CNIG / Corning Natural Gas Holding Corp - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Corning Natural Gas Holding Corp
US ˙ OTC ˙ US2193871074
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 549300SPFPI3X8V86Z21
CIK 1582244
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Corning Natural Gas Holding Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 8, 2022 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 219387107 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone

July 7, 2022 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / GERMAN MICHAEL I - AMENDMENT NO. 7 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 219387107 (CUSIP Number) Christopher J. Hubbert, Esq. 1375 East Ninth Street, 29th Floor Cleveland, Ohio 44114 216-736-7215 (N

July 7, 2022 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-00643 Corning Natural Gas Holding Corporation (Exact name of registrant

July 7, 2022 S-8 POS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Registration No. 333-190348 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 84-1384159 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification Number)

July 7, 2022 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / Gibson Ted W - AMENDMENT NO. 1 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 219387107 (CUSIP Number) Christopher J. Hubbert, Esq. 1375 East Ninth Street, 29th Floor Cleveland, Ohio 44114 216-736-7215 (N

July 7, 2022 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / Zucker Anita G - AMENDMENT NO. 3 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 219387107 (CUSIP Number) Christopher J. Hubbert, Esq. 1375 East Ninth Street, 29th Floor Cleveland, Ohio 44114 216-736-7215 (N

July 7, 2022 S-3DPOS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Registration No. 333-190348 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 4 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its corporate charter) New York (State or other jurisdiction of incorporation or organization) 84-1384159 (I.R.S. Emplo

July 6, 2022 EX-99.1

Corning Natural Gas Holding Corporation Acquired by Argo Infrastructure Partners LP.

Exhibit 99.1 Corning Natural Gas Holding Corporation Acquired by Argo Infrastructure Partners LP. Corning, NY (July 6, 2022) - Corning Natural Gas Holding Corporation (Corning) announced today that Argo Infrastructure Partners, LP, an independent infrastructure investment manager, through its managed funds has completed the acquisition of 100% of Corning?s common and preferred stock. The closing f

July 6, 2022 EX-3.1

Certificate of Merger of Corning Natural Gas Holding Corporation and ACP Crotona Merger Sub Corp. dated July 6, 2022

Exhibit 3.1 CERTIFICATE OF MERGER OF CORNING NATURAL GAS HOLDING CORPORATION (a New York corporation) AND ACP CROTONA MERGER SUB CORP. (a New York corporation) INTO CORNING NATURAL GAS HOLDING CORPORATION (a New York corporation) Under Section 904 of the Business Corporation Law Pursuant to Section 904 of the New York Business Corporation Law (the ?NYBCL?), each of the undersigned hereby certify o

July 6, 2022 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 6, 2022 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

June 17, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 16, 2022 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLD

March 22, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2022 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 22, 2022 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 219387107 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone

February 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???? to Commission File Number 000-00643 CORNING NATURAL

January 14, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 14, 2022 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 14, 2022 EX-10.2

Exhibit 10.2 Change in Control Agreement dated January 14, 2022 between Corning Natural Gas Holding Corporation and Julie A. Lewis

Corning Natural Gas Holding Corporation Change In Control Agreement This Agreement (the ?Agreement?) made as of the January 14, 2022, between Corning Natural Gas Holding Corporation (the ?Corporation?) and Julie A.

January 14, 2022 EX-10.1

Exhibit 10.1 Form of Amendment to Change in Control Agreement dated January 14, 2022 between Corning Natural Gas Holding Corporation and each of Matthew J. Cook and Russell S. Miller

Form of Amendment to Change in Control Agreement This Amendment (this ?Amendment?) amends the change in control agreement dated as of April 27, 2017 (the ?CIC Agreement?) between Corning Natural Gas Holding Corporation (the ?Corporation?) and [Matthew J.

January 5, 2022 EX-10.1

Exhibit 10.1 Stock Purchase Agreement dated December 31, 2021 between Corning Natural Gas Holding Corporation and Mirabito Regulated Industries, LLC

STOCK PURCHASE AGREEMENT between CORNING NATURAL GAS CORPORATION, AND MIRABITO REGULATED INDUSTRIES, LLC Dated as of December 31, 2021 This STOCK PURCHASE AGREEMENT (this "Agreement"), is dated as of December 31, 2021 (?Effective Date?) by and between CORNING NATURAL GAS CORPORATION, a New York corporation with an address at 330 West William Street, , Corning, New York ("Seller") and MIRABITO REGULATED INDUSTRIES, LLC a New York limited liability company, with an address at 49 Court Street, The Metrocenter, Binghamton, New York (the "Purchaser").

January 5, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 22, 2021 EX-10.3

Exhibit 10.3 General Security Agreement, dated December 17, 2021, between Corning Natural Gas Corporation and M&T Bank.

GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

December 22, 2021 EX-10.1

Exhibit 10.1 Replacement Revolving Line Note, dated December 17, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $8.5 million.

EX-10.1 2 ex10-1.htm EX-10.1 REPLACEMENT REVOLVING LINE NOTE New York December 17, 2021 $8,500,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at

December 22, 2021 EX-10.2

Exhibit 10.2 Sixth Amended Replacement and Restated Credit Agreement, dated December 17, 2021, between Corning Natural Gas Corporation and M&T Bank.

SIXTH AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT New York December 17, 2021 Borrower: Corning Natural Gas Corporation a(n) ? individual ? corporation ? general partnership ? limited liability company ? organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

December 22, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 17, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 17, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Corporation (Exact name of reg

December 17, 2021 EX-21

Subsidiary of Company

EX-21 2 ex21.htm EX-21 Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State Corning Natural Gas Corporation New York State Pike County Light and Power Pennsylvania Leatherstocking Gas of New York, Inc New York State

December 8, 2021 EX-10.1

Purchase Agreement, dated December 8, 2021, by and between Corning Natural Gas Holding Corporation and ACP Crotona Corp.

EX-10.1 3 ex10-1.htm EX-10.1 Execution Copy CORNING NATURAL GAS HOLDING CORPORATION AND ACP CROTONA CORP. PURCHASE AGREEMENT Dated as of December 8, 2021 TABLE OF CONTENTS Page Section 1. Sale and Purchase 3 Section 2. Closing 3 2.1 Purchase of Shares; Payment of Purchase Price 3 2.2 Expenses 4 Section 3. Representations and Warranties of the Company 4 3.2 No Material Default 5 3.3 Shares 5 3.4 Ob

December 8, 2021 EX-3.1

Certificate of Amendment of the Certificate of Incorporation of Corning Natural Gas Holding Corporation authorizing 5,000 Shares of 1.5% Series D Cumulative Redeemable Preferred Stock Filed with the Department of State of the State of New York on December 3, 2021.

EX-3.1 2 ex3-1.htm EX-3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF CORNING NATURAL GAS HOLDING CORPORATION Under Section 805 of the Business Corporation Law The undersigned, being the President and Chief Executive Officer of Corning Natural Gas Holding Corporation (the “Corporation”), hereby certifies that: FIRST: The name of the Corporation is Corning Natural Gas Holding Co

December 8, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

October 21, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 19, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

October 5, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 30, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

October 5, 2021 EX-10.1

Demand Note, dated September 30, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $3 million (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated September 30, 2021)

DEMAND NOTE New York September 30, 2021 $3,000,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, NY 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 At

October 5, 2021 EX-10.2

Exhibit 10.2 General Security Agreement, dated September 30, 2021, between Corning Natural Gas Company and M&T Bank.

GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

August 24, 2021 EX-10.1

Fifth Amended Replacement and Restated Credit Agreement, dated August 19, 2021, between Pike County Light & Power Company and M&T Bank.

FIFTH AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT New York August 19, 2021 Borrower: Pike County Light & Power Company a(n) ? individual ? corporation ? general partnership ? limited liability company ? organized under the laws of Pennsylvania having its chief executive office at 105 Schneider Lane, Milford, PA 18337 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

August 24, 2021 EX-10.2

Multiple Disbursement Term Note, dated August 19, 2021, from Pike County Light & Power Company to M&T Bank in the principal amount of $2.21 million.

MULTIPLE DISBURSEMENT TERM NOTE New York August 19, 2021 $2,211,000.00 BORROWER (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, NY 14203. At

August 24, 2021 EX-10.3

General Security Agreement, dated August 19, 2021, between Pike County Light & Power Company and M&T Bank.

EX-10.3 4 ex10-3.htm EX-10.3 GENERAL SECURITY AGREEMENT New York Debtor (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337

August 24, 2021 EX-10.4

Continuing Guaranty, dated August 19, 2021, by Corning Natural Gas Holding Corporation to M&T Bank.

CONTINUING GUARANTY (Business Organization) New York GUARANTOR: Corning Natural Gas Holding Corporation Name 330 West William Street, Corning, New York 14830 Address of Chief Executive Office a ? corporation ?general partnership ?limited partnership ?limited liability company o organized under the laws of the State of New York BORROWER: Pike County Light & Power Company Name 105 Schneider Lane, Milford, PA 18337 Address BANK: M&T Bank, One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

August 24, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 19, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 11, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from      to Commission File Number 000-00643 CORNING NATURAL GAS

July 20, 2021 8-K

Other Events

8-K 1 form8k-26440cng.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 15, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of

July 1, 2021 EX-10.5

Exhibit 10.5 General Security Agreement, dated June 25, 2021, between Corning Natural Gas Company and M&T Bank.

GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

July 1, 2021 EX-10.2

Exhibit 10.2 Replacement Daily Adjusting LIBOR Revolving Line Note, dated June 25, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $8.0 million.

EX-10.2 3 ex10-2.htm EX-10.2 REPLACEMENT DAILY ADJUSTING LIBOR REVOLVING LINE NOTE New York June 25, 2021 $8,000,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its p

July 1, 2021 EX-10.4

Exhibit 10.4 LIBOR Demand Note, dated June 25, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $1.9 million.

DEMAND NOTE New York June 25, 2021 $1,900,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, NY 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attenti

July 1, 2021 EX-10.1

Exhibit 10.1 Fifth Amended Replacement and Restated Credit Agreement, dated June 25, 2021, between Corning Natural Gas Company and M&T Bank.

Duplicate Original FIFTH AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT New York June 25, 2021 Borrower: Corning Natural Gas Corporation a(n) ? individual ? corporation ? general partnership ? limited liability company ? organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

July 1, 2021 EX-10.2

Exhibit 10.3 Multiple Disbursement Term Note, dated June 25, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $4.665 million.

MULTIPLE DISBURSEMENT TERM NOTE New York June 25, 2021 $4,665,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, NY 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, NY

July 1, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 25, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

June 1, 2021 8-K

Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 form8k-26259cng.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of i

June 1, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 17, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporatio

DEFA14A 1 form8k-26176cng.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction

May 17, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 £ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLD

May 6, 2021 DEFA14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 6, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

April 22, 2021 DEFM14A

- DEFM14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 7, 2021 PREM14A

- PREM14A

PREM14A 1 prem14a-25872cng.htm PREM14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitiv

February 26, 2021 EX-99.1

Corning Natural Gas Holding Corporation Announces End of “Go Shop” Period Under Merger Agreement

Corning Natural Gas Holding Corporation Announces End of ?Go Shop? Period Under Merger Agreement CORNING, N.

February 26, 2021 EX-99.1

Press Release dated February 26, 2021

Corning Natural Gas Holding Corporation Announces End of ?Go Shop? Period Under Merger Agreement CORNING, N.

February 26, 2021 DEFA14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 26, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 26, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 26, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 10, 2021 EX-10.1

Replacement Credit Agreement, dated October 13, 2020, between Pike Light & Power Company and M&T Bank

EX-10.1 2 ex10-1.htm EX-10.1 FOURTH AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT October 13, 2020 Borrower: Pike County Light & Power Company a(n) ☐ individual ☒ corporation ☐ general partnership ☐ limited liability company ☐ organized under the laws of Pennsylvania having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corpora

February 10, 2021 10-Q

Quarterly Report - 10-Q

10-Q 1 form10q-25362cng.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe

February 10, 2021 EX-10.2

Multiple Disbursement Term Note, dated October 13, 2020, from Pike Light & Power Company to M&T Bank in the maximum principal amount of $1,315,000 (incorporated by reference to Exhibit 10.2 of the Company’s Quarterly Report on Form 10-Q for the Quarter ended December 31, 2020)

EX-10.2 3 ex10-2.htm EX-10.2 MULTIPLE DISBURSEMENT TERM NOTE New York October 13, 2020 $1,315,000.00 BORROWER (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&

January 26, 2021 10-K/A

Annual Report - 10-K/A

10-K/A 1 form10ka-25291cng.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643

January 22, 2021 EX-10.1

Credit Agreement, dated January 15, 2021, between Corning Natural Gas Company and M&T Bank (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated January 15, 2021)

CREDIT AGREEMENT New York January 15, 2021 Borrower: Corning Natural Gas Corporation a(n) ☐ individual ☒ corporation ☐ general partnership ☐ limited liability company ☐ organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

January 22, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 22, 2021 EX-10.2

Exhibit 10.2 Term Note, dated January 15, 2021, from Corning Natural Gas Corporation to M&T Bank in the principal amount of $850,000.

EX-10.2 3 ex10-2.htm EX-10.2 TERM NOTE (Actual Balance Interest Accrual Method) New York January 15, 2021 $850,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation

January 13, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 12, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 13, 2021 DEFA14A

- DEFA14A

DEFA14A 1 defa14a-25247cng.htm DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitiv

January 13, 2021 DEFA14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 12, 2021 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 13, 2021 EX-10.1

Agreement and Plan of Merger, dated as of January 12, 2021, by and among Corning Natural Gas Holding Corporation, ACP Crotona Corp., and ACP Crotona Merger Sub Corp. (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated January 12, 2021)

EX-10.1 2 ex10-1.htm EX-10.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among ACP CROTONA CORP., ACP CROTONA MERGER SUB CORP. and CORNING NATURAL GAS HOLDING CORPORATION Dated as of JANUARY 12, 2021 Table of Contents Page Article I THE MERGER 1 Section 1.01 The Merger 1 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of

January 13, 2021 EX-10.1

Agreement and Plan of Merger, dated as of January 12, 2021, by and among Corning Natural Gas Holding Corporation, ACP Crotona Corp., and ACP Crotona Merger Sub Corp.

