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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crumbs Bake Shop, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 27-1215274 (State or other jurisdiction of (IRS Employer incorporation or org |
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| September 30, 2014 |
CRMWQ / Crumbs Bake Shop, Inc. 15-12B - - 15-12B OMB APPROVAL OMB Number: 3235-0167 Expires: December 31, 2014 Estimated average burden hours per response . |
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| September 4, 2014 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (I |
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| July 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporation or organization |
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| July 21, 2014 |
SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AND SECURITY AGREEMENT EX-10.1 2 v384302ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AND SECURITY AGREEMENT SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AND SECURITY AGREEMENT (this “Agreement”), dated as of July 11, 2014, among CRUMBS BAKE SHOP, INC., a Delaware corporation and a debtor and debtor in possession in a case pending under Chapter 11 of the Bankruptcy Code (the “Company”), and |
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| July 16, 2014 |
EX-10.3 4 v383969ex10-3.htm EXHIBIT 10.3 Execution Version Exhibit 10.3 AMENDED AND RESTATED NOTE $5,514,245.30 July 10, 2014 Each of the undersigned, for value received jointly and severally promises to pay to the order of LEMONIS FISCHER ACQUISITION COMPANY, LLC, a Delaware limited liability company (“Lender”) at 701 Cedar Lake Blvd., Oklahoma City, Oklahoma 73114, or such other office as Lender |
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| July 16, 2014 |
FIRST AMENDMENT TO SENIOR SECURED LOAN AND SECURITY AGREEMENT EX-10.1 2 v383969ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FIRST AMENDMENT TO SENIOR SECURED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO SENIOR SECURED LOAN AND SECURITY AGREEMENT (this “Amendment”) is made as of July 10, 2014, by and among Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs Holdings”), Crumbs Bake Shop, Inc., a Delaware corporation (“Crumbs,” together with Crumb |
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| July 16, 2014 |
ASSIGNMENT OF LOAN AND LOAN DOCUMENTS EX-10.2 3 v383969ex10-2.htm EXHIBIT 10.2 Execution Version Exhibit 10.2 ASSIGNMENT OF LOAN AND LOAN DOCUMENTS THIS ASSIGNMENT OF LOAN AND LOAN DOCUMENTS (this “Assignment”) is made and entered into effective July 10, 2014, by FISCHER ENTERPRISES, L.L.C., an Oklahoma limited liability company (“Assignor”) and LEMONIS FISCHER ACQUISITION COMPANY, LLC, a Delaware limited liability company (“Assignee” |
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| July 16, 2014 |
EX-99.1 6 v383969ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Crumbs Reaches Acquisition Agreement with Marcus Lemonis and Fischer Enterprises Joint Venture as Part of Company’s Voluntary Chapter 11 Filing Company has Obtained Commitment for DIP Financing from Joint Venture NEW YORK, July 11, 2014 – Crumbs Bake Shop, Inc. ("Crumbs") (OTCBB: CRMB), a New York based cupcake specialty store chain, today anno |
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| July 16, 2014 |
Execution Version Exhibit 10.4 ASSET PURCHASE AGREEMENT By and Among CRUMBS BAKE SHOP, INC., CRUMBS HOLDINGS LLC, and LEMONIS FISCHER ACQUISITION COMPANY, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Terms Defined Elsewhere in this Agreement 7 ARTICLE II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES 8 2.1 Purchase and Sale of Assets 8 2.2 Excluded As1se |
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| July 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| July 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| July 3, 2014 |
EX-16.1 2 v383259ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 July 3, 2014 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-7561 Ladies and Gentlemen: We have read Crumbs Bake Shop, Inc. statements included under Item 4.01 of its Form 8-K dated July 3, 2014, and are in agreement with the statements contained therein concerning our Firm in response to item 304(a) of Regulation |
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| July 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporation or organization |
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| June 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| June 11, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| May 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumbs Ba |
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| April 29, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Section 240. |
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| April 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| April 17, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Section 240. |
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| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commissio |
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| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission |
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| April 11, 2014 |
EX-10.1 2 v374630ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”) is entered into as of March 20, 2014, by and among Fischer Enterprises, L.L.C., an Oklahoma limited liability company (“Fischer”), Crumbs Bake Shop, Inc., a Delaware corporation (“Crumbs”), and each of the persons listed on Schedule A (each a “Principal Stockholder” and, collectively, th |
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| April 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2014 (March 20, 2014) Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission |
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| April 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| April 2, 2014 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) effective as of April 1, 2014 (the Commencement Date) by and between Crumbs Bake Shop, Inc., a Delaware corporation, and its subsidiary, Crumbs Holdings LLC, a Delaware limited liability (collectively, the “Company”) with a primary business address at 110 West 40th street, New York, NY 10018, and Edward M. Slezak, an ind |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission file number 001-35220 CRUMBS BAKE SHOP, INC. |
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| March 31, 2014 |
Exhibit 21 Subsidiaries Entity Place of Formation Crumbs Holdings LLC Delaware Crumbs 17th Street, LLC District of Columbia Crumbs 42nd Street II, LLC New York Crumbs 92nd Street, LLC New York Crumbs Americana, LLC California Crumbs Beverly Hills, LLC California Crumbs Broad Street, LLC New York Crumbs Broadway LLC New York Crumbs Brooklyn Heights LLC New York Crumbs Calabasas, LLC California Crum |
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| March 20, 2014 |
Crumbs Bake Shop, Inc. Reports Fourth Quarter 2013 Financial Results Exhibit 99.1 Crumbs Bake Shop, Inc. Reports Fourth Quarter 2013 Financial Results NEW YORK, March 19, 2014 /PRNewswire/ - Crumbs Bake Shop, Inc. ("Crumbs") (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the year ended December 31, 2013. Fourth Quarter 2013 Highlights as Compared to Fourth Quarter 2012 Highlights: Net sales increased 5.4% |
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| March 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| March 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| March 14, 2014 |
Crumbs Bake Shop, Inc. Names New Officers EX-99.1 2 v371794ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Crumbs Bake Shop, Inc. Names New Officers Company to Announce Fourth Quarter 2013 Earnings Results NEW YORK, March 14, 2014 /PRNewswire/ - Crumbs Bake Shop, Inc. (NASDQ: CRMB), the New York based cupcake specialty retailer, today announced that its Board of Directors has appointed Frederick G. Kraegel as Chairman of the Board of Directors. The |
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| February 5, 2014 |
Crumbs Bake Shop, Inc. Announces Change to Board of Directors Exhibit 99.1 Crumbs Bake Shop, Inc. Announces Change to Board of Directors Edward M. Slezak Named Director; Edwin H. Lewis Resigns as Chairman NEW YORK, Feb. 5, 2014 /PRNewswire/ - Edward M. Slezak, interim Chief Executive Officer and General Counsel of Crumbs Bake Shop, Inc. ("Crumbs") (NASDAQ: CRMB), has been elected to the Board of Directors following the January 30th resignation of Chairman of |
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| February 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) ( |
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| January 24, 2014 |
