CRVP Pengajuan SEC - Crystal Rock Holdings, Ltd.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crystal Rock Holdings, Ltd.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

April 9, 2018	15-12G	CRVP / Crystal Rock Holdings, Ltd. 15-12G 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-31797 Crystal Rock Holdings, Inc. (Exact name of registrant as specif
March 23, 2018	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE AMERICAN LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 3, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3)
March 23, 2018	S-8 POS	CRVP / Crystal Rock Holdings, Ltd. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 23, 2018 Registration No.
March 23, 2018	S-8 POS	CRVP / Crystal Rock Holdings, Ltd. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 23, 2018 Registration No.
March 23, 2018	S-8 POS	CRVP / Crystal Rock Holdings, Ltd. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 23, 2018 Registration No.
March 23, 2018	EX-3.2	Amended and Restated By-laws of Crystal Rock Holdings, Inc. EX-3.2 Exhibit 3.2 BYLAWS OF CRYSTAL ROCK HOLDINGS, INC. (a Delaware corporation) ARTICLE 1 OFFICES Section 1.01 Offices. The Corporation may have offices at such places both within and without the State of Delaware as the Board of Directors may from time to time determine or the business of the Corporation may require. ARTICLE 2 MEETINGS OF STOCKHOLDERS Section 2.01 Place of Meeting. Meetings of
March 23, 2018	EX-3.1	Amended and Restated Certificate of Incorporation of Crystal Rock Holdings, Inc. EX-3.1 Exhibit 3.1 CRYSTAL ROCK HOLDINGS, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FIRST: The name of the Corporation is Crystal Rock Holdings, Inc. SECOND: The address of the Corporation’s registered office in the State of Delaware is 9 E. Loockerman Street, Suite 311, Dover, Delaware 19901. The name of the Corporation’s registered agent at such address is Registered Agent Solutions
March 23, 2018	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2018 Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 000-31797 03-0366218 (State or other jurisdiction of incorporation) (Com
March 23, 2018	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / Baker Peter K - SC 13D/A (PETER BAKER) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) Peter K. Baker Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, Connecticut 06795 With a copy to: W
March 21, 2018	EX-99.(A)(5)(B)	COTT SUCCESSFULLY COMPLETES CASH TENDER OFFER FOR CRYSTAL ROCK HOLDINGS, INC. Exhibit (a)(5)(B) Exhibit (a)(5)(B) Press Release CONTACT: Jarrod Langhans Investor Relations Tel: (813) 313-1732 Investorrelations@cott.
March 21, 2018	SC TO-T/A	COT / Cott Corp. SCHEDULE TO-T/A (AMENDMENT NO. 1) Schedule TO-T/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Crystal Rock Holdings, Inc. (Name of Subject Company (Issuer)) CR Merger Sub, Inc. and Cott Corporation (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per shar
March 21, 2018	EX-99.(A)(5)(D)	Cott Corporation Successfully Completes Cash Tender Offer of Crystal Rock Holdings, Inc. EX-99.(a)(5)(D) Exhibit (a)(5)(D) PRESS RELEASE Contact: Peter Baker, CEO David Jurasek, CFO 860-945-0661 Ext. 3001 860-945-0661 Ext. 3004 Cott Corporation Successfully Completes Cash Tender Offer of Crystal Rock Holdings, Inc. Watertown, CT – March 21, 2018: Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) (“Crystal Rock”) today announced the completion of the cash tender offer by CR Merger Sub, Inc.
March 21, 2018	SC 14D9/A	CRVP / Crystal Rock Holdings, Ltd. SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) CRYSTAL ROCK HOLDINGS, INC. (Name of Subject Company) CRYSTAL ROCK HOLDINGS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of
March 16, 2018	10-Q	CRVP / Crystal Rock Holdings, Ltd. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 16, 2018	EX-10.1	Employment Agreement between Crystal Rock Holdings, Inc. and David Jurasek dated March 14, 2018 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) dated as of March 14, 2018 (the “Effective Date”), is by and between CRYSTAL ROCK HOLDINGS, INC., a Delaware corporation (together with any subsidiaries, the “Company”), and DAVID JURASEK (the “Executive”). The Company and the Executive agree as follows: 1. Employment. 1.1 General. The Company shall employ the Executive
March 9, 2018	SC 14D9/A	CRVP / Crystal Rock Holdings, Ltd. SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) CRYSTAL ROCK HOLDINGS, INC. (Name of Subject Company) CRYSTAL ROCK HOLDINGS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of
February 28, 2018	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / RAPAPORT ROSS S - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) Ross S. Rapaport McElroy, Deutsch, Mulvaney & Carpenter, LLP 30 Jelliff Lane Southport, CT 06890 With a copy to:
February 28, 2018	10-K/A	CRVP / Crystal Rock Holdings, Ltd. FORM 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) [X] Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended October 31, 2017. [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 00
February 20, 2018	SC 14D9	CRVP / Crystal Rock Holdings, Ltd. SC 14D-9 SC 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. ) CRYSTAL ROCK HOLDINGS, INC. (Name of Subject Company) CRYSTAL ROCK HOLDINGS, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Cl
February 20, 2018	EX-99.A.1.B	Form of Letter of Transmittal.* Exhibit (a)(1)(B) EXHIBIT (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of CRYSTAL ROCK HOLDINGS, INC.
February 20, 2018	EX-99.A.1.F	Summary Advertisement as published in The New York Times on February 20, 2018.* Exhibit (a)(1)(F) EXHIBIT (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).
February 20, 2018	EX-99.A.1.E	Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* EXHIBIT (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Crystal Rock Holdings, Inc.
February 20, 2018	SC TO-T	COT / Cott Corp. SC TO-T SC TO-T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Crystal Rock Holdings, Inc. (Name of Subject Company (Issuer)) CR Merger Sub, Inc. and Cott Corporation (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CU
February 20, 2018	EX-99.A.1.D	Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* Exhibit (a)(1)(D) EXHIBIT (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock Of Crystal Rock Holdings, Inc.
February 20, 2018	EX-99.A.1.C	Form of Notice of Guaranteed Delivery.* EX-99.A.1.C 4 d534332dex99a1c.htm EXHIBIT (A)(1)(C) EXHIBIT (a)(1)(C) Notice of Guaranteed Delivery For Tender of Shares of Common Stock of Crystal Rocking Holdings, Inc. at $0.97 Per Share by CR Merger Sub, Inc. and Cott Corporation THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 20, 2018, UNLESS THE OFFER IS EXTENDED. This Notice of Guaranteed Delivery (as
February 20, 2018	EX-99.A.1.A	Offer to Purchase, dated February 20, 2018.* Exhibit (a)(1)(A) Exhibit (a)(1)(A) Offer To Purchase For Cash All Outstanding Shares Of Common Stock of Crystal Rock Holdings, Inc.
