Mga Batayang Estadistika
LEI | 549300M8EZMVV1SP6N14 |
CIK | 1576340 |
SEC Filings
SEC Filings (Chronological Order)
February 28, 2024 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) June 30, 2023 Shares Value MASTER LIMITED PARTNERSHIPS - 44. |
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October 10, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 23, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 16)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 15)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 14)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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April 14, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue |
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February 28, 2023 |
NPORT-EX 2 cenpartf.htm CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) December 31, 2022 Shares Value MASTER LIMITED PARTNERSHIPS - 33.4% Gathering & Processing - 6.1% Crestwood Equity Partners LP 60,342 $ 1,580,357 Western Midstream Partners LP (c) 175,147 4,702,697 Total Gathering & Processing 6,283,054 Pipeline Transportation | Natural Gas - 14.0% E |
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February 14, 2023 |
CEN / Center Coast MLP & Infrastructure Fund / Almitas Capital LLC - SC 13G Passive Investment SC 13G 1 tm236682d3sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Closed End Fund (Title of Class of Securities) 151461209 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telep |
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August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
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August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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August 25, 2022 |
NPORT-EX 2 cennport.htm PART F CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) June 30, 2022 Shares Value MASTER LIMITED PARTNERSHIPS - 31.7% Gathering & Processing - 7.4% Crestwood Equity Partners LP 56,250 $ 1,354,500 DCP Midstream LP (c) 34,779 1,028,763 Western Midstream Partners LP (c) 185,136 4,500,656 Total Gathering & Processing 6,883,919 Pipeli |
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August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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February 28, 2022 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) December 31, 2021 Shares Value MASTER LIMITED PARTNERSHIPS - 33. |
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February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: |
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October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mi |
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October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Center Coast Brookfield MLP & Energy Infrastructure Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 151461209 (CUSIP Number) September 28, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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August 27, 2021 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) June 30, 2021 Shares Value MASTER LIMITED PARTNERSHIPS - 36. |
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May 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Center Coast MLP & Infrastructure Fund (Name of Issuer) (Title of Class of Securities) (CUSIP Number) Robert Lewton, Sentinel Asset Management, Inc., One National Life Drive, Montpelier VT 05604, 802-223-9309 (Name, Address and Telephone Number of Person |
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April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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March 1, 2021 |
March 1, 2021 U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Attn: David Manion RE: Center Coast Brookfield MLP & Energy Infrastructure Fund File No. (811-22843) Dear Mr. Manion: Thank you for your telephonic comments, provided February 19, 2021 concerning the annual report to shareholders of Center Coast Brookfield MLP & Energy Infrastructure Fund (“CEN” or the “Fun |
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February 24, 2021 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) December 31, 2020 Shares Value MASTER LIMITED PARTNERSHIPS – 38. |
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August 31, 2020 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) June 30, 2020 Shares Value MASTER LIMITED PARTNERSHIPS - 43. |
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May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Def |
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April 21, 2020 |
CEN / Center Coast MLP & Infrastructure Fund DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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February 28, 2020 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) December 31, 2019 Shares Value MASTER LIMITED PARTNERSHIPS - 79. |
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January 21, 2020 |
CEN / Center Coast MLP & Infrastructure Fund POS EX - - POS EX As filed with the Securities and Exchange Commission on January 21, 2020 Securities Act File No. |
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January 21, 2020 |
Exhibit 99.(h)(ii) SECOND AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 January 21, 2020 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (t |
