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| CIK | 764811 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CommunityOne Bancorp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 7, 2016 |
15-12G 1 form15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-13823 CommunityOne Bancorp (Exact name of registrant |
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| October 28, 2016 |
COB / CommunityOne Bancorp / Carlyle Financial Services, Ltd. - SC 13D/A Activist Investment SC 13D/A 1 d268395dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) Jeffrey W. Ferguson The Carlyle Group 1001 Pennsylvania Avenue NW Suite 220 South Washington, DC 20004 (202) |
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| October 28, 2016 |
CommunityOne Bancorp SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A 1 v451431sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) John Monsky Oak Hill Capital Management, LLC 65 East 55th Street, 32nd Floor, New York, NY 1002 |
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| October 26, 2016 |
As filed with the Securities and Exchange Commission on October 26, 2016 Registration No. |
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| October 26, 2016 |
As filed with the Securities and Exchange Commission on October 26, 2016 Registration No. |
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| October 26, 2016 |
As filed with the Securities and Exchange Commission on October 26, 2016 Registration No. |
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| October 26, 2016 |
POS AM 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Registration No. 033-59565 Registration No. 333-158219 Registration No. 333-180604 Registration No. 333-195250 Registration No. 333-202617 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post Effective Amendment No. 1 to Form S-3 Registration Statement No. 033-59565 Post Effective Ame |
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| October 26, 2016 |
POS AM 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Registration No. 033-59565 Registration No. 333-158219 Registration No. 333-180604 Registration No. 333-195250 Registration No. 333-202617 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post Effective Amendment No. 1 to Form S-3 Registration Statement No. 033-59565 Post Effective Ame |
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| October 26, 2016 |
As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
S-8 POS 1 body.htm As filed with the Securities and Exchange Commission on October 26, 2016 Form S-8 Registration No. 333-54702 Form S-8 Registration No. 333-99333 Form S-8 Registration No. 333-105442 Form S-8 Registration No. 333-109450 Form S-8 Registration No. 333-133734 Form S-8 Registration No. 333-143703 Form S-8 Registration No. 333-187613 Form S-8 Registration No. 333-199087 UNITED STATES |
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| October 26, 2016 |
8-K 1 body.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 26, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorpo |
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| October 12, 2016 |
Exhibit Exhibit 99.1 CONTACT: Kenneth A. Posner Capital Bank Financial Corp Chief of Strategic Planning and Investor Relations Phone: (212) 399-4020 [email protected] Beth S. DeSimone Investor Relations CommunityOne Bancorp Phone: (336) 626-8300 [email protected] CAPITAL BANK FINANCIAL AND COMMUNITYONE RECEIVE APPROVAL FOR MERGER, ANNOUNCE SHAREHOLDER ELECTION DEADLINE IS OCTOBER 24, |
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| October 12, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kformerger100616.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other juri |
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| October 4, 2016 |
AMENDMENT TO STOCK OPTION AGREEMENTS [B. DeSimone] Exhibit Exhibit 10.2 AMENDMENT TO STOCK OPTION AGREEMENTS [B. DeSimone] This Amendment to Stock Option Agreements (this ?Amendment?) is made and entered into as of October 3, 2016, by and between CommunityOne Bancorp, a North Carolina corporation (the ?Company) and Beth S. DeSimone (the ?Participant?). WHEREAS, the Company and the Participant are parties to a Stock Option Agreement dated October 1 |
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| October 4, 2016 |
AMENDMENT TO STOCK OPTION AGREEMENTS [D. Nielsen] Exhibit Exhibit 10.1 AMENDMENT TO STOCK OPTION AGREEMENTS [D. Nielsen] This Amendment to Stock Option Agreements (this “Amendment”) is made and entered into as of October 3, 2016, by and between CommunityOne Bancorp, a North Carolina corporation (the “Company) and David L. Nielsen (the “Participant”). WHEREAS, the Company and the Participant are parties to a Stock Option Agreement dated October 1, |
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| October 4, 2016 |
8-K 1 a8-kforemployeeagreement10.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or othe |
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| October 4, 2016 |
AMENDMENT TO STOCK OPTION AGREEMENTS [A. McBryde] Exhibit Exhibit 10.3 AMENDMENT TO STOCK OPTION AGREEMENTS [A. McBryde] This Amendment to Stock Option Agreements (this “Amendment”) is made and entered into as of October 3, 2016, by and between CommunityOne Bancorp, a North Carolina corporation (the “Company) and Angus M. McBryde, III (the “Participant”). WHEREAS, the Company and the Participant are parties to a Stock Option Agreement dated Octob |
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| August 31, 2016 |
8-K 1 a8-kforannualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other juri |
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| August 8, 2016 |
CommunityOne Bancorp 10-Q (Quarterly Report) 10-Q 1 cob-2016june30x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 Commission File Number 0-13823 COMMUNITYONE BANCORP (Exact name of Registrant as specified in its Charter) North Carolina 56-1456589 |
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| August 8, 2016 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert L. Reid, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CommunityOne Bancorp; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| August 8, 2016 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, David L. Nielsen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CommunityOne Bancorp; 1. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| July 29, 2016 |
CommunityOne Bancorp 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) ( |
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| July 29, 2016 |
CommunityOne Bancorp Announces Second Quarter Net Income of $3.9 Million Exhibit For immediate release: July 29, 2016 For more information: David L. Nielsen, CFO, 980.819.6220 [email protected] CommunityOne Bancorp Announces Second Quarter Net Income of $3.9 Million Charlotte, NC - CommunityOne Bancorp (“Company”) (NASDAQ: COB), the holding company for CommunityOne Bank, N.A. (“Bank”), today announced its unaudited financial results for the quarter ended |
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| May 6, 2016 |
CommunityOne Bancorp 10-Q (Quarterly Report) 10-Q 1 cob-20160330x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Commission File Number 0-13823 COMMUNITYONE BANCORP (Exact name of Registrant as specified in its Charter) North Carolina 56-1456589 |
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| May 6, 2016 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert L. Reid, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CommunityOne Bancorp; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| May 6, 2016 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, David L. Nielsen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CommunityOne Bancorp; 1. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| May 6, 2016 |
Exhibit 32 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of CommunityOne Bancorp, a North Carolina corporation |
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| April 29, 2016 |
CommunityOne Bancorp Announces First Quarter Net Income of $3.9 Million Exhibit For immediate release: April 29, 2016 For more information: David L. Nielsen, CFO, 980.819.6220 [email protected] CommunityOne Bancorp Announces First Quarter Net Income of $3.9 Million Charlotte, NC - CommunityOne Bancorp (“Company”) (NASDAQ: COB), the holding company for CommunityOne Bank, N.A. (“Bank”), today announced its unaudited financial results for the quarter ended |
