Mga Batayang Estadistika
| CIK | 1097519 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Columbia Funds Series Trust - Columbia Select Large Cap Equity Fund Institutional 3 Class
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 21, 2024 |
March 21, 2024 Mr. Mark Cowan U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 Re: Template Filing Relief Request Pursuant to Rule 485(b)(1)(vii) for Columbia Acorn Trust Columbia Funds Series Trust Columbia Funds Series Trust I Columbia Funds Series Trust II (each, a Registrant and together, the Registran |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Sta |
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| October 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ De |
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| October 18, 2023 |
COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST I COLUMBIA FUNDS SERIES TRUST II 290 Congress Street Boston, MA 02210 October 18, 2023 VIA EDGAR Mr. |
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| September 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 3 nportpoi649.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Small Cap Index Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Small Cap Index Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98.4% Issuer Shares |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 2 nportpoi625.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Large Cap Index Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Large Cap Index Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98.7% Issuer Shares |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi611.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Convertible Securities Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Convertible Securities Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 4.2% |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 2 nportpoi635.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Mid Cap Index Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Mid Cap Index Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99.7% Issuer Shares Val |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi651.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Small Cap Value Fund II Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Small Cap Value Fund II, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 94.4% Issuer |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report November 30, 2022 (Unaudited) Columbia Overseas Value Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Overseas Value Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi630.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Large Cap Growth Opportunity Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 3 nportpoi624.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Large Cap Enhanced Core Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Large Cap Enhanced Core Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report November 30, 2022 (Unaudited) Columbia Select Large Cap Equity Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Select Large Cap Equity Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 2 nportpoi636.htm Third Quarter Report November 30, 2022 (Unaudited) Columbia Select Mid Cap Value Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Select Mid Cap Value Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98.7% Iss |
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| December 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 20. |
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| December 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 20. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Short Duration Municipal Bond Fund (formerly Columbia Short Term Municipal Bond Fund), July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Fixed Income Funds 0. |
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| September 26, 2022 |
Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 97. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 97. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| September 26, 2022 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 96. |
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| August 24, 2022 |
Portfolio of Investments Columbia Short Term Bond Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 25. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] NPORT-EX 2 nportpoi662.htm Portfolio of Investments Columbia Overseas Value Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97.4% Issuer Shares Value ($) Australia 1.2% Northern Star Resources Ltd. 5,116,834 32,501,912 Brazil 1.0% Azul SA, ADR(a) 1,064,821 13,555,172 JBS SA 1,800,409 13,520,446 Total 27,075, |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Index Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 25, 2022 |
Portfolio of Investments Columbia Convertible Securities Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 6. |
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| July 25, 2022 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Value Fund II, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 25, 2022 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| July 25, 2022 |
Portfolio of Investments Columbia Small Cap Index Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 25, 2022 |
Portfolio of Investments Columbia Mid Cap Index Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 94. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Enhanced Core Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| June 27, 2022 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 19. |
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| June 27, 2022 |
NPORT-EX 2 nportpoicapallocationbook.htm Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 19.7% Shares Value ($) International 4.8% Columbia Overseas Core Fund, Institutional 3 Class(a) 1,118,355 10,534,906 U.S. Large Cap 13.7% Columbia C |
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| March 28, 2022 |
Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| March 28, 2022 |
Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 97. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Short Term Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 28, 2022 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 POS EX 1 d242165dposex.htm COLUMBIA FUNDS SERIES TRUST As filed with the Securities and Exchange Commission on March 3, 2022 Securities Act File No. 333-258930 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 1 ☒ COLUMBIA FUNDS SERIES TRUST (Exact Name o |
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| March 3, 2022 |
EX-99.(12) 2 d242165dex9912.htm OPINION AND CONSENT OF VEDDER PRICE P.C. January 21, 2022 Columbia Funds Series Trust Columbia Funds Series Trust II 290 Congress street 290 Congress Street Boston, Massachusetts 0221 0 Boston, Massachusetts 02210 BMO Funds, Inc. 790 North Water Street, Suite 1100 Milwaukee, Wisconsin 53202 Ladies and Gentlemen: Columbia Fund Series Trust, a Delaware statutory trust |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 As filed with the Securities and Exchange Commission on March 3, 2022 Securities Act File No. |
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| March 3, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| March 3, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| February 24, 2022 |
Portfolio of Investments Columbia Short Term Bond Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 27. |
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| January 26, 2022 |
Portfolio of Investments Columbia Mid Cap Index Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2022 |
Portfolio of Investments Columbia Overseas Value Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2022 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Value Fund II, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Index Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Enhanced Core Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
Portfolio of Investments Columbia Small Cap Index Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2022 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Convertible Securities Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 4. |
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| December 23, 2021 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 21. |
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| December 23, 2021 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 21. |
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| November 26, 2021 |
425 1 d235642d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) COLUMBIA THREADNEEDLE – BMO FUND MERGER, NEW FUND LAUNCH DETAILS TRANCHE 1 As part of the Bank of Montreal integration |
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| November 24, 2021 |
425 1 d222438d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) COLUMBIA THREADNEEDLE INVESTMENTS: BMO-RELATED MERGERS AND FUND LAUNCH UPDATE December mergers and associated fund lau |
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| November 24, 2021 |
425 1 d203063d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) BMO FUNDS, INC. BMO Dividend Income Fund BMO Ultra Short Tax-Free Fund BMO Large-Cap Value Fund BMO Short Tax-Free Fun |
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| November 12, 2021 |
425 1 d237390d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) November 12, 2021 COLUMBIA THREADNEEDLE INVESTMENTS: BMO-RELATED FUND LAUNCHES Merger-related additions to the Columbi |
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| November 4, 2021 |
425 1 d242350d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) NEWS BMO Funds, Inc. Announces Planned Adjournment of Special Joint Meeting of Shareholders MILWAUKEE, November 3, 202 |
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| October 8, 2021 |
425 1 d188860d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) 115 S LaSalle St. 11th Floor Chicago, IL 60603 PRODUCT ALERT BMO Funds - Reorganizations October 8, 2021 In a previous |
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| October 4, 2021 |
Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated October 27, 2020, with respect to the financial statements and financial highlights of BMO Disciplined International Equity Fund, BMO Mid-Cap Value Fund, BMO Small-Cap Value Fund, BMO Short Tax-Free Fund, and BMO Short-Term Income Fund, each a series of BMO Funds, Inc. |
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| October 4, 2021 |
Agreement and Plan of Reorganization is filed electronically herewith. Exhibit 4 Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [?], 2021 (the ?Agreement?), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, the Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6. |
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| October 4, 2021 |
EX-99.(11) 3 d229876dex9911.htm OPINION AND CONSENT OF ROPES & GRAY LLP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 30, 2021 Columbia Funds Series Trust 290 Congress Street Boston, MA 02210 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We are counsel to Columbia Funds Series Trust (the “Trust”) and each of the series there |
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| October 4, 2021 |
As filed with the Securities and Exchange Commission on October 1, 2021 As filed with the Securities and Exchange Commission on October 1, 2021 Securities Act File No. |
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| October 4, 2021 |
Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust of our reports dated as listed in Appendix A, relating to the financial statements and financial highlights, which appear in the Annual Reports on Form N-CSR of the funds indicated in Appendix A for the years ended as listed in Appendix A. |
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| October 1, 2021 |
Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated October 27, 2020, with respect to the financial statements and financial highlights of BMO LGM Emerging Markets Equity Fund, BMO Mid-Cap Growth Fund, BMO Core Plus Bond Fund, BMO Corporate Income Fund, BMO Intermediate Tax-Free Fund, and BMO Strategic Income Fund, each a series of BMO Funds, Inc. |
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| October 1, 2021 |
A. Comments Applicable to All Registration Statements1 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| October 1, 2021 |
Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust and Columbia Funds Series Trust II of our report dated March 24, 2021, relating to the financial statements and financial highlights, which appear in the Annual Report on Form N-CSR of the funds indicated in Appendix A for the year ended January 31, 2021. |
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| October 1, 2021 |
Exhibit (11) ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| October 1, 2021 |
As filed with the Securities and Exchange Commission on September 30, 2021 As filed with the Securities and Exchange Commission on September 30, 2021 Securities Act File No. |
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| October 1, 2021 |
Agreement and Plan of Reorganization is filed electronically herewith. EX-99.(4) 2 d206529dex994.htm AGREEMENT AND PLAN OF REORGANIZATION Exhibit (4) Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [●], 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series |
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| September 24, 2021 |
Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| September 24, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Short Term Municipal Bond Fund, July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 2. |
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| September 24, 2021 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| September 24, 2021 |
Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 99. |
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| September 24, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, July 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| August 25, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Short Term Bond Fund, June 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 27. |
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| August 19, 2021 |
Agreement and Plan of Reorganization is filed electronically herewith. Exhibit (4) Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [●], 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6. |
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| August 19, 2021 |
EX-99.(14)(B) 4 d197693dex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF TARGET FUND CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust of our reports dated as listed in Appendix A, relating to the financial statements and financial highlights, |
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| August 19, 2021 |
As filed with the Securities and Exchange Commission on August 18, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 18, 2021 Securities Act File No. |
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| August 19, 2021 |
EX-99.(16) 5 d197693dex9916.htm POWER OF ATTORNEY POWER OF ATTORNEY Each of the undersigned constitutes and appoints Michael G. Clarke, Daniel J. Beckman, Michael E. DeFao, Ryan C. Larrenaga, Joseph D’Alessandro, Megan E. Garcy, Brian D. McCabe, George M. Silfen and Bruce Rosenblum, each individually, as his or her true and lawful attorney-in-fact and agent (each an “Attorney-in-Fact”), with full |
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| August 19, 2021 |
EX-99.(14)(A) 3 d197693dex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated October 27, 2020, with respect to the financial statements and financial highlights of BMO Disciplined International Equity Fund, BMO Mid-Cap Value Fund, BMO Small-Cap Value Fund, BMO Short Tax-Free Fund, and |
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| August 19, 2021 |
Consent of Independent Registered Public Accounting Firm Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust and Columbia Funds Series Trust II of our report dated March 24, 2021, relating to the financial statements and financial highlights, which appear in the Annual Report on Form N-CSR of the funds indicated in Appendix A for the year ended January 31, 2021. |
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| August 19, 2021 |
Agreement and Plan of Reorganization is filed electronically herewith. Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [●], 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, the Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6. |
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| August 19, 2021 |
Consent of Independent Registered Public Accounting Firm Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated October 27, 2020, with respect to the financial statements and financial highlights of BMO Aggressive Allocation Fund, BMO Growth Allocation Fund, BMO Balanced Allocation Fund, BMO Conservative Allocation Fund, and BMO Moderate Allocation Fund, each a series of BMO Funds, Inc. |
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| August 19, 2021 |
Chicago New York Washington, D C London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| August 19, 2021 |
As filed with the Securities and Exchange Commission on August 19, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 19, 2021 Securities Act File No. |
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| August 19, 2021 |
EX-99.(16) 5 d197695dex9916.htm POWER OF ATTORNEY Exhibit (16) POWER OF ATTORNEY Each of the undersigned constitutes and appoints Michael G. Clarke, Daniel J. Beckman, Michael E. DeFao, Ryan C. Larrenaga, Joseph D’Alessandro, Megan E. Garcy, Brian D. McCabe, George M. Silfen and Bruce Rosenblum, each individually, as his or her true and lawful attorney-in-fact and agent (each an “Attorney-in-Fact” |
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| August 18, 2021 |
Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 100. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Enhanced Core Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 26, 2021 |
Portfolio of Investments Columbia Mid Cap Index Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Index Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Value Fund II, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Convertible Securities Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 3. |
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| July 26, 2021 |
Portfolio of Investments Columbia Small Cap Index Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Overseas Value Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| July 26, 2021 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 26, 2021 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, May 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| June 24, 2021 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 20. |
