CSV Pengajuan SEC - Carriage Services, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carriage Services, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 7, 2025	EX-99.1	Carriage Services Announces Second Quarter 2025 Results, Strategic Acquisitions, and Raises Full-Year 2025 Outlook Conference call on Thursday, August 7, 2025 at 8:00 a.m. Central Time Carriage Services Announces Second Quarter 2025 Results, Strategic Acquisitions, and Raises Full-Year 2025 Outlook Conference call on Thursday, August 7, 2025 at 8:00 a.
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Carriage Services, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission Fi
August 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
May 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 (May 13, 2025) Carri UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 (May 13, 2025) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 2, 2025	EX-10.4	First Amendment to the Employment Agreement dated April 30, 2024, by and between the Company and Shane Pudenz.
May 2, 2025	EX-10.5	Form of Performance Award under Carriage Services, Inc. 2017 Omnibus Incentive Plan. ltiperformanceaward03072 1 of 7 CARRIAGE SERVICES, INC. 2017 OMNIBUS INCENTIVE PLAN 2025 LONG-TERM INCENTIVE PERFORMANCE AWARD This Performance Award Agreement (this “Agreement”) is made and entered into as of March 7, 2025 (the “Grant Date”) by and between Carriage Services, Inc. (the “Company”) and (the “Employee”). Capitalized terms that are used in this Agreement, but not defined herein, have
May 2, 2025	EX-10.1	Employment Agreement dated April 1, 2022, by and between the Company and Rob Franch. Rob Franch - Employment Agreement 1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into as of April 1, 2022 (the “Effective Date”), by and between Carriage Services, Inc.
May 2, 2025	EX-10.2	First Amendment to the Employment Agreement dated April 29, 2024, by and between the Company and Rob Franch.
May 2, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
May 2, 2025	EX-10.3	Employment Agreement dated February 23, 2022, by and between the Company and Shane Pudenz.
April 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 (April 30, 2025) C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 (April 30, 2025) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
April 30, 2025	EX-99.1	Carriage Services Announces First Quarter 2025 Results Conference call on Thursday, May 1, 2025 at 8:00 a.m. Central Time Carriage Services Announces First Quarter 2025 Results Conference call on Thursday, May 1, 2025 at 8:00 a.
March 28, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
March 28, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule
February 28, 2025	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2024 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
February 28, 2025	EX-19.1	e Services, Inc. CARRIAGE SERVICES, INC. INSIDER TRADING & ANTI-HEDGING POLICY (Revised and Effective February 19, 2025) Page 1 of 11 Insider Trading and Anti-Hedging Policy Effective February 19, 2025 This Insider Trading & Anti-Hedging Policy (the “Policy”) sets forth the general standards for all members of the Board of Directors (the “Board”), officers, consultants and employees of Carriage Services, Inc. and
February 28, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended, December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE SERVICES, INC. (E
February 26, 2025	EX-99.1	Carriage Services Announces Fourth Quarter and Full Year 2024 Results and Issues 2025 Guidance Conference call on Thursday, February 27, 2025 at 9:30 a.m. Central Time. Carriage Services Announces Fourth Quarter and Full Year 2024 Results and Issues 2025 Guidance Conference call on Thursday, February 27, 2025 at 9:30 a.
February 26, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 (February 24, 2025) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
December 5, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 (December 3, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 (December 3, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
December 5, 2024	EX-10.1	Employment Agreement dated effective as of January 2, 2025, by and between Carriage Services, Inc. and John Enwright enwrightemploymentagreem
December 5, 2024	EX-99.1	Carriage Services Welcomes John Enwright as Senior Vice President, Chief Financial Officer and Treasurer Exhibit 99.1 Carriage Services Welcomes John Enwright as Senior Vice President, Chief Financial Officer and Treasurer HOUSTON - December 4, 2024 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) (“Carriage” or the “Company”) is excited to announce the appointment of John Enwright as Senior Vice President, Chief Financial Officer and Treasurer, effective January 2, 2025. With more than 25 year
November 6, 2024	EX-14.1	Carriage's Code of Business Conduct and Ethics dated October 30, 2024 Exhibit 14.1 CARRIAGE SERVICES, INC. CODE OF BUSINESS CONDUCT AND ETHICS Revised October 30, 2024 Purpose. At Carriage Services, Inc. (hereinafter, “Carriage,” “Company,” “us,” or “we”), our mission is to be the most ethical, professional, innovative and highest quality funeral and cemetery service provider. As part of our efforts to achieve this mission, our shared values provide the foundation t
November 6, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 (October 30, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
November 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAG
October 30, 2024	EX-99.1	Carriage Services Announces Strong Third Quarter 2024 Results and Increases Full-Year 2024 Outlook Conference call on Thursday, October 31, 2024 at 9:30 a.m. central time Carriage Services Announces Strong Third Quarter 2024 Results and Increases Full-Year 2024 Outlook Conference call on Thursday, October 31, 2024 at 9:30 a.
October 30, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 (October 30, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
September 10, 2024	EX-99.III	to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY EX-99.III 4 d846277dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,
September 10, 2024	SC 13G/A	CSV / Carriage Services, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Carriage Services, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) August 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
September 10, 2024	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d846277dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated September 10, 2024 in connection with their beneficial ownership of Carriage Services, Inc. Each of CT American Smaller Companies Fund (US), a sub-fund of Columbia Threadneedle Investment Funds (UK) ICVC, T
September 10, 2024	EX-99.I	to Schedule 13G EX-99.I 2 d846277dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi
August 7, 2024	SC 13G	CSV / Carriage Services, Inc. / VINEYARD CAPITAL PARTNERS, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Carriage Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 143905107 (CUSIP Number) August 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
August 2, 2024	EX-10.5	Director Compensation Policy dated effective April 2, 2024. Page 1 of 2 Director Compensation Policy Effective April 2, 2024 CARRIAGE SERVICES, INC.
August 2, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
August 1, 2024	EX-10.1	Fourth Amendment to First Amended and Restated Credit Agreement dated as of July 31, 2024, among Carriage Services, Inc., the guarantors party thereto, the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender and L/C issuer. Exhibit 10.1 Execution Version FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this “Fourth Amendment”), dated as of July 31, 2024, is by and among CARRIAGE SERVICES, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the banks listed as Lenders on the signature pages hereof (the “Lenders
August 1, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 (July 31, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
August 1, 2024	EX-99.1	Carriage Services Announces Strong Second Quarter 2024 Results and Increases Full-Year 2024 Outlook Conference call on Thursday, August 1, 2024 at 9:30 a.m. central time Exhibit 99.1 Carriage Services Announces Strong Second Quarter 2024 Results and Increases Full-Year 2024 Outlook Conference call on Thursday, August 1, 2024 at 9:30 a.m. central time HOUSTON - July 31, 2024 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) today announced its financial results for the second quarter ended June 30, 2024. Company Highlights: • A 31.1% increase in consolidated c
June 7, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 (June 6, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
June 7, 2024	EX-10.1	Release and Separation Agreement, dated June 6, 2024, between L. Kian Granmayeh and Carriage Services, Inc. RELEASE AND SEP ARA TI ON AGREEMENT This RELEASE AND SEPARATION AGREEMENT (the "Agreement") is made and entered into by L.