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| April 29, 2016 |
8-K 1 a8-kfor1q2016earningsrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| April 18, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kforshareholdermeeting4.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| April 6, 2016 |
CommunityOne Bancorp Supplemental Disclosures Exhibit EXHIBIT 99.2 CommunityOne Bancorp Supplemental Disclosures In connection with the proposed settlement of the Consolidated WDNC Action, as described in the Report to which this Exhibit is attached, CommunityOne has agreed to make these supplemental disclosures to the joint proxy statement/prospectus filed with the Securities and Exchange Commission on March 15, 2016. This supplemental infor |
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| April 6, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 a46168-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of in |
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| April 6, 2016 |
Capital Bank Financial Corp. Supplemental Disclosures Exhibit EXHIBIT 99.1 Capital Bank Financial Corp. Supplemental Disclosures In connection with the proposed settlement of the Garfield Action, as described in the Report to which this Exhibit is attached, Capital Bank Financial has agreed to make these supplemental disclosures to the joint proxy statement/prospectus filed with the Securities and Exchange Commission on March 15, 2016. This supplemen |
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| March 17, 2016 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2016 |
CommunityOne Bancorp 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2016 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.01 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert L. Reid, certify that: 1. I have reviewed this Annual Report on Form 10-K of CommunityOne Bancorp; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| March 11, 2016 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31.02 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, David L. Nielsen, certify that: 1. I have reviewed this Annual Report on Form 10-K of CommunityOne Bancorp; 1. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 11, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors CommunityOne Bancorp and Subsidiaries Charlotte, North Carolina We consent to the incorporation by reference in the registration statements (Nos. 33-72686, 333-54702, 333-99333, 333-105442, 333-109450, 333-133734, 333-143703, 333-187613 and 333-199087) on Form S-8 and the registration statements (Nos. 033 |
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| March 11, 2016 |
Subsidiaries of the Registrant Exhibit 21.01 Subsidiaries of the Registrant CommunityOne Bank, National Association - National Banking Association headquartered in the State of North Carolina C1 Trustee, Inc. - A North Carolina corporation FNB United Statutory Trust I - A Connecticut statutory business trust FNB United Statutory Trust II - A Delaware statutory business trust Catawba Valley Capital Trust II - A Delaware statutor |
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| March 11, 2016 |
Exhibit 32.01 Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350 As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 The undersigned officers of CommunityOne Bancorp (the “Company”) certify that the Annual Report on Form 10-K of the Company for the year ended December 31, 2015 fully complies with the requirements of section 13(a) or 15(d), as applicable, |
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| February 8, 2016 |
Capital Bank Financial 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2016 (Exact name of registrant as specified in its charter) Delaware 001-35655 27-1454759 (State or other (Commission (IRS Employer jurisdiction of File Number) Iden |
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| February 8, 2016 |
EX-99.1 2 cbfslidesfebruary2016fin.htm EXHIBIT 99.1 February 2016 Safe Harbor Statement 2 February 2016 Forward-Looking Statements Information in this presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward- looking. These stat |
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| January 29, 2016 |
Exhibit For immediate release: January 29, 2016 For more information: David L. Nielsen, CFO, 980.819.6220 [email protected] CommunityOne Bancorp Announces Fourth Quarter Core Net Income excluding Nonrecurring Items of $2.7 Million, 2015 Loan Growth of 14% and Deposit Growth of 9% Charlotte, NC - CommunityOne Bancorp (?Company?) (NASDAQ: COB), the holding company for CommunityOne Ban |
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| January 29, 2016 |
8-K 1 a8-kfor4q2015earningsrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or oth |
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| November 24, 2015 |
EX-10.3 5 taylor.htm Exhibit 99.1 November 22, 2015 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Ladies and Gentlemen: As a holder of Parent Common Stock (as defined below), the undersigned (the "Stockholder") understands that CommunityOne Bancorp, a North Carolina corporation (the "Company"), and Capital Bank Financial Corp., a Delaware corporation ("Parent"), are |
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| November 24, 2015 |
EX-10.2 4 oakhill.htm Exhibit 10.2 November 22, 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (collectively, the "Stockholder") understands that CommunityOne Bancorp, a North Carolina corporation (the "Company"), and Capital Bank Financial Corp., a Delaware c |
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| November 24, 2015 |
Exhibit EXECUTION VERSION November 22 , 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the ? Stockholder ?) understands that CommunityOne Bancorp, a North Carolina corporation (the ? Company ?), and Capital Bank Financial Corp., a Delaware corporation (? Pare |
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| November 24, 2015 |
Exhibit November 22, 2015 Mr. Robert L. Reid CommunityOne Bancorp 1017 E. Morehead Street, Suite 200 Charlotte, NC 28204 Dear Bob, This letter agreement (this ?Agreement?) sets forth the terms of certain agreements made by and among you, CommunityOne Bancorp (the ?Company?), and CommunityOne Bank (the ?Bank?) relating to the Employment Agreement, dated October 1, 2014, by and among you, the Compan |
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| November 24, 2015 |
EX-10.1 3 carlyle.htm Exhibit 10.1 November 22, 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the "Stockholder") understands that CommunityOne Bancorp, a North Carolina corporation (the "Company"), and Capital Bank Financial Corp., a Delaware corporation ("P |
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| November 24, 2015 |
CommunityOne Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (C |
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| November 24, 2015 |
Exhibit EXECUTION VERSION November 22 , 2015 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Ladies and Gentlemen: As a holder of Parent Common Stock (as defined below), the undersigned (the ? Stockholder ?) understands that CommunityOne Bancorp, a North Carolina corporation (the ? Company ?), and Capital Bank Financial Corp., a Delaware corporation (? Parent ?), are c |
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| November 24, 2015 |
EX-10.4 6 crestview.htm Exhibit 99.2 November 22, 2015 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Ladies and Gentlemen: As a holder of Parent Common Stock (as defined below), the undersigned (the "Stockholder") understands that CommunityOne Bancorp, a North Carolina corporation (the "Company"), and Capital Bank Financial Corp., a Delaware corporation ("Parent"), a |
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| November 24, 2015 |
Exhibit EXECUTION VERSION November 22 , 2015 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Ladies and Gentlemen: As a holder of Parent Common Stock (as defined below), the undersigned (the ? Stockholder ?) understands that CommunityOne Bancorp, a North Carolina corporation (the ? Company ?), and Capital Bank Financial Corp., a Delaware corporation (? Parent ?), are c |
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| November 24, 2015 |