Crumbs Bake Shop, Inc. Completes $5 Million Senior Secured Credit Facility EX-99.1 4 v366025ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Crumbs Bake Shop, Inc. Completes $5 Million Senior Secured Credit Facility NEW YORK – January 22, 2014 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today announced the closing of a $5 million senior secured credit facility. The lender, Oklahoma-based Fischer Enterprises, has funded a |
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| January 24, 2014 |
EX-10.1 2 v366025ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version SENIOR SECURED LOAN AND SECURITY AGREEMENT between Crumbs Holdings LLC and Crumbs Bake Shop, Inc. as Borrowers, and Fischer Enterprises, L.L.C., as Lender January 20, 2014 TABLE OF CONTENTS Page Section 1. Definitions. 1 1.1 Defined Terms 1 Section 2. The Loan. 7 2.1 Term Loan 7 2.2 Notes 7 Section 3. Interest. 7 Section 4. Pa |
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| January 24, 2014 |
GUARANTY AND SECURITY AGREEMENT EX-10.2 3 v366025ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Execution Version GUARANTY AND SECURITY AGREEMENT THIS GUARANTY AND SECURITY AGREEMENT (as amended, supplemented, restated or otherwise modified from time to time, this "Agreement") is made and entered into effective as of January 20, 2014, by the guarantors listed on Exhibit A (collectively, jointly and severally, “Guarantors” and each a "Guar |
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| January 24, 2014 |
CRMBQ / Crumbs Bake Shop, Inc. / Fischer Investments, L.L.C. - AMENDED SC 13-D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(a), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 228803102 (CUSIP Number) Mark A. Fischer 1917 Cambridge Way Edmond, OK 73 |
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| January 24, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) ( |
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| January 24, 2014 |
EX-99.1 2 jointfilingagmt.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT Fischer Investments, L.L.C., Fischer Enterprises, L.L.C., and Mark A. Fischer hereby agree that the Schedule 13D to which this agreement is attached is filed on behalf of each of them. FISCHER INVESTMENTS, L.L.C. By: MARK A. FISCHER Mark A. Fischer, Manager FISCHER ENTERPRISES, L.L.C. By: MARK A. FISCHER Mark |
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| January 14, 2014 |
Crumbs Bake Shop, Inc.: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard NEW YORK, Jan. 13, 2014 /PRNewswire/ - On January 8, 2014, Crumbs Bake Shop, Inc. (the "Company") received a letter from The NASDAQ OMX Group ("Nasdaq") indicating that the bid price of the Company's common stock for the last 30 consecutive days had closed below the minimum $1.00 per share requir |
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| January 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2014 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (I |
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| December 31, 2013 |
EX-99 2 jointfilingagmt.htm JOINT FILING AGREEMENT Exhibit 99 JOINT FILING AGREEMENT Fischer Investments, L.L.C. and Mark A. Fischer hereby agree that the Schedule 13D to which this agreement is attached is filed on behalf of each of them. FISCHER INVESTMENTS, L.L.C. By: MARK A. FISCHER Mark A. Fischer, Manager MARK A. FISCHER Mark A. Fischer |
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| December 31, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(a), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 228803102 (CUSIP Number) Mark A. Fischer 1917 Cambridge Way Edmond, OK 730 |
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| December 11, 2013 |
Crumbs Bake Shop, Inc. Announces Interim Chief Executive Officer EX-99.1 2 v362750ex99-1.htm EXHIBIT 99.1 Crumbs Bake Shop, Inc. Announces Interim Chief Executive Officer NEW YORK, Dec. 11, 2013 /PRNewswire/ - Crumbs Bake Shop, Inc. (NASDQ: CRMB), the nation's largest cupcake specialty retailer, today announced that Julian R. Geiger, its President and CEO, has informed the Company of his decision not to extend his current employment agreement, which terminates |
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| December 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) ( |
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| November 27, 2013 |
EX-99 2 fischer13gjointflingagmt.htm JOINT FILING AGREEMENT EXHIBIT 99 JOINT FILING AGREEMENT Fischer Investments, L.L.C. and Mark A. Fischer hereby agree that the Schedule 13G to which this agreement is attached is filed on behalf of each of them. FISCHER INVESTMENTS, L.L.C. By: MARK A. FISCHER Mark A. Fischer, Manager MARK A. FISCHER Mark A. Fischer |
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| November 27, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 CRUMBS BAKE SHOP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 228803102 (CUSIP Number) November 19, 2013 (Date of Event which Requires Filing of thi |
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| November 15, 2013 |
EX-99.1 2 v360619ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Crumbs Bake Shop, Inc. Reports Third Quarter 2013 Financial Results Company Updates 2013 Financial Outlook New York, New York. November 14, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the third quarter ended September 30, 2013. Highlights of |
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| November 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumb |
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| September 4, 2013 |
PROSPECTUS CRUMBS BAKE SHOP, INC. 8,448,107 Shares of Common Stock, par value $0.0001 per Share Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-189415 PROSPECTUS CRUMBS BAKE SHOP, INC. 8,448,107 Shares of Common Stock, par value $0.0001 per Share This prospectus covers the resale or other disposition by the selling stockholders named in the section of this prospectus entitled “SELLING STOCKHOLDERS”, their donees, pledgees, transferees or other successors-in-interest, whom we |
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| August 27, 2013 |
August 27, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 15, 2013 |
As filed with the Securities and Exchange Commission on June 18August 15, 2013 Registration No. |
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| August 15, 2013 |
Gordon Feinblatt LLC Attorneys at Law Andrew D. Bulgin 410-576-4280 FAX 410-576-4197 [email protected] 233 East Redwood Street Baltimore, Maryland 21202-3332 410-576-4000 www.gfrlaw.com August 15, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mara L. Ransom Re: Crumbs Bake Shop, Inc. Pre-Effective Amendment No. 1 |
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| August 15, 2013 |
August 15, 2013 VIA EDGAR Ms. Mara L. Ransom Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Registration Statement on Form S-3 Filed on June 18, 2013 File No. 333-189415 Dear Ms. Ransom: Please find below responses to the comments provided to Crumbs Bake Shop, Inc. (the “Company”) by the sta |
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| August 15, 2013 |
As filed with the Securities and Exchange Commission on August 15, 2013 Registration No. |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumbs Bak |
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| August 12, 2013 |
EX-99.1 2 v352729ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Crumbs Bake Shop, Inc. Reports Second Quarter 2013 Financial Results Company Updates 2013 Financial Outlook New York, New York. August 8, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the second quarter ended June 30, 2013. Highlights of the S |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| June 18, 2013 |
As filed with the Securities and Exchange Commission on June 18, 2013 Registration No. |
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| June 18, 2013 |
EX-4.6 2 v347214ex4-6.htm EXHIBIT 4.6 Exhibit 4.6 ACKNOWLEDGEMENT OF GUARANTY This Acknowledgement of Guaranty is made as of June 11, 2013, by such Guarantors listed on the signature pages hereof (the “Guarantors”), pursuant to that certain Guaranty (the “Guaranty”), dated as of May 10, 2013, in favor of each of the investors listed on the Schedule of Buyer Assignees as of such date (the “First Cl |
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| June 18, 2013 |
Gordon Feinblatt LLC Attorneys at Law Andrew D. Bulgin 233 East Redwood Street 410-576-4280 Baltimore, Maryland 21202-3332 FAX 410-576-4197 410-576-4000 [email protected] www.gfrlaw.com June 18, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Registration Statement on Form S-3 Ladies and Gentlem |
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| June 18, 2013 |
EX-4.8 3 v347214ex4-8.htm EXHIBIT 4.8 Exhibit 4.8 JOINDER AGREEMENT This Joinder Agreement (this “Agreement”) is entered into as of June 11, 2013 by Crumbs Bake Shop, Inc. (the “Company”) and each of the Buyers identified on the signature pages hereto (the “Buyers”). WHEREAS, the Company entered into a Registration Rights Agreement, dated as of May 10, 2013 (the “Registration Agreement”), with cer |