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| June 24, 2021 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Equity Funds 20. |
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| March 30, 2021 |
Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 30, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Exchange-Traded Fixed Income Funds 2. |
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| March 30, 2021 |
Portfolio of Investments Columbia Short Term Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 2. |
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| March 30, 2021 |
Portfolio of Investments Columbia Maryland Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 95. |
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| March 30, 2021 |
Portfolio of Investments Columbia Georgia Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 90. |
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| March 30, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| March 30, 2021 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, January 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| February 24, 2021 |
Portfolio of Investments Columbia Short Term Bond Fund, December 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 27. |
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| January 26, 2021 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Overseas Value Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Value Fund II, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 106. |
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| January 26, 2021 |
Portfolio of Investments Columbia Small Cap Index Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2021 |
Portfolio of Investments Columbia Convertible Securities Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 2. |
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| January 26, 2021 |
Portfolio of Investments Columbia Mid Cap Index Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2021 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Index Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2021 |
Portfolio of Investments Columbia Large Cap Enhanced Core Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, November 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| December 23, 2020 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| December 23, 2020 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| October 27, 2020 |
Columbia Funds Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2020 |
Columbia Funds Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2020 |
Portfolio of Investments Columbia Georgia Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| September 25, 2020 |
Portfolio of Investments Columbia Short Term Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 2. |
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| September 25, 2020 |
Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 92. |
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| September 25, 2020 |
Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| September 25, 2020 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| September 25, 2020 |
Portfolio of Investments Columbia Maryland Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 97. |
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| September 25, 2020 |
Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, July 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| August 27, 2020 |
Opinion and consent of Vedder Price P.C. July 10, 2020 Columbia Funds Series Trust 225 Franklin Street Boston, Massachusetts 02110 Columbia Funds Series Trust I 225 Franklin Street Boston, Massachusetts 02110 Columbia Funds Series Trust II 225 Franklin Street Boston, Massachusetts 02110 Ladies and Gentlemen: Columbia Funds Series Trust, a Delaware statutory trust, Columbia Funds Series Trust I, a |
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| August 27, 2020 |
COLUMBIA FUNDS SERIES TRUST As filed with the Securities and Exchange Commission on August 27, 2020. |
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| August 26, 2020 |
Portfolio of Investments Columbia Short Term Bond Fund, June 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 24. |
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| July 28, 2020 |
Portfolio of Investments Columbia Large Cap Enhanced Core Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Select International Equity Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 28, 2020 |
Portfolio of Investments Columbia Large Cap Index Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| July 28, 2020 |
Portfolio of Investments Columbia Small Cap Value Fund II, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 28, 2020 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Mid Cap Index Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Convertible Securities Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 2. |
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| July 28, 2020 |
Portfolio of Investments Columbia Overseas Value Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Select Global Growth Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 28, 2020 |
Portfolio of Investments Columbia Large Cap Growth Opportunity Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 28, 2020 |
Portfolio of Investments Columbia Small Cap Index Fund, May 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| June 23, 2020 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| June 23, 2020 |
Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| June 23, 2020 |
Portfolio of Investments Columbia Global Strategic Equity Fund, April 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 10. |
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| June 5, 2020 |
CORRESP 1 filename1.htm Columbia Funds Series Trust Columbia Funds Series Trust I Columbia Funds Series Trust II Columbia Funds Variable Series Trust II 225 Franklin Street Boston, MA 02110 June 5, 2020 Mr. Jason P. Fox U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4720 Re: Responses to SEC review of, and comments with respect to, N-CSR filings for Columbia Funds |
