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| LEI | 5493000TUAHPA5P8NM98 |
| CIK | 33934 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cornerstone Total Return Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 21, 2025 |
Cornerstone Total Return Fund, Inc. 118,427,033 Rights for 39,475,678 Shares of Common Stock Cornerstone Total Return Fund, Inc. 118,427,033 Rights for 39,475,678 Shares of Common Stock Cornerstone Total Return Fund, Inc. (the “Fund”) is issuing non-transferable rights (“Rights”) to its holders of record of shares of common stock (“Common Stock”) (such holders hereinafter referred to as “Stockholders” and the shares of Common Stock, the “Shares”) which Rights will allow Stockholders to su |
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| April 8, 2025 |
1271 Avenue of the Americas |New York, NY 10020 blankrome.com April 8, 2025 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Ms. Lisa Larkin Ms. Megan Miller Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-285143 and 811-02363 Dear Ms. Lisa Larkin & |
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| February 27, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 27, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 24, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 21, 2022 |
CORNERSTONE TOTAL RETURN FUND, INC. CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2022 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 99.35% CLOSED-END FUNDS - 11.63% CONVERTIBLE SECURITIES - 0.08% Virtus Equity & Convertible Income Fund 24,000 $ 487,440 CORE - 0.79% General American Investors Company, Inc. 148,262 5,018,669 DEVELOPED MARKET - 0.24% First Trust Dynamic Europe Equity Inc |
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| May 24, 2022 |
CORNERSTONE TOTAL RETURN FUND, INC. CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - MARCH 31, 2022 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 99.49% CLOSED-END FUNDS - 8.01% CORE - 1.34% General American Investors Company, Inc. 180,262 $ 7,655,727 DEVELOPED MARKET - 0.42% Aberdeen Japan Equity Fund, Inc. 54,746 381,032 First Trust Dynamic Europe Equity Income Fund 33,400 421,842 Japan Smaller Capit |
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| May 23, 2022 |
Cornerstone Total Return Fund, Inc. 64,056,602 Rights for 21,352,201 Shares of Common Stock Supplement dated May 23, 2022 to Prospectus dated April 13, 2022 Resumption of Previously Suspended Offering. The Cornerstone Strategic Value Fund, Inc. (the ?Fund?) is hereby resuming the previously suspended Rights Offering (the ?Offering?). The Offering will resume on May 23, 2022 and the Fund has extend |
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| April 13, 2022 |
Cornerstone Total Return Fund, Inc. 64,056,602 Rights for 21,352,201 Shares of Common Stock 424B3 1 fp0075018424b3.htm Cornerstone Total Return Fund, Inc. 64,056,602 Rights for 21,352,201 Shares of Common Stock Cornerstone Total Return Fund, Inc. (the “Fund”) is issuing non-transferable rights (“Rights”) to its holders of record of shares of common stock (“Common Stock”) (such holders hereinafter referred to as “Stockholders” and the shares of Common Stock, the “Shares”) which Rights wil |
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| April 8, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| April 6, 2022 |
CORRESP 1 filename1.htm 1271 Avenue of the Americas |New York, NY 10020 blankrome.com April 6, 2022 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Ms. Lisa Larkin Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-262877 and 811-02363 Dear Ms. Lisa La |
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| February 25, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 25, 2022 |
CORRESP 1 filename1.htm February 25, 2022 FILED VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Valerie J. Lithotomos Re: Cornerstone Total Return Fund, Inc. Preliminary Proxy Statement on Schedule 14A filed on February 15, 2022 File No. 811-02363 Dear Ms. Lithotomos: On behalf of Cornerstone Total Return Fund, Inc. (the “Fund”), th |
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| February 15, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 15, 2022 |
February 15, 2022 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 19, 2021 |
CORNERSTONE TOTAL RETURN FUND, INC. CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 96.79% CLOSED-END FUNDS - 12.39% CONVERTIBLE SECURITIES - 0.85% Virtus AllianzGI Equity & Convertible Income Fund 171,399 $ 5,051,129 CORE - 1.91% General American Investors Company, Inc. * 184,262 7,934,322 Royce Micro-Cap Trust, Inc. 293,436 3,351,039 1 |
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| May 26, 2021 |
See accompanying notes to schedule of investments. CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - MARCH 31, 2021 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 98.76% CLOSED-END FUNDS - 17.38% CONVERTIBLE SECURITIES - 0.22% Virtus AllianzGI Equity & Convertible Income Fund 29,924 $ 838,171 CORE - 2.60% General American Investors Company, Inc. 183,262 7,301,159 Royce Micro-Cap Trust, Inc. 244,753 2,765,709 10,066,868 |
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| February 24, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 20, 2020 |
CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 99.49% CLOSED-END FUNDS - 16.07% CORE - 2.44% General American Investors Company, Inc. 199,062 $ 6,758,156 Royce Micro-Cap Trust, Inc. 319,308 2,449,092 9,207,248 DEVELOPED MARKET - 0.37% Aberdeen Japan Equity Fund, Inc. 14,588 120,716 First Trust Dynamic |
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| May 26, 2020 |
CORNERSTONE TOTAL RETURN FUND, INC. SCHEDULE OF INVESTMENTS - MARCH 31, 2020 (Unaudited) Description No. of Shares Value EQUITY SECURITIES - 95.11% CLOSED-END FUNDS - 8.04% CORE - 1.22% General American Investors Company, Inc. 142,313 $ 3,903,646 DEVELOPED MARKET - 0.59% Aberdeen Japan Equity Fund, Inc. 53,708 335,675 European Equity Fund, Inc. (The) 26,808 189,533 Japan Smaller Capitalization Fun |
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| February 25, 2020 |
CRF / Cornerstone Total Return Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 21, 2019 |
Cornerstone Total Return Fund Inc OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| November 21, 2019 |
EX-99.CERT 2 fp0047028ex99cert.htm EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| May 24, 2019 |
CRF / Cornerstone Total Return Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2022 Estimated average burden hours per response: 10. |
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| May 24, 2019 |
EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 8, 2019 |
CRF / Cornerstone Total Return Fund, Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 22, 2019 |
Investment Management Agreement between the Fund and Cornerstone Advisors, LLC. (9) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 22, 2019 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212) 885-5205 Fax: (212) 885-5001 Email: [email protected] February 22, 2019 FILED VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Valerie J. Lithotomos Re: Cornerstone Total Return Fund, Inc. Preliminary Proxy Statement on Schedule 14A filed on February 12, 2019 File No. 811-02363 Dear Ms. Lithotomos: On behalf of Corn |
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| February 12, 2019 |
CRF / Cornerstone Total Return Fund, Inc. PRE 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 12, 2019 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212)885-5205 Fax: (212)885-5001 Email: [email protected] February 12, 2019 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Cornerstone Total Return Fund, Inc. Preliminary Proxy Statement on Schedule 14A Notice of Filing To Whom it May Concern: The above-referenced filing (the “Preliminary Proxy |
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| November 16, 2018 |
CRF / Cornerstone Total Return Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response: 10. |
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| November 16, 2018 |
EX-99.CERT 2 fp0036502ex99cert.htm EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| June 7, 2018 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP Phone: (212)885-5234 Fax: (212)898-1392 Email: [email protected] June 7, 2018 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Lisa Larkin Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-224875) Registration Statement on Form N-2 Dear Ms. Larkin: On behalf of our c |
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| May 30, 2018 |
CRF / Cornerstone Total Return Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Hoyt M. Peters A |
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| May 30, 2018 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 11, 2018 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP Phone: (212)885-5234 Fax: (917)898-1392 Email: [email protected] May 11, 2018 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Cornerstone Total Return Fund, Inc. (File Number: 811-02363) Registration Statement on Form N-2 Request for Selective Review To Whom It May Concern: The above-referenced filing (the “Registra |
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| February 27, 2018 |
CRF / Cornerstone Total Return Fund, Inc. 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 15, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Stockholders and Board of Directors Cornerstone Total Return Fund, Inc. |
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| November 21, 2017 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| November 21, 2017 |
Cornerstone Total Return Fund Inc - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Frank J. Maresca |
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| August 23, 2017 |
Results of Annual Meeting of Stockholders (unaudited) EX-99.77C VOTES 2 fp0027042ex77c.htm Results of Annual Meeting of Stockholders (unaudited) On April 18, 2017, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 13,084,235 shares of common stock outstanding on the record date of February 21, 2017. (1) To approve the election of six directors to hold office until the year 2018 Annual Meeting o |
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| July 7, 2017 |
Cornerstone Total Return Fund ESP Phone: (212)885-5234 Fax: (212)898-1392 Email: [email protected] July 7, 2017 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Lisa Larkin Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-218643) Registration Statement on Form N-2 Dear Ms. Larkin: On behalf of our c |
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| July 7, 2017 |