Exhibit November 22, 2015 Beth S. DeSimone CommunityOne Bancorp 1017 E. Morehead Street, Suite 200 Charlotte, NC 28204 Dear Beth, This letter agreement (this ?Agreement?) sets forth the terms of certain agreements made by and among you, CommunityOne Bancorp (the ?Company?), and CommunityOne Bank (the ?Bank?) relating to the Employment Agreement, dated October 1, 2014, by and among you, the Company |
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| November 24, 2015 |
Exhibit EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between CAPITAL BANK FINANCIAL CORP. |
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| November 24, 2015 |
Capital Bank Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2015 (Exact name of registrant as specified in its charter) Delaware 000-35655 27-1454759 (State of Incorporation) (Commission File Number) (IRS Employer Identification N |
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| November 24, 2015 |
Exhibit EXECUTION VERSION November 22 , 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (collectively, the ? Stockholder ?) understands that CommunityOne Bancorp, a North Carolina corporation (the ? Company ?), and Capital Bank Financial Corp., a Delaware corpo |
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| November 24, 2015 |
Exhibit November 22, 2015 Gregory P. Murphy CommunityOne Bancorp 1017 E. Morehead Street, Suite 200 Charlotte, NC 28204 Dear Greg, This letter agreement (this ?Agreement?) sets forth the terms of certain agreements made by and among you, CommunityOne Bancorp (the ?Company?), and CommunityOne Bank (the ?Bank?) relating to the Employment Agreement, dated October 1, 2014, by and among you, the Compan |
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| November 24, 2015 |
Exhibit November 22, 2015 David L. Nielsen CommunityOne Bancorp 1017 E. Morehead Street, Suite 200 Charlotte, NC 28204 Dear Dave, This letter agreement (this ?Agreement?) sets forth the terms of certain agreements made by and among you, CommunityOne Bancorp (the ?Company?), and CommunityOne Bank (the ?Bank?) relating to the Employment Agreement, dated October 1, 2014, by and among you, the Company |
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| November 24, 2015 |
EX-2.1 2 mergeragreement.htm Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between CAPITAL BANK FINANCIAL CORP. and COMMUNITYONE BANCORP Dated as of November 22, 2015 TABLE OF CONTENTS ARTICLE I THE MERGER Page 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Stock 3 1.7 Treatment of Company Equity Awards 4 |
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| November 23, 2015 |
Exhibit 99.9 EXECUTION VERSION November 22, 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CommunityOne Bancorp, a North Carolina corporation (the “Company”), and Capital Bank Financial Corp., a Delaware corporation (“Paren |
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| November 23, 2015 |
CAPITAL BANK AND COMMUNITYONE BANCORP ANNOUNCE DEFINITIVE MERGER AGREEMENT EX-99.1 2 cedarpressrelease.htm EXHIBIT 99.1 CONTACT: Kenneth A. Posner Chief of Strategic Planning and Investor Relations Capital Bank Financial Corp. Phone: (212) 399-4020 [email protected] Kim Graham Corporate & Community Affairs Manager CommunityOne Bancorp Phone: (980) 819-6278 [email protected] CAPITAL BANK AND COMMUNITYONE BANCORP ANNOUNCE DEFINITIVE MERGER AGREEMENT • Expands Cap |
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| November 23, 2015 |
COB / CommunityOne Bancorp / Carlyle Financial Services, Ltd. - SC 13D/A Activist Investment SC 13D/A 1 v425435sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C |
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| November 23, 2015 |
COB / CommunityOne Bancorp / OHCP MGP III, LTD. - SC 13D/A Activist Investment SC 13D/A 1 v425446sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) John Monsky Oak Hill Capital Management, LLC 65 East 55th Street, 32nd Floor, New York, NY 1002 |
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| November 23, 2015 |
EX-99.7 2 v425446ex99-7.htm EXHIBIT 99.7 Exhibit 99.7 November 22, 2015 Capital Bank Financial Corp. 121 Alhambra Plaza, Suite 1601 Coral Gables, Florida 33134 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (collectively, the “Stockholder”) understands that CommunityOne Bancorp, a North Carolina corporation (the “Company”), and Capital Bank Financial |
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| November 23, 2015 |
Entry into a Material Definitive Agreement, Other Events 8-K 1 a8-kfor112315.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdict |
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| October 30, 2015 |
EX-99.2 3 earningspresentationlive.htm EXHIBIT 99.2 CommunityOne Bancorp Third Quarter 2015 Earnings Presentation October 30, 2015 Presenters Bob Reid President / Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information 3 Forward Looking Statements This presentation contains certain forward-looking statements |
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| October 30, 2015 |
EX-99.1 2 a3q2015earningsrelease.htm EXHIBIT 99.1 For immediate release: October 30, 2015 For more information: David L. Nielsen, CFO, 980.819.6220 [email protected] Kim M. Graham, 980.819.6278 [email protected] CommunityOne Bancorp Announces Third Quarter Core Net Income of $2.9 Million, and 21% Annualized Loan Growth Charlotte, NC - CommunityOne Bancorp (“Company”) (NASDAQ |
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| October 30, 2015 |
8-K 1 a8-kfor3q2015earningsrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or oth |
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| July 30, 2015 |
8-K 1 a8-kfor2q2015earningsrelea.htm 8-K FOR 2Q 2015 EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-1382 |
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| July 30, 2015 |
EX-99.2 3 earningspresentationlive.htm EXHIBIT 99.2 CommunityOne Bancorp Second Quarter 2015 Earnings Presentation July 30, 2015 Presenters Bob Reid President / Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information 3 Forward Looking Statements This presentation contains certain forward-looking statements wi |
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| July 30, 2015 |
EX-99.1 2 a2q2015earningsrelease.htm EXHIBIT 99.1 For immediate release: July 30, 2015 For more information: David Nielsen, CFO, 980-819-6220 [email protected] Kim Graham, 980-819-6278 [email protected] CommunityOne Bancorp Announces Second Quarter Net Income of $2.5 Million, 30% Growth in Net Income Before Tax and 14% Annualized Loan Growth Charlotte, NC - CommunityOne Banc |
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| June 26, 2015 |
CommunityOne Bank Announces Completion of Certus Acquisition in Lenoir, NC EX-99.1 2 a8-k62615exhibit991.htm EXHIBIT 99.1 For immediate release: June 26, 2015 For more information: Kim Graham, 980-819-6278 [email protected] Krisie Bassinger, 336-625-8202 [email protected] CommunityOne Bank Announces Completion of Certus Acquisition in Lenoir, NC Lenoir, NC- CommunityOne Bank, N.A. today announced the completion of its purchase of the Lenoir Branch o |
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| June 26, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-k62615.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of i |
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| May 8, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kforannualshareholderme.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other ju |
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| April 30, 2015 |
earningspresentationlive CommunityOne Bancorp First Quarter 2015 Earnings Presentation April 30, 2015 Presenters Bob Reid President / Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information 3 Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| April 30, 2015 |
EX-99.1 2 a1q2015earningsrelease.htm EXHIBIT 99.1 PRESS RELEASE DATED APRIL 30, 2015 For immediate release: April 30, 2015 For more information: David Nielsen, CFO, 980-819-6220 [email protected] Kim Graham, 980-819-6278 [email protected] CommunityOne Bancorp Announces First Quarter Net Income of $2.5 Million and 11% Annualized Loan Growth Charlotte, NC - CommunityOne Bancor |
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| April 30, 2015 |
8-K 1 a1q2015earningsrelease8-k.htm 8-K 1Q 2015 EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56 |
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| April 22, 2015 |