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| June 1, 2020 |
Merger Prospectus - COLUMBIA FUNDS SERIES TRUST II Columbia Funds Series Trust II Filing by Columbia Funds Series Trust II pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| June 1, 2020 |
Merger Prospectus - COLUMBIA FUNDS SERIES TRUST 425 1 d935700d425.htm COLUMBIA FUNDS SERIES TRUST Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Companies: Columbia Funds Series Trust (SEC File No. 811-09645) Columbia Funds Series Trust I (SEC File No. 811-04367) Columbia Funds Series Trust II (SEC File No. 811- |
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| May 7, 2020 |
Merger Prospectus - COLUMBIA ACORN TRUST Columbia Acorn Trust Filing by Columbia Acorn Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| May 7, 2020 |
Columbia Funds Series Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 14, 2020 |
April 14, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Columbia Funds Series Trust Registration Statement on Form N-14 (File No. 333-236644) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby requests that the effective date for Pre-Effective Amendm |
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| April 14, 2020 |
CMUAX / Columbia Select Mid Cap Value Fund N-14/A - - COLUMBIA FUNDS SERIES TRUST Columbia Funds Series Trust Table of Contents As filed with the Securities and Exchange Commission on April 13, 2020 Securities Act File No. |
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| April 14, 2020 |
Consent of Independent Registered Public Accounting Firm (PricewaterhouseCoopers LLP) Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust, Columbia Funds Series Trust I and Columbia Funds Series Trust II of our reports dated as listed in the table below, relating to the financial statements and financial highlights, which appear in the Annual Reports on Form N-CSR of the funds indicated in Appendix A for the years ended as listed in the table below. |
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| April 8, 2020 |
April 8, 2020 Mr. Mark Cowan Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review Office 100 F Street NE Washington DC 20549 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com Deborah Bielicke Eades Shareholder +1 312 609 7661 [email protected] Re: Columbia Funds Series Trust (File No. 333-236644), C |
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| March 26, 2020 |
Portfolio of Investments Columbia North Carolina Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 93. |
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| March 26, 2020 |
Portfolio of Investments Columbia South Carolina Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| March 26, 2020 |
Portfolio of Investments Columbia Short Term Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 26, 2020 |
Portfolio of Investments Columbia Georgia Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 26, 2020 |
Portfolio of Investments Columbia Virginia Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 26, 2020 |
Portfolio of Investments Columbia Maryland Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 96. |
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| March 26, 2020 |
CLPYX / Columbia Large Cap Index Fund DEL AM - - COLUMBIA FUNDS SERIES TRUST March 26, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 26, 2020 |
Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, January 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 3. |
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| February 26, 2020 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| February 26, 2020 |
As filed with the Securities and Exchange Commission on February 26, 2020 Columbia Funds Series Trust Table of Contents As filed with the Securities and Exchange Commission on February 26, 2020 Securities Act File No. |
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| February 26, 2020 |
EX-99.(11) 4 d852629dex9911.htm OPINION AND CONSENT OF SEWARD & KISSEL LLP Exhibit 11 February 25, 2020 Columbia Funds Series Trust 225 Franklin Street Boston, MA 02110 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We are counsel to Columbia Funds Series Trust (the “Trust”), an unincorporated association under Chapter 38 of Title 12 of the Delaware Code (the “Delaware Statutory Tru |
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| February 26, 2020 |
Form of Schedule A and Schedule B to the Management Agreement Exhibit 6(a)(iii) Schedules A and B – Management Agreement – CFST, CFST II and CFVST II FORM OF SCHEDULE A As of [DATE] Columbia Funds Series Trust Series Effective Date Columbia California Intermediate Municipal Bond Fund September 1, 2015 Columbia Capital Allocation Moderate Aggressive Portfolio June 1, 2016 Columbia Capital Allocatio |
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| February 26, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Columbia Funds Series Trust, Columbia Funds Series Trust I and Columbia Funds Series Trust II of our reports dated as listed in the table below, relating to the financial statements and financial highlights, which appear in the Annual Reports on Form N-CSR of the funds indicated in Appendix A for the years ended as listed in the table below. |
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| February 26, 2020 |
EX-99.(16) 6 d852629dex9916.htm TRUSTEES POWER OF ATTORNEY Exhibit 16 POWER OF ATTORNEY Each of the undersigned constitutes and appoints Michael G. Clarke, Christopher O. Petersen, Paul B. Goucher, Michael E. DeFao, Ryan C. Larrenaga, Joseph D’Alessandro, Megan E. Garcy, Robert M. Kurucza and George M. Silfen, each individually, as his or her true and lawful attorney-in-fact and agent (each an “At |
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| February 26, 2020 |
EX-99.(4) 2 d852629dex994.htm AGREEMENT AND PLAN OF REORGANIZATION Exhibit 4 Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of February 20, 2020 (the “Agreement”), is by and among each Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its |
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| February 25, 2020 |
Portfolio of Investments Columbia Short Term Bond Fund, December 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 27. |
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| February 18, 2020 |