Cornerstone Total Return Fund ESP Phone: (212)885-5234 Fax: (212)898-1392 Email: [email protected] July 7, 2017 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Lisa Larkin Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-218643) Registration Statement on Form N-2 Dear Ms. Larkin: Enclosed for filin |
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| July 6, 2017 |
Cornerstone Total Return Fund ESP Phone: (212)885-5234 Fax: (212)898-1392 Email: [email protected] July 6, 2017 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Lisa Larkin Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-218643 and 811-02363 Dear Ms. Larkin: On behalf of Cornerst |
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| June 9, 2017 |
Cornerstone Total Return Fund ESP Phone: (212)885-5234 Fax: (917)898-1392 Email: [email protected] June 9, 2017 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Cornerstone Total Return Fund, Inc. (File Number: 811-02363) Registration Statement on Form N-2 Request for Selective Review To Whom It May Concern: The above-referenced filing (the ?Registra |
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| May 19, 2017 |
Cornerstone Total Return Fund Inc - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Frank J. Maresca |
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| May 19, 2017 |
EX-99.CERT 2 fp0025198ex99cert.htm CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| February 27, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Stockholders and Board of Directors Cornerstone Total Return Fund, Inc. |
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| February 27, 2017 |
Cornerstone Total Return Fund 14A CORNERSTONE TOTAL RETURN FUND, INC. 48 Wall Street, 22nd Floor New York, NY 10005 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON APRIL 18, 2017 IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON APRIL 18, 2017: THE NOTICE OF ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT ARE AVAILABLE ON THE INTERNET AT HTTP://WWW.CORNERS |
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| November 29, 2016 |
Cornerstone Total Return Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0021970nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip |
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| November 29, 2016 |
EX-99.CERT 2 fp0021970ex99cert.htm CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| September 15, 2016 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] September 15, 2016 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-212950 and 811-02363 Dear Mr. Parachkevov: On beha |
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| September 14, 2016 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] September 14, 2016 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-212950) Registration Statement on Form N-2 Dear Mr. Parachkevov: Encl |
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| September 14, 2016 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] September 14, 2016 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-212950) Registration Statement on Form N-2 Dear Mr. Parachkevov: On b |
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| September 9, 2016 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] September 9, 2016 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-212950 and 811-02363 Dear Mr. Parachkevov: On behal |
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| August 22, 2016 |
Results of Annual Meeting of Stockholders Results of Annual Meeting of Stockholders (unaudited) On April 19, 2016, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 7,676,026 shares of common stock outstanding on the record date of February 22, 2016. |
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| August 22, 2016 |
Results of Annual Meeting of Stockholders Results of Annual Meeting of Stockholders (unaudited) On April 19, 2016, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 7,676,026 shares of common stock outstanding on the record date of February 22, 2016. |
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| August 5, 2016 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] August 5, 2016 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Number: 811-02363) Registration Statement on Form N-2 Request for Selective Review Dear Mr. Parachkevov: The above-refere |
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| May 26, 2016 |
Cornerstone Total Return Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Frank J. Maresca |
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| May 26, 2016 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| February 24, 2016 |
Cornerstone Total Return Fund 14A CORNERSTONE TOTAL RETURN FUND, INC. 48 Wall Street, 22nd Floor New York, NY 10005 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON APRIL 19, 2016 IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON APRIL 19, 2016: THE NOTICE OF ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT ARE AVAILABLE ON THE INTERNET AT HTTP://WWW.CORNERS |
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| February 24, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Stockholders and Board of Directors Cornerstone Total Return Fund, Inc. |
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| February 24, 2016 |