February 13, 2018	EX-3.1	Amendment to Amended and Restated By-laws of Crystal Rock Holdings, Inc. Exhibit 3.1 Amendment to Amended and Restated By-laws of Crystal Rock Holdings, Inc. RESOLVED: That the Amended and Restated By-laws of the Corporation are hereby further amended, pursuant to Section 10.1 thereof, to add the following new Section 11 at the end thereof, as follows: SECTION 11. FORUM SELECTION 11.1 Forum Selection. Unless the corporation consents in writing to the selection of an al
February 13, 2018	EX-10.2	Separation and General Release Agreement dated February 12, 2018, by and between John Baker and Crystal Rock Holdings, Inc. Exhibit 10.2 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (?Agreement?) is made and entered into by and between Crystal Rock Holdings, Inc. (the ?Company?) and John B. Baker (?Executive?). Executive and the Company shall be referred to herein as the ?Parties? or, each separately, a ?Party.? WHEREAS, Executive is employed by the Company pursuant to a Novemb
February 13, 2018	EX-99.1	Crystal Rock Holdings, Inc. to be Acquired by Cott Corporation Exhibit 99.1 PRESS RELEASE Contact: Peter Baker, CEO David Jurasek, CFO 860-945-0661 Ext. 3001 860-945-0661 Ext. 3004 Crystal Rock Holdings, Inc. to be Acquired by Cott Corporation Watertown, CT ? February 12, 2018: Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) today announced it has entered into a definitive agreement pursuant to which it will be acquired by Cott Corporation (NYSE:COT; TSX:BCB) fo
February 13, 2018	EX-2.2	Tender and Support Agreement by and among Cott, Purchaser, John B. Baker, Peter K. Baker, U/T/A Dated 12/16/19 F/B/O Joan Baker Et Al, Peter K. Baker Life Insurance Trust, and John B. Baker Life Insurance Trust, Ross S. Rapaport, and the Estate of Henry E. Baker, dated as of February 12, 2018, originally filed as Exhibit 2.2 to Crystal Rocks Form 8-K filed with the Securities and Exchange Commission on February 13, 2018, which is incorporated herein by reference. Exhibit 2.2 EXECUTION VERSION Tender and Support Agreement This Tender and Support Agreement (this ?Agreement?) is entered into as of February 12, 2018 by and among the undersigned stockholders (each a ?Stockholder? and collectively, the ?Stockholders?) of Crystal Rock Holdings, Inc., a Delaware corporation (the ?Company?), Cott Corporation, a Canadian Corporation (?Parent?), and CR Merger Sub, In
February 13, 2018	EX-10.1	Separation and General Release Agreement dated February 12, 2018, by and between Peter Baker and Crystal Rock Holdings, Inc. EX-10.1 5 exh101.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (“Agreement”) is made and entered into by and between Crystal Rock Holdings, Inc. (the “Company”) and Peter K. Baker (“Executive”). Executive and the Company shall be referred to herein as the “Parties” or, each separately, a “Party.” WHEREAS, Executive is employed
February 13, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2018 Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-31797 (Commission File
February 13, 2018	EX-2.1	Agreement and Plan of Merger, dated as of February 12, 2018, among Cott, Purchaser and Crystal Rock, originally filed as Exhibit 2.1 to Crystal Rocks Form 8-K filed with the Securities and Exchange Commission on February 13, 2018, which is incorporated herein by reference. Exhibit 2.1 execution version AGREEMENT AND PLAN OF MERGER among COTT CORPORATION, CR MERGER SUB, INC. and CRYSTAL ROCK HOLDINGS, INC. Dated as of February 12, 2018 TABLE OF CONTENTS Page Article I THE OFFER AND THE MERGER 2 Section 1.01 The Offer 2 Section 1.02 Company Actions 5 Section 1.03 The Merger 6 Section 1.04 Closing 7 Section 1.05 Effective Time 7 Section 1.06 Merger Without Meeting of S
February 13, 2018	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / RAPAPORT ROSS S Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) Ross S. Rapaport McElroy, Deutsch, Mulvaney & Carpenter, LLP 30 Jelliff Lane Southport, CT 06890 With a copy to:
February 12, 2018	SC 14D9	CRVP / Crystal Rock Holdings, Ltd. SC 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. ) CRYSTAL ROCK HOLDINGS, INC. (Name of Subject Company) CRYSTAL ROCK HOLDINGS, INC. (Name of Person Filing) Common Stock, $0.001 par value per share (Title Class of Securities) 22940F
February 12, 2018	EX-99.1	Press release entitled “Crystal Rock Holdings, Inc. to be Acquired by Cott Corporation.” Exhibit 99.1 PRESS RELEASE Contact: Peter Baker, CEO David Jurasek, CFO 860-945-0661 Ext. 3001 860-945-0661 Ext. 3004 Crystal Rock Holdings, Inc. to be Acquired by Cott Corporation Watertown, CT ? February 12, 2018: Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) today announced it has entered into a definitive agreement pursuant to which it will be acquired by Cott Corporation (NYSE:COT; TSX:BCB) fo
February 12, 2018	SC TO-C	COT / Cott Corp. SC TO-C SC TO-C SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Crystal Rock Holdings, Inc. (Name of Subject Company) CR Merger Sub, Inc. and Cott Corporation (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Numbe
February 12, 2018	EX-99.A.5.A	COTT ANNOUNCES AGREEMENT TO ACQUIRE CRYSTAL ROCK HOLDINGS, INC. Exhibit (a)(5)(A) Exhibit (a)(5)(A) CONTACT: Jarrod Langhans Investor Relations Tel: (813) 313-1732 Investorrelations@cott.
January 24, 2018	EX-99.1	Crystal Rock Holdings, Inc. Announces Financial Results for its Fiscal Year Ended October 31, 2017 EdgarFiling EXHIBIT 99.1 Crystal Rock Holdings, Inc. Announces Financial Results for its Fiscal Year Ended October 31, 2017 WATERTOWN, Conn., Jan. 24, 2018 (GLOBE NEWSWIRE) - Crystal Rock Holdings, Inc. (NYSE MKT:CRVP) announced its financial results for its fiscal year that ended October 31, 2017. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Operatin
January 24, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 24, 2018 Crystal Rock Holdings, Inc. (Exact Name of Registrant as Specified in Charter) DELAWARE 000-31797 03-0366218 (State or Other Jurisdiction of Incorporation) (Commissio
January 24, 2018	EX-21.1	January 24, 2018 EX-21.1 2 exh211.htm EXHIBIT 21.1 EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock LLC, organized in the State of Delaware.
January 24, 2018	10-K	CRVP / Crystal Rock Holdings, Ltd. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended October 31, 2017. [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
September 14, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k091317.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 14, 2017 Crystal Rock Holdings, Inc. (Exact Name of Registrant as Specified in Charter) DELAWARE 000-31797 03-0366218 (State or Other Jurisdicti
September 14, 2017	EX-99.1	Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter and Nine Months Ended July 31, 2017 EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter and Nine Months Ended July 31, 2017 WATERTOWN, Conn., Sept. 14, 2017 (GLOBE NEWSWIRE) - Crystal Rock Holdings, Inc. (NYSE MKT:CRVP) announced its financial results for its third quarter and first nine months that ended July 31, 2017. These results will be filed on Fo
September 14, 2017	10-Q	CRVP / Crystal Rock Holdings, Ltd. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 14, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 14, 2017 Crystal Rock Holdings, Inc. (Exact Name of Registrant as Specified in Charter) DELAWARE 000-31797 03-0366218 (State or Other Jurisdiction of Incorporation) (Commission F
June 14, 2017	EX-99.1	Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter and Six Months Ended April 30, 2017 EdgarFiling EXHIBIT 99.1 Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter and Six Months Ended April 30, 2017 WATERTOWN, Conn., June 14, 2017 (GLOBE NEWSWIRE) - Crystal Rock Holdings, Inc. (NYSE MKT:CRVP) announced its financial results for its second quarter and first six months that ended April 30, 2017. These results will be filed on Form 10-Q with the Secur
June 14, 2017	10-Q	Crystal Rock Holdings FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 13, 2017	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: June 13, 2017 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 03
June 13, 2017	EX-10.1	Third Amendment Agreement with Bank of America dated June 13, 2017 Exhibit 10.1 third AMENDMENT AGREEMENT THIRD AMENDMENT AGREEMENT (this ?Amendment?), dated as of June 13, 2017 and effective as of the Amendment Effective Date, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (?Holdings?), Crystal Rock LLC (?Crystal Rock?, and together with Holdings, collectively, the ?Borrowers?), Bank of America, N.A. (?Bank of America?) a
June 13, 2017	EX-10.2	Third Amended and Restated Revolving Credit Note dated June 13, 2017 EX-10.2 3 exh102.htm EXHIBIT 10.2 Exhibit 10.2 THIRD AMENDED AND RESTATED REVOLVING CREDIT NOTE $6,000,000.00 June 13, 2017 FOR VALUE RECEIVED, the undersigned, Crystal Rock Holdings, Inc., a Delaware corporation (“Holdings”) and Crystal Rock LLC, a Delaware limited liability company (“Crystal Rock LLC”, and together with Holdings, collectively, the “Borrowers”), hereby jointly and severally promi
April 3, 2017	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2017 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 16, 2017	10-Q	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from - to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 16, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2017 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 16, 2017	EX-99	WATERTOWN, CT -- (Marketwired - March 16, 2017) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first fiscal quarter ended January 31, 2017. These results will be filed on Form 10-Q with the Securities and Excha Crystal Rock Holdings, Inc. Announces Financial Results for its Fiscal First Quarter Ended January 31, 2017 WATERTOWN, CT - (Marketwired - March 16, 2017) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first fiscal quarter ended January 31, 2017. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for the f
February 17, 2017	DEF 14A	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. - 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 26, 2017	10-K	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2016. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
January 26, 2017	EX-99	WATERTOWN, CT -- (Marketwired - January 26, 2017) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2016. These results will be filed on Form 10-K with the Securities and Exchang Crystal Rock Holdings, Inc. Announces Financial Results for its Fiscal Year Ended October 31, 2016 WATERTOWN, CT - (Marketwired - January 26, 2017) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2016. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Operating income increased $2.8
January 26, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 26, 2017 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 26, 2017	EX-21.1	Subsidiary of the Registrant Exhibit 21.1 Subsidiary of the Registrant Crystal Rock LLC, organized in the State of Delaware.
