of the CCUR Holdings, Inc. Amended and Restated |
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| January 9, 2019 |
Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (the “Second Amendment”) is entered into by and between CCUR Holdings, Inc. (fka Concurrent Computer Corporation), a Delaware corporation (“CCUR”), and Warren Sutherland (the “Employee”) effective as of the 1st day of January 2019 (the “Effective Date”). RECITALS: WHEREAS, CCUR and Employee are part |
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| January 7, 2019 |
Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (the “Second Amendment”) is entered into by and between CCUR Holdings, Inc. (fka Concurrent Computer Corporation), a Delaware corporation (“CCUR”), and Warren Sutherland (the “Employee”) effective as of the 1st day of January 2019 (the “Effective Date”). RECITALS: WHEREAS, CCUR and Employee are part |
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| January 7, 2019 |
Exhibit 10.2 2019 CCUR Bonus Plan The 2019 CCUR Bonus Plan (the “Bonus Plan”), adopted by the Board of Directors of CCUR Holdings, Inc. (the “Company”) on January 1, 2019 upon the recommendation of the Compensation Committee of the Board, is set forth as follows: General The Bonus Plan shall be subject to, and where applicable, governed by, the terms of the CCUR Holdings, Inc. Amended and Restated |
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| January 7, 2019 |
8-K 1 tv5105068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2019 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of |
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| December 21, 2018 |
S-8 1 tv509604s8.htm FORM S-8 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CCUR HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 04-2735766 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 4375 River Green Pa |
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| November 13, 2018 |
EX-3.1 2 tv507100ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION CCUR Holdings, Inc., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: 1. The name of the corporation is “CCUR Holdings, Inc.” 2. The Restated Certificate of Incorporation of |
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| November 13, 2018 |
8-K 1 tv5071008-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of inc |
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| November 9, 2018 |
CCUR HOLDINGS REPORTS FIRST QUARTER FISCAL 2019 RESULTS Exhibit 99.1 CCUR HOLDINGS REPORTS FIRST QUARTER FISCAL 2019 RESULTS DULUTH, GA, NOVEMBER 9, 2018 – CCUR Holdings, Inc. (OTCQB: CCUR) today reported results for the first quarter of fiscal 2019 ended September 30, 2018. As a result of interest income earned from the Company’s recently formed subsidiary, Recur Holdings LLC, and other income earned from investments and interest, the Company operated |
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| November 9, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 9, 2018 |
CCUR / Concurrent Computer Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, I |
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| October 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| October 5, 2018 |
CCUR / Concurrent Computer Corp. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| October 2, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 2, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 2, 2018 |
Exhibit 99.1 CCUR HOLDINGS SIGNS LETTER OF INTENT TO ACQUIRE 80% INTEREST IN LUXEMARK CAPITAL LuxeMark is New Entrant in Rapidly Growing Merchant Cash Advance Financing Segment DULUTH, GA, OCTOBER 2, 2018 - CCUR HOLDINGS, INC. (OTCQB: CCUR) today announced that it has entered into a letter of intent (LOI) to acquire an 80 percent membership interest in LuxeMark Capital, LLC, a privately held firm |
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| September 7, 2018 |
CCUR / Concurrent Computer Corp. 10-K (Annual Report) 10-K 1 tv50202410k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: |
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| September 7, 2018 |
Exhibit 21.1 Subsidiaries of CCUR Holdings, Inc. Each of the below listed subsidiaries is 100% directly or indirectly owned by CCUR Holdings, Inc. and, except for Recur Holdings LLC which was formed after the financial statement dates, all are included in the consolidated financial statements. NAME OF SUBSIDIARY STATE OR OTHER JURISDICTION OF INCORPORATION/ORGANIZATION Concurrent Computer Corporat |
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| June 28, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 23)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| June 12, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SC 13D/A 1 eps8026.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 22)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian |
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| June 4, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File N |
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| May 31, 2018 |
CCUR / Concurrent Computer Corp. FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT CCUR Holdings, Inc. (Exact name of the registrant as specified in its charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4375 River Green Parkway, Suite 210, Duluth, Georgia 30096 |