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January 21, 2020 |
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT Exhibit 99.(h)(i) SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT This SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of January 21, 2020 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, th |
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January 21, 2020 |
Exhibit 99.(l)(ii) January 21, 2020 Center Coast Brookfield MLP & Energy Infrastructure Fund Brookfield Place, 250 Vesey Street New York, New York 10281-1023 Re: Center Coast Brookfield MLP & Energy Infrastructure Fund — Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast Brookfield MLP & Energy Infrastructure Fund, a statutory trust (the “Trust”) creat |
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January 21, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 4 to Registration Statement No. 333-229567 on Form N-2 of our report dated November 27, 2019, relating to the financial statements and financial highlights of Center Coast Brookfield MLP & Energy Infrastructure Fund, appearing in the Annual Repor |
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January 13, 2020 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] January 13, 2020 Samantha Brutlag Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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December 11, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] December 9, 2019 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast Brookfield MLP & Energy Infrastructure Fund—Post-Effective Amendment No. |
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December 9, 2019 |
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENT EX-99.(K)(IV)(8) 2 a19-245541ex99dkiv8.htm EX-99.(K)(IV)(8) Exhibit 99.(k)(iv)(8) RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of March 16, 2016 to the Committed Facility Agreement, dated as of October 4, 2013 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrast |
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December 9, 2019 |
Exhibit 99.(k)(v)(2) AMENDMENT AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of November 7, 2018 to the Special Custody and Pledge Agreement dated April 9, 2018 among Center Coast Brookfield MLP & Energy Infrastructure Fund (“Fund”), BNP Paribas Prime Brokerage International, Ltd. (“Counterparty”), and U.S. Bank, N.A. (“Custodian”), (as previously amended, the “Agreement”). WHEREAS, the pat |
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December 9, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 3 to Registration Statement No. 333-229567 on Form N-2 of our report dated November 27, 2019, relating to the financial statements and financial highlights of Center Coast Brookfield MLP & Energy Infrastructure Fund, appearing in the Annual Repor |
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December 9, 2019 |
CEN / Center Coast MLP & Infrastructure Fund POS 8C - - POS 8C As filed with the Securities and Exchange Commission on December 9, 2019 Securities Act File No. |
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December 9, 2019 |
Exhibit 99.(k)(iv)(10) AMENDMENT AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of November 7, 2018 to the Agreements (defined herein) dated October 4, 2013 between BNP Paribas Prime Brokerage International, Ltd. (“BNPP PB”) and Center Coast Brookfield MLP & Energy Infrastructure Fund, formerly Center Coast MLP & Infrastructure Fund (“Customer”). WHEREAS, BNPP PB (as successor-in-interest to |
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August 29, 2019 |
NPORT-EX 1 d781015dnportex.htm CENTER COAST BROOKFIELD MLP & INFRASTRUCTURE FUND CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Schedule of Investments (Unaudited) June 30, 2019 Shares Value MASTER LIMITED PARTNERSHIPS 85.6% Gathering & Processing - 20.0% Crestwood Equity Partners LP 1 114,868 $ 4,108,828 DCP Midstream LP 1 361,664 10,596,755 Enable Midstream Partners LP 621,354 8,518,76 |
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August 5, 2019 |
AMENDED AND RESTATED DISTRIBUTION AGREEMENT Exhibit 99.(h)(i) AMENDED AND RESTATED DISTRIBUTION AGREEMENT This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of August 5, 2019 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is regist |
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August 5, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 2 to Registration Statement No. 333-229567 on Form N-2 of our report dated November 29, 2018, relating to the financial statements and financial highlights of Center Coast Brookfield MLP & Energy Infrastructure Fund, appearing in the Annual Repor |
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August 5, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Exhibit 99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] August 5, 2019 Center Coast Brookfield MLP & Energy Infrastructure Fund Brookfield Place, 250 Vesey Street New York, New York 10281-1023 Re: Center Coast Brookfield MLP & Energy Infrastructure Fund — Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast Brookfield MLP & Energy Inf |
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August 5, 2019 |
EX-99.(H)(II) 3 a19-163071ex99dhii.htm EX-99.(H)(II) Exhibit 99.(h)(ii) AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 August 5, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund Ladies and Gentlemen: F |
