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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capstead Mortgage Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| October 28, 2021 |
15-12B 1 tm2131229d11512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-08896 CAPSTEAD MORTGAGE CORPORATION |
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| October 19, 2021 |
Franklin BSP Realty Trust, Inc. and Capstead Mortgage Corporation Announce Completion of Merger Exhibit 99.1 Franklin BSP Realty Trust, Inc. and Capstead Mortgage Corporation Announce Completion of Merger NEW YORK, NY & DALLAS, TX ? October 19, 2021 ? Franklin BSP Realty Trust, Inc. (f/k/a Benefit Street Partners Realty Trust, Inc.) (?FBRT? or the ?Company?) and Capstead Mortgage Corporation (NYSE: CMO) (?Capstead?) today announced the completion of their previously announced merger pursuant |
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| October 19, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 01, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 POS AM 1 tm2130472d1posam.htm POS AM As filed with the Securities and Exchange Commission on October 19, 2021 Registration No. 333-251076 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. Registration No. 333-251076 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAPSTEAD MORTGAGE CORPORATI |
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| October 19, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 01, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Com |
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| October 15, 2021 |
Capstead Mortgage Corporation Stockholders Approve Merger with Franklin BSP Realty Trust, Inc. Exhibit 99.1 Capstead Mortgage Corporation Stockholders Approve Merger with Franklin BSP Realty Trust, Inc. DALLAS, TX ? October 15, 2021 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead?) announced that at its special meeting of stockholders held today, conducted by means of a virtual meeting held live over the internet, Capstead stockholders approved the merger transaction (the ?Merger?) i |
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| October 15, 2021 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Com |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Com |
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| October 13, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Franklin BSP Realty Trust, Inc. and Capstead Mortgage Corporation Announce Final Exchange Ratio for Proposed Merger NEW YORK, NY & DALLAS, TX ? October 12, 2021 ? Franklin BSP Realty Trust, Inc. (f/k/a Benefit Street Partners Realty Trust, Inc.) (?FBRT?), a publicly-registered, non-listed real estate investment trust (?REIT?), and Capstead Mortgage Corporation (N |
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| October 13, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Franklin BSP Realty Trust, Inc. and Capstead Mortgage Corporation Announce Final Exchange Ratio for Proposed Merger NEW YORK, NY & DALLAS, TX ? October 12, 2021 ? Franklin BSP Realty Trust, Inc. (f/k/a Benefit Street Partners Realty Trust, Inc.) (?FBRT?), a publicly-registered, non-listed real estate investment trust (?REIT?), and Capstead Mortgage Corporation (N |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Com |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 11, 2021 Franklin BSP Realty Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55188 46-1406086 (State or other jurisdiction (Commission File Num |
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| October 13, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Franklin BSP Realty Trust, Inc. and Capstead Mortgage Corporation Announce Final Exchange Ratio for Proposed Merger NEW YORK, NY & DALLAS, TX ? October 12, 2021 ? Franklin BSP Realty Trust, Inc. (f/k/a Benefit Street Partners Realty Trust, Inc.) (?FBRT?), a publicly-registered, non-listed real estate investment trust (?REIT?), and Capstead Mortgage Corporation (N |
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| October 12, 2021 |
FRANKLIN BSP REALTY TRUST, INC. ARTICLES SUPPLEMENTARY SERIES F CONVERTIBLE PREFERRED STOCK Exhibit 3.2 FRANKLIN BSP REALTY TRUST, INC. ARTICLES SUPPLEMENTARY SERIES F CONVERTIBLE PREFERRED STOCK FRANKLIN BSP REALTY TRUST, INC., a Maryland corporation (the ?Company?), hereby certifies to the State Department of Assessments and Taxation of Maryland (the ?SDAT?) that: FIRST: The charter of the Company (the ?Charter?) authorizes the issuance of 50,000,000 shares of preferred stock, $0.01 pa |
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| October 12, 2021 |
BENEFIT STREET PARTNERS REALTY TRUST, INC. ARTICLES OF AMENDMENT Exhibit 3.1 BENEFIT STREET PARTNERS REALTY TRUST, INC. ARTICLES OF AMENDMENT BENEFIT STREET PARTNERS REALTY TRUST, INC., a Maryland corporation (the ?Company?), hereby certifies to the State Department of Assessments and Taxation of Maryland (the ?SDAT?) that: FIRST: The Articles of Amendment and Restatement of the Company (the ?Charter?) are hereby amended by striking out Article I of the Charter |
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| October 12, 2021 |
AMENDED AND RESTATED BYLAWS FRANKLIN BSP REALTY TRUST, INC. a Maryland corporation Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF FRANKLIN BSP REALTY TRUST, INC. a Maryland corporation Franklin BSP Realty Trust, Inc. (the ?Corporation?) hereby adopts these Amended and Restated Bylaws, which restate, amend and supersede the bylaws of the Corporation, in their entirety as described below: ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the Sta |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2021 Benefit Street Partners Realty Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55188 46-1406086 (State or other jurisdiction (Commissio |
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| October 7, 2021 |
CAPSTEAD MORTGAGE CORPORATION DECLARES INTERIM COMMON DIVIDEND OF $0.014 PER SHARE Exhibit 99.1 CONTACT: Lindsey Crabbe, Investor Relations (214) 874-2339 FOR IMMEDIATE RELEASE CAPSTEAD MORTGAGE CORPORATION DECLARES INTERIM COMMON DIVIDEND OF $0.014 PER SHARE DALLAS ? October 7, 2021 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead? or the ?Company?) announced today that its Board of Directors has declared an interim dividend of $0.014 per common share. The dividend is pay |
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| October 7, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 7, 2021 |
CAPSTEAD MORTGAGE CORPORATION DECLARES INTERIM COMMON DIVIDEND OF $0.014 PER SHARE Exhibit 99.1 CONTACT: Lindsey Crabbe, Investor Relations (214) 874-2339 FOR IMMEDIATE RELEASE CAPSTEAD MORTGAGE CORPORATION DECLARES INTERIM COMMON DIVIDEND OF $0.014 PER SHARE DALLAS ? October 7, 2021 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead? or the ?Company?) announced today that its Board of Directors has declared an interim dividend of $0.014 per common share. The dividend is pay |
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| October 6, 2021 |
Exhibit 99.1 Case 1:21-cv-07306 Document 1 Filed 08/31/21 Page 1 of 16 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SHIVA STEIN, : : Plaintiff, : Civil Action No. 1:21-cv-7306 : v. : COMPLAINT FOR VIOLATIONS OF : SECTIONS 14(a) AND 20(a) OF THE CAPSTEAD MORTGAGE CORPORATION, : SECURITIES EXCHANGE ACT OF PAT AUGUSTINE, JACK E. BIEGLER, : 1934 MICHELLE P. GOOLSBY, GARY KEISER, : CHRIST |
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| October 6, 2021 |
Exhibit 99.4 Case 1:21-cv-07973 Document 1 Filed 09/24/21 Page 1 of 16 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK RANDY GILL, Civil Action No. Plaintiff, COMPLAINT FOR VIOLATIONS v. OF THE FEDERAL SECURITIES LAWS CAPSTEAD MORTGAGE JURY TRIAL DEMANDED CORPORATION, PAT AUGUSTINE, JACK E. BIEGLER, MICHELLE P. GOOLSBY, GARY KEISER, CHRISTOPHER W. MAHOWALD, MICHAEL G. O?N |
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| October 6, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 6, 2021 |
Exhibit 99.1 Case 1:21-cv-07306 Document 1 Filed 08/31/21 Page 1 of 16 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SHIVA STEIN, : : Plaintiff, : Civil Action No. 1:21-cv-7306 : v. : COMPLAINT FOR VIOLATIONS OF : SECTIONS 14(a) AND 20(a) OF THE CAPSTEAD MORTGAGE CORPORATION, : SECURITIES EXCHANGE ACT OF PAT AUGUSTINE, JACK E. BIEGLER, : 1934 MICHELLE P. GOOLSBY, GARY KEISER, : CHRIST |
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| October 6, 2021 |
Exhibit 99.2 Case 1:21-cv-07369 Document 1 Filed 09/01/21 Page 1 of 10 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK MATTHEW HOPKINS, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED CAPSTEAD MORTGAGE ) CORPORATION, PAT AUGUSTINE, JACK ) E. BIEGLER, MICHELLE P. GOOLSBY, ) GARY KEISER, CHRISTOPHER W. ) MAHOWALD, MICHAEL G. O?NEIL, ) PHILIP A. REINSCH, MARK S. WHITING, ) BENEFIT S |