424B3 1 a424b3april2015.htm 424B3 PROSPECTUS Common Stock This prospectus relates to the resale of up to 12,388,411 shares of the common stock, no par value per share (“Common Stock” or “Common Shares”), of CommunityOne Bancorp (the “Company,” “we” or “us”) by certain selling shareholders identified herein, collectively referred to as the Selling Shareholders. We are registering shares of our Comm |
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| April 17, 2015 |
EX-10.1 2 a8-k41715exhibit101.htm EXHIBIT 10.1 EXHIBIT 10.1 April , 2015 [Name] [Address] Re: Change in Control Severance Arrangement Dear [ ]: 1. Purpose. CommunityOne Bank, N.A. (“Bank”) highly values your service to the Bank. The purpose of this letter agreement (this “Agreement”), therefore, is to confirm to you that the Bank’s Board of Directors has approved the following arrangement that, su |
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| April 17, 2015 |
CORRESP 1 filename1.htm April 17, 2015 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: CommunityOne Bancorp Registration Statement on Form S-3, as Amended by Amendment No. 1 and Amendment No. 2 File No. 333-202617 Request for Acceleration Ladies and Gentlemen: CommunityOne Bancorp (the “Company”) hereby requests acceler |
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| April 17, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-k41715.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of |
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| April 10, 2015 |
April 10, 2105 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attn: Dieter King David Lin Re: CommunityOne Bancorp - Amendment No. 1 to Form S-3 Resale Registration Statement Filed March 30, 2015; File No: 333-202617 Dear Mr. Lin: This letter constitutes the response of CommunityOne Bancorp, Charlotte, N.C. (the “Company”) to the le |
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| April 7, 2015 |
DEF 14A 1 proxystatement2015.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| March 31, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-k33115.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of |
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| March 31, 2015 |
EX-99.1 2 a8-k33115ex991pressrelease.htm EXHIBIT 99.1 For immediate release: March 31, 2015 For more information: Pam Cranford, 336-626-8300 [email protected] Kim Graham, 980-819-6278 [email protected] CommunityOne Bancorp Announces Purchase of Branch in Lenoir, NC from CertusBank, N.A. CommunityOne Bank will Assume CertusBank Deposits in the Western North Carolina Area CHAR |
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| March 30, 2015 |
S-3 2015 Amedment 1 As filed with the Securities and Exchange Commission on March 30, 2015 Registration No. |
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| March 30, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Ex 23.01 Consent of Dixon Hughes Goodman LLP Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors CommunityOne Bancorp and Subsidiaries Charlotte, North Carolina We consent to the incorporation by reference in this Registration Statement on Amendment No. 1 of Form S-3 of CommunityOne Bancorp and Subsidiaries (the ?Company?) of our reports dated March 6, 201 |
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| March 30, 2015 |
CORRESP 1 filename1.htm March 30, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attn: Dieter King David Lin Re: CommunityOne Bancorp - Form S-3 Resale Registration Statement Filed March 9, 2015; File No: 333-202617 Dear Messrs. King and Lin: This letter constitutes the response of CommunityOne Bancorp, Charlotte, N.C. (the “Co |
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| March 27, 2015 |
Prelim Proxy Statement 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 9, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Ex 23.01 Consent of Dixon Hughes Goodman LLP Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors CommunityOne Bancorp and Subsidiaries Charlotte, North Carolina We consent to the incorporation by reference in this Registration Statement on Form S-3 of CommunityOne Bancorp and Subsidiaries (the “Company”) of our reports dated March 6, 2015, with respect to |
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| March 9, 2015 |
S-3 1 s-32015.htm S-3 As filed with the Securities and Exchange Commission on March 9, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 56-1456589 (State or other jurisdiction of incorporation o |
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| March 9, 2015 |
Ex 5.01 Opinion of Katherine Trotter Exhibit 5.01 March 9, 2015 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Re: CommunityOne Bancorp Registration Statement on Form S-3 Ladies and Gentlemen: I am the Senior Vice President and Counsel of CommunityOne Bancorp, a North Carolina corporation (the ? Company ?), and in such capacity I am charged with general supervisory re |
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| March 5, 2015 |
EX-99.1 2 investorpresentation3515.htm EXHIBIT 99.1 INVESTOR PRESENTATION MARCH 2015 CommunityOne Bancorp Investor Presentation March 2015 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. These statements generally relate to COB’s financial condition, |
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| March 5, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kinvestorpresentation35.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| January 30, 2015 |
EX-99.2 3 earningspresentationlive.htm EXHIBIT 99.2 CommunityOne Bancorp January 30, 2015 Fourth Quarter 2014 Earnings Presentation Presenters Bob Reid President / Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements w |
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| January 30, 2015 |
EX-99.1 2 a4q2014earningsrelease.htm EXHIBIT 99.1 For immediate release: January 30, 2015 For more information: David Nielsen, CFO, 980-819-6220 [email protected] Kim Graham, 980-819-6278 [email protected] CommunityOne Bancorp Announces Fourth Quarter Net Income of $144.6 Million, Reversal of $142.5 Million Deferred Tax Asset Valuation Allowance and Continued Strong Loan Gro |
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| January 30, 2015 |
8-K 1 a4q2014earningsrelease8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2015 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or othe |
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| December 30, 2014 |
CommunityOne Bancorp Form SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A 1 v397718sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) John Monsky Oak Hill Capital Management, LLC 65 East 55th Street, 32nd Floor, New York, NY 1002 |
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| December 30, 2014 |
EX-99.1 2 v397731ex99-1.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of |
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| December 30, 2014 |
CommunityOne Bancorp Announces Private Placement of Common Stock EX-99.1 2 a8k123014ex991pressrel.htm EXHIBIT - PRESS RELEASE EXHIBIT 99.1 For immediate release December 30, 2014 For more information: Pam Cranford: 336-626-8300 [email protected] For press inquiries: Kim Graham: 980-819-6268 CommunityOne Bancorp Announces Private Placement of Common Stock Charlotte, NC- December 30, 2014-CommunityOne Bancorp (NASDAQ: COB) (the “Company”), the bank |
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| December 30, 2014 |
COB / CommunityOne Bancorp / Carlyle Financial Services, Ltd. - SC 13D/A Activist Investment SC 13D/A 1 v397731sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C |
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| December 30, 2014 |
8-K/A 1 a8-kcapitalraise123014.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or ot |
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| December 30, 2014 |
CommunityOne Bancorp Announces Private Placement of Common Stock EXHIBIT 99.1 For immediate release December 30, 2014 For more information: Pam Cranford: 336-626-8300 [email protected] For press inquiries: Kim Graham: 980-819-6268 CommunityOne Bancorp Announces Private Placement of Common Stock Charlotte, NC- December 30, 2014-CommunityOne Bancorp (NASDAQ: COB) (the “Company”), the bank holding company for CommunityOne Bank, N.A. (the “Bank”), an |
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| December 30, 2014 |
