Mga Batayang Estadistika
| CIK | 908256 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to China Enterprises Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 15, 2020 |
NT 20-F SEC FILE NUMBER 001-12126 CUSIP NUMBER G2109M100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 15, 2020 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of April, 2020 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 21/F, Catic Plaza, 8 Causeway Road, Causeway Bay, Hong Kong |
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| November 14, 2019 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 22, 2019 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of October, 2019 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 21st Floor, Catic Plaza, 8 Causeway Road, Causeway Bay, H |
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| April 30, 2019 |
CSHEF / China Enterprises Ltd. 20-F FORM 20-F 20-F 1 d692454d20f.htm FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PU |
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| April 30, 2019 |
Certification of the CEO of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2018 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| April 30, 2019 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 30, 2019 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 30, 2019 |
Certification of the CFO of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2018 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| April 16, 2019 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 17, 2019 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of January, 2019 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 King’s Road, Quarry Bay, Hong Kong ( |
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| November 15, 2018 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2018 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 King’s Road, Quarry Bay, Hong Kong |
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| October 23, 2018 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of October, 2018 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 King’s Road, Quarry Bay, Hong Kong ( |
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| May 15, 2018 |
CSHEF / China Enterprises Ltd. FORM 20-F Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 15, 2018 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| May 15, 2018 |
Certification of the CEO of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2017 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 15, 2018 |
Certification of the CFO of the Company pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2017 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 15, 2018 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 27, 2018 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of April, 2018 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 King’s Road, Quarry Bay, Hong |
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| April 26, 2018 |
CSHEF / China Enterprises Ltd. NT 20-F NT 20-F SEC FILE NUMBER 001-12126 CUSIP NUMBER G2109M100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2017 |
CSHEF / China Enterprises Ltd. FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2017 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 King?s Road, Quarry Bay, Hong Kong |
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| October 24, 2017 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of October, 2017 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 Kings Road, Quarry Bay, Hong Kong (Address o |
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| May 16, 2017 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 16, 2017 |
EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2016 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 16, 2017 |
EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2016 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 16, 2017 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 28, 2017 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 26, 2017 |
NT 20-F SEC FILE NUMBER 001-12126 CUSIP NUMBER G2109M100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2016 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2016 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 Kings Road, Quarry Bay, H |
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| October 24, 2016 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of October, 2016 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F., 1063 Kings Road, Quarry Bay, Ho |
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| September 30, 2016 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of September, 2016 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) Unit 703, 7/F, 1063 Kings Road, Quarry Bay, Hong Kong (Address |
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| May 17, 2016 |
EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2015 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 17, 2016 |
EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2015 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| May 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| May 17, 2016 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| May 17, 2016 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 16, 2016 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of May, 2016 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun Tong, K |
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| April 29, 2016 |
NT 20-F SEC FILE NUMBER 001-12126 CUSIP NUMBER G2109M100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 21, 2015 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| December 21, 2015 |
EX-14.1 Exhibit 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). 1. Each Officer shall endeavor to perform his or her duties to the best |
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| December 21, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 21, 2015 |
EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2014 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| December 21, 2015 |
EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2014 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| December 21, 2015 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 18, 2015 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) 6-K 1 d38610d6k.htm FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2015 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Cen |
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| October 28, 2015 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Amendment No. 1 Form 20-F Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Amendment No. 1 (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT |
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| March 27, 2015 |
China Enterprises FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of March, 2015 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun Tong, Kowloon, |
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| March 25, 2015 |
EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2013 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| March 25, 2015 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 25, 2015 |
EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2012 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| March 25, 2015 |
Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 25, 2015 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 Exhibit 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (?the Company?) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the ?Officers?). 1. Each Officer shall endeavor to perform his or her duties to the best |
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| March 25, 2015 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 24, 2015 |
EX-12.1 Exhibit 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 24, 2015 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 Exhibit 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (?the Company?) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the ?Officers?). 1. Each Officer shall endeavor to perform his or her duties to the best |
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| March 24, 2015 |
EX-13.1 Exhibit 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2012 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| March 24, 2015 |
Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 24, 2015 |
EX-12.2 Exhibit 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 24, 2015 |
EX-13.2 Exhibit 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2012 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Lim |
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| February 24, 2015 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 10, 2015 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 d869592d6k.htm FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of February, 2015 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Ce |
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| October 29, 2014 |
CSHEF / China Enterprises Ltd. 20-F - - FORM 20-F FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 29, 2014 |
EX-12.1 EXHIBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 29, 2014 |
EX-13.1 EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2011 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| October 29, 2014 |
EX-12.2 EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Ken Lau, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| October 29, 2014 |
EX-13.2 EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2011 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| October 29, 2014 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). 1. Each Officer shall endeavor to perform his or her duties to t |
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| September 26, 2014 |
CSHEF / China Enterprises Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 23, 2013 |
EX-4.A.1 EXHIBIT NUMBER 4(a)1 SHARE PURCHASE AND LOAN ASSIGNMENT AGREEMENT BETWEEN CHINA ENTERPRISE LIMITED AND CZ TIRE HOLDINGS LIMITED 21 NOV, 2011 TABLE OF CONTENTS Page SECTION 1. DEFINITIONS AND INTERPRETATION 1 1.1 Definitions 1 1.2 Interpretation 4 SECTION 2. SALE AND PURCHASE; ASSIGNMENT 4 2.1 Sale and Purchase; Assignment 4 2.2 Consideration 5 2.3 Closing 5 2.4 Closing Deliveries 5 2.5 No |
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| December 23, 2013 |
EX-13.2 EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2010 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| December 23, 2013 |
EX-12.1 EXHIBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| December 23, 2013 |
EX-12.2 EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Chow Chun Man, Jimmy, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| December 23, 2013 |
20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 23, 2013 |
EX-4.A.2 EXHIBIT NUMBER 4(a)2 Dated the 28th day of September 2012 FORTUNEASY LIMITED and WEALTH FAITH LIMITED INVESTMENT AGREEMENT relating to Million Cube Limited Szeto Virginia & Co Unit 903-4, 9th Floor Yip Fung Building Nos. 2 – 18 D’Aguilar Street Central, Hong Kong Tel: 2581 9227 Fax: 251 9220 Ref: SWL/657/001 1 EXHIBIT NUMBER 4(a)2 THIS AGREEMENT is made the 28th day of September 2012 BETW |
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| December 23, 2013 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 9 d646992dex141.htm EX-14.1 EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). 1. Each Officer shall endeavor to pe |
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| December 23, 2013 |
EX-13.1 EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2010 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| December 5, 2013 |
Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 18, 2013 |
Current Report of Foreign Issuer - FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2013 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun To |
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| October 4, 2012 |