May 21, 2024	CORRESP	May 21, 2024 May 21, 2024 Ms. Aamira Chaudhry and Mr. Doug Jones Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Carriage Services, Inc. Form 10-K filed for the Fiscal Year Ended December 31, 2023 File No. 001-11961 Ladies and Gentleman: On behalf of Carriage Services, Inc. (“we,” “our” or the “Company”), I hereby
May 15, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 (May 14, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 3, 2024	EX-10.4	Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Carlos R. Quezada. carlosquezadaagreementfo FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT This FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT (this "Fourth Amendment") is executed and agreed to by and between Carriage Services, Inc.
May 3, 2024	EX-10.6	First Amendment to Employment Agreement dated February 21, 2024, by and between the Company and L. Kian Granmayeh. kiangranmayehagreementfi FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (thi s "First Amendment") is executed and agreed to by and between Carriage Services, Inc.
May 3, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
May 3, 2024	EX-10.7	Second Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Shawn R. Phillips. shawnphillipsagreementse SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this " Second Amendment") is executed and agreed to by and between Carriage Services, Inc.
May 3, 2024	EX-10.3	First Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Paul D. Elliott. paulelliottagreementfirs FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this "First Amendment") is executed and agreed to by and between Carriage Services, Inc.
May 3, 2024	EX-10.5	Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Steven D. Metzger. stevemetzgeragreementfou FOURTH AMEN DMENT TO EMPLOYMENT AGREEMENT This FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT (thi s "Fourth Amendment") is executed and agreed to by and between Carri age Services, Inc.
May 2, 2024	EX-10.1	Second Amendment to Employment Agreement dated April 29, 2024, by and between Carriage Services, Inc. and Paul D. Elliott. SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this "Second Amendment") is made and entered into as of IJJ?(/L Z.
May 2, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 (April 29, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
May 2, 2024	EX-10.3	, 2024, by and between the Company and Shawn R. Phillips. Incorporated by reference to Exhibit 10. THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This THIRD AMENDMENT TO ~LOYMENT AGREEMENT (this -Third A1:i:en?ment") i~ made and entered into as .
May 2, 2024	EX-99.1	Carriage Services Announces First Quarter 2024 Results Conference call on Thursday, May 2, 2024 at 9:30 a.m. central time. Carriage Services Announces First Quarter 2024 Results Conference call on Thursday, May 2, 2024 at 9:30 a.
May 2, 2024	EX-10.2	Second Amendment to Employment Agreement dated April 30, 2024, by and between Carriage Services, Inc. and L. Kian Granmayeh. SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this "Second Amendment") is made and entered into as of Ap12.
April 9, 2024	DEFR14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
March 29, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
March 29, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registr UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De
March 25, 2024	EX-10.1	Employment Agreement dated effective as of March 25, 2024, by and between Carriage Services, Inc. and Kathryn Shanley Kathryn Shanely-Nelson’s Employment Agreement 1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into as of March 25, 2024 (the “Effective Date”), by and between Carriage Services, Inc.
March 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2024 (March 25, 2024) C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2024 (March 25, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
March 11, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 (March 7, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation
March 1, 2024	EX-97.1	Carriage Services, Inc. Compensation Recovery Policy, dated January 10, 2024 Exhibit 97.1 Carriage Services, Inc. COMPENSATION RECOVERY POLICY This Compensation Recovery Policy (this “Policy”) of Carriage Services, Inc. (the “Company”) is hereby adopted as of January 10, 2024 in compliance with Section 10D of the Exchange Act and Section 303A.14 of the NYSE Listed Company Manual. Certain terms shall have the meanings set forth in “Section 3. Definitions” below. Section 1.
March 1, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended, December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE SERVICES, INC. (E
March 1, 2024	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2023 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
February 27, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 (February 21, 2024) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 22, 2024	EX-99.1	Carriage Services Announces Fourth Quarter and Full Year 2023 Results Conference call on Thursday, February 22, 2024 at 9:30 a.m. central time. Exhibit 99.1 Carriage Services Announces Fourth Quarter and Full Year 2023 Results Conference call on Thursday, February 22, 2024 at 9:30 a.m. central time. HOUSTON - February 21, 2024 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) today announced results for the fourth quarter and year ended December 31, 2023. Company Highlights: ● Exceeded full year 2023 guidance ranges for total revenue
February 22, 2024	EX-99.2	TRANSITION AGREEMENT Exhibit 99.2 TRANSITION AGREEMENT This TRANSITION AGREEMENT and exhibits (collectively, this “Agreement”) is made and entered into by Melvin C. Payne (“Employee”) and Carriage Services, Inc. (the “Company”). The Company and Employee may sometimes hereafter be referred to singularly as a “Party” or collectively as the “Parties.” WHEREAS, Employee and the Company entered into an Employment Agreement
February 22, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission
February 14, 2024	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d765452dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Carriage Services, Inc. Each of CT American Smaller Companies Fund (US), a sub-fund of Columbia Threadneedle Investment Funds (UK) ICVC, TA
February 14, 2024	SC 13G/A	CSV / Carriage Services, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 14, 2024	EX-99.III	to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY EX-99.III 4 d765452dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,
February 14, 2024	EX-99.I	to Schedule 13G EX-99.I 2 d765452dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi
February 13, 2024	SC 13G/A	CSV / Carriage Services, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0540-carriageservicesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Carriage Services Inc Title of Class of Securities: Common Stock CUSIP Number: 143905107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to des
February 9, 2024	SC 13G/A	CSV / Carriage Services, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23 )* Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
November 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAG
November 8, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 (November 8, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
November 8, 2023	EX-99.1	Carriage Services Announces Third Quarter 2023 Results Conference call on Thursday, November 9, 2023 at 9:30 a.m. central time. Carriage Services Announces Third Quarter 2023 Results Conference call on Thursday, November 9, 2023 at 9:30 a.
October 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 (October 3, 2023) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 (October 3, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporat
October 4, 2023	EX-99.1	Carriage Services Confirms Continuation of Review of Strategic Alternatives Exhibit 99.1 Carriage Services Confirms Continuation of Review of Strategic Alternatives HOUSTON – October 3, 2023 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) (“Carriage” or the “Company”) today confirmed that, as noted in its press release issued on June 29th, Carriage’s Board of Directors continues its process to review strategic alternatives to maximize shareholder value. The Company
August 7, 2023	EX-10.2	Third Amendment to Employment Agreement dated June 21, 2023, by and between the Company and Carlos R. Quezada. Incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for its quarter ended June 30, 2023, filed on August 7, 2023.† carlosquezadaagreementth Exhibit 10.2
August 7, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
August 7, 2023	EX-10.1	Second Amendment to Employment Agreement dated June 21, 2023, by and between the Company and Melvin C. Payne. secondamendmenttomelpayn Exhibit 10.1
August 7, 2023	EX-10.3	Third Amendment to Employment Agreement dated June 21, 2023, by and between the Company and Steven D. Metzger. Incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for its quarter ended June 30, 2023, filed on August 7, 2023.† stevemetzgeragreementthi Exhibit 10.3
August 2, 2023	EX-99.1	Carriage Services Announces Second Quarter 2023 Results Conference call on Thursday, August 3, 2023 at 9:30 a.m. central time. Carriage Services Announces Second Quarter 2023 Results Conference call on Thursday, August 3, 2023 at 9:30 a.