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August 5, 2019 |
CEN / Center Coast MLP & Infrastructure Fund POS EX - - POS EX POS EX 1 a19-163071posex.htm POS EX As filed with the Securities and Exchange Commission on August 5, 2019 Securities Act File No. 333-229567 Investment Company Act File No. 811-22843 United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 x Registration Statement under the Securities Act of 1933 o Pre-Effective Amendment No. x Post-Effective Amendment No. 2 and/or x Regis |
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April 23, 2019 |
CEN / Center Coast MLP & Infrastructure Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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March 29, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Exhibit 99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 29, 2019 Center Coast Brookfield MLP & Energy Infrastructure Fund Brookfield Place, 250 Vesey Street New York, New York 10281-1023 Re: Center Coast Brookfield MLP & Energy Infrastructure Fund — Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast Brookfield MLP & Energy Inf |
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March 29, 2019 |
CEN / Center Coast MLP & Infrastructure Fund POS EX As filed with the Securities and Exchange Commission on March 29, 2019 Securities Act File No. |
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March 29, 2019 |
Exhibit 99.(h)(i) DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 29, 2019 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act of 1 |
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March 29, 2019 |
Exhibit 99.(h)(ii) SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 March 29, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor”, “we” or “ |
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March 29, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 1 to Registration Statement No. 333-229567 on Form N-2 of our report dated November 29, 2018, relating to the financial statements and financial highlights of Center Coast Brookfield MLP & Energy Infrastructure Fund, appearing in the Annual Repor |
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March 18, 2019 |
CEN / Center Coast MLP & Infrastructure Fund CORRESP CORRESP 1 filename1.htm [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 19, 2019 Samantha Brutlag Tony Burak Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 RE: Center Coast Brookfield MLP & Energy Infrastructure Fund (File Nos. 333-229567 and 811-22843) Dear Ms. Brutlag and Mr. Burak: Thank you for your telephonic comment |
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March 1, 2019 |
I Brian F. Hurley, certify that: Exhibit 99.CERT CERTIFICATION I Brian F. Hurley, certify that: 1. I have reviewed this report on Form N-Q of Center Coast Brookfield MLP & Energy Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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March 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22843 Investment Company Act file number: Center Coast Brookfield MLP & Energy Infrastructure Fund (Exact name of registrant as specified in charter) Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023 (Address |
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October 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast Brookfield MLP & Energy Infrastructure Fund (Exact name of registrant as specified in charter) Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023 (Address |
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October 30, 2018 |
I, Brian F. Hurley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Brian F. Hurley, certify that: 1. I have reviewed this report on Form N-Q of Center Coast Brookfield MLP & Energy Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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May 7, 2018 |
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT EX-99.(H)(I) 2 a18-112031ex99dhi.htm EX-99.(H)(I) Exhibit (h)(i) SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of May 8, 2018 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (formerly Center Coast MLP & Infrastructure Fund), a Delaware statutory trust (the “Fund”), and Foreside Fund Services, L |
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May 7, 2018 |
CEN / Center Coast MLP & Infrastructure Fund POS EX As filed with the Securities and Exchange Commission on May 8, 2018 Securities Act File No. |
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May 7, 2018 |
Exhibit (h)(ii) SECOND AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 May 8, 2018 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund (formerly Center Coast MLP & Infrastructure Fund), a Delaware statutory trust (the “Fund”), of up to 15,173,943 shares (the “Shares”) of beneficial interest, par value $0. |
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May 7, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] May 8, 2018 Exhibit (l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] May 8, 2018 Center Coast Brookfield MLP & Energy Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 Re: Center Coast Brookfield MLP & Energy Infrastructure Fund — Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast Brookfield MLP & Energy Infrastructure Fund, a statutory trust (the “Trust”) created under the Delaware Statutory Trust Act (the “DSTA”), in connection with the issuance and sale by the Trust of up to 15,173,943 shares (the “Shares”) of the Trust’s common shares of beneficial interest, par value $0. |