Exhibit 99.1 CHINA ENTERPRISES LIMITED ANNOUNCES ENTRY INTO AN AGREEMENT TO PURCHASE SHARES OF MILLION CUBE LIMITED HONG KONG. October 4, 2012. China Enterprises Limited (“China Enterprises” or the “Company”; Pink Sheets: CSHEF) today announced that its wholly owned subsidiary, Wealth Faith Limited (“Wealth Faith”) has entered into a definitive agreement (the “Agreement”) with Fortuneasy Limited ( |
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| October 4, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of October, 2012 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun Tong, Kowloo |
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| August 3, 2012 |
EX-13.2 EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2009 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| August 3, 2012 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). 1. Each Officer shall endeavor to perform his or her duties to t |
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| August 3, 2012 |
EX-13.1 EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2009 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| August 3, 2012 |
EX-12.1 EXHIBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| August 3, 2012 |
FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 3, 2012 |
EX-12.2 EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Chow Chun Man, Jimmy, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2011 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun Tong, Kowloon, Hong |
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| November 28, 2011 |
Exhibit 99.1 CHINA ENTERPRISES LIMITED ANNOUNCES CLOSING OF THE SALE OF CERTAIN ASSETS TO CZ TIRE HOLDINGS LIMITED HONG KONG. November 28, 2011. China Enterprises Limited (?China Enterprises? or the ?Company?; Pink Sheets: CSHEF.PK) today announced that it closed the previously announced sale of all of the Company?s ownership interests in Hangzhou Zhongce Rubber Company Limited (?Hangzhou?) to CZ |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of November, 2011 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Exact name of registrant as specified in its charter) 25/F., Paul Y. Centre, 51 Hung To Road, Kwun Tong, Kowloon, Hong |
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| November 21, 2011 |
Exhibit 99.1 Exhibit 99.1 CHINA ENTERPRISES LIMITED ANNOUNCES AGREEMENT RELATING TO SALE OF CERTAIN ASSETS TO CZ TIRE HOLDINGS LIMITED HONG KONG. November 21, 2011. China Enterprises Limited (“China Enterprises” or the “Company”; Pink Sheets: CSHEF.PK) today announced that it has entered into a definitive agreement (the “Agreement”) with CZ Tire Holdings Limited (“CZ”). The Agreement provides for |
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| March 14, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 7, 2011 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 26, 2011 |
Form 6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. Report on Form 6-K dated December 3, 2010 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) Unit 3101, 31st Floor, Bank of America Tower, 12 |
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| January 26, 2011 |
Exhibit 1 January 26, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read China Enterprises Limited’s Form 6-K dated January 26, 2011, and have the following comments: 1. We agree with the statements made in paragraph 2, 4 and 5. 2. We have no basis on which to agree or disagree with other statements of the registrant contained ther |
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| January 26, 2011 |
CORRESP January 26, 2011 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Form 6-K filed December 3, 2010 File No. 1-12126 Dear Mr. Gilmore: This letter provides a response to the comments contained in your letter of January 14, 2011 to China Ente |
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| December 30, 2010 |
Form 20-F for the Fiscal Year Ended December 31, 2008 CORRESP December 30, 2010 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Filed March 30, 2010 File No. 1-12126 Dear Mr. Gilmore: This letter provides (i) a further response to the comments contained in your letter of August 10, 2010 to China Ent |
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| December 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| December 22, 2010 |
Exhibit 12(1) EXHIGBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F/A of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| December 22, 2010 |
Exhibit 12(2) EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Chow Chun Man, Jimmy, certify that: 1. |
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| December 22, 2010 |
Exhibit 13(2) EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 • WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F/A FOR THE YEAR ENDED DECEMBER 31, 2008 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Limited, a Bermuda company (the “Company”), does hereby certify, to the best of such officer’s knowledge, that: (i) the Report fully complies with the requirements of section 13(a) or 15(d) of the U. |
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| December 22, 2010 |
Exhibit 14(1) EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). |
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| December 22, 2010 |
Exhibit 13(1) EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 • WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F/A FOR THE YEAR ENDED DECEMBER 31, 2008 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Limited, a Bermuda company (the “Company”), does hereby certify, to the best of such officer’s knowledge, that: (i) the Report fully complies with the requirements of section 13(a) or 15(d) of the U. |
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| December 14, 2010 |
CORRESP December 14, 2010 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Filed March 30, 2010 File No. 1-12126 Dear Mr. Gilmore: China Enterprises Limited (the “Issuer” or the “Company”) is in receipt of the letter from the staff of the Securiti |