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| June 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| June 12, 2013 |
Crumbs Bake Shop, Inc. Completes its $10 Million Senior Convertible Note Offering EX-99.1 2 v347591ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Completes its $10 Million Senior Convertible Note Offering New York, New York. June 12, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today announced that it has closed on the sale of the final $3 million of its $10 million in aggregat |
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| June 7, 2013 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission |
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| May 16, 2013 |
EX-99.1 2 v345202ex99-1.htm EXHIBIT 99.1 For Immediate Release Crumbs Bake Shop, Inc. Reports First Quarter 2013 Financial Results, Company Reiterates 2013 Financial Outlook New York, New York. May 14, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the first quarter ended March 31, 2013. In additi |
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| May 16, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumbs Ba |
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| May 13, 2013 |
FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT This First Amendment to Securities Purchase Agreement (this “First Amendment”), dated as of May 9, 2013, is entered into by and between Crumbs Bake Shop, Inc., a Delaware corporation with offices located at 110 West 40th Street, Suite 2100, New York, New York 10018 (the “Company”), and Michael Serruya (the “Buyer”). WHEREAS, the Company |
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| May 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS E |
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| May 13, 2013 |
Exhibit 10.2 ACCESSION AGREEMENT This ACCESSION AGREEMENT (the “Agreement”), dated as of May 10, 2013, is by and among Crumbs Bake Shop, Inc., a Delaware corporation with offices located at 110 West 40th Street, Suite 2100, New York, New York 10018 (the “Company”), Michael Serruya (the “Buyer”) and the Buyer Assignee(s) listed on the signature pages hereto (individually, a “Buyer Assignee” and col |
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| May 13, 2013 |
Crumbs Bake Shop, Inc. Sells $7 Million in Aggregate Principal Amount of Notes Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Sells $7 Million in Aggregate Principal Amount of Notes New York, New York. May 13, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today announced that it has closed on the sale of $7 Million in aggregate principal amount of its senior unsecured convertible promissory notes (t |
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| April 30, 2013 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 29, 2013, is by and among Crumbs Bake Shop, Inc., a Delaware corporation with offices located at 110 West 40th Street, Suite 2100, New York, New York 10018 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collecti |
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| April 30, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| April 30, 2013 |
Crumbs Bake Shop, Inc. Enters Into Securities Purchase Agreement Exhibit 99.1 Crumbs Bake Shop, Inc. Enters Into Securities Purchase Agreement New York, New York. April 30, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today announced that it has executed a Securities Purchase Agreement, dated April 29, 2013 (the “Purchase Agreement”), related to a sale of $10.0 million in aggregate principal amo |
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| April 29, 2013 |
DEF 14A 1 v342871def14a.htm DEFINITIVE PROXY STATEMENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ D |
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| April 15, 2013 |
EX-10.4 2 v337188ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), dated as of November 28, 2012 (the “Effective Date”), is made by and among Jason Bauer (“Executive”), Crumbs Bake Shop, Inc., a Delaware corporation (“CBS”), and Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs” and, together with CBS, the “Company”). Executive |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 Commission file number 001-35220 CRUMBS BAKE SHOP, INC. |
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| April 15, 2013 |
Exhibit 10.8 FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR JOHN D. IRELAND This is the First Amendment to that certain Amended and Restated Employment Agreement, dated as of December 21, 2011 (the “Agreement”), by and among Crumbs Bake Shop, Inc., a Delaware corporation (“CBS”), Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs” and together with CBS, the “C |
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| April 15, 2013 |
Exhibit 21 SUBSIDIARIES Entity Place of Formation Crumbs Holdings LLC Delaware Crumbs 17th Street, LLC District of Columbia Crumbs 42nd Street II, LLC New York Crumbs 92nd Street, LLC New York Crumbs Americana, LLC California Crumbs Beverly Hills, LLC California Crumbs Broad Street, LLC New York Crumbs Broadway LLC New York Crumbs Brooklyn Heights LLC New York Crumbs Calabasas, LLC California Crum |
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| April 15, 2013 |
Exhibit 10.14 [DATE] [PARTICIPANT] [ADDRESS] Re: Restricted Stock Agreement Dear : Crumbs Bake Shop, Inc. (the ?Company?) is pleased to advise you that, pursuant to the Company?s Equity Incentive Plan (the ?Plan?), the Company?s Compensation Committee has granted to you shares (the ?Award?) of the Company?s common stock, par value $0.0001 per share (the ?Common Stock?), as set forth below (the ?Re |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| April 12, 2013 |
Exhibit 99.1 Crumbs Bake Shop, Inc. Reports Fourth Quarter 2012 Financial Results, And Pending Capital Raise Updates 2013 Outlook New York, New York. April 11, 2013 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the quarter ended December 31, 2012. In addition, Crumbs announced that it has executed a b |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| April 12, 2013 |
CRUMBS BAKE SHOP, INC. Binding Term Sheet for Offering of Senior Unsecured Convertible Notes CRUMBS BAKE SHOP, INC. Binding Term Sheet for Offering of Senior Unsecured Convertible Notes The purpose of this term sheet (“Term Sheet”) is to set forth the principal terms pursuant to which, subject to certain conditions set forth herein and in the Definitive Documents (as defined below) relating to the transaction described herein, the Investors (as defined below) would purchase from Crumbs Ba |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IR |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 2) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report o |
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| March 8, 2013 |
GCD CONSULTANTS, LLC CRUMBS AGREEMENT Exhibit 10.1 GCD CONSULTANTS, LLC CRUMBS AGREEMENT Agreement (the “Agreement”) made effective January 1, 2013, by and between CRUMBS HOLDINGS LLC, a limited liability company organized under the laws of the State of Delaware with its executive office at 110 W. 40th Street, Suite 2100, New York, New York 10018 (hereinafter “CRUMBS”) and GCD CONSULTANTS LLC, a limited liability company organized und |
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| March 8, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) ( |
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| March 7, 2013 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: THAT I, Leonard A. Potter, do hereby appoint John D. Ireland and/or Ronda S. Kase, my true and lawful attorney for me and in my name for the purpose of: (1) executing on my behalf any Form ID for the application for access codes to the U.S. Securities and Exchange Commission's EDGAR System or any successor system, any Initial Statement of Beneficia |
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| March 5, 2013 |
Exhibit 99.2 EMPLOYEE PAY-FOR-PERFORMANCE BONUS PLAN As Amended and Restated by the Compensation Committee on March 1, 2013 Introduction This Employee Pay-for-Performance Bonus Plan (“Plan”) of Crumbs Bake Shop, Inc. (the Company”) is designed to recognize and reward employees of the Company and its subsidiaries for their collective contributions to the success of the Company by granting awards th |
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| March 5, 2013 |
LONG-TERM INCENTIVE PLAN As Amended and Restated by the Compensation Committee on March 1, 2013 Exhibit 99.1 LONG-TERM INCENTIVE PLAN As Amended and Restated by the Compensation Committee on March 1, 2013 Introduction This Long-Term Incentive Plan (“LTIP”) is a sub-plan of the Equity Incentive Plan, as the same may be amended from time to time (the “Equity Plan”), of Crumbs Bake Shop, Inc. (the “Company”) and is designed to recognize and reward employees of the Company and its Subsidiaries f |