EX-10.1 2 ex10-1.htm EX-10.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among ACP CROTONA CORP., ACP CROTONA MERGER SUB CORP. and CORNING NATURAL GAS HOLDING CORPORATION Dated as of JANUARY 12, 2021 Table of Contents Page Article I THE MERGER 1 Section 1.01 The Merger 1 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of

January 13, 2021 EX-99.1

Press Release dated January 13, 2021

EX-99.1 3 ex99-1.htm EX-99.1 Corning Natural Gas Holding Corporation to be Acquired by Argo Infrastructure Partners, LP for Approximately $150 Million CORNING, NY (January 12, 2021) – Corning Natural Gas Holding Corporation’s (Corning) Board of Directors announced they have reached an agreement with an affiliate of Argo Infrastructure Partners, LP (Argo), an independent infrastructure investment m

January 13, 2021 EX-99.1

Corning Natural Gas Holding Corporation to be Acquired by Argo Infrastructure Partners, LP for Approximately $150 Million

EX-99.1 3 ex99-1.htm EX-99.1 Corning Natural Gas Holding Corporation to be Acquired by Argo Infrastructure Partners, LP for Approximately $150 Million CORNING, NY (January 12, 2021) – Corning Natural Gas Holding Corporation’s (Corning) Board of Directors announced they have reached an agreement with an affiliate of Argo Infrastructure Partners, LP (Argo), an independent infrastructure investment m

December 22, 2020 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Corporatio

December 21, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Corporation (Exact name of reg

December 21, 2020 EX-21

Subsidiary of Company

Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State Corning Natural Gas Corporation New York State Pike County Light and Power Pennsylvania Leatherstocking Gas of New York, Inc New York State

September 4, 2020 EX-10.3

General Security Agreement, dated August 31, 2020, from Corning Natural Gas Corporation to M&T Bank (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K dated August 31, 2020)

EX-10.3 4 ex10-3.htm EX-10.3 GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York

September 4, 2020 EX-10.1

Credit Agreement, dated August 31, 2020, between Corning Natural Gas Company and M&T Bank (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated August 31, 2020)

EX-10.1 2 ex10-1.htm EX-10.1 FOURTH AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT New York August 31, 2020 Borrower: Corning Natural Gas Corporation a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corpo

September 4, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 31, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

September 4, 2020 EX-10.2

Multiple Disbursement Term Note, dated August 15, 2018, from Corning Natural Gas Corporation to M&T Bank in the maximum principal amount of $3,600,000 (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K dated August 31, 2020)

EX-10.2 3 ex10-2.htm EX-10.2 MULTIPLE DISBURSEMENT TERM NOTE New York August 31, 2020 $3,718,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking

August 14, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLDI

August 6, 2020 S-3DPOS

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO.

August 5, 2020 RW

-

Corning Natural Gas Holding Corporation 330 West William Street Corning, New York 14830 August 5, 2020 Via EDGAR U.

July 31, 2020 S-3/A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO.

July 30, 2020 S-3

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO.

July 13, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 cng8knewcfo.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 6, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorpora

July 13, 2020 EX-9

Corning Natural Gas Holding Corporation Appoints New Chief Financial Officer

NEWS RELEASE Corning Natural Gas Holding Corporation Appoints New Chief Financial Officer Corning, N.

July 1, 2020 EX-3

Certificate of Amendment of the Certificate of Incorporation of Corning Natural Gas Holding Corporation authorizing 261,500 Shares of 6% Series A Cumulative Preferred Stock Filed with the Department of State of the State of New York on June 29, 2020 (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K dated June 29, 2020)

Certificate of Amendment of The Certificate of Incorporation of Corning Natural Gas Holding Corporation Under Section 805 of the Business Corporation Law The undersigned, being the President and Chief Executive Officer of Corning Natural Gas Holding Corporation (the “Corporation”), hereby certifies that: FIRST: The name of the Corporation is Corning Natural Gas Holding Corporation.

July 1, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 cng8kseriesa.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 29, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorpo

May 14, 2020 10-Q

Quarterly Report -

10-Q 1 cngMar10Q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORN

May 14, 2020 EX-10

Term Note under the U.S. Small Business Administration Paycheck Protection Program issued by Corning Natural Gas Holding Corporation on April 17, 2020 to M&T Bank in the principal amount of $970,900 (incorporated by reference to Exhibit 10.2 on the March, 31 2020 10-Q)

DocuSign Envelope ID: BDB65C32-AOB8-4911-9C2C-07F660D13A92 M&TBank Thank you for banking with M&T.

May 14, 2020 EX-10

Term Note under the U.S. Small Business Administration Paycheck Protection Program issued by Pike County Light & Power Company on April 22, 2020 to M&T Bank in the principal amount of $137,200 (incorporated by reference to Exhibit 10.3 on the March, 31 2020 10-Q)

OocuSign Envelope 10: 6C1C6100-C86B-4DFA-8F23-1081FDFB2C37 Thank you for banking with M&T.

May 14, 2020 EX-10

Form of Series C Preferred Stock Purchase Agreement dated March 27, 2020 between Corning Natural Gas Holding Corporation and the Series C Preferred Stock Purchasers (incorporated by reference to Exhibit 10.1 on the March, 31 2020 10-Q)

CORNING NATURAL GAS HOLDING CORPORATION AND PURCHASE AGREEMENT Dated as of March 27, 2020 TABLE OF CONTENTS Page Section 1 Sale and Purchase.

April 6, 2020 DEFA14A

CNIG / Corning Natural Gas Holding Corporation DEFA14A - -

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 30, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 27, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

March 27, 2020 SC 13D

CNIG / Corning Natural Gas Holding Corporation / Corning Natural Gas Holding Corp Activist Investment

SC 13D 1 tedgibson13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. ) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 219387107 (CUSIP Number) Christopher J. Hubbert 1375 East Ninth St 29th Floor Cleveland OH 44114 216-

March 19, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

March 19, 2020 EX-3

Certificate of Amendment of The Certificate of Incorporation of Corning Natural Gas Holding Corporation Under Section 805 of the Business Corporation Law

Certificate of Amendment of The Certificate of Incorporation of Corning Natural Gas Holding Corporation Under Section 805 of the Business Corporation Law The undersigned, being the President and Chief Executive Officer of Corning Natural Gas Holding Corporation (the “Corporation”), hereby certifies that: First: The name of the Corporation is Corning Natural Gas Holding Corporation.

March 12, 2020 DEF 14A

CNIG / Corning Natural Gas Holding Corporation DEF 14A - -

March 10, 2020 Dear Fellow Shareholders: You are cordially invited to attend the 2020 Annual Meeting of Shareholders of Corning Natural Gas Holding Corporation on Tuesday, April 14, 2020, starting at 10:00 a.

March 6, 2020 EX-10

LIMITED LIABILITY COMPANY MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between CORNING NATURAL GAS HOLDING CORPORATION MIRABITO REGULATED INDUSTRIES, LLC Dated: March 2, 2020

LIMITED LIABILITY COMPANY MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between CORNING NATURAL GAS HOLDING CORPORATION And MIRABITO REGULATED INDUSTRIES, LLC Dated: March 2, 2020 1 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT, dated as of March 2, 2020, is made and entered into by and between Mirabito Regulated Industries, LLC.