AMENDED AND RESTATED BY-LAWS of CORNERSTONE TOTAL RETURN FUND, INC. Incorporated under the Laws of the State of New York Amended and Restated as of November 13, 2015 1 ARTICLE I NAME OF COMPANY Section 1.01 Name. The name of the Corporation (the ?Company?) is CORNERSTONE TOTAL RETURN FUND, INC. ARTICLE II SHAREHOLDERS Section 2.01 Shareholders? Meetings. All meetings of the shareholders shall be h |
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| February 24, 2016 |
Results of Annual Meeting of Stockholders Results of Annual Meeting of Stockholders (unaudited) On October 20, 2015, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 7,564,330 shares of common stock outstanding on the record date of August 24, 2015. |
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| October 15, 2015 |
Cornerstone Total Return Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, NY 10005 (Address of principal executive offices) (Zip code) Frank J. Maresca |
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| October 15, 2015 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| August 27, 2015 |
Cornerstone Total Return Fund 14A CORNERSTONE TOTAL RETURN FUND, INC. 48 Wall Street, 22 nd Floor New York, NY 10005 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on October 20, 2015 IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON OCTOBER 20, 2015: THE NOTICE OF ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT ARE AVAILABLE ON THE INTERNET AT HTTP://WWW.CO |
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| July 16, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 16, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-198846) Registration Statement on Form N-2 Dear Mr. Parachkevov: On behalf |
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| July 15, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 15, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Eric McNealy Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2/A (File Numbers: 811-02363 and 333-198846) Dear Mr. McNealy: Enclosed fo |
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| July 15, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 15, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Eric McNealy Re: Request for Post-Acceptance Correction for Cornerstone Total Return Fund, Inc. (?Registrant?) CIK Number 0000033934, With Respect to N-2/A File |
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| July 15, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 15, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Eric McNealy Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2/A (File Numbers: 811-02363 and 333-198846) Dear Mr. McNealy: Enclosed fo |
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| July 15, 2015 |
CORNERSTONE TOTAL RETURN FUND, INC. 48 Wall Street - 21st Floor New York, NY 10005 July 15, 2015 FILED VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Pre-Effective Amendment No. 1 and Pre. Effective Amendment No. 2 to Form N-2 ? Application for Withdrawal (F |
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| July 14, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 14, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-198846) Registration Statement on Form N-2 Dear Mr. Parachkevov: Enclosed |
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| July 10, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 10, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-191119) Registration Statement on Form N-2 Dear Mr. Parachkevov: Enclosed |
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| July 10, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 10, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-191119) Registration Statement on Form N-2 Dear Mr. Parachkevov: Enclosed |
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| July 6, 2015 |
Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 6, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-191119) Registration Statement on Form N-2 Dear Mr. Parachkevov: Enclosed f |
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| July 6, 2015 |
Cornerstone Total Return Fund ESP Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] July 6, 2015 FILED VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-191119) Registration Statement on Form N-2 Dear Mr. Parachkevov: Enclosed f |
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| May 29, 2015 |
Cornerstone Total Return Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 48 Wall Street New York, New York 10005 (Address of principal executive offices) (Zip code) Frank J. M |
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| May 29, 2015 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| February 24, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Stockholders and Board of Directors Cornerstone Total Return Fund, Inc. |
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| February 24, 2015 |
AMENDED AND RESTATED BY-LAWS of CORNERSTONE TOTAL RETURN FUND, INC. Incorporated under the Laws of the State of New York Amended as of November 14, 2014 BY-LAWS OF CORNERSTONE TOTAL RETURN FUND, INC. ARTICLE I Shareholders’ Meetings All meetings of the shareholders shall he held at the principal office of the Company in New York, New York, or such other place, whether or not in the State of New Yo |
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| February 24, 2015 |