EXHIBIT 10.1 SUBSCRIPTION AGREEMENT CommunityOne Bancorp 1017 East Morehead Street Charlotte, NC 28204 Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with you as follows: 1. This Subscription Agreement (this “Agreement”) is entered into by and between CommunityOne Bancorp, a North Carolina corporation (the “Company”), and the Investor listed on the signature p |
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| December 30, 2014 |
8-K 1 a8-kcapitalraise123014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| November 12, 2014 |
8-K 1 a8-kfortaxbenefitpreservat.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or oth |
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| November 12, 2014 |
AMENDMENT TAX BENEFITS PRESERVATION PLAN Exhibit 4.1 AMENDMENT TO TAX BENEFITS PRESERVATION PLAN This Amendment to Tax Benefits Preservation Plan (this “Amendment”) between FNB United Corp., a North Carolina corporation now known as CommunityOne Bancorp (the “Company”), and Registrar and Transfer Company, as Rights Agent (the “Rights Agent”), is effective this 7th day of November, 2014. W I T N E S S E T H: WHEREAS, on April 15, 2011, th |
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| October 31, 2014 |
earningspresentationv2 CommunityOne Bancorp October 31, 2014 Third Quarter 2014 Earnings Presentation Presenters Bob Reid President / Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| October 31, 2014 |
8-K 1 a8-kfor3q2014earningsrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or oth |
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| October 31, 2014 |
CommunityOne Bancorp Announces Fifth Consecutive Quarterly Profit and Continued Strong Loan Growth EX-99.1 2 a3q2014earningsrelease.htm PRESS RELEASE DATED OCTOBER 31, 2014 For immediate release October 31, 2014 For more information: David Nielsen, CFO, 980-819-6220 [email protected] Kim Graham, 980-819-6278 [email protected] CommunityOne Bancorp Announces Fifth Consecutive Quarterly Profit and Continued Strong Loan Growth Charlotte, NC - CommunityOne Bancorp (“Company”) |
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| October 6, 2014 |
EX-10.2 3 a8kempagrmntsex102.htm FORM OF EMPLOYMENT AGREEMENT Exhibit 10.2 FORM OF EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of October 1, 2014 by and among CommunityOne Bancorp, a North Carolina corporation (the “Company”), CommunityOne Bank, National Association, a national banking association (the “Bank”), and (the “Executive”). WHEREAS, the Company and the Ban |
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| October 6, 2014 |
COMMUNITYONE BANCORP 2012 INCENTIVE PLAN FORM OF RESTRICTED STOCK AGREEMENT EX-10.3 4 a8kempagrmntsex103.htm FORM OF RESTRICTED STOCK AGREEMENT Exhibit 10.3 COMMUNITYONE BANCORP 2012 INCENTIVE PLAN FORM OF RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (the “Agreement”) is effective as of between CommunityOne Bancorp, a North Carolina corporation (the “Company”), and (the “Participant”). WHEREAS, the Company has established the 2012 Incentive Plan (the “Plan”) |
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| October 6, 2014 |
EX-10.1 2 a8kempagrmntsex101.htm EMPLOYMENT AGREEMENT Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of October 1, 2014 by and among CommunityOne Bancorp, a North Carolina corporation (the “Company”), CommunityOne Bank, National Association, a national banking association (the “Bank”), and Robert L. Reid (the “Executive”). WHEREAS, the Company and the Bank |
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| October 6, 2014 |
8-K 1 a8-kemploymentagreements.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| October 6, 2014 |
COMMUNITYONE BANCORP 2012 INCENTIVE PLAN FORM OF STOCK OPTION AGREEMENT EX-10.4 5 a8-kempagrmntsex104.htm FORM OF STOCK OPTION AGREEMENT Exhibit 10.4 COMMUNITYONE BANCORP 2012 INCENTIVE PLAN FORM OF STOCK OPTION AGREEMENT This Stock Option Agreement (the "Agreement") is effective as of [ ], between CommunityOne Bancorp, a North Carolina corporation (the "Company"), and [ ] (the "Participant"). WHEREAS, the Company has established the CommunityOne 2012 Incentive Plan ( |
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| October 1, 2014 |
COB / CommunityOne Bancorp S-8 - - S-8 S-8 1 s-8filedoctober12014.htm S-8 As filed with the Securities and Exchange Commission on October 1, 2014 Registration No. 333-[l] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CommunityOne Bancorp (Exact name of registrant as specified in its charter) North Carolina 1017 East Morehead Street, Suite 200 56-1456589 Charlo |
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| September 26, 2014 |
COB / CommunityOne Bancorp CORRESP - - CORRESP 1 filename1.htm September 26, 2014 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attn: Amit Pande Babette Cooper Re: CommunityOne Bancorp - Form 10-K for the Fiscal Year Ended December 31, 2013, Filed March 7, 2014, File No. 000-13823 Dear Mr. Pande and Ms. Cooper: This letter constitutes the response of CommunityOne Bancor |
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| September 12, 2014 |
8-K 1 a8-kforbriansimpsonceo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| September 12, 2014 |
CommunityOne Bancorp Announces Departure of CEO after Returning the Company to Profitability For immediate release September 12, 2014 For more information: Pam Cranford, 336-626-8300 investorrelations@community1. |
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| September 12, 2014 |
SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”) is made and entered into as of September 11, 2014 by and among Brian E. |
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| September 12, 2014 |
EX-10.2 3 ex102consultingagreement.htm CONSULTING AGREEMENT CONSULTING AGREEMENT This Consulting Agreement, dated as of September 11, 2014 (the “Agreement”) is made and entered into by and between CommunityOne Bank, N.A. (the “Bank”) and CommunityOne Bancorp (“Parent”; and together with the Bank, the “Company”), and Brian E. Simpson, an individual (the “Consultant”). INTRODUCTORY STATEMENT WHEREAS |
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| August 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commiss |
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| July 29, 2014 |
a2q14earningspresentatio CommunityOne Bancorp April 30, 2014 First Quarter 2014 Earnings Presentation Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| July 29, 2014 |
Financial Statements and Exhibits 8-K/A 1 a2q20148-kaforearningsrele.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or |
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| July 29, 2014 |
july2014kbwinvestorprese CommunityOne Bancorp July 29, 2014 Investor Presentation Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| July 29, 2014 |
EX-99.2 2 earningspresentationv2.htm EARNINGS PRESENTATION CommunityOne Bancorp July 29, 2014 Second Quarter 2014 Earnings Presentation Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements with |
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| July 29, 2014 |
8-K 1 a2q20148kforearningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| July 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8kforinvestorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| July 29, 2014 |
EX-99.1 2 a2q2014earningsrelease.htm PRESS RELEASE DATED JULY 29, 2014 For immediate release July 29, 2014 For more information: David Nielsen, CFO, 980-819-6220 [email protected] CommunityOne Bancorp Announces Fourth Consecutive Quarterly Profit with Second Quarter 2014 Earnings of $2.8 Million Charlotte, NC - CommunityOne Bancorp (“Company”) (NASDAQ: COB), the holding company for |
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| July 1, 2014 |
For immediate release: July 1, 2014 For more information: Krisie Bassinger: 980.819.6268 Pam Cranford: 336.626.8300 [email protected] CommunityOne Board Chair resigns to take directorship at First Niagara Financial Group; replaced by J. Chandler Martin, former Bank of America Treasurer Charlotte, NC - CommunityOne Bancorp (NASDAQ: COB), Charlotte, North Carolina, announced today tha |
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| July 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commissio |
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| June 26, 2014 |
a1q2014kbwinvestorpresen CommunityOne Bancorp June 26, 2014 Investor Presentation Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| June 26, 2014 |