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| May 31, 2018 |
CCUR Holdings, Inc. Conflict Minerals Report for Calendar Year 2017 Exhibit 1.01 CCUR Holdings, Inc. Conflict Minerals Report for Calendar Year 2017 Based on the results of the Company’s RCOI, the Company has determined that it does have a reason to believe that certain necessary Conflict Minerals contained in some of our Completed Products originated in the DRC. Information Concerning Due Diligence The Company exercised due diligence on the source and chain of cu |
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| May 18, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 21)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| May 11, 2018 |
Exhibit 10.1 THIRD AMENDED CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT This Third Amended Consent and Limited Waiver to the Board Representation and Standstill Agreement is delivered by CCUR Holdings, Inc. (formerly Concurrent Computer Corporation), a Delaware corporation (the “Company”), on May 10, 2018 to JDS1, LLC, a Delaware limited liability company (the “Inves |
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| May 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2018 CCUR HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File N |
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| May 4, 2018 |
CCUR / Concurrent Computer Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, INC. |
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| May 4, 2018 |
Exhibit 10.7 CCUR HOLDINGS, INC. AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN SECTION 1. Purpose. The purpose of the CCUR Holdings, Inc. 2011 Stock Incentive Plan is to advance the interests of CCUR Holdings, Inc. (the “Company”) by enabling officers, employees, non-employee directors and consultants of the Company and its Affiliates to participate in the Company’s future and to enable the Compa |
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| May 4, 2018 |
Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) between CCUR Holdings, Inc., a Delaware corporation (the “Company”), and WAYNE BARR, JR. (“Consultant”) is entered into as of February 13, 2018 (the “Effective Date”). The signatories to this Agreement may be referred to collectively as the “Parties” and individually as a “Party.” WHEREAS, Consultant is currently a memb |
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| April 30, 2018 |
Exhibit 10.1 SECOND AMENDED CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT This Second Amended Consent and Limited Waiver to the Board Representation and Standstill Agreement is delivered by CCUR Holdings, Inc. (formerly Concurrent Computer Corporation), a Delaware corporation (the “Company”), on April 25, 2018 to JDS1, LLC, a Delaware limited liability company (the “I |
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| April 30, 2018 |
8-K 1 tv4920558k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2018 CCUR HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of i |
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| April 30, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 20)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| April 5, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 19)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| March 27, 2018 |
8-K 1 tv4896148k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorp |
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| March 27, 2018 |
CCUR Holdings Common Stock Commences Trading on the OTCQB Market Exhibit 99.1 CCUR Holdings Common Stock Commences Trading on the OTCQB Market ATLANTA, March 27, 2018 – CCUR Holdings, Inc. (OTCQB:CCUR) (the “Company”) common stock will commence trading on the OTCQB Venture Market at market open today, March 27, 2018. Investors can find Real-Time quotes and market information for the Company on www.otcmarkets.com. The Company’s Board of Directors is continuing i |
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| March 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission File |
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| March 26, 2018 |
CCUR Holdings, Inc. Receives NASDAQ Delisting Determination Exhibit 99.1 CCUR Holdings, Inc. Receives NASDAQ Delisting Determination ATLANTA, March 26, 2018 – CCUR Holdings, Inc. (NASDAQ: CCUR) (the “Company”) announced today that its common stock will be suspended from trading on The Nasdaq Stock Market effective as of the open of business on Tuesday, March 27, 2018. As previously announced, the Company received a Nasdaq Staff Determination Letter (the “S |
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| March 23, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 18)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| March 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation |
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| March 21, 2018 |
8-K 1 tv4891838k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of i |
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| March 9, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 17)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| March 5, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 tv4876718k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of in |