March 6, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 28, 2020 EX-99

Corning Natural Gas Files Rate Case with NYS Public Service Commission

Corning Natural Gas Files Rate Case with NYS Public Service Commission Corning, N.

February 28, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 27, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 16-0397420 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 13, 2020 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q - Quarterly Report -

10-Q 1 cngDec10Q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION☒ Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643

February 13, 2020 EX-10

Multiple Disbursement Term Note, dated June 27, 2019, from Corning Natural Gas Corporation to M&T Bank in the maximum principal amount of $3,127,000, with Prepayment Premium Rider. (incorporated by reference to Exhibit 10.1 on the December, 31 2019 10-Q)

MULTIPLE DISBURSEMENT TERM NOTE New York June 27, 2019 $3,127,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffa

February 13, 2020 EX-10

Multiple Disbursement Term Note, dated June 27, 2019 from Pike Light & Power Company to M&T Bank in the maximum principal amount of $2,072,000, with Prepayment Premium Rider. (incorporated by reference to Exhibit 10.2 on the December, 31 2019 10-Q)

MULTIPLE DISBURSEMENT TERM NOTE New York June 27, 2019 $2,072,000.00 BORROWER (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, NY 14203. Atte

January 31, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 28, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 31, 2020 EX-99

Corning Natural Gas Holding Corporation Increases Dividend for Eleventh Consecutive Year

NEWS RELEASE Corning Natural Gas Holding Corporation Increases Dividend for Eleventh Consecutive Year Corning, N.

January 24, 2020 10-K/A

CNIG / Corning Natural Gas Holding Corporation 10-K/A - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Corporati

January 9, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2020 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 9, 2020 EX-99

Corning Natural Gas Holding Corporation to Buyout JV Interest of Mirabito Regulated Industries in Leatherstocking Gas and Leatherstocking Pipeline

Corning Natural Gas Holding Corporation to Buyout JV Interest of Mirabito Regulated Industries in Leatherstocking Gas and Leatherstocking Pipeline CORNING, NY (January 9, 2020) – Corning Natural Gas Holding Corporation (OTC: CNIG) announced the signing of a term sheet to purchase Mirabito Regulated Industries’ 50% ownership interest in Leatherstocking Gas Company and Leatherstocking Pipeline Company.

December 23, 2019 10-K

CNIG / Corning Natural Gas Holding Corporation 10-K - Annual Report -

10-K 1 cng201910K.htm . UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Cor

December 23, 2019 EX-21

Subsidiary of Corning Natural Gas Holding Corporation

Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State Corning Natural Gas Corporation New York State Pike County Light and Power Pennsylvania

December 18, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 18, 2019 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 18, 2019 EX-99

Corning Natural Gas Holding Corporation Declares Dividend

NEWS RELEASE Corning Natural Gas Holding Corporation Declares Dividend Corning, N.

September 20, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 cng8K-09202019.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 17, 2019 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of

September 20, 2019 EX-99

Corning Natural Gas Holding Corporation Declares Dividend

NEWS RELEASE Corning Natural Gas Holding Corporation Declares Dividend Corning, N.

August 13, 2019 EX-10

Multiple Disbursement Term Note, dated June 27, 2019 from Pike Light & Power Company to M&T Bank in the maximum principal amount of $2,072,000, with Prepayment Premium Rider.

MULTIPLE DISBURSEMENT TERM NOTE New York June 27, 2019 $2,072,000.00 BORROWER (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, NY 14203. Atte

August 13, 2019 EX-10

Multiple Disbursement Term Note, dated June 27, 2019, from Corning Natural Gas Corporation to M&T Bank in the maximum principal amount of $3,127,000 , with Prepayment Premium Rider.

MULTIPLE DISBURSEMENT TERM NOTE New York June 27, 2019 $3,127,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffa

August 13, 2019 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q - Quarterly Report -

10-Q 1 cngjun2019q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CO

May 10, 2019 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q Quarterly Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLDI

May 10, 2019 EX-3

Certification of the Chief Executive Officer and President pursuant to 17 CFR Section 240.13a-14

Exhibit 31.1 CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a) I, Michael I. German, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Corning Natural Gas Holding Corporation for the period ending March 31, 2019; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne

May 10, 2019 EX-3

Certification of the Chief Executive Officer and the Chief Financial Officer pursuant to

Exhibit 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing of the Quarterly Report of Corning Natural Gas Holding Corporation (the “Company”) on Form 10-Q for the period ending March 31, 2019 (the “Report”) with the Securities and Exchange Commission, I, Michael I. German, Chief Executive Officer

May 10, 2019 EX-3

Certification of the Chief Financial Officer and Treasurer pursuant to 17 CFR Section 240.13a-14

Exhibit 31.2 CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a) I, Firouzeh Sarhangi, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Corning Natural Gas Holding Corporation for the period ending March 31, 2019; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne

April 3, 2019 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2019 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-55911 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 25, 2019 DEF 14A

CNIG / Corning Natural Gas Holding Corporation DEF 14A

February 26, 2019 Dear Fellow Shareholders: You are cordially invited to attend the 2019 Annual Meeting of Shareholders of Corning Natural Gas Holding Corporation on Tuesday, April 2, 2019, starting at 10:00 a.

February 12, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 12, 2019 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 12, 2019 EX-99

Corning Natural Gas Holding Corporation Increases Dividend for Tenth Consecutive Year

NEWS RELEASE CONTACT: Mike German CEO Phone: (607) 936-3758 ext. 239 Fax: (607) 936-2844 Date: February 12, 2019 FOR IMMEDIATE RELEASE Corning Natural Gas Holding Corporation Increases Dividend for Tenth Consecutive Year Corning, N.Y. (Tuesday, February 12, 2019) – Corning Natural Gas Holding Corporation’s (“CNIG”) Board of Directors declared a dividend for the March 31, 2019 ending quarter. On Ja

February 8, 2019 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q (Quarterly Report)

10-Q 1 cngDec201810Q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00

January 25, 2019 EX-3

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a)

Exhibit 31.2 CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a) I, Firouzeh Sarhangi, certify that: 1. I have reviewed this annual report on Form 10-K/A of Corning Natural Gas Holding Corporation for the fiscal year ended September 30, 2018; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material

January 25, 2019 EX-3

CERTIFICATION FURNISHED PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EX-3 4 exh321.htm Exhibit 32.1 CERTIFICATION FURNISHED PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing of the Annual Report of Corning Natural Gas Holding Corporation (the “Company”) on Form 10-K/A for the period ending September 30, 2016 (the “Report”) with the Securities and Exchange Commission, I, Michael I.