8-K 1 a8-kforinvestorpresentatio.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| May 29, 2014 |
- POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 s-8may2014.htm POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on May 29, 2014 Registration No. 333-144132 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 Registration Statement No. 333-144132 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CommunityOne Bancorp (Exact name of regi |
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| May 28, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kforannualshareholderme.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other j |
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| May 21, 2014 |
424B4 1 prosupp2014.htm 424B4 Filed Pursuant to Rule 424(b)(4) Registration No. 333-195250 PROSPECTUS SUPPLEMENT (To Prospectus Dated April 30, 2014) 1,085,554 Shares of Common Stock This prospectus supplement relates to the offer and sale of 1,085,554 shares of the common stock (the “Shares”) of CommunityOne Bancorp (the “Company”) by the United States Department of the Treasury, the selling shar |
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| May 20, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-kmay202014.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction o |
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| May 19, 2014 |
Subject to Completion, Dated May 19, 2014 424B3 1 prosupp2014.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-195250 Subject to Completion, Dated May 19, 2014 PROSPECTUS SUPPLEMENT (To Prospectus Dated April 30, 2014) 1,085,554 Shares of Common Stock This prospectus supplement relates to the offer and sale of 1,085,554 shares of the common stock (the “Shares”) of CommunityOne Bancorp (the “Company”) by the United States De |
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| April 30, 2014 |
EX-99.1 2 earningspressrelease.htm PRESS RELEASE For immediate release April 30, 2014 For more information: David Nielsen, CFO, 980-819-6220 [email protected] CommunityOne Bancorp Announces Third Consecutive Quarterly Profit with First Quarter 2014 Earnings of $1.3 Million Charlotte, NC - CommunityOne Bancorp ("Company") (NASDAQ: COB), the holding company for CommunityOne Bank, N.A. |
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| April 30, 2014 |
EX-99.2 3 a1q14earningspresentatio.htm EARNINGS PRESENTATION CommunityOne Bancorp April 30, 2014 First Quarter 2014 Earnings Presentation Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements wi |
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| April 30, 2014 |
8-K 1 a1q20148-kforearningsprese.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| April 14, 2014 |
April 14, 2014 CommunityOne Bancorp 1017 E. Morehead Street Charlotte, North Carolina 28204 Re: CommunityOne Bancorp Registration Statement on Form S-3 Ladies and Gentlemen: I am the Senior Vice President and Counsel of CommunityOne Bancorp, a North Carolina corporation (the “Company”), and in such capacity I am charged with general supervisory responsibilities for the legal affairs of the Company |
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| April 14, 2014 |
As filed with the Securities and Exchange Commission on April 14, 2014 Registration No. |
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| April 14, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors CommunityOne Bancorp and Subsidiaries Charlotte, North Carolina We consent to the incorporation by reference in this Registration Statement on Form S-3 of CommunityOne Bancorp and Subsidiaries (the “Company”) of our reports dated March 7, 2014, with respect to the consolidated financial statements of CommunityOne Bancorp and Subsidiaries and the effectiveness of internal control over financial reporting, which reports are included in the Company’s 2013 Annual Report on Form 10-K. |
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| April 8, 2014 |
DEF 14A 1 draftproxystatement2014.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
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| March 7, 2014 |
CommunityOne Bancorp 10-K (Annual Report) 10-K 1 cob-20131231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the annual period ended December 31, 2013 Commission File Number 0-13823 COMMUNITYONE BANCORP (Exact name of Registrant as specified in its Charter) North Carolina 56-1456589 (St |
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| March 5, 2014 |
carolinasfieldtripinvest CommunityOne Bancorp March 5, 2014 Investor Presentation Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| March 5, 2014 |
8-K 1 a8kforinvestorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other |
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| February 7, 2014 |
For immediate release February 7, 2014 For more information: David Nielsen, CFO, 980-819-6220 investorrelations@community1. |
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| February 7, 2014 |
8-K 1 a8kfor4q13earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2014 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or othe |
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| February 7, 2014 |
a4q13earningspresentatio CommunityOne Bancorp February 7, 2014 Fourth Quarter 2013 Earnings Presentation Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2013 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commi |
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| November 8, 2013 |
Termination of a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2013 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commis |
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| October 31, 2013 |
EX-99.2 3 a3q13earningspresentatio.htm FINANCIAL PRESENTATION CommunityOne Bancorp October 31, 2013 Third Quarter 2013 Earnings Presentation Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements |
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| October 31, 2013 |
8-K 1 a8kfor3q13earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2013 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or othe |
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| October 31, 2013 |
EX-99.1 2 cob3q13prv6final1.htm PRESS RELEASE For immediate release: October 31, 2013 For more information: Pam Cranford, 336.626.8300 [email protected] CommunityOne Bancorp Announces Return to Profitability with Net Income of $4.0 million in the Third Quarter of 2013 Charlotte, NC, October 31, 2013 – CommunityOne Bancorp (Nasdaq: COB), the holding company for CommunityOne Bank, N.A |
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| September 30, 2013 |
8-K 1 a8kforterminationofdpaandd.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2013 CommunityOne Bancorp (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or o |
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| August 12, 2013 |
EX-99.01 2 a2q13earningspresentatio.htm COMMUNITYONE BANCORP SECOND QUARTER 2013 FINANCIAL PRESENTATION CommunityOne Bancorp August 12, 2013 Second Quarter 2013 Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forwar |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2013 COMMUNITYONE BANCORP (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commiss |
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| July 2, 2013 |
EX-99.1 2 d562970dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is respons |
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| July 2, 2013 |
GUARANTEE AND PLEDGE AGREEMENT EX-99.7 4 d562970dex997.htm EX-99.7 Exhibit 99.7 GUARANTEE AND PLEDGE AGREEMENT GUARANTEE AND PLEDGE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of June 28, 2013, by and among CARLYLE FINANCIAL SERVICES BU, L.P. (“Carlyle BU”) and CARLYLE FINANCIAL SERVICES HARBOR, L.P. (“Carlyle Harbor”), each a Delaware limited partnership (each, a “Pl |
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| July 2, 2013 |
Amendment No. 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CommunityOne Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 20416Q108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C. 2000 |
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| July 2, 2013 |
EX-99.2 3 d562970dex992.htm EX-99.2 Exhibit 99.2 POWER OF ATTORNEY The undersigned understands that, from time to time, the Carlyle Companies (defined below) are required to prepare, execute and file certain federal and state securities laws filings. Know all by these presents, that the undersigned hereby constitutes and appoints each of Curt Buser, Jeff Ferguson, David Pearson, Catherine Ziobro, |