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| March 5, 2018 |
CCUR Holdings, Inc. Receives NASDAQ Listing Extension; Approves Share Repurchase Program Exhibit 99.1 CCUR Holdings, Inc. Receives NASDAQ Listing Extension; Approves Share Repurchase Program ATLANTA, March 5, 2018 – CCUR Holdings, Inc. (NASDAQ: CCUR) (the “Company”) announced today that it received an extension for continued listing on The Nasdaq Stock Market through May 15, 2018 to demonstrate to the Nasdaq that the Company is not a “public shell” and therefor its continued listing i |
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| February 15, 2018 |
Exhibit 10.1 AMENDED CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT This Amended Consent and Limited Waiver to the Board Representation and Standstill Agreement is delivered by CCUR Holdings, Inc. (formerly Concurrent Computer Corporation), a Delaware corporation (the ?Company?), on February 15, 2018 to JDS1, LLC, a Delaware limited liability company (the ?Investor?) a |
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| February 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2018 CCUR HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission F |
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| February 15, 2018 |
Exhibit 24 STATE OF MISSOURI COUNTY OF JACKSON POWER OF ATTORNEY NOTICE IS HEREBY GIVEN THAT, David Nicol, a director of CCUR Holdings, Inc. |
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| February 14, 2018 |
CCUR / Concurrent Computer Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CCUR HOLDINGS, IN |
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| February 14, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 16)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| February 9, 2018 |
CCUR / Concurrent Computer Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* CCUR HOLDINGS INC (Name of Issuer) Common Stock (Title of Class of Securities) 12509F107 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 8, 2018 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Concurrent Computer Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 206710402 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 2, 2018 |
Exhibit 10.1 Execution Copy FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (the ?First Amendment?) is entered into by and between CCUR Holdings, Inc. (fka Concurrent Computer Corporation), a Delaware corporation (?CCUR?), and Warren Sutherland (the ?Employee?), on the 30th day of January 2018 (the ?Effective Date?). RECITALS: WHEREAS, CCUR and Employee are par |
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| February 2, 2018 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 15)[1] CCUR Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 Fletcher |
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| February 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 9, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 5, 2018 |
Exhibit 3.3 AMENDED AND RESTATED BY-LAWS OF CCUR HOLDINGS, INC. (AS ADOPTED JANUARY 2, 2018) **** Article I Certificate of Incorporation These by-laws, the powers of the corporation and of its directors and stockholders, and all matters concerning the conduct and regulation of the business of the corporation shall be subject to such provisions in regard thereto as are set forth in the certificate |
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| January 5, 2018 |
EX-3.1 2 tv482827ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CONCURRENT COMPUTER CORPORATION Certificate of Amendment to the Restated Certificate of Incorporation CONCURRENT COMPUTER CORPORATION (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Corporation was originall |
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| January 5, 2018 |
Press Release, dated January 3, 2018 Exhibit 3.2 Concurrent Closes Previously Announced Sale of Content Delivery & Storage Business to Vecima Networks for $29 Million; Changes Name to CCUR Holdings, Inc. ATLANTA, January 3, 2018 ? Concurrent (NASDAQ: CCUR) reported yesterday that it closed the previously-announced sale of its content delivery and storage business to Vecima Networks Inc. (VCM: TO) for $29 million in cash. Effective im |
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| January 5, 2018 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2018 CCUR Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 4, 2018 |
CCUR / Concurrent Computer Corp. / Vecima Networks Inc. - SC 13D/A Activist Investment SC 13D/A 1 sc13da010418.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13 d 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Concurrent Computer Corporation (Name of Issuer) Common Stock, par value |
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| January 2, 2018 |
SEPARATION AND CONSULTING AGREEMENT AND GENERAL RELEASE OF CLAIMS Exhibit 99.1 Execution Copy SEPARATION AND CONSULTING AGREEMENT AND GENERAL RELEASE OF CLAIMS This Separation and Consulting Agreement and General Release of Claims (this "Agreement") is between CONCURRENT COMPUTER CORPORATION, a Delaware corporation (the "Company"), and DEREK ELDER ("Consultant"). The signatories to this Agreement may be referred to collectively as "Parties" and individually as a |