January 25, 2019 10-K/A

CNIG / Corning Natural Gas Holding Corporation 10-K/A (Annual Report)

10-K/A 1 cng201910Ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Na

January 25, 2019 EX-3

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a)

Exhibit 31.1 CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO 17 CFR SECTION 240.13a-14(a) I, Michael I. German, certify that: 1. I have reviewed this annual report on Form 10-K/A of Corning Natural Gas Holding Corporation for the fiscal year ended September 30, 2018; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material

December 26, 2018 10-K/A

CNIG / Corning Natural Gas Holding Corporation 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Corpor

December 20, 2018 EX-21

Subsidiary of Corning Natural Gas Holding Corporation

Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State

December 20, 2018 10-K

CNIG / Corning Natural Gas Holding Corporation 10-K (Annual Report)

10-K 1 cng10K2018.htm . UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-00643 Corning Natural Gas Holding Co

August 21, 2018 EX-10

General Security Agreement, dated August 15, 2018, from Corning Natural Gas Corporation to M&T Bank (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K dated August 15, 2018)

GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

August 21, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 21, 2018 EX-10

Credit Agreement, dated August 15, 2018, between Corning Natural Gas Company and M&T Bank (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated August 15, 2018)

SECOND AMENDED REPLACEMENT AND RESTATED CREDIT AGREEMENT New York August 15, 2018 Borrower: Corning Natural Gas Corporation a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

August 21, 2018 EX-10

Multiple Disbursement Term Note, dated August 15, 2018, from Corning Natural Gas Corporation to M&T Bank in the maximum principal amount of $3,600,000 (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K dated August 15, 2018)

MULTIPLE DISBURSEMENT TERM NOTE New York August 15, 2018 $3,600,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, P.O. Box 58, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buf

August 9, 2018 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q (Quarterly Report)

10-Q 1 cngjun1810q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-55911 COR

May 25, 2018 EX-10

General Security Agreement, dated June 27, 2019, between Pike Light & Power Company and M&T Bank (incorporated by reference to Exhibit 10.4 of the Company’s Current Report on Form 8-K dated May 23, 2018)

GENERAL SECURITY AGREEMENT New York Debtor (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

May 25, 2018 EX-10

Continuing Guaranty, dated June 27, 2019, between Pike Light & Power Company and M&T Bank (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K dated May 23, 2018)

CONTINUING GUARANTY (Business Organization) New York GUARANTOR: Corning Natural Gas Holding Corporation Name 330 West William Street, Corning, New York 14830 Address of Chief Executive Office a x corporation o general partnership o limited partnership o limited liability company o organized under the laws of the State of New York BORROWER: Pike County Light & Power Company Name 105 Schneider Lane, Milford, PA 18337 Address BANK: M&T Bank, One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

May 25, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 25, 2018 EX-10

Replacement Term Note, dated May 23, 2018, from Pike Light & Power Company to M&T Bank in the initial principal amount of $11,200,000 (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K dated May 23, 2018)

REPLACEMENT TERM NOTE (Actual Balance Interest Accrual Method) New York May 23, 2018 $11,200,000.

May 25, 2018 EX-10

Replacement Credit Agreement, dated June 27, 2019, between Pike Light & Power Company and M&T Bank (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated May 23, 2019)

REPLACEMENT CREDIT AGREEMENT New York May 23, 2018 Borrower: Pike County Light & Power Company a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of Pennsylvania having its chief executive office at 105 Schneider Lane, Milford, PA 18337 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

May 11, 2018 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-55911 CORNING NATURAL GAS HOLD

May 4, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-55911 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 4, 2018 EX-3

Certificate of Amendment to the Certificate of Incorporation with respect to the number of shares of common stock and preferred stock filed with the Department of State of the State of New York on May 1, 2018 (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K dated May 1, 2018)

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF CORNING NATURAL GAS HOLDING CORPORATION Under Section 805 of the Business Corporation Law The undersigned, being the President and Chief Executive Officer of Corning Natural Gas Holding Corporation (the “Corporation”), hereby certifies that: FIRST: The name of the Corporation is Corning Natural Gas Holding Corporation.

April 30, 2018 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-55911 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

March 28, 2018 CORRESP

CNIG / Corning Natural Gas Holding Corporation CORRESP

VIA EDGAR AS CORRESPONDENCE March 28, 2018 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

March 22, 2018 DEF 14A

Corning Natural Gas Holding Corporation 2018 Employee Long-Term Incentive Plan (incorporated by reference to Appendix 1 of the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on March 22, 2018)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 12, 2018 PRE 14A

CNIG / Corning Natural Gas Holding Corporation PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

March 12, 2018 PRE 14C

CNIG / Corning Natural Gas Holding Corporation PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

March 8, 2018 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-55911 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 28, 2018 CORRESP

CNIG / Corning Natural Gas Holding Corporation CORRESP

VIA EDGAR AS CORRESPONDENCE February 28, 2018 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

February 14, 2018 10-Q

CNIG / Corning Natural Gas Holding Corporation 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS H

February 8, 2018 EX-99

Corning Natural Gas Holding Corporation Increases Dividend on Common Stock; Announces Common Stock and Preferred Stock Dividends for Quarter Ending March 31, 2018

NEWS RELEASE CONTACT: Jerry Sleve Vice President - Administration Phone: (607) 936-3758 ext.

February 8, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 8, 2018 EX-99

CORNING NATURAL GAS HOLDING CORPORATION SECOND AMENDED AND RESTATED BY-LAWS ARTICLE I. OFFICES

CORNING NATURAL GAS HOLDING CORPORATION SECOND AMENDED AND RESTATED BY-LAWS ARTICLE I.

January 26, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 24, 2018 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 26, 2018 10-K/A

CNIG / Corning Natural Gas Holding Corporation 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-00643 Corn

January 3, 2018 10-K/A

CNIG / Corning Natural Gas Holding Corporation /A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-643 Corning Natural Gas Holding Corporation (Exact name of

December 29, 2017 EX-21

Subsidiary of Corning Natural Gas Holding Corporation

Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State

December 29, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 [ ]TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-643 Corning Natural Gas Holding Corporation (Exact name of regi

December 6, 2017 EX-10

Amended and Restated Credit Agreement, dated November 30, 2017 between Corning Natural Gas Company and M&T Bank *

AMENDED AND RESTATED CREDIT AGREEMENT New York November 30, 2017 Borrower: Corning Natural Gas Corporation a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 .

December 6, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 6, 2017 EX-10

Replacement Term Note, dated November 30, 2017 from Corning Natural Gas Company to M&T Bank in the initial principal amount of $29,000,000, with Prepayment Premium Rider.*

REPLACEMENT TERM NOTE (Actual Balance Interest Accrual Method) New York November 30, 2017 $29,000,000.

December 6, 2017 EX-10

Amended and Restated General Security Agreement, dated November 30, 2017 from Corning Natural Gas Corporation and M&T Bank *

AMENDED AND RESTATED GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

August 21, 2017 8-K

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 18, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 14, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLDIN

July 20, 2017 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 18, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

July 20, 2017 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 7, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

July 20, 2017 EX-3

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION CORNING NATURAL GAS HOLDING CORPORATION Under Section 805 of the Business Corporation Law

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF CORNING NATURAL GAS HOLDING CORPORATION Under Section 805 of the Business Corporation Law The undersigned, being the President and Chief Executive Officer of Corning Natural Gas Holding Corporation (the ?Corporation?), hereby certifies that: FIRST: The name of the Corporation is Corning Natural Gas Holding Corporation.