August 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 (August 2, 2023) C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 (August 2, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
July 25, 2023	EX-99.1	Carriage Services Announces Election of Julie Sanders to Board of Directors Exhibit 99.1 Carriage Services Announces Election of Julie Sanders to Board of Directors HOUSTON – July 25, 2023 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) (“Carriage” or the “Company”) announced today that its Board of Directors (the “Board”) has elected Julie Sanders as an independent member of the Board, effective immediately. Ms. Sanders, 55, will serve as a member of the Corporate
July 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 (July 25, 2023) Car UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 (July 25, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
July 5, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 (July 5, 2023) Carri UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 (July 5, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
July 5, 2023	EX-99.1	Carriage Services Announces Election of Somer Webb to Board of Directors Exhibit 99.1 Carriage Services Announces Election of Somer Webb to Board of Directors HOUSTON – July 5, 2023 - (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) (“Carriage” or the “Company”) announced today that its Board of Directors (the “Board”) has elected Somer Webb as an independent director, effective immediately. Ms. Webb, 44, will serve as the Chair of the Board’s Compensation Committe
June 29, 2023	EX-99.1	Carriage Services Announces Review of Strategic Alternatives Ex 99.1 Carriage Services Announces Review of Strategic Alternatives HOUSTON, June 29, 2023 – Carriage Services, Inc. (NYSE: CSV) (“Carriage” or the “Company”) today announced that its Board of Directors has initiated a process to explore potential strategic alternatives, possibly including a sale, merger or other potential strategic or financial transaction, to maximize shareholder value. There c
June 29, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 (June 29, 2023) Car UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 (June 29, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
June 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 (June 15, 2023) Car UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 (June 15, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
June 22, 2023	EX-3.1	Amended and Restated By-Laws of Carriage Services, Inc. dated June 21, 2023. Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 22, 2023. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF CARRIAGE SERVICES, INC. June 21, 2023 PREAMBLE These Amended and Restated By-Laws (the “by-laws”) are subject to, and governed by, the General Corporation Law of the State of Delaware (the “Delaware General Corporation Law”) and the certificate of incorporation, as amended (the “Certificate of Incorporation”), of Carriage Services, Inc., a Delawar
June 22, 2023	EX-99.1	Carriage Services Appoints Carlos R. Quezada as Chief Executive Officer; Mel Payne Assumes Role of Executive Chairman of the Board of Directors. EX-99.1 Exhibit 99.1 Carriage Services Appoints Carlos R. Quezada as Chief Executive Officer; Mel Payne Assumes Role of Executive Chairman of the Board of Directors. Announcement Highlights • The Board has appointed Carlos R. Quezada as Chief Executive Officer; • Mel Payne assumes the role of Executive Chairman of the Board of Directors; • The Board has appointed Steven D. Metzger as President; •
June 9, 2023	CORRESP	June 9, 2023 CORRESP June 9, 2023 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Taylor Beech Re: Carriage Services, Inc. Registration Statement on Form S-3 File No. 333-272350 Dear Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Carriage Services, Inc. (the “Compan
June 1, 2023	S-3	As filed with the Securities and Exchange Commission on June 1, 2023 S-3 Table of Contents As filed with the Securities and Exchange Commission on June 1, 2023 Registration No.
June 1, 2023	EX-4.10	Form of Senior Debt Indenture.** EX-4.10 Exhibit 4.10 CARRIAGE SERVICES, INC. and [ ], Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES CARRIAGE SERVICES, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture dated as of Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608, 610 § 311 (a) 613 (b) 613 (c) Not Applic
June 1, 2023	EX-FILING FEES	Filing Fee Table EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Carriage Services, Inc.
June 1, 2023	EX-4.11	Form of Subordinated Debt Indenture.** EX-4.11 Exhibit 4.11 CARRIAGE SERVICES, INC. and [ ] Trustee INDENTURE Dated as of DEBT SECURITIES (Subordinated Debt) Carriage Services, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture dated as of Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608, 610 § 311 (a) 613 (b) 613 (c
May 19, 2023	EX-3.1	Amended and Restated By-Laws of Carriage Services, Inc. dated May 16, 2023. Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF CARRIAGE SERVICES, INC. May 16, 2023 PREAMBLE These Amended and Restated By-Laws (the “by-laws”) are subject to, and governed by, the General Corporation Law of the State of Delaware (the “Delaware General Corporation Law”) and the certificate of incorporation, as amended (the “Certificate of Incorporation”), of Carriage Services, Inc., a Delaware corpor
May 19, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 (May 16, 2023) Carri UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 (May 16, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 5, 2023	EX-10.1	Employment Agreement dated effective as of March 13, 2023, by and between Carriage Services, Inc. and L. Kian Granmayeh. Incorporated by reference to Exhibit 10.1 to Company's Current Report on Form 8-K filed on March 6, 2023. kiangranmayehagreement03
May 5, 2023	10-Q	Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
May 3, 2023	EX-99.1	Carriage Services Announces First Quarter 2023 Results Conference call on Thursday, May 4, 2023 at 9:30 a.m. central time. Carriage Services Announces First Quarter 2023 Results Conference call on Thursday, May 4, 2023 at 9:30 a.
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 (May 3, 2023) Carriag UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 (May 3, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Co
April 28, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 (April 27, 2023) C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 (April 27, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
April 3, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 3, 2023	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
March 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 (March 1, 2023) Car UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 (March 1, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
March 6, 2023	EX-10.1	Employment Agreement dated effective as of March 13, 2023, by and between Carriage Services, Inc. and Kian Granmayeh Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into as of March 13, 2023 (the “Effective Date”), by and between Carriage Services, Inc., a Delaware corporation (the “Company”) and Kian Granmayeh (hereafter “Executive”). The Company and Executive may sometimes hereafter be referred to singularly as a “Party” or collectively as the “Parties.” WITNE
March 6, 2023	EX-99.1	Carriage Services Appoints Kian Granmayeh as Chief Financial Officer Exhibit 99.1 Carriage Services Appoints Kian Granmayeh as Chief Financial Officer Houston, TX, March 6, 2023 – (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE:CSV) Carriage Services, Inc. (“Carriage” “Carriage Services” or the “Company”), today announced the appointment of Kian Granmayeh as Executive Vice President, Chief Financial Officer and Treasurer, effective March 13, 2023. Prior to joining C
March 1, 2023	10-K	Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended, December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE SERVICES, INC. (E
March 1, 2023	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2022 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
February 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 22, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 22, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 27, 2023	EX-14.1	Carriage's Code of Business Conduct and Ethics dated February 22, 2023 Exhibit 14.1 CARRIAGE SERVICES, INC. CODE OF BUSINESS CONDUCT AND ETHICS Revised February 22, 2023 At Carriage Services, Inc. (hereinafter, “Carriage,” “Company,” “us,” or “we”), our Mission is to be the most professional, ethical, and highest quality funeral and cemetery service organization in the death care industry. To achieve our Mission of Being The Best, we will consider the Company’s High
February 23, 2023	EX-99.1	Carriage Services Announces Fourth Quarter and Full Year 2022 Results Conference call on Thursday, February 23, 2023 at 9:30 a.m. central time. Carriage Services Announces Fourth Quarter and Full Year 2022 Results Conference call on Thursday, February 23, 2023 at 9:30 a.