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| January 2, 2018 |
Exhibit 99.2 CONSULTING AGREEMENT This Consulting Agreement (this "Agreement") between CONCURRENT COMPUTER CORPORATION, a Delaware corporation (the "Company"), and SPARTAN ADVISORS, INC. ("Consultant"), is entered into as of January 1, 2018 (the "Effective Date"). The signatories to this Agreement may be referred to collectively as "Parties" and individually as a "Party." 1. Consulting Relationshi |
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| January 2, 2018 |
Concurrent Computer Corporation Unaudited Pro Forma Condensed Consolidated Financial Statements EX-99.3 4 tv482403ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 Concurrent Computer Corporation Unaudited Pro Forma Condensed Consolidated Financial Statements On December 31, 2017, Concurrent Computer Corporation (“Concurrent” or the “Company”) completed the sale of substantially all of the assets and liabilities related to its “Content Delivery and Storage” business (the “Asset Sale”) to Vecima Networks |
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| January 2, 2018 |
8-K 1 tv4824038k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdi |
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| December 21, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 14)[1] Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 22 |
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| December 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) ( |
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| December 15, 2017 |
Exhibit 2.1 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this ?Agreement?), is made and entered into as of this 15th day of December, 2017 (the ?Effective Date?), by and among VECIMA NETWORKS INC., a corporation existing under the laws of Canada (the ?Purchaser?), CONCURRENT COMPUTER CORPORATION, a Delaware corporation (the ?Seller?), and SUNTRUST BANK, a Georgia banking corporation, as escrow agent (t |
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| December 15, 2017 |
Exhibit 2.2 NON-COMPETITION AND NON-SOLICITATION AGREEMENT This Non-Competition and Non-Solicitation Agreement (this ?Agreement?) is entered into as of December 15, 2017 and effective as of December 31, 2017, by and between Vecima Networks Inc., a Canadian corporation (?Buyer?), and Concurrent Computer Corporation, a Delaware corporation (?Seller?). RECITALS A. Buyer and Seller have entered into a |
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| December 15, 2017 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) ( |
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| December 13, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisd |
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| December 13, 2017 |
Exhibit 99.1 Concurrent Stockholders Approve Proposal to Sell Content Delivery & Storage Business to Vecima Networks ATLANTA, December 13, 2017 ? The stockholders of Concurrent (NASDAQ: CCUR), a global leader in storage, protection, transformation, and delivery of visual media assets, have approved all proposals presented at a special meeting of its stockholders held on December 13, 2017. The prop |
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| November 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CONCURRENT COMPU |
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| November 6, 2017 |
CCUR / Concurrent Computer Corp. DEFM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| November 2, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 13)[1] Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 22 |
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| November 2, 2017 |
CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT Exhibit 99.1 CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT This Consent and Limited Waiver to the Board Representation and Standstill Agreement is delivered by Concurrent Computer Corporation, a Delaware corporation (the “Company”), on October 26, 2017 to JDS1, LLC, a Delaware limited liability company (the “Investor”) and Julian D. Singer, in his individual capacity |
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| October 31, 2017 |
EX-3.1 2 tv478197ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION Concurrent Computer Corporation, a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: 1. The name of the corporation is “Concurrent Computer Corporation.” 2. The Restated Certifi |
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| October 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 27, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 27, 2017 |
Exhibit 99.1 Concurrent Files Preliminary Proxy Statement for Proposed Sale of Content Delivery & Storage Business to Vecima Networks Board of Directors Announces Suspension of Dividends After Current Fiscal Quarter Atlanta, Georgia, October 27, 2017. Concurrent Computer Corporation (NASDAQ:CCUR) reported today that it has filed with the U.S. Securities and Exchange Commission (SEC) a preliminary |
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| October 27, 2017 |
October 27, 2017 Press Release Exhibit 99.1 Concurrent Files Preliminary Proxy Statement for Proposed Sale of Content Delivery & Storage Business to Vecima Networks Board of Directors Announces Suspension of Dividends After Current Fiscal Quarter Atlanta, Georgia, October 27, 2017. Concurrent Computer Corporation (NASDAQ:CCUR) reported today that it has filed with the U.S. Securities and Exchange Commission (SEC) a preliminary |