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| March 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| February 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2013 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) |
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| February 12, 2013 |
CRMBQ / Crumbs Bake Shop, Inc. / Weiss Multi-Strategy Advisers LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 31, 2013 |
CRMBQ / Crumbs Bake Shop, Inc. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CRUMBS BAKE SHOP, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 228803102 (CUSIP Number) DECEMBER 31, 2012 (Date of event which requires filing of this statement) Check the appropriate box to designate the |
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| January 10, 2013 |
PROSPECTUS CRUMBS BAKE SHOP, INC. 4,456,968 Shares of Common Stock, par value $0.0001 per Share 424B3 1 v331602424b3.htm FORM 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-184837 PROSPECTUS CRUMBS BAKE SHOP, INC. 4,456,968 Shares of Common Stock, par value $0.0001 per Share This prospectus covers the resale or other disposition of up to 4,456,968 shares of the common stock of Crumbs Bake Shop, Inc. by the selling stockholders named in the section of this prospectus en |
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| January 7, 2013 |
January 7, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| January 7, 2013 |
CORRESP 1 filename1.htm Gordon Feinblatt LLC Attorneys at Law Andrew D. Bulgin 410-576-4280 FAX 410-576-4197 [email protected] 233 East Redwood Street Baltimore, Maryland 21202-3332 410-576-4000 www.gfrlaw.com January 7, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jacqueline Kaufman Re: Crumbs Bake Shop, Inc. Pr |
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| January 4, 2013 |
Andrew D. Bulgin 410.576.4280 Fax 410.576.4196 [email protected] 233 East Redwood Street Baltimore, Maryland 21202- 3332 410.576.4000 www.gfrlaw.com January 4, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Amendment No. 1 on Form 10-K/A to Annual Report on Form 10-K for the Year Ended December |
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| January 4, 2013 |
Gordon Feinblatt LLC Attorneys at Law Andrew D. Bulgin 410-576-4280 FAX 410-576-4197 [email protected] 233 East Redwood Street Baltimore, Maryland 21202-3332 410-576-4000 www.gfrlaw.com January 4, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jacqueline Kaufman Re: Crumbs Bake Shop, Inc. Pre-Effective Amendment No |
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| January 4, 2013 |
10-K/A 1 v33127010ka.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Commission file number 001-35220 CRUMBS BAKE SHOP, INC. (Exact name of registrant as specified in its charter) Delaware 27-1215274 (State o |
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| January 4, 2013 |
As filed with the Securities and Exchange Commission on January 4, 2013 Registration No. |
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| December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) |
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| December 18, 2012 |
CORRESP 1 filename1.htm December 18, 2012 VIA EDGAR Mr. Andrew D. Mew Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 30, 2012 File No. 001-35220 Dear Mr. Mew: On behalf of Crumbs Bake Shop, Inc. (the “Company”), please fi |
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| December 17, 2012 |
Andrew D. Bulgin 410.576.4280 Fax 410.576.4146 [email protected] 233 East Redwood Street Baltimore, Maryland 21202-3332 410.576.4000 www.gfrlaw.com December 17, 2012 Ms. Mara L. Ransom Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Registration Statement on Form S-3 Filed on November 9, 201 |
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| November 29, 2012 |
Crumbs Holdings LLC Names Wesolowski as Chief Operating Officer EX-99.1 2 v329439ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Crumbs Holdings LLC Names Wesolowski as Chief Operating Officer New York, New York. November 28, 2012 – Crumbs Bake Shop, Inc. (the “Company”) (NASDAQ: CRMB) announces that its subsidiary, Crumbs Holdings LLC (“Crumbs”), the largest cupcake specialty store chain in the U.S., has named Eric Wesolowski as its Chief Operating |
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| November 29, 2012 |
8-K 1 v3294398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 28, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction |
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| November 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumb |
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| November 14, 2012 |
Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Reports Third Quarter 2012 Financial Results Provides Business Update in Aftermath of Hurricane Sandy Updates 2012 Outlook; Reiterates 2013 Outlook New York, New York. November 13, 2012 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the quarter |
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| November 9, 2012 |
Gordon Feinblatt LLC Attorneys at Law Andrew D. Bulgin 410-576-4280 FAX 410-576-4197 [email protected] 233 East Redwood Street Baltimore, Maryland 21202-3332 410-576-4000 www.gfrlaw.com November 9, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. Registration Statement on Form S-3 Ladies and Gent |
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| November 9, 2012 |
As filed with the Securities and Exchange Commission ion on November 9, 2012 Registration No. |
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| November 9, 2012 |
As filed with the Securities and Exchange Commission on November 9, 2012 Registration No. |
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| November 6, 2012 |
8-K 1 v3275038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction |
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| October 29, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / Bauer Holdings Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) Jason Bauer Senior Vice President of Business Development Crumbs Bake Shop, Inc. 110 West 40th Street, Suite 2100 New York, Ne |
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| October 29, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / EHL Holdings LLC - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) Edwin H. Lewis Chairman Crumbs Bake Shop, Inc. 220 S. Morris Street, P.O. Box 8 Oxford, MD 21654 (410) 226-5455 (Name, Address |
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| October 24, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / GEIGER JULIAN - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) Julian R. Geiger 7 Chowning Drive Malvern, Pennsylvania 19355 (212) 221-7105 (Name, Address and Telephone Number of Person Aut |
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| October 23, 2012 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commi |
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| October 11, 2012 |
Janney Montgomery Scott i n v e s t m e n t b a n k i n g Established in 1832 Janney Montgomery Scott i n v e s t m e n t b a n k i n g Established in 1832 PERSONAL AND CONFIDENTIAL August 24, 2012 Special Committee of the Board of Directors Crumbs Bake Shop, Inc. |
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| October 11, 2012 |
Threadstone Advisors 477 Madison Avenue, 24th Floor New York, New York 10022 www.ThreadstoneLP.com August 24, 2012 Special Committee of the Board of Directors Crumbs Bake Shop, Inc. 110 West 40th Street, Suite 2100 New York, NY 10018 Attention: Leonard A. Potter We appreciate the opportunity to work with Crumbs Bake Shop Inc. (the “Company”) in connection with a proposed private placement of the C |
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| October 11, 2012 |
September 2012 Investor Presentation September 2012 Investor Presentation Disclaimer September 2012 Crumbs Bake Shop 2 The shares of Common Stock to be offered and sold in the Offering have not been and will not be registered under the Securities Act of 1933 , as amended (the "Act"), or under any state securities laws, nor has the Securities and Exchange Commission (the “SEC” or the "Commission") or any state regulatory authority endorsed the Offering . |
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| October 11, 2012 |
SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of October 10, 2012 by and between Crumbs Bake Shop, Inc. |
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| October 11, 2012 |
Crumbs Bake Shop, Inc. Completes $9.8 Million in Equity Financing EX-99.1 5 v325505ex99-1.htm EXHIBIT 99.1 For Immediate Release Crumbs Bake Shop, Inc. Completes $9.8 Million in Equity Financing New York, New York. October 11, 2012 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the nation’s largest specialty cupcake retailer, today announced that it has executed a Securities Purchase Agreement with accredited investors pursuant to which it has agreed to sel |