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| October 6, 2021 |
Exhibit 99.4 Case 1:21-cv-07973 Document 1 Filed 09/24/21 Page 1 of 16 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK RANDY GILL, Civil Action No. Plaintiff, COMPLAINT FOR VIOLATIONS v. OF THE FEDERAL SECURITIES LAWS CAPSTEAD MORTGAGE JURY TRIAL DEMANDED CORPORATION, PAT AUGUSTINE, JACK E. BIEGLER, MICHELLE P. GOOLSBY, GARY KEISER, CHRISTOPHER W. MAHOWALD, MICHAEL G. O?N |
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| October 6, 2021 |
Case 1:21-cv-05080 Document 1 Filed 09/11/21 Page 1 of 14 PageID #: 1 Exhibit 99.3 Case 1:21-cv-05080 Document 1 Filed 09/11/21 Page 1 of 14 PageID #: 1 Daniel Sadeh, Esq. HALPER SADEH LLP 667 Madison Avenue, 5th Floor New York, NY 10065 Telephone: (212) 763-0060 Facsimile: (646) 776-2600 Email: [email protected] Counsel for Plaintiff UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK BRYAN HARRINGTON, Case No: Plaintiff, JURY TRIAL DEMANDED v. CAPSTEAD M |
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| October 6, 2021 |
Case 1:21-cv-05080 Document 1 Filed 09/11/21 Page 1 of 14 PageID #: 1 Exhibit 99.3 Case 1:21-cv-05080 Document 1 Filed 09/11/21 Page 1 of 14 PageID #: 1 Daniel Sadeh, Esq. HALPER SADEH LLP 667 Madison Avenue, 5th Floor New York, NY 10065 Telephone: (212) 763-0060 Facsimile: (646) 776-2600 Email: [email protected] Counsel for Plaintiff UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK BRYAN HARRINGTON, Case No: Plaintiff, JURY TRIAL DEMANDED v. CAPSTEAD M |
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| October 6, 2021 |
Exhibit 99.5 Case 1:21-cv-08147-UA Document 1 Filed 10/01/21 Page 1 of 16 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK : JORDAN WILSON, : : Case No. Plaintiff, : : v. : COMPLAINT FOR VIOLATIONS OF : THE FEDERAL SECURITIES LAWS CAPSTEAD MORTGAGE CORPORATION, : PAT AUGUSTINE, JACK BIEGLER, : MICHELLE P. GOOLSBY, GARY KEISER, : JURY TRIAL DEMANDED CHRISTOPHER W. MAHOWALD, : MICHAEL G. O |
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| October 6, 2021 |
Exhibit 99.5 Case 1:21-cv-08147-UA Document 1 Filed 10/01/21 Page 1 of 16 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK : JORDAN WILSON, : : Case No. Plaintiff, : : v. : COMPLAINT FOR VIOLATIONS OF : THE FEDERAL SECURITIES LAWS CAPSTEAD MORTGAGE CORPORATION, : PAT AUGUSTINE, JACK BIEGLER, : MICHELLE P. GOOLSBY, GARY KEISER, : JURY TRIAL DEMANDED CHRISTOPHER W. MAHOWALD, : MICHAEL G. O |
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| October 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 6, 2021 |
Exhibit 99.2 Case 1:21-cv-07369 Document 1 Filed 09/01/21 Page 1 of 10 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK MATTHEW HOPKINS, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED CAPSTEAD MORTGAGE ) CORPORATION, PAT AUGUSTINE, JACK ) E. BIEGLER, MICHELLE P. GOOLSBY, ) GARY KEISER, CHRISTOPHER W. ) MAHOWALD, MICHAEL G. O?NEIL, ) PHILIP A. REINSCH, MARK S. WHITING, ) BENEFIT S |
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| September 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 Benefit Street Partners Realty Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55188 46-1406086 (State or other jurisdiction (Commis |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (C |
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| September 23, 2021 |
DEFA14A 1 ny20000427x6defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the C |
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| September 23, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (C |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 Benefit Street Partners Realty Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55188 46-1406086 (State or other jurisdiction (Commis |
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| September 23, 2021 |
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, dated as of September 22, 2021 (this ?Amendment?), is made and entered into by and among Benefit Street Partners Realty Trust, Inc., a Maryland corporation (?Parent?), Rodeo Sub I, LLC, a Maryland limited liability company and a wholly owned Subsidiary of Parent (?Buyer?), Capstead Mor |
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| September 23, 2021 |
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, dated as of September 22, 2021 (this ?Amendment?), is made and entered into by and among Benefit Street Partners Realty Trust, Inc., a Maryland corporation (?Parent?), Rodeo Sub I, LLC, a Maryland limited liability company and a wholly owned Subsidiary of Parent (?Buyer?), Capstead Mor |
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| September 16, 2021 |
Exhibit 99.1 CONTACT: Lindsey Crabbe, Investor Relations FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION DECLARES THIRD QUARTER 2021 COMMON DIVIDEND OF $0.0725 PER SHARE AND SERIES E PREFERRED DIVIDEND OF $0.46875 PER SHARE DALLAS ? September 16, 2021 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead? or the ?Company?) announced today that its Board of Directors has declare |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (C |
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| September 16, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (C |
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| September 7, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission only ( |
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| August 6, 2021 |
CORRESP 1 filename1.htm HUNTON ANDREWS KURTH LLP 1445 ROSS AVE, SUITE 3700 DALLAS, TX 75202 TEL 214 • 979 • 3000 JAMES V. DAVIDSON Direct Dial: 804 • 787 • 8035 EMAIL: [email protected] FILE NO: 100611.0000001 August 6, 2021 VIA EDGAR Jorge Bonilla Division of Corporation Finance Office of Real Estate & Construction United States Securities and Exchange Commission 100 F Street, N.E., Mail Sto |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE CO |
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| July 28, 2021 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2021 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2021 RESULTS DALLAS – July 28, 2021 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended June 30, 2021. Second Quarter 2021 Summary • Recognized GAAP net income |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| July 26, 2021 |
Exhibit 99.2 Franklin BSP Realty Trust formed through merger of Benefit Street Partners Realty Trust, Inc. and Capstead Mortgage Corporation July 26, 2021 Important Information ADDITIONAL INFORMATION ABOUT THE MERGER: In connection with the proposed merger, Benefit Street Partners Realty Trust (?BSPRT?) intends to file a registration statement on Form S - 4 with the SEC that will include a proxy s |
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| July 26, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among BENEFIT STREET PARTNERS REALTY TRUST, INC., RODEO SUB I, LLC, CAPSTEAD MORTGAGE CORPORATION and BENEFIT STREET PARTNERS L.L.C. Dated as of July 25, 2021 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Sectio |
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| July 26, 2021 |
Franklin BSP Realty Trust formed through merger of Benefit Street Partners Realty Trust, Inc. |
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| July 26, 2021 |
Exhibit 99.1 Benefit Street Partners Realty Trust and Capstead Mortgage Corporation to Merge Combined company, Franklin BSP Realty Trust, to become fourth largest commercial mortgage REIT NEW YORK, NY & DALLAS, TX ? July 26, 2021 ? Benefit Street Partners Realty Trust, Inc. (?BSPRT?), a publicly-registered, non-listed real estate investment trust (?REIT?), and Capstead Mortgage Corporation (NYSE: |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2021 Benefit Street Partners Realty Trust, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland 000-55188 46-1406086 (State or other jurisdiction (Commission |
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| July 26, 2021 |
Amendment to the Amended and Restated Bylaws of Capstead Mortgage Corporation, dated July 25, 2021 Exhibit 3.1 CAPSTEAD MORTGAGE CORPORATION AMENDMENT TO BYLAWS The Amended and Restated Bylaws of Capstead Mortgage Corporation are hereby amended by adding a new Article IX to read as follows: ARTICLE IX Exclusive Forum for Certain Litigation Unless the Corporation consents in writing to the selection of an alternative forum, the Circuit Court for Baltimore City, Maryland, or, if that Court does n |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 26, 2021 |
Filed by Benefit Street Partners Realty Trust, Inc. (Commission File No. 000-55188)* pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Capstead Mortgage Corporation (Commission File No. 001-08896) Transcript of Conference Call held by Capstead Mortgage Corporation and Benefit Street Partners Rea |