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| June 28, 2013 |
FNB United Announces Name Change and New Stock Symbol EX-99.1 2 exhibitto8kchangeinstocksy.htm EXHIBIT For more information: Pam Cranford, 336.626.8300 [email protected] FNB United Announces Name Change and New Stock Symbol Asheboro, NC - FNB United Corp. (the “Company”) (NASDAQ: FNBN), announced that, effective July 1, 2013, its name will be CommunityOne Bancorp and its stock symbol will change from “FNBN” to “COB.” The change in name |
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| June 28, 2013 |
8-K 1 a8kforchangeinstocksymbola.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other juri |
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| June 27, 2013 |
11-K 1 a2012form11-kdraft062513.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [X] Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 OR [] Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0- |
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| June 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 10, 2013 |
EX-99.1 2 pressreleaseformergercompl.htm EXHIBIT For immediate release: June 10, 2013 For more information: Pam Cranford, 336.626.8300 [email protected] CommunityOne Bank Announces Completion of Merger with Bank of Granite and Termination of Consent Order Asheboro, NC - CommunityOne Bank, N.A., the principal bank subsidiary of FNB United Corp. (the “Company”) (NASDAQ: FNBN), announc |
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| June 10, 2013 |
8-K 1 a8kformergercompletionandc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other juris |
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| May 21, 2013 |
For immediate release: May 21, 2013 For more information: Pam Cranford, 336.626.8300 [email protected] CommunityOne Bank Announces Receipt of Regulatory Approval for Merger with Bank of Granite Asheboro, NC - CommunityOne Bank, N.A., the principal bank subsidiary of FNB United Corp. (the “Company”) (NASDAQ: FNBN), announced today that it had received approval from the Office of the |
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| May 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 17, 2013 |
8-K 1 a8-kwrapperformay17investo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State of Incorporati |
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| May 17, 2013 |
a1q13earningspresentatio FNB United Corp. May 17, 2013 First Quarter 2013 Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer 2 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal securities laws. These statements generally relate to FNB |
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| April 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive |
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| April 24, 2013 |
PROXY CARD FNB UNITED CORP. 150 South Fayetteville Street Asheboro, North Carolina 27203 Proxy for Annual Meeting of Shareholders — June 20, 2013 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Louis A. “Jerry” Schmitt proxy with full power of substitution to vote all shares of FNB United Corp. standing in the name of the undersigned at the above Annual Meeting of Sha |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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| April 12, 2013 |
PROXY CARD FNB UNITED CORP. 150 South Fayetteville Street Asheboro, North Carolina 27203 Proxy for Annual Meeting of Shareholders — June 20, 2013 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Louis A. “Jerry” Schmitt proxy with full power of substitution to vote all shares of FNB United Corp. standing in the name of the undersigned at the above Annual Meeting of Sha |
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| April 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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| April 4, 2013 |
PROXY CARD FNB UNITED CORP. 150 South Fayetteville Street Asheboro, North Carolina 27203 Proxy for Annual Meeting of Shareholders — June 20, 2013 SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Louis A. “Jerry” Schmitt proxy with full power of substitution to vote all shares of FNB United Corp. standing in the name of the undersigned at the above Annual Meeting of Sha |
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| April 3, 2013 |
EX-99.1 2 changeindirectorsandnamech.htm EXHIBIT FNB United Corp. Announces Retirement of R. Reynolds Neely as Director of the Company and Nomination of T. Gray McCaskill For immediate release: April 3, 2013 For more information: Pam Cranford, 980.819.6221 [email protected] Asheboro, NC – FNB United Corp. (NASDAQ: FNBN) (the “Company”), the bank holding company for CommunityOne Bank, N.A |
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| April 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commission F |
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| March 29, 2013 |
S-8 1 forms-82012incentiveplan.htm S-8 As Filed Electronically with the Securities and Exchange Commission on March 29, 2013 Registration No. 333-[●] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FNB UNITED CORP. (Exact Name of Registrant as Specified in its Charter) North Carolina (State or Other Jurisdiction |
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| March 29, 2013 |
EX-99.1 4 prospectus2012incentivepla.htm EXHIBIT 99.1 EXHIBIT 99.1 PROSPECTUS THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. FNB UNITED CORP. COMMON STOCK FNB UNITED CORP. 2012 INCENTIVE PLAN This Prospectus contains information about the FNB United Corp. 2012 Incentive Plan (“Plan”), and relates to 600,000 |
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| March 29, 2013 |
FNB UNITED CORP. 2012 INCENTIVE PLAN STOCK INCENTIVE AWARD AGREEMENT EX-99.2 5 fnbunited-formstockincenti.htm EXHIBIT 99.2 EXHIBIT 99.2 FNB UNITED CORP. 2012 INCENTIVE PLAN STOCK INCENTIVE AWARD AGREEMENT This Stock Incentive Award Agreement (the “Agreement”) is effective as of , between FNB United Corp., a North Carolina corporation (the “Company”), and (the “Participant”). WHEREAS, the Company has established the FNB United Corp. 2012 Incentive Plan (the “Plan”), |
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| March 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commission F |
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| March 20, 2013 |
EX-99.1 2 a20124qinvestorpresentat.htm FNB United Corp. Fourth Quarter 2012 March 20, 2013 2 Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer Neil Machovec Chief Credit Officer 3 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements within the safe harbor rules of the federal sec |
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| March 1, 2013 |
8-K 1 a8kforconsentorderlifting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2013 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other j |
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| March 1, 2013 |
Bank of Granite Cease and Desist Order Lifted by FDIC EX-99.1 2 pressrelease.htm PRESS RELEASE For immediate release: For more information: March 1, 2013 Pam Cranford, 980.819.6221 Bank of Granite Cease and Desist Order Lifted by FDIC Granite Falls, NC - Bank of Granite announced today that the FDIC has terminated its Cease and Desist Order issued against the Bank, effective February 27, 2013. “We are very pleased that the FDIC has determined to take |
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| November 19, 2012 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commissio |
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| November 19, 2012 |
EX-99.1 2 d442064dex991.htm THIRD QUARTER 2012 FINANCIAL PRESENTATION FNB United Corp. Third Quarter 2012 November 19, 2012 Exhibit 99.1 2 Presenters Brian Simpson Chief Executive Officer David Nielsen Chief Financial Officer David Lavoie Chief Risk Officer 3 Forward Looking Statements & Other Information Forward Looking Statements This presentation contains certain forward-looking statements with |
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| September 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commission |
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| June 28, 2012 |
8-K 1 d374512d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of |