November 2, 2016	EX-10.1	Employment Agreement with Peter Baker dated November 1, 2016 Exhibit 10.1 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) dated as of November 1, 2016 (the “Effective Date”), is by and between CRYSTAL ROCK HOLDINGS, INC., a Delaware corporation (together with any subsidiaries, the “Company”), and PETER K. BAKER (the “Executive”). The Company and the Executive agree as follows: 1. Employment. 1.1 General. The Company shall em
November 2, 2016	EX-10.2	Employment Agreement with John Baker dated November 1, 2016 Exhibit 10.2 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) dated as of November 1, 2016 (the ?Effective Date?), is by and between CRYSTAL ROCK HOLDINGS, INC., a Delaware corporation (together with any subsidiaries, the ?Company?), and JOHN B. BAKER (the ?Executive?). The Company and the Executive agree as follows: 1. Employment. 1.1 General. The Company shall emp
November 2, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: November 1, 2016 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
November 2, 2016	EX-10.3	Employment Agreement with David Jurasek dated November 1, 2016 Exhibit 10.3 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) dated as of November 1, 2016 (the ?Effective Date?), is by and between CRYSTAL ROCK HOLDINGS, INC., a Delaware corporation (together with any subsidiaries, the ?Company?), and DAVID JURASEK (the ?Executive?). The Company and the Executive agree as follows: 1. Employment. 1.1 General. The Company shall emp
October 17, 2016	EX-10.2	Third Amendment dated October 11, 2016 to Lease of 1050 Buckingham Street, Watertown, CT between Henry E. Baker for the Baker Grandchildren Trust U/T/A dated May 5, 2000 and Crystal Rock Spring Water Company dated May 5, 2000 Exhibit 10.2 THIRD AMENDMENT TO LEASE OF 1050 BUCKINGHAM STREET, WATERTOWN, CT BETWEEN HENRY E. BAKER FOR THE BAKER GRANDCHILDREN TRUST U/T/A DATED MAY 5, 2000 AND CRYSTAL ROCK SPRING WATER COMPANY DATED MAY 5, 2000 WHEREAS, the Parties executed a lease for the subject premises on May 5, 2000; and WHEREAS, Crystal Rock Spring Water Company has been merged into Crystal Rock LLC, a Delaware limited
October 17, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: October 11, 2016 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
October 17, 2016	EX-10.1	First Amendment dated October 11, 2016 to Lease of Building and Land 313 Long Ridge Road, Stamford, Connecticut between Henry E. Baker and Crystal Rock LLC, a Delaware Limited Liability Company dated September 30, 2010 Exhibit 10.1 FIRST AMENDMENT TO LEASE OF BUILDING AND LAND 313 LONG RIDGE ROAD, STAMFORD, CONNECTICUT BETWEEN HENRY E. BAKER AND CRYSTAL ROCK, LLC, A DELAWARE LIMITED LIABILITY COMPANY DATED SEPTEMBER 30, 2010 WHEREAS, the Parties executed a lease for the subject premises on September 30, 2010; and WHEREAS, Crystal Rock Spring Water Company has been merged into Crystal Rock LLC, a Delaware limited
September 14, 2016	EX-10.1	Second Amendment Agreement with Bank of America dated September 12, 2016 EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDMENT AGREEMENT SECOND AMENDMENT AGREEMENT (this “Amendment”), dated as of September 12, 2016 and effective as of the Amendment Effective Date, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (“Holdings”), Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Borrowers”), Ba
September 14, 2016	10-Q	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 10-Q (Quarterly Report) 10-Q 1 crystalrockholdingsinc10q.htm CRYSTAL ROCK HOLDINGS, INC. 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For th
September 14, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 crystalrock8k.htm CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 14, 2016 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisd
September 14, 2016	EX-99	WATERTOWN, CT -- (Marketwired - September 14, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months that ended July 31, 2016. These results will be filed on Form 10-Q with the Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter and Nine Months Ended July 31, 2016 WATERTOWN, CT - (Marketwired - September 14, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months that ended July 31, 2016. These results will be filed on Form 10-Q with the Securities and Exchange Commi
June 28, 2016	EX-10.1	Crystal Rock Holdings, Inc. Supplemental Conflict of Interest Policy for Directors and Officers (Adopted June 23, 2016) OUTLINE OF CONTENTS Exhibit 10.1 Crystal Rock Holdings, Inc. Supplemental Conflict of Interest Policy for Directors and Officers (Adopted June 23, 2016) OUTLINE OF CONTENTS ARTICLE I. PURPOSE ARTICLE II. DEFINITIONS A. ?Interested Person? B. ?Related party? C. ?Financial Interest? D. ?Significant Investment? E. ?Material? F. ?Corporate Opportunity? G. ?Officers? ARTICLE III. PROCEDURES A. You Have A Duty To Disclose
June 28, 2016	8-K	Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: June 23, 2016 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 03
June 13, 2016	10-Q	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 10-Q (Quarterly Report) 10-Q 1 crystalrock10q.htm CRYSTAL ROCK HOLDINGS, INC. 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti
June 13, 2016	EX-99	WATERTOWN, CT -- (Marketwired - June 13, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months that ended April 30, 2016. These results will be filed on Form 10-Q with the Sec Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter and Six Months Ended April 30, 2016 WATERTOWN, CT - (Marketwired - June 13, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months that ended April 30, 2016. These results will be filed on Form 10-Q with the Securities and Exchange Commissi
June 13, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 13, 2016 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
April 6, 2016	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 1, 2016 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
March 16, 2016	10-Q	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 16, 2016	EX-99	WATERTOWN, CT -- (Marketwired - March 16, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal quarter that ended January 31, 2016. These results will be filed on Form 10-Q with the Securities and Exchan Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal First Quarter End January 31, 2016 WATERTOWN, CT - (Marketwired - March 16, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal quarter that ended January 31, 2016. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for the fisc
March 16, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2016 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
February 25, 2016	DEFA14A	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
February 19, 2016	DEF 14A	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. DEF 14-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 29, 2016	EX-99	WATERTOWN, CT -- (Marketwired - January 29, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2015. These results will be filed on Form 10-K with the Securities and Exchang Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year End October 31, 2015 WATERTOWN, CT - (Marketwired - January 29, 2016) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2015. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Total sales for fiscal 2015 decrea
January 29, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 29, 2016 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 29, 2016	10-K	CRVP / Crystal Rock Holdings, Ltd. 10-K - Annual Report - CRYSTAL ROCK HOLDINGS, INC. 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2015. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
January 29, 2016	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware.
January 29, 2016	EX-10.41	Employment Agreement dated April 20, 2007 with David Jurasek EMPLOYMENT AGREEMENT EXHIBIT 10.41 Employment Agreement dated April 20, 2007 with David Jurasek EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this "Agreement") dated as of January 1, 2007 (the "Effective Date"), is by and between VERMONT PURE HOLDINGS, LTD., a Delaware corporation (together with any subsidiaries, the "Company"), and DAVID JURASEK (the "Executive"). The Company and the Executive agree as follows: 1.