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| July 26, 2021 |
Exhibit 99.1 Benefit Street Partners Realty Trust and Capstead Mortgage Corporation to Merge Combined company, Franklin BSP Realty Trust, to become fourth largest commercial mortgage REIT NEW YORK, NY & DALLAS, TX ? July 26, 2021 ? Benefit Street Partners Realty Trust, Inc. (?BSPRT?), a publicly-registered, non-listed real estate investment trust (?REIT?), and Capstead Mortgage Corporation (NYSE: |
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| July 26, 2021 |
425 Filed by: Capstead Mortgage Corporation pursuant to Rule 425 Under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Capstead Mortgage Corporation Commission File No. |
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| July 26, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among BENEFIT STREET PARTNERS REALTY TRUST, INC., RODEO SUB I, LLC, CAPSTEAD MORTGAGE CORPORATION and BENEFIT STREET PARTNERS L.L.C. Dated as of July 25, 2021 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Sectio |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2021 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 11, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 4, 2021 |
INVESTOR PRESENTATION FIRST QUARTER 2021 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, performance or achievements, and may c |
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| May 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 4, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. E |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE C |
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| April 28, 2021 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS DALLAS – April 28, 2021 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended March 31, 2021. First Quarter 2021 Summary • Recognized GAAP net income |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:001-08896 CAPSTEAD MORTGAGE CORPORA |
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| February 16, 2021 |
SC 13G/A 1 paradice-cmo123120a3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Capstead Mortgage Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 14067E506 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) C |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Capstead Mortgage Corp. Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 27, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| January 27, 2021 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2020 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2020 RESULTS DALLAS – January 27, 2021 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended December 31, 2020. Fourth Quarter 2020 Summary • Recognized GAAP net |
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| January 12, 2021 |
2021 Annual Incentive Compensation Program. (13) EXHIBIT 10.1 CAPSTEAD MORTGAGE CORPORATION 2021 ANNUAL INCENTIVE COMPENSATION PROGRAM Purpose: Capstead Mortgage Corporation (the “Company”) has established the 2021 Annual Incentive Compensation Program (the “2021 Short Term Program”) to implement the Company’s short-term incentive pay program in an effort to: (i) align executive variable cash compensation with the annual objectives of the Compan |
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| January 12, 2021 |
2021 Long-Term Performance Unit Award Criteria EX-10.3 4 cmo-ex1037.htm EX-10.3 EXHIBIT 10.3 CAPSTEAD MORTGAGE CORPORATION 2014 FLEXIBLE INCENTIVE PLAN 2021 LONG-TERM PERFORMANCE UNIT AWARD CRITERIA Purpose: Capstead Mortgage Corporation (the “Company”) has established the Amended and Restated 2014 Flexible Incentive Plan (the “2014 Plan”) to implement a key element of the Company’s long-term incentive pay program, in an effort to: (i) align e |
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| January 12, 2021 |
2021 Long-Term Performance Unit Award Criteria. (13) EXHIBIT 10.4 CAPSTEAD MORTGAGE CORPORATION PERFORMANCE UNIT AGREEMENT FOR EXECUTIVE EMPLOYEES THIS PERFORMANCE UNIT AGREEMENT (this “Agreement”) made and entered into as of the [] day of [], 20[], effective as of the date hereof (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (“Capstead” or the “Company”), and « Name» (the “Grantee”). WHE |
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| January 12, 2021 |
Form of Equity Distribution Agreement, dated January 12, 2021. (15) EX-1.1 Exhibit 1.1 Capstead Mortgage Corporation 15,000,000 Shares of Common Stock and 3,000,000 Shares of 7.50% Series E Cumulative Redeemable Preferred Stock EQUITY DISTRIBUTION AGREEMENT Dated: January 12, 2021 Table of Contents Page SECTION 1. Description of Securities 1 SECTION 2. Placements. 3 SECTION 3. Sale of Placement Securities by the Placement Agent 4 SECTION 4. Suspension of Sales 5 S |
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| January 12, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 12, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State or Other Jurisdiction of Incorporation) (Com |
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| January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 8, 2021 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| January 12, 2021 |
424B5 1 d39130d424b5.htm PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-251076 PROSPECTUS SUPPLEMENT (To prospectus dated December 14, 2020) Capstead Mortgage Corporation Up to 15,000,000 shares of Common Stock Up to 3,000,000 shares of 7.50% Series E Cumulative Redeemable Preferred Stock We have entered into equity distribution agreements with JMP Securities |
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| January 12, 2021 |
Form of restricted stock agreement for executive employees. (13) EXHIBIT 10.2 CAPSTEAD MORTGAGE CORPORATION RESTRICTED STOCK AGREEMENT FOR EXECUTIVE EMPLOYEES THIS RESTRICTED STOCK AGREEMENT made and entered into as of the [] day of [], 20[] (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and [] (the “Grantee”). WHEREAS, the Company, having determined that its interests will be advance |
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| December 14, 2020 |
Capstead Mortgage Corporation 8401 North Central Expressway Suite 800 Dallas, Texas 75225-4410 Capstead Mortgage Corporation 8401 North Central Expressway Suite 800 Dallas, Texas 75225-4410 December 14, 2020 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 11, 2020 |
S-3/A As filed with the Securities and Exchange Commission on December 11, 2020 Registration No. |
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| December 2, 2020 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on December 2, 2020 Registration No. |
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| November 9, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 9, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| November 9, 2020 |
EX-99.1 2 cmo-ex99172.htm EX-99.1 INVESTOR PRESENTATION THIRD QUARTER 2020 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, perf |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGA |
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| October 28, 2020 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2020 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2020 RESULTS DALLAS – October 28, 2020 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended September 30, 2020. Third Quarter 2020 Summary • Recognized GAAP net i |
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| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 28, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| August 18, 2020 |
Exhibit 99.1 CONTACT: Lindsey Crabbe (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THE APPOINTMENT OF PAT AUGUSTINE AS INDEPENDENT MEMBER OF ITS BOARD OF DIRECTORS DALLAS – August 18, 2020 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) announced today that they have appointed Pat Augustine to serve as an independent member of the Board of Directors of Capstead ( |
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| August 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 18, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| August 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 7, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| August 10, 2020 |
EX-99.1 2 cmo-ex9918.htm EX-99.1 INVESTOR PRESENTATION SECOND QUARTER 2020 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, perf |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE CO |