February 23, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 (February 22, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 14, 2023	SC 13G/A	CSV / Carriage Services, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A 1 d413423dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Carriage Services Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
February 14, 2023	EX-99.III	to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY EX-99.III 4 d413423dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,
February 14, 2023	EX-99.I	to Schedule 13G EX-99.I 2 d413423dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi
February 14, 2023	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d413423dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023, in connection with their beneficial ownership of Carriage Services Inc. Each of Threadneedle American Smaller Companies Fund, a sub-fund of Threadneedle Investment Funds ICVC, TAM UK Inte
February 10, 2023	SC 13G/A	CSV / Carriage Services, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22 )* Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
February 9, 2023	SC 13G/A	CSV / Carriage Services, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0519-carriageservicesinccl.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Carriage Services Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 143905107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate
January 6, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2023 (January 2, 2023) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporat
December 12, 2022	EX-10.1	Third Amendment and Commitment Increase to First Amended and Restated Credit Agreement dated as of December 9, 2022, among Carriage Services, Inc., the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender and L/C issuer. Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 12, 2022. 1 Execution Version THIRD AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this ?Third Amendment?), dated as of December 9, 2022, is by and among CARRIAGE SERVICES, INC.
December 12, 2022	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 (December 9, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpo
December 12, 2022	EX-99.1	Carriage Services Announces High Performance and Credit Profile Restoration Plan Carriage Services Announces High Performance and Credit Profile Restoration Plan Conference call on Tuesday, December 13, 2022, at 9:30 a.
November 2, 2022	EX-10.3	Second Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Carlos Quezada. Incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for its quarter ended September 30, 2022, filed on November 2, 2022.† EXHIBIT 10.3
November 2, 2022	EX-10.4	First Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Shawn Phillips. Incorporated by reference to Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for its quarter ended September 30, 2022, filed on November 2, 2022.† EXHIBIT 10.4
November 2, 2022	EX-10.1	Release and Separation Agreement by and between the Company and Carl Benjamin Brink, dated September 27, 2022 and effective January 2, 2023. Incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for its quarter ended September 30, 2022, filed on November 2, 2022.† EXHIBIT 10.1
November 2, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAG
November 2, 2022	EX-10.2	Second Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Steven D. Metzger. Incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for its quarter ended September 30, 2022, filed on November 2, 2022.† EXHIBIT 10.2
October 26, 2022	EX-99.1	Carriage Services Announces Third Quarter and Nine Months Ended September 30, 2022 Results Carriage Services Announces Third Quarter and Nine Months Ended September 30, 2022 Results Conference call on Thursday, October 27, 2022, at 9:30 a.
October 26, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 (October 26, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
October 3, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 (September 27, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpo
October 3, 2022	EX-99.1	Carriage Services Announces Departure of Ben Brink, Executive Vice President and CFO Carriage Services Announces Departure of Ben Brink, Executive Vice President and CFO HOUSTON ? Monday, October 3, 2022 ? (GLOBE NEWSWIRE) Carriage Services, Inc.
August 2, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
July 28, 2022	EX-99.1	Carriage Services Announces Second Quarter and Six Months Ended June 30, 2022 Results Carriage Services Announces Second Quarter and Six Months Ended June 30, 2022 Results Conference call on Thursday, July 28, 2022, at 9:30 a.
July 28, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 (July 27, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
June 1, 2022	EX-10.1	Second Amendment and Commitment Increase to First Amended and Restated Credit Agreement dated as of May 27, 2022, among Carriage Services, Inc., the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender, and L/C issuer. Exhibit 10.1 Execution Version SECOND AMENDMENT AND COMMITMENT INCREASE TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT AND COMMITMENT INCREASE TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this ?Second Amendment?), dated as of May 27, 2022, is by and among CARRIAGE SERVICES, INC., a Delaware corporation (the ?Borrower?), the banks listed as Lenders on the signature pages he
June 1, 2022	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 27, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 20, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 (May 17, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
April 29, 2022	EX-99.1	Carriage Services Announces First Quarter Results Carriage Services Announces First Quarter Results Conference call on Thursday, April 28, 2022, at 10:00 a.
April 29, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 (April 27, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
April 1, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14
March 2, 2022	EX-10.16	Employment Agreement dated June 25, 2020, by and between the Company and Carlos Quezada. Incorporated by reference to Exhibit 10.16 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 10.16 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?), is made and entered into as of June , 2020 (the ?Effective Date?), by and between Carriage Services, Inc., a Delaware corporation (the ?Company?) and Carlos Quezada (hereafter ?Executive?). The Company and Executive may sometimes hereafter be referred to singularly as a ?Party? or collectively as the ?Parties.? WITNESS
March 2, 2022	EX-3.4	Second Amended and Restated By-Laws of Carriage Services, Inc. dated July 28, 2021. EXHIBIT 3.4 SECOND AMENDED AND RESTATED BY-LAWS OF CARRIAGE SERVICES, INC. PREAMBLE These Second Amended and Restated By-Laws (the ?by-laws?) are subject to, and governed by, the General Corporation Law of the State of Delaware (the ?Delaware General Corporation Law?) and the certificate of incorporation, as amended (the ?Certificate of Incorporation?), of Carriage Services, Inc., a Delaware corpo
March 2, 2022	EX-10.2	Director Compensation Policy dated February 19, 2020. Incorporated by reference to Exhibit 10.2 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 10.2 CARRIAGE SERVICES, INC. ("Carriage") Director Compensation Policy (Revised and Effective February 19, 2020) 1.Definitions. A. Independent Director ? Any Carriage director who meets the independence requirements of the New York Stock Exchange (or such other exchange or quotation system upon which the shares of its Common Stock are listed or quoted). B. Management Director - Any Carriag
March 2, 2022	EX-10.21	Form of First Amendment to Performance Award Agreement under Carriage Services, Inc. 2017 Omnibus Incentive Plan dated as of June 1, 2021. Incorporated by reference to Exhibit 10.21 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 10.21 FIRST AMENDMENT TO THE GOOD TO GREAT II SHAREHOLDER VALUE CREATION PERFORMANCE AWARD AGREEMENT This FIRST AMENDMENT TO THE GOOD TO GREAT II SHAREHOLDER VALUE CREATION PERFORMANCE AWARD AGREEMENT (this ?First Amendment?) is executed and agreed to by and between Carriage Services, Inc., a Delaware corporation (the ?Company?), and (?Employee?), effective as of June 1, 2021 (the ?Amendme
March 2, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended, December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE
March 2, 2022	EX-10.17	First Amendment to Employment Agreement dated June 1, 2021, by and between the Company and Carl Benjamin Brink. EXHIBIT 10.17 FIRST AMENDMENT TO CARL BENJAMIN BRINK?S EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO CARL BENJAMIN BRINK?S EMPLOYMENT AGREEMENT (this ?First Amendment?) is executed and agreed to by and between Carriage Services, Inc., a Delaware corporation (the ?Company?), and Carl Benjamin Brink (?Executive?), effective as of June 1, 2021 (the ?Amendment Effective Date?). WHEREAS, Executive and t