January 20, 2016	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / KAMIN PETER H Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, $.001 Par Value Per Share (Title of Class of Securities) 22940F103 (CUSIP Number) Peter H. Kamin One Avery Street Boston, MA 02111 (Name, Address and Telephone Number of Person Authorized to Rece
December 14, 2015	SC 13D	CRVP / Crystal Rock Holdings, Ltd. / KAMIN PETER H Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, $.001 Par Value Per Share (Title of Class of Securities) 22940F103 (CUSIP Number) Peter H. Kamin One Avery Street Boston, MA 02111 (Name, Address and Telephone Number of Person Authorized to Receiv
September 18, 2015	EX-10.1	First Amendment Agreement with Bank of America dated September 16, 2015 Exhibit 10.1 FIRST AMENDMENT AGREEMENT FIRST AMENDMENT AGREEMENT (this “Amendment”), dated as of September 16, 2015 and effective as of the Amendment Effective Date, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (“Holdings”), Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Borrowers”), Bank of America, N.A. (“Bank of Americ
September 18, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
September 18, 2015	EX-99	WATERTOWN, CT -- (Marketwired - September 18, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months that ended July 31, 2015. These results will be filed on Form 10-Q with the Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter and Nine Months Ended July 31, 2015 WATERTOWN, CT - (Marketwired - September 18, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months that ended July 31, 2015. These results will be filed on Form 10-Q with the Securities and Exchange Commi
September 18, 2015	EX-10.2	Amendments to Subordinated Notes dated September 16, 2015 Exhibit 10.2 September 16, 2015 Bank of America, N.A. CityPlace I 185 Asylum Street Hartford, Connecticut 06103 Henry E. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment to Subordinated Note Ladies and Gentlemen: Reference is made to the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $3,088,889 (as amended from time to
September 18, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 crystalrock8k.htm CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 18, 2015 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisd
September 14, 2015	NT 10-Q	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS INC. NT 10-Q crystalrocknt10q.htm UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: . . . . . 3235-0058 Washington, D.C. 20549 Expires: . . September 30, 2015 FORM 12b-25 Estimated average burden hours per response. . . . . . . . 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-31797 CUSIP NUMBER 22940F103 (Check one): oForm 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o For
August 20, 2015	EX-10.2	August 18, 2015 exh102.htm Exhibit 10.2 August 18, 2015 Bank of America, N.A. CityPlace 1 185 Asylum Street Hartford, Connecticut 06103 Peter K. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment to Subordinated Note Ladies and Gentlemen: Reference is made to (a) the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $4,700,000 (the ?Subord
August 20, 2015	EX-10.3	August 18, 2015 exh103.htm Exhibit 10.3 August 18, 2015 Bank of America, N.A. CityPlace 1 185 Asylum Street Hartford, Connecticut 06103 John B. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment to Subordinated Note Ladies and Gentlemen: Reference is made to (a) the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $4,700,000 (the ?Subordi
August 20, 2015	EX-10.1	August 19, 2015 exh101.htm Exhibit 10.1 August 19, 2015 Bank of America, N.A. CityPlace I 185 Asylum Street Hartford, Connecticut 06103 Henry E. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment to Subordinated Note Ladies and Gentlemen: Reference is made to (a) the Subordinated Promissory Note dated April 5, 2010 in the original principal amount of $1,511,111 (the ?Subordinated Note?) made by Crysta
August 20, 2015	8-K	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 8-K (Current Report/Significant Event) crystalrock8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: August 18, 2015 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE 000-31797 03-0366218 (State or other jurisdiction of incorporati
June 15, 2015	EX-99	WATERTOWN, CT -- (Marketwired - June 15, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months that ended April 30, 2015. These results will be filed on Form 10-Q with the Sec Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter and Six Months Ended April 30, 2015 WATERTOWN, CT - (Marketwired - June 15, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months that ended April 30, 2015. These results will be filed on Form 10-Q with the Securities and Exchange Commissi
June 15, 2015	EX-10.3	Second Amended and Restated Revolving Credit Note Dated May 20, 2015 Exhibit 10.3 SECOND AMENDED AND RESTATED REVOLVING CREDIT NOTE $5,000,000.00 May 20, 2015 FOR VALUE RECEIVED, the undersigned, Crystal Rock Holdings, Inc., a Delaware corporation (?Holdings?) and Crystal Rock LLC, a Delaware limited liability company (?Crystal Rock LLC?, and together with Holdings, collectively, the ?Borrowers?), hereby jointly and severally promise to pay to the order of BANK OF
June 15, 2015	EX-10.2	Third Amended and Restated Term Note with Bank of America dated May 20, 2015 Exhibit 10.2 THIRD AMENDED AND RESTATED TERM NOTE $12,000,000.00 May 20, 2015 FOR VALUE RECEIVED, the undersigned, Crystal Rock Holdings, Inc., a Delaware corporation (“Holdings”) and Crystal Rock LLC, a Delaware limited liability company (“Crystal Rock LLC”, and together with Holdings, collectively, the “Borrowers”), hereby jointly and severally promise to pay to the order of BANK OF AMERICA, N.A
June 15, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 15, 2015 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
June 15, 2015	EX-10.4	Amendments to Subordinated Notes dated May 20, 2015 Exhibit 10.4 May 20, 2015 Bank of America, N.A. CityPlace I 185 Asylum Street Hartford, Connecticut 06103 Henry E. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment to Subordinated Note Ladies and Gentlemen: Reference is made to the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $3,088,889 (the “Subordinated Note”) made
June 15, 2015	EX-10.1	Second Amended and Restated Credit Agreement with Bank of America dated May 20, 2015 Exhibit 10.1 SECOND AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDED AND RESTATED CREDIT AGREEMENT is made as of May 20, 2015, by and among Crystal Rock Holdings, Inc. (?Holdings?), formerly known as Vermont Pure Holdings, Ltd., a Delaware corporation having its principal place of business at 1050 Buckingham Street, Watertown, Connecticut 06795, Crystal Rock LLC (?Crystal Rock LLC?, and t
June 15, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
May 21, 2015	8-K	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 8-K (Current Report/Significant Event) crystalrock8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: May 20, 2015 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commissio
April 24, 2015	8-K	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 8-K (Current Report/Significant Event) crystalrock8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934 Date of Report: April 21, 2015 (Date of earliest event reported) CRYSTAL ROCK HOLDINGS, INC. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commiss
March 17, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ????? to Commission File Number: 000-31797 Crystal Rock Holdings, Inc.
March 17, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2015 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 17, 2015	EX-99	Lower Operating Costs Drive Improved Bottom Line Results Crystal Rock Holdings, Inc. Announces Financial Results for Its First Fiscal Quarter Ended January 31, 2015 Lower Operating Costs Drive Improved Bottom Line Results WATERTOWN, CT - (Marketwired - March 17, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal quarter that ended January 31, 2015. These results will be filed on Form 10-Q with the Securit
March 11, 2015	8-K	Crystal Rock Holdings CRYSTAL ROCK HOLDINGS, INC. 8-K (Current Report/Significant Event) crystalrock8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 5, 2015 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commiss
March 2, 2015	DEF 14A	CRVP / Crystal Rock Holdings, Ltd. DEF 14A - - CRYSTAL ROCK HOLDINGS, INC. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
January 27, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2014. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
January 27, 2015	EX-10.34	Fifth Amendment to the Credit Agreement with Bank of America dated January 14, 2015 EXHIBIT 10.34 FIFTH AMENDMENT AGREEMENT FIFTH AMENDMENT AGREEMENT (this “Agreement”), dated as of January 14, 2015, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (“Holdings”), individually and as successor by merger to its former Subsidiary, Crystal Rock Holdings, Inc., Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Borrow
January 27, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 27, 2015 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 27, 2015	EX-99	WATERTOWN, CT -- (Marketwired - January 27, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2014. These results will be filed on Form 10-K with the Securities and Exchang Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year Ended October 31, 2014 WATERTOWN, CT - (Marketwired - January 27, 2015) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2014. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Total sales for fiscal 2014 incr
January 27, 2015	EX-10.33	Fourth Amendment to the Credit Agreement with Bank of America dated September 30, 2013 EXHIBIT 10.33 FOURTH AMENDMENT AGREEMENT FOURTH AMENDMENT AGREEMENT (this “Agreement”), dated as of September 30, 2013, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (“Holdings”), individually and as successor by merger to its former Subsidiary, Crystal Rock Holdings, Inc., Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Bo
January 27, 2015	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware.