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| July 29, 2020 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2020 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2020 RESULTS DALLAS – July 29, 2020 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended June 30, 2020. Second Quarter 2020 Summary • Recognized GAAP net income |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 29, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 18, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 18, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 18, 2020 |
EX-99.1 2 cmo-ex99139.htm EX-99.1 INVESTOR PRESENTATION FIRST QUARTER 2020 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, perf |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 12, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE C |
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| April 29, 2020 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2020 RESULTS Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2020 RESULTS DALLAS – April 29, 2020 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended March 31, 2020. First Quarter 2020 Summary • Recognized a GAAP net loss of $204.7 million or $(2.21) per |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 2, 2020 |
CMO / Capstead Mortgage Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 19, 2020 |
CAPSTEAD MORTGAGE CORPORATION PROVIDES FINANCIAL UPDATE IN LIGHT OF MARKET CONDITIONS Exhibit 99.1 CONTACT: Lindsey Crabbe (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION PROVIDES FINANCIAL UPDATE IN LIGHT OF MARKET CONDITIONS DALLAS – March 18, 2020 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) today provided estimates of certain key financial metrics in light of the high levels of market volatility experienced in recent weeks. The Company’s unaudited book |
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| March 19, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 18, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| February 21, 2020 |
Description of Securities. (6) EX-4.6 2 cmo-ex46156.htm EX-4.6 Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Capstead Mortgage Corporation had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock, par value $0.01 per share; and ( |
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| February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:001-08896 CAPSTEAD MORTGAGE CORPORA |
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| February 13, 2020 |
CMO / Capstead Mortgage Corp. / WOLVERINE ASSET MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* (Name of Issuer) CAPSTEAD MORTGAGE CORPORATION Common stock, par value $0.001 per share (Title of Class of Securities) 14067E506 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 12, 2020 |
CMO / Capstead Mortgage Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Capstead Mortgage Corp Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 30, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 29, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commi |
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| January 30, 2020 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2019 RESULTS Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2019 RESULTS DALLAS – January 29, 2020 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended December 31, 2019. Fourth Quarter 2019 Summary • Recognized GAAP net income of $32.7 million or $0.29 |
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| January 29, 2020 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2019 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2019 RESULTS DALLAS – January 29, 2020 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended December 31, 2019. Fourth Quarter 2019 Summary • Recognized GAAP net |
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| January 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 29, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| January 3, 2020 |
Form of restricted stock agreement for executive employees. (12) EX-10.2 3 cmo-ex10210.htm EX-10.2 Exhibit 10.2 CAPSTEAD MORTGAGE CORPORATION RESTRICTED STOCK AGREEMENT FOR EXECUTIVE EMPLOYEES THIS RESTRICTED STOCK AGREEMENT made and entered into as of the [] day of [], 20[] (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and [] (the “Grantee”). WHEREAS, the Company, having determined |
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| January 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 2, 2020 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| January 3, 2020 |
2020 Annual Incentive Compensation Program. (12) EX-10.1 2 cmo-ex1018.htm EX-10.1 Exhibit 10.1 CAPSTEAD MORTGAGE CORPORATION 2020 ANNUAL INCENTIVE COMPENSATION PROGRAM Purpose: Capstead Mortgage Corporation (the “Company”) has established the 2020 Annual Incentive Compensation Program (the “2020 Short Term Program”) to implement the Company’s short-term incentive pay program in an effort to: (i) align executive variable cash compensation with th |
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| January 3, 2020 |
2020 Long-Term Performance Unit Award Criteria. (12) EX-10.3 4 cmo-ex1037.htm EX-10.3 Exhibit 10.3 CAPSTEAD MORTGAGE CORPORATION 2014 FLEXIBLE INCENTIVE PLAN 2020 LONG-TERM PERFORMANCE UNIT AWARD CRITERIA Purpose: Capstead Mortgage Corporation (the “Company”) has established the Amended and Restated 2014 Flexible Incentive Plan (the “2014 Plan”) to implement a key element of the Company’s long-term incentive pay program, in an effort to: (i) align e |
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| January 3, 2020 |
Form of performance unit agreement for executive employees. (12) EX-10.4 5 cmo-ex1049.htm EX-10.4 Exhibit 10.4 CAPSTEAD MORTGAGE CORPORATION PERFORMANCE UNIT AGREEMENT FOR EXECUTIVE EMPLOYEES THIS PERFORMANCE UNIT AGREEMENT (this “Agreement”) made and entered into as of the [] day of [], 20[], effective as of the date hereof (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (“Capstead” or the “Company”), |
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| November 12, 2019 |
INVESTOR PRESENTATION THIRD QUARTER 2019 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, performance or achievements, and may c |
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| November 12, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 12, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I. |
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| October 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGA |
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| October 28, 2019 |
Sales Agreement, dated October 23, 2019, by and between the Company and the Sales Manager. (14) Capstead Mortgage Corporation DOCS financing facility SALES AGREEMENT October 23, 2019 THIS SALES AGREEMENT (this “Agreement”) dated as of October 23, 2019, between San Blas Securities LLC (doing business as Brinson Patrick, a division of San Blas Securities LLC) (the “Sales Manager”), having its principal office at 3340 Peachtree Road NE, Suite 1800, Atlanta, Georgia 30326, and Capstead Mortgage Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”). |
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| October 23, 2019 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2019 RESULTS Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2019 RESULTS DALLAS – October 23, 2019 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended September 30, 2019. Third Quarter 2019 Summary • Recognized GAAP net income of $3.2 million, a loss of |
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| October 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 23, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| August 1, 2019 |
EX-1.1 Exhibit 1.1 9,000,000 Shares Capstead Mortgage Corporation (a Maryland corporation) Common Stock UNDERWRITING AGREEMENT July 29, 2019 CREDIT SUISSE SECURITIES (USA) LLC, BOFA SECURITIES, INC. J.P. MORGAN SECURITIES LLC As Representatives of the Several Underwriters, Eleven Madison Avenue, New York, N.Y. 10010-3629 Dear Sirs: 1. Introductory. Capstead Mortgage Corporation, a Maryland corpora |
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| August 1, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) MARYLAND 001-08896 75-2027937 (State or other jurisdiction of Incorporation |
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| July 31, 2019 |
Final Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| July 29, 2019 |
SUBJECT TO COMPLETION, DATED JULY 29, 2019 Preliminary Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| July 26, 2019 |
EX-99.1 2 cmo-ex99115.htm EX-99.1 INVESTOR PRESENTATION SECOND QUARTER 2019 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, per |
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| July 26, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 26, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| July 26, 2019 |