Filing by Columbia Acorn Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| February 18, 2020 |
Filing by Columbia Funds Series Trust II pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| February 18, 2020 |
Filing by Columbia Funds Series Trust pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| February 18, 2020 |
Filing by Columbia Funds Series Trust II pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| January 27, 2020 |
Portfolio of Investments Columbia Select Large Cap Equity Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 27, 2020 |
Portfolio of Investments Columbia Mid Cap Index Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 27, 2020 |
Portfolio of Investments Columbia Select Global Growth Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| January 27, 2020 |
Portfolio of Investments Columbia Small Cap Index Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 27, 2020 |
Portfolio of Investments Columbia Select International Equity Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 27, 2020 |
Portfolio of Investments Columbia Large Cap Enhanced Core Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 27, 2020 |
Portfolio of Investments Columbia Convertible Securities Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 1. |
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| January 27, 2020 |
Portfolio of Investments Columbia Small Cap Value Fund II, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 27, 2020 |
Portfolio of Investments Columbia Large Cap Index Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 27, 2020 |
Portfolio of Investments Columbia Large Cap Growth Opportunity Fund (formerly Columbia Large Cap Growth Fund III), November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 27, 2020 |
Portfolio of Investments Columbia Overseas Value Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 27, 2020 |
Portfolio of Investments Columbia Select Mid Cap Value Fund, November 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 13, 2020 |
NLGIX / Columbia Global Strategic Equity Fund NPORT-EX - - Portfolio of Investments Columbia Global Strategic Equity Fund, October 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 9. |
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| January 13, 2020 |
NBIAX / Columbia Capital Allocation Moderate Aggressive Portfolio NPORT-EX - - Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 6. |
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| January 13, 2020 |
NLGAX / Columbia Capital Allocation Moderate Conservative Portfolio NPORT-EX - - Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, October 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 6. |
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| September 25, 2019 |
Columbia Funds Series Trust NPORT-EX - - COLUMBIA FUNDS SERIES TRUST Portfolio of Investments Columbia California Intermediate Municipal Bond Fund, July 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 2. |
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| August 26, 2019 |
Columbia Funds Series Trust NPORT-EX - - COLUMBIA FUNDS SERIES TRUST Columbia Funds Series Trust Portfolio of Investments Columbia Short Term Bond Fund, June 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 27. |
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| July 24, 2019 |
Columbia Funds Series Trust NPORT-EX - - COLUMBIA FUNDS SERIES TRUST Portfolio of Investments Columbia Convertible Securities Fund, May 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 2. |
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| June 26, 2019 |
Columbia Funds Series Trust NPORT-EX - - COLUMBIA FUNDS SERIES TRUST Columbia Funds Series Trust Portfolio of Investments Columbia Capital Allocation Conservative Portfolio, April 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 6. |
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| March 28, 2019 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| March 28, 2019 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| February 27, 2019 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10. |
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| February 27, 2019 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| January 28, 2019 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| January 28, 2019 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 28, 2018 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 28, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d668773dnq.htm COLUMBIA FUNDS SERIES TRUST OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. . . . 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09645 Columbia Funds Series Tru |
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| September 27, 2018 |
Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| September 27, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d617327dnq.htm COLUMBIA FUNDS SERIES TRUST OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. . . . 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09645 Columbia Funds Series Tru |
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| August 27, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d603172dnq.htm COLUMBIA FUNDS SERIES TRUST OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09645 Columbia Funds Series Trust (Exa |
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| August 27, 2018 |
Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| July 26, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10. |
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| July 26, 2018 |
I, Michael G. Clarke, certify that: EX-99.CERT 2 d336061dex99cert.htm SECTION 302 CERTIFICATIONS I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| June 27, 2018 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 3 d823093dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| June 27, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d823093dex9977b.htm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Funds Series Trust In planning and performing our audit of the financial statements of Columbia AMT-Free California Intermediate Muni Bond Fund, Columbia Short Term Municipal Bond Fund, Columbia AMT-Free Virginia Intermediate Muni Bond Fund, Colu |
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| June 27, 2018 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| June 27, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10. |