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May 7, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 26, 2018, relating to the financial statements and financial highlights which appears in Center Coast MLP & Infrastructure Fund’s Annual Report on Form N-CSR for the year ended November 30, 2017. We also c |
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April 27, 2018 |
I, Brian F. Hurley, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Brian F. Hurley, certify that: 1. I have reviewed this report on Form N-Q of Center Coast Brookfield MLP & Energy Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast Brookfield MLP & Energy Infrastructure Fund (Exact name of registrant as specified in charter) Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023 (Address |
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April 24, 2018 |
Exhibit 99.(j) CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the 4th day of April, 2018, with an effective date of the 6th date of April, 2018 at 4:01 pm EST, by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America |
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April 24, 2018 |
SPECIAL CUSTODY and PLEDGE AGREEMENT Exhibit 99.(k)(vi) SPECIAL CUSTODY and PLEDGE AGREEMENT AGREEMENT (hereinafter “Agreement”) dated as of April 9, 2018 among U.S. BANK, N.A. In its capacity as custodian hereunder (“Custodian”), CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND (“Fund”), and BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (the “Counterparty”). WHEREAS, the Fund provides pledged collateral to Counterparty to |
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April 24, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 26, 2018, relating to the financial statements and financial highlights which appears in Center Coast MLP & Infrastructure Fund’s Annual Report on Form N-CSR for the year ended November 30, 2017. We also c |
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April 24, 2018 |
CEN / Center Coast MLP & Infrastructure Fund POS 8C As filed with the Securities and Exchange Commission on April 24, 2018 Securities Act File No. |
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April 24, 2018 |
BROOKFIELD INVESTMENT MANAGEMENT INC. FUND SUB-ADMINISTRATION SERVICING AGREEMENT EX-99.(K)(III) 4 a18-112031ex99dkiii.htm EX-99.(K)(III) Exhibit 99.(k)(iii) BROOKFIELD INVESTMENT MANAGEMENT INC. FUND SUB-ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 6th day of April, 2018, by and between BROOKFIELD INVESTMENT MANAGEMENT INC., (“BIM”) with respect to Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”), and U.S. BANCORP FU |
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April 24, 2018 |
Exhibit 99.(k)(ii) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of the 6th day of April, 2018 by and between CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND, a Delaware statutory trust (the “Fund”), and BROOKFIELD INVESTMENT MANAGEMENT INC., a Delaware corporation (the “Administrator”); WITNESSETH: WHEREAS, the Fund is closed-end management investment company under the Investment Co |
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April 24, 2018 |
FUND ACCOUNTING SERVICING AGREEMENT Exhibit 99.(k)(viii) FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 6th day of April, 2018, by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”). WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the “1940 |
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April 24, 2018 |
CEN / Center Coast MLP & Infrastructure Fund CORRESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] April 24, 2018 James E. O’Connor Tony Burak Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast Brookfield MLP & Energy Infrastructure Fund Post-Effective Amendment No. 4 to Registration Statement on Form N-2 (File Nos. 333-210697 and 811-22843) Dear Mr. O’Connor: Thank you for your comments received Apr |
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April 17, 2018 |
CEN / Center Coast MLP & Infrastructure Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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February 16, 2018 |
SPECIAL CUSTODY AND PLEDGE AGREEMENT EX-99.(K)(VI)(2) 3 a18-36021ex99dkvi2.htm EX-99.(K)(VI)(2) Exhibit 99.(k)(vi)(2) AMENDMENT TO SPECIAL CUSTODY AND PLEDGE AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of February 2, 2018, at 4:01 p.m., to the Special Custody and Pledge Agreement dated as of October 4, 2013 (as amended from time to time, the “Agreement”) between Center Coast Brookfield MLP & Energy Infrastructure Fund (forme |
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February 16, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 4 a18-36021ex99dn.htm EX-99.(N) Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 26, 2018, relating to the financial statements and financial highlights which appears in Center Coast MLP & Infrastructure Fund’s Annual Report on Form N-CSR for t |
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February 16, 2018 |