Amended and Restated Deferred Compensation Plan.(7) Exhibit 10.01 CAPSTEAD MORTGAGE CORPORATION DEFERRED COMPENSATION PLAN As Amended and Restated Effective January 1, 2009* *Per IRS Notice 2010-6, Section XI. (A.)(1) Solely for purposes of applying this notice, if a plan fails to satisfy the requirements of Section 409A(a) in a manner that is eligible for correction under this notice, and the plan is corrected in accordance with this notice on or |
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| July 26, 2019 |
Third Amended and Restated Incentive Bonus Plan.(7) Exhibit 10.04 CAPSTEAD MORTGAGE CORPORATION THIRD AMENDED AND RESTATED INCENTIVE BONUS PLAN 1. Purposes. The purposes of the Company’s Third Amended and Restated Incentive Bonus Plan (the “Plan”) are to attract and retain highly-qualified employees by providing appropriate performance-based incentive awards and to align employee and stockholder interests by creating a direct link between employee |
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| July 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE CORP |
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| July 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 24, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| July 24, 2019 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2019 RESULTS EX-99.1 2 cmo-ex9916.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2019 RESULTS DALLAS – July 24, 2019 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended June 30, 2019. Second Quarter 2019 Summary • Recognized a GAAP net loss |
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| May 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 15, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 8, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 8, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. E |
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| May 8, 2019 |
INVESTOR PRESENTATION FIRST QUARTER 2019 Exhibit 99.1 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, indicate or imply future results, performance or achievements, and may c |
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| May 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE COR |
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| April 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 24, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| April 24, 2019 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2019 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2019 RESULTS DALLAS – April 24, 2019 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended March 31, 2019, and introduced core earnings, a non-GAAP financial measu |
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| April 5, 2019 |
CMO / Capstead Mortgage Corp. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ✓ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:001-08896 CAPSTEAD MORTGAGE CORPORATI |
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| February 14, 2019 |
CMO / Capstead Mortgage Corp. / Paradice Investment Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2019 |
CMO / Capstead Mortgage Corp. / WOLVERINE ASSET MANAGEMENT LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* (Name of Issuer) CAPSTEAD MORTGAGE CORPORATION Common stock, par value $0.001 per share (Title of Class of Securities) 14067E506 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 11, 2019 |
CMO / Capstead Mortgage Corp. / VANGUARD GROUP INC Passive Investment capsteadmortgagecorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Capstead Mortgage Corp Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box |
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| January 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 30, 2019 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| January 30, 2019 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2018 RESULTS Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2018 RESULTS DALLAS – January 30, 2019 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended December 31, 2018. Fourth Quarter 2018 Summary • Generated earnings of $9.0 million or $0.05 per dilut |
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| January 7, 2019 |
Form of performance unit agreement for executive employees. (11) EX-10.4 Exhibit 10.4 CAPSTEAD MORTGAGE CORPORATION PERFORMANCE UNIT AGREEMENT FOR EXECUTIVE EMPLOYEES THIS PERFORMANCE UNIT AGREEMENT (this “Agreement”) made and entered into as of the [ ] day of [ ], 20[ ], effective as of the date hereof (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (“Capstead” or the “Company”), and « Name» (the “Gra |
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| January 7, 2019 |
2019 Annual Incentive Compensation Program. (11) EX-10.1 Exhibit 10.1 CAPSTEAD MORTGAGE CORPORATION 2019 ANNUAL INCENTIVE COMPENSATION PROGRAM Purpose: Capstead Mortgage Corporation (the “Company”) has established the 2019 Annual Incentive Compensation Program (the “2019 Short Term Program”) to implement the Company’s short-term incentive pay program in an effort to: (i) align executive variable cash compensation with the annual objectives of th |
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| January 7, 2019 |
Form of restricted stock agreement for executive employees. (11) EX-10.2 Exhibit 10.2 CAPSTEAD MORTGAGE CORPORATION RESTRICTED STOCK AGREEMENT FOR EXECUTIVE EMPLOYEES THIS RESTRICTED STOCK AGREEMENT made and entered into as of the [ ] day of [ ], 20[ ] (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and [ ] (the “Grantee”). WHEREAS, the Company, having determined that its interests wil |
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| January 7, 2019 |
2019 Long-Term Performance Unit Award Criteria. (11) EX-10.3 Exhibit 10.3 CAPSTEAD MORTGAGE CORPORATION 2014 FLEXIBLE INCENTIVE PLAN 2019 LONG-TERM PERFORMANCE UNIT AWARD CRITERIA Purpose: Capstead Mortgage Corporation (the “Company”) has established the Amended and Restated 2014 Flexible Incentive Plan (the “2014 Plan”) to implement a key element of the Company’s long-term incentive pay program, in an effort to: (i) align executive equity compensat |
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| January 7, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2019 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) MARYLAND (State or other jurisdiction of Incorporation) 001-08896 (Commission |
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| November 13, 2018 |
Investor Presentation Third Quarter 2018 Exhibit 99.1 Safe Harbor Statement - Private Securities Litigation Reform Act of 1995 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast, |
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| November 13, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 13, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I. |
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| October 30, 2018 |
CMO / Capstead Mortgage Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE |
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| October 30, 2018 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (unaudited) Computation of ratio of net income to fixed charges: Nine Months Ended September 30, Year Ended December 31 2018 2017 2016 2015 2014 2013 Fixed charges $ 153,356 $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Fixed charges $ 153,356 $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Net income 41,088 79,589 82,873 108,325 140,820 126,487 $ 194,444 $ 225,956 $ 198,359 $ 202,300 $ 214,463 $ 201,591 Ratio of net income to fixed charges 1. |
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| October 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 24, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| October 24, 2018 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2018 RESULTS EX-99.1 2 cmo-ex9916.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2018 RESULTS DALLAS – October 24, 2018 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended September 30, 2018. Third Quarter 2018 Summary • Generated earnings of |
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| August 22, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 22, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| August 22, 2018 |
Investor Presentation Second Quarter 2018 Exhibit 99.1 Safe Harbor Statement - Private Securities Litigation Reform Act of 1995 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any statement that may predict, forecast |
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| July 30, 2018 |
EX-12 2 cmo-ex129.htm EX-12 EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (unaudited) Computation of ratio of net income to fixed charges: Six Months Ended June 30, Year Ended December 31 2018 2017 2016 2015 2014 2013 Fixed charges $ 97,053 $ 146, |