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| October 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of |
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| October 27, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdi |
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| October 26, 2017 |
EX-10.1 2 tv477857ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CONSENT AND LIMITED WAIVER TO BOARD REPRESENTATION AND STANDSTILL AGREEMENT This Consent and Limited Waiver to the Board Representation and Standstill Agreement is delivered by Concurrent Computer Corporation, a Delaware corporation (the “Company”), on October 26, 2017 to JDS1, LLC, a Delaware limited liability company (the “Investor”) and Jul |
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| October 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 24, 2017 |
Exhibit 99.1 |
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| October 24, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 12)[1] Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 22 |
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| October 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| October 23, 2017 |
CCUR / Concurrent Computer Corp. / Vecima Networks Inc. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Vecima Networks Inc. Peter Torn General Counsel and Corporate Secretary 771 Vanalman Avenue Victoria, British C |
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| October 23, 2017 |
Exhibit 99.1 Execution version ASSET PURCHASE AGREEMENT VECIMA NETWORKS INC. - and - CONCURRENT COMPUTER CORPORATION October 13, 2017 TABLE OF CONTENTS ARTICLE 1 INTERPRETATION 1 1.1 Defined Terms 1 1.2 Rules of Construction 12 1.3 Entire Agreement 13 1.4 Governing Law and Submission to Jurisdiction 13 1.5 Severability 14 1.6 Knowledge 14 1.7 No Contra Preferentum 14 1.8 Schedules 15 ARTICLE 2 PUR |
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| October 23, 2017 |
Exhibit 99.2 Execution Version VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 13, 2017, by and among Vecima Networks Inc., a Canadian corporation (“Buyer”), and each person listed on Schedule A hereto (each, a “Stockholder”). WHEREAS, Buyer and Concurrent Computer Corporation, a Delaware corporation (the “Company”), propose |
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| October 20, 2017 |
Letter from Deloitte & Touche LLP to the Securities and Exchange Commission Exhibit 16.1 Deloitte & Touche LLP Suite 2000 191 Peachtree Street NE Atlanta, GA 30303-1924 USA Tel: 1 404 220 1500 www.deloitte.com October 20, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 USA Dear Sirs/Madams: We have read item 4.01 of Concurrent Computer Corporation?s Form 8-K dated October 20, 2017, and have the following comments: 1. We agree with th |
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| October 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 16, 2017 |
© 2017 Concurrent 1 Confidential & Proprietary Information Town Hall Meeting October 16, 2017 Exhibit 99.3 ? 2017 Concurrent 1 Confidential & Proprietary Information Town Hall Meeting October 16, 2017 ? 2017 Concurrent 2 Confidential & Proprietary Information Safe Harbor Certain statements made or incorporated herein may constitute ?forward - looking statements? within the meaning of the federal securities laws. Statements regarding future events and developments and the company?s future p |
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| October 16, 2017 |
Exhibit 99.1 Subject: Concurrent Enters Into Definitive Agreement To Sell Content Delivery & Storage Business to Vecima Networks Good Morning [ ], We are excited to announce that Concurrent has entered into a definitive agreement to sell its Content Delivery and Video Storage business to Vecima Networks. The deal was announced this morning and the news release announcing the transaction is attache |
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| October 16, 2017 |
EX-99.2 3 tv477070ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Subject: Concurrent Enters Definitive Agreement To Sell Content Delivery & Storage Business to Vecima Networks Concurrent Team, I am pleased to announce that Concurrent has entered into a definitive agreement to sell our Content Delivery & Storage business to Vecima Networks. The proposed deal was announced this morning and you can find the ne |
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| October 16, 2017 |
Concurrent Computer SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| October 16, 2017 |
Exhibit 99.1 CONCURRENT ENTERS DEFINITIVE AGREEMENT TO SELL CONTENT DELIVERY & STORAGE BUSINESS TO VECIMA NETWORKS FOR $29 MILLION Proposed Transaction Expected to Result in Debt Free Balance Sheet with $67 Million in Pro Forma Working Capital Atlanta, GA, October 16, 2017-Concurrent Computer Corporation (NASDAQ:CCUR) has entered into a definitive agreement to sell all of the assets of its Content |
