CNVVF / ConvaTec Group PLC - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

ConvaTec Group PLC
US ˙ OTCPK ˙ GB00BD3VFW73

Mga Batayang Estadistika
CIK 1694271
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ConvaTec Group PLC
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
November 25, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

EX-99.(D) 3 e619088ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.A., as Depositary 383 Madison Avenue, Floor 11 New York, New York 10179 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign pr

November 25, 2019 EX-99.(E)

Certification under Rule 466

EX-99.(E) 4 e619088ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to desi

November 25, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

F-6EF 1 e619088f6ef-cgp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group plc (Exact name of Issuer of deposited securities as specified in its charter) United Kingdom (Jurisdiction of Incorporation or organization of Issuer) JPMorgan

November 25, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of ConvaTec Group plc (Incorporated under the laws of the United Kingdom)

EX-99.(A) 2 e619088ex99-a.htm Number Each American Depositary Share represents Four Shares JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares Representing Ordinary Shares of ConvaTec Group plc (Incorporated under the laws of the United Kingdom) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the "Depositary"), hereby certifies that (i)

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name o

333-216535 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name of Issuer of deposited securities as specified in its charter) England and Wales (Jurisdiction of Incorporation or organization of Iss

September 29, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of England and Wales)

EX-99.(A) 2 e616755ex99-a.htm Number Each American Depositary Share represents Four Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of England and Wales) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby

September 29, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

July 25, 2017 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of the United Kingdom)

EX-99.(A) 2 e616398ex99-a.htm Number Each American Depositary Share represents Four Shares JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of the United Kingdom) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date

July 25, 2017 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name of Issuer of deposited securi

F-6EF 1 e616398f6ef-convatec.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name of Issuer of deposited securities as specified in its charter) United Kingdom (Jurisdiction of Incorporation or organization of Issuer) JPMo

July 25, 2017 EX-99.(E)

Certification under Rule 466

EX-99.(E) 4 e616398ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Groupe Bruxelles Lambert SA, 333-214164) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its abili

July 25, 2017 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 July 25, 2017

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 July 25, 2017 JPMorgan Chase Bank, N.

April 19, 2017 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES SHARES OF COMMON STOCK, OF CONVATEC GROUP PLC (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF ENGLAND)

EX-1 2 convatecreceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents Four (4) Shares) THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT AND STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK, OF CONVATEC GROUP PLC (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF ENGLAND) The De

April 19, 2017 EX-4

Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

EX-4 3 convatecopin.htm OPINION OF DEPOSITARY'S COUNSEL Writer’s Direct Dial EXHIBIT 4 Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.emmetmarvin.com 177 Madison Avenue Morristown, New Jersey 07960 (973) 538-5600 Fax: (973) 538-6448 April 19, 2017 The Bank of New York Mellon as De

April 19, 2017 F-6EF

As filed with the Securities and Exchange Commission on April 19, 2017 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares CONVATEC GROUP PLC

F-6EF 1 convatecf6.htm FORM F-6 As filed with the Securities and Exchange Commission on April 19, 2017 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares CONVATEC GROUP PLC (Exact name of issuer of deposited securities as specified in its charter) N/A (Translation of issuer’s name in

March 8, 2017 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name of Issuer of deposited securi

F-6EF 1 e615889f6ef-convatec.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts ConvaTec Group PLC (Exact name of Issuer of deposited securities as specified in its charter) England (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BA

March 8, 2017 EX-99.(E)

Certification under Rule 466

EX-99.(E) 4 e615889ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (EFG Eurobank Ergasias SA 333-202273) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That it

March 8, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of England)

Number Each American Depositary Share represents Four Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of ConvaTec Group PLC (Incorporated under the laws of England) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof th

March 8, 2017 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 24th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 March 8, 2017

EX-99.(D) 3 e615889ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 24th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 March 8, 2017 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private

January 12, 2017 F-6EF

As filed with the Securities and Exchange Commission on January 12, 2017 Registration No. 333-______

As filed with the Securities and Exchange Commission on January 12, 2017 Registration No.

January 12, 2017 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

EX-99.(D) 3 e615679ex99-d.htm Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP January 6, 2017 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by the legal entity created by the American

January 12, 2017 EX-99.(A)

AMERICAN DEPOSITARY SHARES

EX-99.(A) 2 e615679ex99-a.htm Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents four (4) shares of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF CONVATEC GROUP PLC (Incorporated under the laws of England [hereinafter the “Company”]) CITIBANK, N.A., AS DEPOSITARY (HER

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