June 20, 2017 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

June 6, 2017 8-K/A

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 31, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

June 2, 2017 EX-99

* * * * *

CONTACT: Jerry Sleve Vice President - Administration Phone: (607) 936-3758 ext. 223 Fax: (607) 936-2844 Date: June 1, 2017 FOR IMMEDIATE RELEASE Corning Natural Gas Holding Corporation Declares Special 20% Common Stock Dividend and Cash Common and Preferred Stock Dividends and Announces Adjustment to Conversion Price of Series B Convertible Preferred Stock Corning, New York, June 1, 2017 ? Corning

June 2, 2017 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 2, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 17, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 17, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 17, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 17, 2017 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION

10-Q/A 1 10QAMar2017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F

May 17, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 15, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 15, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 15, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 15, 2017 10-Q

Corning Natural Gas Holding (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLDI

May 15, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION

CORNING NATURAL GAS HOLDING CORPORATION CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the "Agreement") made as of the 27th of April, 2017, between Corning Natural Gas Holding Corporation, Inc.

May 8, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 2, 2017 8-K

Material Modification to Rights of Security Holders, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 1, 2017 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

April 26, 2017 8-K/A

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

April 26, 2017 EX-10

AMENDMENT TO PURCHASE AGREEMENT

AMENDMENT TO PURCHASE AGREEMENT This Amendment is dated as of March 20, 2017 (this ?Amendment?) and is between Corning Natural Gas Holding Corporation (the ?Company?), Ted Gibson for and on behalf of the Gibson Family Trust U/A DTD 02/05/2007 FBO T Gibson (the ?Purchaser?) and QCI Asset Management Inc.

March 21, 2017 8-K/A

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

March 21, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION QCI ASSET MANAGEMENT, INC., AS REGISTERED INVESTMENT ADVISOR PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND WITH QCI ASSET MANAGEMENT, INC., AS REGISTERED INVESTMENT ADVISOR PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase. 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser and QCI. 8 Section 5 Covenants of the Company. 9 Sec

March 21, 2017 EX-99.B1 NOTIC/SHLDR

IMPORTANT ANNUAL MEETING INFORMATION IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 27, 2017 THE PROXY STATEMENT AND OUR ANNUAL REPORT FOR THE FISCAL YEAR ENDING SEPTEMBER 30,

EX-99.B1 NOTIC/SHLDR 9 02J8LDzero.htm . IMPORTANT ANNUAL MEETING INFORMATION 1 . IMPORTANT ANNUAL MEETING INFORMATION IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 27, 2017 THE PROXY STATEMENT AND OUR ANNUAL REPORT FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016, ARE AVAILABLE ON OUR WEBSITE AT: WWW.CORNINGGAS.COM PLEASE FOL

March 21, 2017 DEF 14A

Corning Natural Gas Holding 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 21, 2017 EX-99.B1 NOTIC/SHLDR

EX-99.B1 NOTIC/SHLDR

EX-99.B1 NOTIC/SHLDR 8 02J8KDzero.htm . IMPORTANT ANNUAL MEETING INFORMATION 1 . IMPORTANT ANNUAL MEETING INFORMATION IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 27, 2017 THE PROXY STATEMENT AND OUR ANNUAL REPORT FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016, ARE AVAILABLE ON OUR WEBSITE AT: WWW.CORNINGGAS.COM PLEASE FOL

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION JOSEPH P. MIRABITO PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND JOSEPH P. MIRABITO PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase. 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser. 7 Section 5 Covenants of the Company. 8 Section 6 Survival of Representations and Warranties. 9 Se

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION GEORGE J. WELCH, SR. PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND GEORGE J. WELCH, SR. PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser. 7 Section 5 Covenants of the Company. 8 Section 6 Survival of Representations and Warranties. 9 S

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION TED W. GIBSON PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND TED W. GIBSON PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase. 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser. 7 Section 5 Covenants of the Company. 8 Section 6 Survival of Representations and Warranties. 9 Section

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION ROBERT B. JOHNSTON PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND ROBERT B. JOHNSTON PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser. 7 Section 5 Covenants of the Company. 8 Section 6 Restrictions on Acquisition and Transfer. 9 Secti

March 20, 2017 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION CARL T. HAYDEN PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

a CORNING NATURAL GAS HOLDING CORPORATION AND CARL T. HAYDEN PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase. 2 Section 2 Closing. 2 Section 3 Representations and Warranties of the Company. 3 Section 4 Representations and Warranties of the Purchaser. 7 Section 5 Covenants of the Company. 8 Section 6 Survival of Representations and Warranties. 9 Sect

March 20, 2017 EX-10

CORNING NATURAL GAS HOLDING CORPORATION THE ZUCKER 2007 IRREVOCABLE INSURANCE TRUST PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS

CORNING NATURAL GAS HOLDING CORPORATION AND THE ZUCKER 2007 IRREVOCABLE INSURANCE TRUST PURCHASE AGREEMENT Dated as of March 20, 2017 TABLE OF CONTENTS Page Section 1 Sale and Purchase.

February 14, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS H

February 9, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2017 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

February 9, 2017 EX-99

Corning Natural Gas Holding Corporation Increases Dividend

NEWS RELEASE CONTACT: Jerry Sleve Vice President - Administration Phone: (607) 936-3758 ext.

January 27, 2017 10-K/A

Corning Natural Gas Holding /A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-00643 Corn

December 29, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 [ ] TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-643 Corning Natural Gas Holding Corporation (Exact name of reg

December 29, 2016 EX-21

Subsidiary of Corning Natural Gas Holding Corporation

Exhibit 21 Subsidiary of Corning Natural Gas Holding Corporation Name Jurisdiction of Incorporation Corning Natural Gas Appliance Corporation New York State

November 14, 2016 8-K/A

Financial Statements and Exhibits

8-K/A 1 formpike8K.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2016 (Date of Report) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of in

November 14, 2016 EX-99

Independent Auditor's Report

Pike County Light & Power Company Financial Statements December 31, 2015 pwc Independent Auditor's Report To the Board of Directors of Pike County Light and Power Company: We have audited the accompanying financial statements of Pike County Light and Power Company (the "Company"), which comprise the balance sheet and related statement of capitalization as of December 31, 2015, and the related statements of operations, of shareholder's equity and of cash flows for the year then ended.

November 14, 2016 EX-99

13

Pike County Light & Power Company Financial Statements June 30, 2016 Financial Statements Statement of Operations 2 Statement of Cash Flows 3 Balance Sheet 4 Statement of Shareholder's Equity 5 Notes to the Financial Statements 7-13 1 For the Three Months Ended June 30, For the Six Months Ended June 30, (Thousands of Dollars) 2016 2015 2016 2015 Operating revenues Electric $1,823 $2,006 $3,877 $4,

September 12, 2016 EX-10

PIKE COUNTY LIGHT & POWER COMPANY BANKERS? TRUST COMPANY, As Trustee First Supplemental Indenture Dated as of August 15, 1990 Supplemental to Indenture of Mortgage and Deed of Trust Dated July 15, 1971 $1,800,000 of First Mortgage Bonds, 9.95% Series

PIKE COUNTY LIGHT & POWER COMPANY TO BANKERS? TRUST COMPANY, As Trustee First Supplemental Indenture Dated as of August 15, 1990 Supplemental to Indenture of Mortgage and Deed of Trust Dated July 15, 1971 $1,800,000 of First Mortgage Bonds, 9.