PERSONAL TRADING POLICY DECEMBER 2017 EX-99.(R)(I) 6 a18-36021ex99dri.htm EX-99.(R)(I) Exhibit 99.(r)(i) PERSONAL TRADING POLICY DECEMBER 2017 TABLE OF CONTENTS Page INTRODUCTION 1 CONSEQUENCES OF NON-COMPLIANCE 1 APPLICATION OF THIS POLICY 3 COMMUNICATION AND REPORTING 3 PART I — GENERAL PROHIBITIONS APPLICABLE TO ACCESS PERSONS 4 1. Securities Laws 4 2. Prohibited Securities 6 PART II — ADDITIONAL RULES APPLICABLE TO ACCESS PERSONS |
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February 16, 2018 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 As filed with the Securities and Exchange Commission on February 16, 2018 Securities Act File No. |
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February 16, 2018 |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND POWER OF ATTORNEY EX-99.(P) 5 a18-36021ex99dp.htm EX-99.(P) Exhibit 99.(p) CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND POWER OF ATTORNEY Each of the undersigned trustees of Center Coast Brookfield MLP & Energy Infrastructure Fund, a statutory trust formed under the laws of the State of Delaware (the “Trust”), hereby constitutes and appoints Brian F. Hurley, Alexis I. Rieger, Angela W. Ghantous and Thom |
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February 16, 2018 |
EX-99.(G) 2 a18-36021ex99dg.htm EX-99.(G) Exhibit 99.(g) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of February 2, 2018, at 4:01 p.m. (Eastern Time), by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”). WHEREAS, the Fund is engaged in business as a cl |
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February 16, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 16, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast Brookfield MLP & Energy Infrastructure Fund— Post-Effective Amendment No. |
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January 8, 2018 |
CEN / Center Coast MLP & Infrastructure Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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December 8, 2017 |
CEN / Center Coast MLP & Infrastructure Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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December 1, 2017 |
CEN / Center Coast MLP & Infrastructure Fund ESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] December 1, 2017 David Orlic Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast MLP & Infrastructure Fund (File No. |
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October 30, 2017 |
Center Coast Mlp & Infrastructure Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77002 (Address of princi |
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October 30, 2017 |
EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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October 27, 2017 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] October 27, 2017 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast MLP & Infrastructure Fund (File No. |
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October 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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August 18, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 27, 2017, relating to the financial statements and financial highlights which appears in Center Coast MLP & Infrastructure Fund?s Annual Report on Form N-CSR for the year ended November 30, 2016. We also c |
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August 18, 2017 |
Center Coast MLP & Infrastructure Fund DEFINITIVE MATERIALS POS EX 1 a17-188771posex.htm DEFINITIVE MATERIALS As filed with the Securities and Exchange Commission on August 18, 2017 Securities Act File No. 333-210697 Investment Company Act File No. 811-22843 United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 x Registration Statement under the Securities Act of 1933 o Pre-Effective Amendment No. x Post-Effective Amendment No. 3 |
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August 18, 2017 |
AMENDED AND RESTATED DISTRIBUTION AGREEMENT Exhibit 99.(h)(i) AMENDED AND RESTATED DISTRIBUTION AGREEMENT This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this ?Agreement?) made as of August 18, 2017 by and between Center Coast MLP & Infrastructure Fund, a Delaware statutory trust (the ?Fund?), and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor?). WITNESSETH: WHEREAS, the Fund is registered under the In |
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August 18, 2017 |
EX-99.(H)(II) 3 a17-188771ex99dhii.htm EX-99.(H)(II) Exhibit 99.(h)(ii) AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 August 18, 2017 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast MLP & Infrastructure Fund Ladies and Gentlemen: From time to time For |
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August 18, 2017 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Exhibit 99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] August 18, 2017 Center Coast MLP & Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 Re: Center Coast MLP & Infrastructure Fund ? Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast MLP & Infrastructure Fund, a statutory trust (the ?Trust?) created under the |
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April 28, 2017 |
Center Coast Mlp & Infrastructure Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77002 (Address of princi |
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April 28, 2017 |
EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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April 11, 2017 |