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| June 28, 2012 |
Press Release Exhibit 99.1 June 28, 2012 PRESS RELEASE: For Immediate Release: Pam Cranford Investor Relations Tel: (336) 626-8300 Asheboro, NC- June 28, 2012—FNB United Corp. (NASDAQ: FNBN) (the “Company”), the bank holding company for CommunityOne Bank, N.A. and Bank of Granite (the “Banks”), announced today that it was added to the Russell 3000® Index, the Russell 2000® Index, the Russell Globa |
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| June 22, 2012 |
11-K 1 d370876d11k.htm FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2011 OR ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Nu |
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| June 22, 2012 |
formofwarrant THE TERMS AND CONDITIONS OF THE WARRANT OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS AND PROSPECTUS SUPPLEMENT (TOGETHER, THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. |
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| June 22, 2012 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 form8kjune222012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2012 FNB United Corp. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-13823 56-1456589 (State or Other Jurisdiction (Commis |
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| June 18, 2012 |
Warrants to Purchase Up to 30,000 Shares of Common Stock Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. |
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| June 1, 2012 |
Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Commi |
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| June 1, 2012 |
EX-99.1 2 d361629dex991.htm FIRST QUARTER 2012 FINANCIAL PRESENTATION FNB United Corp. First Quarter 2012 June 1, 2012 Exhibit 99.1 2 Presenters Brian Simpson Chief Executive Officer David Nielsen Executive Vice President and Chief Financial Officer David Lavoie Executive Vice President and Chief Risk Officer 3 Forward Looking Statements & Other Information Forward Looking Statements This presenta |
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| May 24, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d358228d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of |
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| May 24, 2012 |
May 21, 2012 FNB UNITED CORP. ANNOUNCES LAUNCH OF AT-THE-MARKET EQUITY OFFERING EX-99.1 4 d358228dex991.htm PRESS RELEASE Exhibit 99.1 May 21, 2012 FNB UNITED CORP. ANNOUNCES LAUNCH OF AT-THE-MARKET EQUITY OFFERING Asheboro, NC- May 21, 2012—FNB United Corp. (NASDAQ: FNBN) (the “Company”), the bank holding company for CommunityOne Bank, N.A. and Bank of Granite (the “Banks”), announced today that it has filed a prospectus supplement under which it may from time to time sell u |
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| May 24, 2012 |
UP TO 2,000,000 SHARES FNB UNITED CORP. COMMON STOCK NO PAR VALUE SALES AGENCY AGREEMENT Sales Agency Agreement, dated May 18, 2012 Exhibit 1.1 UP TO 2,000,000 SHARES FNB UNITED CORP. COMMON STOCK NO PAR VALUE SALES AGENCY AGREEMENT May 18, 2012 Sandler O’Neill & Partners, L.P., 1251 Avenue of the Americas, 6th Floor, New York, New York 10020 Ladies and Gentlemen: FNB United Corp, a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein |
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| May 21, 2012 |
Up to 2,000,000 Shares FNB United Corp. Common Stock 424B3 1 d355681d424b3.htm PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-180604 PROSPECTUS SUPPLEMENT (To Prospectus Dated May 18, 2012) Up to 2,000,000 Shares FNB United Corp. Common Stock This prospectus supplement and the accompanying prospectus relate to the offer and sale from time to time of up to 2,000,000 shares of our common stock, no par val |
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| May 15, 2012 |
S-3/A 1 d330092ds3a.htm FORM S-3/A Table of Contents As filed with the Securities and Exchange Commission on May 15, 2012 Registration No. 333-180604 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FNB UNITED CORP. (Exact name of registrant as specified in its charter) North Carolina 6022 56 |
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| May 15, 2012 |
- CONSENT OF DIXON HUGHES GOODMAN LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING CONSENT OF DIXON HUGHES GOODMAN LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING Exhibit 23. |
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| April 30, 2012 |
DEF 14A 1 d338484ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ C |
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| April 6, 2012 |
FNB United Corp. Fourth Quarter 2011 Financial Presentation FNB United Corp. Fourth Quarter 2011 April 6, 2012 Exhibit 99.1 2 Presenters Brian Simpson Chief Executive Officer David Nielsen Executive Vice President and Chief Financial Officer David Lavoie Executive Vice President and Chief Risk Officer 3 Forward Looking Statements & Other Information Forward Looking Statements This presentation con |
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| April 6, 2012 |
Results of Operations and Financial Condition - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2012 FNB United Corp. (Exact name of registrant as specified in its charter) North Carolina 000-13823 56-1456589 (State or other jurisdiction of incorporation) (Comm |
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| April 5, 2012 |
S-3 1 d330092ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on April 5, 2012 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FNB UNITED CORP. (Exact name of registrant as specified in its charter) North Carolina 6022 56-1456589 (State or other juri |
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| April 5, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Dixon Hughes Goodman LLP, an Independent Registered Public Accounting Exhibit 23. |
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| April 5, 2012 |
Opinion of Parker Poe Adams & Bernstein LLP (filed herewith) Exhibit 5.01 April 5, 2012 Board of Directors FNB United Corp. 150 South Fayetteville Street Asheboro, North Carolina 27203 Re: FNB United Corp. Registration Statement on Form S-3 Gentlemen: In connection with the Registration Statement on Form S-3 (the “Registration Statement”) of FNB United Corp., a North Carolina corporation (the “Com |
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| January 27, 2012 |
Up to 10,462,631 Shares of Common Stock 424B3 1 d257321d424b3.htm FINAL PROSPECTUS Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-178066 Up to 10,462,631 Shares of Common Stock This prospectus relates to the offer and sale of up to 10,462,631 shares of our common stock, no par value per share, by certain selling shareholders identified herein, collectively referred to as the Selling Shareholders, whic |
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| January 25, 2012 |
CORRESP 1 filename1.htm FNB United Corp. 150 South Fayetteville Street Asheboro, North Carolina 27203 January 25, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Michael R. Clampitt Re: FNB United Corp. Registration Statement on Form S-1 Filed January 11, 2012 File No. 333-178066 Dear Mr. Clampitt: FNB Unite |
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| January 25, 2012 |
Correspondence FNB United Corp. 150 South Fayetteville Street Asheboro, North Carolina 27203 January 25, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Michael R. Clampitt Re: FNB United Corp. Registration Statement on Form S-1 Filed January 11, 2012 File No. 333-178066 Dear Mr. Clampitt: FNB United Corp. ( |
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| January 11, 2012 |
CORRESP 1 filename1.htm January 11, 2012 VIA EDGAR Mr. Michael R. Clampitt Senior Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: FNB United Corp. Amendment No. 1 to Registration Statement on Form S-1 Filed December 23, 2011 File No. 333-178066 Dear Mr. Clampitt: On behalf of FNB United Corp. (the “Company”), this letter is bei |
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| December 23, 2011 |
CORRESP 1 filename1.htm December 23, 2011 VIA EDGAR Mr. Michael R. Clampitt Senior Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: FNB United Corp. Registration Statement on Form S-1 Filed November 18, 2011 File No. 333-178066 Dear Mr. Clampitt: On behalf of FNB United Corp. (the “Company”), this letter is being transmitted in |