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| October 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) ( |
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| August 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| August 16, 2012 |
Crumbs Bake Shop, Inc. Reports Second Quarter 2012 Financial Results For Immediate Release Crumbs Bake Shop, Inc. Reports Second Quarter 2012 Financial Results New York, New York. August 14, 2012 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the quarter ended June 30, 2012. Second Quarter 2012 Highlights as Compared to Second Quarter 2011 Highlights: § Net sales increa |
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| August 16, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (I |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 Crumbs Bak |
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| August 7, 2012 |
Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Announces Business Relationship with Starbucks Corporation Largest Specialty Cupcake Chain in the US to Feature Starbucks® Coffee (New York, New York) August 6, 2012: Crumbs Bake Shop, Inc. (NASDAQ: CRMB), the nation’s largest specialty cupcake retailer, today announced that it has entered into an agreement with Starbucks® Corporation to br |
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| August 7, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 v3205208k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of |
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| June 19, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of (Commission file number) (IRS |
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| June 8, 2012 |
SC 13G 1 d364559dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Crumbs Bake Shop, Inc (Name of Issuer) COMMON (Title of Class of Securities) 228803102 (CUSIP Number) 5/10/2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35220 |
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| May 15, 2012 |
Exhibit 10.4 [DATE] [PARTICIPANT] [ADDRESS] Re: Restricted Stock Agreement Dear : Crumbs Bake Shop, Inc. (the ?Company?) is pleased to advise you that, pursuant to the Company?s Equity Incentive Plan (the ?Plan?), the Company?s Compensation Committee has granted to you shares (the ?Award?) of the Company?s common stock, par value $0.0001 per share (the ?Common Stock?), as set forth below (the ?Res |
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| May 10, 2012 |
Crumbs Bake Shop, Inc. Reports First Quarter 2012 Financial Results Press release dated May 10, 2012 Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Reports First Quarter 2012 Financial Results New York, New York. May 10, 2012 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), the largest cupcake specialty store chain in the U.S., today reported financial results for the quarter ended March 31, 2012. First Quarter 2012 Highlights as Compared to First Qu |
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| May 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporation or orga |
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| May 4, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ |
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| May 4, 2012 |
DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement |
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| April 27, 2012 |
DEF 14A Table of Contents GORDON FEINBLATT LLC ATTORNEYS AT LAW ANDREW D. BULGIN 410.576.4280 FAX 410.576.4196 [email protected] 233 EAST REDWOOD STREET BALTIMORE, MARYLAND 21202-3332 410-576-4000 WWW.GFRLAW.COM April 27, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crumbs Bake Shop, Inc. File No. 001-35220 Definit |
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| March 30, 2012 |
FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Commission file number 001-35220 CRUMBS BAKE SHOP, INC. |
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| March 30, 2012 |
Exhibit 10.13 SECOND AMENDMENT AGREEMENT SECOND AMENDMENT AGREEMENT dated as of July 28, 2011 (this ?Amendment?), by and between Crumbs Holdings LLC, a Delaware limited liability company (the ?Company?), and Melita Corp. d/b/a JMJ Bakery, a New York corporation (?JMJ?). WHEREAS, the Company and JMJ are parties to that certain Exclusive Production Agreement dated as of August 12, 2008 (the ?Agreeme |
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| March 30, 2012 |
Exhibit 21 SUBSIDIARIES Entity Place of Formation Crumbs Holdings LLC Delaware Crumbs 17th Street, LLC District of Columbia Crumbs 42nd Street II, LLC New York Crumbs 92nd Street, LLC New York Crumbs Americana, LLC California Crumbs Beverly Hills, LLC California Crumbs Broad Street, LLC New York Crumbs Broadway LLC New York Crumbs Brooklyn Heights LLC New York Crumbs Calabasas, LLC California Crum |
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| February 28, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other Jurisdiction of Incorporation) ( |
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| February 28, 2012 |
Crumbs Bake Shop, Inc. Reports Fourth Quarter 2011 Financial Results EX-99.1 Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Reports Fourth Quarter 2011 Financial Results New York, New York. February 28, 2012 – Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB), a national neighborhood bakery and the largest U.S.-based cupcake specialty store chain, today reported financial results for the fourth quarter ended December 31, 2011. Fourth Quarter Highlights as |
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| February 15, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2012 (February 9, 2012) Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction |
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| February 15, 2012 |
LONG-TERM INCENTIVE PLAN As Adopted by the Board February 9, 2012 Exhibit 99.1 Exhibit 99.1 LONG-TERM INCENTIVE PLAN As Adopted by the Board February 9, 2012 Introduction and Objective The Compensation Committee of the Board of Directors of Crumbs Bake Shop, Inc. (the “Company”) has adopted this Long-Term Incentive Plan (the “Plan”) as a sub-plan of the Company’s Equity Incentive Plan that was adopted at the 2011 annual meeting of stockholders. The purpose of th |
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| February 15, 2012 |
EMPLOYEE PAY-FOR-PERFORMANCE BONUS PLAN Exhibiit 99.2 Exhibit 99.2 EMPLOYEE PAY-FOR-PERFORMANCE BONUS PLAN Introduction and Objective The Compensation Committee of the Board of Directors of Crumbs Bake Shop, Inc. (the Company”) has adopted this Employee Pay-for-Performance Plan (the “Plan”) to recognize and reward employees of the Company and its subsidiaries for their collective contributions to the success of the Company. The Plan foc |
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| February 14, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / SAGE MASTER INVESTMENTS LTD. - FEBRUARY 14, 2012 Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No.1)* Crumbs Bake Shop, Inc. (f/k/a 57th Street General Acquisition Corp.) (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 316816107 (CUSI |
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| February 14, 2012 |
Exhibit 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $. |
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| February 14, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / Canton Holdings, L.L.C. - SCHEDULE 13G/A Passive Investment Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crumbs Bake Shop, Inc. (Name of issuer) Common Stock, $.0001 par value (Title of class of securities) 228803102 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designa |
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| February 13, 2012 |
CRMBQ / Crumbs Bake Shop, Inc. / Weiss Multi-Strategy Advisers LLC Passive Investment SC 13G/A 1 d126429413g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crumbs Bake Shop, Inc. (f/k/a 57th Street General Acquisition Corp.) (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filin |
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| February 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* 57th Street General Acquisition Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 316816107 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 31, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on January 31, 2012 Registration No. |
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| January 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2012 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporation) (Commission |
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| January 20, 2012 |