Center Coast MLP & Infrastructure Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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March 29, 2017 |
Center Coast MLP & Infrastructure Fund ESP [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 29, 2017 James E. O?Connor Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast MLP & Infrastructure Fund Post-Effective Amendment No. 2 to Registration Statement on Form N-2 (File Nos. 333-210697 and 811-22843) Dear Mr. O?Connor: Thank you for your c |
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March 29, 2017 |
Center Coast MLP & Infrastructure Fund ESP Center Coast MLP & Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 March 29, 2017 James E. |
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February 10, 2017 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 As filed with the Securities and Exchange Commission on February 10, 2017 Securities Act File No. |
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February 10, 2017 |
Exhibit 99.(a)(2) CENTER COAST MLP & INFRASTRUCTURE FUND STATEMENT OF PREFERENCES OF SERIES A MANDATORY REDEEMABLE PREFERRED SHARES Center Coast MLP & Infrastructure Fund, a Delaware statutory trust (the ?Trust?), certifies that: WHEREAS, the Board of Trustees of the Trust may authorize and issue preferred shares in the Trust having such terms, rights, preferences, privileges, limitations and rest |
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February 10, 2017 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 10, 2017 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 10, 2017 James E. |
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February 10, 2017 |
Exhibit 99.(k)(viii) CENTER COAST MLP & INFRASTRUCTURE FUND Series A Mandatory Redeemable Preferred Shares SECURITIES PURCHASE AGREEMENT Dated as of September 22, 2016 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF MRP SHARES 1 SECTION 2. SALE AND PURCHASE OF MRP SHARES 2 SECTION 3. CLOSING 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4.1. Representations and Warranties 2 Secti |
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February 10, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 27, 2017, relating to the financial statements and financial highlights which appears in the November 30, 2016 Annual Report to Shareholders of Center Coast MLP & Infrastructure Fund, which is also incorpo |
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February 10, 2017 |
EX-99.(D)(2) 3 a17-32481ex99dd2.htm EX-99.(D)(2) Exhibit 99.(d)(2) [Certificate #] SERIES A MANDATORY REDEEMABLE PREFERRED SHARES [#] SHARES CENTER COAST MLP & INFRASTRUCTURE FUND (THE “TRUST”) ORGANIZED UNDER THE LAWS CUSIP # [·] OF THE STATE OF DELAWARE THIS CERTIFIES THAT [PURCHASER] IS THE OWNER OF [# OF SHARES] FULLY PAID AND NON-ASSESSABLE SHARES OF SERIES A MANDATORY REDEEMABLE PREFERRED SH |
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October 28, 2016 |
EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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October 28, 2016 |
Center Coast MLP & Infrastructure Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77002 (Address of princi |
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October 17, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Center Coast MLP & Infrastructure Fund (Name of Issuer) Preferred Shares (Title of Class of Securities) N/A (CUSIP Number) September 22, 2016 (Date of Event Which Requires Filing of this Statement) |
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May 27, 2016 |
Center Coast MLP & Infrastructure Fund POS EX POS EX 1 a16-13911posex.htm POS EX As filed with the Securities and Exchange Commission on May 27, 2016 Securities Act File No. 333-210697 Investment Company Act File No. 811-22843 United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 x Registration Statement under the Securities Act of 1933 o Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and/or x Registra |
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May 27, 2016 |
Exhibit 99.(h)(i) DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this ?Agreement?) made as of May 27, 2016 by and between Center Coast MLP & Infrastructure Fund, a Delaware statutory trust (the ?Fund?), and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor?). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended, and |
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May 27, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 29, 2016, relating to the financial statements and financial highlights which appears in the November 30, 2015 Annual Report to Shareholders of Center Coast MLP & Infrastructure Fund, which is also incorpo |
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May 27, 2016 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] EX-99.(L)(II) 5 a16-13911ex99dlii.htm EX-99.(L)(II) Exhibit 99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] May 27, 2016 Center Coast MLP & Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 Re: Center Coast MLP & Infrastructure Fund — Offering of Common Shares Ladies and Gentlemen: We have acted as special counsel to Center Coast MLP & Infrastructure Fund, a |
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May 27, 2016 |