Results of Special Meeting of Stockholders EX-99.77.C 3 fp0013294ex9977c.htm Results of Special Meeting of Stockholders (unaudited) On December 8, 2014, a Special Meeting of Stockholders of Cornerstone Total Return Fund, Inc. was held and the following matter was voted upon based on 17,797,792 shares of common stock outstanding on October 27, 2014: (1) To approve a one-for-four reverse stock split and related amendment to the Certificate o |
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| November 25, 2014 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| November 25, 2014 |
Cornerstone Total Return Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 7 Dawson Street Huntington Station, New York 11746 (Address of principal executive offices) (Zip code) |
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| November 6, 2014 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] November 6, 2014 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-198846 and 811-02363 Dear Mr. Parachkevov: On behalf of C |
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| October 29, 2014 |
CRF / Cornerstone Total Return Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 24, 2014 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] October 24, 2014 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Preliminary Proxy Statement on Schedule 14A Dear Mr. Parachkevov: On behalf of Cornerstone Total Return Fund, |
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| October 17, 2014 |
CRF / Cornerstone Total Return Fund, Inc. PRE 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 17, 2014 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] October 17, 2014 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. Preliminary Proxy Statement on Schedule 14A Notice of Filing Dear Mr. Parachkevov: The above-referenced filing |
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| September 19, 2014 |
CRF / Cornerstone Total Return Fund, Inc. CORRESP - - Phone: (212)885-5205 Fax: (917)332-3033 Email: [email protected] September 19, 2014 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Asen Parachkevov Re: Cornerstone Total Return Fund, Inc. (File Numbers: 811-02363 and 333-[]) Registration Statement on Form N-2 Request for Selective Review Dear Mr. Parachkevov: |
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| August 22, 2014 |
EX-99.77.C 2 fp0011269ex9977c.htm Results of Annual Meeting of Stockholders (UNAUDITED) On April 15, 2014, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 17,405,526 shares of common stock outstanding on the record date of February 18, 2014 (1) To approve the election of five directors to hold office until the year 2015 Annual Meeting of S |
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| May 16, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 7 Dawson Street Huntington Station, New York 11746 (Address of principal executive offices) (Zip code) |
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| May 16, 2014 |
EX-99.CERT 2 fp0010268ex99cert.htm CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| February 28, 2014 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Stockholders and Board of Directors Cornerstone Total Return Fund, Inc. |
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| November 25, 2013 |
CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| November 25, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 200A Executive Drive Edgewood, New York 11717 (Address of principal executive offices) (Zip code) Fran |
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| October 25, 2013 |
Phone: (212) 885-5360 Fax: (917) 332-3722 Email: [email protected] October 24, 2013 Dominic Minore Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the “Fund”) SEC File Numbers: 333-191119 and 811-02363 Dear Mr. Minore: On behalf of the Fund, this letter is in response to the comments receive |
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| October 24, 2013 |
Phone: (212) 885-5360 Fax: (917) 332-3722 Email: [email protected] October 24, 2013 Dominic Minore Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the “Fund”) SEC File Numbers: 333-191119 and 811-02363 Dear Mr. Minore: On behalf of the Fund, this letter is in response to the comments receive |
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| October 24, 2013 |
Phone: (212) 885-5360 Fax: (917) 332-3722 Email: [email protected] October 24, 2013 Dominic Minore Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the “Fund”) SEC File Numbers: 333-191119 and 811-02363 Request for Acceleration Dear Mr. Minore: The Fund filed on September 12, 2013, its regist |
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| May 20, 2013 |
EX-99.CERT 2 fp0007107ex99cert.htm CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 20, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02363 Cornerstone Total Return Fund, Inc. (Exact name of registrant as specified in charter) 200A Executive Drive Edgewood, New York 11717 (Address of principal executive offices) (Zip code) Fran |
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| February 26, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex77b.htm ACCOUNTANT'S REPORT ON INTERNAL CONTROL REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Cornerstone Total Return Fund, Inc. Jericho, New York In planning and performing our audit of the financial statements of Cornerstone Total Return Fund, Inc. (the “Fund”), as of and for the year ended December 31, 2012, in accordance wi |