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| July 30, 2018 |
CMO / Capstead Mortgage Corp. 10-Q (Quarterly Report) 10-Q 1 cmo-10q20180630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| July 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| July 25, 2018 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2018 RESULTS EX-99.1 2 cmo-ex9916.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2018 RESULTS DALLAS – July 25, 2018 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended June 30, 2018. Second Quarter 2018 Summary • Generated earnings of $13.0 |
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| May 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. |
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| May 9, 2018 |
CMO / Capstead Mortgage Corp. / VANGUARD GROUP INC Passive Investment capsteadmortgagecorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Capstead Mortgage Corp Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: April 30, 2018 Check the appropriate box to |
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| May 8, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 8, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S. E |
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| May 8, 2018 |
EX-99.1 2 cmo-ex9916.htm EX-99.1 Information as of March 31, 2018 Investor Presentation Exhibit 99.1 Safe Harbor Statement - Private Securities Litigation Reform Act of 1995 Statement Concerning Forward-looking Statements This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limita |
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| April 30, 2018 |
CMO / Capstead Mortgage Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE COR |
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| April 30, 2018 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Three Months Ended March 31, Year Ended December 31 2018 2017 2016 2015 2014 2013 Fixed charges $ 46,912 $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Fixed charges $ 46,912 $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Net income 19,420 79,589 82,873 108,325 140,820 126,487 $ 66,332 $ 225,956 $ 198,359 $ 202,300 $ 214,463 $ 201,591 Ratio of net income to fixed charges 1. |
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| April 25, 2018 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2018 RESULTS EX-99.1 2 cmo-ex9919.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2018 RESULTS DALLAS – April 25, 2018 – Capstead Mortgage Corporation (“Capstead” or the “Company”) (NYSE: CMO) today announced financial results for the quarter ended March 31, 2018. First Quarter 2018 Highlights • Generated earnings of $1 |
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| April 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 25, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R.S |
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| April 6, 2018 |
CMO / Capstead Mortgage Corp. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 6, 2018 |
CMO / Capstead Mortgage Corp. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 20, 2018 |
Form of Change in Control/Severance Agreement for executive officers. (13) Exhibit 10.20 CHANGE IN CONTROL/SEVERANCE AGREEMENT This Change in Control Severance/Agreement (the “Agreement”) is made and entered into as of the [] day of [], 20[] (the “Effective Date”) by and between Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and [] (the “Executive”). In consideration of the continued employment of the Executive by the Company, the Company of the E |
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| February 20, 2018 |
CMO / Capstead Mortgage Corp. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ✓ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:001-08896 CAPSTEAD MORTGAGE CORPORATI |
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| February 20, 2018 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Year ended December 31 2017 2016 2015 2014 2013 Fixed charges $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Fixed charges $ 146,367 $ 115,486 $ 93,975 $ 73,643 $ 75,104 Net income 79,589 82,873 108,325 140,820 126,487 $ 225,956 $ 198,359 $ 202,300 $ 214,463 $ 201,591 Ratio of net income to fixed charges 1. |
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| February 13, 2018 |
CMO / Capstead Mortgage Corp. / Paradice Investment Management LLC - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2018 |
CMO / Capstead Mortgage Corp. / VANGUARD GROUP INC Passive Investment capsteadmortgagecorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Capstead Mortgage Corp Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box |
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| February 7, 2018 |
cmo-ex9916.pptx.htm Information as of December 31, 2017 Investor Presentation Exhibit 99.1 Safe Harbor Statement - Private Securities Litigation Reform Act of 1995 Statement Concerning Forward-looking Statements This document contains ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, any |
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| February 7, 2018 |
CMO / Capstead Mortgage Corp. 8-K (Current Report) cmo-8k20180208.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 7, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commis |
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| January 31, 2018 |
cmo-8k20180131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 31, 2018 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commis |
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| January 31, 2018 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2017 RESULTS EX-99.1 2 cmo-ex99117.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2017 RESULTS DALLAS – January 31, 2018 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) today announced financial results for the quarter ended December 31, 2017. Fourth Quarter 2017 Highlights • Earnings increas |
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| January 4, 2018 |
Form of restricted stock agreement for executive employees. (10) EX-10.2 Exhibit 10.2 CAPSTEAD MORTGAGE CORPORATION RESTRICTED STOCK AGREEMENT FOR EXECUTIVE EMPLOYEES THIS RESTRICTED STOCK AGREEMENT made and entered into as of the [ ] day of [ ], 20[ ] (hereinafter called the ?Award Date?), by and between Capstead Mortgage Corporation, a Maryland corporation (the ?Company?), and [ ] (the ?Grantee?). WHEREAS, the Company, having determined that its interests wil |
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| January 4, 2018 |
2018 Annual Incentive Compensation Program. (10) EX-10.1 2 d511073dex101.htm EX-10.1 Exhibit 10.1 CAPSTEAD MORTGAGE CORPORATION 2018 ANNUAL INCENTIVE COMPENSATION PROGRAM Purpose: Capstead Mortgage Corporation (the “Company”) has established the 2018 Annual Incentive Compensation Program (the “2018 Short Term Program”) to implement the Company’s short-term incentive pay program in an effort to: (i) align executive variable cash compensation with |
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| January 4, 2018 |
Form of performance unit agreement for executive employees. (10) EX-10.4 Exhibit 10.4 CAPSTEAD MORTGAGE CORPORATION PERFORMANCE UNIT AGREEMENT FOR EXECUTIVE EMPLOYEES THIS PERFORMANCE UNIT AGREEMENT (this ?Agreement?) made and entered into as of the [ ] day of [ ], 20[ ], effective as of the date hereof (hereinafter called the ?Award Date?), by and between Capstead Mortgage Corporation, a Maryland corporation (?Capstead? or the ?Company?), and ? Name? (the ?Gra |
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| January 4, 2018 |
2018 Long-Term Performance Unit Award Criteria. (10) EX-10.3 Exhibit 10.3 CAPSTEAD MORTGAGE CORPORATION 2014 FLEXIBLE INCENTIVE PLAN 2018 LONG-TERM PERFORMANCE UNIT AWARD CRITERIA Purpose: Capstead Mortgage Corporation (the ?Company?) has established the Amended and Restated 2014 Flexible Incentive Plan (the ?2014 Plan?) to implement a key element of the Company?s long-term incentive pay program, in an effort to: (i) align executive equity compensat |
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| January 4, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2018 CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) MARYLAND 001-08896 75-2027937 (State or other jurisdiction of Incorporation) ( |
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| December 11, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2017 Capstead Mortgage Corporation (Exact Name of Registrant as Specified in Charter) MARYLAND 001-08896 75-2027937 (State of Incorporation) (Commission File Number) (I. |
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| December 11, 2017 |