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| October 16, 2017 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT VECIMA NETWORKS INC. - and - CONCURRENT COMPUTER CORPORATION October 13, 2017 TABLE OF CONTENTS Article 1 INTERPRETATION 1 1.1 Defined Terms 1 1.2 Rules of Construction 12 1.3 Entire Agreement 13 1.4 Governing Law and Submission to Jurisdiction 13 1.5 Severability 14 1.6 Knowledge 14 1.7 No Contra Preferentum 14 1.8 Schedules 15 Article 2 PURC |
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| October 16, 2017 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 16, 2017 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT VECIMA NETWORKS INC. - and - CONCURRENT COMPUTER CORPORATION October 13, 2017 TABLE OF CONTENTS Article 1 INTERPRETATION 1 1.1 Defined Terms 1 1.2 Rules of Construction 12 1.3 Entire Agreement 13 1.4 Governing Law and Submission to Jurisdiction 13 1.5 Severability 14 1.6 Knowledge 14 1.7 No Contra Preferentum 14 1.8 Schedules 15 Article 2 PURC |
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| October 16, 2017 |
Press release of Concurrent Computer Corporation issued on October 16, 2017. Exhibit 99.1 CONCURRENT ENTERS DEFINITIVE AGREEMENT TO SELL CONTENT DELIVERY & STORAGE BUSINESS TO VECIMA NETWORKS FOR $29 MILLION Proposed Transaction Expected to Result in Debt Free Balance Sheet with $67 Million in Pro Forma Working Capital Atlanta, GA, October 16, 2017-Concurrent Computer Corporation (NASDAQ:CCUR) has entered into a definitive agreement to sell all of the assets of its Content |
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| October 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (C |
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| October 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| September 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| September 20, 2017 |
Exhibit 21.1 Subsidiaries of Concurrent Computer Corporation Each of the below listed subsidiaries is 100% directly or indirectly owned by Concurrent Computer Corporation except as otherwise indicated, and all are included in the consolidated financial statements. NAME OF SUBSIDIARY STATE OR OTHER JURISDICTION OF INCORPORATION/ORGANIZATION Concurrent Computer Corporation Pty. Ltd. Australia Concur |
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| September 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Sections 13 or 15(d) of the Securities Exchange Act of 1934 (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
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| September 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisd |
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| September 7, 2017 |
EX-99.1 2 v474689ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Concurrent Reports 16% Sequential Increase in Product Revenue for the Fourth Quarter of Fiscal 2017 Conference Call Today at 5:00 P.M. ET ATLANTA, September 7, 2017 – Concurrent (NASDAQ: CCUR), a global leader in storage, protection, transformation, and delivery of visual media assets, today announced financial results for its fourth quarter an |
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| August 4, 2017 |
Exhibit 24 STATE OF NEW JERSEY COUNTY OF BERGEN POWER OF ATTORNEY NOTICE IS HEREBY GIVEN THAT, Steven Singer, a director of Concurrent Computer Corporation, a Delaware corporation ("the Company"), does hereby appoint each of Warren Sutherland, Judson Schmid, Heather Asher, Sabra Henry and Gail Jarvis, signing singly, as his attorney in fact and agent, to act for him and in his name for the limited purposes authorized herein. |
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| July 31, 2017 |
8-K 1 v4719898k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commis |
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| July 14, 2017 |
Concurrent Computer FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdicti |
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| July 10, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. - SC 13D/A Activist Investment SC 13D/A 1 v470549sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 11)1 Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710 |
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| June 12, 2017 |
Concurrent Computer SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Concurrent Computer Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 206710402 (CUSIP Number) May 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| June 12, 2017 |
CCUR / Concurrent Computer Corp. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Concurrent Computer Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 206710402 (CUSIP Number) May 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| May 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Concurrent Computer Corporation (Exact name of the registrant as specified in its charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 4375 River Green Parkway, Suite 100, Duluth, Ge |
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| May 25, 2017 |
Concurrent Computer Corporation Conflict Minerals Report for Calendar Year 2016 Exhibit 1.01 Concurrent Computer Corporation Conflict Minerals Report for Calendar Year 2016 Based on the results of the Company?s RCOI, the Company has determined that it does have a reason to believe that certain necessary Conflict Minerals contained in some of our Completed Products originated in the DRC. Information Concerning Due Diligence The Company exercised due diligence on the source and |