March 2, 2022	EX-10.18	First Amendment to Employment Agreement dated June 1, 2021, by and between the Company and Steven D. Metzger. Incorporated by reference to Exhibit 10.18 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 10.18 FIRST AMENDMENT TO STEVE METZGER?S EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO STEVE METZGER?S EMPLOYMENT AGREEMENT (this ?First Amendment?) is executed and agreed to by and between Carriage Services, Inc., a Delaware corporation (the ?Company?), and Steve Metzger (?Executive?), effective as of June 1, 2021 (the ?Amendment Effective Date?). WHEREAS, Executive and the Company entered
March 2, 2022	EX-4.10	Summary of Securities Registered under Section 12. Incorporated by reference to Exhibit 4.10 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 4.10 DESCRIPTION OF REGISTERED SECURITIES As of February 25, 2022, Carriage Services, Inc. (the ?Company,? ?us,? ?we,? or ?our?) has one class of securities, our common stock, registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Common Stock The following description of our common stock is a summary and does not purport to be complete. It is subjec
March 2, 2022	EX-10.19	First Amendment to Employment Agreement dated June 1, 2021, by and between the Company and Carlos Quezada. Incorporated by reference to Exhibit 10.19 to the Company's Annual Report on Form for its fiscal year ended December 31, 2021, 10-K filed on March 2, 2022. EXHIBIT 10.19 FIRST AMENDMENT TO CARLOS QUEZADA?S EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO CARLOS QUEZADA?S EMPLOYMENT AGREEMENT (this ?First Amendment?) is executed and agreed to by and between Carriage Services, Inc., a Delaware corporation (the ?Company?), and Carlos Quezada (?Executive?), effective as of June 1, 2021 (the ?Amendment Effective Date?). WHEREAS, Executive and the Company ente
March 2, 2022	EX-10.15	Employment Agreement dated November 5, 2019, by and between the Company and Steven D. Metzger. Incorporated by reference to Exhibit 10.15 to the Company's Annual Report on Form 10-K for its fiscal year ended December 31, 2021, filed on March 2, 2022. EXHIBIT 10.15 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?), is made and entered into as of November , 2019 (the ?Effective Date?), by and between Carriage Services, Inc., a Delaware corporation (the ?Company?) and Steve Metzger (hereafter ?Executive?). The Company and Executive may sometimes hereafter be referred to singularly as a ?Party? or collectively as the ?Parties.? WITN
March 2, 2022	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2021 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
February 24, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2022 (February 23, 2022) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 24, 2022	EX-99.1	INITIAL THREE YEAR ROUGHLY RIGHT RANGES SCENARIO DATED FEBRUARY 19, 2020 (MILLIONS) Exhibit 99.1 Carriage Services Announces Record Fourth Quarter and Full Year 2021 Results HOUSTON ? February 23, 2022 ? (GLOBE NEWSWIRE) Carriage Services, Inc. (NYSE: CSV) today announced results for the fourth quarter and year ended December 31, 2021. ? Full Year Performance Release Represents 2021 Shareholder Letter; ? Carlos Quezada promoted to President and Chief Operating Officer; ? Fourth Q
February 23, 2022	S-8	As filed with the Securities and Exchange Commission on February 22, 2022 As filed with the Securities and Exchange Commission on February 22, 2022 Registration No.
February 23, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 EX-FILING FEES Calculation of Filing Fee Table Form S-8 (Form Type) Carriage Services, Inc.
February 14, 2022	EX-99.II	to Schedule 13G Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of Carriage Services Inc.
February 14, 2022	SC 13G/A	CSV / Carriage Services, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 14, 2022	EX-99.III	to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place, 78 Cannon Street, London, EC4N 6AG (?Threa
February 14, 2022	EX-99.I	to Schedule 13G Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution ? TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Asset Management Oversight Limited. Non-U
February 9, 2022	SC 13G/A	CSV / Carriage Services, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Carriage Services Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 143905107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule
February 8, 2022	SC 13G/A	CSV / Carriage Services, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21 )* Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 4, 2022	CORRESP	February 4, 2022 February 4, 2022 Ms. Nasreen Mohammed and Mr. Joel Parker Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Carriage Services, Inc. Form 10-K filed March 2, 2021 Form 8-K filed July 30, 2021 File No. 001-11961 Dear Ms. Mohammed and Mr. Parker: Please allow this letter to serve as a follow-up to our tele
January 7, 2022	CORRESP	January 7, 2022 January 7, 2022 Ms. Nasreen Mohammed and Mr. Joel Parker Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Carriage Services, Inc. Form 10-K filed March 2, 2021 Form 8-K filed July 30, 2021 File No. 001-11961 Dear Ms. Mohammed and Mr. Parker: This letter responds to the most recent comments Carriage Ser
November 23, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2021 (November 22, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
November 23, 2021	EX-10.1	First Amendment and Commitment Increase to First Amended and Restated Credit Agreement dated as of November 22, 2021, among Carriage Services, Inc., the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender and L/C issuer. Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on November 23, 2021. Exhibit 10.1 Execution Version FIRST AMENDMENT AND COMMITMENT INCREASE TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT AND COMMITMENT INCREASE TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this ?First Amendment?), dated as of November 22, 2021, is by and among CARRIAGE SERVICES, INC., a Delaware corporation (the ?Borrower?), the banks listed as Lenders on the signature pages
November 3, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAG
November 2, 2021	CORRESP	November 2, 2021 CORRESP 1 filename1.htm November 2, 2021 Ms. Nasreen Mohammed and Mr. Joel Parker Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Carriage Services, Inc. Form 10-K filed March 2, 2021 Form 8-K filed July 30, 2021 File No. 001-11961 Dear Ms. Mohammed and Mr. Parker: This letter responds to the most rec
October 29, 2021	EX-99	[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] EX-99 2 pressrelease-q32021ex991.htm EX-99 Carriage Services Announces Record Third Quarter and Nine Month Results: Conference call on Thursday, October 28, 2021, at 9:30 a.m. Central Time •Record Third Quarter Revenue of $95.0 million and Adjusted Diluted EPS of $0.82; •Increase in Rolling Four Quarter, 2021 and 2022 Roughly Right Range Outlooks; •Invested $53.2 million to repurchase 1,203,493 sh
October 29, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 (October 27, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
October 5, 2021	CORRESP	1 October 5, 2021 Ms. Nasreen Mohammed and Mr. Joel Parker Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Carriage Services, Inc. Form 10-K filed March 2, 2021 Form 8-K filed July 30, 2021 File No. 001-11961 Ladies and Gentleman: On behalf of Carriage Services, Inc. (?we,? ?our? or the ?Company?), I he
August 4, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
July 30, 2021	EX-99.1	[THE REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] EX-99.1 3 pressrelease-q22021ex991.htm EX-99.1 Carriage Services Announces Record Second Quarter and First Half Results: •Record Second Quarter and First Half Results; •Increase in Rolling Four Quarter, 2021 and 2022 Outlooks; •Invested $12.3 million to repurchase 325,000 shares ($38 per share) in second quarter; •Increase in Intrinsic Value Roughly Right Range to $55 to $65 Per Share; and •Increa
July 30, 2021	EX-3.1	Second Amended and Restated By-Laws of Carriage Services, Inc. dated July 28, 2021 EXHIBIT 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF CARRIAGE SERVICES, INC. PREAMBLE These Second Amended and Restated By-Laws (the ?by-laws?) are subject to, and governed by, the General Corporation Law of the State of Delaware (the ?Delaware General Corporation Law?) and the certificate of incorporation, as amended (the ?Certificate of Incorporation?), of Carriage Services, Inc., a Delaware corpo
July 30, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 (July 26, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
June 2, 2021	EX-99.1	Carriage Services Announces Executive Team Appointments and Promotions Carriage Services Announces Executive Team Appointments and Promotions HOUSTON, June 2, 2021 (GLOBE NEWSWIRE) - Carriage Services, Inc.