October 1, 2014	SC 13D	CRVP / Crystal Rock Holdings, Ltd. / WEST NORTH HOLDINGS, INC. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 22940F103 (CUSIP Number) Joseph Conte, President West North Holdings, Inc. (formerly Diamond Springs Water, Inc.) 2400 Charles City Road P.O.
September 15, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 15, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
September 15, 2014	EX-99	WATERTOWN, CT -- (Marketwired - September 15, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months of fiscal year 2014. These results will be filed on Form 10-Q with the Secu Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter and Nine Months Ended July 31, 2014 WATERTOWN, CT - (Marketwired - September 15, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months of fiscal year 2014. These results will be filed on Form 10-Q with the Securities and Exchange Commission
September 15, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
August 6, 2014	EX-1	Exhibit 1 Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of August 6, 2014, that only one statement containing the information required by Schedule 13D, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of Shares of Crystal Rock Holdings, Inc.
August 6, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 31, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
August 6, 2014	EX-24	LIMITED POWER OF ATTORNEY LIMITED POWER OF ATTORNEY The undersigned hereby constitutes and appoints Bruce MacDonald with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) Complete and execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or ten percent (10%) shareholder of Crystal Rock Holdings, Inc.
August 6, 2014	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / RAPAPORT ROSS S - SCHEDULE 13D AMENDMENT Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) Ross S. Rapaport McElroy, Deutsch, Mulvaney & Carpenter, LLP 30 Jelliff Lane Southport, CT 06890 With a copy to:
June 16, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 16, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
June 16, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 16, 2014	EX-99	WATERTOWN, CT -- (Marketwired - June 16, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months of fiscal year 2014. These results will be filed on Form 10-Q with the Securitie EX-99 2 crystalrockholdingsinc.htm PRESS RELEASE Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter and Six Months Ended April 30, 2014 WATERTOWN, CT - (Marketwired - June 16, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first six months of fiscal year 2014. These results will be filed on Form 10-
May 5, 2014	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - CRYSTAL ROCK HOLDINGS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 17, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 17, 2014	EX-99	WATERTOWN, CT -- (Marketwired - March 17, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first quarter of fiscal year 2014. These results will be filed on Form 10-Q with the Securities and Exchange Commis EX-99 2 crystalrockholdingsinc.htm PRESS RELEASE Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal First Quarter Ended January 31, 2014 WATERTOWN, CT - (Marketwired - March 17, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first quarter of fiscal year 2014. These results will be filed on Form 10-Q with the Securities and Exchange
March 17, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC.8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
February 28, 2014	DEF 14A	Crystal Rock Holdings, Inc. 2014 Stock Incentive Plan UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
January 28, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 28, 2014 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 28, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2013. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
January 28, 2014	EX-10.32	AGREEMENT OF PURCHASE AND SALE EXHIBIT 10.32 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT made as of the 30th day of September, 2013, among UNIVERSAL BUSINESS EQUIPMENT CORP., a Connecticut corporation having its principal offices at 120 Porter Street (P.O. Box 55310), Bridgeport, Connecticut 06606 (“Seller”), and CRYSTAL ROCK LLC, a Delaware limited liability company having an office at 1050 Buckingham Street, Watertown, Conn
January 28, 2014	EX-99	WATERTOWN, CT -- (Marketwired - January 28, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2013. These results will be filed on Form 10-K with the Securities and Exchang Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year Ended October 31, 2013 WATERTOWN, CT - (Marketwired - January 28, 2014) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2013. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Total sales for fiscal 2013 decr
January 28, 2014	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware. 55
December 23, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 17, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numbe
October 3, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
October 3, 2013	EX-99.1	Contacts: Peter Baker, CEO Bruce MacDonald, CFO 860-945-0661 Ext. 3001 802-658-9112 Ext.15 Crystal Rock Holdings, Inc. Buys Assets of Universal Business Equipment Corp Supports Strategic Growth of Sales & Business Operations Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Peter Baker, CEO Bruce MacDonald, CFO 860-945-0661 Ext. 3001 802-658-9112 Ext.15 Crystal Rock Holdings, Inc. Buys Assets of Universal Business Equipment Corp Supports Strategic Growth of Sales & Business Operations Watertown, CT – September 30, 2013: Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced it has acquired the assets of Universal Business
September 16, 2013	EX-99	WATERTOWN, CT -- (Marketwired - September 16, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months of fiscal year 2013. These results will be filed on Form 10-Q with the Secu Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Third Quarter Ended July 31, 2013 WATERTOWN, CT - (Marketwired - September 16, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its third quarter and first nine months of fiscal year 2013. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sa
September 16, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 16, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
September 16, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
July 1, 2013	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 25, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
June 14, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 14, 2013	EX-99	WATERTOWN, CT -- (Marketwire - June 14, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first half of fiscal year 2013. These results will be filed on Form 10-Q with the Securities and E Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Second Quarter Ended April 30, 2013 WATERTOWN, CT - (Marketwire - June 14, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its second quarter and first half of fiscal year 2013. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for th
June 14, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 14, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
May 8, 2013	DEF 14A	- CRYSTAL ROCK HOLDINGS, INC. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide
April 15, 2013	8-K	Financial Statements and Exhibits, Other Events - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 12, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
April 15, 2013	EX-99	WATERTOWN, CT -- (Marketwire - April 12, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced today that, due to a technical defect with respect to its previously distributed proxy materials, it has canceled and will soon be rescheduling it Crystal Rock Holdings, Inc. Postpones Annual Meeting WATERTOWN, CT - (Marketwire - April 12, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced today that, due to a technical defect with respect to its previously distributed proxy materials, it has canceled and will soon be rescheduling its Annual Meeting of Stockholders that was noticed for Wednesday, April 17, 2013 at 11:00 a.m. in F
March 18, 2013	EX-10.1	Third Amendment to the Credit Agreement with Bank of America dated March 13, 2013 Exhibit 10.1 THIRD AMENDMENT AGREEMENT THIRD AMENDMENT AGREEMENT (this “Agreement”), dated as of March 13, 2013, by and among Crystal Rock Holdings, Inc., formerly known as Vermont Pure Holdings, Ltd. (“Holdings”), individually and as successor by merger to its former Subsidiary, Crystal Rock Holdings, Inc., Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Borrowers
March 18, 2013	EX-10.4	Second Amended and Restated Term Note to Bank of America dated March 13, 2013 Exhibit 10.4 SECOND AMENDED AND RESTATED TERM NOTE $11,000,000.00 March 13, 2013 FOR VALUE RECEIVED, the undersigned CRYSTAL ROCK HOLDINGS, INC., a Delaware corporation, formerly known as Vermont Pure Holdings, Ltd. (?Holdings?), individually and as successor by merger to its former Subsidiary, Crystal Rock Holdings, Inc., a Delaware corporation (?CRH?), and CRYSTAL ROCK LLC, a Delaware limited li
March 18, 2013	EX-10.2	Amendment of Second Amended and Restated Subordinated Note and Subordinated Note to Henry Baker dated March 13, 2013 Exhibit 10.2 March 13, 2013 Bank of America, N.A. 777 Main Street Hartford, Connecticut 06115 Henry E. Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment of Subordinated Note Ladies and Gentlemen: Reference is made to (a) the [Second Amended and Restated] Subordinated Promissory Note dated April 5, 2010 in the original principal amount of [$3,088,889] $1,511,111 (the “Subordinated Note
March 18, 2013	EX-99	WATERTOWN, CT -- (Marketwire - March 18, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first quarter of fiscal year 2013. These results will be filed on Form 10-Q with the Securities and Exchange Commiss EX-99 2 crystalrockholdingsinc.htm CRYSTAL ROCK HOLDINGS, INC. PRESS RELEASE Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal First Quarter Ended January 31, 2013 WATERTOWN, CT - (Marketwire - March 18, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its first quarter of fiscal year 2013. These results will be filed on Form 10-Q with t
March 18, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 18, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 18, 2013	EX-10.3	Amendment of Subordinated Note to Peter and John Baker dated March 13, 2013 Exhibit 10.3 March 13, 2013 Bank of America, N.A. 777 Main Street Hartford, Connecticut 06115 John B. [Peter K.] Baker 1050 Buckingham Street Waterbury, CT 06795 Re: Amendment of Subordinated Note Ladies and Gentlemen: Reference is made to (a) the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $4,700,000 (the “Subordinated Note”) ma
March 18, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
February 28, 2013	DEF 14A	- CRYSTAL ROCK HOLDINGS, INC. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
January 29, 2013	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 29, 2013 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 29, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2012. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
January 29, 2013	EX-99	WATERTOWN, CT -- (Marketwire - January 29, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2012. These results will be filed on Form 10-K with the Securities and Exchange EX-99 2 crystalrockholdingsinc.htm CRYSTAL ROCK HOLDINGS, INC. PRESS RELEASE Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year Ended October 31, 2012 WATERTOWN, CT - (Marketwire - January 29, 2013) - Crystal Rock Holdings, Inc. (NYSE MKT: CRVP) announced its financial results for its fiscal year that ended October 31, 2012. These results will be filed on Form 10-K with th
January 29, 2013	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware.