September 12, 2016 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 31, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

September 12, 2016 EX-10

PIKE COUNTY LIGHT & POWER COMPANY BANKERS TRUST COMPANY, As Trustee Second Supplemental Indenture Dated as of October 1, 1998 Supplemental to Indenture of Mortgage and Deed of Trust Dated July 15, 1971 $3,200,000 of First Mortgage Bonds, 7.07% Series

PIKE COUNTY LIGHT & POWER COMPANY TO BANKERS TRUST COMPANY, As Trustee Second Supplemental Indenture Dated as of October 1, 1998 Supplemental to Indenture of Mortgage and Deed of Trust Dated July 15, 1971 $3,200,000 of First Mortgage Bonds, 7.

September 12, 2016 EX-10

PIKE COUNTY LIGHT & POWER COMPANY BANKERS TRUST COMPANY, As Trustee Indenture of Mortgage and Deed of Trust Dated: July 15, 1971 $950,000 First Mortgage Bonds, 9% Series A due July 15, 2001 TABLE OF CONTENTS*

PIKE COUNTY LIGHT & POWER COMPANY To BANKERS TRUST COMPANY, As Trustee Indenture of Mortgage and Deed of Trust Dated: July 15, 1971 $950,000 First Mortgage Bonds, 9% Series A due July 15, 2001 TABLE OF CONTENTS* PAGE Parties 1 Recitals Purpose of Indenture 5 Authorization of Indenture 6 Granting Clauses: I Real Estate 6 II Electric Sub-Stations 6 III Electric Transmission Lines 7 IV Electric Distribution Systems 7 V Gas Holders and Gas Distribution Control Equipment 7 VI Gas Distribution Systems 8 VII Franchises 8 VIII Excepted Property 8 Habendum Grant in Trust ARTICLE I.

September 7, 2016 EX-10

DAILY ADJUSTING LIBOR REVOLVING LINE NOTE New York

DAILY ADJUSTING LIBOR REVOLVING LINE NOTE New York August 31, 2016 $2,000,000.00 BORROWER (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 BANK: M&T BANK, a New York banking corporation with its principal banking office at One M&T Plaza, Bu

September 7, 2016 EX-10

LIBOR RATE RIDER (For Actual Balance Promissory Notes)

LIBOR RATE RIDER (For Actual Balance Promissory Notes) Borrower: Corning Natural Gas Corporation Promissory Note Original Principal Amount: $4,200,000.

September 7, 2016 EX-10

CREDIT AGREEMENT New York

CREDIT AGREEMENT New York August 31, 2016 Borrower: Pike County Light & Power Company a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of Pennsylvania having its chief executive office at 105 Schneider Lane, Milford, PA 18337 Bank: M&T BANK, a New York banking corporation with its chief executive office at One M&T Plaza, Buffalo, NY 14203.

September 7, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 31, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

September 7, 2016 EX-10

CREDIT AGREEMENT New York

CREDIT AGREEMENT New York August 31, 2016 Borrower: Corning Natural Gas Corporation a(n) o individual x corporation o general partnership o limited liability company o organized under the laws of New York having its chief executive office at 330 West William Street, Corning, New York 14830 .

September 7, 2016 EX-10

GENERAL SECURITY AGREEMENT New York

GENERAL SECURITY AGREEMENT New York Debtor (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

September 7, 2016 EX-10

TERM NOTE (Actual Balance Interest Accrual Method) New York

TERM NOTE (Actual Balance Interest Accrual Method) New York August 31, 2016 $12,000,000.

September 7, 2016 EX-10

MULTIPLE DISBURSEMENT TERM NOTE New York

MULTIPLE DISBURSEMENT TERM NOTE New York August 31, 2016 $4,200,000.00 BORROWER (Name): Corning Natural Gas Corporation (Organizational Structure): Corporation (State Law organized under): New York (Address of residence/chief executive office): 330 West William Street, Corning, New York 14830 BANK: M&T BANK, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, NY 1420

September 7, 2016 EX-10

GENERAL SECURITY AGREEMENT New York

GENERAL SECURITY AGREEMENT New York Debtor (Name): Pike County Light & Power Company (Organizational Structure): Corporation (State Law organized under): Pennsylvania (Organizational Identification Number, if any; note that this is NOT a request for the Taxpayer Identification Number): (Address of residence/chief executive office): 105 Schneider Lane, Milford, PA 18337 Bank/Secured Party: M&T Bank, a New York banking corporation with its banking offices at One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

September 7, 2016 EX-10

Continuing Guaranty, dated August 31, 2016, from Corning Natural Gas Holding Corporation to M&T Bank with respect to the obligations of Pike County Light & Power Company to M&T Bank (incorporated by reference to Exhibit 10.5 on the September 2016 8-K)

CONTINUING GUARANTY (Business Organization) New York GUARANTOR: Corning Natural Gas Holding Company Name 330 West William Street, Corning, New York 14830 Address of Chief Executive Office a x corporation o general partnership o limited partnership o limited liability company o organized under the laws of the State of New York BORROWER: Pike County Light & Power Company Name 105 Schneider Lane, Milford, PA 18337 Address BANK: M&T Bank, One M&T Plaza, Buffalo, New York 14203 Attention: Office of General Counsel.

September 1, 2016 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 31, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 15, 2016 EX-10

LINE OF CREDIT/TERM LOAN NOTE * * * * * * * * * *

LINE OF CREDIT/TERM LOAN NOTE * * * * * * * * * * NAME: Leatherstocking Gas Company, LLC ADDRESS: 330 West William Street Corning, New York 14830 NOTE DATE: July 11, 2016 NOTE MATURITY: Detailed Below NOTE NUMBER: ACCOUNT NUMBER: $1,250,000.

August 15, 2016 EX-10

General Security Agreement between Leatherstocking Gas and Five Star Bank dated July 11, 2016 (incorporated by reference to Exhibit 10.3 of the June 2016 10-Q)

GENERAL SECURITY AGREEMENT * * * * * * * * * * For value given by FIVE STAR BANK (?Bank?), a New York banking corporation with an office and principal place of business located at 55 North Main Street, Warsaw, New York 14569, and Leatherstocking Gas Company, LLC, a New York limited liability company with an address of 330 West William Street, Corning, New York 14830 (?Pledgor? or ?Debtor?) hereby agrees as follows: 1.

August 15, 2016 EX-10

General Security Agreement between Leatherstocking Pipeline and Five Star Bank dated July 11, 2016 (incorporated by reference to Exhibit 10.4 of the June 2016 10-Q)

GENERAL SECURITY AGREEMENT * * * * * * * * * * For value given by FIVE STAR BANK (?Bank?), a New York banking corporation with an office and principal place of business located at 55 North Main Street, Warsaw, New York 14569, and Leatherstocking pipeline Company, LLC, a Pennsylvania limited liability company with an address of 330 West William Street, Corning, New York 14830 (?Pledgor? or ?Debtor?) hereby agrees as follows: 1.

August 15, 2016 EX-10

Loan Agreement between Leatherstocking Gas (Borrower) and Leatherstocking Pipeline (Guarantor) and Five Star Bank, dated July 11, 2016 (incorporated by reference to Exhibit 10.2 of the June 2016 10-Q)

LOAN AGREEMENT * * * * * * * * * * THIS LOAN AGREEMENT, made July 11, 2016, among Leatherstocking Gas Company, LLC, having an office and principal place of business at 330 West William Street, Corning, New York 14830 (the ?Borrower?), Leatherstocking pipeline company, llc, having an office and principal place of business at 330 West William Street, Corning, New York 14830 (the ?Guarantor?), and FIVE STAR BANK, a New York State bank, having an office at 55 North Main Street, Warsaw, New York 14569 (the ?Lender?).