June 2, 2021	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 (June 1, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 19, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 (May 17, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 14, 2021	EX-99.1	Carriage Services Announces Closing of Senior Notes Offering and New Intrinsic Value Roughly Right Range Exhibit 99.1 Carriage Services Announces Closing of Senior Notes Offering and New Intrinsic Value Roughly Right Range HOUSTON, May 13, 2021 (GLOBE NEWSWIRE) ? Carriage Services, Inc. (NYSE: CSV) (?Carriage Services? or the ?Company?). Mel Payne, Chairman and CEO issued the following statement: I have been waiting almost thirty years to write a press release like this one. Everything from this poin
May 14, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission File
May 13, 2021	EX-4.1	Indenture, dated as of May 13, 2021, among the Company, the Guarantors (as defined therein) and Wilmington Trust, National Association, as Trustee. Exhibit 4.1 Execution Version CARRIAGE SERVICES, INC., AS ISSUER AND EACH OF THE GUARANTORS PARTY HERETO 4.25% SENIOR NOTES DUE 2029 INDENTURE DATED AS OF MAY 13, 2021 WILMINGTON TRUST, NATIONAL ASSOCIATION AS TRUSTEE TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 29 Section 1.03 Rules of Construction 30 Section 1.0
May 13, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission File
May 13, 2021	EX-10.1	First Amended and Restated Credit Agreement dated as of May 13, 2021, among Carriage Services, Inc., the guarantors party thereto, the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent. Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on May 13, 2021. Exhibit 10.1 Execution Version Published CUSIP Numbers: Deal: 14444MAF3 Revolver: 14444MAG1 FIRST AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 13, 2021, among CARRIAGE SERVICES, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, BBVA USA, as Syndication Agent, and Th
May 13, 2021	EX-99.1	2 Exhibit 99.1 May 13, 2021 Carriage Services Announces Closing of Senior Notes Offering and Entry into Amended and Restated Senior Secured Revolving Credit Facility HOUSTON, Texas ? (PRNewswire) ? Carriage Services, Inc. (NYSE: CSV) (?Carriage Services? or the ?Company?) today announced that it closed its private offering of $400 million aggregate principal amount of 4.25% senior notes due 2029 (th
May 5, 2021	EX-10.3	Form of First Amendment to Employment Agreement Consideration $53.39 Option Grant dated February 17, 2021 by and between the Company and Melvin C. Payne. STOCK OPTION AGREEMENT UNDER CARRIAGE SERVICES, INC. 2017 OMNIBUS INCENTIVE PLAN THIS STOCK OPTION AGREEMENT (this ?Agreement?) evidences the grant by CARRIAGE SERVICES, INC., a Delaware corporation (the ?Company?), of an option (the ?Option?) to purchase the number of shares of common stock, $.01 par value (?Common Stock?), of the Company specified below, to the Participant whose name appears bel
May 5, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
May 5, 2021	EX-10.2	Form of First Amendment to Employment Agreement Consideration $77.34 Option Grant dated February 17, 2021 by and between the Company and Melvin C. Payne. STOCK OPTION AGREEMENT UNDER CARRIAGE SERVICES, INC. 2017 OMNIBUS INCENTIVE PLAN THIS STOCK OPTION AGREEMENT (this ?Agreement?) evidences the grant by CARRIAGE SERVICES, INC., a Delaware corporation (the ?Company?), of an option (the ?Option?) to purchase the number of shares of common stock, $.01 par value (?Common Stock?), of the Company specified below, to the Participant whose name appears bel
April 30, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission Fi
April 30, 2021	EX-1.1	Purchase Agreement dated April 29, 2021 among Carriage Services, Inc., the Subsidiary Guarantors and BofA Securities, Inc., as representative of the several initial purchasers. Exhibit 1.1 Execution Version Carriage Services, Inc. 4.25% Senior Notes due 2029 Purchase Agreement April 29, 2021 BofA Securities, Inc., As representative (the ?Representative?) of the several Purchasers named in Schedule I hereto, c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Carriage Services, Inc., a Delaware corporation (the ?Company?), proposes, su
April 30, 2021	EX-99.1	2 EX-99.1 Exhibit 99.1 April 29, 2021 Carriage Services Announces Pricing of Senior Notes Offering HOUSTON, TEXAS – (PRNEWSWIRE) – CARRIAGE SERVICES, INC. (NYSE: CSV) (“CARRIAGE SERVICES” OR THE “COMPANY”) TODAY ANNOUNCED THAT IT PRICED ITS PRIVATE OFFERING OF $400 MILLION AGGREGATE PRINCIPAL AMOUNT OF 4.25% SENIOR NOTES DUE 2029 (THE “NOTES”). THE NOTES ARE BEING OFFERED TO PERSONS WHO ARE REASONAB
April 26, 2021	EX-99.1	2 Exhibit 99.1 April 26, 2021 Carriage Services Announces Offering of Senior Notes HOUSTON, Texas ? (PRNewswire) ? Carriage Services, Inc. (NYSE: CSV) (?Carriage Services? or the ?Company?) today announced that it intends to offer, subject to market and other conditions, $400 million aggregate principal amount of senior notes due 2029 (the ?notes?) through a private offering to persons who are reaso
April 26, 2021	EX-99.2	II. Company Overview 10II. Company Overview 10 EX-99.2 3 d177070dex992.htm EX-99.2 Exhibit 99.2 Honesty \| Integrity \| Quality in All That We Do Investor Presentation April 2021Exhibit 99.2 Honesty \| Integrity \| Quality in All That We Do Investor Presentation April 2021 Cautionary Statement on Forward Looking Statements and Disclosure of Non-GAAP Performance Measures Certain statements made herein or elsewhere by, or on behalf of, the Company t
April 26, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission Fi
April 22, 2021	EX-99.1	Carriage Services Announces Record First Quarter Results Carriage Services Announces Record First Quarter Results HOUSTON - April 21, 2021 - Carriage Services, Inc.