Exhibit 99.(k)(iv)(8) EIGHTH AMENDMENT AGREEMENT AMENDMENT AGREEMENT (?Amendment?) dated as of April 22, 2016 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage International, Ltd. (?BNPP PB?) and Center Coast MLP & Infrastructure Fund (?Customer?). WHEREAS, BNP Paribas Prime Brokerage, Inc. (?BNPP PB, Inc?) and Customer previously entered into a Committe |
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May 27, 2016 |
Exhibit 99.(h)(ii) SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 May 27, 2016 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Center Coast MLP & Infrastructure Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the ?Distributor?, ?we? or ?us?) will act as manage |
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April 29, 2016 |
EX-99.CERT 2 fp0019020ex99cert.htm EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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April 29, 2016 |
Center Coast MLP & Infrastructure Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0019020nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77 |
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March 31, 2016 |
Center Coast MLP & Infrastructure Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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February 11, 2016 |
SIXTH AMENDMENT AGREEMENT AND WAIVER Exhibit 99.(k)(v)(7) SIXTH AMENDMENT AGREEMENT AND WAIVER AMENDMENT AGREEMENT AND WAIVER (?Amendment?) dated as of January 27, 2016 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (?BNPP PB, Inc?) and Center Coast MLP & Infrastructure Fund (?Customer?). WHEREAS, BNPP PB, Inc and Customer previously entered into a Committed Facility Agreement date |
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February 11, 2016 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 As filed with the Securities and Exchange Commission on February 11, 2016 Securities Act File No. |
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February 11, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 29, 2016, relating to the financial statements and financial highlights which appears in the November 30, 2015 Annual Report to Shareholders of Center Coast MLP & Infrastructure Fund, which is also incorpo |
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February 11, 2016 |
EX-99.(K)(V)(6) 3 a16-13913ex99dkv6.htm EX-99.(K)(V)(6) Exhibit 99.(k)(v)(6) FIFTH AMENDMENT AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of October 6, 2015 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”). WHEREAS, BNPP PB, Inc and Customer previously entered into a |
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February 11, 2016 |
Exhibit 99.(k)(v)(5) FOURTH AMENDMENT AGREEMENT AMENDMENT AGREEMENT (?Amendment?) dated as of April 24, 2015 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (?BNPP PB, Inc?) and Center Coast MLP & Infrastructure Fund (?Customer?). WHEREAS, BNPP PB, Inc and Customer previously entered into a Committed Facility Agreement dated as of October 4, 2013 |
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January 14, 2016 |
Center Coast MLP & Infrastructure Fund ESP Center Coast MLP & Infrastructure Fund 1600 Smith Suite 3800 Houston, TX 77002 January 13, 2016 U. |
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October 15, 2015 |
EX-99.CERT 2 fp0016202ex99cert.htm EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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October 15, 2015 |
Center Coast MLP & Infrastructure Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77002 (Address of princi |
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April 29, 2015 |
Center Coast MLP & Infrastructure Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) Center Coast Capital Advisors, LP 1600 Smith Street Suite 3800 Houston, TX 77002 (Address of princi |
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April 29, 2015 |
fp0011867ex99cert.htm EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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March 31, 2015 |
Center Coast MLP & Infrastructure Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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March 20, 2015 |
Exhibit 99.(k)(ix) February 24, 2015 Attn: Dan C. Tutcher 1600 Smith Street, Suite 3800 Houston, TX 77002 RE: Center Coast MLP & Infrastructure Fund ? Rights Offer Dear Dan: This will serve as the Agreement between AST Fund Solutions, LLC (?AST Fund Solutions?) and Center Coast MLP & Infrastructure Fund (the ?Client?), pursuant to which AST Fund Solutions will serve the Client as Information Agent |
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March 20, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated January 29, 2015, relating to the financial statements and financial highlights which appears in the November 30, 2014 Annual Report to Shareholders of Center Coast MLP & Infrastructure Fund, which is also incorpo |
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March 20, 2015 |
Exhibit 99.(d)(ii) NOTICE OF GUARANTEED DELIVERY For Common Shares of CENTER COAST MLP & INFRASTRUCTURE FUND Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated March 19, 2015, and the accompanying Prospectus, dated March 9, 2015 (collectively, the ?Prospectus?), this form or one substantially equivalent her |
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March 20, 2015 |
Exhibit 99.(h)(i) CENTER COAST MLP & INFRASTRUCTURE FUND 4,938,969 Common Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York March 19, 2015 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of Center Coast MLP & Infrastructure Fund, a Delaware statutory |