Crumbs Bake Shop, Inc. Names Stephen Fass to its Board of Directors EX-99.1 3 d286614dex991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Crumbs Bake Shop, Inc. Names Stephen Fass to its Board of Directors New York, New York, January 19, 2012 – Crumbs Bake Shop, Inc. (NASDAQ: CRMB), a national neighborhood bakery and the largest U.S.-based cupcake specialty store chain, named Stephen Fass to its Board of Directors, effective immediately. His election to the |
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| January 20, 2012 |
GCD CONSULTANTS, LLC CRUMBS AGREEMENT EX-10.1 2 d286614dex101.htm EXHIBIT 10.1 Exhibit 10.1 GCD CONSULTANTS, LLC CRUMBS AGREEMENT Agreement (the “Agreement”) made effective January 1, 2012, by and between CRUMBS HOLDINGS LLC, a limited liability company organized under the laws of the State of Delaware with its executive office at 110 W. 40th Street, Suite 2100, New York, New York 10018 (hereinafter “CRUMBS”) and GCD CONSULTANTS LLC, |
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| January 20, 2012 |
8-K 1 d286614d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2012 (January 18, 2012) Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or |
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| January 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Crumbs Bake Shop, Inc. (Name of Issuer) COMMON (Title of Class of Securities) 228803102 (CUSIP Number) 12/31/2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| December 21, 2011 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) by and among Crumbs Bake Shop, Inc., a Delaware corporation (?CBS?), and Crumbs Holdings LLC, a Delaware limited liability company (?Crumbs? and together with CBS, the ?Company?) and John D. Ireland (?Executive?) (collectively, the ?Parties?) is entered into as |
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| December 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2011 Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporation) (Commissio |
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| December 6, 2011 |
ACKNOWLEDGEMENT OF FORFEITURE OF SECURITIES November 14, 2011 EX-10.12 2 c25652exv10w12.htm EXHIBIT 10.12 Exhibit 10.12 ACKNOWLEDGEMENT OF FORFEITURE OF SECURITIES November 14, 2011 Reference is hereby made to that certain Business Combination Agreement, dated as of January 9, 2011, as amended on each of February 18, 2011, March 17, 2011 and April 7, 2011, in each case by and among 57th Street General Acquisition Corp. (now Crumbs Bake Shop, Inc.), a Delawar |
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| December 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) Edwin H. Lewis Chairman 220 S. Morris St. Box 8 Oxford, MD 21654 (410) 226-5455 (Name, Address and Telephone Number of Person |
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| December 6, 2011 |
ACKNOWLEDGEMENT OF FORFEITURE OF SECURITIES November 14, 2011 EX-10.8 2 c25654exv10w8.htm EX-10.8 Exhibit 10.8 ACKNOWLEDGEMENT OF FORFEITURE OF SECURITIES November 14, 2011 Reference is hereby made to that certain Business Combination Agreement, dated as of January 9, 2011, as amended on each of February 18, 2011, March 17, 2011 and April 7, 2011, in each case by and among 57th Street General Acquisition Corp. (now Crumbs Bake Shop, Inc.), a Delaware corpora |
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| December 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 228803102 (CUSIP Number) Jason Bauer Senior Vice-President of Business Development 110 West 40th Street, Suite 2100 New York, New York 10018 (212) 221- |
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| November 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Crumbs Bake Shop, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 316816107 (CUSIP Number) Julian R. Geiger President and Chief Executive Officer Crumbs Bake Shop, Inc. 110 West 40th Street, Suite 2100 New York, New York 10018 (212) 221 |
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| November 16, 2011 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT EXHIBIT 10.2 EXECUTION VERSION AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) by and among Crumbs Bake Shop, Inc., a Delaware corporation (?CBS?), and Crumbs Holdings LLC, a Delaware limited liability company (?Crumbs? and together with CBS, the ?Company?) and Jason Bauer (?Executive?) (collectively, the ?Parties?) is entered into as of |
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| November 16, 2011 |
Exhibit 99.2 Exhibit 99.2 For Immediate Release Crumbs Bake Shop, Inc. Names Julian R. Geiger as New President and Chief Executive Officer Co-Founder Jason Bauer to Become Senior Vice President of Business Development New York, New York, November 14, 2011 — Crumbs Bake Shop, Inc. (the “Company”) (NASDAQ: CRMB) (formerly known as 57th Street General Acquisition Corp.), a national neighborhood baker |
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| November 16, 2011 |
Exhibit 3.1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CORRECTION OF ?CRUMBS BAKE SHOP, INC.?, FILED IN THIS OFFICE ON THE FOURTEENTH DAY OF NOVEMBER, A.D. 2011, AT 12:24 O?CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE KENT COUNTY RECORDER OF DEEDS. 4747443 8100 11119177 |
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| November 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2011 (November 14, 2011) Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incor |
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| November 16, 2011 |
EX-10.6 9 c24828exv10w6.htm EXHIBIT 10.6 Exhibit 10.6 Execution Copy REGISTRATION RIGHTS AGREEMENT by and among CRUMBS BAKE SHOP, INC. and JULIAN R. GEIGER Dated as of November 14, 2011 TABLE OF CONTENTS Page 1. RESTRICTIONS AND DEFINITIONS 1 1.1 Certain Restrictions 1 1.2 Definitions 1 2. REGISTRATION RIGHTS 4 2.1 Demand Registration 4 2.2 Piggy-Back Registration 6 2.3 Shelf Registration 8 2.4 Un |
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| November 16, 2011 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.3 6 c24828exv10w3.htm EXHIBIT 10.3 Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) by and among Crumbs Bake Shop, Inc., a Delaware corporation (“CBS”), and Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs” and together with CBS, the “Company”) and Mia Bauer (“Executive”) (collectively |
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| November 16, 2011 |
Exhibit 3.2 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF ?CRUMBS BAKE SHOP, INC.?, FILED IN THIS OFFICE ON THE FOURTEENTH DAY OF NOVEMBER, A.D. 2011, AT 12:26 O?CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE KENT COUNTY RECORDER OF DEEDS. 4747443 8100 1111917 |
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| November 16, 2011 |
Exhibit 99.1 For Immediate Release CRUMBS BAKE SHOP REPORTS THIRD QUARTER 2011 FINANCIAL RESULTS JULIAN R. GEIGER TO BECOME PRESIDENT AND CHIEF EXECUTIVE OFFICER New York, New York. November 14, 2011 —Crumbs Bake Shop, Inc. (“Crumbs”) (NASDAQ: CRMB) (formerly known as 57th Street General Acquisition Corp.), a national neighborhood bakery and the largest U.S.-based cupcake specialty store chain, to |
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| November 16, 2011 |
EX-10.1 4 c24828exv10w1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Copy EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) made this 14th day of November, 2011, by and among Crumbs Bake Shop, Inc. (f/k/a 57th Street General Acquisition Corp.), a Delaware corporation having an office at 110 West 40th Street, Suite 2100, New York, New York 10018 (the “Company”); Crumbs Holdings LLC, a Del |
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| November 16, 2011 |
EX-10.5 8 c24828exv10w5.htm EXHIBIT 10.5 Exhibit 10.5 Execution Copy SECURITIES GRANT AGREEMENT THIS SECURITIES GRANT AGREEMENT (this “Agreement”) is made as of November 14, 2011 (the “Grant Date”), by and among Crumbs Bake Shop, Inc. (formerly known as 57th Street General Acquisition Corp.), a Delaware corporation (the “Company”), Crumbs Holdings, LLC, a Delaware limited liability company (“Crumb |
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| November 16, 2011 |
EX-10.7 10 c24828exv10w7.htm EXHIBIT 10.7 Exhibit 10.7 Execution Copy INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of November 14, 2011, by and among Crumbs Bake Shop, Inc., a Delaware corporation (the “Company”), Crumbs Holdings LLC, a Delaware limited liability company and subsidiary of the Company (“Crumbs”, and together with the Company |
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| November 16, 2011 |
CRUMBS BAKE SHOP, INC. 110 West 40th Street, Suite 2100, New York, NY November 14, 2011 Exhibit 10.4 CRUMBS BAKE SHOP, INC. 110 West 40th Street, Suite 2100, New York, NY November 14, 2011 Mr. John D. Ireland c/o Crumbs Holdings, LLC 145 Main Street Preston, MD 21655 Re: Employment Agreement Dear Mr. Ireland: Reference is hereby made to that certain Employment Agreement dated May 5, 2011 between Crumbs Bake Shop, Inc., a Delaware corporation (the ?Company?), Crumbs Holdings LLC, a De |