December 28, 2012	EX-10.2	Letter of Waiver and Consent From Bank of America dated December 21, 2012 signed by Donald Bates and Bruce MacDonald Exhibit 10.2 December 21, 2012 VIA ELECTRONIC MAIL Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, CT 06795 Attn: Bruce MacDonald Re: Waiver Reference is hereby made to that certain credit facility provided by Bank of America, N.A. (the “Bank”) to Crystal Rock Holdings Inc. and Crystal Rock LLC (collectively the “Borrowers”) pursuant to that certain Amended and Restated Credit Agreem
December 28, 2012	EX-10.1	Letter of Waiver and Consent dated December 21, 2012 signed by Martin Dytrych, Henry Baker, Peter Baker, and John Baker Exhibit 10.1 Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, CT 06795 December 21, 2012 Henry E. Baker 514 Northfield Road Litchfield, CT 06759 Peter K. Baker 118 Gray Rock Road Southbury, CT 06488 John B. Baker 20 Hardscrabble Road Warren, CT 06754 Gentlemen, I refer to $13,000,000 in aggregate principal amount of subordinated notes (“Notes”) of Crystal Rock Holdings, f/k/a Vermont
December 28, 2012	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CRYSTAL ROCK HOLDINGS, INC. 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2012 Crystal Rock Holdings, Inc. - (Exact Name of Registrant as Specified in its Charter) Delaware 000-31797 03-0366218 - (State of incorporation) (SEC File No.) (IRS Employer ID No.
December 21, 2012	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / AB Value Management LLC Activist Investment schedule13da12212012.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4) 1 Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per s
September 14, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 14, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
September 14, 2012	EX-99	WATERTOWN, CT -- (Marketwire - September 14, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and nine month periods ended July 31, 2012. These results will be filed on Form 10-Q with the Securities Crystal Rock Holdings, Inc. Announces Financial Results for Periods Ended July 31, 2012 WATERTOWN, CT - (Marketwire - September 14, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and nine month periods ended July 31, 2012. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for the three months
September 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
August 24, 2012	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / AB Value Management LLC Activist Investment schedule13d-a8242012.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3) 1 Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per s
June 14, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 14, 2012	EX-99	WATERTOWN, CT -- (Marketwire - June 14, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and six month periods ended April 30, 2012. These results will be filed on Form 10-Q with the Securities and E Crystal Rock Holdings, Inc. Announces Financial Results for Periods Ended April 30, 2012 WATERTOWN, CT - (Marketwire - June 14, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and six month periods ended April 30, 2012. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for the three months end
June 14, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 14, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
May 24, 2012	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / AB Value Management LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2) 1 Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) AB Value
May 14, 2012	EX-10.1	Second Amendment to the Credit Agreement with Bank of America dated May 14, 2012. Exhibit 10.1 SECOND AMENDMENT AGREEMENT SECOND AMENDMENT AGREEMENT (this “Agreement”), dated as of May 14, 2012, by and among Crystal Rock Holdings, Inc., individually and as successor by merger to Vermont Pure Holdings, Ltd. (“Holdings”), Crystal Rock LLC (“Crystal Rock”, and together with Holdings, collectively, the “Borrowers”), Bank of America, N.A. (“Bank of America”) and the other lending in
May 14, 2012	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 14, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 03
April 26, 2012	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 23, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
April 12, 2012	SC 13D/A	CRVP / Crystal Rock Holdings, Ltd. / AB Value Management LLC Activist Investment SC 13D/A 1 schedule13d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1) 1 Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 2294
March 23, 2012	SC 13D	CRVP / Crystal Rock Holdings, Ltd. / AB Value Management LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. ) 1 Crystal Rock Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22940F103 (CUSIP Number) AB Value
March 23, 2012	EX-1	JOINT FILING AGREEMENT jointfilingagreement.htm - Generated by SEC Publisher for SEC Filing Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D originally filed March 23, 2012 (including amendments thereto) with respect to the shares of Common
March 16, 2012	EX-99	WATERTOWN, CT -- (Marketwire - March 16, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal quarter that ended January 31, 2012. These results will be filed on Form 10-Q with the Securities and Exchan Crystal Rock Holdings, Inc. Announces Financial Results for Its First Fiscal Quarter Ended January 31, 2012 WATERTOWN, CT - (Marketwire - March 16, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal quarter that ended January 31, 2012. These results will be filed on Form 10-Q with the Securities and Exchange Commission today. Total sales for the fi
March 16, 2012	EX-10.1	Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, Connecticut 06795 February 15, 2012 Exhibit 10.1 EXECUTION COPY Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, Connecticut 06795 February 15, 2012 Lori J. Schafer, Director 824 Spinnaker’s Reach Drive Ponte Vedra Beach, Florida 32082 Dear Lori: From time to time we have discussed with the officers and directors of Crystal Rock Holdings, Inc. (“CRH”) the substantial increase in corporate litigation, which can subject o
March 16, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 16, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 16, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
February 28, 2012	DEF 14A	- CRYSTAL ROCK HOLDINGS, INC. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
February 14, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement - CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 10, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numbe
January 27, 2012	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 crystalrock8k.htm CRYSTAL ROCK HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 27, 2012 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdic
January 27, 2012	EX-99	WATERTOWN, CT -- (Marketwire - January 27, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal year that ended October 31, 2011. These results will be filed on Form 10-K with the Securities and Exchang Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year Ended October 31, 2011 WATERTOWN, CT - (Marketwire - January 27, 2012) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal year that ended October 31, 2011. These results will be filed on Form 10-K with the Securities and Exchange Commission today. Total sales for fiscal 2011 incr
January 27, 2012	EX-10.25	AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT EXHIBIT 10.25 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Reference is made that certain Employment Agreement dated as of January 1, 2007 by and between Crystal Rock Holdings, Inc. (together with any subsidiaries, the ?Company?) and John B. Baker (the ?Executive?), as amended by Amendment No. 1 dated as of September 10, 2009. This Amendment No. 2 to Employment Agreement is dated as of October 19, 2011
January 27, 2012	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware.
January 27, 2012	EX-10.24	AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT EXHIBIT 10.24 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Reference is made that certain Employment Agreement dated as of January 1, 2007 by and between Crystal Rock Holdings, Inc. (together with any subsidiaries, the ?Company?) and Peter K. Baker (the ?Executive?), as amended by Amendment No. 1 dated as of September 10, 2009. This Amendment No. 2 to Employment Agreement is dated as of October 19, 201
January 27, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2011. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
September 14, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ????? to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
September 14, 2011	EX-99	WATERTOWN, CT -- (Marketwire - September 14, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three and nine months ended July 31, 2011 and that it has filed these results on Form 10-Q with the Securities and Crystal Rock Holdings, Inc. Announces Financial Results for Periods Ended July 31, 2011 WATERTOWN, CT - (Marketwire - September 14, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three and nine months ended July 31, 2011 and that it has filed these results on Form 10-Q with the Securities and Exchange Commission today. Total sales for the three months end
September 14, 2011	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 14, 2011 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
June 14, 2011	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 14, 2011 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
June 14, 2011	EX-99	WATERTOWN, CT -- (Marketwire - June 14, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three and six months ended April 30, 2011 and that it has filed these results on Form 10-Q with the Securities and Excha Crystal Rock Holdings, Inc. Announces Financial Results for Periods Ended April 30, 2011 WATERTOWN, CT - (Marketwire - June 14, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three and six months ended April 30, 2011 and that it has filed these results on Form 10-Q with the Securities and Exchange Commission today. Total sales for the three months ending
June 14, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
April 1, 2011	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [Missing Graphic Reference] FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 28, 2011 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-317
March 17, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
March 17, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2011 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 17, 2011	EX-99	WATERTOWN, CT -- (Marketwire - March 17, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three months ended January 31, 2011, the first quarter of its fiscal year, and that it has filed these results on Form Crystal Rock Holdings, Inc. Announces Financial Results for Its First Quarter Ended January 31, 2011 WATERTOWN, CT - (Marketwire - March 17, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for three months ended January 31, 2011, the first quarter of its fiscal year, and that it has filed these results on Form 10-Q with the Securities and Exchange Commission t
February 25, 2011	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
January 27, 2011	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware.