August 15, 2016 EX-10

LINE OF CREDIT/TERM LOAN NOTE * * * * * * * * * *

LINE OF CREDIT/TERM LOAN NOTE * * * * * * * * * * NAME: Leatherstocking Gas Company, LLC ADDRESS: 330 West William Street Corning, New York 14830 NOTE DATE: July 11, 2016 NOTE MATURITY: Detailed Below NOTE NUMBER: ACCOUNT NUMBER: $1,250,000.

August 15, 2016 EX-10

General Security Agreement between Leatherstocking Pipeline and Five Star Bank dated July 11, 2016 (incorporated by reference to Exhibit 10.4 of the June 2016 10-Q)

GENERAL SECURITY AGREEMENT * * * * * * * * * * For value given by FIVE STAR BANK (?Bank?), a New York banking corporation with an office and principal place of business located at 55 North Main Street, Warsaw, New York 14569, and Leatherstocking pipeline Company, LLC, a Pennsylvania limited liability company with an address of 330 West William Street, Corning, New York 14830 (?Pledgor? or ?Debtor?) hereby agrees as follows: 1.

August 15, 2016 EX-10

Loan Agreement between Leatherstocking Gas (Borrower) and Leatherstocking Pipeline (Guarantor) and Five Star Bank, dated July 11, 2016 (incorporated by reference to Exhibit 10.2 of the June 2016 10-Q)

LOAN AGREEMENT * * * * * * * * * * THIS LOAN AGREEMENT, made July 11, 2016, among Leatherstocking Gas Company, LLC, having an office and principal place of business at 330 West William Street, Corning, New York 14830 (the ?Borrower?), Leatherstocking pipeline company, llc, having an office and principal place of business at 330 West William Street, Corning, New York 14830 (the ?Guarantor?), and FIVE STAR BANK, a New York State bank, having an office at 55 North Main Street, Warsaw, New York 14569 (the ?Lender?).

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLDI

June 30, 2016 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / GERMAN MICHAEL I Activist Investment

SC 13D/A 1 13DJune302016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) Corning Natural Gas Holding Corporation (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 219387107 (CUSIP Number) Deborah J. McLean Nixon Peabody LLP 1300 Clinton Square Rochester, New Yo

June 28, 2016 SC 13D/A

CNIG / Corning Natural Gas Holding Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) Corning Natural Gas Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 219387107 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authori

June 24, 2016 EX-99

CORNING NATURAL GAS HOLDING CORPORATION COMPLETES RIGHTS OFFERING

NEWS RELEASE CONTACT: Jerry Sleve Vice President - Administration Phone: (607) 936-3758 ext.

June 24, 2016 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 23, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

June 23, 2016 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 17, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 16-0397420 (State or other jurisdiction of incorporation) (Commission File Number) (I.

May 16, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-00643 CORNING NATURAL GAS HOLD

April 25, 2016 424B3

CORNING NATURAL GAS HOLDING CORPORATION 2,468,961 NON-TRANSFERABLE SUBSCRIPTION RIGHTS (EXPIRING JUNE 20, 2016, UNLESS EXTENDED) TO PURCHASE UP TO 140,000 SHARES OF 6% SERIES A CUMULATIVE PREFERRED STOCK UP TO 360,000 SHARES OF 4.8% SERIES B CONVERTI

424B3 1 cngcprospectus2.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-208943 CORNING NATURAL GAS HOLDING CORPORATION 2,468,961 NON-TRANSFERABLE SUBSCRIPTION RIGHTS (EXPIRING JUNE 20, 2016, UNLESS EXTENDED) TO PURCHASE UP TO 140,000 SHARES OF 6% SERIES A CUMULATIVE PREFERRED STOCK OR UP TO 360,000 SHARES OF 4.8% SERIES B CONVERTIBLE PREFERRED STOCK UP TO 360,000 SHARES OF COM

April 25, 2016 EX-99

FORM OF NOTICE TO SHAREHOLDERS WHO ARE ACTING AS NOMINEES CORNING NATURAL GAS HOLDING CORPORATION

Exhibit 99.3 FORM OF NOTICE TO SHAREHOLDERS WHO ARE ACTING AS NOMINEES CORNING NATURAL GAS HOLDING CORPORATION To Brokers, Dealers, Custodian Banks, Trust Companies and Other Nominees: This letter is being distributed to brokers, dealers, custodian banks, trust companies and other nominees in connection with the rights offering (the ?Rights Offering?) by Corning Natural Gas Holding Corporation (th

April 25, 2016 EX-99

FORM OF NOMINEE HOLDER CERTIFICATION CORNING NATURAL GAS HOLDING CORPORATION

Exhibit 99.5 FORM OF NOMINEE HOLDER CERTIFICATION CORNING NATURAL GAS HOLDING CORPORATION The undersigned, a broker, dealer, custodian bank, trust company or other nominee of subscription rights to purchase units of securities of Corning Natural Gas Holding Corporation (the ?Company?) pursuant to the rights offering (the ?Rights Offering?) described and provided for in the Company?s prospectus dat

April 25, 2016 EX-99

FORM OF NOTICE TO SHAREHOLDERS WHO ARE RECORD HOLDERS CORNING NATURAL GAS HOLDING CORPORATION

Exhibit 99.2 FORM OF NOTICE TO SHAREHOLDERS WHO ARE RECORD HOLDERS CORNING NATURAL GAS HOLDING CORPORATION Dear Shareholder: This notice is being distributed by Corning Natural Gas Holding Corporation (the ?Company?) to all holders of record of shares of the Company?s common stock, as of April 14, 2016, the record date, in connection with the rights offering (the ?Rights Offering?) of the Company?

April 25, 2016 8-K

Corning Natural Gas Holding (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 25, 2016 (Date of earliest event reported) Corning Natural Gas Holding Corporation (Exact name of registrant as specified in its charter) New York 000-00643 46-3235589 (State or other jurisdiction of incorporation) (Commission File Number) (I.

April 25, 2016 EX-99

FORM OF NOTICE TO CLIENTS OF SHAREHOLDERS WHO ARE ACTING AS NOMINEES

Exhibit 99.4 FORM OF NOTICE TO CLIENTS OF SHAREHOLDERS WHO ARE ACTING AS NOMINEES April 19, 2016 To Our Clients: Enclosed for your consideration are the Prospectus, dated April 15, 2016 (the ?Prospectus?) and other materials relating to the rights offering (the ?Rights Offering?) by Corning Natural Gas Holding Corporation (the ?Company?) of the Company?s securities, pursuant to subscription rights

April 25, 2016 EX-99

FORM OF BENEFICIAL OWNER ELECTION FORM CORNING NATURAL GAS HOLDING CORPORATION

Exhibit 99.6 FORM OF BENEFICIAL OWNER ELECTION FORM CORNING NATURAL GAS HOLDING CORPORATION The undersigned acknowledge(s) receipt of your letter, sent in your capacity as record holder or nominee, and the enclosed materials referred to therein relating to the rights offering (?Rights Offering?) by Corning Natural Gas Holding Corporation (the ?Company?) of subscription rights to purchase either (f

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