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| November 14, 2011 |
EX-3.1 2 c24559exv3w1.htm EXHIBIT 3.1 Exhibit 3.1 PAGE 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “57TH STREET GENERAL ACQUISITION CORP.”, CHANGING ITS NAME FROM “57TH STREET GENERAL ACQUISITION CORP.” TO “CRUMBS BAKE SHOP, INC.”, FILED IN THIS OFFICE ON THE TWENTY-SIXTH DAY OF OCTOB |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 14, 2011 |
Exhibit 3.2 PAGE 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF ?57TH STREET GENERAL ACQUISITION CORP.?, FILED IN THIS OFFICE ON THE TWENTY-SIXTH DAY OF OCTOBER, A.D. 2011, AT 7:25 O?CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE KENT COUNTY RECORDER OF DEEDS |
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| October 28, 2011 |
Exhibit 99.1 For Immediate Release 57TH STREET GENERAL ACQUISITION CORP. ANNOUNCES RESULTS OF 2011 ANNUAL MEETING OF STOCKHOLDERS COMPANY CHANGES CORPORATE NAME TO CRUMBS BAKE SHOP, INC. COMPANY TO ANNOUNCE THIRD QUARTER EARNINGS ON NOVEMBER 10, 2011 New York, New York, October 28, 2011 ? Crumbs Bake Shop, Inc. (formerly ?57th Street General Acquisition Corp.?) (the ?Company?) (NASDAQ: CRMB), owne |
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| October 28, 2011 |
Exhibit 3.2 BYLAWS OF CRUMBS BAKE SHOP, INC. (FORMERLY 57TH STREET GENERAL ACQUISITION CORP.) A DELAWARE CORPORATION ARTICLE I OFFICES SECTION 1. REGISTERED OFFICE. The address of Crumbs Bake Shop, Inc.?s (formerly ?57th Street General Acquisition Corp.?), (the ?Corporation?) registered office in the State of Delaware is Corporate Research, Ltd., 615 S. DuPont Highway, Dover, Delaware 19901, Count |
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| October 28, 2011 |
8-K 1 c23858e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2011 (October 25, 2011) Crumbs Bake Shop, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or |
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| September 16, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| September 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 57TH STREET GENERAL ACQUISITION CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 316816107 (CUSIP Number) SEPTEMBER 8, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rul |
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| September 9, 2011 |
57th Street General Acquisition Corp. 5,456,300 Shares of Common Stock Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-175408 57th Street General Acquisition Corp. 5,456,300 Shares of Common Stock This prospectus relates to 5,456,300 shares of our common stock, par value $0.0001 per share, 5,456,300 of which are issuable upon the exercise of warrants originally issued in our initial public offering. In order to obtain the shares und |
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| September 9, 2011 |
57th Street General Acquisition Corp. 641,394 Shares of Common Stock Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-175408 57th Street General Acquisition Corp. 641,394 Shares of Common Stock This prospectus relates to 641,394 shares of our common stock, par value $0.0001 per share, which were issued upon the exchange of 641,394 New Crumbs Class B Exchangeable Units previously issued to our selling stockholder in connection with |
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| September 8, 2011 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other jurisdiction of incorporat |
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| September 8, 2011 |
MANAGEMENT REIMBURSEMENT AGREEMENT Exhibit 10.1 Exhibit 10.1 MANAGEMENT REIMBURSEMENT AGREEMENT THIS MANAGEMENT REIMBURSEMENT AGREEMENT (this “Agreement”) is hereby entered into as of September 8, 2011, by and between 57th Street General Acquisition Corp., a Delaware corporation (“Parent”) and Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs”). Capitalized terms not defined herein shall have the meanings assigned |
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| September 6, 2011 |
57TH STREET GENERAL ACQUISITION CORP. 110 West 40th Street, Suite 2100 New York, NY 10018 corresp 57TH STREET GENERAL ACQUISITION CORP. 110 West 40th Street, Suite 2100 New York, NY 10018 September 6, 2011 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.W. Washington, DC 20549 Attn: Mr. Charles Lee Re: 57th Street General Acquisition Corp. (the “Company” or the “Registrant”) Registration Statement on Form S-3, as amended SEC Fi |
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| September 2, 2011 |
As filed with the Securities and Exchange Commission on September 2, 2011 As filed with the Securities and Exchange Commission on September 2, 2011 Registration No. |
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| August 26, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| August 18, 2011 |
As filed with the Securities and Exchange Commission on August 17, 2011 As filed with the Securities and Exchange Commission on August 17, 2011 Registration No. |
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| August 17, 2011 |
150 East 42nd Street New York, NY 10017 Telephone: (212) 370-1300 Facsimile: (212) 370-7889 www. |
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| August 16, 2011 |
Financial Statements and Exhibits, Other Events 8-K 1 c21543e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or othe |
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| August 16, 2011 |
Exhibit 99.1 FORWARD-LOOKING STATEMENTS Some of the statements in this presentation may constitute forward-looking statements. Words such as "anticipate," "expect," "project," "intend," "plan," "believe," "target," "aim," "will" and words and terms of similar substance and any financial projections used in connection with any discussion of future plans, strategies, objectives, actions, or events i |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 c21437e10vq.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| August 12, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other Jurisdiction of Incorporatio |
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| August 12, 2011 |
Exhibit 99.1 For Immediate Release 57TH STREET GENERAL ACQUISITION CORP., OWNER OF CRUMBS HOLDINGS LLC, ANNOUNCES SECOND QUARTER & YEAR-TO-DATE 2011 FINANCIAL RESULTS RAISES 2011 DEVELOPMENT OUTLOOK REAFFIRMS 200 STORES IN OPERATION BY YEAR-END 2014 New York, New York, August 11, 2011 ? 57th Street General Acquisition Corp. (the ?Company?) (NASDAQ: CRMB), owner of Crumbs Holdings LLC (?Crumbs?), a |
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| August 10, 2011 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 57TH Street General Acquisition (Name of Issuer) COMMON (Title of Class of Securities) 316816107 (CUSIP Number) 5/4/2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| July 29, 2011 |
As filed with the Securities and Exchange Commission on July 29, 2011 Table of Contents As filed with the Securities and Exchange Commission on July 29, 2011 Registration No. |
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| July 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 (State or other ju |
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| July 29, 2011 |
Exhibit 3.6 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CORRECTION OF ?57TH STREET GENERAL ACQUISITION CORP.?, FILED IN THIS OFFICE ON THE TWENTY-EIGHTH DAY OF JULY, A.D. 2011, AT 12:51 O?CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE KENT COUNTY R |
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| July 29, 2011 |
150 East 42nd Street New York, NY 10017 Telephone: (212) 370-1300 Facsimile: (212) 370-7889 www. |
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| July 8, 2011 |
As filed with the Securities and Exchange Commission on July 8, 2011 Table of Contents As filed with the Securities and Exchange Commission on July 8, 2011 Registration No. |
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| June 29, 2011 |
exv99w1 Exhibit 99.1 57TH STREET GENERAL ACQUISITION CORP., OWNER OF CRUMBS HOLDINGS LLC, ANNOUNCES APPROVAL FOR NASDAQ LISTING New York, New York, June 29, 2011 — 57th Street General Acquisition Corp. (the “Company”) (OTCBB: CRMB, CRMBW, CRMBU), owner of Crumbs Holdings LLC (“Crumbs”), a national neighborhood bakery and the largest U.S.-based retailer of cupcakes, announced today that NASDAQ has |
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| June 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 27-1215274 (State of incorporation or organization) (I.R.S. employer identification no.) 110 |
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| June 29, 2011 |
Financial Statements and Exhibits, Other Events 8-K 1 c19410e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2011 (June 29, 2011) 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-35220 27-1215274 |