January 27, 2011	EX-99	WATERTOWN, CT -- (Marketwire - January 27, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal year that ended October 31, 2010. These results have been filed on Form 10-K with the Securities and Excha Crystal Rock Holdings, Inc. Announces Financial Results for Its Fiscal Year Ended October 31, 2010 WATERTOWN, CT - (Marketwire - January 27, 2011) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for its fiscal year that ended October 31, 2010. These results have been filed on Form 10-K with the Securities and Exchange Commission today. Total sales for fiscal 2010 in
January 27, 2011	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 27, 2011 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
January 27, 2011	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2010. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 CRYSTAL ROCK
December 13, 2010	CORRESP	Before- Tax Loss December 13, 2010 William H. Thompson, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Crystal Rock Holdings, Inc. Form 10-K for Fiscal Year Ended October 31, 2009 Filed January 25, 2010 File No. 0-31797 Dear Mr. Thompson, We have received your letter dated December 2, 2010 regarding the filing referenced above. Th
November 16, 2010	CORRESP	Tax Effect November 16, 2010 William H. Thompson, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Crystal Rock Holdings, Inc. Form 10-K for Fiscal Year Ended October 31, 2009 Filed January 25, 2010 Form 10-Q for Quarterly Period Ended July 31, 2010 Filed September 14, 2010 File No. 0-31797 Dear Mr. Thompson, We have received
October 1, 2010	EX-10.4	Lease of Building and Land in Stamford, Connecticut from Henry E. Baker dated September 30, 2010. Exhibit 10.4 LEASE OF BUILDING AND LAND 313 Long Ridge Road Stamford, Connecticut LEASE made this 30th day of September, 2010, by and between HENRY E. BAKER, hereinafter called “Landlord” and CRYSTAL ROCK, LLC, a Delaware Limited Liability Company, hereinafter called “Tenant”. W I T N E S S E T H In consideration of the rent, terms, covenants and conditions hereinafter set forth, Landlord hereby l
October 1, 2010	EX-10.2	First Amendment to the Credit Agreement dated September 28, 2010 with Bank of America. Exhibit 10.2 FIRST AMENDMENT AGREEMENT FIRST AMENDMENT AGREEMENT (this ?Agreement?), dated as of September 28, 2010, by and among Crystal Rock Holdings, Inc., individually and as successor by merger to Vermont Pure Holdings, Ltd. (?Holdings?), Crystal Rock LLC (?Crystal Rock?, and together with Holdings, collectively, the ?Borrowers?), Bank of America, N.A. (?Bank of America?) and the other lendin
October 1, 2010	EX-10.1	Letter of Waiver and Consent dated September 15, 2010 signed by Martin Dytrych, Henry Baker, Peter Baker, and John Baker. Exhibit 10.1 Crystal Rock Holdings, Inc. 1050 Buckingham Street Watertown, CT 06795 September 15, 2010 Henry E. Baker 514 Northfield Road Litchfield, CT 06759 Peter K. Baker 118 Gray Rock Road Southbury, CT 06488 John B. Baker 20 Hardscrabble Road Warren, CT 06754 Gentlemen, I refer to $13,500,000 in aggregate principal amount of subordinated notes (?Notes?) of Crystal Rock Holdings, f/k/a Vermont
October 1, 2010	8-K	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2010 Crystal Rock Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-31797 03-0366218 (State of incorporation) (SEC File No.) (IRS Employer ID No.) 105
October 1, 2010	EX-10.3	Letter from Henry E., Peter K., and John B. Baker and Ross S. Rapaport, as trustee, to Bank America, as agreed to, to amend Subordination Agreements. EX-10.3 4 ex103.htm EXHIBIT 10.3 Exhibit 10.3 September 28, 2010 Bank of America, N.A., as Administrative Agent and Lender 777 Main Street Hartford, Connecticut 06115 Re: Amendment of Seller Subordinated Debt Ladies and Gentlemen: Reference is made to (a) the Amended and Restated Credit Agreement dated as of April 5, 2010 (the “Original Amended and Restated Credit Agreement”) among Crystal Rock Ho
September 14, 2010	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 14, 2010 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
September 14, 2010	EX-99	WATERTOWN, CT -- (Marketwire - September 14, 2010) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and nine month periods ended July 31, 2010 and that it has filed these results on Form 10-Q with the Secu Crystal Rock Holdings, Inc. Announces Financial Results for Its Three and Nine Months Ended July 31, 2010 WATERTOWN, CT - (Marketwire - September 14, 2010) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the three and nine month periods ended July 31, 2010 and that it has filed these results on Form 10-Q with the Securities and Exchange Commission today. Total s
September 14, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ????? to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
June 14, 2010	EX-99	WATERTOWN, CT -- (Marketwire - June 14, 2010) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the first half and second quarter of its fiscal year 2010 and that it has filed these results on Form 10-Q with the Secu Crystal Rock Holdings, Inc. Announces Financial Results for Its First Half Year Ending April 30, 2010 WATERTOWN, CT - (Marketwire - June 14, 2010) - Crystal Rock Holdings, Inc. (NYSE Amex: CRVP) announced its financial results for the first half and second quarter of its fiscal year 2010 and that it has filed these results on Form 10-Q with the Securities and Exchange Commission today. Total sales
June 14, 2010	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 14, 2010 (Date of earliest event reported) Crystal Rock Holdings, Inc. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number) 0
June 14, 2010	EX-10.1	SETTLEMENT AGREEMENT AND GENERAL RELEASE Exhibit 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and Release (the “Settlement Agreement”) is entered into as a document under seal as of May 3, 2010, by and between Crystal Rock Holdings, Inc., f/k/a Vermont Pure Holdings, Ltd. (“Vermont Pure”), on the one hand, and Cozen O’Connor LLP (“Cozen”) and Kevin F. Berry (“Berry”) (collectively referred to herein as “the Coz
June 14, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-31797 CRYSTAL ROCK HOLDINGS, INC.