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March 20, 2015 |
SUBSCRIPTION RIGHTS CERTIFICATE Exhibit 99.(d)(1) SUBSCRIPTION RIGHTS CERTIFICATE Maximum Primary Subscription Shares Available: Number of Rights Issued: The registered holder (the ?Holder?) of this Subscription Certificate named below, or the assignee, is entitled to the number of transferable Rights shown above to subscribe for common shares of beneficial interest, $0.01 par value per share (the ?Common Shares?), of Center Coa |
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March 20, 2015 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Exhibit 99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 20, 2015 Center Coast MLP & Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 Re: Center Coast MLP & Infrastructure Fund ? Rights Offering Shelf Takedown Ladies and Gentlemen: We have acted as special counsel to Center Coast MLP & Infrastructure Fund, a statutory trust (the ?Trust?) created under |
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March 20, 2015 |
Center Coast MLP & Infrastructure Fund POS EX As filed with the Securities and Exchange Commission on March 20, 2015 Securities Act File No. |
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March 20, 2015 |
Exhibit 99.(k)(viii) Subscription Agent Agreement Between Center Coast MLP & Infrastructure Fund and Computershare Trust Company, N.A. and Computershare Inc. 1 THIS SUBSCRIPTION AGENT AGREEMENT (the ?Agreement?) is entered into as of this 19th day of March 2015 (the ?Effective Date?) by and among Center Coast MLP & Infrastructure Fund, a statutory trust organized and existing under the laws of the |
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March 5, 2015 |
Center Coast MLP & Infrastructure Fund ESP Center Coast MLP & Infrastructure Fund 1600 Smith Street Suite 3800 Houston, Texas 77002 March 5, 2015 Mary A. |
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February 13, 2015 |
CEN / Center Coast MLP & Infrastructure Fund CORRESP - - [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 13, 2015 Mary A. |
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February 6, 2015 |
CEN / Center Coast MLP & Infrastructure Fund COVER - - UMB FUND SERVICES, INC. 235 W. Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 February 6, 2015 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Center Coast MLP & Infrastructure Fund Registration No.: 811-22843 Filing pursuant to Rule 30b2-1 and Section 24(b) of the Investment Company Act of 1940 Dear Sir or Madam: On behalf of the above-named registrant (th |
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December 29, 2014 |
CEN / Center Coast MLP & Infrastructure Fund CORRESP - - [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] December 30, 2014 Mary Cole Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast MLP & Infrastructure Fund Dear Ms. |
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October 16, 2014 |
Center Coast Mlp & Infrastructure Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) 1100 Louisiana Street Suite 5025 Houston, TX 77002 (Address of principal executive offices) (Zip co |
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October 16, 2014 |
EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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April 28, 2014 |
EX-99.CERT CERTIFICATIONS I, Dan C. Tutcher, certify that: 1. I have reviewed this report on Form N-Q of Center Coast MLP & Infrastructure Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22843 Center Coast MLP & Infrastructure Fund (Exact name of registrant as specified in charter) 1100 Louisiana Street Suite 5025 Houston, TX 77002 (Address of principal executive offices) (Zip co |
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April 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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September 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CENTER COAST MLP & INFRASTRUCTURE FUND (Exact Name of Registrant as Specified in its Charter) Delaware 90-1011829 (State of Incorporation (IRS Employer or Organization) Identification Number) 1100 Louisiana St |
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September 23, 2013 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] September 23, 2013 Mary A. |
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September 23, 2013 |
CORRESP 1 filename1.htm Center Coast MLP & Infrastructure Fund 1100 Louisiana Street, Suite 5025 Houston, Texas 77002 September 23, 2013 Mary A. Cole Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Center Coast MLP & Infrastructure Fund Registration Statement on Form N-2 (File Nos. 333-188550 and 811-22843) Dear Ms. Cole: In accordance |
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June 14, 2013 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] June 14, 2013 Mary A. Cole Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Center Coast MLP & Infrastructure Fund (File Nos. 333-188550 and 811-22843) Dear Ms. Cole: Thank you for your comment letter, dated June 7, 2013, regarding the registration statement on Form |
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May 10, 2013 |
As filed with the Securities and Exchange Commission on May 10, 2013 811- SECURITIES AND EXCHANGE COMMISSION Washington, D. |