Sales Agreement, dated December 6, 2017, by and between the Company and the Sales Manager. (12) EX-10.1 3 d499270dex101.htm EX-10.1 Exhibit 10.1 Capstead Mortgage Corporation DOCS® financing facility* SALES AGREEMENT December 6, 2017 * DOCS® is a registered service mark of Brinson Patrick Securities Corporation under license to IFS Securities, Inc. THIS SALES AGREEMENT (this “Agreement”) dated as of December 6, 2017, between IFS Securities, Inc. (doing business as Brinson Patrick, a division |
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| December 6, 2017 |
Final Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| December 6, 2017 |
Final Prospectus Supplement Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| December 5, 2017 |
CMO / Capstead Mortgage Corp. FORM S-3ASR Form S-3ASR Table of Contents As filed with the Securities and Exchange Commission on December 5, 2017 Registration No. |
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| November 14, 2017 |
EX-99.1 2 cmo-ex9917.htm EX-99.1 Information as of September 30, 2017 Investor Presentation Exhibit 99.1 and individual income tax reform, federal government fiscal challenges and Federal Reserve monetary policy, including policy regarding its holdings of Agency and U.S. Treasury Securities; deterioration in credit quality and ratings of existing or future issuances of Fannie Mae, Freddie Mac or G |
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| November 14, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits cmo-8k20170930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commi |
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| November 3, 2017 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Nine Months Ended September 30, Year Ended December 31 2017 2016 2015 2014 2013 2012 Fixed charges $ 104,446 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Fixed charges $ 104,446 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Net income 57,002 82,873 108,325 140,820 126,487 163,626 $ 161,448 $ 198,359 $ 202,300 $ 214,463 $ 201,591 $ 241,474 Ratio of net income to fixed charges 1. |
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| November 3, 2017 |
cmo-10q20170930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-088 |
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| October 25, 2017 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2017 RESULTS cmo-ex9916.htm Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2017 RESULTS DALLAS ? October 25, 2017 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead? or the ?Company?) today announced financial results for the quarter ended September 30, 2017. Capstead is a self-managed real estate investment trust, or REIT, fo |
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| October 25, 2017 |
cmo-8k20171025.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 25, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commis |
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| October 23, 2017 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES ADDITION TO MANAGEMENT TEAM EX-99.1 2 cmo-ex9916.htm EX-99.1 Exhibit 99.1 CONTACT:Lindsey Crabbe, Investor RelationsFOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES ADDITION TO MANAGEMENT TEAM DALLAS – October 23, 2017 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) announced today that it has appointed Lance J. Phillips as Senior Vice President, Chief Financial Officer ( |
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| October 23, 2017 |
Capstead Mortgage 8-K (Current Report/Significant Event) cmo-8k20171023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2017 Capstead Mortgage Corporation (Exact Name of Registrant as Specified in Charter) MARYLAND (State of Incorporation) 001-08896 (Commission File Number) |
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| August 30, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits cmo-8k20170830.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commiss |
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| August 30, 2017 |
cmo-ex99165.pptx.htm Information as of June 30, 2017 Investor Presentation Exhibit 99.1 and individual income tax reform, federal government fiscal challenges and Federal Reserve monetary policy, including policy regarding its holdings of Agency and U.S. Treasury Securities; deterioration in credit quality and ratings of existing or future issuances of Fannie Mae, Freddie Mac or Ginnie Mae securit |
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| August 4, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGAGE CORP |
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| August 4, 2017 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Six Months Ended June 30, Year Ended December 31 2017 2016 2015 2014 2013 2012 Fixed charges $ 65,881 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Fixed charges $ 65,881 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Net income 40,250 82,873 108,325 140,820 126,487 163,626 $ 106,131 $ 198,359 $ 202,300 $ 214,463 $ 201,591 $ 241,474 Ratio of net income to fixed charges 1. |
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| July 26, 2017 |
Capstead Mortgage 8-K (Current Report/Significant Event) cmo-8k20170630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 26, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commissio |
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| July 26, 2017 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2017 RESULTS EX-99.1 2 cmo-ex99165.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES SECOND QUARTER 2017 RESULTS DALLAS – July 26, 2017 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) today announced financial results for the quarter ended June 30, 2017. Second Quarter 2017 Highlights • Generated earnings of $ |
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| June 13, 2017 |
cmo-corresp.htm June 13, 2017 Submitted Via EDGAR Kristi Marrone Staff Accountant U.S. Securities and Exchange Commission 100 Fifth Street, N.E. Washington, D.C. 20549 Philip A. Reinsch President and Chief Executive Officer Re: Capstead Mortgage Corporation (the ?Company?) Form 10-K for the Fiscal Year Ended December 31, 2016 Filed February 24, 2017 File No. 001-08896 Dear Ms. Marrone: Our respons |
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| May 19, 2017 |
Capstead Mortgage 8-K (Current Report/Significant Event) cmo-8k20170517.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 17, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission |
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| May 9, 2017 |
Capstead Mortgage 8-K (Current Report/Significant Event) cmo-8k20170509.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 9, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission |
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| May 9, 2017 |
EX-99.1 2 cmo-ex9916.htm EX-99.1 Information as of March 31, 2017 Investor Presentation Exhibit 99.1 and individual income tax reform, federal government fiscal challenges and Federal Reserve monetary policy, including policy regarding its holdings of Agency and U.S. Treasury Securities; deterioration in credit quality and ratings of existing or future issuances of Fannie Mae, Freddie Mac or Ginni |
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| May 1, 2017 |
cmo-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 C |
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| May 1, 2017 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Three Months Ended March 31, Year Ended December 31 2017 2016 2015 2014 2013 2012 Fixed charges $ 30,131 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Fixed charges $ 30,131 $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Net income 22,701 82,873 108,325 140,820 126,487 163,626 $ 52,832 $ 198,359 $ 202,300 $ 214,463 $ 201,591 $ 241,474 Ratio of net income to fixed charges 1. |
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| April 27, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 27, 2017 |
DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 26, 2017 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2017 RESULTS cmo-ex9916.htm Exhibit 99.1 CONTACT: Lindsey Crabbe FOR IMMEDIATE RELEASE (214) 874-2339 CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FIRST QUARTER 2017 RESULTS DALLAS ? April 26, 2017 ? Capstead Mortgage Corporation (NYSE: CMO) (?Capstead? or the ?Company?) today announced financial results for the quarter ended March 31, 2017. First Quarter 2017 Highlights ? Generated earnings of $22.7 million or $0. |
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| April 26, 2017 |
cmo-8k20170426.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 26, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commissi |
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| April 7, 2017 |
cmo-defa14a20170407.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as pe |