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| November 26, 2012 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND, INC. - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| November 26, 2012 |
EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 16, 2012 |
Phone: 215-569-5734 Fax: 215-832-5734 Email: [email protected] November 16, 2012 BY EDGAR Kevin C. Rupert Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the “Fund”) SEC File Numbers: 333-184454 and 811-02363 Dear Mr. Rupert: On behalf of the Fund, and pursuant to Rule 461 under the Secu |
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| August 28, 2012 |
EX-99.77C VOTES 2 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS SUB-ITEM 77C: SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS On April 16, 2012, the Annual Meeting of Stockholders of the Fund was held and the following matters were voted upon based on 6,598,077 shares of common stock outstanding on |
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| May 24, 2012 |
EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 24, 2012 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| February 29, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Cornerstone Total Return Fund, Inc. Jericho, New York In planning and performing our audit of the financial statements of Cornerstone Total Return Fund, Inc., (the “Fund”), as of and for the year ended December 31, 2011, |
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| November 18, 2011 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| November 18, 2011 |
EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 17, 2011 |
Phone: 215-569-5530 Fax: 215-832-5530 Email: [email protected] November 17, 2011 BY EDGAR Kevin Rupert Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the “Fund”) SEC File Numbers: 333-175187 and 811-02363 Dear Mr. Rupert: On behalf of the Fund, and pursuant to Rule 461 under the Securities |
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| May 24, 2011 |
EX-99.CERT 2 fp0002902ex99cert.htm CERTIFICATIONS AS REQUIRED BY RULE 30A-2(A) EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| May 24, 2011 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| March 1, 2011 |
EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS SUB-ITEM 77C: SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS On July 20, 2010, the Annual Meeting of Stockholders of Cornerstone Total Return Fund, Inc. (the “Fund”) was held to (1) re-elect six Directors until the 2011 Annual Meeting and (2) consider and vote upon an advisory proposal from the Board of Directors |
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| March 1, 2011 |
EX-99.77Q1 OTHR EXHB 4 ex77q1a.htm BY-LAWS OF CORNERSTONE TOTAL RETURN FUND, INC. BY-LAWS of CORNERSTONE TOTAL RETURN FUND, INC. Incorporated under the Laws of the State of New York Restated as of February 11, 2011 1 BY-LAWS OF CORNERSTONE TOTAL RETURN FUND, INC. ARTICLE I Shareholders' Meetings All meetings of the shareholders shall he held at the principal office of the Company in New York, New |
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| March 1, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Cornerstone Total Return Fund, Inc. New York, New York In planning and performing our audit of the financial statements of Cornerstone Total Return Fund, Inc., (the “Fund”), as of and for the year ended December 31, 2010 |
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| November 12, 2010 |
EX-99.CERT 2 fp0002236ex99cert.htm CERTIFICATIONS AS REQUIRED BY RULE 30A-2(A) EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| November 12, 2010 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| October 28, 2010 |
Phone: 215-569-5530 Fax: 215-832-5530 Email: [email protected] October 28, 2010 BY EDGAR Kevin Rupert Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Cornerstone Total Return Fund, Inc. (the ?Fund?) SEC File Numbers: 333-168926 and 811-02363 Dear Mr. Rupert: On behalf of the Fund, and pursuant to Rule 461 under the Securities A |
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| August 19, 2010 |
- CORNERSTONE TOTAL RETURN FUND, INC. - DEL AM CORNERSTONE TOTAL RETURN FUND INC. 260 Madison Avenue, 8th Floor New York, New York 10016 August 19, 2010 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Rupert Re: Cornerstone Total Return Fund, Inc. Registration Statement on Form N-2 File Numbers: 333-168926; 811-02363 Ladies and Gentlemen: On August 18, 20 |
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| May 24, 2010 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE TOTAL RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5. |
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| May 24, 2010 |
EX-99.CERT 2 fp0001584ex99cert.htm CERTIFICATIONS AS REQUIRED BY RULE 30A-2(A) EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| November 23, 2009 |
Quarterly Schedule of Portfolio Holdings - CORNERSTONE PROGRESSIVE RETURN FUND - FORM N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
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| November 23, 2009 |
EX-99.CERT 2 fp0001101ex99cert.htm CERTIFICATIONS AS REQUIRED BY RULE 30A-2(A) EX-99.CERT CERTIFICATIONS I, Ralph W. Bradshaw, certify that: 1. I have reviewed this report on Form N-Q of Cornerstone Progressive Return Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