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| June 28, 2011 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 57TH STREET GENERAL ACQUISITION CORP. (Name of Issuer) COMMON STOCK, PAR VALUE OF $0.0001 PER SHARE (Title of Class of Securities) 316816107 (CUSIP Number) May 5, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| June 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2011 (June 3, 2011) 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 000-53977 27-1215274 (State or other Jurisdiction of |
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| May 25, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 000-53977 27-1215274 (State or other Jurisdiction of Incorporation) |
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| May 25, 2011 |
EX-99.1 2 c17907exv99w1.htm EXHIBIT 99.1 Exhibit 99.1 Forward-Looking Statements Some of the statements in this presentation may constitute forward-looking statements. Words such as "anticipate," "expect," "project," "intend," "plan," "believe," "target," "aim," "will" and words and terms of similar substance and any financial projections used in connection with any discussion of future plans, str |
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| May 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2011 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 000-53977 27-1215274 (State or other jurisdiction (Commiss |
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| May 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 17, 2011 |
OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| May 16, 2011 |
sc13d UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* 57th Street General Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 316816107 (CUSIP Number) Edwin H. Lewis Chairman 220 S. Morris St. Box 8 Oxford, MD 21654 (410) 226-5455 (Name, Address and Telepho |
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| May 16, 2011 |
Exhibit 10.3 ESCROW AGREEMENT ESCROW AGREEMENT, dated as of May 5, 2011 (the ?Agreement?) by and among (i) 57th Street General Acquisition Corp., a Delaware corporation (?Parent?), (ii) Crumbs Holdings LLC, a Delaware limited liability company (the ?Company?), (iii) Jason Bauer, Victor Bauer, Mia Bauer, EHL Holdings LLC, a Delaware limited liability company (?EHL?), and John Ireland (collectively |
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| May 16, 2011 |
EX-99.1 3 w82804bexv99w1.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule 13D jointly on behalf of each such party. Date |
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| May 16, 2011 |
exv99w1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule 13D jointly on behalf of each such party. Date: May 16, 2011 BAUER HOLDINGS |
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| May 16, 2011 |
EX-10.3 2 w82804aexv10w3.htm EX-10.3 Exhibit 10.3 ESCROW AGREEMENT ESCROW AGREEMENT, dated as of May 5, 2011 (the “Agreement”) by and among (i) 57th Street General Acquisition Corp., a Delaware corporation (“Parent”), (ii) Crumbs Holdings LLC, a Delaware limited liability company (the “Company”), (iii) Jason Bauer, Victor Bauer, Mia Bauer, EHL Holdings LLC, a Delaware limited liability company (“E |
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| May 16, 2011 |
SC 13D 1 w82804asc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* 57th Street General Acquisition Corp. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 316816107 (CUSIP Number) Jason Bauer President 110 West 40th Street, Suite 2100 New York, New York 10018 |
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| May 11, 2011 |
exv10w10 Exhibit 10.10 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amend |
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| May 11, 2011 |
EX-10.8 12 w82761exv10w8.htm EX-10.8 Exhibit 10.8 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as am |
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| May 11, 2011 |
exv10w11 Exhibit 10.11 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amend |
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| May 11, 2011 |
EX-10.6 10 w82761exv10w6.htm EX-10.6 Exhibit 10.6 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as am |
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| May 11, 2011 |
exv10w23 Exhibit 10.23 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and among 57th Street General Acquisition Corp., a Delaware corporation (the “Company”), and Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs” and together with the Company, the “Companies”) and John D. Ireland (“Executive”) (collectively, the “Parties”) is entered into as of May 5, 2011 ( |
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| May 11, 2011 |
EX-10.18 22 w82761exv10w18.htm EX-10.18 Exhibit 10.18 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, a |
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| May 11, 2011 |
EX-10.7 11 w82761exv10w7.htm EX-10.7 Exhibit 10.7 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as am |
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| May 11, 2011 |
exv10w14 Exhibit 10.14 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amend |
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| May 11, 2011 |
exv10w5 Exhibit 10.5 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amendme |
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| May 11, 2011 |
EX-10.4 8 w82761exv10w4.htm EX-10.4 Exhibit 10.4 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as ame |
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| May 11, 2011 |
8-K 1 w82761e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2011 (May 4, 2011) 57th Street General Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 000-53977 27-121 |
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| May 11, 2011 |
EX-3.4 2 w82761exv3w4.htm EX-3.4 Exhibit 3.4 PAGE 1 Delaware The first State I, HARRIET SMITH WINDSOR, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF FORMATION OF “CRUMBS HOLDINGS LLC”, FILED IN THIS OFFICE ON THE TWENTY-SEVENTH DAY OF FEBRUARY, A.D. 2008, AT 4:26 O’CLOCK P.M. 4510919 8100 /s/ Harriet Smith Windsor 08023 |
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| May 11, 2011 |
57TH STREET ACQUISITION CORP. EQUITY INCENTIVE PLAN EX-10.27 31 w82761exv10w27.htm EX-10.27 Exhibit 10.27 57TH STREET ACQUISITION CORP. EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the 57th Street Acquisition Corp. Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, members, managers, employees, consultants and advisors |
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| May 11, 2011 |
EX-10.21 25 w82761exv10w21.htm EX-10.21 Exhibit 10.21 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) by and among 57th Street General Acquisition Corp., a Delaware corporation (the “Company”), and Crumbs Holdings LLC, a Delaware limited liability company (“Crumbs” and together with the Company, the “Companies”) and Jason Bauer (“Executive”) (collectively, the “Parties”) is enter |
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| May 11, 2011 |
EX-10.9 13 w82761exv10w9.htm EX-10.9 Exhibit 10.9 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as am |
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| May 11, 2011 |
exv10w13 Exhibit 10.13 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amend |
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| May 11, 2011 |
INSIDER WARRANT EXCHANGE AGREEMENT exv10w26 Exhibit 10.26 INSIDER WARRANT EXCHANGE AGREEMENT This INSIDER WARRANT EXCHANGE AGREEMENT (the “Agreement”), is dated as of May 5, 2011, by and among 57th Street General Acquisition Corp., a Delaware corporation (“Parent”) and 57th Street GAC Holdings LLC (the “Parent Founder”), Morgan Joseph TriArtisan LLC, Ladenburg Thalmann & Co. Inc., I-Bankers Securities Incorporated, Maxim Group LLC |
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| May 11, 2011 |
EX-10.19 23 w82761exv10w19.htm EX-10.19 Exhibit 10.19 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, a |
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| May 11, 2011 |
exv10w1 Exhibit 10.1 CRUMBS HOLDINGS LLC A Delaware Limited Liability Company THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of May 5, 2011 THE LIMITED LIABILITY COMPANY INTERESTS IN CRUMBS HOLDINGS LLC HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED, THE SECURITIES LAWS OF ANY STATE OR ANY OTHER APPLICABLE SECURITIES LAWS AND ARE BEING SOLD IN R |
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| May 11, 2011 |
EX-10.17 21 w82761exv10w17.htm EX-10.17 Exhibit 10.17 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, a |
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| May 11, 2011 |
exv10w12 Exhibit 10.12 LOCK-UP AGREEMENT May 5, 2011 57th Street General Acquisition Corp. 590 Madison Avenue, 35th Floor New York, New York 10022 Crumbs Holdings LLC 110 West 40th Street, Suite 2100 New York, New York 10018 Ladies and Gentlemen: This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amend |