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| April 7, 2017 |
cmo-def14a20170517.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as per |
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| March 8, 2017 |
Capstead Mortgage FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 8, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No. |
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| March 8, 2017 |
Information as of December 31, 2016 EX-99.1 Information as of December 31, 2016 Investor Presentation Exhibit 99.1 and individual income tax reform, federal government fiscal challenges and Federal Reserve monetary policy, including policy regarding its holdings of Agency and U.S. Treasury Securities; ? deterioration in credit quality and ratings of existing or future issuances of Fannie Mae, Freddie Mac or Ginnie Mae securities; ? |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:001-08896 CAPSTEAD MORTGAGE CORPORATI |
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| February 24, 2017 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Year ended December 31 2016 2015 2014 2013 2012 Fixed charges $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Fixed charges $ 115,486 $ 93,975 $ 73,643 $ 75,104 $ 77,848 Net income 82,873 108,325 140,820 126,487 163,626 $ 198,359 $ 202,300 $ 214,463 $ 201,591 $ 241,474 Ratio of net income to fixed charges 1. |
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| February 13, 2017 |
CMO / Capstead Mortgage Corp. / International Value Advisers, LLC Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Capstead Mortgage Series E 7.50% (Name of Issuer) Common Stock (Title of Class of Securities) 14067E605 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 10, 2017 |
CMO / Capstead Mortgage Corp. / VANGUARD GROUP INC Passive Investment capsteadmortgagecorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Capstead Mortgage Corp Title of Class of Securities: REIT CUSIP Number: 14067E506 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box |
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| January 26, 2017 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2016 RESULTS EX-99.1 2 d322339dex991.htm EX-99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe (214) 874-2339 FOR IMMEDIATE RELEASE CAPSTEAD MORTGAGE CORPORATION ANNOUNCES FOURTH QUARTER 2016 RESULTS DALLAS – January 25, 2017 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) today announced financial results for the quarter ended December 31, 2016. Fourth Quarter 2016 Highlights • Generated earn |
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| January 26, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 25, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File |
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| January 5, 2017 |
2017 Annual Incentive Compensation Program. (9) Exhibit 10.1 CAPSTEAD MORTGAGE CORPORATION 2017 ANNUAL INCENTIVE COMPENSATION PROGRAM Purpose: Capstead Mortgage Corporation (the ? Company?) has established the 2017 Annual Incentive Compensation Program (the ? 2017 Short Term Program?) to implement the Company?s short-term incentive pay program in an effort to: (i) align executive variable cash compensation with the annual objectives of the Comp |
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| January 5, 2017 |
Form of performance unit agreement for executive employees. (9) Exhibit 10.4 CAPSTEAD MORTGAGE CORPORATION PERFORMANCE UNIT AGREEMENT FOR EXECUTIVE EMPLOYEES THIS PERFORMANCE UNIT AGREEMENT (this “ Agreement”) made and entered into as of the [] day of [], 20[], effective as of the date hereof (hereinafter called the “ Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (“ Capstead” or the “ Company”), and « Name» (the “ Grantee”) |
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| January 5, 2017 |
2017 Long-Term Performance Unit Award Criteria. (9) Exhibit 10.3 CAPSTEAD MORTGAGE CORPORATION 2014 FLEXIBLE INCENTIVE PLAN 2017 LONG-TERM PERFORMANCE UNIT AWARD CRITERIA Purpose: Capstead Mortgage Corporation (the ? Company?) has established the Amended and Restated 2014 Flexible Incentive Plan (the ? 2014 Plan?) to implement a key element of the Company?s long-term incentive pay program, in an effort to: (i) align executive equity compensation wi |
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| January 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 3, 2017 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| January 5, 2017 |
Form of restricted stock agreement for executive employees. (9) Exhibit 10.2 CAPSTEAD MORTGAGE CORPORATION RESTRICTED STOCK AGREEMENT FOR EXECUTIVE EMPLOYEES THIS RESTRICTED STOCK AGREEMENT made and entered into as of the [] day of [], 20[] (hereinafter called the “Award Date”), by and between Capstead Mortgage Corporation, a Maryland corporation (the “Company”), and [] (the “Grantee”). WHEREAS, the Company, having determined that its interests will be advance |
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| November 15, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2016 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I. |
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| November 15, 2016 |
Exhibit 99.1 Information as of September 30, 2016 Investor Presentation changes in market conditions as a result of Federal Reserve monetary policy or federal government fiscal challenges;deterioration in credit quality and ratings of existing or future issuances of Fannie Mae, Freddie Mac or Ginnie Mae securities;changes in legislation or regulation affecting Fannie Mae, Freddie Mac, Ginnie Mae, |
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| November 4, 2016 |
Capstead Mortgage CAPSTEAD MORTGAGE CORPORATION 10-Q 9-30-2016 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-08896 CAPSTEAD MORTGA |
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| November 4, 2016 |
EXHIBIT 12 CAPSTEAD MORTGAGE CORPORATION COMPUTATION OF RATIO OF NET INCOME TO FIXED CHARGES AND RATIO OF NET INCOME TO COMBINED FIXED CHARGES AND PREFERRED STOCK ITEMS (In thousands, except ratios) (Unaudited) Computation of ratio of net income to fixed charges: Nine Months Ended Year Ended December 31 September 30, 2016 2015 2014 2013 2012 2011 Fixed charges $ 86,155 $ 93,975 $ 73,643 $ 75,104 $ 77,848 $ 66,080 Fixed charges $ 86,155 $ 93,975 $ 73,643 $ 75,104 $ 77,848 $ 66,080 Net income 65,423 108,325 140,820 126,487 163,626 160,204 $ 151,578 $ 202,300 $ 214,463 $ 201,591 $ 241,474 $ 226,284 Ratio of net income to fixed charges 1. |
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| October 27, 2016 |
CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2016 RESULTS EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 CONTACT: Lindsey Crabbe (214) 874-2339 FOR IMMEDIATE RELEASE CAPSTEAD MORTGAGE CORPORATION ANNOUNCES THIRD QUARTER 2016 RESULTS DALLAS – October 26, 2016 – Capstead Mortgage Corporation (NYSE: CMO) (“Capstead” or the “Company”) today announced financial results for the quarter ended September 30, 2016. Third Quarter 2016 Highlights · Generated earnings |
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| October 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2016 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R |
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| August 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19, 2016 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| August 19, 2016 |
Exhibit 99.1 Information as of June 30, 2016 Investor Presentation changes in legislation or regulation affecting Fannie Mae, Freddie Mac, Ginnie Mae, the Federal Home Loan Bank system and similar federal government agencies and related guarantees; other changes in legislation or regulation affecting the mortgage and banking industries;changes in market conditions as a result of Federal Reserve mo |
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| August 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19, 2016 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
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| August 19, 2016 |
Exhibit 99.1 Information as of June 30, 2016 Investor Presentation changes in legislation or regulation affecting Fannie Mae, Freddie Mac, Ginnie Mae, the Federal Home Loan Bank system and similar federal government agencies and related guarantees; other changes in legislation or regulation affecting the mortgage and banking industries;changes in market conditions as a result of Federal Reserve mo |
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| August 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 10, 2016 (Date of Earliest Event Reported) CAPSTEAD MORTGAGE CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-08896 75-2027937 (State of Incorporation) (Commission File No.) (I.R. |