April 22, 2021	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 (April 21, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
April 6, 2021	DEFR14A	- DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi
April 5, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission Fil
April 5, 2021	EX-99.1	Carriage Services Announces Release of Annual Shareholder Letter Exhibit 99.1 Carriage Services Announces Release of Annual Shareholder Letter HOUSTON - April 5, 2021 - Mel Payne, Chairman and CEO of Carriage Services, Inc. (NYSE: CSV), issued the following statement, ?Today after the market closed, we released my Annual Shareholder Letter, along with filing a related Current Report on Form 8-K with the Securities and Exchange Commission, as my Shareholder Lett
April 5, 2021	EX-99.2	A Tale of High Performance Transformation EX-99.2 Exhibit 99.2 A Tale of High Performance Transformation 2020 Annual Report Total Revenue (In Millions) Adjusted Consolidated EBITDA (In Millions) Adjusted Return on Equity Adjusted Diluted Earnings Per Share 16 17 18 19 20 16 17 18 19 20 16 17 18 19 20 16 17 18 19 20 Total Return 2012-2020 YTD December * * Total Return includes stock price appreciation and dividend reinvestment Carriage Ser
April 5, 2021	DEF 14A	Second and Third Amendments to the Amended and Restated Carriage Services, Inc. 2007 Employee Stock Purchase Plan. Incorporated by reference to Appendix A and B, respectively, to the Company’s Definitive Proxy Statement on Schedule 14A filed on April 5, 2021. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14
March 2, 2021	EX-10.40	Release and Separation Agreement by and between Carriage Services, Inc. and Viki K. Blinderman, dated RELEASE AND SEPARATION AGREEMENT This RELEASE AND SEPARATION AGREEMENT (the "Agreement") is made and entered into by Viki K.
March 2, 2021	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2020 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
March 2, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended, December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE SERVIC
February 19, 2021	EX-99.1	FIVE QUARTER OPERATING AND FINANCIAL TREND REPORT HIGHLIGHTS Carriage Services Announces Record Fourth Quarter, 2020 Full Year Results •Increases Two Year Roughly Right Scenario; •Record Monthly January Performance / First Quarter 2021 Will Reflect Elevated Spike in COVID-19 Deaths; •Preparations Begun for Balance Sheet Refinancing After June 1, 2021; and •Carriage Services 2021 Theme: Accelerating High Performance Flywheel Effect! Conference call on Thursday, February 18, 2021 at 9:30 a.
February 19, 2021	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 (February 17, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 18, 2021	EX-99.1	Carriage Services Announces Employment Agreement Extension With Chairman And CEO Mel Payne EX-99.1 3 a991pressreleasemelpaynefi.htm EX-99.1 EXHIBIT 99.1 Carriage Services Announces Employment Agreement Extension With Chairman And CEO Mel Payne HOUSTON - February 17, 2021 - Carriage Services, Inc. (NYSE: CSV) today announced today announced that its Board of Directors has agreed with the Company's Chairman and CEO, Mel Payne, to extend the term of his employment agreement another seven y
February 18, 2021	EX-10.1	First Amendment to Employment Agreement dated February 17, 2021 by and between the Company and Melvin C. Payne. Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 18, 2021. EXHIBIT 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this ?First Amendment?) is executed and agreed to by and between Carriage Services, Inc., a Delaware corporation (the ?Company?), and Melvin C. Payne (?Executive?), effective as of February 17, 2021 (the ?Amendment Effective Date?). WHEREAS, Executive and the Company entered into an Employment Agreem
February 18, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 (February 17, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
February 12, 2021	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 12, 2021	SC 13G	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of Event Wh SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20 )* Carriage Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 143905107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 11, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission
February 10, 2021	SC 13G	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Carriage Services Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 143905107 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d
February 3, 2021	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 (February 2, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
January 26, 2021	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2021 (January 25, 2021) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
January 12, 2021	EX-99.2	Carriage Services to Present Virtually and Host 1x1 Investor Meetings at the Virtual Sidoti Winter 2021 Investor Conference on January 13th Carriage Services to Present Virtually and Host 1x1 Investor Meetings at the Virtual Sidoti Winter 2021 Investor Conference on January 13th HOUSTON - Jan.
January 12, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (Commission
January 12, 2021	EX-99.1	Investor Presentation January 2021 Honesty \| Integrity \| Quality in All That We Do 2 Cautionary Statement on Forward Looking Statements and Disclosure of Non-GAAP Performance Measures Certain statements made herein or elsewhere by, or on behalf of, t a2021carriageinvestorpre Investor Presentation January 2021 Honesty \| Integrity \| Quality in All That We Do 2 Cautionary Statement on Forward Looking Statements and Disclosure of Non-GAAP Performance Measures Certain statements made herein or elsewhere by, or on behalf of, the Company that are not historical facts are intended to be forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.
November 3, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAG
November 3, 2020	EX-10.1	Limited Consent to Credit Agreement LIMITED CONSENT TO CREDIT AGREEMENT THIS LIMITED CONSENT TO CREDIT AGREEMENT (this “Consent”), dated as of August 7, 2020, is by and among CARRIAGE SERVICES, INC.
October 28, 2020	8-K	Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 (October 27, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorpor
October 28, 2020	EX-99.1	FIVE QUARTER OPERATING AND FINANCIAL TREND REPORT HIGHLIGHTS Carriage Services Announces Record Third Quarter Results •Record Revenue, Adjusted Consolidated EBITDA, Adjusted EPS, Adjusted Free Cash Flow; •Record Debt Reduction / Debt to EBITDA Ratio Declines 20% to 4.
September 10, 2020	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 (September 9, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incor
September 4, 2020	EX-10.1	Form of Notes Repurchase Agreement. Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on September 4, 2020. EX-10.1 Exhibit 10.1 Form of Notes Repurchase Agreement [ ], 2020 Carriage Services, Inc. 3040 Post Oak Blvd., Suite 300 Houston, TX 77058 Attn: Carl B. Brink Re: Carriage Services, Inc. Repurchase of 2.75% Convertible Subordinated Notes due 2021 (CUSIP 143905 AM9) Ladies and Gentlemen: The undersigned beneficial owner of Carriage Services, Inc.’s (the “Company”) 2.75% Convertible Subordinated Not
September 4, 2020	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 (September 3, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorp
August 4, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SER
July 31, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 (July 30, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
July 31, 2020	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 (July 28, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
July 31, 2020	EX-99.1	1 Rolling Four Quarter Outlook Ranges using midpoints of Adjusted Consolidated EBITDA of $98 million and Total Debt Outstanding of $455 million. Carriage Services Announces Record Second Quarter Results ▪ Record Revenue, Adjusted Consolidated EBITDA, Adjusted EPS, Free Cash Flow; ▪ Raises Four Quarter Outlook; ▪ New President and COO Resigns to Seek CEO Role Elsewhere; and ▪ Carlos Quezada Joins the Executive Team for Good To Great Journey Part II.