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| December 3, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of December, 2010 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) Unit 3101, 31st Floor, Bank of America Tower, 12 Harcourt Road, |
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| December 3, 2010 |
Exhibit 1 Exhibit 1 Deloitte Touche Tohmatsu 35/F One Pacific Place 88 Queensway Hong Kong Tel: +852 2852 1600 Fax: +852 2541 1911 Email: mail@deloitte. |
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| November 5, 2010 |
Form 20-F for the Fiscal Year Ended December 31, 2008 CORRESP November 5, 2010 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Filed March 30, 2010 File No. 1-12126 Dear Mr. Gilmore: This letter provides (i) a further response to the comments contained in your letter of August 10, 2010 to China Ente |
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| October 20, 2010 |
CORRESP October 20, 2010 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Filed March 30, 2010 File No. 1-12126 Dear Mr. Gilmore: China Enterprises Limited (the “Issuer” or the “Company”) is in receipt of the letter from the staff of the Securitie |
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| September 22, 2010 |
Form 20-F for the Fiscal Year Ended December 31, 2008 Correspondence September 22, 2010 Mr. Rufus Decker Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Enterprises Limited Form 20-F for the Fiscal Year Ended December 31, 2008 Filed March 30, 2010 File No. 1-12126 Dear Mr. Gilmore: This letter provides a response to the comments contained in your letter of August 10, 2010 to China Enterpr |
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| June 11, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of June, 2010 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) Unit 3101, 31st Floor, Bank of America Tower, 12 Harcourt Road, Cen |
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| April 28, 2010 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of April, 2010 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) Unit 3101, 31st Floor, Bank of America Tower, 12 Harcourt Road, Ce |
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| March 30, 2010 |
Exhibit 13(1) EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 • WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2008 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Limited, a Bermuda company (the “Company”), does hereby certify, to the best of such officer’s knowledge, that: (i) the Report fully complies with the requirements of section 13(a) or 15(d) of the U. |
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| March 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2010 |
Exhibit 14(1) EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). |
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| March 30, 2010 |
Exhibit 12(1) EXHIBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| March 30, 2010 |
Exhibit 13(2) EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 • WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2008 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterprises Limited, a Bermuda company (the “Company”), does hereby certify, to the best of such officer’s knowledge, that: (i) the Report fully complies with the requirements of section 13(a) or 15(d) of the U. |
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| March 30, 2010 |
Exhibit 12(2) EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Chow Chun Man, Jimmy, certify that: 1. |
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| February 22, 2010 |
6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 27, 2010 |
Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 29, 2009 |
CHINA ENTERPRISES LIMITED Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2009 |
EX-12.1 EXHIBIT NUMBER 12(1) CERTIFICATIONS I, Allan Yap, certify that: 1. I have reviewed this annual report on Form 20-F of China Enterprises Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| June 29, 2009 |
CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS EX-14.1 EXHIBIT NUMBER 14(1) CHINA ENTERPRISES LIMITED CODE OF ETHICS FOR CHIEF EXECUTIVE AND SENIOR FINANCIAL OFFICERS China Enterprises Limited (“the Company”) has adopted the following Code of Ethics specifically for its Chief Executive Officer, its Chief Financial Officer and its accounting officer or controller (the “Officers”). 1. Each Officer shall endeavor to perform his or her duties to t |
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| June 29, 2009 |
EX-12.2 EXHIBIT NUMBER 12(2) CERTIFICATIONS I, Chow Chun Man, Jimmy, certify that: 1. I have reviewed this annual report on Form 20-F of China Enterprises, Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| June 29, 2009 |
EX-13.2 EXHIBIT NUMBER 13(2) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2007 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| June 29, 2009 |
EX-13.1 EXHIBIT NUMBER 13(1) CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 WITH RESPECT TO THE ANNUAL REPORT ON FORM 20-F FOR THE YEAR ENDED DECEMBER 31, 2007 OF CHINA ENTERPRISES LIMITED Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), the undersigned officer of China Enterpri |
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| March 6, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of March, 2009 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) 31st Floor, Bank of America Tower, 12 Harcourt Road, Cent |
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| March 2, 2009 |
Filed by Bowne Pure Compliance Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 6, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934. For the Month of December, 2007 Commission File Number: 001-12126 CHINA ENTERPRISES LIMITED (Translation of registrant’s name into English) 31st Floor, Bank of America Tower, 12 Harcourt Road, C |
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| November 27, 2007 |
CHINA ENTERPRISES LIMITED Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