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| May 29, 2018 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 3 d590077dex9977e.htm EX-99.77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business a |
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| May 29, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Funds Series Trust In planning and performing our audit of the financial statements of Columbia Short Term Bond Fund (one of the funds constituting Columbia Funds Series Trust, referred to hereafter as the “Fund”) as of and for the year ended March 31, 2018, in accordance with th |
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| April 26, 2018 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 3 d574928dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| April 26, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d574928dex9977b.htm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Funds Series Trust In planning and performing our audit of the financial statements of Columbia Convertible Securities Fund, Columbia Large Cap Enhanced Core Fund, Columbia Large Cap Growth Fund III, Columbia Large Cap Index Fund, Columbia Mid Ca |
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| March 29, 2018 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| March 29, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| March 27, 2018 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d550863dex9977b.htm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees of Columbia Funds Series Trust and Shareholders of Columbia Capital Allocation Moderate Aggressive Portfolio, Columbia Capital Allocation Moderate Conservative Portfolio, and Columbia Global Strategic Equity Fund. In planning and performing our audits of the financial statem |
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| March 27, 2018 |
77E. Information regarding pending and settled legal proceedings Exhibit 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financia |
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| February 27, 2018 |
Columbia Funds Series Trust COLUMBIA FUNDS SERIES TRUST (Quarterly Schedule of Portfolio Holdings) Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| February 27, 2018 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| January 25, 2018 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| January 25, 2018 |
Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| December 27, 2017 |
N-Q 1 d503787dnq.htm COLUMBIA FUNDS SERIES TRUST OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. . . . 10.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09645 Columbia Funds Series Tru |
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| December 27, 2017 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 26, 2017 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 2 d505928dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| November 27, 2017 |
77E. Information regarding pending and settled legal proceedings 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes t |
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| October 30, 2017 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 2 d445071dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| October 30, 2017 |
EX-99.77I 3 d445071dex9977i.htm EXHIBIT 77I COLUMBIA FUNDS SERIES TRUST Item 77I/77Q1(d) - TERMS OF NEW OR AMENDED SECURITIES: On June 27, 2017, a Form Type 485(b), Accession No. 0001193125-17-214929, an amendment to the registration statement of Columbia Funds Series Trust, was filed with the SEC. This amendment registered the new classes of shares of the Funds listed below, effective July 1, 201 |
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| September 28, 2017 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 2 d436037dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| September 27, 2017 |
Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| September 27, 2017 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| August 25, 2017 |
Columbia Funds Series Trust - COLUMBIA FUNDS SERIES TRUST Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response. |
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| August 25, 2017 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| July 26, 2017 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| July 26, 2017 |
Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response . |
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| June 28, 2017 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 3 d403424dex9977e.htm EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business |
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| June 28, 2017 |
I, Michael G. Clarke, certify that: Section 302 Certifications I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Columbia Funds Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| June 28, 2017 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d403424dex9977b.htm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Funds Series Trust In planning and performing our audits of the financial statements of Columbia AMT-Free California Intermediate Muni Bond Fund, Columbia AMT-Free Georgia Intermediate Muni Bond Fund, Columbia AMT-Free Maryland Intermediate Muni |
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| June 28, 2017 |
Columbia Funds Series Trust OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10. |
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| May 25, 2017 |
77E. Information regarding pending and settled legal proceedings EX-99.77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial |
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| May 25, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Funds Series Trust In planning and performing our audit of the financial statements of Columbia Short Term Bond Fund (a series of Columbia Funds Series Trust and hereafter referred to as the ?Fund?) as of and for the year ended March 31, 2017, in accordance with the standards of the Public |
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| April 28, 2017 |
Exhibit 77I COLUMBIA FUNDS SERIES TRUST Item 77I/77Q1(d)—TERMS OF NEW OR AMENDED SECURITIES: On September 28, 2016, a Form Type 485(b), Accession No. |