June 30, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 (June 25, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation)
June 9, 2020	CORRESP	- CORRESP June 9, 2020 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Scott Anderegg Re: Carriage Services, Inc. Registration Statement on Form S-3 File No. 333-238862 Dear Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Carriage Services, Inc. (the “
June 2, 2020	EX-4.9	Form of Senior Debt Indenture.** EX-4.9 Exhibit 4.9 CARRIAGE SERVICES, INC. and [ ], Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES CARRIAGE SERVICES, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture dated as of Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608, 610 § 311 (a) 613 (b) 613 (c) Not Applicab
June 2, 2020	EX-4.10	Form of Subordinated Debt Indenture.** EX-4.10 Exhibit 4.10 CARRIAGE SERVICES, INC. and [ ] Trustee INDENTURE Dated as of DEBT SECURITIES (Subordinated Debt) Carriage Services, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture dated as of Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608, 610 § 311 (a) 613 (b) 613 (c
June 2, 2020	S-3	- S-3 S-3 Table of Contents As filed with the Securities and Exchange Commission on June 1, 2020 Registration No.
May 27, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-11961 CARRIAGE SE
May 22, 2020	EX-10.2	Form of Performance Award Agreement under Carriage Services, Inc. 2017 Omnibus Incentive Plan. Incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed on May 22, 2020. EXHIBIT 10.1 CARRIAGE SERVICES, INC. 2017 OMNIBUS INCENTIVE PLAN “GOOD TO GREAT II SHAREHOLDER VALUE CREATION PERFORMANCE AWARD AGREEMENT” This Performance Award Agreement (this “Agreement”) is made and entered into as of May 19, 2020 (the “Grant Date”) by and between Carriage Services, Inc. (the “Company”) and (the “Employee”). Capitalized terms that are used in this Agreement, but not defined he
May 22, 2020	EX-99.1	Carriage Services Announces First Quarter and April 2020 Results; Updated 2020 and Confirm 2021/2022 Outlook; Dividend Increase; and New Five Year Good To Great Shareholder Value Creation Incentive Plan. Carriage Services Announces First Quarter and April 2020 Results; Updated 2020 and Confirm 2021/2022 Outlook; Dividend Increase; and New Five Year Good To Great Shareholder Value Creation Incentive Plan.
May 22, 2020	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2020 (May 19, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
May 22, 2020	EX-10.1	Limited Waiver and Fourth Amendment to Credit Agreement, dated as of May 18, 2020, by and among Carriage Services, Inc., the financial institutions party thereto, as lenders, and Bank of America, as administrative agent, swing line lender and L/C issuer. Incorporated by reference to exhibit 10.1 to the Company's Current Report on Form 8-K filed on May 22, 2020. EX-10.1 2 ex101-creditfacilitywaiver.htm EXHIBIT 10.1 EXHIBIT 10.1 Execution Version LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT THIS LIMITED WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Fourth Amendment”), dated as of May 18, 2020, is by and among CARRIAGE SERVICES, INC., a Delaware corporation (the “Borrower”), the banks listed as Lenders on the signature pages hereof (the
May 22, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2020 (May 18, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporation) (
April 29, 2020	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 (April 23, 2020) Carriage Services, Inc. (Exact name of registrant as specified in its charter) Delaware 1-11961 76-0423828 (State or other jurisdiction of incorporatio
April 29, 2020	EX-99.1	CARRIAGE SERVICES ANNOUNCES FIRST QUARTER EARNINGS RELEASE DATE EX-99.1 2 pressrelease-covidx19.htm EXHIBIT 99.1 EXHIBIT 99.1 CARRIAGE SERVICES ANNOUNCES FIRST QUARTER EARNINGS RELEASE DATE HOUSTON, April 29, 2020 (GLOBE NEWSWIRE) - Mel Payne, Chairman and Chief Executive Officer of Carriage Services, Inc. stated, “We have made the decision to delay our earnings release to May 19th to provide time to complete the accounting of our April performance and to moni
April 7, 2020	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin
February 28, 2020	EX-21.1	Subsidiaries of the Company. EXHIBIT 21.1 CARRIAGE SERVICES, INC. SUBSIDIARIES AS OF DECEMBER 31, 2019 NAME JURISDICTION OF INCORPORATION Carriage Services, Inc. Delaware Carriage Funeral Holdings, Inc. Delaware CFS Funeral Services, Inc. Delaware Carriage Holding Company, Inc. Delaware Carriage Funeral Services of Michigan, Inc. Michigan Carriage Funeral Services of Kentucky, Inc. Kentucky Carriage Funeral Services of Califo
February 28, 2020	EX-10.39	Amendment to the Transaction Agreement dated as of December 30, 2019 by and among Carriage Funeral Holdings, Inc., Carriage Holdings Virginia, Inc., Carriage Services of Virginia LLC, Calvary Memorial Park, Inc., Fairfax Memorial Funeral Home, L.L.C., Holder Representative and Carriage Services, Inc. EXHIBIT 10.39 AMENDMENT TO THE TRANSACTIONS AGREEMENT This amendment (the “Amendment”) to that certain Transactions Agreement by and among Carriage Funeral Holdings, Inc., a Delaware corporation (“Buyer”), Carriage Holdings Virginia, Inc., a Commonwealth of Virginia corporation and a wholly owned subsidiary of Buyer (“Merger Sub Corp”), Carriage Services of Virginia LLC, a Commonwealth of Virginia
February 28, 2020	EX-4.10	Summary of Securities Registered under Section 12. EXHIBIT 4.10 DESCRIPTION OF REGISTERED SECURITIES As of February 21, 2020, Carriage Services, Inc. (the “Company,” “us,” “we,” or “our”) has one class of securities, our common stock, registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Common Stock The following description of our common stock is a summary and does not purport to be complete. It is subjec
February 28, 2020	10-K	Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended, December 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-11961 CARRIAGE SERVIC
February 28, 2020	EX-10.38	Transaction Agreement dated as of November 25, 2019 by and among Carriage Funeral Holdings, Inc., Carriage Holdings Virginia, Inc., Carriage Services of Virginia LLC, Calvary Memorial Park, Inc., Fairfax Memorial Funeral Home, L.L.C., Holder Representative and Carriage Services, Inc. EXHIBIT 10.38 Portions of this exhibit have been redacted in accordance with Item 601(b)(10) of Regulation S-K. The information is not material and would cause competitive harm to the registrant if publicly disclosed. “[*]” indicates that information has been redacted. TRANSACTIONS AGREEMENT dated as of November 25, 2019 by and among CARRIAGE FUNERAL HOLDINGS, INC., CARRIAGE HOLDINGS VIRGINIA

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