May 6, 2010	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2010 Crystal Rock Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-31797 03-0366218 (State of incorporation) (SEC File No.) (IRS Employer ID No.) 1050 Bu
May 6, 2010	EX-99.1	Vermont Pure Holdings, Ltd. Changes Name to Crystal Rock Holdings, Inc. Exhibit 99.1 Vermont Pure Holdings, Ltd. Changes Name to Crystal Rock Holdings, Inc. Watertown, CT ? May 3, 2010: Vermont Pure Holdings, Ltd. (NYSE: Amex) announced that it has changed its corporate name to Crystal Rock Holdings, Inc., effective May 1, 2010. In connection with the name change, the Company will also change its ticker symbol from ?VPS? to ?CRVP.? The Company?s capital stock, busines
April 9, 2010	EX-10.1	Amended and Restated Credit Agreement dated April 5, 2010 with Bank of America. EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 5, 2010 among VERMONT PURE HOLDINGS, LTD., CRYSTAL ROCK LLC, CRYSTAL ROCK HOLDINGS, INC., THE LENDERS LISTED ON SCHEDULE 1 HERETO and BANK OF AMERICA, N.A., AS ADMINISTRATIVE AGENT TABLE OF CONTENTS Page 1. DEFINITIONS AND RULES OF INTERPRETATION 1 1.1. Definitions 1 1.2. Rules of Interpretation 23 2. THE REVOLVING CREDIT FACILIT
April 9, 2010	EX-10.2	Form of Amended and Restated Term Note dated April 5, 2010 to Bank of America. EXHIBIT 10.2 AMENDED AND RESTATED TERM NOTE $15,500,000.00 April 5, 2010 FOR VALUE RECEIVED, the undersigned Vermont Pure Holdings, Ltd., a Delaware corporation (“Holdings”), Crystal Rock LLC, a Delaware limited liability company (“Crystal Rock LLC”), and Crystal Rock Holdings, Inc., a Delaware corporation (“Crystal Rock Holdings”, and together with Holdings and Crystal Rock LLC collectively, the
April 9, 2010	EX-10.3	Form of Amended and Restated Subordination and Pledge Agreement dated April 5, 2010 between Henry E. Baker and Bank of America. EXHIBIT 10.3 AMENDED AND RESTATED SUBORDINATION AND PLEDGE AGREEMENT This AMENDED AND RESTATED SUBORDINATION AND PLEDGE AGREEMENT is made as of April 5, 2010, by and among Ross S. Rapaport, not individually, but as Trustee of the Peter Baker Life Insurance Trust u/t/a dated July 7, 1992, the John Baker Insurance Trust u/t/a dated July 7, 1992 and the Joan Baker and Henry Baker Irrevocable Trust u/
April 9, 2010	EX-10.4	Form of Amended and Restated Subordination and Pledge Agreement dated April 5, 2010 between John B. Baker and Peter K. Baker and Bank of America. EXHIBIT 10.4 April 5, 2010 Bank of America, N.A., as Administrative Agent and Lender 777 Main Street Hartford, Connecticut 06115 Re: Amendment of Subordination and Pledge Agreement Ladies and Gentlemen: Reference is made to the Subordination and Pledge Agreement dated as of April 5, 2005 (the “Subordination Agreement”) among (a) (the “Subordinate Lender”), (b) Ross S. Rapaport, as Trustee of the P
April 9, 2010	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2010 Vermont Pure Holdings, Ltd. (Exact Name of Registrant as Specified in its Charter) Delaware 000-31797 03-0366218 (State of incorporation) (SEC File No.) (IRS Employer ID No.) 1050 Buc
April 9, 2010	EX-10.5	Form of Amended and Restated Promissory Note dated April 5, 2010 issued to Henry E. Baker, John B. Baker and Peter K. Baker EXHIBIT 10.5 April [], 2010 Bank of America, N.A. 777 Main Street Hartford, Connecticut 06115 Re: Amendment of Subordinated Note Ladies and Gentlemen: Reference is made to (a) the Second Amended and Restated Subordinated Promissory Note dated April 5, 2005 in the original principal amount of $4,700,000 (the “Subordinated Note”) made by Vermont Pure Holdings, Inc. (“Holdings”) and payable to the or
April 2, 2010	EX-3.2	Amended and Restated By-Laws as adopted March 29, 2010 Exhibit 3.2 As Amended March 29, 2010 AMENDED AND RESTATED BY-LAWS OF VERMONT PURE HOLDINGS, LTD. SECTION 1. CERTIFICATE OF INCORPORATION AND BY-LAWS 1.1 These by-laws are subject to the certificate of incorporation of the corporation. In these by-laws, references to the certificate of incorporation and by-laws mean the provisions of the certificate of incorporation and the by-laws as are from tim
April 2, 2010	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 29, 2010 (Date of earliest event reported) Vermont Pure Holdings, Ltd. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 17, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ????? to Commission File Number: 000-31797 VERMONT PURE HOLDINGS, LTD.
March 17, 2010	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2010 (Date of earliest event reported) Vermont Pure Holdings, Ltd. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number)
March 17, 2010	EX-99	WATERTOWN, CT -- (Marketwire - March 17, 2010) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for the first quarter of its fiscal year 2010 and that it will file these results on Form 10-Q with the Securities and Excha Vermont Pure Holdings, Ltd. Announces Financial Results for Its First Quarter Ending January 31, 2010 WATERTOWN, CT - (Marketwire - March 17, 2010) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for the first quarter of its fiscal year 2010 and that it will file these results on Form 10-Q with the Securities and Exchange Commission today. Total sales for the three m
February 25, 2010	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 25, 2010	EX-99	WATERTOWN, CT -- (Marketwire - January 25, 2010) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for its fiscal year 2009 that ended October 31, 2009 and that these results have been filed on Form 10-K with the Securiti Vermont Pure Holdings, Ltd. Announces Financial Results for 2009 WATERTOWN, CT - (Marketwire - January 25, 2010) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for its fiscal year 2009 that ended October 31, 2009 and that these results have been filed on Form 10-K with the Securities and Exchange Commission today. Sales in fiscal year 2009 decreased 4% to $66.1 mill
January 25, 2010	EX-21.1	Subsidiary of the Registrant EXHIBIT 21.1 Subsidiary of the Registrant Crystal Rock, LLC, organized in the State of Delaware
January 25, 2010	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2009. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-31797 VERMONT PURE
January 25, 2010	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 25, 2010 (Date of earliest event reported) Vermont Pure Holdings, Ltd. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Number
September 14, 2009	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ????? to Commission File Number: 000-31797 VERMONT PURE HOLDINGS, LTD.
September 14, 2009	EX-10.2	AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Reference is made that certain Employment Agreement dated as of January 1, 2007 by and between Vermont Pure Holdings, Ltd. (together with any subsidiaries, the “Company”) and John B. Baker (the “Executive”). This Amendment No. 1 to Employment Agreement is dated as of September 10, 2009. Capitalized terms used in this Amendment No. 1 but not othe
September 14, 2009	EX-10.3	SETTLEMENT AGREEMENT AND GENERAL RELEASE Exhibit 10.3 SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and Release (the “Settlement Agreement”) is entered into as a document under seal as of July 31, 2009, by and between Vermont Pure Holdings, Ltd. (“Vermont Pure”), on the one hand, and Garve W. Ivey, Jr. (“Ivey”) and Ivey & Ragsdale, a professional partnership (“I&R”) (collectively referred to herein as “the I&R Partie
September 14, 2009	EX-99	WATERTOWN, CT -- (Marketwire - September 14, 2009) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for the first nine months and third quarter of its fiscal year 2009 and that it will file these results on Form 10-Q wit Vermont Pure Holdings, Ltd. Announces Financial Results for Its First Nine Months and Quarter Ending July 31, 2009 WATERTOWN, CT - (Marketwire - September 14, 2009) - Vermont Pure Holdings, Ltd. (NYSE Amex: VPS) announced its financial results for the first nine months and third quarter of its fiscal year 2009 and that it will file these results on Form 10-Q with the Securities and Exchange Commis
September 14, 2009	EX-10.4	SETTLEMENT AGREEMENT AND GENERAL RELEASE Exhibit 10.4 SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and Release (the “Settlement Agreement”) is entered into as a document under seal as of July 31, 2009, by and between Vermont Pure Holdings, Ltd. (“Vermont Pure”), Peter K. Baker (“Baker), and Ross Rapaport (“Rapaport”) (collectively referred to herein as “the Vermont Pure Parties”) on the one hand, and Hagens Berman S
September 14, 2009	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 14, 2009 (Date of earliest event reported) Vermont Pure Holdings, Ltd. (Exact name of registrant as specified in its charter) DE (State or other jurisdiction of incorporation) 000-31797 (Commission File Numb
September 14, 2009	EX-10.1	AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Reference is made that certain Employment Agreement dated as of January 1, 2007 by and between Vermont Pure Holdings, Ltd. (together with any subsidiaries, the “Company”) and Peter K. Baker (the “Executive”). This Amendment No. 1 to Employment Agreement is dated as of September 10, 2009. Capitalized terms used in this Amendment No. 1 but not oth
August 3, 2009	8-K	Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2009 Vermont Pure Holdings, Ltd. (Exact Name of Registrant as Specified in its Charter) Delaware 000-31797 03-0366218 (State of incorporation) (SEC File No.) (IRS Employer ID No.) 1050 Buc

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