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| May 23, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 10)1 Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 |
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| May 18, 2017 |
CCUR / Concurrent Computer Corp. / SINGER JULIAN D. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 9)1 Concurrent Computer Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 206710402 (CUSIP Number) Julian Singer, 2200 |
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| May 16, 2017 |
Exhibit 24 STATE OF GEORGIA COUNTY OF GWINNETT POWER OF ATTORNEY NOTICE IS HEREBY GIVEN THAT, Warren Sutherland, an executive of Concurrent Computer Corporation, a Delaware corporation ("the Company"), does hereby appoint each of Judson Schmid, and Davina Furnish, signing singly, as his attorney in fact and agent, to act for him and in his name for the limited purposes authorized herein. |
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| May 15, 2017 |
Exhibit 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, made and entered into as of the 15th day of May, 2017 by and between CONCURRENT COMPUTER CORPORATION, a Delaware corporation (?Concurrent? or the ?Company?), and WARREN SUTHERLAND (the ?Employee?). WITNESSETH: WHEREAS, the Company desires to employ the Employee and the Employee desires to accept such employment with the Company; NOW, THEREFOR |
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| May 15, 2017 |
EX-99.1 4 v467005ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CONCURRENT SELLS REAL-TIME BUSINESS SEGMENT FOR $35 MILLION TO BATTERY VENTURES; FOCUSES ON VIDEO STORAGE & DELIVERY MARKET OPPORTUNITY Pro Forma Working Capital Position Increases by Approximately $30 Million; Board Examining Strategies to Maximize Shareholder Return Warren Sutherland Appointed Chief Financial Officer Conference Call Today at |
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| May 15, 2017 |
Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE This Confidential Separation Agreement and General Release (this ?Agreement?) is between CONCURRENT COMPUTER CORPORATION, a Delaware corporation (the ?Company?), and EMORY O. BERRY, a resident of the State of Georgia (?Employee?). Employee has been employed by the Company pursuant to an employment agreement dated as of August 1, 20 |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdictio |
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| May 15, 2017 |
Concurrent Computer FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CONCURRENT COMPUTER |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdictio |
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| May 15, 2017 |
Exhibit 99.2 ? 2017 Concurrent Q3 Fiscal 2017 Investor Conference Call Derek Elder, President & CEO Emory Berry, Chief Financial Officer May 15, 2017 Confidential & Proprietary Information ? 2017 Concurrent Safe Harbor Certain statements made or incorporated by reference in this release may constitute "forward - looking statements" within the meaning of the federal securities laws . Statements reg |
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| May 15, 2017 |
Concurrent Reports Fiscal 2017 Third Quarter Financial Results Conference Call Today at 5:00 P.M. ET Exhibit 99.1 Concurrent Reports Fiscal 2017 Third Quarter Financial Results Conference Call Today at 5:00 P.M. ET ATLANTA, May 15, 2017 ? Concurrent (NASDAQ: CCUR), a global leader in storage, protection, transformation, and delivery of visual assets, today announced financial results for its fiscal third quarter of 2017 ended March 31, 2017. Recent Business Highlights: ? Introduced next-generatio |
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| May 15, 2017 |
Exhibit 10.1 LICENSE AND SUPPORT AGREEMENT THIS LICENSE AND SUPPORT AGREEMENT (the ?Agreement?) is entered into as of May 15, 2017 (the ?Effective Date?) by and between Concurrent Computer Corporation, a Delaware corporation (?Licensee?) and Real Time, Inc., a Delaware corporation (?Licensor?). WHEREAS, Licensor and Licensee have entered into an Asset Purchase Agreement dated May 15, 2017 (the ?Pu |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Commi |
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| May 15, 2017 |
Concurrent Computer Corporation Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.2 Concurrent Computer Corporation Unaudited Pro Forma Condensed Consolidated Financial Statements On May 15, 2017, Concurrent Computer Corporation (?Concurrent? or the ?Company?) completed the sale of certain assets primarily related to its ?Linux and Real-Time? business (the ?Disposition?) to Real Time, Inc. (?Buyer?), a wholly-owned subsidiary of Battery Ventures, for a purchase price |
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| May 15, 2017 |
Exhibit 2.1 Execution Version ASSET AND SHARE PURCHASE AGREEMENT by and between REAL TIME, INC., on the one hand, and CONCURRENT COMPUTER CORPORATION, and CONCURRENT COMPUTER CORPORATION (FRANCE), on the other hand Dated as of May 15, 2017 TABLE OF CONTENTS Article I DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Cross-References 13 1.3 Rules of Construction 16 Article II PURCHASE AND SALE 16 2.1 Pur |
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| May 15, 2017 |
Exhibit 99.1 CONCURRENT SELLS REAL-TIME BUSINESS SEGMENT FOR $35 MILLION TO BATTERY VENTURES; FOCUSES ON VIDEO STORAGE & DELIVERY MARKET OPPORTUNITY Pro Forma Working Capital Position Increases by Approximately $30 Million; Board Examining Strategies to Maximize Shareholder Return Warren Sutherland Appointed Chief Financial Officer Conference Call Today at 5:00 p.m. ET ATLANTA, May 15, 2017 ? Conc |
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| February 10, 2017 |
CCUR / Concurrent Computer Corp. / VANGUARD GROUP INC Passive Investment concurrentcomputercorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Concurrent Computer Corp Title of Class of Securities: Common Stock CUSIP Number: 206710402 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appr |
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| February 9, 2017 |
CCUR / Concurrent Computer Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* CONCURRENT COMPUTER CORP (Name of Issuer) Common Stock (Title of Class of Securities) 206710402 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 8, 2017 |
Concurrent Computer FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CONCURRENT COMPUT |
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| February 8, 2017 |
EX-99.1 2 v458590ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Concurrent Reports Second Quarter FY2017 Financial Results Aquari® Storage Solution Gains New Customers; Improved Operating Performance Leads to Sharply Reduced Net Loss Conference Call Today at 11 A.M. ET ATLANTA, February 8, 2017 – Concurrent (NASDAQ: CCUR), a global provider of high-performance LinuxÒ and storage solutions, today announced f |
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| February 8, 2017 |
FEBRUARY 8, 2017 Q2 FISCAL 2017 INVESTOR CONFERENCE CALL Exhibit 99.2 FEBRUARY 8, 2017 Q2 FISCAL 2017 INVESTOR CONFERENCE CALL Certain statements made or incorporated by reference in this release may constitute "forward - looking statements" within the mean ing of the federal securities laws. Statements regarding future events and developments and the company's future performance, including, but not limited to, mana gem ent's expectations, beliefs, plan |
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| February 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2017 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdi |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 001-37706 FORM 12b-25 CUSIP Number 206710402 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tra |
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| November 14, 2016 |
Concurrent Computer FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37706 CONCURRENT COMPU |
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| November 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2016 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Commission (IRS Employer Jurisdi |
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| November 9, 2016 |
FY 2017 Q1 EARNINGS CALL PRESENTATION November 9, 2016 Exhibit 99.2 FY 2017 Q1 EARNINGS CALL PRESENTATION November 9, 2016 FORWARD LOOKING STATEMENTS Certain statements made or incorporated by reference in this presentation may constitute ?forward- looking statements? within the meaning of the federal securities laws. These statements are made pursuant to the safe harbor provision of the Private Securities Litigation Reform Act of 1995. Statements reg |
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| November 9, 2016 |
Concurrent Reports First Quarter Fiscal Year 2017 Financial Results Exhibit 99.1 Concurrent Reports First Quarter Fiscal Year 2017 Financial Results ATLANTA ? November 9, 2016 ? Concurrent (NASDAQ: CCUR), a global provider of high-performance Linux? and storage solutions, today announced financial results for the first quarter ended September 30, 2016. ?In the first quarter, Concurrent reported revenue of $13.1 million. The results were impacted by the timing of a |
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| November 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2016 Concurrent Computer Corporation (Exact name of registrant as specified in its charter) Delaware 001-37706 04-2735766 (State or other jurisdiction of incorporation) (Co |
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| November 7, 2016 |
Exhibit 3.2 CERTIFICATE OF ELIMINATION OF THE SERIES B JUNIOR PARTICIPATING PREFERRED STOCK OF CONCURRENT COMPUTER CORPORATION (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) Concurrent Computer Corporation, a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify as follows: 1 |
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| November 7, 2016 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF CONCURRENT COMPUTER CORPORATION Concurrent Computer Corporation, a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify as follows: 1. The name of the corporation is ?Concurrent Computer Corporation?. 2. The Restated Certificate |
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| November 2, 2016 |
8-K 1 v4519178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2016 Concurrent Computer Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37706 04-2735766 (State or Other (Com |
